EX-FILING FEES 9 d613763dexfilingfees.htm FILING FEE TABLE Filing Fee Table

Exhibit 107

Calculation of Filing Fee Tables

Form F-3

(Form Type)

Kabushiki Kaisha Mitsui Sumitomo Financial Group

(Exact name of registrant as specified in its charter)

SUMITOMO MITSUI FINANCIAL GROUP, INC.

(Translation of registrant’s name into English)

Table 1: Newly Registered and Carry Forward Securities

 

     Security
Type		  

Security

Class Title

   Fee
Calculation
or Carry
Forward
Rule		     Amount
  Registered		  

Proposed 

Maximum 

Offering 
Price Per 

Unit 

  

Maximum

Aggregate

Offering

Price

   Fee Rate  

 Amount of 

 Registration 

 Fee 

  

Carry

 Forward 

Form

Type

  

Carry

Forward

File

Number

    

Carry
Forward

Initial

Effective

Date

  

Filing Fee

Previously

Paid in

Connection

with Unsold

Securities to
be Carried

Forward

  
Newly Registered Securities

 

 Fees to Be  Paid     Debt   Senior Debt Securities   —   —   —   —   —   —                        
 Fees to Be  Paid     Debt  

Dated

Subordinated Debt Securities

   —   —   —   —   —   —                        
 Fees to Be  Paid     Debt  

Perpetual

Subordinated Debt Securities

   —   —   —   —   —   —                        
Fees to Be Paid     Unallocated
(Universal)
Shelf		   Unallocated (Universal) Shelf   457(o)   U.S.$4,300,000,000

(1)(2)(3)

   (1)(2)(3)   U.S.$4,300,000,000

(1)(2)(3)

   0.00014760    U.S.$634,680

(1)(2)(3)

                        
Carry Forward Securities

 

Carry Forward Securities   Unallocated
(Universal)
Shelf		   Unallocated (Universal) Shelf   415(a)(6)    U.S.$50,700,000,000         U.S.$50,700,000,000            F-3     333-273003     July 24, 2023     U.S.$5,587,140  
    Total Offering Amounts        U.S.$55,000,000,000       (1)(2)(3)                        
    Total Fees Previously Paid               (1)(2)(3)                        
    Total Fee Offsets               —                          
    Net Fee Due               U.S.$634,680                        

 

(1)

The amount to be registered, proposed maximum aggregate offering price per unit and proposed maximum aggregate offering price for senior debt securities, dated subordinated debt securities and perpetual subordinated debt securities, as the case may be, will be determined from time to time by the registrant in connection with the issuance of the particular securities hereunder and is not specified as to each class of security. The maximum aggregate offering price of all securities issued by the registrant pursuant to this registration statement (“Registration Statement”) shall not exceed U.S.$55,000,000,000 or the equivalent at the time of offering in any other currency. Any securities registered hereunder may be sold separately or in combination with the other securities registered hereunder. The amount also includes such indeterminate principal amount, liquidation amount or number of identified classes of securities as may be issued upon conversion, exchange or exercise of other securities.

(2)

Pursuant to Rule 415(a)(6) under the Securities Act, this Registration Statement includes U.S.$50,700,000,000 in maximum aggregate offering price of unsold securities that were previously registered on the registration statement on Form F-3 (File No. 333-273003), as amended, which became effective on July 24, 2023 (the “Prior Registration Statement on Form F-3”), for which the registrants paid a registration fee of U.S.$5,587,140. In accordance with SEC rules, the registrant may continue to use the Prior Registration Statement to offer and sell any unsold securities during the grace period afforded by Rule 415(a)(5). The filing fee paid with respect to the unsold securities in the Prior Registration Statement on Form F-3 is being used to pay a portion of the filing fee in connection with the filing of this Registration Statement. If the registrant sells any securities pursuant to the Prior Registration Statement on Form F-3 after the date hereof and prior to the date of effectiveness of this Registration Statement, the registrant will file a pre-effective amendment to this Registration Statement to update the amount of unsold securities from the Prior Registration Statement on Form F-3 to be included in this registration statement pursuant to Rule 415(a)(6). Pursuant to Rule 415(a)(6), the offering of unsold securities under the Prior Registration Statement on Form F-3 will be deemed terminated as of the date of effectiveness of this Registration Statement.

(3)

This Registration Statement also relates to offers and sales of senior debt securities, dated subordinated debt securities and perpetual subordinated debt securities after the initial sale of such securities in connection with market-making transactions by and through broker-dealer affiliates of Sumitomo Mitsui Financial Group, Inc., including SMBC Nikko Securities America, Inc. These securities consist of an indeterminate amount of such securities that are initially being registered, and will initially be offered and sold, under this registration statement and an indeterminate amount of such securities that were initially registered, and were initially offered and sold, under registration statements previously filed by Sumitomo Mitsui Financial Group, Inc. All such market-making reoffers and resales of these securities that are made pursuant to a registration statement after the effectiveness of this Registration Statement are being made solely pursuant to this Registration Statement. Pursuant to Rule 457(q) under the Securities Act, no separate registration fee will be paid with respect to any of such securities that may be reoffered or resold after their initial sale in market-making transactions.

Table 2: Fee Offset Claims and Sources

N/A

Table 3: Combined Prospectuses

N/A