EX-25.3 8 d613763dex253.htm STATEMENT OF ELIGIBILITY ON FORM T-1 (PERPETUAL SUBORDINATED INDENTURE) Statement of Eligibility on Form T-1 (Perpetual Subordinated Indenture)

Exhibit 25.3

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM T-1

 

 

 

CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2)

 

 

THE BANK OF NEW YORK MELLON

(Exact name of trustee as specified in its charter)

 

 

 

New York   13-5160382

(Jurisdiction of incorporation of

organization if not a U.S. national bank)

 

(I.R.S. Employer

Identification Number)

240 Greenwich Street, New York, NY 10286,

United States of America

  10286
(Address of principal executive offices)   (Zip Code)

 

 

KABUSHIKI KAISHA MITSUI SUMITOMO FINANCIAL

GROUP

(Exact name of obligor as specified in its charter)

 

 

SUMITOMO MITSUI FINANCIAL GROUP, INC.

(Translation of registrant’s name into English)

 

 

 

JAPAN   Not Applicable

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification Number)

1-2 MARUNOUCHI 1-CHOME,

CHIYODA-KU, TOKYO, JAPAN

  100-005
(Address of principal executive offices)   (Zip Code)

 

 

SUMITOMO MITSUI BANKING CORPORATION, NEW YORK BRANCH, 277 PARK AVENUE, NEW YORK, NEW YORK 10172

(Name, address and telephone number of agent for service)

 

 

PERPETUAL SUBORDINATED DEBT SECURITIES

(Title of the indenture securities)

 

 

 


Item 1.

General Information.

Furnish the following information as to the trustee –

 

  (a)

Name and address of each examining or supervising authority to which it is subject.

Superintendent of Banks of the State of New York

One State Street, New York, N.Y. 10004-1417, and Albany, N.Y. 12223

Federal Reserve Bank of New York

33 Liberty Street, New York, N.Y. 10045

Federal Deposit Insurance Corporation

550 17th Street, NW, Washington, D.C. 20429

The Clearing House Association L.L.C.

100 Broad Street, New York, N.Y. 10004

 

  (b)

Whether it is authorized to exercise corporate trust powers.

Yes

 

Item 2.

Affiliations with the obligor.

If the obligor is an affiliate of the trustee, describe each such affiliation.

None

 

Item 16.

List of exhibits

List below all exhibits filed as a part of this statement of eligibility.

 

  1.

Exhibit 7 to Form T-1


SIGNATURE

Pursuant to the requirements of the Trust Indenture Act of 1939 the trustee, The Bank of New York Mellon, a banking corporation organized and existing under the laws of the State of New York, has duly caused this statement of eligibility to be signed on its behalf by the undersigned, thereunto duly authorized, all in the city of Singapore, on the 22nd day of December, 2023.

 

The Bank of New York Mellon

 

(Trustee)

By:

 

/s/ Priscilla Pang

 

Name: Priscilla Pang

 

Title: Vice President


EXHIBIT 7

Consolidated Report of Condition of

THE BANK OF NEW YORK MELLON

of 240 Greenwich Street, New York, N.Y. 10286

And Foreign and Domestic Subsidiaries,

a member of the Federal Reserve System, at the close of business September 30, 2023, published in accordance with a call made by the Federal Reserve Bank of this District pursuant to the provisions of the Federal Reserve Act.

 

     Dollar amounts in thousands  

ASSETS

  

Cash and balances due from depository institutions:

  

Noninterest-bearing balances and currency and coin

     3,927,000  

Interest-bearing balances

     117,548,000  

Securities:

  

Held-to-maturity securities

     51,007,000  

Available-for-sale debt securities

     76,909,000  

Equity securities with readily determinable fair values not held for trading

     0  

Federal funds sold and securities purchased under agreements to resell:

  

Federal funds sold in domestic offices

     0  

Securities purchased under agreements to resell

     11,324,000  

Loans and lease financing receivables:

  

Loans and leases held for sale

     0  

Loans and leases held for investment

     32,188,000  

LESS: Allowance for loan and lease losses

     191,000  

Loans and leases held for investment, net of allowance

     31,997,000  

Trading assets

     5,271,000  

Premises and fixed assets (including capitalized leases)

     2,820,000  

Other real estate owned

     2,000  

Investments in unconsolidated subsidiaries and associated companies

     1,188,000  

Direct and indirect investments in real estate ventures

     0  

Intangible assets

     6,903,000  

Other assets

     19,572,000  
  

 

 

 

Total assets

     328,468,000  
  

 

 

 


     Dollar amounts in thousands  

LIABILITIES

  

Deposits:

  

In domestic offices

     189,421,000  

Noninterest-bearing

     59,576,000  

Interest-bearing

     129,845,000  

In foreign offices, Edge and Agreement subsidiaries, and IBFs

     91,289,000  

Noninterest-bearing

     5,210,000  

Interest-bearing

     86,079,000  

Federal funds purchased and securities sold under agreements to repurchase:

  

Federal funds purchased in domestic offices .

     0  

Securities sold under agreements to repurchase

     4,227,000  

Trading liabilities

     3,215,000  

Other borrowed money:

  

(includes mortgage indebtedness and obligations under capitalized leases)

     2,000,000  

Not applicable

  

Not applicable

  

Subordinated notes and debentures

     0  

Other liabilities

     11,199,000  
  

 

 

 

Total liabilities

     301,351,000  
  

 

 

 

EQUITY CAPITAL

  

Perpetual preferred stock and related surplus

     0  

Common stock

     1,135,000  

Surplus (exclude all surplus related to preferred stock)

     12,157,000  

Retained earnings

     18,051,000  

Accumulated other comprehensive income

     -4,226,000  

Other equity capital components

     0  

Total bank equity capital

     27,117,000  

Noncontrolling (minority) interests in consolidated subsidiaries

     0  

Total equity capital

     27,117,000  
  

 

 

 

Total liabilities and equity capital

     328,468,000  
  

 

 

 

I, Dermot McDonogh, Chief Financial Officer of the above-named bank do hereby declare that this Report of Condition is true and correct to the best of my knowledge and belief.

Dermot McDonogh

Chief Financial Officer

We, the undersigned directors, attest to the correctness of this statement of resources and liabilities. We declare that it has been examined by us, and to the best of our knowledge and belief has been prepared in conformance with the instructions and is true and correct.

 

Robin A. Vince

         Directors     

Jeffrey A Goldstein

      

Joseph J. Echevarria