0000950123-24-001063.txt : 20240208
0000950123-24-001063.hdr.sgml : 20240208
20240208061503
ACCESSION NUMBER: 0000950123-24-001063
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240208
DATE AS OF CHANGE: 20240208
EFFECTIVENESS DATE: 20240208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP, INC.
CENTRAL INDEX KEY: 0001022837
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17794
FILM NUMBER: 24606751
BUSINESS ADDRESS:
STREET 1: 1-2, MARUNOUCHI 1-CHOME
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0005
BUSINESS PHONE: 81-3-3282-8111
MAIL ADDRESS:
STREET 1: 1-2, MARUNOUCHI 1-CHOME
STREET 2: CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0005
FORMER COMPANY:
FORMER CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP/FI
DATE OF NAME CHANGE: 20021226
FORMER COMPANY:
FORMER CONFORMED NAME: SUMITOMO BANK LTD TOKYO /FI
DATE OF NAME CHANGE: 19960913
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
0001022837
XXXXXXXX
12-31-2023
12-31-2023
false
SUMITOMO MITSUI FINANCIAL GROUP, INC.
1-2, MARUNOUCHI 1-CHOME
CHIYODA-KU
TOKYO
M0
100-0005
13F COMBINATION REPORT
028-17794
028-14064
000301509
801-116710
Sumitomo Mitsui DS Asset Management Company, Ltd
028-20249
000110858
801-45435
TT International Asset Management LTD
N
Osahiro Yamamoto
General Manager Planning Dept., Global Markets Business Unit
81-3-6706-3820
/s/ Osahiro Yamamoto
Tokyo
M0
02-08-2024
4
166
3154376360
false
1
028-17800
Sumitomo Mitsui Banking Corporation
2
028-18879
SMBC Trust Bank Ltd.
3
028-20371
SMBC Nikko Securities Inc.
4
028-20372
Sumitomo Mitsui Card Company, Limited
INFORMATION TABLE
2
29807.xml
INFORMATION TABLE FOR FORM 13F
AMAZON COM INC
COM
023135106
14860068
96884
SH
DFND
3
96884
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
5669244
38110
SH
DFND
3
38110
0
0
ZSCALER INC
COM
98980G102
3228121
14383
SH
DFND
3
14383
0
0
SHOPIFY INC
CL A
82509L107
2466017
31172
SH
DFND
3
31172
0
0
BLOCK H & R INC
COM
093671105
1649594
20747
SH
DFND
3
20747
0
0
MICRON TECHNOLOGY INC
COM
595112103
1399650
16275
SH
DFND
3
16275
0
0
ALPHABET INC
CAP STK CL A
02079K305
1280160
9129
SH
DFND
3
9129
0
0
OKTA INC
CL A
679295105
1185281
12978
SH
DFND
3
12978
0
0
META PLATFORMS INC
CL A
30303M102
972480
2714
SH
DFND
3
2714
0
0
MICROSOFT CORP
COM
594918104
717535
1912
SH
DFND
3
1912
0
0
DOCUSIGN INC
COM
256163106
715417
11884
SH
DFND
3
11884
0
0
TELADOC HEALTH INC
COM
87918A105
675906
30584
SH
DFND
3
30584
0
0
SNAP INC
CL A
83304A106
396907
23279
SH
DFND
3
23279
0
0
PAYPAL HLDGS INC
COM
70450Y103
358105
5677
SH
DFND
3
5677
0
0
SNOWFLAKE INC
CL A
833445109
290979
1446
SH
DFND
3
1446
0
0
TWILIO INC
CL A
90138F102
265388
3439
SH
DFND
3
3439
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
234476
550
SH
DFND
3
550
0
0
DISNEY WALT CO
COM
254687106
228802
2531
SH
DFND
3
2531
0
0
PROCTER AND GAMBLE CO
COM
742718109
211309
1450
SH
DFND
3
1450
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
175416
2400
SH
DFND
3
2400
0
0
NETFLIX INC
COM
64110L106
173641
354
SH
DFND
3
354
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
81705
319
SH
DFND
3
319
0
0
APPLE INC
COM
037833100
23617
122
SH
DFND
3
122
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
6550
40
SH
DFND
3
40
0
0
INTEL CORP
COM
458140100
6299
125
SH
DFND
3
125
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
6095
150
SH
DFND
3
150
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
4560
106
SH
DFND
3
106
0
0
APPLE INC
Call
037833900
32165
4920
SH
Call
DFND
3
4920
0
0
APPLE INC
Put
037833950
7725
13000
SH
Put
DFND
3
13000
0
0
PAYPAL HLDGS INC
Call
70450Y903
71365
13600
SH
Call
DFND
3
13600
0
0
SHOPIFY INC
Put
82509L957
356
15000
SH
Put
DFND
3
15000
0
0
BLOCK INC
Put
852234953
10400
40000
SH
Put
DFND
3
40000
0
0
ZOOM VIDEO COMMUNICATIONS IN
Put
98980L951
61750
10000
SH
Put
DFND
3
10000
0
0
ADVANCED MICRO DEVICES INC
Call
007903907
446424
16631
SH
Call
DFND
3
16631
0
0
AMAZON COM INC
Call
023135906
44094
6800
SH
Call
DFND
3
6800
0
0
BOEING CO
Call
097023905
223664
5990
SH
Call
DFND
3
5990
0
0
MICROSOFT CORP
Call
594918904
29006
2000
SH
Call
DFND
3
2000
0
0
NVIDIA CORPORATION
Call
67066G904
151873
4560
SH
Call
DFND
3
4560
0
0
ZSCALER INC
Call
98980G902
156678
3789
SH
Call
DFND
3
3789
0
0
ALPHABET INC
Call
02079K905
59616
7097
SH
Call
DFND
3
7097
0
0
VISA INC
Call
92826C909
99556
7000
SH
Call
DFND
3
7000
0
0
META PLATFORMS INC
Call
30303M902
75010
3841
SH
Call
DFND
3
3841
0
0
COSTCO WHSL CORP NEW
Call
22160K905
34006
500
SH
Call
DFND
3
500
0
0
NETFLIX INC
Call
64110L906
34104
961
SH
Call
DFND
3
961
0
0
SALESFORCE INC
Call
79466L902
311598
14000
SH
Call
DFND
3
14000
0
0
ARM HOLDINGS PLC
Call
042068905
62163
3500
SH
Call
DFND
3
3500
0
0
AIR PRODS & CHEMS INC
COM
009158106
10902442
39819
SH
DFND
2
0
0
39819
ALPHABET INC
CAP STK CL C
02079K107
24522102
174002
SH
DFND
2
0
0
174002
AMAZON COM INC
COM
023135106
20825808
137066
SH
DFND
2
0
0
137066
AMGEN INC
COM
031162100
12076103
41928
SH
DFND
2
0
0
41928
ARCHER DANIELS MIDLAND CO
COM
039483102
7577322
104920
SH
DFND
2
0
0
104920
ARISTA NETWORKS INC
COM
040413106
21371590
90746
SH
DFND
2
0
0
90746
AT&T INC
COM
00206R102
1999001
119130
SH
DFND
2
0
0
119130
BANK NEW YORK MELLON CORP
COM
064058100
1532925
29451
SH
DFND
2
0
0
29451
BLACKROCK INC
COM
09247X101
12004087
14787
SH
DFND
2
0
0
14787
BRISTOL-MYERS SQUIBB CO
COM
110122108
9140209
178137
SH
DFND
2
0
0
178137
BROADCOM INC
COM
11135F101
25950580
23248
SH
DFND
2
0
0
23248
CISCO SYS INC
COM
17275R102
2231317
44167
SH
DFND
2
0
0
44167
COCA COLA CO
COM
191216100
8943983
151773
SH
DFND
2
0
0
151773
COSTCO WHSL CORP NEW
COM
22160K105
5918937
8967
SH
DFND
2
0
0
8967
D R HORTON INC
COM
23331A109
16051064
105613
SH
DFND
2
0
0
105613
EXCHANGE TRADED CONCEPTS TR
EMQQ EM INTERN
301505889
431
14
SH
DFND
2
0
0
14
FIRST SOLAR INC
COM
336433107
9573427
55569
SH
DFND
2
0
0
55569
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
3913253
72683
SH
DFND
2
0
0
72683
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
2751961
31390
SH
DFND
2
0
0
31390
FIRST TR EXCHANGE-TRADED FD
NAS CLNEDG GREEN
33733E500
1355597
32146
SH
DFND
2
0
0
32146
GENERAL MLS INC
COM
370334104
1289251
19792
SH
DFND
2
0
0
19792
GLOBAL X FDS
MSCI CHINA CNSMR
37950E408
211200
12000
SH
DFND
2
0
0
12000
GLOBAL X FDS
US INFR DEV ETF
37954Y673
1227940
35577
SH
DFND
2
0
0
35577
GRAINGER W W INC
COM
384802104
12015176
14499
SH
DFND
2
0
0
14499
HOME DEPOT INC
COM
437076102
3987058
11505
SH
DFND
2
0
0
11505
HUNT J B TRANS SVCS INC
COM
445658107
9566348
47894
SH
DFND
2
0
0
47894
ILLINOIS TOOL WKS INC
COM
452308109
1020780
3897
SH
DFND
2
0
0
3897
INTUIT
COM
461202103
16051395
25681
SH
DFND
2
0
0
25681
INVESCO EXCH TRADED FD TR II
TAXABLE MUN BD
46138G805
20684345
768649
SH
DFND
2
0
0
768649
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
53512
854
SH
DFND
2
0
0
854
INVESCO QQQ TR
UNIT SER 1
46090E103
14154649
34564
SH
DFND
2
0
0
34564
ISHARES INC
MSCI JPN ETF NEW
46434G822
203901
3179
SH
DFND
2
0
0
3179
ISHARES INC
MSCI BRAZIL ETF
464286400
15382
440
SH
DFND
2
0
0
440
ISHARES INC
CORE MSCI EMKT
46434G103
704681
13932
SH
DFND
2
0
0
13932
ISHARES TR
US TREAS BD ETF
46429B267
11950019
518664
SH
DFND
2
0
0
518664
ISHARES TR
ISHARES BIOTECH
464287556
1262997
9297
SH
DFND
2
0
0
9297
ISHARES TR
U.S.MED DVC ETF
464288810
1282003
23754
SH
DFND
2
0
0
23754
ISHARES TR
GLOBAL REIT ETF
46434V647
1767872
73113
SH
DFND
2
0
0
73113
ISHARES TR
SHORT TREAS BD
464288679
4558721
41394
SH
DFND
2
0
0
41394
ISHARES TR
ISHARES SEMICDTR
464287523
5336990
9264
SH
DFND
2
0
0
9264
ISHARES TR
CORE US AGGBD ET
464287226
62557374
630301
SH
DFND
2
0
0
630301
ISHARES TR
ISHS 1-5YR INVS
464288646
38941465
759463
SH
DFND
2
0
0
759463
ISHARES TR
SELECT DIVID ETF
464287168
989923
8445
SH
DFND
2
0
0
8445
ISHARES TR
ESG AWR US AGRGT
46435U549
104837
2196
SH
DFND
2
0
0
2196
ISHARES TR
MSCI EMG MKT ETF
464287234
1253748
31180
SH
DFND
2
0
0
31180
ISHARES TR
JPMORGAN USD EMG
464288281
1311943
14731
SH
DFND
2
0
0
14731
ISHARES TR
CUR HD EURZN ETF
46434V639
37629
1130
SH
DFND
2
0
0
1130
ISHARES TR
IBOXX HI YD ETF
464288513
47670924
615983
SH
DFND
2
0
0
615983
ISHARES TR
7-10 YR TRSY BD
464287440
57981284
601528
SH
DFND
2
0
0
601528
ISHARES TR
3 7 YR TREAS BD
464288661
72855
622
SH
DFND
2
0
0
622
ISHARES TR
US OIL GS EX ETF
464288851
221353
2373
SH
DFND
2
0
0
2373
ISHARES TR
EXPANDED TECH
464287515
4421850
10880
SH
DFND
2
0
0
10880
ISHARES TR
MSCI INDIA ETF
46429B598
1185204
24282
SH
DFND
2
0
0
24282
ISHARES TR
RUSSELL 2000 ETF
464287655
3413
17
SH
DFND
2
0
0
17
ISHARES TR
U.S. ENERGY ETF
464287796
4904600
111165
SH
DFND
2
0
0
111165
ISHARES TR
U.S. REAL ES ETF
464287739
7609791
83249
SH
DFND
2
0
0
83249
ISHARES TR
IBOXX INV CP ETF
464287242
72589530
655969
SH
DFND
2
0
0
655969
ISHARES TR
MBS ETF
464288588
32680664
347371
SH
DFND
2
0
0
347371
ISHARES TR
PFD AND INCM SEC
464288687
24406175
782500
SH
DFND
2
0
0
782500
ISHARES TR
MORTGE REL ETF
46435G342
109646
4646
SH
DFND
2
0
0
4646
ISHARES TR
1 3 YR TREAS BD
464287457
7963705
97071
SH
DFND
2
0
0
97071
ISHARES TR
TIPS BD ETF
464287176
3213521
29896
SH
DFND
2
0
0
29896
ISHARES TR
20 YR TR BD ETF
464287432
23788452
240579
SH
DFND
2
0
0
240579
ISHARES TR
MSCI USA MIN VOL
46429B697
70461
903
SH
DFND
2
0
0
903
JOHNSON & JOHNSON
COM
478160104
185580
1184
SH
DFND
2
0
0
1184
JPMORGAN CHASE & CO
COM
46625H100
13862640
81497
SH
DFND
2
0
0
81497
KIMBERLY-CLARK CORP
COM
494368103
788478
6489
SH
DFND
2
0
0
6489
META PLATFORMS INC
CL A
30303M102
18996679
53669
SH
DFND
2
0
0
53669
MICROSOFT CORP
COM
594918104
25567712
67992
SH
DFND
2
0
0
67992
MONDELEZ INTL INC
CL A
609207105
1454250
20078
SH
DFND
2
0
0
20078
NVIDIA CORPORATION
COM
67066G104
32134331
64889
SH
DFND
2
0
0
64889
OMNICOM GROUP INC
COM
681919106
799698
9244
SH
DFND
2
0
0
9244
PEPSICO INC
COM
713448108
4009583
23608
SH
DFND
2
0
0
23608
PFIZER INC
COM
717081103
2859739
99331
SH
DFND
2
0
0
99331
PIMCO ETF TR
ACTIVE BD ETF
72201R775
1810448
19583
SH
DFND
2
0
0
19583
PROCTER AND GAMBLE CO
COM
742718109
3165411
21601
SH
DFND
2
0
0
21601
PROSHARES TR
SHORT S&P 500 NE
74347B425
623520
48000
SH
DFND
2
0
0
48000
QUALCOMM INC
COM
747525103
6043365
41785
SH
DFND
2
0
0
41785
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
2719744
35725
SH
DFND
2
0
0
35725
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
95976
1122
SH
DFND
2
0
0
1122
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
1075150
14797
SH
DFND
2
0
0
14797
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
7482
199
SH
DFND
2
0
0
199
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
9152348
127063
SH
DFND
2
0
0
127063
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
5678041
89658
SH
DFND
2
0
0
89658
SPDR GOLD TR
GOLD SHS
78463V107
51557784
269696
SH
DFND
2
0
0
269696
SPDR S&P 500 ETF TR
TR UNIT
78462F103
41407106
87116
SH
DFND
2
0
0
87116
SPDR SER TR
S&P DIVID ETF
78464A763
3216978
25742
SH
DFND
2
0
0
25742
SPDR SER TR
BLOOMBERG SHT TE
78468R408
9856011
392045
SH
DFND
2
0
0
392045
SPDR SER TR
S&P BIOTECH
78464A870
1357797
15210
SH
DFND
2
0
0
15210
SYSCO CORP
COM
871829107
1052633
14394
SH
DFND
2
0
0
14394
TEXAS INSTRS INC
COM
882508104
3154703
18507
SH
DFND
2
0
0
18507
ULTA BEAUTY INC
COM
90384S303
1395492
2848
SH
DFND
2
0
0
2848
UNITED STS OIL FD LP
UNITS
91232N207
147630
2215
SH
DFND
2
0
0
2215
UNITEDHEALTH GROUP INC
COM
91324P102
17798371
33807
SH
DFND
2
0
0
33807
VANECK ETF TRUST
JUNIOR GOLD MINE
92189F791
204032
5382
SH
DFND
2
0
0
5382
VANECK ETF TRUST
GOLD MINERS ETF
92189F106
669134
21578
SH
DFND
2
0
0
21578
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
761663
8620
SH
DFND
2
0
0
8620
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
6375533
14596
SH
DFND
2
0
0
14596
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
239196
2325
SH
DFND
2
0
0
2325
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
4149750
51055
SH
DFND
2
0
0
51055
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
7165089
89396
SH
DFND
2
0
0
89396
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
6119348
79092
SH
DFND
2
0
0
79092
VANGUARD WORLD FD
ESG US STK ETF
921910733
153721
1807
SH
DFND
2
0
0
1807
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
863704
2836
SH
DFND
2
0
0
2836
VANGUARD WORLD FDS
INF TECH ETF
92204A702
9032408
18662
SH
DFND
2
0
0
18662
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
2149000
8572
SH
DFND
2
0
0
8572
VERIZON COMMUNICATIONS INC
COM
92343V104
821709
21796
SH
DFND
2
0
0
21796
WHIRLPOOL CORP
COM
963320106
1009960
8294
SH
DFND
2
0
0
8294
WISDOMTREE TR
CLOUD COMPUTNG
97717Y691
2867263
82039
SH
DFND
2
0
0
82039
WISDOMTREE TR
EM EX ST-OWNED
97717X578
67897
2351
SH
DFND
2
0
0
2351
BLOCK INC
CL A
852234103
70228386
907930
SH
DFND
4
907930
0
0
PIXIE DUST TECHNOLOGIES INC
COM
72582J103
393672
56400
SH
DFND
56400
0
0
CME GROUP INC
COM
12572Q105
99370715
471846
SH
DFND
1
471846
0
0
ARES MANAGEMENT CORPORATION
CL A COM STK
03990B101
1589334881
13364740
SH
DFND
1
13364740
0
0
ISHARES TR
ESG AWR MSCI USA
46435G425
121771621
1160614
SH
DFND
1
1160614
0
0
ISHARES TR
ISHARES SEMICDTR
464287523
72628927
126070
SH
DFND
1
126070
0
0
SELECT SECTOR SPDR TR
INDL
81369Y704
51637470
453000
SH
DFND
1
453000
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
20168400
280000
SH
DFND
1
280000
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
69292800
360000
SH
DFND
1
360000
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
15653820
183000
SH
DFND
1
183000
0
0