General Manager Planning Dept, Global Markets Busines Unit

0000950123-22-011042.txt : 20221108 0000950123-22-011042.hdr.sgml : 20221108 20221108060307 ACCESSION NUMBER: 0000950123-22-011042 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221108 DATE AS OF CHANGE: 20221108 EFFECTIVENESS DATE: 20221108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP, INC. CENTRAL INDEX KEY: 0001022837 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17794 FILM NUMBER: 221367061 BUSINESS ADDRESS: STREET 1: 1-2, MARUNOUCHI 1-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 BUSINESS PHONE: 81-3-3282-8111 MAIL ADDRESS: STREET 1: 1-2, MARUNOUCHI 1-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 FORMER COMPANY: FORMER CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP/FI DATE OF NAME CHANGE: 20021226 FORMER COMPANY: FORMER CONFORMED NAME: SUMITOMO BANK LTD TOKYO /FI DATE OF NAME CHANGE: 19960913 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001022837 XXXXXXXX 09-30-2022 09-30-2022 SUMITOMO MITSUI FINANCIAL GROUP, INC.

1-2, MARUNOUCHI 1-CHOME CHIYODA-KU TOKYO M0 100-0005

13F HOLDINGS REPORT 028-17794 N Katsuya Fujita General Manager Planning Dept, Global Markets Busines Unit 81-3-6706-3820 /s/ Katsuya Fujita Tokyo M0 11-08-2022 4 189 2377183 false 1 Sumitomo Mitsui Banking Corporation 2 SMBC Trust Bank Ltd. 3 SMBC Nikko Securities Inc. 4 Sumitomo Mitsui Card Company, Limited INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F META PLATFORMS INC CL A 30303M102 10860 79866 SH SOLE 32937 0 12163 AMAZON COM INC COM 023135106 15662 138111 SH SOLE 31013 0 20484 NVIDIA CORPORATION COM 67066G104 11983 98671 SH SOLE 7147 0 145585 MICROSOFT CORP COM 594918104 16581 71144 SH SOLE 2510 0 160370 APPLE INC COM 037833100 14784 106844 SH SOLE 4076 0 107098 ALPHABET INC CAP STK CL C 02079K107 15493 161110 SH SOLE 740 0 102768 COSTCO WHSL CORP NEW COM 22160K105 3784 8012 SH SOLE 82 0 7930 PFIZER INC COM 717081103 6396 146151 SH SOLE 566 0 46929 JOHNSON & JOHNSON COM 478160104 3355 20538 SH SOLE 54 0 68634 HOME DEPOT INC COM 437076102 3364 12191 SH 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ISHARES INC MSCI BRAZIL ETF 464286400 25 858 SH SOLE 0 0 858 ISHARES INC CORE MSCI EMKT 46434G103 239 5570 SH SOLE 0 0 5570 ISHARES INC MSCI JPN ETF NEW 46434G822 155 3179 SH SOLE 0 0 3179 ISHARES TR ISHARES SEMICDTR 464287523 17678 55463 SH SOLE 44000 0 11463 ISHARES TR ISHARES BIOTECH 464287556 1856 15865 SH SOLE 0 0 15865 ISHARES TR U.S.MED DVC ETF 464288810 757 16036 SH SOLE 0 0 16036 ISHARES TR US TREAS BD ETF 46429B267 4637 203643 SH SOLE 0 0 203643 ISHARES TR GLOBAL REIT ETF 46434V647 723 33979 SH SOLE 0 0 33979 ISHARES TR SELECT DIVID ETF 464287168 903 8423 SH SOLE 0 0 8423 ISHARES TR TIPS BD ETF 464287176 6147 58594 SH SOLE 0 0 58594 ISHARES TR CORE US AGGBD ET 464287226 43965 456349 SH SOLE 0 0 456349 ISHARES TR MSCI EMG MKT ETF 464287234 1400 40132 SH SOLE 0 0 40132 ISHARES TR IBOXX INV CP ETF 464287242 64823 632732 SH SOLE 0 0 632732 ISHARES TR 20 YR TR BD ETF 464287432 2147 20959 SH SOLE 0 0 20959 ISHARES TR 7-10 YR TRSY BD 464287440 36701 382338 SH SOLE 0 0 382338 ISHARES TR 1 3 YR TREAS BD 464287457 5820 71667 SH SOLE 0 0 71667 ISHARES TR EXPANDED TECH 464287515 2976 11890 SH SOLE 0 0 11890 ISHARES TR RUSSELL 2000 ETF 464287655 6 38 SH SOLE 0 0 38 ISHARES TR U.S. REAL ES ETF 464287739 3646 44887 SH SOLE 0 0 44887 ISHARES TR U.S. ENERGY ETF 464287796 6001 152574 SH SOLE 0 0 152574 ISHARES TR JPMORGAN USD EMG 464288281 1787 22509 SH SOLE 0 0 22509 ISHARES TR IBOXX HI YD ETF 464288513 45849 642239 SH SOLE 0 0 642239 ISHARES TR MBS ETF 464288588 29196 318802 SH SOLE 0 0 318802 ISHARES TR ISHS 1-5YR INVS 464288646 55043 1116946 SH SOLE 0 0 1116946 ISHARES TR 3 7 YR TREAS BD 464288661 121 1059 SH SOLE 0 0 1059 ISHARES TR PFD AND INCM SEC 464288687 37196 1174489 SH SOLE 0 0 1174489 ISHARES TR US OIL GS EX ETF 464288851 530 6345 SH SOLE 0 0 6345 ISHARES TR MSCI INDIA ETF 46429B598 936 22939 SH SOLE 0 0 22939 ISHARES TR MSCI USA MIN VOL 46429B697 72 1096 SH SOLE 0 0 1096 ISHARES TR CUR HD EURZN ETF 46434V639 33 1130 SH SOLE 0 0 1130 ISHARES TR MORTGE REL ETF 46435G342 96 4562 SH SOLE 0 0 4562 ISHARES TR ESG AWR US AGRGT 46435U549 102 2196 SH SOLE 0 0 2196 JPMORGAN CHASE & CO COM 46625H100 7267 69544 SH SOLE 0 0 69544 KIMBERLY-CLARK CORP COM 494368103 5767 51244 SH SOLE 0 0 51244 MONDELEZ INTL INC CL A 609207105 1364 24872 SH SOLE 0 0 24872 OMNICOM GROUP INC COM 681919106 720 11413 SH SOLE 0 0 11413 PEPSICO INC COM 713448108 2719 16655 SH SOLE 0 0 16655 PIMCO ETF TR ACTIVE BD ETF 72201R775 1945 21680 SH SOLE 0 0 21680 PROSHARES TR SHORT S&P 500 NE 74347B425 1328 76830 SH SOLE 0 0 76830 QUALCOMM INC COM 747525103 11963 105886 SH SOLE 0 0 105886 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 17586 258570 SH SOLE 258000 0 570 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 6593 98800 SH SOLE 0 0 98800 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 33 1092 SH SOLE 0 0 1092 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1226 25597 SH SOLE 0 0 25597 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3834 58523 SH SOLE 0 0 58523 SPDR GOLD TR GOLD SHS 78463V107 37577 242948 SH SOLE 0 0 242948 SPDR S&P 500 ETF TR TR UNIT 78462F103 34997 97982 SH SOLE 0 0 97982 SPDR SER TR S&P DIVID ETF 78464A763 5082 45617 SH SOLE 0 0 45617 SPDR SER TR S&P BIOTECH 78464A870 1701 21448 SH SOLE 0 0 21448 SPDR SER TR BLOOMBERG SHT TE 78468R408 6377 268152 SH SOLE 0 0 268152 TEXAS INSTRS INC COM 882508104 3591 23198 SH SOLE 0 0 23198 TYSON FOODS INC CL A 902494103 1062 16108 SH SOLE 0 0 16108 UNITEDHEALTH GROUP INC COM 91324P102 13969 27660 SH SOLE 0 0 27660 VANECK ETF TRUST GOLD MINERS ETF 92189F106 562 23299 SH SOLE 0 0 23299 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 352 11947 SH SOLE 0 0 11947 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2961 9020 SH SOLE 0 0 9020 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 689 8590 SH SOLE 0 0 8590 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 183 2325 SH SOLE 0 0 2325 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 9874 132924 SH SOLE 0 0 132924 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 6962 95051 SH SOLE 0 0 95051 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4825 63753 SH SOLE 0 0 63753 VANGUARD WORLD FD ESG US STK ETF 921910733 128 2032 SH SOLE 0 0 2032 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1113 4731 SH SOLE 0 0 4731 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2288 10230 SH SOLE 0 0 10230 VANGUARD WORLD FDS INF TECH ETF 92204A702 23803 77439 SH SOLE 49659 0 27780 VERIZON COMMUNICATIONS INC COM 92343V104 1393 36686 SH SOLE 0 0 36686 WHIRLPOOL CORP COM 963320106 1503 11147 SH SOLE 0 0 11147 WISDOMTREE TR EM EX ST-OWNED 97717X578 52 2111 SH SOLE 0 0 2111 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 2693 100980 SH SOLE 0 0 100980 AT&T INC COM 00206R102 2444 159321 SH SOLE 0 0 159321 BLOCK INC CL A 852234103 49927 907930 SH SOLE 907930 0 0 CME GROUP INC COM 12572Q105 83578 471846 SH SOLE 471846 0 0 JEFFERIES FINL GROUP INC COM 47233W109 309750 10500000 SH SOLE 10500000 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 827946 13364740 SH SOLE 13364740 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 6257 85000 SH SOLE 85000 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 13327 98000 SH SOLE 98000 0 0 ISHARES TR EXPND TEC SC ETF 464287549 1410 5100 SH SOLE 5100 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 6338 88000 SH SOLE 88000 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 12113 183275 SH SOLE 183275 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 7835 55000 SH SOLE 55000 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 12092 85000 SH SOLE 85000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 46627 385000 SH SOLE 385000 0 0 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 19092 953622 SH SOLE 953622 0 0 UNITED STS OIL FD LP UNITS 91232N207 41283 632400 SH SOLE 632400 0 0