General Manager Planning Dept, Global Markets Busines Unit

0000950123-22-008029.txt : 20220809 0000950123-22-008029.hdr.sgml : 20220809 20220809060158 ACCESSION NUMBER: 0000950123-22-008029 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220809 DATE AS OF CHANGE: 20220809 EFFECTIVENESS DATE: 20220809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP, INC. CENTRAL INDEX KEY: 0001022837 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17794 FILM NUMBER: 221146216 BUSINESS ADDRESS: STREET 1: 1-2, MARUNOUCHI 1-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 BUSINESS PHONE: 81-3-3282-8111 MAIL ADDRESS: STREET 1: 1-2, MARUNOUCHI 1-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 FORMER COMPANY: FORMER CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP/FI DATE OF NAME CHANGE: 20021226 FORMER COMPANY: FORMER CONFORMED NAME: SUMITOMO BANK LTD TOKYO /FI DATE OF NAME CHANGE: 19960913 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001022837 XXXXXXXX 06-30-2022 06-30-2022 SUMITOMO MITSUI FINANCIAL GROUP, INC.

1-2, MARUNOUCHI 1-CHOME CHIYODA-KU TOKYO M0 100-0005

13F HOLDINGS REPORT 028-17794 N Katsuya Fujita General Manager Planning Dept, Global Markets Busines Unit 81-3-6706-3820 /s/ Katsuya Fujita Tokyo M0 08-09-2022 4 198 3562951 false 1 Sumitomo Mitsui Banking Corporation 2 SMBC Trust Bank Ltd. 3 SMBC Nikko Securities Inc. 4 Sumitomo Mitsui Card Company, Limited INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F BLOCK H & R INC COM 093671105 32838 514374 SH SOLE 514374 0 0 SHOPIFY INC CL A 82509L107 15394 465780 SH SOLE 465780 0 0 TELADOC HEALTH INC COM 87918A105 12326 358849 SH SOLE 358849 0 0 ZSCALER INC COM 98980G102 9299 60010 SH SOLE 60010 0 0 PAYPAL HLDGS INC COM 70450Y103 9226 129096 SH SOLE 129096 0 0 SNAP INC CL A 83304A106 8381 600343 SH SOLE 600343 0 0 DOCUSIGN INC COM 256163106 7889 129242 SH SOLE 129242 0 0 META PLATFORMS INC CL A 30303M102 13585 83610 SH SOLE 38307 0 45303 OKTA INC CL A 679295105 5633 60337 SH SOLE 60337 0 0 SNOWFLAKE INC CL A 833445109 5075 35484 SH SOLE 35484 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 4009 35835 SH SOLE 35835 0 0 NETFLIX INC COM 64110L106 3563 19978 SH SOLE 19978 0 0 TWILIO INC CL A 90138F102 2334 26054 SH SOLE 26054 0 0 AMAZON COM INC COM 023135106 14112 132408 SH SOLE 18072 0 114336 ADVANCED MICRO DEVICES INC COM 007903107 1919 24609 SH SOLE 24609 0 0 MICROSOFT CORP COM 594918104 20965 81538 SH SOLE 6817 0 74721 NVIDIA CORPORATION COM 67066G104 16045 105559 SH SOLE 11339 0 94220 RH COM 74967X103 1423 5995 SH SOLE 5995 0 0 APPLE INC COM 037833100 16357 119466 SH SOLE 9405 0 110061 FORD MTR CO DEL COM 345370860 1207 104787 SH SOLE 104787 0 0 ALPHABET INC CAP STK CL A 02079K305 1113 498 SH SOLE 498 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 1112 6319 SH SOLE 6319 0 0 DISNEY WALT CO COM 254687106 865 9047 SH SOLE 9047 0 0 CARNIVAL CORP COMMON STOCK 143658300 667 75227 SH SOLE 75227 0 0 MICRON TECHNOLOGY INC COM 595112103 567 10123 SH SOLE 10123 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 553 7163 SH SOLE 7163 0 0 INTERNATIONAL BUSINESS 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SOLE 62720 0 0 NVIDIA CORPORATION Put 67066G954 3031 209300 SH Put SOLE 209300 0 0 OKTA INC Call 679295905 1781 256000 SH Call SOLE 256000 0 0 OKTA INC Put 679295955 750 115000 SH Put SOLE 115000 0 0 PAYPAL HLDGS INC Call 70450Y903 4 45000 SH Call SOLE 45000 0 0 SHOPIFY INC Call 82509L907 1813 625000 SH Call SOLE 625000 0 0 SHOPIFY INC Put 82509L957 3950 835000 SH Put SOLE 835000 0 0 SNAP INC Call 83304A906 588 595000 SH Call SOLE 595000 0 0 SNAP INC Put 83304A956 215 140000 SH Put SOLE 140000 0 0 SNOWFLAKE INC Call 833445909 1042 86000 SH Call SOLE 86000 0 0 SNOWFLAKE INC Put 833445959 477 47900 SH Put SOLE 47900 0 0 SPLUNK INC Call 848637904 56 12000 SH Call SOLE 12000 0 0 SPLUNK INC Put 848637954 84 15000 SH Put SOLE 15000 0 0 BLOCK INC Call 852234903 1996 467200 SH Call SOLE 467200 0 0 BLOCK INC Put 852234953 5386 294000 SH Put SOLE 294000 0 0 TELADOC HEALTH INC Call 87918A905 551 196803 SH Call SOLE 196803 0 0 TELADOC HEALTH INC Put 87918A955 417 115000 SH Put SOLE 115000 0 0 ZOOM VIDEO COMMUNICATIONS IN Put 98980L951 47 60000 SH Put SOLE 60000 0 0 ZSCALER INC Call 98980G902 4176 316400 SH Call SOLE 316400 0 0 ZSCALER INC Put 98980G952 4412 289400 SH Put SOLE 289400 0 0 META PLATFORMS INC Call 30303M902 1061 218600 SH Call SOLE 218600 0 0 META PLATFORMS INC Put 30303M952 4906 317100 SH Put SOLE 317100 0 0 BOEING CO Call 097023905 0 5000 SH Call SOLE 5000 0 0 DELTA AIR LINES INC DEL Call 247361902 0 25000 SH Call SOLE 25000 0 0 BARRICK GOLD CORP Call 067901908 1 37199 SH Call SOLE 37199 0 0 TESLA INC Call 88160R901 8 1520 SH Call SOLE 1520 0 0 AIR PRODS & CHEMS INC COM 009158106 7335 30503 SH SOLE 0 0 30503 AMGEN INC COM 031162100 7913 32525 SH SOLE 0 0 32525 BANK NEW YORK MELLON CORP COM 064058100 1821 43663 SH SOLE 0 0 43663 BLACKROCK INC COM 09247X101 8564 14061 SH SOLE 0 0 14061 BRISTOL-MYERS SQUIBB CO COM 110122108 10759 139726 SH SOLE 0 0 139726 BROADCOM INC COM 11135F101 14386 29613 SH SOLE 0 0 29613 CISCO SYS INC COM 17275R102 2110 49489 SH SOLE 0 0 49489 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2579 SH SOLE 0 0 2579 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 23308 840845 SH SOLE 0 0 840845 INVESCO QQQ TR UNIT SER 1 46090E103 234993 838424 SH SOLE 780000 0 58424 ISHARES INC MSCI BRAZIL ETF 464286400 24 858 SH SOLE 0 0 858 ISHARES INC CORE MSCI EMKT 46434G103 205 4173 SH SOLE 0 0 4173 ISHARES INC MSCI JPN ETF NEW 46434G822 168 3179 SH SOLE 0 0 3179 ISHARES TR ISHARES SEMICDTR 464287523 20099 57489 SH SOLE 44000 0 13489 ISHARES TR ISHARES BIOTECH 464287556 2290 19465 SH SOLE 0 0 19465 ISHARES TR U.S.MED DVC ETF 464288810 764 15147 SH SOLE 0 0 15147 ISHARES TR US TREAS BD ETF 46429B267 1737 72647 SH SOLE 0 0 72647 ISHARES TR GLOBAL REIT ETF 46434V647 769 31785 SH SOLE 0 0 31785 ISHARES TR SELECT DIVID ETF 464287168 1216 10331 SH SOLE 0 0 10331 ISHARES TR TIPS BD ETF 464287176 8070 70846 SH SOLE 0 0 70846 ISHARES TR CORE US AGGBD ET 464287226 45449 446976 SH SOLE 0 0 446976 ISHARES TR MSCI EMG MKT ETF 464287234 1480 36900 SH SOLE 0 0 36900 ISHARES TR IBOXX INV CP ETF 464287242 71123 646399 SH SOLE 0 0 646399 ISHARES TR 20 YR TR BD ETF 464287432 1523 13259 SH SOLE 0 0 13259 ISHARES TR 7-10 YR TRSY BD 464287440 32306 315798 SH SOLE 0 0 315798 ISHARES TR 1 3 YR TREAS BD 464287457 5560 67152 SH SOLE 0 0 67152 ISHARES TR EXPANDED TECH 464287515 3801 14133 SH SOLE 0 0 14133 ISHARES TR RUSSELL 2000 ETF 464287655 85 499 SH SOLE 0 0 499 ISHARES TR U.S. REAL ES ETF 464287739 4682 51014 SH SOLE 0 0 51014 ISHARES TR U.S. ENERGY ETF 464287796 5291 138727 SH SOLE 0 0 138727 ISHARES TR JPMORGAN USD EMG 464288281 2645 31004 SH SOLE 0 0 31004 ISHARES TR IBOXX HI YD ETF 464288513 49544 673054 SH SOLE 0 0 673054 ISHARES TR MBS ETF 464288588 32547 333852 SH SOLE 0 0 333852 ISHARES TR ISHS 1-5YR INVS 464288646 62273 1231918 SH SOLE 0 0 1231918 ISHARES TR 3 7 YR TREAS BD 464288661 264 2208 SH SOLE 0 0 2208 ISHARES TR PFD AND INCM SEC 464288687 41877 1273620 SH SOLE 0 0 1273620 ISHARES TR US OIL GS EX ETF 464288851 398 5078 SH SOLE 0 0 5078 ISHARES TR MSCI INDIA ETF 46429B598 903 22939 SH SOLE 0 0 22939 ISHARES TR MSCI USA MIN VOL 46429B697 80 1141 SH SOLE 0 0 1141 ISHARES TR MSCI USA QLT FCT 46432F339 22 200 SH SOLE 0 0 200 ISHARES TR CUR HD EURZN ETF 46434V639 35 1130 SH SOLE 0 0 1130 ISHARES TR MORTGE REL ETF 46435G342 101 3778 SH SOLE 0 0 3778 ISHARES TR ESG AWR US AGRGT 46435U549 215 4386 SH SOLE 0 0 4386 JOHNSON & JOHNSON COM 478160104 3604 20304 SH SOLE 0 0 20304 JPMORGAN CHASE & CO COM 46625H100 8002 71059 SH SOLE 0 0 71059 KIMBERLY-CLARK CORP COM 494368103 6162 45591 SH SOLE 0 0 45591 MONDELEZ INTL INC CL A 609207105 1425 22952 SH SOLE 0 0 22952 OMNICOM GROUP INC COM 681919106 742 11661 SH SOLE 0 0 11661 PEPSICO INC COM 713448108 2705 16232 SH SOLE 0 0 16232 PFIZER INC COM 717081103 8601 164053 SH SOLE 0 0 164053 PIMCO ETF TR ACTIVE BD ETF 72201R775 1985 20837 SH SOLE 0 0 20837 PROSHARES TR SHORT S&P 500 NE 74347B425 986 59763 SH SOLE 0 0 59763 QUALCOMM INC COM 747525103 14082 110237 SH SOLE 0 0 110237 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 19098 259481 SH SOLE 258000 0 1481 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 7424 102860 SH SOLE 0 0 102860 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 60 1912 SH SOLE 0 0 1912 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1788 32939 SH SOLE 0 0 32939 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3882 55343 SH SOLE 0 0 55343 SPDR GOLD TR GOLD SHS 78463V107 60785 360826 SH SOLE 130000 0 230826 SPDR S&P 500 ETF TR TR UNIT 78462F103 569728 1510214 SH SOLE 1400000 0 110214 SPDR SER TR S&P DIVID ETF 78464A763 6051 51023 SH SOLE 0 0 51023 SPDR SER TR S&P BIOTECH 78464A870 1696 22853 SH SOLE 0 0 22853 SPDR SER TR BLOOMBERG SHT TE 78468R408 5411 224321 SH SOLE 0 0 224321 TEXAS INSTRS INC COM 882508104 4841 31506 SH SOLE 0 0 31506 TYSON FOODS INC CL A 902494103 1470 17077 SH SOLE 0 0 17077 UNITEDHEALTH GROUP INC COM 91324P102 14966 29137 SH SOLE 0 0 29137 VANECK ETF TRUST GOLD MINERS ETF 92189F106 646 23603 SH SOLE 0 0 23603 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 373 11659 SH SOLE 0 0 11659 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2486 7169 SH SOLE 0 0 7169 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 725 7958 SH SOLE 0 0 7958 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 198 2325 SH SOLE 0 0 2325 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 11169 146460 SH SOLE 0 0 146460 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 8337 102792 SH SOLE 0 0 102792 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 7145 89287 SH SOLE 0 0 89287 VANGUARD WORLD FD ESG US STK ETF 921910733 262 3960 SH SOLE 0 0 3960 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1483 6524 SH SOLE 0 0 6524 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2326 9876 SH SOLE 0 0 9876 VANGUARD WORLD FDS INF TECH ETF 92204A702 27275 83479 SH SOLE 49659 0 33820 VERIZON COMMUNICATIONS INC COM 92343V104 2382 46934 SH SOLE 0 0 46934 WHIRLPOOL CORP COM 963320106 1654 10679 SH SOLE 0 0 10679 WISDOMTREE TR EM EX ST-OWNED 97717X578 63 2198 SH SOLE 0 0 2198 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 2938 104812 SH SOLE 0 0 104812 BLOCK INC CL A 852234103 55801 907930 SH SOLE 907930 0 0 CME GROUP INC COM 12572Q105 96587 471846 SH SOLE 471846 0 0 JEFFERIES FINL GROUP INC COM 47233W109 290010 10500000 SH SOLE 10500000 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 759919 13364740 SH SOLE 13364740 0 0 INVESCO EXCH TRADED FD TR II GBL CLEAN ENRG 46138G847 2432 53200 SH SOLE 53200 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 7059 140000 SH SOLE 140000 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 74252 885000 SH SOLE 885000 0 0 ISHARES TR MSCI CHINA ETF 46429B671 81483 1460000 SH SOLE 1460000 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 21311 147000 SH SOLE 147000 0 0 DBX ETF TR XTRACK HRVST CSI 233051879 112149 3282089 SH SOLE 3282089 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 35809 410000 SH SOLE 410000 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 13309 183275 SH SOLE 183275 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 15123 110000 SH SOLE 110000 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 6889 43000 SH SOLE 43000 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 7084 46500 SH SOLE 46500 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 59375 463000 SH SOLE 463000 0 0 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 16390 804242 SH SOLE 804242 0 0 UNITED STS OIL FD LP UNITS 91232N207 17818 221760 SH SOLE 221760 0 0