General Manager Planning Dept, Global Markets Business Unit

0000950123-18-001521.txt : 20180213 0000950123-18-001521.hdr.sgml : 20180213 20180213060335 ACCESSION NUMBER: 0000950123-18-001521 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 EFFECTIVENESS DATE: 20180213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP, INC. CENTRAL INDEX KEY: 0001022837 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17794 FILM NUMBER: 18598947 BUSINESS ADDRESS: STREET 1: 1-2, MARUNOUCHI 1-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 BUSINESS PHONE: 81-3-3282-8111 MAIL ADDRESS: STREET 1: 1-2, MARUNOUCHI 1-CHOME STREET 2: CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0005 FORMER COMPANY: FORMER CONFORMED NAME: SUMITOMO MITSUI FINANCIAL GROUP/FI DATE OF NAME CHANGE: 20021226 FORMER COMPANY: FORMER CONFORMED NAME: SUMITOMO BANK LTD TOKYO /FI DATE OF NAME CHANGE: 19960913 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001022837 XXXXXXXX 12-31-2017 12-31-2017 SUMITOMO MITSUI FINANCIAL GROUP, INC.

1-2, MARUNOUCHI 1-CHOME CHIYODA-KU TOKYO M0 100-0005

13F HOLDINGS REPORT 028-17794 N Toshihiro Sato General Manager Planning Dept, Global Markets Business Unit 81-3-6706-5777 /s/ Toshihiro Sato Tokyo M0 02-13-2018 1 103 764370 false 1 Sumitomo Mitsui Banking Corporation INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ADOBE SYS INC COM 00724F101 6 34 SH SOLE 34 0 0 AETNA INC NEW COM 00817Y108 2081 11535 SH SOLE 11535 0 0 AIR PRODS & CHEMS INC COM 009158106 1699 10355 SH SOLE 10355 0 0 ALIBABA GROUP HLDG LTD Call 01609W902 4 1793 SH Call SOLE 1793 0 0 ALPHABET INC CAP STK CL C 02079K107 51 49 SH SOLE 49 0 0 ALTRIA GROUP INC COM 02209S103 4463 62502 SH SOLE 62502 0 0 AMAZON COM INC Call 023135906 5 240 SH Call SOLE 240 0 0 AMAZON COM INC COM 023135106 204 172 SH SOLE 172 0 0 AMGEN INC COM 031162100 1752 10072 SH SOLE 10072 0 0 ANALOG DEVICES INC COM 032654105 116 1297 SH SOLE 1297 0 0 APPLE INC COM 037833100 2905 17150 SH SOLE 17150 0 0 APPLIED MATLS INC COM 038222105 92 1778 SH SOLE 1778 0 0 AT&T INC Call 00206R902 28 35000 SH Call SOLE 35000 0 0 AT&T INC COM 00206R102 187 4766 SH SOLE 4766 0 0 BAIDU INC SPON ADR REP A 056752108 8 36 SH SOLE 36 0 0 BANK AMER CORP COM 060505104 27 915 SH SOLE 915 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 85 13000 SH SOLE 13000 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 1755 26438 SH SOLE 26438 0 0 CHEVRON CORP NEW COM 166764100 1560 12464 SH SOLE 12464 0 0 CISCO SYS INC COM 17275R102 2002 52274 SH SOLE 52274 0 0 CITIGROUP INC COM NEW 172967424 33 447 SH SOLE 447 0 0 CME GROUP INC COM 12572Q105 71031 471846 SH SOLE 471846 0 0 CORNING INC COM 219350105 124 3852 SH SOLE 3852 0 0 COSTCO WHSL CORP NEW COM 22160K105 19 100 SH SOLE 100 0 0 CUMMINS INC COM 231021106 1694 9591 SH SOLE 9591 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 674 6946 SH SOLE 6946 0 0 EBAY INC COM 278642103 264 6971 SH SOLE 6971 0 0 EXXON MOBIL CORP COM 30231G102 2000 23908 SH SOLE 23908 0 0 FACEBOOK INC CL A 30303M102 66 373 SH SOLE 373 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 58 4594 SH SOLE 4594 0 0 GENERAL MTRS CO COM 37045V100 1593 38873 SH SOLE 38873 0 0 GILEAD SCIENCES INC COM 375558103 46 630 SH SOLE 630 0 0 HOME DEPOT INC COM 437076102 6 30 SH SOLE 30 0 0 INTEL CORP COM 458140100 2360 51128 SH SOLE 51128 0 0 INVESCO LTD SHS G491BT108 1373 37586 SH SOLE 37586 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 191 3179 SH SOLE 3179 0 0 ISHARES INC MSCI SINGPOR ETF 46434G780 110 4225 SH SOLE 4225 0 0 ISHARES INC MSCI TAIWAN ETF 46434G772 69 1905 SH SOLE 1905 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 17 420 SH SOLE 420 0 0 ISHARES TR MORTGE REL ETF 46435G342 99 2200 SH SOLE 2200 0 0 ISHARES TR HDG MSCI JAPAN 46434V886 309 9278 SH SOLE 9278 0 0 ISHARES TR CUR HED MSCI GER 46434V704 595 20749 SH SOLE 20749 0 0 ISHARES TR CUR HD EURZN ETF 46434V639 610 20447 SH SOLE 20447 0 0 ISHARES TR MBS ETF 464288588 24557 230383 SH SOLE 230383 0 0 ISHARES TR IBOXX INV CP ETF 464287242 223418 1013993 SH SOLE 1013993 0 0 ISHARES TR CORE S&P500 ETF 464287200 162192 1289800 SH SOLE 1289800 0 0 ISHARES TR S&P US PFD STK 464288687 35026 920031 SH SOLE 920031 0 0 ISHARES TR IBOXX HI YD ETF 464288513 54229 619321 SH SOLE 619321 0 0 ISHARES TR INTL SEL DIV ETF 464288448 437 12937 SH SOLE 12937 0 0 ISHARES TR JP MORGAN USD EMG 464288281 1536 13228 SH SOLE 13228 0 0 ISHARES TR U.S. ENERGY ETF 464287796 3622 91358 SH SOLE 91358 0 0 ISHARES TR U.S. REAL ES ETF 464287739 4472 55198 SH SOLE 55198 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 684 4488 SH SOLE 4488 0 0 ISHARES TR NASDAQ BIOTECH 464287556 353 3309 SH SOLE 3309 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2876 61033 SH SOLE 61033 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 72 1565 SH SOLE 1565 0 0 ISHARES TR TIPS BD ETF 464287176 1007 8830 SH SOLE 8830 0 0 ISHARES TR SELECT DIVID ETF 464287168 3033 30772 SH SOLE 30772 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 10148 121031 SH SOLE 121031 0 0 ISHARES TR CORE US AGGBD ET 464287226 43963 402117 SH SOLE 402117 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 17023 161252 SH SOLE 161252 0 0 JOHNSON & JOHNSON COM 478160104 3228 23101 SH SOLE 23101 0 0 JPMORGAN CHASE & CO COM 46625H100 3353 31352 SH SOLE 31352 0 0 KIMBERLY CLARK CORP COM 494368103 2011 16665 SH SOLE 16665 0 0 LAS VEGAS SANDS CORP COM 517834107 28 400 SH SOLE 400 0 0 LOCKHEED MARTIN CORP COM 539830109 2763 8606 SH SOLE 8606 0 0 MICROSOFT CORP COM 594918104 3437 40184 SH SOLE 40184 0 0 NATIONAL OILWELL VARCO INC COM 637071101 81 2283 SH SOLE 2283 0 0 NIKE INC CL B 654106103 1954 31235 SH SOLE 31235 0 0 NVIDIA CORP COM 67066G104 968 5000 SH SOLE 5000 0 0 PALO ALTO NETWORKS INC COM 697435105 53 359 SH SOLE 359 0 0 PAYPAL HLDGS INC COM 70450Y103 497 6698 SH SOLE 6698 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 2123 20025 SH SOLE 20025 0 0 PROCTER AND GAMBLE CO COM 742718109 956 10396 SH SOLE 10396 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 1110 36789 SH SOLE 36789 0 0 QUALCOMM INC COM 747525103 64 1000 SH SOLE 1000 0 0 SALESFORCE COM INC COM 79466L302 182 1768 SH SOLE 1768 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3 115 SH SOLE 115 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3839 67489 SH SOLE 67489 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1237 5000 SH SOLE 5000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9723 37700 SH SOLE 37700 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 24513 604003 SH SOLE 604003 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 499 5280 SH SOLE 5280 0 0 SQUARE INC Call 852234903 7 7600 SH Call SOLE 7600 0 0 STARBUCKS CORP COM 855244109 70 1214 SH SOLE 1214 0 0 SYSCO CORP COM 871829107 726 11957 SH SOLE 11957 0 0 TAPESTRY INC COM ADDED 876030107 29 665 SH SOLE 665 0 0 TEMPUR SEALY INTL INC COM 88023U101 18 281 SH SOLE 281 0 0 TESARO INC Call 881569907 5 1000 SH Call SOLE 1000 0 0 TRAVELERS COMPANIES INC COM 89417E109 1634 12044 SH SOLE 12044 0 0 TYSON FOODS INC CL A 902494103 1012 12487 SH SOLE 12487 0 0 UNION PAC CORP COM 907818108 20 147 SH SOLE 147 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 86 7202 SH SOLE 7202 0 0 UNITEDHEALTH GROUP INC COM 91324P102 9 42 SH SOLE 42 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 149 4352 SH SOLE 4352 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 50 2650 SH SOLE 2650 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 852 36661 SH SOLE 36661 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 194 2607 SH SOLE 2607 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 3249 19725 SH SOLE 19725 0 0 VISA INC COM CL A 92826C839 1140 10000 SH SOLE 10000 0 0 VULCAN MATLS CO COM 929160109 10 80 SH SOLE 80 0 0 WAL-MART STORES INC COM 931142103 1064 10776 SH SOLE 10776 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 402 6313 SH SOLE 6313 0 0