0000899243-20-021770.txt : 20200807
0000899243-20-021770.hdr.sgml : 20200807
20200807182434
ACCESSION NUMBER: 0000899243-20-021770
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200512
FILED AS OF DATE: 20200807
DATE AS OF CHANGE: 20200807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golden Harbor Ltd.
CENTRAL INDEX KEY: 0001747770
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38358
FILM NUMBER: 201085821
BUSINESS ADDRESS:
STREET 1: CAY HOUSE, EP TAYLOR DRIVE, N7776
STREET 2: LYFORD CAY
CITY: NEW PROVIDENCE
STATE: C5
ZIP: 00000
BUSINESS PHONE: 1 242 362 5000
MAIL ADDRESS:
STREET 1: CAY HOUSE, EP TAYLOR DRIVE, N7776
STREET 2: LYFORD CAY
CITY: NEW PROVIDENCE
STATE: C5
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INSEEGO CORP.
CENTRAL INDEX KEY: 0001022652
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 813377646
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9710 SCRANTON ROAD
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 8588123400
MAIL ADDRESS:
STREET 1: 9710 SCRANTON ROAD
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: NOVATEL WIRELESS INC
DATE OF NAME CHANGE: 20000726
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-12
0
0001022652
INSEEGO CORP.
INSG
0001747770
Golden Harbor Ltd.
CAY HOUSE, EP TAYLOR DRIVE N7776
LYFORD CAY
NEW PROVIDENCE
C5
BAHAMAS
1
0
1
0
Convertible Notes Due 2022
2020-05-12
4
D
0
13700000.00
0.00
A
Common Stock
0
D
Convertible Notes Due 2025
2020-05-12
4
A
0
24456000.00
0.00
A
Common Stock
24456000.00
D
The Convertible Notes due 2022 will mature on June 15, 2022, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2022 are convertible into cash, shares of the Issuer's common stock, or a combination thereof, at the Issuer's election, at an initial conversion price of $4.70 per share of common stock, which is subject to adjustment. The Convertible Notes due 2022 may be converted by the holder in whole or in part at any time prior to the close of business on the business day immediately preceding December 15, 2021, but subject to certain conditions.
The Convertible Notes due 2025 will mature on May 1, 2025, unless earlier converted, redeemed or repurchased. The Convertible Notes due 2025 are convertible at any time until the close of business on trading day immediately before the scheduled maturity date, subject to certain limitations, into shares of the Issuer's common stock at an initial conversion price of $12.61 per share of common stock, which is subject to adjustment.
These securities are owned directly by Golden Harbor Ltd. ("Golden Harbor"), which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn Ltd., Golden Harbor, Tavistock Financial, LLC and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Golden Harbor. On May 12, 2020, Golden Harbor exchanged all the Convertible Notes due 2022 that it owned for $24,456,000 principal amount of Convertible Notes due 2025 and a payment of $9,801,000 in cash. The exchange transaction is exempt from Section 16(b) of the Securities Exchange Act by virtue of the exemption provided in Rule 16b-3.
Golden Harbor Ltd., By: /s/ Jason C. Callender, Director & Vice President
2020-08-07