0001022646-20-000019.txt : 20200619 0001022646-20-000019.hdr.sgml : 20200619 20200619172042 ACCESSION NUMBER: 0001022646-20-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200617 FILED AS OF DATE: 20200619 DATE AS OF CHANGE: 20200619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Solomon Mark T CENTRAL INDEX KEY: 0001379283 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33614 FILM NUMBER: 20976561 MAIL ADDRESS: STREET 1: C/O ULTRA PETROLEUM CORP. STREET 2: 116 EAST INVERNESS DRIVE, SUITE 400 CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRA PETROLEUM CORP CENTRAL INDEX KEY: 0001022646 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 116 EAST INVERNESS DRIVE STREET 2: SUITE 400 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303-708-9740 MAIL ADDRESS: STREET 1: 116 EAST INVERNESS DRIVE STREET 2: SUITE 400 CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-06-17 0 0001022646 ULTRA PETROLEUM CORP UPLCQ 0001379283 Solomon Mark T C/O ULTRA PETROLEUM CORP. 116 EAST INVERNESS DRIVE, SUITE 400 ENGLEWOOD CO 80112 0 1 0 0 VP, Chf Acctg Ofr, Controller Common Stock 2020-06-17 4 M 0 23333 A 23333 D Common Stock 2020-06-17 4 F 0 6555 0.024 D 16778 D Restricted Stock Units 2020-06-17 4 M 0 23333 0 D Common Stock 23333 186667 D Such time-based restricted stock units converted into common stock on a one-for-one basis. On June 17, 2019, the Reporting Person was granted 70,000 time-based restricted stock units, scheduled to vest, if at all, in three equal annual installments beginning on June 17, 2020. Following the transaction reported herein, 46,667 of the restricted stock units set forth in box 9 of this Form 4 are time-based and will vest, if at all, in two equal annual installments beginning on June 17, 2021. The time-based awards will terminate, and the applicable restricted stock units will not vest if the Reporting Person is not employed by the Company on the date any portion of the award is scheduled to vest. (Continued from Footnote 3) 140,000 of the restricted stock units are subject to both performance-based and time-based vesting terms. The performance-based vesting conditions are assessed based on the volume-weighted average price of the Company's common shares as measured over 60 consecutive trading days relative to pre-established price goals. Once a performance-based vesting condition is achieved, the restricted stock units that have become performance vested will time-vest over the two or three-year period following the date on which they became performance vested. /s/ Rex Griffin, as Attorney in Fact for Mark T. Solomon 2020-06-19