0001022646-20-000009.txt : 20200303 0001022646-20-000009.hdr.sgml : 20200303 20200303163847 ACCESSION NUMBER: 0001022646-20-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200301 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mintz Alan J. CENTRAL INDEX KEY: 0001608276 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33614 FILM NUMBER: 20682986 MAIL ADDRESS: STREET 1: 555 FIFTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRA PETROLEUM CORP CENTRAL INDEX KEY: 0001022646 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 116 EAST INVERNESS DRIVE STREET 2: SUITE 400 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303-708-9740 MAIL ADDRESS: STREET 1: 116 EAST INVERNESS DRIVE STREET 2: SUITE 400 CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-03-01 0 0001022646 ULTRA PETROLEUM CORP UPLC 0001608276 Mintz Alan J. 116 INVERNESS DRIVE EAST SUITE 400 ENGLEWOOD CO 80112 1 0 0 0 Common Stock 2020-03-01 4 M 0 201439 A 252019 D Restricted Stock Units 2020-03-01 4 M 0 201439 0 D Common Stock 201439 208334 D As previously reported, as compensation for service on the board of directors of the Company as an independent, outside director, the Reporting Person received an award of restricted stock units. Such time-based restricted stock units converted on a one-for-one basis. On March 9, 2019, the Reporting Person was granted 201,439 time-based restricted stock units, scheduled to vest, if at all, on March 1, 2020. Such time-based restricted stock units converted on a one-for-one basis. Following the transaction reported herein, 208,334 of such remaining restricted stock units are time-based and will vest, if at all, in two equal annual installments beginning on May 25, 2020. The Reporting Person deferred the receipt of all such 208,334 restricted stock units until January 1, 2023. The awards will terminate, and the applicable restricted stock units will not vest if the Reporting Person is not a director of the Company on the date the award is scheduled to vest. /s/ Rex Griffin, as Attorney in Fact for Alan J. Mintz 2020-03-03