0001145549-19-042320.txt : 20191108 0001145549-19-042320.hdr.sgml : 20191108 20191108105916 ACCESSION NUMBER: 0001145549-19-042320 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190831 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 EFFECTIVENESS DATE: 20191108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC. CENTRAL INDEX KEY: 0001022624 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-07811 FILM NUMBER: 191202852 BUSINESS ADDRESS: STREET 1: 655 BROAD STREET STREET 2: 17TH FLOOR CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026469 MAIL ADDRESS: STREET 1: 655 BROAD STREET STREET 2: 17TH FLOOR CITY: NEWARK STATE: NJ ZIP: 07102 FORMER COMPANY: FORMER CONFORMED NAME: JENNISON MID-CAP GROWTH FUND, INC. DATE OF NAME CHANGE: 20070418 FORMER COMPANY: FORMER CONFORMED NAME: JENNISON US EMERGING GROWTH FUND INC DATE OF NAME CHANGE: 20030716 FORMER COMPANY: FORMER CONFORMED NAME: PRUDENTIAL US EMERGING GROWTH FUND INC DATE OF NAME CHANGE: 20000925 0001022624 S000004657 PGIM JENNISON MID-CAP GROWTH FUND C000012673 Class R JDERX C000012674 Class A PEEAX C000012675 Class B PEEBX C000012676 Class C PEGCX C000012677 Class Z PEGZX C000096302 Class R6 PJGQX C000196868 Class R2 PEGEX C000196869 Class R4 PEGGX N-CEN 1 primary_doc.xml X0201 N-CEN LIVE 0001022624 XXXXXXXX false false false N-1A true Prudential Jennison Mid-Cap Growth Fund, Inc. 811-07811 0001022624 549300XLDLI1RMJ0I129 655 Broad Street 17th Floor Newark 07102-4077 US-NJ US 1-800-225-1852 The Bank of New York Mellon 240 Greenwich Street New York 10286 1-212-495-1784 Records related to its function as custodian. PGIM INVESTMENTS LLC 655 Broad Street 17th Floor Newark 07102-4077 1-800-225-1852 records related to its function as advisor. Jennison Associates LLC 466 Lexington Avenue New York 10017-3151 212-421-1000 Records related to its functions as sub advisor. Prudential Jennison Mid-Cap Growth Fund, Inc. 655 Broad Street 17th Floor Newark 07102-4077 800-225-1852 Records related to its functions as registrant. N N N-1A 1 Y Ellen S. Alberding N/A N Barry H. Evans N/A N Keith F. Hartstein N/A N Laurie Simon Hodrick N/A N Michael S. Hyland N/A N Stuart S. Parker 001767335 Y Scott E. Benjamin 004385999 Y Grace C. Torres N/A N Brian K. Reid N/A N Kevin J. Bannon N/A N Linda W. Bynoe N/A N Dino Capasso N/A c/o PGIM Investments LLC 665 Broad Street Newark 07102-4077 XXXXXX Y N N N N N PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC 008-36540 000018353 N/A Y N KPMG LLP 185 5493003PVCIGA21K0K42 N N N N N N N PGIM Jennison Mid-Cap Growth Fund S000004657 8OLWWZM0OH7F6E3YSD23 N 8 0 0 N/A N N Y N N Securities Finance Trust Company (eSecLending) 549300TG9E1QX4XYSB91 N N Revenue sharing split Cash collateral reinvestment fee 242805062.000000000000 638680.000000000000 Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N PGIM INVESTMENTS LLC 801-31104 000105670 N/A N Jennison Associates LLC 801-05608 000107959 549300FH843OWV8IPG14 Y N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y Prudential Mutual Fund Services LLC 084-05681 N/A Y N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N ICE Data Services N/A N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N Y The Bank of New York Mellon SA/NV MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Prudential Mutual Fund Services LLC 084-05681 SEC File number Y N N PGIM INVESTMENTS LLC 801-31104 SEC file number Y N N PRUCO SECURITIES LLC 008-16402 000005685 N/A 0.000000000000 Prudential Annuities Distributors, Inc. 008-39058 000021570 N/A 0.000000000000 Prudential Investment Management Services LLC 008-36540 000018353 N/A 0.000000000000 Evercore Group L.L.C. 008-49830 000042405 5493008F0LRLS5N8LZ81 73305.440000000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 144543.900000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 136255.060000000000 Cowen and Company, LLC 008-22522 000007616 549300WR155U7DVMIW58 98971.560000000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 68006.650000000000 ROBERT W. BAIRD & CO. INC. 008-00497 000008158 549300SS844DU8L9ND59 70331.930000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 98860.590000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 69640.120000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 120518.860000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 116181.630000000000 1634447.720000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 373968.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 3425857.000000000000 KEYBANC CAPITAL MARKETS, INC. 008-30177 000000566 2EQWV0180Z211YVAD813 6936.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 30219166.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 1548648.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 2283899.620000000000 37858474.620000000000 N 3915793309.000000000000 0.000000000000 Committed 900000000.000000000000 N N N true INTERNAL CONTROL RPT 2 prujennmidcapinternalcontrol.htm

Report of Independent Registered Public Accounting Firm

To the Shareholders of PGIM Jennison Mid-Cap Growth Fund and Board of Directors

Prudential Jennison Mid-Cap Growth Fund, Inc.:

In planning and performing our audit of the financial statements of PGIM Jennison Mid-Cap Growth Fund (the “Fund”), a series of Prudential Jennison Mid-Cap Growth Fund, Inc., as of and for the year ended August 31, 2019, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the Fund’s financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund’s internal control over financial reporting. Accordingly, we express no such opinion.

Management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of the company’s assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Fund’s annual or interim financial statements will not be prevented or detected on a timely basis.

 

Our consideration of the Fund’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund’s internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of August 31, 2019.

This report is intended solely for the information and use of management and the Board of Directors of Prudential Jennison Mid-Cap Growth Fund, Inc. and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ KPMG LLP

New York, New York

October 18, 2019