0001145549-18-007980.txt : 20181107 0001145549-18-007980.hdr.sgml : 20181107 20181107163759 ACCESSION NUMBER: 0001145549-18-007980 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180831 FILED AS OF DATE: 20181107 DATE AS OF CHANGE: 20181107 EFFECTIVENESS DATE: 20181107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL JENNISON MID-CAP GROWTH FUND, INC. CENTRAL INDEX KEY: 0001022624 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-07811 FILM NUMBER: 181166871 BUSINESS ADDRESS: STREET 1: 655 BROAD STREET STREET 2: 17TH FLOOR CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026469 MAIL ADDRESS: STREET 1: 655 BROAD STREET STREET 2: 17TH FLOOR CITY: NEWARK STATE: NJ ZIP: 07102 FORMER COMPANY: FORMER CONFORMED NAME: JENNISON MID-CAP GROWTH FUND, INC. DATE OF NAME CHANGE: 20070418 FORMER COMPANY: FORMER CONFORMED NAME: JENNISON US EMERGING GROWTH FUND INC DATE OF NAME CHANGE: 20030716 FORMER COMPANY: FORMER CONFORMED NAME: PRUDENTIAL US EMERGING GROWTH FUND INC DATE OF NAME CHANGE: 20000925 N-CEN 1 primary_doc.xml X0101 N-CEN LIVE 0001022624 XXXXXXXX false false false N-1A true Prudential Jennison Mid-Cap Growth Fund, Inc. 811-07811 0001022624 549300XLDLI1RMJ0I129 655 BROAD STREET 17TH FLOOR Newark 07102-4077 US-NJ US 1-800-225-1852 Prudential Jennison Mid-Cap Growth Fund, Inc. 655 Broad Street 17th Floor Newark 07102-4077 800-225-1852 Records related to its function as registrant. PGIM INVESTMENTS LLC 655 Broad Street 17th Floor Newark 07102-4077 800-225-1852 records related to its function as advisor Jennison Associates LLC 466 Lexington Avenue New York 10017-3151 212-421-1000 Records related to its function as sub-advisor. The Bank of New York Mellon 240 Greenwich St. New York 10286 212-495-1784 Records related to its function as custodian. Y N N-1A 1 Y Brian K. Reid N/A N Linda W. Bynoe N/A N Barry H. Evans N/A N Keith F. Hartstein N/A N Laurie Simon Hodrick N/A N Michael S. Hyland N/A N Richard A. Redeker N/A N Stuart S. Parker 001767335 Y Scott E. Benjamin 004385999 Y Ellen S. Alberding N/A N Grace C. Torres N/A Y Kevin J. Bannon N/A N CHAD A. EARNST N/A c/o PGIM Investments LLC 655 Broad Street NEWARK 07102-4077 XXXXXX N N N N N N PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC 008-36540 000018353 N/A Y N KPMG LLP 185 5493003PVCIGA21K0K42 N N N N N N N PGIM Jennison Mid-Cap Growth Fund S000004657 8OLWWZM0OH7F6E3YSD23 Y 8 0 0 N/A N N Y N N Securities Finance Trust Company (eSecLending) 549300TG9E1QX4XYSB91 N N Revenue sharing split Cash collateral reinvestment fee 160930863.000000000000 407273.000000000000 Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N PGIM INVESTMENTS LLC 801-31104 000105670 N/A N Jennison Associates, LLC 801-05608 000107959 549300FH843OWV8IPG14 Y N Prudential Mutual Fund Services LLC 084-05681 N/A Y N BNY Mellon Asset Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N Y N Standard & Poor's Financial Services LLC 549300U4VWNITEKO2881 N ICE Data Services N/A N IHS Markit 549300HLPTRASHS0E726 BM N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N The Bank of New York Mellon, London N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV MMYX0N4ZEZ13Z4XCG897 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main 5299008ORSGF0TGLSC98 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank SA NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Prudential Mutual Fund Services LLC N/A Y N N PGIM INVESTMENTS LLC 801-31104 Y N N Prudential Investment Management Services LLC 008-36540 000018353 N/A 0.000000000000 Prudential Annuities Distributors, Inc. 008-39058 000021570 N/A 0.000000000000 PRUCO SECURITIES LLC 008-16402 000005685 N/A 0.000000000000 JMP SECURITIES LLC 008-39613 000022208 549300IDHEFHQ741DW68 131958.020000000000 SG AMERICAS SECURITIES LLC 008-66125 000128351 549300F35UE0BOM1WJ55 122500.860000000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 159850.360000000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 113455.020000000000 CITIGROUP GLOBAL MARKETS, INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 91746.910000000000 SANFORD C. BERNSTEIN & CO. LLC 008-52942 000104474 549300I7JYZHT7D5CO04 112184.370000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 121328.950000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 134100.600000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 173844.980000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 266819.840000000000 2606691.030000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 7823527.500000000000 KEYBANC CAPITAL MARKETS, INC. 008-30177 000000566 2EQWV0180Z211YVAD813 3213.000000000000 MACQUARIE CAPITAL (USA), INC. 008-47198 000036368 549300670K07JRB5UQ40 16191.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 18891185.930000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 10617755.810000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 24754093.000000000000 62105966.240000000000 N 6292557789.490000000000 0.000000000000 Committed 900000000.000000000000 N N N true INTERNAL CONTROL RPT 2 prujennmidcapitemg1aiii.htm Form 8-K

 

Report of Independent Registered Public Accounting Firm

The Board of Directors and Shareholders

Prudential Jennison Mid-Cap Growth Fund, Inc.:

In planning and performing our audit of the financial statements of PGIM Jennison Mid-Cap Growth Fund (the “Fund”), a series of Prudential Jennison Mid-Cap Growth Fund, Inc., as of and for the year ended August 31, 2018, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the Fund’s financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund’s internal control over financial reporting. Accordingly, we express no such opinion.

Management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of the company’s assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Fund’s annual or interim financial statements will not be prevented or detected on a timely basis.

 

The Board of Directors and Shareholders

Prudential Jennison Mid-Cap Growth Fund, Inc.:

Page 2

Our consideration of the Fund’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund’s internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of August 31, 2018.

This report is intended solely for the information and use of management and the Board of Directors of the Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

/s/ KPMG LLP
New York, New York
October 16, 2018