8-K 1 d8k.htm FORM 8-K Prepared by R.R. Donnelley Financial -- Form 8-K
 

 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report: August 6, 2002
(Date of earliest event reported)
 
CARDIMA, INC.
(Exact name of registrant as specified in its charter)
 
Delaware
    
0-22419
    
94-3177883
(State or other jurisdiction of
incorporation)
    
(Commission File Number)
    
(IRS Employer Identification
Number)
 
47266 Benicia Street, Fremont, California 94538
(Address of principal executive offices)    (Zip Code)
 
Registrant’s telephone number, including area code:    (510) 354-0300
 


 
Item 5.    Other Events.
 
On August 5, 2002, Cardima, Inc. completed a private placement of 6,788,325 shares of Common Stock to select institutional and other accredited investors at a price of $0.72 per share, the average closing price of the Common Stock for the five trading days ending August 2, 2002, the last trading day before the closing. The private placement included the issuance of warrants to purchase up to an aggregate of 2,036,491 shares of Common Stock at an exercise price of $0.90, which are redeemable upon certain events. Net proceeds to the Company were approximately $4.5 million. The Company agreed to register for resale the Common Stock issued in this private placement, including shares underlying the warrants.
 
A press release relating to these matters was issued by Cardima, Inc. on August 6, 2002.
 
The complete text of the press release issued by the company is attached as an exhibit to this Form 8-K.
 
Item 7.    Financial Statements and Exhibits.
 
(c)    Exhibits
 
99.1 Press Release, dated August 6, 2002.
 

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SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated: August 6, 2002
 
CARDIMA, INC.
By:
 
    /s/    GABRIEL B. VEGH

   
Gabriel B. Vegh
Chairman of the Board and Chief
Executive Officer

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