-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hqp4hfo35dASG+vX4SgymtNSjAewQRl5WgtcmPdptz9jSoW/kC2cAxfmTFwbPsvB lrXDFaktBaBgxxpKbKYdLg== 0001209191-08-026985.txt : 20080501 0001209191-08-026985.hdr.sgml : 20080501 20080501190738 ACCESSION NUMBER: 0001209191-08-026985 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080429 FILED AS OF DATE: 20080501 DATE AS OF CHANGE: 20080501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TUMBLEWEED COMMUNICATIONS CORP CENTRAL INDEX KEY: 0001022509 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943183329 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 SAGINAW DR CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 6502162000 MAIL ADDRESS: STREET 1: 700 SAGINAW DR CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: TUMBLEWEED SOFTWARE CORP DATE OF NAME CHANGE: 19990517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN KENNETH CENTRAL INDEX KEY: 0001179287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26223 FILM NUMBER: 08796207 BUSINESS ADDRESS: STREET 1: C/O MERCURY INTERACTIVE CORPORATION STREET 2: 1325 BORREGAS AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 6502162000 MAIL ADDRESS: STREET 1: 700 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-04-29 0 0001022509 TUMBLEWEED COMMUNICATIONS CORP TMWD 0001179287 KLEIN KENNETH C/O TUMBLEWEED COMMUNICATIONS CORP 700 SAGINAW DRIVE REDWOOD CITY CA 94063 1 0 0 0 Common Stock 2008-04-29 4 A 0 35750 0.001 A 35750 D All shares are granted at par value, subject to repurchase by Tumbleweed, such that the recipient's interest in the restricted stock shall vest as to one-third (1/3rd) of such Restricted Stock on the date after the 2008 Annual Stockholders' Meeting, as to an additional one-third (1/3rd) on the date after the first anniversary of such meeting, and as to the final one-third (1/3rd) on the date after the second anniversary of such meeting, so as to be 100% vested on the date after the second anniversary of the 2008 Annual Stockholders' Meeting. Vesting of this grant (i) will occur regardless of recipient's status as a Board member at the time of vesting and (ii) will accelerate 100% upon a change of ownership control (single trigger). /s/ Bernard J. Cassidy, Attorney-in-Fact for Kenneth Klein 2008-05-01 -----END PRIVACY-ENHANCED MESSAGE-----