-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RajQOdsNPIm98NiWXhptcVjYyZuTGi5FLUJLPDnLbC9kJpQcnp7A7lroJfDzzkAx S7vyc15D86kpqIky/8f/Sg== 0001019056-99-000024.txt : 19990112 0001019056-99-000024.hdr.sgml : 19990112 ACCESSION NUMBER: 0001019056-99-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990111 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNET COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000841693 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 841095516 STATE OF INCORPORATION: CO FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-19578 FILM NUMBER: 99504105 BUSINESS ADDRESS: STREET 1: 7100 E BELLEVIEW AVE STE 201 CITY: ENGLEWOOD STATE: CO ZIP: 80111 BUSINESS PHONE: 3037707600 FORMER COMPANY: FORMER CONFORMED NAME: WELLINGTON EQUITIES INC DATE OF NAME CHANGE: 19900319 COMPANY DATA: COMPANY CONFORMED NAME: ANSCHUTZ CO CENTRAL INDEX KEY: 0001022325 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 841179412 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 555 SEVENTEENTH STREET STREET 2: SUITE CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032981000 MAIL ADDRESS: STREET 1: 555 SEVENTEENTH STREET STREET 2: SUITE 2400 CITY: DENVER STATE: CO ZIP: 80202 4 1 FORM 4
FORM 4 -------------------------------- [ ] CHECK THIS BOX IF NO LONGER OMB APPROVAL SUBJECT TO SECTION 16. FORM 4 OR -------------------------------- FORM 5 OBLIGATIONS MAY CONTINUE. OMB NUMBER: 3235-0287 SEE INSTRUCTION 1(b). EXPIRES: SEPTEMBER 30, 1998 (PRINT OR TYPE RESPONSES) ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE..........0.5 -------------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1.Name and Address of Reporting Person*(1) 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer Anschutz Company Internet Communications Corporation (INCC) (Check all applicable) - -------------------------------------------------------------------------------------------- (Last) (First) (Middle) 3. IRS or Social 4. Statement for Month/Year [ ] Director [X] 10% Owner Security Number [ ] Officer [ ] Other of Reporting December 1998 (give title (specify title 555 17th Street, Suite 2400 Person below) below) - --------------------------------------- (Voluntary) (Street) ---------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ Denver, Colorado 80202 5. If Amendment, 7. Individual or Joint/Group Filing - --------------------------------------- Date of Original (Check Applicable Line) (City) (State) (Zip) (Month/Year) [ ] Form filed by One Reporting Person [X] Form filed by More than One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership Form: 7. Nature of (Instr.3) action action Code or Disposed of (D) Securities Direct (D) or Indirect Date (Instr. 8) (Instr. 3,4 and 5) Beneficially Indirect (I) Beneficial Owned at End of (Instr. 4) Ownership (Month/ Month (Instr. 4) Day/Year)------------------------------------------------- Code V Amount (A) or (D) Price (Instr. 3 and 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, SEE Instruction 4(b)(v). SEC 1474 (1/9/97) Page 1 of 3 1/8/99
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (E.G., puts, calls, warrants, options, convertible securities) - --------------------------------------------------------------------------------- 1. Title of 2. Conversion 3. Transaction 4. Transaction 5. Number of Derivative or Exercise Date Code Derivative Security Price of (Month/Day/Year) (Instr. 8) Securities (Instr. 3) Derivative Acquired (A) Security or Disposed of (D) --------------------------------- Code V (A) (D) - --------------------------------------------------------------------------------- Convertible $2.25 per share 12/30/98 P 50,000 Preferred Stock of Common Stock shares(2) - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- - --------------------------------------------------------------------------------- FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (E.G., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------------------------------------- 6. Date 7. Title and Amount 8. Price of 9. Number of 10. Ownership 11. Nature of Exercisable of Underlying Derivative Derivative Form of Indirect and Expiration Securities Security Securities Derivative Beneficial Date (Instr. 3 and 4) Beneficially Security: Ownership (Month/Day/Year) Owned at Direct (D) or (Instr. 4) End of Indirect (I) Month (Instr. 4) (Instr. 4) ------------------------------------------ Amount Date Expir- or Exer- ation Number cisable Date Title of Shares - ----------------------------------------------------------------------------------------------------------- Immed. Common Stock 2,222,222 $100.00 per 50,000 shares I (1) shares share (2) - ----------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------- Explanation of Responses: (1) This Form 4 is filed jointly by Interwest Group, Inc., Anschutz Company, and Philip F. Anschutz. Philip F. Anschutz is the owner of 100% of the capital stock of Anschutz Company, which is the owner of 100% of the capital stock of Interwest Group, Inc., which is the direct owner of the securities indicated. (2) As required by the NASDAQ, 25,000 of the acquired shares are being held in escrow pending shareholder approval of the transaction. (3) Philip F. Anschutz executed a Power of Attorney that authorizes Thomas A. Richardson to sign this Form 4 on his behalf as an individual and on his behalf as Chairman of Anschutz Company. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, SEE instruction 6 for procedure. Anschutz Company By: Philip F. Anschutz Chairman **Signature of Reporting Person Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. By: /s/ THOMAS A. RICHARDSON 1/8/99 ------------------------- ------ Thomas A Richardson Date ATTORNEY-IN-FACT(3) SEC 1474 (1/9/97) Page 2 of 3 1/8/99
JOINT INFORMATION Name: Interwest Group, Inc. Address: 12201 East Arapahoe Road, Suite C-10 Englewood, Colorado 80112 Designated Filer: Anschutz Company Issuer and Trading Symbol: Internet Communication Corporation (INCC) Statement for Month/Year: December 1998 Signature: Interwest Group, Inc. By: /s/ THOMAS G. KUNDERT 1/8/99 ----------------------- --------------- Thomas G. Kundert Date Treasurer Name: Philip F. Anschutz Address: 555 17th Street Suite 2400 Denver, Colorado 80202 Designated Filer: Anschutz Company Issuer and Trading Symbol: Internet Communications Corporation (INCC) Statement for Month/Year: December 1998 Signature: Philip F. Anschutz By: /s/ THOMAS A. RICHARDSON 1/8/99 ------------------------- --------------- Thomas A. Richardson Date ATTORNEY-IN-FACT (3) Attachment to SEC 1474 (1/9/97) Page 3 of 3 1/8/99 -----END PRIVACY-ENHANCED MESSAGE-----