-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O0XyjH9Bv3bwgatX/230oYJw2E3GTKVOseSNeJdMhdXlQqUhrJqc+AFeqt5dZzle rkMLBxIlz+CZchhmx9b4wQ== 0001341004-09-000404.txt : 20090217 0001341004-09-000404.hdr.sgml : 20090216 20090217170910 ACCESSION NUMBER: 0001341004-09-000404 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 GROUP MEMBERS: JERRY V. SWANK GROUP MEMBERS: SWANK ENERGY INCOME ADVISORS, LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENESIS ENERGY LP CENTRAL INDEX KEY: 0001022321 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM BULK STATIONS & TERMINALS [5171] IRS NUMBER: 760513049 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80776 FILM NUMBER: 09615427 BUSINESS ADDRESS: STREET 1: 919 MILAM, SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7138602500 MAIL ADDRESS: STREET 1: 919 MILAM, SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77002 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Swank Capital, LLC CENTRAL INDEX KEY: 0001354709 IRS NUMBER: 752868777 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3300 OAK LAWN AVENUE STREET 2: SUITE 650 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214.692.6334 MAIL ADDRESS: STREET 1: 3300 OAK LAWN AVENUE STREET 2: SUITE 650 CITY: DALLAS STATE: TX ZIP: 75219 FORMER COMPANY: FORMER CONFORMED NAME: Swank Group, LLC DATE OF NAME CHANGE: 20060228 SC 13G/A 1 sched13g.htm SCHEDULE 13G/A - AMENDMENT NO. 4 sched13g.htm
 
 
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549

 
SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 4)*
 
Genesis Energy, L.P.
(Name of Issuer)
 
Common Units
(Title of Class of Securities)
 
371927104
(CUSIP Number)
 
December 31, 2008
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 x
 
 o
 
 o
 
*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

 
 
CUSIP No.  371927104
 
13G
 
Page 2 of 8 Pages
 
 
1.
 
NAMES OF REPORTING PERSONS.
SWANK CAPITAL, LLC
 
 
 
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)         o
(b)       o
 
 
3.
 
SEC USE ONLY
 
 
 
4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
TEXAS
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
 
5.
 
SOLE VOTING POWER
2,871,087
 
 
6.
 
SHARED VOTING POWER
0
 
 
7.
 
SOLE DISPOSITIVE POWER
2,871,087
 
 
8.
 
SHARED DISPOSITIVE POWER
0
 
 
9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,871,087
 
 
10.
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
  o
 
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.28%
 
 
12.
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
 
CO
 
 
 
 

 
 
 
CUSIP No.  371927104
 
13G
 
Page 3 of 8 Pages
 
 
1.
 
NAMES OF REPORTING PERSONS.
SWANK ENERGY INCOME ADVISORS, LP
 
 
 
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)    o
(b)    o
 
 
3.
 
SEC USE ONLY
 
 
 
4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
TEXAS
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
 
5.
 
SOLE VOTING POWER
0
 
 
6.
 
SHARED VOTING POWER
2,871,087
 
 
7.
 
SOLE DISPOSITIVE POWER
0
 
 
8.
 
SHARED DISPOSITIVE POWER
2,871,087
 
 
9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,871,087
 
 
10.
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
  o
 
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.28%
 
 
12.
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
 
PN
 
 
 
 

 
 
 
CUSIP No.  371927104
 
13G
 
Page 4 of 8 Pages
 
 
1.
 
NAMES OF REPORTING PERSONS.
JERRY V. SWANK
 
 
 
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)    o
(b)    o
 
 
3.
 
SEC USE ONLY
 
 
 
4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. CITIZEN
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
 
5.
 
SOLE VOTING POWER
2,871,087
 
 
6.
 
SHARED VOTING POWER
 
 
 
7.
 
SOLE DISPOSITIVE POWER
2,871,087
 
 
8.
 
SHARED DISPOSITIVE POWER
 
 
 
9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,871,087
 
 
10.
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
  o
 
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.28%
 
 
12.
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
 
IN
 
 
 
 

 
 
 
CUSIP No.  371927104
 
13G
 
Page 5 of 8 Pages
 
 
Item 1.                   
(a)
 
Name of Issuer
   
 
Genesis Energy, L.P. (the "Issuer")
 
 
(b)
 
Address of Issuer's Principal Executive Offices:
   
 
919 Milam, Suite 2100, Houston, TX 77002
 
Item 2                   
(a)
 
Name of Person Filing:
   
 
Swank Capital, LLC ("Swank Capital"), Swank Energy Income Advisors, LP ("Swank Advisors") and Mr. Jerry V. Swank.
 
 
(b)
 
Address of Principal Business Office or, if none, Residence:
   
3300 Oak Lawn Avenue, Suite 650, Dallas, TX 75219
 
 
 
(c)
 
Citizenship:
   
 
Swank Capital is a limited liability company organized under the laws of the State of Texas.  Swank Advisors is a limited partnership organized under the laws of the State of Texas.  Mr. Swank is the principal of Swank Capital and Swank Advisors, and is a U.S. citizen.
 
 
 
(d)
 
Title of Class of Securities:
   
 
Common Units representing Limited Partner Interests (the "Common Units")
 
 
 
(e)
 
CUSIP Number:
   
 
371927104
 
Item 3.
 
 
If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c),
check whether the person filing is a:
 
 
(a)
o
 
 
 
(b)
o
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
 
(c)
o
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
 
 
 
(d)
o
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8)
 
 
(e)
o
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
 
(f)
o
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
 
(g)
o
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
 
 (h)
o
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
 
(i)
o
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
 
 
(j)
o
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 
 
 
 

 
 
 
CUSIP No.  371927104
 
13G
 
Page 6 of 8 Pages
 
 
Item 4.
 
Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
(a)
 
Amount Beneficially Owned:
 
Swank Capital, Swank Advisors and Mr. Swank may be deemed the beneficial owners of 2,871,087 Common Units.
 
 
(b)
 
Percent of Class:
 
Swank Capital, Swank Advisors and Mr. Swank may be deemed the beneficial owners of 7.28% of the outstanding Common Units.  This percentage is determined by dividing 2,871,087 by 39,452,305, the number of Common Units issued and outstanding as of November 6, 2008, as reported in the Issuer’s Quarterly Report on Form 10-Q filed November 10, 2008.
 
 
(c)
 
Number of shares as to which the person has:
 
 
(i)       Sole power to vote or to direct the vote:
 
 
(ii)      Shared power to vote or to direct the vote:
 
 
(iii)     Sole power to dispose or to direct the disposition of:
 
 
(iv)     Shared power to dispose or to direct the disposition of:
 
 
 
Swank Advisors has voting and dispositive powers for 2,871,087 Common Units.  Swank Capital, as general partner, may direct the voting or disposition of the 2,871,087 Common Units held by Swank Advisors.  As the principal of Swank Capital, Mr. Swank may direct the voting or disposition of the 2,871,087 Common Units held by Swank Capital and Swank Advisors.
 
 
Item 5.
 
Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the financial owner of more than five percent of the class of securities, check the following o.
 
 
 

 
 
 
CUSIP No.  371927104
 
13G
 
Page 7of 8 Pages
 
 
Item 6.
 
Ownership of More Than Five Percent on Behalf of Another Person.
 
 
N/A

 
Item 7.
 
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
 
N/A

 
Item 8.
 
Identification and Classification of Members of the Group.
 
 
N/A

 
Item 9.
 
Notice of Dissolution of Group.
 
 
N/A

 
Item 10.
 
Certification.
 
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
Exhibits
 
Exhibit 1  
Joint Filing Agreement, dated February 13, 2009, among Swank Capital, Swank Advisors and Mr. Swank.
 
 
 

 

 
 
CUSIP No.  371927104
 
13G
 
Page 8of 8 Pages
 
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:  February 13, 2009

 
SWANK CAPITAL, LLC
   
  /s/ Jerry V. Swank
 
By:  Jerry V. Swank
Managing Member
   
   
 
SWANK ENERGY INCOME ADVISORS, LP
   
 
By: Swank Capital, LLC, its general partner
   
  /s/ Jerry V. Swank
 
By:  Jerry V. Swank
Managing Member
   
   
  /s/ Jerry V. Swank
 
Jerry V. Swank
   
   
   



EX-99.1 2 exibit99-1.htm EXHIBIT 99.1 exibit99-1.htm
 
Exhibit 99.1

 

JOINT FILING AGREEMENT


In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Units of Genesis Energy, L.P., and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filings.

The undersigned further agree that each party hereto is responsible for the timely filing of such Statement on Schedule 13G and any amendments thereto, and for the accuracy and completeness of the information concerning such party contained therein; provided, however, that no party is responsible for the accuracy or completeness of the information concerning any other party, unless such party knows or has reason to believe that such information is inaccurate.

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

IN WITNESS WHEREOF, the undersigned have executed this Agreement as of February 13, 2009.


 
SWANK CAPITAL, LLC
   
  /s/ Jerry V. Swank
 
By:  Jerry V. Swank
Managing Member
   
   
 
SWANK ENERGY INCOME ADVISORS, LP
   
 
By: Swank Capital, LLC, its general partner
   
  /s/ Jerry V. Swank
 
By:  Jerry V. Swank
Managing Member
   
   
   
  /s/ Jerry V. Swank
 
Jerry V. Swank
   
   




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