-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IAoWtcovkpDpmdwtQvVtFFJlx+06eUPwY5fso6Okb6EyAII7/AP+OhBj1Icax4s6 2gwLBAbC8QQIIwCQp+E4dQ== 0000950123-99-010783.txt : 19991207 0000950123-99-010783.hdr.sgml : 19991207 ACCESSION NUMBER: 0000950123-99-010783 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991206 FILED AS OF DATE: 19991206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AIRNET COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000944163 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 593218138 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-28217 FILM NUMBER: 99769617 BUSINESS ADDRESS: STREET 1: 100 RIALTO PLACE STREET 2: SUITE 300 CITY: MELBOURNE STATE: FL ZIP: 32901 BUSINESS PHONE: 4079841990 MAIL ADDRESS: STREET 1: 100 RIALTO PLACE STREET 2: SUITE 300 CITY: MELBOURNE STATE: FL ZIP: 32901 COMPANY DATA: COMPANY CONFORMED NAME: SCP PRIVATE EQUITY PARTNERS LP CENTRAL INDEX KEY: 0001021862 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 435 DEVON PARK DR STREET 2: BLDG 300 CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 6102544137 MAIL ADDRESS: STREET 1: 435 DEVON PARK DR CITY: WAYNE STATE: PA ZIP: 19087 3 1 FORM 3 1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) _______________________________________________________________________________ 1. Name and Address of Reporting Person* SCP PRIVATE EQUITY PARTNERS, LP - -------------------------------------------------------------------------------- (Last) (First) (Middle) 435 Devon Park Drive, Bldg. 300 - -------------------------------------------------------------------------------- (Street) Wayne PA 19087 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Date of Event Requiring Statement (Month/Day/Year) 12/06/99 ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity, (Voluntary) ________________________________________________________________________________ 4. Issuer Name and Ticker or Trading Symbol AirNet Communications Corporation (ANCC) ________________________________________________________________________________ 5. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 6. If Amendment, Date of Original (Month/Day/Year) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Line) [ ] Form Filed by One Reporting Person [X] Form Filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the form is filed by more than one Reporting Person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Form 3-07/99) 2 FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 6. Nature of ---------------------- or Exercise (D) or Indirect Date Expira- Number Price of Indirect Beneficial 1. Title of Derivative Exer- tion of Derivative (I) Ownership Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Series E Senior Convertible Preferred Stock Immed. Common Stock 2,114,661 $.01506477 (1) - ------------------------------------------------------------------------------------------------------------------------------------ Series F Senior Convertible Preferred Stock Immed. Common Stock 817,772 $.01506477 (1) - ------------------------------------------------------------------------------------------------------------------------------------ Series G Senior Convertible Preferred Stock Immed. Common Stock 505,254 $.01506477 (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Warrant (right to buy) Immed. 6/10/09 Common Stock 204,443 $3.67 (1) ====================================================================================================================================
Explanation of Responses: (1) The securities are owned directly by SCP Private Equity Partners, L.P. ("SCP"), a ten percent owner of the issuer, and indirectly by SCP Private Equity Management, L.P. ("SCP Management"), the General Partner of SCP; and Winston J. Churchill, Samuel A. Plum and Safeguard Capital Management, Inc., the General Partners of SCP Management (the "SCP Management General Partners"). SCP Management and the SCP Management General Partners disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interests therein. SCP Private Equity Partners, LP By: SCP Private Equity Management, L.P., its General Partner By: Samuel A. Plum, General Partner /s/ Samuel A. Plum 12/6/99 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Name: SCP Private Equity Management, L.P. Address: 435 Devon Park Drive, Bldg. 300 Wayne, PA 19087 Designated Filer: SCP PRIVATE EQUITY PARTNERS, L.P. Issuer and Ticker Symbol: AirNet Communications Corporation (ANCC) Date of Event Requiring Statement: 12/06/99 SCP Private Equity Management, L.P. Signature: /s/ Samuel A. Plum ----------------------------------------------- Samuel A. Plum, General Partner Name: Samuel A. Plum Address: 435 Devon Park Drive, Bldg. 300 Wayne, PA 19087 Designated Filer: SCP PRIVATE EQUITY PARTNERS, L.P. Issuer and Ticker Symbol: AirNet Communications Corporation (ANCC) Date of Event Requiring Statement: 12/06/99 Signature: /s/ Samuel A. Plum ----------------------------------------------- Samuel A. Plum Name: Winston J. Churchill Address: 435 Devon Park Drive, Bldg. 300 Wayne, PA 19087 Designated Filer: SCP PRIVATE EQUITY PARTNERS, L.P. Issuer and Ticker Symbol: AirNet Communications Corporation (ANCC) Date of Event Requiring Statement: 12/06/99 Signature: /s/ Winston J. Churchill ----------------------------------------------- Winston J. Churchill Name: Safeguard Capital Management, Inc. Address: c/o SCP Private Equity Partners, L.P. 435 Devon Park Drive, Bldg. 300 Wayne, PA 19087 Designated Filer: SCP PRIVATE EQUITY PARTNERS, L.P. Issuer and Ticker Symbol: AirNet Communications Corporation (ANCC) Date of Event Requiring Statement: 12/06/99 SAFEGUARD CAPITAL MANAGEMENT, INC. Signature: /s/ Harry Wallaesa ----------------------------------------------- Harry Wallaesa, President -----END PRIVACY-ENHANCED MESSAGE-----