0001562180-23-005738.txt : 20230705 0001562180-23-005738.hdr.sgml : 20230705 20230705182639 ACCESSION NUMBER: 0001562180-23-005738 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230705 DATE AS OF CHANGE: 20230705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORD GERALD J CENTRAL INDEX KEY: 0001021572 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31987 FILM NUMBER: 231071337 MAIL ADDRESS: STREET 1: 200 CRESCENT CT STE 1350 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Diamond HTH Stock Co GP, LLC CENTRAL INDEX KEY: 0001718156 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31987 FILM NUMBER: 231071336 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1350 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2148552181 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1350 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Diamond HTH Stock Company, LP CENTRAL INDEX KEY: 0001718307 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31987 FILM NUMBER: 231071335 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1350 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2148552181 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1350 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Turtle Creek Revocable Trust CENTRAL INDEX KEY: 0001718194 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31987 FILM NUMBER: 231071334 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1350 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2148552181 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1350 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6565 HILLCREST AVE. CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 6565 HILLCREST AVE. CITY: DALLAS STATE: TX ZIP: 75205 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 4 1 primarydocument.xml PRIMARY DOCUMENT X0407 4 2023-06-30 false 0001265131 Hilltop Holdings Inc. HTH 0001021572 FORD GERALD J 6565 HILLCREST AVENUE DALLAS TX 75205 true false true false 0001718156 Diamond HTH Stock Co GP, LLC 6565 HILLCREST AVENUE DALLAS TX 75205 false false true false 0001718307 Diamond HTH Stock Company, LP 6565 HILLCREST AVENUE DALLAS TX 75205 false false true false 0001718194 Turtle Creek Revocable Trust 6565 HILLCREST AVENUE DALLAS TX 75205 false false true false false Common Stock 2023-06-30 4 A false 1738.00 30.918 A 285855.4702 D Common Stock 2023-06-30 5 G false E 1738.00 0.00 D 284117.4702 D Common Stock 2023-06-30 5 G false E 1738.00 0.00 A 86048.00 I See Footnotes Common Stock 15544674.00 I See Footnotes Represents shares of common stock of Hilltop Holdings Inc. (the "Issuer"), par value $0.01 per share ("Shares"), granted to Gerald J. Ford under the Hilltop Holdings Inc. 2020 Equity Incentive Plan (the "2020 EIP"), as compensation for services rendered as a director of the Issuer in the second calendar quarter of 2023. Price per share calculated using the average closing price per share for the period from June 16, 2023 to June 30, 2023. This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. In connection with Mr. Ford's receipt of Shares under the 2020 EIP as compensation for services rendered as a director of the Issuer in the second quarter of 2023, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family. Represents Shares directly beneficially owned by the Trust. Represents Shares directly beneficially owned by Diamond A. /s/ Gerald J. Ford 2023-07-05 DIAMOND HTH STOCK COMPANY GP, LLC By: /s/ Gerald J. Ford Title: Sole Member 2023-07-05 DIAMOND HTH STOCK COMPANY, LP By: Diamond HTH Stock Company GP, LLC Its: General Partner By: /s/ Gerald J. Ford Title: Sole Member 2023-07-05 TURTLE CREEK REVOCABLE TRUST By: /s/ Gerald J. Ford Title: Trustee 2023-07-05