0001562180-23-005738.txt : 20230705
0001562180-23-005738.hdr.sgml : 20230705
20230705182639
ACCESSION NUMBER: 0001562180-23-005738
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230705
DATE AS OF CHANGE: 20230705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FORD GERALD J
CENTRAL INDEX KEY: 0001021572
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31987
FILM NUMBER: 231071337
MAIL ADDRESS:
STREET 1: 200 CRESCENT CT STE 1350
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Diamond HTH Stock Co GP, LLC
CENTRAL INDEX KEY: 0001718156
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31987
FILM NUMBER: 231071336
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1350
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2148552181
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1350
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Diamond HTH Stock Company, LP
CENTRAL INDEX KEY: 0001718307
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31987
FILM NUMBER: 231071335
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1350
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2148552181
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1350
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Turtle Creek Revocable Trust
CENTRAL INDEX KEY: 0001718194
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31987
FILM NUMBER: 231071334
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1350
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2148552181
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1350
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hilltop Holdings Inc.
CENTRAL INDEX KEY: 0001265131
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 841477939
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6565 HILLCREST AVE.
CITY: DALLAS
STATE: TX
ZIP: 75205
BUSINESS PHONE: 214.855.2177
MAIL ADDRESS:
STREET 1: 6565 HILLCREST AVE.
CITY: DALLAS
STATE: TX
ZIP: 75205
FORMER COMPANY:
FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC
DATE OF NAME CHANGE: 20030929
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0407
4
2023-06-30
false
0001265131
Hilltop Holdings Inc.
HTH
0001021572
FORD GERALD J
6565 HILLCREST AVENUE
DALLAS
TX
75205
true
false
true
false
0001718156
Diamond HTH Stock Co GP, LLC
6565 HILLCREST AVENUE
DALLAS
TX
75205
false
false
true
false
0001718307
Diamond HTH Stock Company, LP
6565 HILLCREST AVENUE
DALLAS
TX
75205
false
false
true
false
0001718194
Turtle Creek Revocable Trust
6565 HILLCREST AVENUE
DALLAS
TX
75205
false
false
true
false
false
Common Stock
2023-06-30
4
A
false
1738.00
30.918
A
285855.4702
D
Common Stock
2023-06-30
5
G
false
E
1738.00
0.00
D
284117.4702
D
Common Stock
2023-06-30
5
G
false
E
1738.00
0.00
A
86048.00
I
See Footnotes
Common Stock
15544674.00
I
See Footnotes
Represents shares of common stock of Hilltop Holdings Inc. (the "Issuer"), par value $0.01 per share ("Shares"), granted to Gerald J. Ford under the Hilltop Holdings Inc. 2020 Equity Incentive Plan (the "2020 EIP"), as compensation for services rendered as a director of the Issuer in the second calendar quarter of 2023.
Price per share calculated using the average closing price per share for the period from June 16, 2023 to June 30, 2023.
This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.
Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.
The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
In connection with Mr. Ford's receipt of Shares under the 2020 EIP as compensation for services rendered as a director of the Issuer in the second quarter of 2023, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family.
Represents Shares directly beneficially owned by the Trust.
Represents Shares directly beneficially owned by Diamond A.
/s/ Gerald J. Ford
2023-07-05
DIAMOND HTH STOCK COMPANY GP, LLC By: /s/ Gerald J. Ford Title: Sole Member
2023-07-05
DIAMOND HTH STOCK COMPANY, LP By: Diamond HTH Stock Company GP, LLC Its: General Partner By: /s/ Gerald J. Ford Title: Sole Member
2023-07-05
TURTLE CREEK REVOCABLE TRUST By: /s/ Gerald J. Ford Title: Trustee
2023-07-05