0001562180-21-001610.txt : 20210225
0001562180-21-001610.hdr.sgml : 20210225
20210225204306
ACCESSION NUMBER: 0001562180-21-001610
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210223
FILED AS OF DATE: 20210225
DATE AS OF CHANGE: 20210225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FORD GERALD J
CENTRAL INDEX KEY: 0001021572
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31987
FILM NUMBER: 21683118
MAIL ADDRESS:
STREET 1: 200 CRESCENT CT STE 1350
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Diamond HTH Stock Co GP, LLC
CENTRAL INDEX KEY: 0001718156
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31987
FILM NUMBER: 21683115
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1350
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2148552181
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1350
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Diamond HTH Stock Company, LP
CENTRAL INDEX KEY: 0001718307
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31987
FILM NUMBER: 21683117
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1350
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2148552181
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1350
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Turtle Creek Revocable Trust
CENTRAL INDEX KEY: 0001718194
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31987
FILM NUMBER: 21683116
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1350
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2148552181
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1350
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hilltop Holdings Inc.
CENTRAL INDEX KEY: 0001265131
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 841477939
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6565 HILLCREST AVE.
CITY: DALLAS
STATE: TX
ZIP: 75205
BUSINESS PHONE: 214.855.2177
MAIL ADDRESS:
STREET 1: 6565 HILLCREST AVE.
CITY: DALLAS
STATE: TX
ZIP: 75205
FORMER COMPANY:
FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC
DATE OF NAME CHANGE: 20030929
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2021-02-23
false
0001265131
Hilltop Holdings Inc.
HTH
0001021572
FORD GERALD J
6565 HILLCREST AVENUE
DALLAS
TX
75205
true
false
true
false
0001718307
Diamond HTH Stock Company, LP
6565 HILLCREST AVENUE
DALLAS
TX
75205
false
false
true
false
0001718194
Turtle Creek Revocable Trust
6565 HILLCREST AVENUE
DALLAS
TX
75205
false
false
true
false
0001718156
Diamond HTH Stock Co GP, LLC
6565 HILLCREST AVENUE
DALLAS
TX
75205
false
false
true
false
Common Stock
2021-02-23
4
A
false
30000.00
0.00
A
217866.00
D
Common Stock
68576.00
I
See Footnotes
Common Stock
15544674.00
I
See Footnotes
Represents restricted stock units granted to the reporting person. Such restricted stock units will vest, and an equal number of shares of common stock will be deliverable to the reporting person, upon the third anniversary of the date of grant, February 23, 2024, or immediately upon the earlier occurrence of events specified in the reporting person's restricted stock unit award agreement.
This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.
Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.
The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
Represents shares directly beneficially owned by the Trust.
Represents shares directly beneficially owned by Diamond A.
/s/ Gerald J. Ford
2021-02-25
DIAMOND HTH STOCK COMPANY, LP By: Diamond HTH Stock Company GP, LLC Its: General Partner By: /s/ Gerald J. Ford Title: Sole Member
2021-02-25
TURTLE CREEK REVOCABLE TRUST By: /s/ Gerald J. Ford Title: Trustee
2021-02-25
DIAMOND HTH STOCK COMPANY GP, LLC By: /s/ Gerald J. Ford Title: Sole Member
2021-02-25