0001021561-13-000053.txt : 20130506 0001021561-13-000053.hdr.sgml : 20130506 20130506193239 ACCESSION NUMBER: 0001021561-13-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130502 FILED AS OF DATE: 20130506 DATE AS OF CHANGE: 20130506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwerdt Scott E CENTRAL INDEX KEY: 0001289555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12421 FILM NUMBER: 13817580 MAIL ADDRESS: STREET 1: NU SKIN ENTERPRISES, INC. STREET 2: 75 WEST CENTER STREET CITY: PROVO STATE: UT ZIP: 84601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NU SKIN ENTERPRISES INC CENTRAL INDEX KEY: 0001021561 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 870565309 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 75 WEST CENTER ST STREET 2: ATTN: D. MATTHEW DORNY CITY: PROVO STATE: UT ZIP: 84601 BUSINESS PHONE: 801-345-6100 MAIL ADDRESS: STREET 1: 75 WEST CENTER ST STREET 2: ATTN: D. MATTHEW DORNY CITY: PROVO STATE: UT ZIP: 84601 FORMER COMPANY: FORMER CONFORMED NAME: NU SKIN ASIA PACIFIC INC DATE OF NAME CHANGE: 19960919 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-02 0001021561 NU SKIN ENTERPRISES INC NUS 0001289555 Schwerdt Scott E C/O NU SKIN ENTERPRISES, INC. 75 WEST CENTER STREET PROVO UT 84601 0 1 0 0 President, Americas Region Class A Common Stock 2013-05-02 4 M 0 56250 9.40 D 91312 D Class A Common Stock 2013-05-02 4 S 0 56250 53.00 D 35062 D Stock Options (right to buy) 9.40 2013-05-02 4 M 0 56250 0 D 2016-02-27 Class A Common Stock 56250 18750 D Employee Stock Option (right to buy) 30.43 2013-05-06 4 A 0 16667 0 A 2013-05-06 2017-11-15 Class A Common Stock 16667 33334 D Sale pursuant to a 10b5-1 plan adopted by the Reporting Person. Currently exercisable in full. On November 15, 2010, the reporting person was granted an option to purchase 50,000 shares of Class A Common Stock. The option vests in three equal tranches based on Nu Skin Enterprises, Inc.'s satisfaction of certain performance criteria. On May 6, 2013, the performance criteria for the second tranche were met, resulting in vesting of the option as to 16,667 shares. Clayton A. Jones as Attorney-in-Fact for Scott E. Schwerdt 2013-05-06