0000921895-20-003238.txt : 20201214 0000921895-20-003238.hdr.sgml : 20201214 20201214180751 ACCESSION NUMBER: 0000921895-20-003238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201201 FILED AS OF DATE: 20201214 DATE AS OF CHANGE: 20201214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DPW Holdings, Inc. CENTRAL INDEX KEY: 0000896493 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31747 FILM NUMBER: 201387515 BUSINESS ADDRESS: STREET 1: 201 SHIPYARD WAY STREET 2: SUITE E CITY: NEWPORT BEACH STATE: CA ZIP: 92663 BUSINESS PHONE: (949) 444-5464 MAIL ADDRESS: STREET 1: 201 SHIPYARD WAY STREET 2: SUITE E CITY: NEWPORT BEACH STATE: CA ZIP: 92663 FORMER NAME: FORMER CONFORMED NAME: DIGITAL POWER CORP DATE OF NAME CHANGE: 19960823 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL SECURITY INSTRUMENTS INC CENTRAL INDEX KEY: 0000102109 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 520898545 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 11407 CRONHILL DRIVE, SUITES A-D CITY: OWINGS MILLS STATE: MD ZIP: 21117-3586 BUSINESS PHONE: 4103633000 MAIL ADDRESS: STREET 1: 11407 CRONHILL DRIVE, SUITES A-D CITY: OWINGS MILLS STATE: MD ZIP: 21117-3586 4 1 form412570001_12142020.xml OWNERSHIP DOCUMENT X0306 4 2020-12-01 1 0000102109 UNIVERSAL SECURITY INSTRUMENTS INC UUU 0000896493 DPW Holdings, Inc. 201 SHIPYARD WAY SUITE E NEWPORT BEACH CA 92663 0 0 0 1 Former 10% Owner Common Stock, $0.01 par value 2020-12-01 4 S 0 2134 3.1000 D 8441 I DP Lending, LLC Common Stock, $0.01 par value 2020-12-02 4 S 0 8441 3.0971 D 0 I DP Lending, LLC Common Stock, $0.01 par value 228967 D This Form 4 is filed by DPW Holdings, Inc. ("DPW" or the "Reporting Person"). The Reporting Person discliaims beneficial ownership of the securities of the Issuer reported owned herein except to the extent of its pecuniary interest therein and except to the extent that such shares are owned directly by the Reporting Person. Securites of the Issuer held by DP Lending, LLC ("DP Lending"), a wholly owned subsidiary of DPW. Due to this relationship, DPW may be deemed to beneficially own the securities of the Issuer held by DP Lending. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.07 to $3.10. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. As of December 2, 2020, the Reporting Person ceased to beneficially own 10% or more of the Isssuer's shares of Common Stock. /s/ DPW Holdings, Inc.; By: /s/ Milton C. Ault III, Chief Executive Officer 2020-12-14