0001516736-11-000015.txt : 20110908
0001516736-11-000015.hdr.sgml : 20110908
20110908201907
ACCESSION NUMBER: 0001516736-11-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110701
FILED AS OF DATE: 20110908
DATE AS OF CHANGE: 20110908
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PACIFIC MERCANTILE BANCORP
CENTRAL INDEX KEY: 0001109546
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 330898238
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 949 SOUTH COAST DRIVE
STREET 2: THIRD FLOOR
CITY: COSTA MESA
STATE: CA
ZIP: 92626
BUSINESS PHONE: 714-438-2500
MAIL ADDRESS:
STREET 1: 949 SOUTH COAST DRIVE
STREET 2: THIRD FLOOR
CITY: COSTA MESA
STATE: CA
ZIP: 92626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARGYROS GEORGE L
CENTRAL INDEX KEY: 0001021089
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30777
FILM NUMBER: 111082081
MAIL ADDRESS:
STREET 1: ARNEL & AFFILIATES
STREET 2: 949 SOUTH COAST DR SUITE 600
CITY: COSTA MESA
STATE: CA
ZIP: 92626
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-07-01
0
0001109546
PACIFIC MERCANTILE BANCORP
PMBC
0001021089
ARGYROS GEORGE L
ARNEL & AFFILIATES
949 SOUTH COAST DR SUITE 600
COSTA MESA
CA
92626
1
0
0
0
Common
2011-07-01
4
C
0
653500
7.65
A
763500
I
(*1)
Common
2011-07-01
4
P
0
159371
4.95
A
922871
I
(*1)
Series A Convertible Preferred Stock
7.65
2011-07-01
4
C
0
50000
100
A
2011-12-31
Common Stock
653500
0
I
(*1)
These shares are owned in the name of the Argyros Family Trust, of which the Reported Person and his spouse are each co-trustees.
These Series A shares were issued to the undersigned by the issuer, in a private transaction, in consideration for the waiver by the undersigned of the right to receive payment from the issuer of accrued but unpaid cash dividends on the shares of Series A Convertible Preferred Stock converted by the undersigned into common stock of the issuer on July 1, 2011.
If not optionally converted sooner, the Series A shares were to be automatically converted into common stock on the later of (a) November 22,2011 or (b) the date on which all accrued but unpaid dividends on the Series A shares had been paid in cash.
Barbara Palermo
2011-09-08