0001516736-11-000015.txt : 20110908 0001516736-11-000015.hdr.sgml : 20110908 20110908201907 ACCESSION NUMBER: 0001516736-11-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110701 FILED AS OF DATE: 20110908 DATE AS OF CHANGE: 20110908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC MERCANTILE BANCORP CENTRAL INDEX KEY: 0001109546 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 330898238 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: THIRD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 714-438-2500 MAIL ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: THIRD FLOOR CITY: COSTA MESA STATE: CA ZIP: 92626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARGYROS GEORGE L CENTRAL INDEX KEY: 0001021089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30777 FILM NUMBER: 111082081 MAIL ADDRESS: STREET 1: ARNEL & AFFILIATES STREET 2: 949 SOUTH COAST DR SUITE 600 CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-07-01 0 0001109546 PACIFIC MERCANTILE BANCORP PMBC 0001021089 ARGYROS GEORGE L ARNEL & AFFILIATES 949 SOUTH COAST DR SUITE 600 COSTA MESA CA 92626 1 0 0 0 Common 2011-07-01 4 C 0 653500 7.65 A 763500 I (*1) Common 2011-07-01 4 P 0 159371 4.95 A 922871 I (*1) Series A Convertible Preferred Stock 7.65 2011-07-01 4 C 0 50000 100 A 2011-12-31 Common Stock 653500 0 I (*1) These shares are owned in the name of the Argyros Family Trust, of which the Reported Person and his spouse are each co-trustees. These Series A shares were issued to the undersigned by the issuer, in a private transaction, in consideration for the waiver by the undersigned of the right to receive payment from the issuer of accrued but unpaid cash dividends on the shares of Series A Convertible Preferred Stock converted by the undersigned into common stock of the issuer on July 1, 2011. If not optionally converted sooner, the Series A shares were to be automatically converted into common stock on the later of (a) November 22,2011 or (b) the date on which all accrued but unpaid dividends on the Series A shares had been paid in cash. Barbara Palermo 2011-09-08