0001020918-23-000009.txt : 20231016 0001020918-23-000009.hdr.sgml : 20231016 20231016090815 ACCESSION NUMBER: 0001020918-23-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231016 DATE AS OF CHANGE: 20231016 EFFECTIVENESS DATE: 20231016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROTHSCHILD INVESTMENT LLC /IL CENTRAL INDEX KEY: 0001020918 IRS NUMBER: 362708660 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05772 FILM NUMBER: 231326390 BUSINESS ADDRESS: STREET 1: 311 SOUTH WACKER DRIVE STREET 2: SUITE 5900 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129838900 MAIL ADDRESS: STREET 1: 311 S WACKER DR STREET 2: SUITE 5900 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: ROTHSCHILD INVESTMENT CORP /IL DATE OF NAME CHANGE: 19990329 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001020918 XXXXXXXX 09-30-2023 09-30-2023 ROTHSCHILD INVESTMENT LLC /IL

311 S WACKER DR SUITE 5900 CHICAGO IL 60606

13F HOLDINGS REPORT 028-05772 N Bradley C. Drake 312-983-8956 Bradley C. Drake Chicago IL 10-16-2023 0 538 1185327 false INFORMATION TABLE 2 inftable.xml 3M CO COM COM 88579Y101 1323 14133 SH DFND 0 0 14133 ABBOTT LABS COM 002824100 3310 34178 SH DFND 0 0 34178 ABBVIE INC COM COM 00287Y109 19028 127653 SH DFND 0 0 127653 ACADEMY SPORTS & OUTDOORS INC COM 00402l107 633 13400 SH DFND 0 0 13400 ACCENTURE PLC IRELAND CL A COM g1151c101 303 986 SH DFND 0 0 986 ACTIVISION BLIZZARD INC COM COM 00507V109 368 3933 SH DFND 0 0 3933 ADAPTIVE BIOTECHNOLOGI COM COM 00650f109 55 10000 SH DFND 0 0 10000 ADOBE SYS INC COM 00724F101 389 763 SH DFND 0 0 763 ADVANCED MICRO DEVICES COM 007903107 3938 38301 SH DFND 0 0 38301 AES CORP COM 00130h105 338 22225 SH DFND 0 0 22225 ALBEMARLE CORP COM COM 012653101 1044 6143 SH DFND 0 0 6143 ALBERTSONS COS INC CL A COM 013091103 1457 64040 SH SOLE 64040 0 0 ALBERTSONS COS INC CL A COM 013091103 165 7274 SH DFND 0 0 7274 ALLOGENE THERAPEUTICS COM COM 019770106 95 29850 SH DFND 0 0 29850 ALLSTATE CORP COM COM 020002101 3308 29694 SH DFND 0 0 29694 ALLY FINL INC COM COM 02005n100 967 36239 SH SOLE 36239 0 0 ALLY FINL INC COM COM 02005n100 135 5050 SH DFND 0 0 5050 ALPHABET CLASS-C SHARE COM 02079k107 239 1810 SH SOLE 1810 0 0 ALPHABET CLASS-C SHARE COM 02079k107 16442 124702 SH DFND 0 0 124702 ALPHABET INC CL A COM 02079k305 1243 9500 SH SOLE 9500 0 0 ALPHABET INC CL A COM 02079k305 21536 164570 SH DFND 0 0 164570 ALTRIA GROUP INC COM 02209S103 953 22670 SH DFND 0 0 22670 AMAZON COM INC COM COM 023135106 12297 96739 SH DFND 0 0 96739 AMBIT BIOSCIENCE CONT VAL-POSS COM 023cvr996 0 22400 SH DFND 0 0 22400 AMCOR PLC REGISTERED SHS COM g0250x107 259 28235 SH DFND 0 0 28235 AMEREN CORP COM COM 023608102 1279 17085 SH DFND 0 0 17085 AMERICAN CENTY ETF TR US SML C COM 025072877 3258 41794 SH DFND 0 0 41794 AMERICAN ELECTRIC POWER COM 025537101 456 6063 SH DFND 0 0 6063 AMERICAN EXPRESS CO COM 025816109 730 4896 SH SOLE 4896 0 0 AMERICAN EXPRESS CO COM 025816109 531 3559 SH DFND 0 0 3559 AMERICAN INTL GROUP INC COM NE COM 026874784 8357 137903 SH DFND 0 0 137903 AMERICAN TOWER REIT COM COM 03027x100 5799 35263 SH DFND 0 0 35263 AMERIPRISE FINL INC COM COM 03076c106 331 1003 SH DFND 0 0 1003 AMGEN INC COM 031162100 15964 59399 SH DFND 0 0 59399 AMN HEALTHCARE SRVCS COM COM 001744101 374 4390 SH SOLE 4390 0 0 AMN HEALTHCARE SRVCS COM COM 001744101 36 427 SH DFND 0 0 427 ANNALY CAP MGMT INC COM COM 035710839 3508 186515 SH DFND 0 0 186515 AON PLC REG SHS COM g0403h108 3699 11408 SH DFND 0 0 11408 APOLLO GLOBAL MGMT INC NEW COM 03769m106 1132 12615 SH SOLE 12615 0 0 APOLLO GLOBAL MGMT INC NEW COM 03769m106 425 4734 SH DFND 0 0 4734 APPLE COMPUTER INC COM 037833100 1170 6832 SH SOLE 6832 0 0 APPLE COMPUTER INC COM 037833100 53406 311932 SH DFND 0 0 311932 APPLIED MATERIALS INC COM 038222105 423 3054 SH DFND 0 0 3054 ARES CAP CORP COM COM 04010l103 1131 58099 SH DFND 0 0 58099 ASSOCIATED BANCORP COM 045487105 325 19000 SH DFND 0 0 19000 AT&T INC COM COM 00206r102 1632 108653 SH DFND 0 0 108653 ATHIRA PHARMA INC COM COM 04746l104 68 33600 SH DFND 0 0 33600 AUTOLIV INC COM COM 052800109 236 2450 SH DFND 0 0 2450 AUTOMATIC DATA PROCESSING COM 053015103 334 1387 SH DFND 0 0 1387 BANK OF AMER CORP COM 060505104 3893 142179 SH DFND 0 0 142179 BANK OF NEW YORK MELLON CORP C COM 064058100 882 20672 SH DFND 0 0 20672 BARRICK GOLD CORP COM 067901108 228 15675 SH DFND 0 0 15675 BAXTER INTERNATIONAL INC COM 071813109 765 20264 SH DFND 0 0 20264 BECTON DICKINSON & CO COM 075887109 241 933 SH DFND 0 0 933 BENGUET CORP CL B COM 081851206 1 10000 SH DFND 0 0 10000 BERKSHIRE HATHAWAY INC CL B COM 084670702 21720 62003 SH DFND 0 0 62003 BERKSHIRE HATHAWAY INC DEL COM 084670108 1063 2 SH DFND 0 0 2 BIOMARIN PHARMACEUTICA COM COM 09061G101 1266 14304 SH DFND 0 0 14304 BLACKROCK INC CL A COM 09247X101 225 348 SH DFND 0 0 348 BLACKSTONE GROUP INC COM CL A COM 09260d107 21938 204764 SH DFND 0 0 204764 BLACKSTONE MTG TR INC COM CL A COM 09257w100 274 12575 SH DFND 0 0 12575 BOEING COMPANY COM 097023105 14395 75101 SH DFND 0 0 75101 BOOT BARN HLDGS INC COM COM 099406100 477 5880 SH SOLE 5880 0 0 BOOT BARN HLDGS INC COM COM 099406100 44 544 SH DFND 0 0 544 BORGWARNER INC COM COM 099724106 407 10085 SH DFND 0 0 10085 BP PLC SPONSORED ADR COM 055622104 3010 77740 SH DFND 0 0 77740 BRISTOL MYERS SQUIBB CO COM 110122108 446 7681 SH SOLE 7681 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 3642 62744 SH DFND 0 0 62744 BROADCOM INC COM COM 11135f101 3399 4092 SH DFND 0 0 4092 BUNGE LIMITED COM COM g16962105 1903 17578 SH DFND 0 0 17578 CALERES INC COM COM 129500104 1322 45954 SH SOLE 45954 0 0 CALERES INC COM COM 129500104 169 5881 SH DFND 0 0 5881 CAMDEN PPTY TR SH BEN INT COM 133131102 964 10193 SH DFND 0 0 10193 CANADA GOOSE HOLDINGS SHS SUB COM 135086106 449 30600 SH DFND 0 0 30600 CANADIAN NAT RES LTD COM COM 136385101 925 14311 SH SOLE 14311 0 0 CANADIAN NAT RES LTD COM COM 136385101 40 615 SH DFND 0 0 615 CANADIAN NATL RY CO COM COM 136375102 3286 30331 SH DFND 0 0 30331 CAPITALAND INTEGRATED UNITS COM y1100l160 36 26500 SH DFND 0 0 26500 CARA THERAPEUTICS INC COM COM 140755109 18 10600 SH DFND 0 0 10600 CARNIVAL CORP COM 143658300 156 11346 SH DFND 0 0 11346 CARRIER GLOBAL CORP COM COM 14448c104 412 7462 SH DFND 0 0 7462 CATERPILLAR TRACTOR COM 149123101 2459 9006 SH DFND 0 0 9006 CBOE HLDGS INC COM COM 12503m108 1730 11077 SH DFND 0 0 11077 CHARGEPOINT HLDGS INC CL A COM 15961r105 66 13200 SH DFND 0 0 13200 CHARTER COMMUNICATIONS INC NEW COM 16119p108 381 866 SH SOLE 866 0 0 CHARTER COMMUNICATIONS INC NEW COM 16119p108 85 193 SH DFND 0 0 193 CHEVRON CORP NEW COM COM 166764100 27 161 SH SOLE 161 0 0 CHEVRON CORP NEW COM COM 166764100 22740 134860 SH DFND 0 0 134860 CHUBB LTD COM COM H1467J104 204 981 SH DFND 0 0 981 CIENA CORP NEW COM 171779309 1426 30163 SH SOLE 30163 0 0 CIENA CORP NEW COM 171779309 134 2827 SH DFND 0 0 2827 CISCO SYS INC COM 17275R102 1226 22797 SH SOLE 22797 0 0 CISCO SYS INC COM 17275R102 9058 168487 SH DFND 0 0 168487 CME GROUP INC COM COM 12572q105 358 1786 SH DFND 0 0 1786 COCA COLA COMPANY COM 191216100 1174 20963 SH DFND 0 0 20963 COHU INC COM COM 192576106 1157 33592 SH SOLE 33592 0 0 COHU INC COM COM 192576106 150 4354 SH DFND 0 0 4354 COLGATE PALMOLIVE COMPANY COM 194162103 346 4871 SH DFND 0 0 4871 COLONY BANKCORP INC CDT-COM COM 19623p101 114 11356 SH DFND 0 0 11356 COMCAST CORPORATION CLASS A COM 20030n101 638 14378 SH DFND 0 0 14378 COMPUGEN LTD ORD COM m25722105 319 351100 SH DFND 0 0 351100 CONAGRA BRANDS INC COM COM 205887102 718 26184 SH DFND 0 0 26184 CONOCOPHILLIPS COM 20825C104 4515 37691 SH DFND 0 0 37691 CONSOLIDATED EDISON NEW YORK COM 209115104 2636 30817 SH DFND 0 0 30817 CONSTELLATION ENERGY CORP COM COM 21037t109 1688 15477 SH DFND 0 0 15477 COOL TECHNOLOGIES INC COM COM 21639Y100 0 18949 SH DFND 0 0 18949 CORNING INC COM 219350105 1104 36243 SH DFND 0 0 36243 CORTEVA INC COM COM 22052l104 276 5397 SH DFND 0 0 5397 COSTCO WHOLESALE CORP-NEW COM 22160K105 17190 30428 SH DFND 0 0 30428 COTERRA ENERGY INC COM COM 127097103 1448 53522 SH SOLE 53522 0 0 COTERRA ENERGY INC COM COM 127097103 135 4979 SH DFND 0 0 4979 CROWN CASTLE INTL CORP NEW COM COM 22822v101 709 7706 SH SOLE 7706 0 0 CROWN CASTLE INTL CORP NEW COM COM 22822v101 333 3620 SH DFND 0 0 3620 CUMMINS ENGINE CO INC COM 231021106 3004 13150 SH DFND 0 0 13150 CVS HEALTH CORPORATION COM 126650100 7933 113625 SH DFND 0 0 113625 DANAHER CORP DEL COM COM 235851102 954 3844 SH DFND 0 0 3844 DARDEN RESTAURANTS, INC. COM 237194105 647 4519 SH DFND 0 0 4519 DAVITA HEALTHCARE PARTNERS, IN COM 23918k108 1213 12835 SH DFND 0 0 12835 DEERE & COMPANY COM 244199105 3220 8532 SH DFND 0 0 8532 DESKTOP METAL INC COM CL A COM 25058x105 29 20000 SH DFND 0 0 20000 DEUTSCHE TELEKOM AG SPONSORED COM 251566105 1937 92406 SH DFND 0 0 92406 DEVON ENERGY CORP NEW COM COM 25179M103 215 4500 SH SOLE 4500 0 0 DEVON ENERGY CORP NEW COM COM 25179M103 1531 32100 SH DFND 0 0 32100 DIAMONDBACK ENERGY INC COM COM 25278x109 1446 9334 SH SOLE 9334 0 0 DIAMONDBACK ENERGY INC COM COM 25278x109 291 1879 SH DFND 0 0 1879 DIGITAL RLTY TR INC COM COM 253868103 455 3762 SH SOLE 3762 0 0 DIGITAL RLTY TR INC COM COM 253868103 3010 24874 SH DFND 0 0 24874 DISCOVER FINL SVCS INC COM 254709108 648 7475 SH DFND 0 0 7475 DISNEY WALT CO DISNEY COM COM 254687106 3504 43235 SH DFND 0 0 43235 DOLLAR GENERAL CORP COM 256677105 401 3792 SH SOLE 3792 0 0 DOLLAR GENERAL CORP COM 256677105 298 2816 SH DFND 0 0 2816 DOLLAR TREE INC COM COM 256746108 459 4310 SH SOLE 4310 0 0 DOLLAR TREE INC COM COM 256746108 315 2958 SH DFND 0 0 2958 DOMINION ENERGY INC COM COM 25746u109 1080 24170 SH DFND 0 0 24170 DOMINOS PIZZA INC COM COM 25754a201 1648 4350 SH DFND 0 0 4350 DOW INC COM COM 260557103 2226 43182 SH DFND 0 0 43182 DUKE ENERGY COMPANY COM 26441C204 3238 36689 SH DFND 0 0 36689 DUPONT DE NEMOURS INC COM COM 26614n102 571 7657 SH DFND 0 0 7657 EATON CORP PLC SHS COM g29183103 373 1750 SH DFND 0 0 1750 EDISON INTERNATIONAL COM 281020107 922 14565 SH DFND 0 0 14565 EDWARDS LIFESCIENCES COM COM 28176e108 990 14294 SH DFND 0 0 14294 ELECTRONIC ARTS COM 285512109 231 1915 SH DFND 0 0 1915 ELEVANCE HEALTH INC COM COM 036752103 246 566 SH DFND 0 0 566 EMERSON ELECTRIC CO COM 291011104 3887 40251 SH DFND 0 0 40251 ENBRIDGE INC COM COM 29250n105 523 15707 SH DFND 0 0 15707 ENOVIX CORP COM COM 293594107 451 35950 SH DFND 0 0 35950 ENZYME ENVIRONMENTAL S COM COM 294113105 0 34000 SH DFND 0 0 34000 EOG RES INC COM COM 26875P101 890 7024 SH DFND 0 0 7024 EQT CORPORATION COM COM 26884l109 1504 37068 SH DFND 0 0 37068 EQUINIX INC COM NEW COM 29444U700 554 763 SH DFND 0 0 763 EQUITABLE HLDGS IN COM COM 29452e101 324 11425 SH DFND 0 0 11425 ESSENTIAL UTILS INC COM COM 29670g102 775 22583 SH DFND 0 0 22583 ETHAN ALLEN INTERIORS COM COM 297602104 323 10800 SH DFND 0 0 10800 EXELON CORP COM 30161N101 1664 44026 SH DFND 0 0 44026 EXXON MOBIL CORP COM COM 30231G102 7698 65469 SH DFND 0 0 65469 FEDEX CORP COM 31428X106 4582 17295 SH DFND 0 0 17295 FIDELITY NATL INFO SVC COM COM 31620m106 344 6227 SH DFND 0 0 6227 FIFTH THIRD BANCORP COM 316773100 651 25705 SH DFND 0 0 25705 FIRST N B ANCHRAG ALAS COM COM 32112j106 1918 10204 SH DFND 0 0 10204 FLEXPOINT SENSOR SYS COM NEW COM 33938w206 0 56000 SH DFND 0 0 56000 FLUOR CORP NEW COM 343412102 868 23662 SH DFND 0 0 23662 FORD MOTOR COMPANY COM 345370860 6315 508473 SH DFND 0 0 508473 FRANKLIN RES INC COM COM 354613101 234 9535 SH DFND 0 0 9535 FREEPORT-MCMORAN, INC COM 35671D857 1488 39892 SH DFND 0 0 39892 FULLER H B CO COM COM 359694106 1073 15644 SH SOLE 15644 0 0 FULLER H B CO COM COM 359694106 91 1327 SH DFND 0 0 1327 GALLAGHER ARTHUR J & CO COM 363576109 760 3335 SH DFND 0 0 3335 GE HEALTHCARE TECH INC COM COM 36266G107 201 2947 SH DFND 0 0 2947 GENERAL DYNAMICS COM 369550108 11701 52954 SH DFND 0 0 52954 GENERAL ELECTRIC CO COM 369604301 851 7698 SH DFND 0 0 7698 GENERAL MILLS INC COM 370334104 322 5026 SH DFND 0 0 5026 GENERAL MTRS CO COM COM 37045v100 2194 66545 SH DFND 0 0 66545 GEO GROUP INC NEW COM COM 36162j106 262 32000 SH DFND 0 0 32000 GILEAD SCIENCES INC COM COM 375558103 333 4447 SH DFND 0 0 4447 GINKGO BIOWORKS HOLDIN CL A SH COM 37611x100 112 61900 SH DFND 0 0 61900 GLOBAL PMTS INC COM COM 37940x102 7646 66265 SH DFND 0 0 66265 GLOBUS MED INC CL A COM 379577208 217 4377 SH SOLE 4377 0 0 GLOBUS MED INC CL A COM 379577208 19 391 SH DFND 0 0 391 GOLDMAN SACHS BDC INC SHS COM 38147u107 167 11500 SH DFND 0 0 11500 GOLDMAN SACHS GROUP COM COM 38141G104 1491 4608 SH DFND 0 0 4608 GRAYSCALE BITCOIN TR BTC SHS COM 389637109 431 22466 SH DFND 0 0 22466 GRAYSCALE ETHEREUM TR SHS COM 389638107 478 43242 SH DFND 0 0 43242 GREEN THUMB INDUSTRIES SUB VTG COM 39342l108 484 43500 SH DFND 0 0 43500 GSK PLC ADR COM 37733w204 683 18844 SH DFND 0 0 18844 HALLIBURTON COMPANY COM 406216101 544 13422 SH DFND 0 0 13422 HANES BRANDS INC COM COM 410345102 128 32300 SH DFND 0 0 32300 HERSHEY FOODS CORP COM 427866108 222 1110 SH DFND 0 0 1110 HILTON WORLDWIDE HLDGS COM COM 43300a203 6765 45043 SH DFND 0 0 45043 HOME DEPOT INC COM 437076102 6746 22327 SH DFND 0 0 22327 HONEYWELL INTL COM 438516106 10810 58512 SH DFND 0 0 58512 HUNTSMAN CORP COM COM 447011107 205 8400 SH DFND 0 0 8400 ILLINOIS TOOL WORKS COM 452308109 12259 53229 SH DFND 0 0 53229 INTEL CORPORATION COM 458140100 1784 50182 SH DFND 0 0 50182 INTERNATIONAL BUSINESS MACHINE COM 459200101 3274 23337 SH DFND 0 0 23337 INTERNATIONAL PAPER CO COM 460146103 220 6210 SH DFND 0 0 6210 INTUITIVE SURGICAL INC COM NEW COM 46120e602 694 2373 SH DFND 0 0 2373 INVESCO ETF TR II S&P 500 LOW COM 46138E354 459 7807 SH DFND 0 0 7807 INVESCO ETF TR S&P 500 EQUAL W COM 46137V357 847 5980 SH DFND 0 0 5980 INVESCO LTD SHS COM g491bt108 898 61845 SH DFND 0 0 61845 INVITATION HOMES INC COM COM 46187w107 7227 228058 SH DFND 0 0 228058 ISHARES INC MSCI JAPAN COM 46434g822 299 4957 SH DFND 0 0 4957 ISHARES SILVER TRUST ISHARES COM 46428q109 243 11932 SH DFND 0 0 11932 ISHARES TR BROAD USD HIGH COM 46435u853 375 10792 SH DFND 0 0 10792 ISHARES TR CONSER ALLOC ETF COM 464289883 1124 33100 SH DFND 0 0 33100 ISHARES TR CORE MSCI EAFE COM 46432f842 472 7333 SH DFND 0 0 7333 ISHARES TR CORE MSCI EURO COM 46434v738 396 7968 SH DFND 0 0 7968 ISHARES TR CORE S&P TTL STK COM 464287150 318 3377 SH DFND 0 0 3377 ISHARES TR GRWT ALLOCAT ETF COM 464289867 247 5000 SH DFND 0 0 5000 ISHARES TR MIN VOL USA ETF COM 46429b697 234 3239 SH DFND 0 0 3239 ISHARES TR MSCI EAFE IDX COM 464287465 1838 26668 SH DFND 0 0 26668 ISHARES TR RUSSELL1000GRW COM 464287614 6417 24123 SH DFND 0 0 24123 ISHARES TR S&P SMLCAP 600 COM 464287804 685 7261 SH DFND 0 0 7261 ISHARES TR S&P500 INDEX FD COM 464287200 379 884 SH DFND 0 0 884 ISHARES TR S&P500/BAR GRW COM 464287309 1024 14967 SH DFND 0 0 14967 ISHARES TR S&P500/BAR VAL COM 464287408 1058 6878 SH DFND 0 0 6878 J P MORGAN CHASE & CO COM COM 46625h100 23937 165058 SH DFND 0 0 165058 J P MORGAN EXCHANGE TR BETABUI COM 46641Q373 1533 29416 SH DFND 0 0 29416 J P MORGAN EXCHANGE TR NASDAQ COM 46654q203 684 14572 SH DFND 0 0 14572 J P MORGAN EXCHANGE-TR EQUITY COM 46641q332 7705 143852 SH DFND 0 0 143852 JOHNSON & JOHNSON COM 478160104 14948 95973 SH DFND 0 0 95973 KBR INC COM COM 48242w106 1476 25049 SH SOLE 25049 0 0 KBR INC COM COM 48242w106 129 2190 SH DFND 0 0 2190 KELLANOVA COM COM 487836108 841 14135 SH DFND 0 0 14135 KENVUE INC COM COM 49177j102 7479 372465 SH DFND 0 0 372465 KEYCORP NEW COM COM 493267108 151 14031 SH DFND 0 0 14031 KIMBERLY CLARK CORP COM 494368103 1178 9750 SH DFND 0 0 9750 KINDER MORGAN INC DEL COM COM 49456b101 2483 149750 SH DFND 0 0 149750 KKR & CO INC CL A COM 48251w104 2528 41033 SH DFND 0 0 41033 KLA CORP COM COM 482480100 698 1521 SH DFND 0 0 1521 KRAFT HEINZ CO COM COM 500754106 1478 43932 SH DFND 0 0 43932 KROGER CO COM 501044101 27 608 SH SOLE 608 0 0 KROGER CO COM 501044101 321 7171 SH DFND 0 0 7171 LAM RESEARCH COM 512807108 202 323 SH DFND 0 0 323 LAMB WESTON HLDGS INC COM COM 513272104 290 3138 SH DFND 0 0 3138 LAZARD LTD SHS A COM g54050102 251 8100 SH DFND 0 0 8100 LILLY ELI & COMPANY COM 532457108 4709 8766 SH DFND 0 0 8766 LINDE PLC NEW COM g54950103 3335 8957 SH DFND 0 0 8957 LIVENT CORP COM COM 53814l108 188 10215 SH DFND 0 0 10215 LOCKHEED MARTIN CORP COM 539830109 4145 10136 SH DFND 0 0 10136 LOWES COS INC COM COM 548661107 273 1313 SH DFND 0 0 1313 LYONDELLBASELL INDUSTR SHS - A COM N53745100 2526 26678 SH DFND 0 0 26678 MAPLETREE INDUSTRIAL T UNT RL COM y5759s103 17 10000 SH DFND 0 0 10000 MARATHON PETE CORP COM COM 56585a102 922 6089 SH DFND 0 0 6089 MARRIOTT INTL INC COM COM 571903202 863 4391 SH DFND 0 0 4391 MARVELL TECH GROUP LTD ORD COM 573874104 2840 52475 SH DFND 0 0 52475 MASTERCARD INC COM COM 57636q104 783 1978 SH DFND 0 0 1978 MATIV HOLDINGS INC COM COM 808541106 1211 84933 SH SOLE 84933 0 0 MATIV HOLDINGS INC COM COM 808541106 129 9020 SH DFND 0 0 9020 MCDONALDS CORPORATION COM 580135101 861 3270 SH SOLE 3270 0 0 MCDONALDS CORPORATION COM 580135101 5478 20794 SH DFND 0 0 20794 MEDICAL MARIJUANA INC COM COM 58463a105 0 10000 SH DFND 0 0 10000 MEDTRONIC PLC SHS COM g5960l103 843 10757 SH DFND 0 0 10757 MERCK & COMPANY INC. COM 58933y105 11207 108857 SH DFND 0 0 108857 META PLATFORMS INC CL A COM 30303m102 9786 32596 SH DFND 0 0 32596 METLIFE INC COM COM 59156r108 4584 72872 SH DFND 0 0 72872 MGM RESORTS INTERNATIONAL COM 552953101 921 25060 SH DFND 0 0 25060 MICROCHIP TECHNOLOGY COM COM 595017104 1168 14969 SH SOLE 14969 0 0 MICROCHIP TECHNOLOGY COM COM 595017104 113 1450 SH DFND 0 0 1450 MICROSOFT CORP COM 594918104 21391 67747 SH DFND 0 0 67747 MID-AMER APT CMNTYS COM COM 59522J103 697 5420 SH DFND 0 0 5420 MONDELEZ INTL INC CL A COM 609207105 507 7311 SH DFND 0 0 7311 MONROE CAP CORP COM COM 610335101 75 10000 SH DFND 0 0 10000 MORGAN STANLEY COM NEW COM 617446448 532 6508 SH DFND 0 0 6508 MOTOROLA SOLUTIONS INC COM NEW COM 620076307 426 1563 SH DFND 0 0 1563 NETFLIX COM INC COM COM 64110l106 4247 11247 SH DFND 0 0 11247 NEW MTN FIN CORP COM COM 647551100 266 20520 SH DFND 0 0 20520 NEWELL BRAND INC. COM 651229106 102 11265 SH DFND 0 0 11265 NEXTERA ENERGY INC COM COM 65339F101 1583 27640 SH DFND 0 0 27640 NIKE INC CLASS B COM 654106103 1445 15112 SH DFND 0 0 15112 NISOURCE INC. COM COM 65473p105 1209 49003 SH DFND 0 0 49003 NORFOLK SOUTHERN CORP COM 655844108 2273 11540 SH DFND 0 0 11540 NORTHERN TRUST CORPORATION COM 665859104 376 5406 SH DFND 0 0 5406 NORTHROP GRUMMAN CORP COM COM 666807102 1082 2459 SH DFND 0 0 2459 NOVARTIS A G SPONSORED ADR COM 66987V109 1590 15605 SH DFND 0 0 15605 NOVO NORDISK COM 670100205 1354 14891 SH DFND 0 0 14891 NUCOR CORP COM 670346105 5605 35849 SH DFND 0 0 35849 NVIDIA CORP COM COM 67066G104 23469 53954 SH DFND 0 0 53954 OCCIDENTAL PETE CORP COM 674599105 376 5793 SH DFND 0 0 5793 OLD DOMINION FGHT LINES INC COM 679580100 209 511 SH DFND 0 0 511 OLD REP INTL CORP COM 680223104 1712 63554 SH DFND 0 0 63554 OLD SECOND BANCORP INC COM COM 680277100 381 28000 SH DFND 0 0 28000 OLLIES BARGAIN OUTLET COM COM 681116109 1591 20615 SH SOLE 20615 0 0 OLLIES BARGAIN OUTLET COM COM 681116109 148 1924 SH DFND 0 0 1924 ONEOK INC NEW COM COM 682680103 1060 16708 SH DFND 0 0 16708 ORACLE SYS CORP COM 68389X105 780 7360 SH SOLE 7360 0 0 ORACLE SYS CORP COM 68389X105 8271 78091 SH DFND 0 0 78091 OTIS WORLDWIDE CORP COM COM 68902v107 342 4255 SH DFND 0 0 4255 OWENS CORNING NEW COM COM 690742101 472 3461 SH DFND 0 0 3461 OZOP ENERGY SOLUTIONS COM COM 692732209 0 12500 SH DFND 0 0 12500 PACIRA BIOSCIENCES COM COM 695127100 1139 37129 SH SOLE 37129 0 0 PACIRA BIOSCIENCES COM COM 695127100 91 2955 SH DFND 0 0 2955 PALO ALTO NETWORKS INC COM COM 697435105 14786 63071 SH DFND 0 0 63071 PARAMOUNT GLOBAL CLASS B COM 92556h206 438 33938 SH DFND 0 0 33938 PARKER HANNIFIN CORP COM COM 701094104 494 1269 SH DFND 0 0 1269 PATTERSON UTI ENERGY INC COM 703481101 447 32300 SH DFND 0 0 32300 PAYPAL INC COM COM 70450y103 418 7157 SH DFND 0 0 7157 PEPSICO INC COM 713448108 949 5600 SH SOLE 5600 0 0 PEPSICO INC COM 713448108 1380 8144 SH DFND 0 0 8144 PERMIAN RES CORP CL A COM 71424f105 190 13617 SH SOLE 13617 0 0 PERRIGO CO PLC SHS COM g97822103 454 14201 SH DFND 0 0 14201 PFIZER INC COM 717081103 5568 167856 SH DFND 0 0 167856 PHILIP MORRIS INTL INC COM COM 718172109 1431 15455 SH DFND 0 0 15455 PHILLIPS 66 COM COM 718546104 5652 47038 SH DFND 0 0 47038 PINNACLE FINL PARTNERS COM COM 72346q104 432 6450 SH SOLE 6450 0 0 PINNACLE FINL PARTNERS COM COM 72346q104 40 593 SH DFND 0 0 593 PINNACLE WEST CAPITAL CORP USD COM 723484101 2041 27703 SH DFND 0 0 27703 PIONEER NAT RES CO COM COM 723787107 811 3535 SH SOLE 3535 0 0 PIONEER NAT RES CO COM COM 723787107 6756 29432 SH DFND 0 0 29432 PNC FINANCIAL CORP COM 693475105 496 4043 SH SOLE 4043 0 0 PNC FINANCIAL CORP COM 693475105 218 1777 SH DFND 0 0 1777 POSEIDA THERAPEUTICS I COM COM 73730p108 29 12000 SH DFND 0 0 12000 PPL CORPORATION COM 69351T106 1287 54613 SH DFND 0 0 54613 PRECISION ASSESSMENT COM COM 74018g109 0 40000 SH DFND 0 0 40000 PRICE T ROWE GROUP INC COM COM 74144t108 1736 16552 SH DFND 0 0 16552 PROCTER & GAMBLE CO COM 742718109 4006 27468 SH DFND 0 0 27468 PROLOGIS INC COM COM 74340w103 224 1995 SH DFND 0 0 1995 PUBLIC STORAGE INC COM COM 74460D109 6957 26400 SH DFND 0 0 26400 QRS MUSIC TECHNOLOGIES COM COM 74726W107 0 18333 SH DFND 0 0 18333 QUALCOMM INC COM 747525103 8270 74463 SH DFND 0 0 74463 RAYTHEON TECHNOLOGIES CORP COM 75513e101 1915 26613 SH DFND 0 0 26613 REAL BRANDS INC COM COM 75584q108 0 10000 SH DFND 0 0 10000 REGENERON PHARMA INC COM COM 75886f107 390 474 SH DFND 0 0 474 RITHM CAPITAL COM NEW COM 64828t201 266 28664 SH DFND 0 0 28664 S&P 400 MIDCAP - ISHARES COM 464287507 237 952 SH DFND 0 0 952 SALESFORCE.COM INC COM COM 79466l302 9628 47480 SH DFND 0 0 47480 SCHLUMBERGER COM 806857108 401 6871 SH DFND 0 0 6871 SEAGATE TECHNOLOGY PLC SHS COM g7997r103 613 9294 SH DFND 0 0 9294 SELECT SECTOR SPDR TR SBI INT- COM 81369y506 1023 11313 SH DFND 0 0 11313 SEMPRA ENERGY COM COM 816851109 323 4750 SH DFND 0 0 4750 SHERWIN WILLIAMS CO COM 824348106 675 2646 SH DFND 0 0 2646 SIMON PPTY GROUP INC COM COM 828806109 368 3403 SH DFND 0 0 3403 SNAP INC CL A COM 83304a106 379 42500 SH DFND 0 0 42500 SNOWFLAKE INC CL A COM 833445109 842 5510 SH DFND 0 0 5510 SOUTHERN COMPANY COM 842587107 2476 38263 SH DFND 0 0 38263 SPDR PORTFOLIO S&P500 HI DIV E COM 78468r788 302 8608 SH DFND 0 0 8608 SPDR SER TR S&P HOMEBUILDERS E COM 78464a888 306 4000 SH DFND 0 0 4000 SPDR SER TR SPDR BLOOMBERG COM 78468r663 297 3239 SH DFND 0 0 3239 SPDR SERIES TRUST S&P REGL BKG COM 78464a698 1192 28547 SH DFND 0 0 28547 SPROTT FOCUS TR INC COM COM 85208j109 161 21424 SH DFND 0 0 21424 SS&C TECHNOLOGIES HLDG COM COM 78467j100 1181 22480 SH SOLE 22480 0 0 SS&C TECHNOLOGIES HLDG COM COM 78467j100 112 2133 SH DFND 0 0 2133 STANLEY BLACK & DECKER COM COM 854502101 5316 63600 SH DFND 0 0 63600 STARBUCKS CORP COM COM 855244109 2260 24759 SH DFND 0 0 24759 STARWOOD PPTY TR INC COM COM 85571b105 2048 105833 SH DFND 0 0 105833 STATE STREET BOSTON CORP COM 857477103 553 8253 SH DFND 0 0 8253 STRYKER CORP COM 863667101 8862 32428 SH DFND 0 0 32428 SYSCO CORP COM 871829107 5904 89381 SH DFND 0 0 89381 TAPESTRY INC COM COM 876030107 477 16585 SH DFND 0 0 16585 TARGET CORP COM COM 87612E106 4321 39081 SH DFND 0 0 39081 TE CONNECTIVITY LTD COM H84989104 1231 9963 SH DFND 0 0 9963 TECNOGLASS INC SHS COM g87264100 551 16724 SH SOLE 16724 0 0 TECNOGLASS INC SHS COM g87264100 51 1545 SH DFND 0 0 1545 TEGNA INC COM 87901j105 402 27601 SH DFND 0 0 27601 TESLA MTRS INC COM COM 88160R101 1308 5229 SH DFND 0 0 5229 THE CHARLES SCHWAB CORP COM 808513105 1038 18901 SH DFND 0 0 18901 THE TRADE DESK INC COM CL A COM 88339j105 395 5050 SH DFND 0 0 5050 THERMO FISHER SCIENTIFIC COM 883556102 4723 9330 SH SOLE 9330 0 0 THERMO FISHER SCIENTIFIC COM 883556102 10135 20022 SH DFND 0 0 20022 TILLYS INC CL A COM 886885102 207 25500 SH DFND 0 0 25500 TOWN SPORTS INTL HLDGS COM COM 89214a102 0 74382 SH DFND 0 0 74382 TRACTOR SUPPLY CO COM COM 892356106 366 1803 SH SOLE 1803 0 0 TRACTOR SUPPLY CO COM COM 892356106 47 231 SH DFND 0 0 231 TRUIST FINL CORP COM COM 89832q109 6092 212940 SH DFND 0 0 212940 UBER TECHNOLOGIES INC COM COM 90353t100 1153 25066 SH DFND 0 0 25066 UNION PACIFIC CORPORATION COM 907818108 8857 43495 SH DFND 0 0 43495 UNITED PARCEL SERVICE CL B COM 911312106 870 5580 SH DFND 0 0 5580 UNITED RENTALS INC COM COM 911363109 1055 2372 SH DFND 0 0 2372 UNITEDHEALTH GRP INC COM 91324p102 1182 2345 SH SOLE 2345 0 0 UNITEDHEALTH GRP INC COM 91324p102 965 1914 SH DFND 0 0 1914 UNIVERSAL DISPLAY CORP COM COM 91347P105 715 4552 SH DFND 0 0 4552 UNIVERSAL HEALTH RLTY INCOME S COM 91359E105 382 9445 SH DFND 0 0 9445 UNIVERSAL TECH INST COM COM 913915104 293 34937 SH SOLE 34937 0 0 UNIVERSAL TECH INST COM COM 913915104 26 3114 SH DFND 0 0 3114 US BANCORP DEL COM COM 902973304 341 10322 SH DFND 0 0 10322 UWM HOLDINGS CORPORATI COM CL COM 91823b109 208 42900 SH DFND 0 0 42900 V2X INC COM 92242T101 426 8251 SH SOLE 8251 0 0 V2X INC COM 92242T101 42 822 SH DFND 0 0 822 VALERO ENERGY CORP NEW COM COM 91913y100 897 6328 SH DFND 0 0 6328 VANECK VECTORS ETF TR INVT GRA COM 92189f486 315 12450 SH DFND 0 0 12450 VANGUARD INDEX FDS COM 922908363 5934 15110 SH DFND 0 0 15110 VANGUARD INDEX FDS EXTEND MKT COM 922908652 4895 34155 SH DFND 0 0 34155 VANGUARD INDEX FDS GROWTH ETF COM 922908736 2543 9340 SH DFND 0 0 9340 VANGUARD INDEX FDS MID CAP ETF COM 922908629 402 1931 SH DFND 0 0 1931 VANGUARD INDEX FDS REIT ETF COM 922908553 1052 13900 SH DFND 0 0 13900 VANGUARD INDEX FDS SMALL CP ET COM 922908751 351 1857 SH DFND 0 0 1857 VANGUARD INDEX FDS VALUE ETF COM 922908744 283 2054 SH DFND 0 0 2054 VANGUARD INTL EQUITY I TT WRLD COM 922042742 677 7270 SH DFND 0 0 7270 VANGUARD SPECIALIZED DIV APP E COM 921908844 11442 73638 SH DFND 0 0 73638 VANGUARD WHITEHALL FDS HIGH DI COM 921946406 1039 10052 SH DFND 0 0 10052 VANGUARD WORLD FDS HLTH CARE E COM 92204a504 285 1214 SH DFND 0 0 1214 VANGUARD WORLD FDS INF TECH ET COM 92204a702 414 998 SH DFND 0 0 998 VANGUARD WORLD FDS UTILITIES E COM 92204a876 457 3581 SH DFND 0 0 3581 VECTOR GROUP LTD COM COM 92240M108 116 10920 SH DFND 0 0 10920 VENTAS INC COM COM 92276F100 2187 51919 SH DFND 0 0 51919 VERIZON COMMUNICATIONS COM COM 92343v104 8216 253494 SH DFND 0 0 253494 VIATRIS INC COM COM 92556v106 308 31190 SH DFND 0 0 31190 VICARIOUS SURGICAL INC COM CL COM 92561v109 185 312870 SH SOLE 312870 0 0 VICARIOUS SURGICAL INC COM CL COM 92561v109 10 17698 SH DFND 0 0 17698 VISA INC COM CL A COM 92826c839 823 3577 SH SOLE 3577 0 0 VISA INC COM CL A COM 92826c839 6260 27215 SH DFND 0 0 27215 WAL MART STORES INC COM 931142103 4504 28165 SH DFND 0 0 28165 WALGREEN BOOTS ALLIANCE INC CO COM 931427108 913 41047 SH DFND 0 0 41047 WARNER BROS DISCOVERY INC COM COM 934423104 623 57362 SH DFND 0 0 57362 WASTE MGMT INC COM COM 94106L109 1513 9926 SH DFND 0 0 9926 WEC ENERGY GROUP INC COM COM 92939u106 2438 30263 SH DFND 0 0 30263 WELLS FARGO & COMPANY COM 949746101 1046 25608 SH DFND 0 0 25608 WESTAIM CORP COM NEW COM 956909303 105 40200 SH DFND 0 0 40200 WILLIAMS COS INC DEL COM COM 969457100 274 8123 SH DFND 0 0 8123 WILLSCOT MOBIL MINI HL COM CL COM 971378104 374 8992 SH SOLE 8992 0 0 WILLSCOT MOBIL MINI HL COM CL COM 971378104 38 903 SH DFND 0 0 903 WINTRUST FINL CORP COM COM 97650W108 86 1137 SH SOLE 1137 0 0 WINTRUST FINL CORP COM COM 97650W108 147 1946 SH DFND 0 0 1946 WISDOMTREE TR ENHNCD CMMDTY ST COM 97717y683 1531 84970 SH DFND 0 0 84970 WISDOMTREE TR US DIVD GRWTH FD COM 97717x669 345 5426 SH DFND 0 0 5426 WOLFSPEED INC COM COM 977852102 550 14440 SH DFND 0 0 14440 YETI HLDGS INC COM COM 98585x104 35 735 SH SOLE 735 0 0 YETI HLDGS INC COM COM 98585x104 4827 100105 SH DFND 0 0 100105 ZEBRA TECHNOLOGIES CP CL A COM 989207105 359 1519 SH DFND 0 0 1519 ZIMMER BIOMET HOLDINGS INC COM 98956P102 1138 10141 SH DFND 0 0 10141 ZOETIS INC CL A COM 98978v103 380 2187 SH DFND 0 0 2187 LEGAL & GEN GROUP PLC SPONSORE ADR 52463h103 589 43300 SH DFND 0 0 43300 RIO TINTO PLC SPONSORED ADR ADR 767204100 499 7843 SH DFND 0 0 7843 ROCHE HLDG LTD SPONSORED ADR ADR 771195104 249 7333 SH DFND 0 0 7333 SAFRAN S A SPON ADR ADR 786584102 714 18248 SH DFND 0 0 18248 SHELL PLC SPONSORED ADR REPSTG ADR 780259305 452 7015 SH DFND 0 0 7015 TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 457 5260 SH DFND 0 0 5260 TAKEDA PHARMACEUTICAL CO. LTD ADR 874060205 447 28926 SH DFND 0 0 28926 TOYOTA MOTOR CORP SP ADR REP2C ADR 892331307 200 1114 SH DFND 0 0 1114 BLACKSTONE REAL ESTATE INC TR RE per092613 10720 719790 SH DFND 0 0 719790 ALLIANCEBERNSTEIN HLDGS LP UNI LP 01881g106 246 8100 SH DFND 0 0 8100 CRESSET DIVERSIFIED QOZ FUND I LP 225LP5211 764 764421 SH DFND 0 0 764421 CRESSET DIVERSIFIED QOZ FUND L LP 225lp5112 243 242740 SH DFND 0 0 242740 ENERGY TRANSFER LP LTD PTNR IN LP 29273v100 151 10798 SH DFND 0 0 10798 ENTERPRISE PRODS PARTNERS LP C LP 293792107 6590 240784 SH DFND 0 0 240784 HIGHGATE EQTY PRTNRS FD II LP LP 429cc0004 61 61011 SH DFND 0 0 61011 ICAPITAL BTAS VIII US ACCESS F LP 448lp2292 176 176302 SH DFND 0 0 176302 ICAPITAL BTAS VIII US ACCESS F LP 448cc1140 101 100906 SH DFND 0 0 100906 JVM MULTIFAMILY PREMIER FD 5 L LP 625cc5252 50 50000 SH DFND 0 0 50000 MPLX LP COM UNIT REPSTG LTD PT LP 55336v100 285 8022 SH DFND 0 0 8022 ADVISORS SER TR POPLAR FRST CO MF 00770x535 5874 219006 SH DFND 0 0 219006 AMCAP FD INC CL F 3 MF 023375777 852 24557 SH DFND 0 0 24557 AMER FDS 2040 TGT DATE RET FD MF 02631v708 888 51908 SH DFND 0 0 51908 AMER FDS RET INC PORTF ENCHANC MF 02631l528 260 22155 SH DFND 0 0 22155 AMERICAN BALANCED FD SHS F-2 C MF 024071821 738 25014 SH DFND 0 0 25014 AMERICAN DEV WRLD GRWTH&INC FD MF 02630f506 2747 286094 SH DFND 0 0 286094 AMERICAN FDS 2035 TGT RTRMT FD MF 02631v609 353 21546 SH DFND 0 0 21546 AMERICAN FDS PORTFOLIO BALANCE MF 02630y224 415 26803 SH DFND 0 0 26803 AMERICAN FDS PORTFOLIO GBL GRO MF 02630r344 229 12377 SH DFND 0 0 12377 AMERICAN FDS RETIREMEN RTRMT C MF 02631l544 524 49346 SH DFND 0 0 49346 AMERICAN FDS RETIREMEN RTRMT M MF 02631l536 214 19366 SH DFND 0 0 19366 AMERICAN FDS TARGET DA 2020 TR MF 02631v302 431 34788 SH DFND 0 0 34788 AMERICAN FDS TARGET DA 2030 TR MF 02631v500 647 42675 SH DFND 0 0 42675 AMERICAN FDS TARGET DA 2045 TR MF 02631v807 264 15095 SH DFND 0 0 15095 AMERICAN FDS TARGET DA 2050 TR MF 02631v880 386 22505 SH DFND 0 0 22505 AMERICAN FDS TARGT DAT 2025 TR MF 02631v401 823 59399 SH DFND 0 0 59399 AMERICAN FUNDS DEV WLD GRWTH & MF 02630f779 735 76558 SH DFND 0 0 76558 AMERICAN MUTUAL FUND CLASS F3 MF 027681774 1530 32008 SH DFND 0 0 32008 CAPITAL INCOME BLDR FD CL F 3 MF 140193780 14562 236901 SH DFND 0 0 236901 CAPITAL INCOME BLDR IN SHS CL MF 140194101 3737 60829 SH DFND 0 0 60829 CAPITAL WORLD GRW&INCM CL F-2 MF 140543828 929 16932 SH DFND 0 0 16932 CAPITAL WORLD GRWTH AND INC FD MF 140543117 2505 45597 SH DFND 0 0 45597 COLUMBIA ACORN FUND CL Z MF 197199409 144 14567 SH DFND 0 0 14567 COLUMBIA FDS SER TR CAPTAL ALL MF 19766b224 236 23809 SH DFND 0 0 23809 COLUMBIA FDS SER TR I DIVIDEND MF 19766m840 365 12341 SH DFND 0 0 12341 DNP SELECT INCOME FD INC COM MF 23325P104 850 89289 SH DFND 0 0 89289 DODGE & COX STK FD COM MF 256219106 949 4193 SH DFND 0 0 4193 EATON VANCE GROWTH TR ATL CAPT MF 277902698 288 8198 SH DFND 0 0 8198 EURO PAC GROWTH FD CL F 3 MF 298706110 325 6315 SH DFND 0 0 6315 FIDELITY 500 INDEX FUND MF 315911750 2015 13492 SH DFND 0 0 13492 FUNDAMENTAL INVESTORS CL F3 MF 360802771 2936 44684 SH DFND 0 0 44684 GABELLI UTIL TR COM MF 36240A101 277 52199 SH DFND 0 0 52199 GOLDMAN SACHS TR ABS RTNTRAKR MF 38145n220 147 15858 SH DFND 0 0 15858 GRANDEUR PEAK EMERGING MKTS OP MF 31761R401 3960 310833 SH DFND 0 0 310833 GRANDEUR PEAK GLBL MICRO CAP F MF 31761r732 904 74238 SH DFND 0 0 74238 GRANDEUR PEAK GLBL STALWARTS C MF 31761r773 4012 281338 SH DFND 0 0 281338 GRANDEUR PEAK GLOBAL OPP FD IN MF 317609360 4834 1447417 SH DFND 0 0 1447417 GRANDEUR PEAK INTL STALWARTS C MF 31761r757 2852 183740 SH DFND 0 0 183740 HARRIS ASSOC INVT TR OAKMARK I MF 413838202 208 8289 SH DFND 0 0 8289 INCOME FD AMER INC CL F3 MF 453320772 2501 114372 SH DFND 0 0 114372 INTERNATIONAL GROWTH I CL F 3 MF 45956t774 209 6363 SH DFND 0 0 6363 INTERNATIONAL GRW & IN CL F-2 MF 45956t501 219 6669 SH DFND 0 0 6669 INVESCO GLBL HEALTH CARE FUND MF 00141v820 258 7389 SH DFND 0 0 7389 INVESCO/OPP GLBL STRAT INC FD MF 00143K756 88 29413 SH DFND 0 0 29413 INVESCO/OPP INTL SMALL MID CO MF 00900W530 413 10768 SH DFND 0 0 10768 INVESTMENT CO AMER CL F3 MF 461308777 1161 25165 SH DFND 0 0 25165 MFS SER TR I VALUE FD CL I MF 552983694 264 5675 SH DFND 0 0 5675 MONEY MKT OBLIGS TR FH PRM WEA MF 60934n625 38 37764 SH DFND 0 0 37764 NEW ECONOMY FD CL F 3 MF 643822778 490 9836 SH DFND 0 0 9836 NEW PERSPECTIVE FD INC CL F3 MF 648018778 2393 45113 SH DFND 0 0 45113 NEW WORLD FD INC NEW CL F3 MF 649280773 1249 17629 SH DFND 0 0 17629 POPLAR FOREST PARTNERS INSTITU MF 00768d798 12081 258811 SH DFND 0 0 258811 PRUDENTIAL INVT PTFLOS PRUD HI MF 74440y884 47 10348 SH DFND 0 0 10348 ROWE T PRICE BLUE CHIP COM MF 77954q106 508 3741 SH DFND 0 0 3741 ROWE T PRICE CAP APPRE CAP APP MF 77954m303 281 8609 SH DFND 0 0 8609 ROWE T PRICE ST TAX FR COM MF 779576107 127 14386 SH DFND 0 0 14386 SCHWAB CHARLES FAMILY GOVT MON MF 808515613 270 269551 SH DFND 0 0 269551 SMALLCAP WORLD FD INC CL F3 MF 831681770 662 10963 SH DFND 0 0 10963 SMEAD FDS TR VALUE FD CL Y MF 83178c709 357 5264 SH DFND 0 0 5264 THE GROWTH FD OF AMERICA CL F3 MF 399874775 2725 45777 SH DFND 0 0 45777 VANGUARD INDEX FDS TOT STKIDX MF 922908728 358 3463 SH DFND 0 0 3463 VANGUARD INDEX TR 500 INDEX AD MF 922908710 847 2140 SH DFND 0 0 2140 VANGUARD SPECIALIZED HEALTHCAR MF 921908885 415 4826 SH DFND 0 0 4826 VANGUARD VALUE INDX FD ADM SHS MF 922908678 331 6151 SH DFND 0 0 6151 WASHINGTON MUT INVS FD CL F3 MF 939330775 771 14622 SH DFND 0 0 14622 BONDBLOXX ETF TRUST BLOOMBERG EXCH 09789c853 534 10920 SH SOLE 10920 0 0 CAMBRIA ETF TR CAMBRIA FGN SHR EXCH 132061300 8452 352450 SH DFND 0 0 352450 CAMBRIA ETF TR SHSHLD YIELD ET EXCH 132061201 7604 122928 SH DFND 0 0 122928 CAPITAL GROUP DIVIDEND VALUE E EXCH 14020w106 1046 39532 SH DFND 0 0 39532 INVESCO ETF TR II FTSE RAFI DE EXCH 46138E743 932 21413 SH DFND 0 0 21413 INVESCO ETF TR II FTSE RAFI EM EXCH 46138E727 5921 332243 SH DFND 0 0 332243 INVESCO ETF TR II RUSSELL 1000 EXCH 46138E420 654 16399 SH DFND 0 0 16399 INVESCO ETF TR S&P 500 PURE VA EXCH 46137V258 5567 75658 SH DFND 0 0 75658 INVESCO ETF TRUST FTSE RAFI US EXCH 46137V613 17883 562021 SH DFND 0 0 562021 INVESCO EXCHANGE TRADE S&P500 EXCH 46137v365 352 4593 SH DFND 0 0 4593 INVESCO QQQ TR UNIT SER 1 EXCH 46090E103 1438 4014 SH DFND 0 0 4014 ISHARES TR DJ HOME CONSTN EXCH 464288752 2890 36825 SH DFND 0 0 36825 ISHARES TR MSCI EMERG MKT EXCH 464287234 285 7522 SH DFND 0 0 7522 ISHARES TR NORTH AMERN NAT EXCH 464287374 1413 33980 SH DFND 0 0 33980 ISHARES TR RUSSELL 2000 EXCH 464287655 1295 7327 SH DFND 0 0 7327 ISHARES TR RUSSELL1000VAL EXCH 464287598 4156 27376 SH DFND 0 0 27376 NORTHERN LTS FD TR IV R3 GBL D EXCH 66538h195 2135 100075 SH DFND 0 0 100075 PACER FDS TR US CASH COWS 100 EXCH 69374h881 590 11943 SH DFND 0 0 11943 SCHWAB STRATEGIC TR US DIVIDEN EXCH 808524797 452 6389 SH DFND 0 0 6389 SELECT SECTOR SPDR TR SBI INT- EXCH 81369y605 260 7824 SH DFND 0 0 7824 SPDR DOW JONES INDL AVG ETF EXCH 78467x109 1146 3421 SH DFND 0 0 3421 SPDR S&P 500 ETF TR UNIT SER 1 EXCH 78462F103 11057 25866 SH DFND 0 0 25866 SPIDER GOLD TR SHS EXCH 78463V107 488 2848 SH DFND 0 0 2848 VANECK VECTORS ETF TR VIDEO GA EXCH 92189f114 583 11315 SH DFND 0 0 11315 VANGUARD INDEX FDS TOTAL STK M EXCH 922908769 656 3089 SH DFND 0 0 3089 AMERICAN BALANCED FD CL F3 BAL MF 024071771 9510 322031 SH DFND 0 0 322031 AMERICAN FDS CONSERVATIVE GRWT BAL MF 02630q205 1342 112548 SH DFND 0 0 112548 AMERICAN FDS GLOBAL BA CL F3 BAL MF 02629w775 903 27398 SH DFND 0 0 27398 AMERICAN FDS MODERATE GRWTH & BAL MF 02630q106 1008 65257 SH DFND 0 0 65257 VIRTUS ALLIANZGI INCM GR INST BAL MF 92837n535 160 14969 SH DFND 0 0 14969 EATON VANCE TXMG GLOBAL OPPORT CLE FDS 27829c105 259 33922 SH DFND 0 0 33922 ROYCE GLOBAL VALUE TR INC COM CLE FDS 78081t104 320 36748 SH DFND 0 0 36748 ROYCE VALUE TR INC COM CLE FDS 780910105 1982 153992 SH DFND 0 0 153992 VIRTUS ALLIANZGI EQUITY & CONV CLE FDS 92841m101 590 29648 SH DFND 0 0 29648