4 1 0001.txt FORM 4 FOR MICHAEL S. EGAN FORM 4 [ ] Check box if no longer subject to Section 16. Form 4 or 5 obligations may continue. See instruction 1 (b) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16 (a) of the Securities Exchange Act of 1934, Section 17 (a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer Egan Michael S. Boca Resorts, Inc. "RST" (Check all applicable) ---------------------------------------- ------------------------------------------- --------------------------------------------- (Last) (First) (Middle) 3. IRS 4. Statement for [X] Director [ ] 10% Identification Month/Year Owner Number of [ ] Officer (give title [ ] Other Reporting Person, below) If an Entity (Voluntary) 11-00 ------------------- --------------------- --------------------------------------------- 450 East Las Olas Boulevard ---------------------------------------- (Street) 5. If Amendment, 7. Individual or Joint/Group Filing Date of Original (Check applicable line) (Month/Year) Fort Lauderdale Florida 33301 N/A [X] Form filed by one Reporting Person ---------------------------------------- -------------------- [ ] Form filed by more than one Reporting (City) (State) (Zip) Person ------------------------------------------------------------------------------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ----------------------------------------------------------------------------------------------------------------------------------- 1.Title of 2.Transaction 3.Transaction 4.Securities Acquired (A) 5.Amount of 6.Ownership 7.Nature of Security Date Code or Disposed of (D) Securities Form Indirect (Instr. 3) (Month/Day/ (Instr. 8) (Instr. 3,4 and 5) Beneficially Direct Beneficial Year) Owned at (D) Ownership End of the Indirect (Instr. 4) Month (I) (Instr. 3 and 4) (Instr. 4) ------------- --------------- --------------- --------------------------- ------------------ ------------- --------------- Code V Amount (A) or (D) Price -------- ---- -------- ---------- ----- Class A Common Stock 110,000 sh. D N/A ----------------------------------------------------------------------------------------------------------------------------------- Class A Common Stock 200 sh. I (1) -----------------------------------------------------------------------------------------------------------------------------------
*If the Form is filed by more than one Reporting person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. FORM 4 (continued) Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ------------------------------------------------------------------------------------------------------------------------------------ 1.Title 2.Conver- 3.Trans- 4.Trans- 5.Number 6.Date Exer- 7.Title and 8.Price 9.Num- 10.Own- 11. Nat- of Der- sion or action action of Deriv- cisable and Amount of of ber of ership ure ivative Exercise Date Code ative Sec- Expiration Underlying Deriv- Deriv- Form of Security Price (Month/ (Instr. 8) urities Date Securities ative ative of Ind- (Instr. 3) of Deriv- Day/ Acquired (Month/ (Instr. 3 and 4) Secur- Secur- Deriv- direct ative Year) (A) or Day/Year) ity ities ative Bene- Security Disposed (Instr.5) Bene- Secur- ficial of (D) fically ity Own- (Instr. Owned Direct ership 3,4 and 5) at End (D) (Instr. of or 4) Month Indirect (I) (Instr. 4) --------- ---------- ------- ----------- ------------ ---------------- ------------------- ------ -------- ---------- ------- Expir- Amount Exer- ation or Number Code V (A) (D) cisable Date Title of Shares ---------- ------------ ---------------- ------------------- Stock Class A Options $24.75/sh. (2) -- -- -- -- (2) 04-23-07 Common 25,000 sh. -- 25,000 D N/A ------------------------------------------------------------------------------------------------------------------------------------ Stock Class A Options $19.13/sh. (3) -- -- -- -- (3) 11-17-07 Common 10,000 sh. -- 10,000 D N/A ------------------------------------------------------------------------------------------------------------------------------------ Stock Class A Options $10.38/sh. (4) -- -- -- -- (4) 11-17-08 Common 20,000 sh. -- 20,000 D N/A ------------------------------------------------------------------------------------------------------------------------------------ Stock Class A Options $ 9.50/sh. (5) -- -- -- -- (5) 11-15-09 Common 10,000 sh. -- 10,000 D N/A ------------------------------------------------------------------------------------------------------------------------------------ Stock Class A Options $13.69/sh. (6) A -- 10,000 -- (6) 11-02-10 Common 10,000 sh. -- 10,000 D N/A ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) Shares held by Mr. Egan's son. (2) The options were granted on April 23, 1997 and vest in four equal annual installments beginning on April 23, 1998. (3) The options were granted on November 17, 1997 and vest in four equal annual installments beginning on November 17, 1998. (4) The options were granted on November 17, 1998 and vest in four equal annual installments beginning on November 17, 1999. (5) The options were granted on November 15, 1999 and vest in four equal annual installments beginning on November 15, 2000. (6) The options were granted on November 2, 2000 and vest in four equal annual installments beginning on November 2, 2001. /s/ Michael S. Egan 12/08/00 **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.