0001020859-19-000080.txt : 20190917
0001020859-19-000080.hdr.sgml : 20190917
20190917190812
ACCESSION NUMBER: 0001020859-19-000080
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190915
FILED AS OF DATE: 20190917
DATE AS OF CHANGE: 20190917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Griffin Sean
CENTRAL INDEX KEY: 0001479964
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15723
FILM NUMBER: 191098124
MAIL ADDRESS:
STREET 1: C/O UNFI
STREET 2: 313 IRON HORSE WAY
CITY: PROVIDENCE
STATE: RI
ZIP: 02908
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC
CENTRAL INDEX KEY: 0001020859
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141]
IRS NUMBER: 050376157
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0803
BUSINESS ADDRESS:
STREET 1: 313 IRON HORSE WAY
CITY: PROVIDENCE
STATE: RI
ZIP: 02908
BUSINESS PHONE: 401-528-8634
MAIL ADDRESS:
STREET 1: 313 IRON HORSE WAY
CITY: PROVIDENCE
STATE: RI
ZIP: 02908
4
1
wf-form4_156876167706987.xml
FORM 4
X0306
4
2019-09-15
0
0001020859
UNITED NATURAL FOODS INC
UNFI
0001479964
Griffin Sean
C/O UNITED NATURAL FOODS, INC.
313 IRON HORSE WAY
PROVIDENCE
RI
02908
0
1
0
0
CEO, SUPERVALU
Common Stock
2019-09-15
4
M
0
790
0
A
44898
D
Common Stock
2019-09-15
4
F
0
296
12.09
D
44602
D
Common Stock
2019-09-15
4
M
0
1730
0
A
46332
D
Common Stock
2019-09-15
4
F
0
566
12.09
D
45766
D
Common Stock
1622
I
See footnote
Restricted Stock Unit
2019-09-15
4
M
0
790
0
D
Common Stock
790.0
3160
D
Restricted Stock Unit
2019-09-15
4
D
0
2370
0
D
Common Stock
2370.0
790
D
Phantom Stock
2019-09-15
4
A
0
2370
0
A
Common Stock
2370.0
19918
D
Restricted Stock Unit
2019-09-15
4
M
0
1730
0
D
Common Stock
1730.0
8650
D
Restricted Stock Unit
2019-09-15
4
D
0
1730
0
D
Common Stock
1730.0
6920
D
Phantom Stock
2019-09-15
4
A
0
1730
0
A
Common Stock
1730.0
21648
D
On September 15, 2019, 3,160 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested, 75% of which the reporting person had previously elected to defer to the Company's Deferred Compensation Plan. The Company retained 296 shares to satisfy certain tax withholding obligations in connection with the vesting of RSUs.
Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens.
RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
On September 15, 2019, 3,460 shares of the Company's RSUs vested, 50% of which the reporting person had previously elected to defer to the Company's Deferred Compensation Plan. The Company retained 566 shares to satisfy certain tax withholding obligations in connection with the vesting of RSUs.
Includes 1,622 shares of common stock allocated to the reporting person under the Company's 401(k) Plan's UNFI Stock Fund as of September 15, 2019.
Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.
This RSU award was granted on September 15, 2016 and vests in four equal annual installments beginning on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2019 as to 75% of the original grant amount.
The security converts to common stock on a one-for-one basis subject to the terms of the Company's Deferred Compensation Plan.
This RSU award was granted on September 15, 2017 and vests in four equal annual installments beginning on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2019 as to 50% of the original grant amount.
Jill E. Sutton, Power-of-Attorney, in fact
2019-09-17