0001020859-19-000080.txt : 20190917 0001020859-19-000080.hdr.sgml : 20190917 20190917190812 ACCESSION NUMBER: 0001020859-19-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190915 FILED AS OF DATE: 20190917 DATE AS OF CHANGE: 20190917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffin Sean CENTRAL INDEX KEY: 0001479964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 191098124 MAIL ADDRESS: STREET 1: C/O UNFI STREET 2: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0803 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4 1 wf-form4_156876167706987.xml FORM 4 X0306 4 2019-09-15 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001479964 Griffin Sean C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 0 1 0 0 CEO, SUPERVALU Common Stock 2019-09-15 4 M 0 790 0 A 44898 D Common Stock 2019-09-15 4 F 0 296 12.09 D 44602 D Common Stock 2019-09-15 4 M 0 1730 0 A 46332 D Common Stock 2019-09-15 4 F 0 566 12.09 D 45766 D Common Stock 1622 I See footnote Restricted Stock Unit 2019-09-15 4 M 0 790 0 D Common Stock 790.0 3160 D Restricted Stock Unit 2019-09-15 4 D 0 2370 0 D Common Stock 2370.0 790 D Phantom Stock 2019-09-15 4 A 0 2370 0 A Common Stock 2370.0 19918 D Restricted Stock Unit 2019-09-15 4 M 0 1730 0 D Common Stock 1730.0 8650 D Restricted Stock Unit 2019-09-15 4 D 0 1730 0 D Common Stock 1730.0 6920 D Phantom Stock 2019-09-15 4 A 0 1730 0 A Common Stock 1730.0 21648 D On September 15, 2019, 3,160 shares of United Natural Foods, Inc. (the "Company") restricted stock units ("RSUs") vested, 75% of which the reporting person had previously elected to defer to the Company's Deferred Compensation Plan. The Company retained 296 shares to satisfy certain tax withholding obligations in connection with the vesting of RSUs. Pursuant to the Company's Equity Grant and Settlement Policy, vested shares will not be delivered to the reporting person until the Company's trading window opens. RSUs convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. On September 15, 2019, 3,460 shares of the Company's RSUs vested, 50% of which the reporting person had previously elected to defer to the Company's Deferred Compensation Plan. The Company retained 566 shares to satisfy certain tax withholding obligations in connection with the vesting of RSUs. Includes 1,622 shares of common stock allocated to the reporting person under the Company's 401(k) Plan's UNFI Stock Fund as of September 15, 2019. Each RSU represents the right to receive one share of the Company's common stock upon vesting in accordance with the terms of the reporting person's RSU agreement. This RSU award was granted on September 15, 2016 and vests in four equal annual installments beginning on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2019 as to 75% of the original grant amount. The security converts to common stock on a one-for-one basis subject to the terms of the Company's Deferred Compensation Plan. This RSU award was granted on September 15, 2017 and vests in four equal annual installments beginning on the first anniversary of the date of grant. This Form 4 reflects the vesting of this RSU on September 15, 2019 as to 50% of the original grant amount. Jill E. Sutton, Power-of-Attorney, in fact 2019-09-17