0001020859-18-000073.txt : 20180918 0001020859-18-000073.hdr.sgml : 20180918 20180918165247 ACCESSION NUMBER: 0001020859-18-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180915 FILED AS OF DATE: 20180918 DATE AS OF CHANGE: 20180918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPINNER STEVEN CENTRAL INDEX KEY: 0001207897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 181076243 MAIL ADDRESS: STREET 1: C/O UNITED NATURAL FOODS, INC. STREET 2: 260 LAKE ROAD CITY: DAYVILLE STATE: CT ZIP: 06241 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0730 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4 1 wf-form4_153730395089832.xml FORM 4 X0306 4 2018-09-15 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001207897 SPINNER STEVEN C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 1 1 0 0 President, CEO & Chairman Common Stock 2018-09-15 4 M 0 4620 0 A 105253 D Common Stock 2018-09-15 4 F 0 2095 33.53 D 103158 D Common Stock 2018-09-15 4 M 0 22640 0 A 125798 D Common Stock 2018-09-15 4 F 0 10265 33.53 D 115533 D Common Stock 2018-09-17 4 M 0 6980 0 A 122513 D Common Stock 2018-09-17 4 F 0 3166 34.18 D 119347 D Common Stock 651 I See footnote Restricted Stock Unit 2018-09-15 4 M 0 4620 0 D Common Stock 4620.0 9240 D Restricted Stock Unit 2018-09-15 4 M 0 22640 0 D Common Stock 22640.0 15090 D Restricted Stock Unit 2018-09-17 4 M 0 6980 0 D Common Stock 6980.0 6980 D On September 15, 2018, 4,620 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 2,095 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. On September 15, 2018, 22,640 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 10,265 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. On September 17, 2018, 7,506 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 3,166 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Includes 651 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 15, 2018. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant. The restricted stock units vest as follows: sixty percent (60%) on the first anniversary of the grant date and an additional thirteen and 33/100 percent (13.33%) on each succeeding anniversary of the grant date so as to be expired with regard to all restricted stock units on the fourth anniversary of the grant date. Joseph McGrail, Power-of-Attorney, in fact 2018-09-18