0001020859-18-000036.txt : 20180319
0001020859-18-000036.hdr.sgml : 20180319
20180319161935
ACCESSION NUMBER: 0001020859-18-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180315
FILED AS OF DATE: 20180319
DATE AS OF CHANGE: 20180319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FUNK MICHAEL S
CENTRAL INDEX KEY: 0001240663
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15723
FILM NUMBER: 18698985
MAIL ADDRESS:
STREET 1: 260 LAKE ROAD
CITY: DAYVILLE
STATE: CT
ZIP: 06241
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC
CENTRAL INDEX KEY: 0001020859
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141]
IRS NUMBER: 050376157
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0730
BUSINESS ADDRESS:
STREET 1: 313 IRON HORSE WAY
CITY: PROVIDENCE
STATE: RI
ZIP: 02908
BUSINESS PHONE: 401-528-8634
MAIL ADDRESS:
STREET 1: 313 IRON HORSE WAY
CITY: PROVIDENCE
STATE: RI
ZIP: 02908
4
1
wf-form4_152149076167869.xml
FORM 4
X0306
4
2018-03-15
0
0001020859
UNITED NATURAL FOODS INC
UNFI
0001240663
FUNK MICHAEL S
C/O UNITED NATURAL FOODS, INC.
313 IRON HORSE WAY
PROVIDENCE
RI
02908
1
0
0
0
Common Stock
2018-03-15
4
M
0
4590
0
A
46456
D
Common Stock
2018-03-15
4
F
0
1710
43.98
D
44746
D
Common Stock
2018-03-15
4
M
0
5625
24.54
A
50371
D
Common Stock
2018-03-16
4
S
0
5625
44.56
D
44746
D
Common Stock
4228
I
See footnote
Restricted Stock Unit
2018-03-15
4
M
0
4590
0
D
Common Stock
4590.0
0
D
Employee Stock Option (right to buy)
24.54
2018-03-15
4
M
0
5625
24.54
D
2018-09-16
Common Stock
5625.0
0
D
Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
On March 15, 2018, 4,590 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 1,710 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
Represents 4,228 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of March 16, 2018.
Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant.
United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
The stock options vest and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, and expire on the tenth anniversary of the grant.
Joseph McGrail, Power-of-Attorney, in fact
2018-03-19