0001020859-18-000036.txt : 20180319 0001020859-18-000036.hdr.sgml : 20180319 20180319161935 ACCESSION NUMBER: 0001020859-18-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180315 FILED AS OF DATE: 20180319 DATE AS OF CHANGE: 20180319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FUNK MICHAEL S CENTRAL INDEX KEY: 0001240663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 18698985 MAIL ADDRESS: STREET 1: 260 LAKE ROAD CITY: DAYVILLE STATE: CT ZIP: 06241 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0730 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4 1 wf-form4_152149076167869.xml FORM 4 X0306 4 2018-03-15 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001240663 FUNK MICHAEL S C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 1 0 0 0 Common Stock 2018-03-15 4 M 0 4590 0 A 46456 D Common Stock 2018-03-15 4 F 0 1710 43.98 D 44746 D Common Stock 2018-03-15 4 M 0 5625 24.54 A 50371 D Common Stock 2018-03-16 4 S 0 5625 44.56 D 44746 D Common Stock 4228 I See footnote Restricted Stock Unit 2018-03-15 4 M 0 4590 0 D Common Stock 4590.0 0 D Employee Stock Option (right to buy) 24.54 2018-03-15 4 M 0 5625 24.54 D 2018-09-16 Common Stock 5625.0 0 D Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. On March 15, 2018, 4,590 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 1,710 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Represents 4,228 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of March 16, 2018. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant. The stock options vest and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, and expire on the tenth anniversary of the grant. Joseph McGrail, Power-of-Attorney, in fact 2018-03-19