0001020859-18-000031.txt : 20180316 0001020859-18-000031.hdr.sgml : 20180316 20180316163448 ACCESSION NUMBER: 0001020859-18-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180315 FILED AS OF DATE: 20180316 DATE AS OF CHANGE: 20180316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROY PETER CENTRAL INDEX KEY: 0001239220 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15723 FILM NUMBER: 18696073 MAIL ADDRESS: STREET 1: C/O WESTMARINE, STREET 2: 500 WESTRIDGE DRIVE CITY: WATSONVILLE STATE: CA ZIP: 95076 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED NATURAL FOODS INC CENTRAL INDEX KEY: 0001020859 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 050376157 STATE OF INCORPORATION: DE FISCAL YEAR END: 0730 BUSINESS ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 401-528-8634 MAIL ADDRESS: STREET 1: 313 IRON HORSE WAY CITY: PROVIDENCE STATE: RI ZIP: 02908 4 1 wf-form4_152123246364516.xml FORM 4 X0306 4 2018-03-15 0 0001020859 UNITED NATURAL FOODS INC UNFI 0001239220 ROY PETER C/O UNITED NATURAL FOODS, INC. 313 IRON HORSE WAY PROVIDENCE RI 02908 1 0 0 0 Common Stock 2018-03-15 4 M 0 2040 0 A 33904 D Common Stock 2018-03-15 4 M 0 3990 24.54 A 37894 D Common Stock 2018-03-15 4 S 0 3990 43.95 D 33904 D Restricted Stock Unit 2018-03-15 4 M 0 2040 0 D Common Stock 2040.0 0 D Employee Stock Option (right to buy) 24.54 2018-03-15 4 M 0 3990 24.54 D 2018-09-16 Common Stock 3990.0 0 D Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person. The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $43.93 to $43.99. The reporting person undertakes to provide United Natural Foods, Inc., any security holder of United Natural Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half vests on the date of grant and the remaining one-half vests on the 6 month anniversary of the date of grant. United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant. The stock options vest and becomes exercisable as follows: 1/3 immediately, with the remainder in two equal annual installments beginning on the first anniversary of the date of grant. The stock options expire 10 years after the grant date. Joseph McGrail, Power-of-Attorney, in fact 2018-03-16