EX-1.01 2 exhibit101conflictminerals.htm EX-1.01 Document

EXHIBIT 1.01

DXP Enterprises, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2022

INTRODUCTION

This report for the year ended December 31, 2022 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality of production of their products. Conflict minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten and gold (3TGs). The covered countries for the purposes of the Rule and this report are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zamia and Angola (the “Covered Countries”).

COMPANY AND PRODUCT OVERVIEW

Founded in 1908, DXP Enterprises, Inc. (together with our subsidiaries, hereinafter referred to as “DXP” or the “Company” or by terms such as we, our, or us) was incorporated in Texas in 1996 to be the successor to SEPCO Industries, Inc. Since our predecessor company was founded, we have primarily been engaged in the business of distributing maintenance, repair and operating (“MRO”) products, equipment and service to customer in a variety of end markets including the general industrial, energy, food & beverage, chemical, transportation, water and wastewater. The Company is organized into three business segments: Service Centers, Supply Chain Services and Innovative Pumping Solutions. Our principal executive office is located at 5301 Hollister St., Houston, Texas 77040 and our phone number is (713) 996-4700. Our website address is www.dxpe,com and emails may be sent to info@dxpe.com.

REASONABLE COUNTRY OF ORIGIN INQUIRY

We conducted a reasonable country of origin inquiry about the conflict minerals necessary to functionality or production of products manufactured by us or contracted to be manufactured for us. DXP, with Assent’s assistance, conducted a survey of the suppliers using the Conflict Minerals Reporting Template (“CMRT”) developed by the Responsible Minerals Initiative (“RMI”). We used Assent’s database to organize and retain supplier responses.

We identified certain suppliers that did not conform with our Conflict Minerals Policy of providing sourcing information to us upon request. We made repeat requests to non-responsive suppliers educating and urging them to submit completed CMRTs. We also undertook additional follow-up with suppliers to obtain more complete information or to clarify responses.

We and Assent analyzed the responses that we received in an effort to determine the country of origin of the necessary conflict minerals in the products that we manufacture or contract for manufacture. Only a small number of our suppliers provided information relating to country of origin, and that information was not sufficiently detailed or product-specific for us to identify the country of origin of the necessary conflict minerals in our products to indicate whether they were from recycled or scrap sources.

As a result of the responses we received, we were able to determine that some of our products manufactured or contracted for manufacture during the reporting period may contain necessary conflict minerals that originated or may have originated from a Covered Country and are not or may not be from recycled or scrap sources.


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DUE DILIGENCE

Design of Due Diligence

With the assistance of Assent, we designed our due diligence processes based on the internationally recognized due diligence framework developed by the Organization for Economic Co-operation and Development (“OECD”) titled, “OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas” and the related supplements for tin, tantalum, tungsten, and gold (collectively, the “OECD Guidance”). The OECD Guidance recommends the following five-step due diligence process and provides guidance for the achievement of each step:

    1. Establishment of Company management systems;
    2. Identification and assessment of risks in our supply chain;
    3. Design and implement s strategy to respond to identified risks in our supply chain;
    4. Utilize independent third-party audits of supply chain diligence; and
    5. Annual publicly report on our supply chain due diligence.

Due diligence requires our necessary reliance on data provided by direct suppliers and third-party audit programs. There is a risk of incomplete or inaccurate data as the process cannot fully be owned by us.

Step 1: Establishment of Company Management Systems.

We have a Conflict Minerals team comprised of individuals in management positions across legal, finance, and supply chain backgrounds. This team leads our Conflict Minerals compliance effort and is responsible for implementing the Conflict Minerals compliance strategy. We also use Assent to assist us with evaluating supply chain information regarding 3TGs, identifying potential risks, and in the development and implementation of additional due diligence steps that we may undertake with suppliers in regard to Conflict Minerals. We leverage Assent’s Managed Services in order to work with dedicated program specialists who support our conflict minerals program. DXP communicates regularly with the Assent team in order to receive updates on program status. Each member of Assent’s Customer Success team is trained in conflict minerals compliance and understands the intricacies of the CMRT and conflict minerals reporting, as well as Section 1502 of the Dodd-Frank Act.
    
DXP expects all of its suppliers to have policies and procedures in place to ensure that 3TGs used in the production of the products sold to us are Covered Countries conflict-free. This means that the products must not contain 3TGs that directly or indirectly finance or benefit armed groups in the Covered Countries. We rely upon our direct suppliers to provide information on the origin of any 3TGs contained in components and materials supplied, including sources of 3TGs that were supplied to us and that were supplied to them from lower tier suppliers.

As an important part of the supply chain, DXP has leveraged processes and educational opportunities with the assistance of Assent in order to ensure non-English speaking suppliers have access to a free platform to unload their CMRT’s, help desk support and other multilingual resources. Our suppliers are able to leverage Assent’s team of supplier support specialists to ensure they receive appropriate support and understand how to properly file a CMRT. DXP engages, along with Assent, with suppliers to request a valid CMRT for the products that they supply to us. With respect to the OECD requirement to strengthen engagement with suppliers, we have developed an internal procedure that includes steps of supplier engagement escalation such as corrective actions. Feedback from this engagement has allowed us to oversee improvements in supplier responses and supplier compliance for this initiative. To accomplish this, Assent’s online resources are leveraged, and all in-scope suppliers have been provided with access to their library of conflict minerals training and support resources. We believe that the combination of our Code of Conduct, our Conflict Minerals Policy, and our direct engagement with our suppliers for Conflict Minerals training and requests constitute a reliable supplier engagement program.

DXP has established grievance mechanisms whereby employees and suppliers can report violations of DXP’s policies, including Conflict Minerals. Suppliers and others outside of DXP may contact us anonymously to report grievances via a dedicated email address that is published in our Conflicts Minerals Policy and in our Code of Conduct. In addition, our employees may anonymously report suspected violations using the same dedicated email address, dxpe.ethicspoint.com, or our anonymous third-party conduct help line at (888) 307-4308, as published in our Conflicts Minerals Policy and in our Code of Conduct.

We have adopted a policy to retain relevant documents with Assent. Through Assent, a document retention policy to retain Conflict Minerals related documents, including supplier responses to CMRTs and the sources identified within each reporting period, has been implemented. We store all the information and findings from this process in a database than can be audited by internal and external parties.


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Step 2: Identification and Assessment of Risks in the Supply Chain

Due to our size, the complexity of our products, and the depth, breadth and constant evolution of our supply chain it is difficult to identify actors upstream from our direct suppliers. Risks associated with supplier CMRT content are identified automatically in the Assent Compliance Manager tool (“ACM”) based on criteria established for supplier responses. These risks are addressed by Assent staff, who contacts the supplier, gathers pertinent data and performs an assessment of the supplier’s Conflict Minerals status.

Risks at the supplier level may include non-responsive suppliers, incomplete CMRTs, or CMRTs that are submitted at a company, business unit or division level. In those cases, we are unable to determine if all specified smelters and refiners were used for 3TGs in the products supplied to us.

Risks were identified by assessing the due diligence practices and status of smelters and refiners identified in the supply chain by upstream suppliers that listed mineral processing facilities on their CMRT declarations. Assent compared these facilities listed in the responses to the list of smelters and refiners consolidated by the RMI to ensure that the facilities met the recognized definition of a 3TGs processing facility that was operation during the 2022 calendar year.

Assent determined if the smelter had been audited against a standard in conformance with the OECD Guidance, such as the Responsible Minerals Assurance Process (“RAMP”). DXP does not have a direct relationship with smelters and refiners and does not perform direct audits of these entities within their pre-supply chain. Smelters that have completed a RMAP audit are considered to be Covered Countries-conflict free. In cases where the smelter’s due diligence practices have not been audited against the RMAP standard or they are considered non-conformant by RMAP, follow-ups are made to suppliers reporting those facilities. Smelters are then assessed for the potential for sourcing risk.

Each facility that meets the definition of a smelter or refiner of a 3TG mineral is assessed according to red-flag indicators defined in the OECD Guidance. Assent uses numerous factors to determine the level of risk that each smelter or refiner poses to the supply chain by identifying red flags. These factors include, but are not limited to:

1.Geographic proximity to the Covered Countries;
2.RMAP audit status;
3.Credible evidence of unethical or conflict sourcing;
4.Known mineral source country of origin; and
5.Peer assessments conducted by credible third-party sources.

Risk mitigation activities are initiated whenever a supplier’s CMRT reported facilities of concern. Through Assent, suppliers with submissions that included any smelters of concern were immediately provided with feedback instructing the supplier to take their own independent risk mitigation actions. Examples include the submission of a product specific CMRT to better identify the connection to products that they supply to us. Suppliers are given clear performance objectives within reasonable time frames with the ultimate goal of progressive elimination of these smelters of concern from the supply chain. In addition, suppliers are guided to the educational materials on mitigating the risks identified through the data collection process.

Step 3: Design and Implement a Strategy to Respond to Identified Risks

Together with Assent, we developed processes to access and respond to the risks identified in the supply chain. We have a risk management plan, through which our Conflict Minerals program is implemented, managed and monitored. As the program progresses, escalations are sent to non-responsive suppliers to outline the importance of a response via CMRTs and to outline the required cooperation for compliance to the Conflict Minerals rules and our expectations.

Feedback on supplier submissions is given directly to suppliers and educational resources are provided to assist suppliers in corrective action methods or to improve their internal programs. We will engage any of our suppliers whom we have reason to believe are supplying us with 3TGs from sources that may support conflict in the Covered Countries to establish an alternative source of 3TGs that does not support such conflict, as provided in the OECD Guidance. Assent also communicates directly with smelters that have not been determined to be conformant with RMAP in order to request sourcing information and encourage their involvement with the RMI program.

Step 4: Utilize Independent Third-Party Audits of Supply Chain Due Diligence

We do not typically have a direct relationship with any 3TG smelters and refiners, and we do not perform or direct audits of these entities within our supply chain. Instead, we rely upon third-party audits of smelters and refiners conducted as part of the RMAP, which uses independent private sector auditors to audit the source, including the mines of origin, and the chain of custody of the conflict minerals used by smelters and refiners that agree to participate in the program.
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Step 5: Publicly Report on our Supply Chain Due Diligence

We have published our Form SD for the year ended December 31, 2022. Form SD and this Report are available on our website at www.dxpe.com within the “Investors” section under “Investor Relations” > “Financial Information “ > “SEC Filings”. Information found on or accessed through our website is not consider part of this Report and is not incorporated herein by reference. We have also publicly filed our Form SD and this Report with the U.S. Securities and Exchange Commission.

RESULTS OF DUE DILIGENCE

All final CMRT submissions were reviewed and validated by Assent to ensure no inaccuracies or gaps in data were found. There were some suppliers that were unable to correct their CMRT and as such, are listed as invalid submissions.

Attached as Appendix A is a table that lists all the smelters and refiners identified by our responsive direct suppliers that may have been used to process the Conflict Minerals necessary to the functionality or production of our Covered Products during the 2022 calendar year. This list may contain more facilities than are actually linked to the Company’s Covered Products. Alternatively, this list may not include all applicable facilities as not all of our suppliers were able to provide the required information at this time. Those that have been validated as compliant under RAMP by the RMI, have been noted as such in the final column on the right in Appendix A. From the responses received, Assent identified smelters that potentially posed a risk due to the presence of some red flag indicators.

Appendix B is an aggregated list of countries of origin from which the reported facilities collectively source 3TGs, based on information provided through the CMRT data collection process, from direct smelter outreach and RAMP. As mentioned in the above section, it is understood that many responses may provide more data than can be directly linked to products sold by us, therefore, Appendix B may contain more countries than those that the Company’s products are being sourced from.

Steps to be Taken to Mitigate Risk and Improve Due Diligence

We intend to take the following steps, among others, in an effort to further mitigate any risk that our Conflict Minerals finance or otherwise benefit armed groups in the DRC or any Covered Countries:

1.Continue to develop engagement plans for each supplier of our contract manufactured products regarding the Conflict Minerals used in our Covered Products based on the suppliers outstanding due diligence information and related level of risk, designed to (i) help us gather improved information regarding whether any of the Conflict Minerals are financing or otherwise benefiting armed groups in any of the Covered Countries, and (ii) address specific risks identified.
2.Continue to improve procedures for quality-checking supplier responses to our due diligence requests; and
3.Continue to encourage smelters to participate in independent third-party audit programs.






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Appendix A Refiners and Smelters List:

MetalSmelter NameSmelter Facility LocationSmelter ID
TungstenA.L.M.T. Corp.JapanCID000004
GoldAdvanced Chemical CompanyUnited States Of AmericaCID000015
GoldAida Chemical Industries Co., Ltd.JapanCID000019
GoldAgosi AGGermanyCID000035
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UzbekistanCID000041
GoldAngloGold Ashanti Corrego do Sitio MineracaoBrazilCID000058
GoldArgor-Heraeus S.A.SwitzerlandCID000077
GoldAsahi Pretec Corp.JapanCID000082
GoldAsaka Riken Co., Ltd.JapanCID000090
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TurkeyCID000103
TungstenKennametal HuntsvilleUnited States Of AmericaCID000105
GoldAurubis AGGermanyCID000113
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PhilippinesCID000128
GoldBoliden ABSwedenCID000157
GoldC. Hafner GmbH + Co. KGGermanyCID000176
GoldCaridadMexicoCID000180
GoldCCR Refinery - Glencore Canada CorporationCanadaCID000185
GoldCendres + Metaux S.A.SwitzerlandCID000189
GoldYunnan Copper Industry Co., Ltd.ChinaCID000197
TungstenGuangdong Xianglu Tungsten Co., Ltd.ChinaCID000218
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaCID000228
GoldChimet S.p.A.ItalyCID000233
TungstenChongyi Zhangyuan Tungsten Co., Ltd.ChinaCID000258
GoldChugai MiningJapanCID000264
TungstenCNMC (Guangxi) PGMA Co., Ltd.ChinaCID000281
TinAlphaUnited States Of AmericaCID000292
TinPT Aries Kencana SejahteraIndonesiaCID000309
TinPT Premium Tin IndonesiaIndonesiaCID000313
GoldDaye Non-Ferrous Metals Mining Ltd.ChinaCID000343
GoldDSC (Do Sung Corporation)Korea, Republic OfCID000359
GoldDowaJapanCID000401
TinDowaJapanCID000402
GoldEco-System Recycling Co., Ltd. East PlantJapanCID000425
TinEM VintoBolivia (Plurinational State Of)CID000438
TinEstanho de Rondonia S.A.BrazilCID000448
TantalumF&X Electro-Materials Ltd.ChinaCID000460
TinFenix MetalsPolandCID000468
GoldJSC Novosibirsk RefineryRussian FederationCID000493
GoldRefinery of Seemine Gold Co., Ltd.ChinaCID000522
TinGejiu Non-Ferrous Metal Processing Co., Ltd.ChinaCID000538
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TinGejiu Zili Mining And Metallurgy Co., Ltd.ChinaCID000555
TungstenGlobal Tungsten & Powders LLCUnited States Of AmericaCID000568
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDChinaCID000616
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.ChinaCID000651
GoldHangzhou Fuchunjiang Smelting Co., Ltd.ChinaCID000671
GoldLT Metal Ltd.Korea, Republic OfCID000689
GoldHeimerle + Meule GmbHGermanyCID000694
GoldHeraeus Metals Hong Kong Ltd.ChinaCID000707
GoldHeraeus Germany GmbH Co. KGGermanyCID000711
TungstenHunan Chenzhou Mining Co., Ltd.ChinaCID000766
GoldHunan Chenzhou Mining Co., Ltd.ChinaCID000767
TungstenHunan Jintai New Material Co., Ltd.ChinaCID000769
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.ChinaCID000773
GoldHwaSeong CJ CO., LTD.Korea, Republic OfCID000778
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.ChinaCID000801
GoldIshifuku Metal Industry Co., Ltd.JapanCID000807
GoldIstanbul Gold RefineryTurkeyCID000814
GoldJapan MintJapanCID000823
TungstenJapan New Metals Co., Ltd.JapanCID000825
GoldJiangxi Copper Co., Ltd.ChinaCID000855
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.ChinaCID000875
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.ChinaCID000914
TantalumJiujiang Tanbre Co., Ltd.ChinaCID000917
GoldAsahi Refining USA Inc.United States Of AmericaCID000920
GoldAsahi Refining Canada Ltd.CanadaCID000924
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRussian FederationCID000927
GoldJSC UralelectromedRussian FederationCID000929
GoldJX Nippon Mining & Metals Co., Ltd.JapanCID000937
TinGejiu Kai Meng Industry and Trade LLCChinaCID000942
GoldKazakhmys Smelting LLCKazakhstanCID000956
GoldKazzincKazakhstanCID000957
TungstenKennametal FallonUnited States Of AmericaCID000966
GoldKennecott Utah Copper LLCUnited States Of AmericaCID000969
GoldKojima Chemicals Co., Ltd.JapanCID000981
GoldKyrgyzaltyn JSCKyrgyzstanCID001029
GoldL'azurde Company For JewelrySaudi ArabiaCID001032
GoldLingbao Gold Co., Ltd.ChinaCID001056
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.ChinaCID001058
TinChina Tin Group Co., Ltd.ChinaCID001070
TantalumAMG BrasilBrazilCID001076
GoldLS-NIKKO Copper Inc.Korea, Republic OfCID001078
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.ChinaCID001093
TinMalaysia Smelting Corporation (MSC)MalaysiaCID001105
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GoldMaterionUnited States Of AmericaCID001113
GoldMatsuda Sangyo Co., Ltd.JapanCID001119
TinMetallic Resources, Inc.United States Of AmericaCID001142
GoldMetalor Technologies (Suzhou) Ltd.ChinaCID001147
GoldMetalor Technologies (Hong Kong) Ltd.ChinaCID001149
GoldMetalor Technologies (Singapore) Pte., Ltd.SingaporeCID001152
GoldMetalor Technologies S.A.SwitzerlandCID001153
GoldMetalor USA Refining CorporationUnited States Of AmericaCID001157
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MexicoCID001161
TantalumMetallurgical Products India Pvt., Ltd.IndiaCID001163
TinMineracao Taboca S.A.BrazilCID001173
TantalumMineracao Taboca S.A.BrazilCID001175
TinMinsurPeruCID001182
GoldMitsubishi Materials CorporationJapanCID001188
TinMitsubishi Materials CorporationJapanCID001191
TantalumMitsui Mining and Smelting Co., Ltd.JapanCID001192
GoldMitsui Mining and Smelting Co., Ltd.JapanCID001193
TantalumNPM Silmet ASEstoniaCID001200
GoldMoscow Special Alloys Processing PlantRussian FederationCID001204
GoldNadir Metal Rafineri San. Ve Tic. A.S.TurkeyCID001220
TinJiangxi New Nanshan Technology Ltd.ChinaCID001231
GoldNavoi Mining and Metallurgical CombinatUzbekistanCID001236
GoldNihon Material Co., Ltd.JapanCID001259
TantalumNingxia Orient Tantalum Industry Co., Ltd.ChinaCID001277
TinNovosibirsk Tin CombineRussian FederationCID001305
TinO.M. Manufacturing (Thailand) Co., Ltd.ThailandCID001314
GoldOhura Precious Metal Industry Co., Ltd.JapanCID001325
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)Russian FederationCID001326
TinOperaciones Metalurgicas S.A.Bolivia (Plurinational State Of)CID001337
GoldMKS PAMP SASwitzerlandCID001352
GoldPenglai Penggang Gold Industry Co., Ltd.ChinaCID001362
GoldPrioksky Plant of Non-Ferrous MetalsRussian FederationCID001386
GoldPT Aneka Tambang (Persero) TbkIndonesiaCID001397
TinPT Artha Cipta LanggengIndonesiaCID001399
TinPT Babel Inti PerkasaIndonesiaCID001402
TinPT Babel Surya Alam LestariIndonesiaCID001406
TinPT Bangka Tin IndustryIndonesiaCID001419
TinPT Belitung Industri SejahteraIndonesiaCID001421
TinPT Bukit TimahIndonesiaCID001428
TinPT Mitra Stania PrimaIndonesiaCID001453
TinPT Panca Mega PersadaIndonesiaCID001457
TinPT Prima Timah UtamaIndonesiaCID001458
TinPT Refined Bangka TinIndonesiaCID001460
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TinPT Sariwiguna BinasentosaIndonesiaCID001463
TinPT Stanindo Inti PerkasaIndonesiaCID001468
TinPT Timah Tbk KundurIndonesiaCID001477
TinPT Timah Tbk MentokIndonesiaCID001482
TinPT Timah NusantaraIndonesiaCID001486
TinPT Tinindo Inter NusaIndonesiaCID001490
TinPT Tommy UtamaIndonesiaCID001493
GoldPX Precinox S.A.SwitzerlandCID001498
TantalumQuantumCleanUnited States Of AmericaCID001508
GoldRand Refinery (Pty) Ltd.South AfricaCID001512
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.ChinaCID001522
GoldRoyal Canadian MintCanadaCID001534
TinRui Da HungTaiwan, Province Of ChinaCID001539
GoldSabin Metal Corp.United States Of AmericaCID001546
GoldSamduck Precious MetalsKorea, Republic OfCID001555
GoldSamwon Metals Corp.Korea, Republic OfCID001562
GoldSEMPSA Joyeria Plateria S.A.SpainCID001585
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.ChinaCID001619
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.ChinaCID001622
GoldSichuan Tianze Precious Metals Co., Ltd.ChinaCID001736
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRussian FederationCID001756
GoldSolar Applied Materials Technology Corp.Taiwan, Province Of ChinaCID001761
TantalumSolikamsk Magnesium Works OAORussian FederationCID001769
GoldSumitomo Metal Mining Co., Ltd.JapanCID001798
GoldSuper Dragon Technology Co., Ltd.Taiwan, Province Of ChinaCID001810
TantalumTaki Chemical Co., Ltd.JapanCID001869
GoldTanaka Kikinzoku Kogyo K.K.JapanCID001875
TantalumTelex MetalsUnited States Of AmericaCID001891
TinThaisarcoThailandCID001898
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.ChinaCID001908
GoldGreat Wall Precious Metals Co., Ltd. of CBPMChinaCID001909
GoldShandong Gold Smelting Co., Ltd.ChinaCID001916
GoldTokuriki Honten Co., Ltd.JapanCID001938
GoldTongling Nonferrous Metals Group Co., Ltd.ChinaCID001947
GoldTorecomKorea, Republic OfCID001955
TantalumUlba Metallurgical Plant JSCKazakhstanCID001969
GoldUmicore S.A. Business Unit Precious Metals RefiningBelgiumCID001980
GoldUnited Precious Metal Refining, Inc.United States Of AmericaCID001993
GoldValcambi S.A.SwitzerlandCID002003
TinVQB Mineral and Trading Group JSCViet NamCID002015
GoldWestern Australian Mint (T/a The Perth Mint)AustraliaCID002030
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TinWhite Solder Metalurgia e Mineracao Ltda.BrazilCID002036
TungstenWolfram Bergbau und Hutten AGAustriaCID002044
TungstenXiamen Tungsten Co., Ltd.ChinaCID002082
GoldYamakin Co., Ltd.JapanCID002100
GoldYokohama Metal Co., Ltd.JapanCID002129
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.ChinaCID002158
TinTin Smelting Branch of Yunnan Tin Co., Ltd.ChinaCID002180
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationChinaCID002224
GoldGold Refinery of Zijin Mining Group Co., Ltd.ChinaCID002243
GoldMorris and WatsonNew ZealandCID002282
GoldSAFINA A.S.CzechiaCID002290
GoldGuangdong Jinding Gold LimitedChinaCID002312
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.ChinaCID002313
GoldUmicore Precious Metals ThailandThailandCID002314
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.ChinaCID002315
TungstenJiangxi Yaosheng Tungsten Co., Ltd.ChinaCID002316
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.ChinaCID002317
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.ChinaCID002318
TungstenMalipo Haiyu Tungsten Co., Ltd.ChinaCID002319
TungstenXiamen Tungsten (H.C.) Co., Ltd.ChinaCID002320
TungstenJiangxi Gan Bei Tungsten Co., Ltd.ChinaCID002321
TinCV Venus Inti PerkasaIndonesiaCID002455
GoldGeib Refining CorporationUnited States Of AmericaCID002459
TinMagnu's Minerais Metais e Ligas Ltda.BrazilCID002468
TinPT Tirus Putra MandiriIndonesiaCID002478
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.ChinaCID002492
TungstenGanzhou Seadragon W & Mo Co., Ltd.ChinaCID002494
TinMelt Metais e Ligas S.A.BrazilCID002500
TungstenAsia Tungsten Products Vietnam Ltd.Viet NamCID002502
TinPT ATD Makmur Mandiri JayaIndonesiaCID002503
TantalumD Block Metals, LLCUnited States Of AmericaCID002504
TantalumFIR Metals & Resource Ltd.ChinaCID002505
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.ChinaCID002506
TantalumXinXing HaoRong Electronic Material Co., Ltd.ChinaCID002508
GoldMMTC-PAMP India Pvt., Ltd.IndiaCID002509
GoldKGHM Polska Miedz Spolka AkcyjnaPolandCID002511
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.ChinaCID002512
TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchChinaCID002513
GoldFidelity Printers and Refiners Ltd.ZimbabweCID002515
GoldSingway Technology Co., Ltd.Taiwan, Province Of ChinaCID002516
TinO.M. Manufacturing Philippines, Inc.PhilippinesCID002517
GoldShandong Humon Smelting Co., Ltd.ChinaCID002525
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.ChinaCID002527
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TantalumKEMET de MexicoMexicoCID002539
TungstenH.C. Starck Tungsten GmbHGermanyCID002541
TungstenTANIOBIS Smelting GmbH & Co. KGGermanyCID002542
TungstenMasan High-Tech MaterialsViet NamCID002543
TantalumTANIOBIS Co., Ltd.ThailandCID002544
TantalumTANIOBIS GmbHGermanyCID002545
TantalumMaterion Newton Inc.United States Of AmericaCID002548
TantalumTANIOBIS Japan Co., Ltd.JapanCID002549
TantalumTANIOBIS Smelting GmbH & Co. KGGermanyCID002550
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.ChinaCID002551
TantalumGlobal Advanced Metals BoyertownUnited States Of AmericaCID002557
TantalumGlobal Advanced Metals AizuJapanCID002558
GoldAl Etihad Gold Refinery DMCCUnited Arab EmiratesCID002560
GoldEmirates Gold DMCCUnited Arab EmiratesCID002561
GoldInternational Precious Metal RefinersUnited Arab EmiratesCID002562
GoldKaloti Precious MetalsUnited Arab EmiratesCID002563
GoldSudan Gold RefinerySudanCID002567
TinCV Ayi JayaIndonesiaCID002570
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyViet NamCID002572
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyViet NamCID002573
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyViet NamCID002574
GoldT.C.A S.p.AItalyCID002580
GoldREMONDIS PMR B.V.NetherlandsCID002582
GoldFujairah Gold FZCUnited Arab EmiratesCID002584
GoldIndustrial Refining CompanyBelgiumCID002587
GoldShirpur Gold Refinery Ltd.IndiaCID002588
TungstenNiagara Refining LLCUnited States Of AmericaCID002589
GoldKorea Zinc Co., Ltd.Korea, Republic OfCID002605
GoldMarsam MetalsBrazilCID002606
GoldTOO Tau-Ken-AltynKazakhstanCID002615
TungstenChina Molybdenum Tungsten Co., Ltd.ChinaCID002641
TungstenGanzhou Haichuang Tungsten Co., Ltd.ChinaCID002645
TungstenHydrometallurg, JSCRussian FederationCID002649
TinPT Cipta Persada MuliaIndonesiaCID002696
TinAn Vinh Joint Stock Mineral Processing CompanyViet NamCID002703
TinResind Industria e Comercio Ltda.BrazilCID002706
TantalumResind Industria e Comercio Ltda.BrazilCID002707
GoldAbington Reldan Metals, LLCUnited States Of AmericaCID002708
TungstenUnecha Refractory metals plantRussian FederationCID002724
GoldShenzhen CuiLu Gold Co., Ltd.ChinaCID002750
TinSuper LigasBrazilCID002756
GoldAlbino Mountinho Lda.PortugalCID002760
GoldSAAMPFranceCID002761
10



GoldL'Orfebre S.A.AndorraCID002762
Gold8853 S.p.A.ItalyCID002763
GoldItalpreziosiItalyCID002765
TinAurubis BeerseBelgiumCID002773
TinAurubis BerangoSpainCID002774
TinPT Bangka Prima TinIndonesiaCID002776
GoldWIELAND Edelmetalle GmbHGermanyCID002778
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAustriaCID002779
TinPT Sukses Inti MakmurIndonesiaCID002816
TungstenPhilippine Chuangxin Industrial Co., Inc.PhilippinesCID002827
TungstenACL Metais EireliBrazilCID002833
TinPT Menara Cipta MuliaIndonesiaCID002835
TantalumJiangxi Tuohong New Raw MaterialChinaCID002842
TungstenMoliren Ltd.Russian FederationCID002845
GoldAU Traders and RefinersSouth AfricaCID002850
GoldGGC Gujrat Gold Centre Pvt. Ltd.IndiaCID002852
GoldSai RefineryIndiaCID002853
GoldModeltech Sdn BhdMalaysiaCID002857
TinModeltech Sdn BhdMalaysiaCID002858
GoldBangalore RefineryIndiaCID002863
GoldKyshtym Copper-Electrolytic Plant ZAORussian FederationCID002865
GoldDegussa Sonne / Mond Goldhandel GmbHGermanyCID002867
GoldPease & CurrenUnited States Of AmericaCID002872
GoldJALAN & CompanyIndiaCID002893
GoldSungEel HiMetal Co., Ltd.Korea, Republic OfCID002918
GoldPlanta Recuperadora de Metales SpAChileCID002919
GoldABC Refinery Pty Ltd.AustraliaCID002920
GoldSafimet S.p.AItalyCID002973
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.ChinaCID003116
GoldState Research Institute Center for Physical Sciences and TechnologyLithuaniaCID003153
GoldAfrican Gold RefineryUgandaCID003185
GoldGold Coast RefineryGhanaCID003186
GoldNH Recytech CompanyKorea, Republic OfCID003189
TinChifeng Dajingzi Tin Industry Co., Ltd.ChinaCID003190
TinPT Bangka SerumpunIndonesiaCID003205
TinPongpipat Company LimitedMyanmarCID003208
GoldQG Refining, LLCUnited States Of AmericaCID003324
TinTin Technology & RefiningUnited States Of AmericaCID003325
GoldDijllah Gold Refinery FZCUnited Arab EmiratesCID003348
TinDongguan CiEXPO Environmental Engineering Co., Ltd.ChinaCID003356
TinPT Rajawali Rimba PerkasaIndonesiaCID003381
GoldCGR Metalloys Pvt Ltd.IndiaCID003382
GoldSovereign MetalsIndiaCID003383
TinLuna Smelter, Ltd.RwandaCID003387
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TinYunnan Yunfan Non-ferrous Metals Co., Ltd.ChinaCID003397
TungstenLianyou Metals Co., Ltd.Taiwan, Province Of ChinaCID003407
TungstenJSC "Kirovgrad Hard Alloys Plant"Russian FederationCID003408
TinPrecious Minerals and Smelting LimitedIndiaCID003409
TinGejiu City Fuxiang Industry and Trade Co., Ltd.ChinaCID003410
TungstenNPP Tyazhmetprom LLCRussian FederationCID003416
TungstenHubei Green Tungsten Co., Ltd.ChinaCID003417
GoldC.I Metales Procesados Industriales SASColombiaCID003421
GoldEco-System Recycling Co., Ltd. North PlantJapanCID003424
GoldEco-System Recycling Co., Ltd. West PlantJapanCID003425
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BrazilCID003427
TinPT Mitra Sukses GlobalindoIndonesiaCID003449
GoldAugmont Enterprises Private LimitedIndiaCID003461
GoldKundan Care Products Ltd.IndiaCID003463
TungstenCronimet Brasil LtdaBrazilCID003468
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBrazilCID003486
GoldEmerald Jewel Industry India Limited (Unit 1)IndiaCID003487
GoldEmerald Jewel Industry India Limited (Unit 2)IndiaCID003488
GoldEmerald Jewel Industry India Limited (Unit 3)IndiaCID003489
GoldEmerald Jewel Industry India Limited (Unit 4)IndiaCID003490
GoldK.A. RasmussenNorwayCID003497
GoldAlexy MetalsUnited States Of AmericaCID003500
TinCRM SynergiesSpainCID003524
GoldSancus ZFS (L’Orfebre, SA)ColombiaCID003529
GoldSellem Industries Ltd.MauritaniaCID003540
GoldMD OverseasIndiaCID003548
TungstenArtek LLCRussian FederationCID003553
GoldMetallix Refining Inc.United States Of AmericaCID003557
GoldMetal Concentrators SA (Pty) Ltd.South AfricaCID003575
TinFabrica Auricchio Industria e Comercio Ltda.BrazilCID003582
TantalumRFH Yancheng Jinye New Material Technology Co., Ltd.ChinaCID003583
TungstenFujian Xinlu Tungsten Co., Ltd.ChinaCID003609
TungstenOOO “Technolom” 2Russian FederationCID003612
TungstenOOO “Technolom” 1Russian FederationCID003614
GoldWEEEREFININGFranceCID003615
TungstenLLC VostokRussian FederationCID003643
GoldDongwu Gold GroupChinaCID003663
TinPT Putera Sarana Shakti (PT PSS)IndonesiaCID003868

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