-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R0Kh6jxNh7Ja2/g5YHFr6IG11eaie6NjTln9JQ/IfPEuqjmRUaV4CE7ldBd1Hn4y MAaHfYnx3uDho1xfVXE5gg== 0001169232-08-002199.txt : 20080528 0001169232-08-002199.hdr.sgml : 20080528 20080528154918 ACCESSION NUMBER: 0001169232-08-002199 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080528 DATE AS OF CHANGE: 20080528 EFFECTIVENESS DATE: 20080528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROOSEVELT INVESTMENT GROUP INC CENTRAL INDEX KEY: 0001020617 IRS NUMBER: 133592307 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-03511 FILM NUMBER: 08863551 BUSINESS ADDRESS: STREET 1: 444 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125996060 MAIL ADDRESS: STREET 1: 444 MADISON AVENUE SUITE 605 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SHEER ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990407 13F-HR/A 1 d74267_13fhra.txt AMENDMENT TO 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2008 Check here if Amendment |X|; Amendment Number: This Amendment (Check only one.): |X| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Roosevelt Investment Group, Inc. Address: 317 Madison Avenue, Suite 1004 New York, N.Y. 10017 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Person Signing this Report on Behalf of Reporting Manager: Name: Sven E. Hsia Title: Managing Director Phone: (646) 452-6703 Signature, Place, and Date of Signing: /s/ Sven E. Hsia New York May 13, 2008 - ----------------------------------- ---------------- -------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: Form 13F Information Table Value Total: List of Other Included Managers: FORM 13F SUMMARY PAGE The Roosevelt Investment Group, Inc. FORM 13F Name of Reporting Manager: Art Sheer As of 3-31-08
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ----------------------- -------- --------- -------- ------- --- ---- ------- -------- ---- ------ ---- 3M COMPANY COMMON STOCK 88579Y101 927,163.10 11,714.00 Yes None X ABBOTT LABORATORIES COMMON STOCK 002824100 765,482.00 13,880.00 Yes None X ACTIVISION INC NEW COM NEW COMMON STOCK 004930202 20,176,655.31 738,801.00 Yes None X ADELPHIA RECOVERY TRUST COMMON STOCK 00685R409 3,418.87 48,841.00 Yes None X AECOM TECHNOLOGY CORP DELAWARE COM COMMON STOCK 00766T100 676.26 26.00 Yes None X ALLEGHENY TECHNOLOGIES INC COMMON STOCK 01741R102 524,036.89 7,343.57 Yes None X ALLIANCEBERNSTEIN HOLDING LP UNIT L COMMON STOCK 01881G106 270,708.09 4,271.19 Yes None X ALTRIA GROUP INC COMMON STOCK 02209S103 8,413,611.22 378,991.50 Yes None X AMAZON COM INC SB NT... COMMON STOCK 023135AF3 1,052.50 1,000.00 Yes None X AMBAC FINL GROUP INCCOM COMMON STOCK 023139108 460.00 80.00 Yes None X AMERICAN EXPRESS COMPANY COMMON STOCK 025816109 318,718.80 7,290.00 Yes None X AMERICAN INTL GROUP INC COMMON STOCK 026874107 345,740.50 7,994.00 Yes None X ANADARKO PETE CP COMMON STOCK 032511107 26,019,922.66 412,818.07 Yes None X ANHEUSER BUSCH COMPANIES COMMON STOCK 035229103 317,915.00 6,700.00 Yes None X APARTMENT INVT & MGMT CO CL A COMMON STOCK 03748R101 143.24 4.00 Yes None X APPLE INC COMMON STOCK 037833100 229,600.00 1,600.00 Yes None X ARCHER DANIELS MIDLAND CO COM COMMON STOCK 039483102 246,269.46 5,983.22 Yes None X ARCHER-DANIELS-MIDLAND CO COMMON STOCK 039483102 1,151,377.69 27,973.22 Yes None X AT&T INC COMMON STOCK 00206R102 1,117,172.70 29,169.00 Yes None X AVON PRODUCTS INC COMMON STOCK 054303102 18,643,222.58 471,502.85 Yes None X BANK OF AMERICA CORP COMMON STOCK 060505104 1,634,234.61 43,109.00 Yes None X BANK OF NEW YORK MELLON CORP COMMON STOCK 064058100 2,253,715.07 54,007.07 Yes None X BEAR STEARNS COS INCCOM COMMON STOCK 073902108 566.46 54.00 Yes None X BECTON DICKINSON & CO COMMON STOCK 075887109 2,600,021.97 30,285.64 Yes None X BERKSHIRE HATHAWAY CL A COMMON STOCK 084670108 533,600.00 4.00 Yes None X BERKSHIRE HATHAWAY INC CL B COMMON STOCK 084670207 335,467.50 75.00 Yes None X BLACKROCK INC COMMON STOCK 09247X101 22,566,597.57 110,523.06 Yes None X BOEING CO COMMON STOCK 097023105 894,606.12 12,029.13 Yes None X BORGWARNER INC COMMON STOCK 099724106 255,181.27 5,930.31 Yes None X BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 1,805,238.90 84,753.00 Yes None X BRUSH ENGINEERED MATLS INC COM COMMON STOCK 117421107 385.05 15.00 Yes None X BUNGE LIMITED PREF ... COMMON STOCK G16962204 4,086.00 36.00 Yes None X CALPINE CORP COM COMMON STOCK 131347304 331,560.00 18,000.00 Yes None X CAMECO CORP COM COMMON STOCK 13321L108 1,194,402.65 36,259.95 Yes None X CATERPILLAR INC COMMON STOCK 149123101 452,916.74 5,785.12 Yes None X CELGENE CORP COMMON STOCK 151020104 265,079.25 4,325.00 Yes None X CENTEX CORP COM COMMON STOCK 152312104 726.30 30.00 Yes None X CERNER CORP COMMON STOCK 156782104 11,483,358.40 308,030.00 Yes None X CHESAPEAKE ENERGY CORP NT CO... COMMON STOCK 165167BW6 4,005.00 3,000.00 Yes None X CHEVRON CORPORATION COMMON STOCK 166764100 203,352.33 2,382.29 Yes None X CISCO SYSTEMS INC COMMON STOCK 17275R102 228,300.93 9,477.00 Yes None X CITIGROUP INC COMMON STOCK 172967101 2,465,410.85 115,098.55 Yes None X CME GROUP COMMON STOCK 12572Q105 656,352.05 1,399.17 Yes None X COCA-COLA CO COMMON STOCK 191216100 526,221.15 8,645.00 Yes None X COMPASS MINERALS INTL INC COMMON STOCK 20451N101 46,850,719.74 794,349.27 Yes None X CONAGRA FOODS INC COMMON STOCK 205887102 946,025.00 39,500.00 Yes None X CONSTELLATION ENERGY COM COMMON STOCK 210371100 3,808,328.73 43,144.09 Yes None X CORN PRODUCTS INTERNATIONAL COMMON STOCK 219023108 224,167.39 6,035.74 Yes None X CORNING INC COMMON STOCK 219350105 26,292,556.27 1,093,700.34 Yes None X CSX CORP COMMON STOCK 126408103 470,707.65 8,395.00 Yes None X CUMMINS INC COM COMMON STOCK 231021106 749.12 16.00 Yes None X CURIS INC COMMON STOCK 231269101 21,549.92 15,176.00 Yes None X CYPRESS SEMICONDUCTOR COMMON STOCK 232806109 451,635.69 19,129.00 Yes None X CYRELA BRAZIL REALTY SPONS ADR COMMON STOCK 23282C401 9,732,079.98 37,399.00 Yes None X DAIMLERCHRYSLER AG ORD COMMON STOCK D1668R123 204,460.56 2,389.95 Yes None X DEERE & CO. COMMON STOCK 244199105 23,184,668.96 288,223.14 Yes None X DEUTSCHE BANK AG NAMEN ORD COMMON STOCK D18190898 904.40 8.00 Yes None X DIAGEO PLC SPON ADR-NEW COMMON STOCK 25243Q205 24,474,219.40 300,961.87 Yes None X DISCOVER FINL SVCSCOM COMMON STOCK 254709108 916.72 56.00 Yes None X DUKE ENERGY CORPORATION (HOLDING CO COMMON STOCK 26441C105 1,483,987.99 83,136.58 Yes None X E I DU PONT DE NEMOURS & CO COMMON STOCK 263534109 331,356.68 7,086.33 Yes None X EMC CORP-MASS COMMON STOCK 268648102 973,040.70 67,855.00 Yes None X EATON VANCE CORPCOM N... COMMON STOCK 278265103 2,806.92 92.00 Yes None X EMERSON ELECTRIC CO COMMON STOCK 291011104 1,734,202.00 33,700.00 Yes None X ENBRIDGE INC COM COMMON STOCK 29250N105 720,300.00 17,500.00 Yes None X ENERNOC INC COM COMMON STOCK 292764107 1,961,632.20 172,073.00 Yes None X ENTERPRISE PRODUCTS PARTNERS LP COMMON STOCK 293792107 13,571,950.14 456,968.02 Yes None X EQUITY RESIDENTIAL SH BEN INT COMMON STOCK 29476L107 1,099,485.00 26,500.00 Yes None X EQUINIX INC SUB N... COMMON STOCK 29444UAF3 1,792.50 2,000.00 Yes None X EXXON MOBIL CORP COMMON STOCK 30231G102 4,196,247.39 49,612.76 Yes None X FLUOR CORP NEW COMMON STOCK 343412102 3,352,697.64 23,751.05 Yes None X FMC TECHNOLOGIES INC COMMON STOCK 30249U101 27,829,848.43 489,187.00 Yes None X FORDING CANADIAN COAL TRUST UNITS COMMON STOCK 345425102 13,942,306.80 267,094.00 Yes None X FPL GROUP INC COMMON STOCK 302571104 22,304,743.65 355,510.74 Yes None X FTI CONSULTING INC COM COMMON STOCK 302941109 27,104,104.32 381,533.00 Yes None X GALLAGHER ARTHUR J & CO COMMON STOCK 363576109 684,980.00 29,000.00 Yes None X GENERAL ELECTRIC CO COMMON STOCK 369604103 7,205,054.37 194,678.58 Yes None X GENERAL MILLS INC COMMON STOCK 370334104 29,340,807.85 489,993.45 Yes None X GENZYME CORP COMMON STOCK 372917104 20,165,753.44 270,536.00 Yes None X GETTY REALTY CORP NEW COMMON STOCK 374297109 934,640.60 60,547.75 Yes None X GREIF INC CL A COMMON STOCK 397624107 1,494.46 22.00 Yes None X H J HEINZ CO COMMON STOCK 423074103 3,524,011.47 75,026.86 Yes None X HAWAIIAN ELEC INDS COM COMMON STOCK 419870100 569,896.25 23,875.00 Yes None X HERSHEY COMPANY COMMON STOCK 427866108 640,390.00 17,000.00 Yes None X HEWLETT PACKARD CO COMMON STOCK 428236103 25,250,576.33 553,013.06 Yes None X HEXCEL CORP NEW COMMON STOCK 428291108 229,320.00 12,000.00 Yes None X HOLLY ENERGY PARTNERS L P UNIT REPS COMMON STOCK 435763107 1,692,342.30 44,082.89 Yes None X HONEYWELL INTL INC COMMON STOCK 438516106 18,689,303.72 331,253.17 Yes None X HUGOTON ROYALTY TRUST TEXAS UNIT BE COMMON STOCK 444717102 1,458,982.00 52,900.00 Yes None X IAC/INTERACTIVE CORP COMMON STOCK 44919P300 9,255,285.48 445,823.00 Yes None X IDT CORP COM COMMON STOCK 448947101 94,815.00 24,500.00 Yes None X IHS INC CL A COMMON STOCK 451734107 26,171,147.43 406,953.00 Yes None X ILLINOIS TOOL WORKS INC COMMON STOCK 452308109 316,694.63 6,566.34 Yes None X INTEL CORP COMMON STOCK 458140100 1,107,222.35 52,276.79 Yes None X INTERNATIONAL BUSINESS MACHINES COR COMMON STOCK 459200101 30,127,285.47 261,657.86 Yes None X INTERNATIONAL FLAV&FRA COM COMMON STOCK 459506101 20,835,511.04 472,996.85 Yes None X ITRON INC COM COMMON STOCK 465741106 15,690,545.85 173,895.00 Yes None X JOHNSON & JOHNSON COMMON STOCK 478160104 3,772,426.76 58,153.64 Yes None X JOY GLOBAL INC COMMON STOCK 481165108 284,032.44 4,359.00 Yes None X JPMORGAN CHASE & CO COMMON STOCK 46625H100 36,259,812.06 844,233.11 Yes None X KB HOME COM COMMON STOCK 48666K109 2,176.24 88.00 Yes None X KELLOGG CO COMMON STOCK 487836108 1,193,112.00 22,700.00 Yes None X KINDER MORGAN ENERGY PARTNERS LP-UN COMMON STOCK 494550106 655,540.91 11,986.49 Yes None X KINDER MORGAN MGMT LLC SHS COMMON STOCK 49455U100 447,095.26 8,771.73 Yes None X KONINKLIJKE PHILIPS EL NY REG SH NE COMMON STOCK 500472303 8,186,625.18 213,527.00 Yes None X KONINKLIJKE PHILIPS EL SPONSORED AD COMMON STOCK 500472303 28,743,409.83 749,697.70 Yes None X KRAFT FOODS INC CL A COMMON STOCK 50075N104 2,325.75 75.00 Yes None X KROGER CO COMMON STOCK 501044101 21,037,056.86 828,230.59 Yes None X LAFARGE SA ADR COMMON STOCK 505861401 11,118,243.64 254,778.00 Yes None X LEVEL 3 COMMUNICATIONS INC. COMMON STOCK 52729N100 45,050.00 21,250.00 Yes None X LIBERTY GLOBAL INC CLASS A COMMON STOCK 530555101 223,581.84 6,560.50 Yes None X LIBERTY GLOBAL INC SERIES C COMMON STOCK 530555309 204,629.52 6,313.50 Yes None X LINCOLN ELECTRIC CO HOLDINGS COMMON STOCK 533900106 368,560.35 5,715.00 Yes None X LOCKHEED MARTIN CORPCOM COMMON STOCK 539830109 6,553.80 66.00 Yes None X LOCKHEED MARTIN CORPSR DB... COMMON STOCK 539830AP4 2,739.20 2,000.00 Yes None X MACY'S INC COMMON STOCK 55616P104 244,851.08 10,618.00 Yes None X MARATHON OIL CORP COM COMMON STOCK 565849106 4,468.80 98.00 Yes None X MARKET VECTORS ETF TR GOLD ... COMMON STOCK 57060U100 1,240.20 26.00 Yes None X MCDERMOTT INTERNATIONAL COMMON STOCK 580037109 4,148,339.04 75,672.00 Yes None X MCDONALDS CORP COMMON STOCK 580135101 34,470,463.24 618,082.54 Yes None X MEDAREX INC COM COMMON STOCK 583916101 10,053.60 1,136.00 Yes None X MEMC ELECTR MATLS INC COM COMMON STOCK 552715104 2,906.90 41.00 Yes None X MERCK & CO INC COMMON STOCK 589331107 485,760.00 12,800.00 Yes None X MERRILL LYNCH & CO INC COMMON STOCK 590188108 16,049,285.34 393,944.17 Yes None X METHANEX CORPORATION COMMON STOCK 59151K108 12,186,217.52 465,656.00 Yes None X MGIC INVT CORP WIS COMMON STOCK 552848103 7,935,523.83 753,611.00 Yes None X MICROSOFT CORP COMMON STOCK 594918104 18,488,220.68 651,452.46 Yes None X MONSANTO CO COMMON STOCK 61166W101 32,939,923.12 295,425.32 Yes None X MORGAN STANLEY COMMON STOCK 617446448 224,069.54 4,903.05 Yes None X MORNINGSTAR INC COMMON STOCK 617700109 15,493,390.35 252,541.00 Yes None X MOSAIC CO COMMON STOCK 61945A107 18,740,095.20 182,652.00 Yes None X MOTOROLA INC COMMON STOCK 620076109 128,217.15 13,786.79 Yes None X NATURAL RESOURCE PARTNERS L P COMMON STOCK 63900P103 7,206,507.67 254,197.80 Yes None X NCR CORP NEW COM COMMON STOCK 62886E108 2,876.58 126.00 Yes None X NESTLE S A SPONSORED ADR COMMON STOCK 641069406 1,960,940.99 15,633.00 Yes None X NETWORK APPLIANCE INC COM COMMON STOCK 64110D104 421.05 21.00 Yes None X NEWELL RUBBERMAID INC COMMON STOCK 651229106 355,806.90 15,557.80 Yes None X NICE SYS LTD SPONS... COMMON STOCK 653656108 874.82 31.00 Yes None X NORTHEAST UTILITIES COMMON STOCK 664397106 11,220,939.78 457,251.01 Yes None X NOVOZYMES A/S SER B COMMON STOCK k7317j117 5,112,958.99 56,372.21 Yes None X NRG ENERGY INC COMMON STOCK 629377508 666,729.00 17,100.00 Yes None X NYSE GROUP INC. COMMON STOCK 629491101 450,174.45 7,295.00 Yes None X OLIN CORP NEW COMMON STOCK 680665205 870,428.00 44,050.00 Yes None X OIL SVC HOLDRS TR DEPOS... COMMON STOCK 678002106 9,724.00 55.00 Yes None X OPPENHEIMER INTL BD FD CL A COMMON STOCK 68380T103 6,878.25 1,019.00 Yes None X OSG AMERICA LP COMMON STOCK 671028108 207,625.00 15,100.00 Yes None X OSI GEOSPATIAL INC COMMON STOCK 17,160.00 40,000.00 Yes None X PATRIOT COAL CORP COM COMMON STOCK 70336T104 93.94 2.00 Yes None X PEABODY ENERGY CORPORATION COMMON STOCK 704549104 33,140,162.28 649,807.10 Yes None X PENN VA RESOURCE PARTNERS L P COM U COMMON STOCK 707884102 1,279,286.17 51,274.00 Yes None X PEPCO HOLDINGS INC COMMON STOCK 713291102 212,295.36 8,588.00 Yes None X PEPSICO INC COMMON STOCK 713448108 2,224,193.20 30,806.00 Yes None X PETROLEO BRASILEIRO SA SPONSORED AD COMMON STOCK 71654V408 34,118,735.20 334,137.06 Yes None X PFIZER INC COMMON STOCK 717081103 612,594.78 29,268.74 Yes None X PHILIP MORRIS INTERNATIONAL INC COMMON STOCK 718172109 19,096,959.34 377,559.50 Yes None X PINNACLE ENTERTAINMENT INC COMMON STOCK 723456109 175,744.00 13,730.00 Yes None X PLUM CREEK TIMBER CO INC COM COMMON STOCK 729251108 5,465,932.90 134,298.11 Yes None X PNC FINANCIAL SERVICES GROUP COMMON STOCK 693475105 1,091,708.11 16,649.51 Yes None X POTASH CP OF SASKATCHEWAN COMMON STOCK 73755L107 16,927,055.06 109,059.05 Yes None X PPL CORPORATION COMMON STOCK 69351T106 1,983,763.85 43,200.43 Yes None X PPL ENERGY SUPPLY LLC SR NT... COMMON STOCK 69352JAE7 3,665.00 2,000.00 Yes None X PRAXAIR INC COM COMMON STOCK 74005P104 20,325,049.74 241,304.16 Yes None X PRECISION DRILLING CP COM COMMON STOCK 740215108 5,577,994.70 240,430.81 Yes None X PRINCIPAL FINANCIAL GROUP INC COM COMMON STOCK 74251V102 5,181.96 93.00 Yes None X PROCTER & GAMBLE CO COMMON STOCK 742718109 4,790,153.00 68,362.40 Yes None X PROGRESS ENERGY INC COMMON STOCK 743263105 450,485.10 10,803.00 Yes None X COMMON STOCK 0.00 0.00 Yes None X PUBLIC SERVICE ENTERPRISE GROUP INC COMMON STOCK 744573106 1,101,607.86 27,410.00 Yes None X QUANTA SERVICES INC COMMON STOCK 74762E102 695,089.11 29,999.53 Yes None X R R DONNELLEY & SONS CO COMMON STOCK 257867101 1,157,421.58 38,186.13 Yes None X RAYONIER INC REIT COMMON STOCK 754907103 2,020,785.36 46,519.00 Yes None X REED ELSEVIER P L C SPONSORED ADR COMMON STOCK 758205207 23,769,709.72 466,072.74 Yes None X ROBBINS & MYERS INC COM COMMON STOCK 770196103 653.00 20.00 Yes None X ROHM & HAAS CO COM COMMON STOCK 775371107 539,177.60 9,970.00 Yes None X ROPER INDS INC NEW COM COMMON STOCK 776696106 24,727,275.72 416,003.97 Yes None X SAFEWAY STORES COMMON STOCK 786514208 23,028,173.42 784,605.57 Yes None X SCHLUMBERGER LTD COM COMMON STOCK 806857108 5,554,203.98 63,841.43 Yes None X SCIENTIFIC GAMES CORP COMMON STOCK 80874P109 12,455,955.50 590,050.00 Yes None X SEASPAN CORP SHS COMMON STOCK Y75638109 142.45 5.00 Yes None X SMITHFIELD FOODS INCCOM COMMON STOCK 832248108 2,060.80 80.00 Yes None X SOLERA HOLDINGS INC COM COMMON STOCK 83421A104 803.88 33.00 Yes None X SOUTHERN CO COMMON STOCK 842587107 15,677,313.46 440,250.31 Yes None X SPDR TR UNIT ... COMMON STOCK 78462F103 147,014.58 1,114.00 Yes None X SPIRIT AEROSYSTEMS HLDGS IN COM CL A COMMON STOCK 848574109 487.96 22.00 Yes None X SPX CORP COMMON STOCK 784635104 18,254,723.49 174,020.24 Yes None X STANLEY WKS CONV COMMON STOCK 854616208 2,550.00 3.00 Yes None X STERICYCLE INC COMMON STOCK 858912108 23,033,735.50 447,257.00 Yes None X SUMITOMO MITSUI FINL GROUP INC ADR COMMON STOCK 86562M100 731.56 111.00 Yes None X SUNCOR ENERGY INC COMMON STOCK 867229106 531,391.28 5,515.22 Yes None X SUNOCO INC COM COMMON STOCK 86764P109 3,935.25 75.00 Yes None X TARGET CORP COMMON STOCK 87612E106 2,637,184.48 52,036.00 Yes None X TENARIS S A SPONSORED ADR COMMON STOCK 88031M109 24,399,132.35 489,451.00 Yes None X TERADATA CORP DEL COM COMMON STOCK 88076W103 2,779.56 126.00 Yes None X TESCO CORP COM COMMON STOCK 88157K101 505,345.00 21,100.00 Yes None X TIME WARNER INC NEW COMMON STOCK 887317105 169,038.13 12,056.93 Yes None X TRANE INC COM COMMON STOCK 892893108 5,049.00 110.00 Yes None X ULTRASHORT BASIC MATERIALS COMMON STOCK 74347R651 7,444,523.60 188,660.00 Yes None X ULTRASHORT FINANCIALS PROSHARES COMMON STOCK 74347R628 19,046,005.55 161,887.00 Yes None X ULTRASHORT INDUSTRIALS PROSHARES COMMON STOCK 74347R594 11,182,228.32 181,884.00 Yes None X ULTRASHORT QQQ PROSHARES COMMON STOCK 74347R875 14,813,631.70 298,061.00 Yes None X ULTRASHORT RUSSELL2000 PROSHARES COMMON STOCK 74347R834 27,550,551.60 332,334.76 Yes None X ULTRASHORT S&P500 PROSHARES COMMON STOCK 74347R883 15,730,786.75 244,001.66 Yes None X UNITED RENTALS TR I QIPS ... COMMON STOCK 91136H306 1,863.88 62.00 Yes None X UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 822,192.54 11,947.00 Yes None X US BANCORP DEL COM NEW COMMON STOCK 902973304 20,197,591.08 624,153.00 Yes None X VANGUARD INDEX FDSGROWT... COMMON STOCK 922908736 10,139.50 175.00 Yes None X VERENIUM CORPORATION COM COMMON STOCK 92340P100 492.80 140.00 Yes None X VERIZON COMMUNICATIONS COMMON STOCK 92343V104 1,671,801.61 45,865.61 Yes None X VITERRA, INC COMMON STOCK 92849T108 20,330,043.92 1,399,843.00 Yes None X VODAFONE GROUP PLC NEW SPONSORED AD COMMON STOCK 92857W209 222,447.97 7,538.05 Yes None X WACHOVIA CORP 2ND NEW COMMON STOCK 929903102 374,623.20 13,874.93 Yes None X WALGREEN CO COMMON STOCK 931422109 324,154.90 8,510.24 Yes None X WALT DISNEY CO HOLDING COMMON STOCK 254687106 644,717.01 20,545.48 Yes None X WASHINGTON MUTUAL INC COMMON STOCK 939322103 312,605.00 30,350.00 Yes None X WHIRLPOOL CORP COMMON STOCK 963320106 18,317,053.30 211,074.59 Yes None X WILEY JOHN & SONS INC CL A COMMON STOCK 968223206 464,331.20 11,696.00 Yes None X WILLBROS GROUP INC COM COMMON STOCK 969199108 489,600.00 16,000.00 Yes None X WILLIAMS PARTNERS LP COMMON STOCK 96950F104 674,100.00 21,400.00 Yes None X WMS INDUSTRIES INC COMMON STOCK 929297109 28,489,180.62 792,026.15 Yes None X WYETH COMMON STOCK 983024100 244,790.21 5,861.84 Yes None X XCEL ENERGY INC COMMON STOCK 98389B100 278,302.50 13,950.00 Yes None X YAHOO INC COM COMMON STOCK 984332106 11,674,730.43 403,551.00 Yes None X
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