Chief Compliance Officer

0001020617-14-000015.txt : 20141110 0001020617-14-000015.hdr.sgml : 20141110 20141110151716 ACCESSION NUMBER: 0001020617-14-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141110 DATE AS OF CHANGE: 20141110 EFFECTIVENESS DATE: 20141110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROOSEVELT INVESTMENT GROUP INC CENTRAL INDEX KEY: 0001020617 IRS NUMBER: 133592307 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03511 FILM NUMBER: 141208310 BUSINESS ADDRESS: STREET 1: 430 THIRD AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 6464526700 MAIL ADDRESS: STREET 1: 430 THIRD AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SHEER ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001020617 XXXXXXXX 09-30-2014 09-30-2014 ROOSEVELT INVESTMENT GROUP INC

430 THIRD AVENUE 23RD FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-03511 N Steven Weiss Chief Compliance Officer 646-452-6712 Steven Weiss New York City NY 09-30-2014 0 229 1878 false INFORMATION TABLE 2 RIGvQ32014.xml RIGV32014 3M COMPANY COMMON STOCK 88579Y101 350 2471 SH SOLE 0 741 0 1730 A T & T INC NEW COMMON STOCK 00206R102 1512 42916 SH SOLE 0 12875 0 30041 ABBVIE INC COMMON STOCK 00287Y109 312 5400 SH SOLE 0 1620 0 3780 AEGON NV 6.375% PFD PREFERRED STOCK 007924301 3613 142024 SH SOLE 0 42607 0 99417 AETNA US HEALTHCARE INC COM COMMON STOCK 00817Y108 5461 67425 SH SOLE 0 20228 0 47198 ALCOA INC COMMON STOCK 013817101 9980 620250 SH SOLE 0 186075 0 434175 ALEXION PHARMACEUTICAL COMMON STOCK 015351109 1365 8232 SH SOLE 0 2470 0 5763 ALLIANCE DATA SYS CORP COM COMMON STOCK 018581108 3132 12615 SH SOLE 0 3784 0 8830 ALLIANCE RESOURCE PARTNERS L P UNIT COMMON STOCK 01877R108 343 8000 SH SOLE 0 2400 0 5600 ALLSTATE 6.75% SER C PERP PREFERRED STOCK 020002606 206 7900 SH SOLE 0 2370 0 5530 ALLSTATE CORP 6.625% PFD SER E PREFERRED STOCK 020002879 1953 76300 SH SOLE 0 22890 0 53410 ALTRIA GROUP INC COMMON STOCK 02209S103 1623 35331 SH SOLE 0 10599 0 24732 AMERICAN EXPRESS COMPANY COMMON STOCK 025816109 428 4886 SH SOLE 0 1466 0 3420 AMERICAN INTL GROUP COM COMMON STOCK 026874784 17628 326326 SH SOLE 0 97898 0 228428 AMGEN INC COMMON STOCK 031162100 249 1770 SH SOLE 0 531 0 1239 ANN INC COMMON STOCK 035623107 7299 177458 SH SOLE 0 53237 0 124221 APPLE INC COMMON STOCK 037833100 41955 416426 SH SOLE 0 124928 0 291498 ARCHER DANIELS- MIDLAND CO COMMON STOCK 039483102 15030 294133 SH SOLE 0 88240 0 205893 AXIS CAPITAL HLDGS LTD PFD 6.875% S PREFERRED STOCK BMG0692U3 1728 66700 SH SOLE 0 20010 0 46690 BAC CAP TR VIII 6.00%35 TR PFD PREFERRED STOCK 05518T209 1308 51600 SH SOLE 0 15480 0 36120 BANK OF AMERICA CORP COMMON STOCK 060505104 611 35840 SH SOLE 0 10752 0 25088 Barclays Short Term High Yield Bond FIXED INCOME ETF 78468R408 1029 34396 SH SOLE 0 10319 0 24077 BB&T CORPORATION PFD 5.625% SER E PREFERRED STOCK 054937404 1529 66070 SH SOLE 0 19821 0 46249 BERKSHIRE HATHAWAY CL A COMMON STOCK 084670108 1138 6 SH SOLE 0 2 0 4 BERKSHIRE HATHAWAY CL B COMMON STOCK 084670702 12520 90636 SH SOLE 0 27191 0 63445 BIOGEN IDEC INC COMMON STOCK 09062X103 55929 169067 SH SOLE 0 70378 0 72007 BOSTON BEER CO INC CL A CLASS A COMMON STOCK 100557107 18565 83716 SH SOLE 0 34072 0 36753 BP PLC Sponsored ADR AMERICAN DEPOSITORY 055622104 865 19690 SH SOLE 0 5907 0 13783 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 3544 69247 SH SOLE 0 20774 0 48473 C I T GROUP INC NEW COMMON STOCK 125581801 27172 591217 SH SOLE 0 262476 0 213095 CABOT OIL & GAS CORP COM COMMON STOCK 127097103 7955 243343 SH SOLE 0 73003 0 170340 CAPITAL ONE FINANCIAL CO PFD 6.00% PREFERRED STOCK 14040H402 473 20210 SH SOLE 0 6063 0 14147 CATERPILLAR INC COMMON STOCK 149123101 264 2668 SH SOLE 0 800 0 1868 CELGENE CORP COMMON STOCK 151020104 38852 409922 SH SOLE 0 181623 0 149707 CENTERPOINT ENERGY INC COM COMMON STOCK 15189T107 1129 46130 SH SOLE 0 13839 0 32291 CHENIERE ENERGY INC COMMON STOCK 16411R208 2324 29040 SH SOLE 0 8712 0 20328 CHEVRON CORPORATION COMMON STOCK 166764100 455 3815 SH SOLE 0 1144 0 2670 CHURCH & DWIGHT CO INC COMMON STOCK 171340102 731 10417 SH SOLE 0 3125 0 7292 CITIGROUP CAPITAL XIII PFD 7.875% PREFERRED STOCK 173080201 374 13885 SH SOLE 0 4166 0 9720 CITIGROUP INC COMMON STOCK 172967424 329 6351 SH SOLE 0 1905 0 4446 CME GROUP INC CL A CLASS A COMMON STOCK 12572Q105 31964 399780 SH SOLE 0 175040 0 149180 COGNEX CORPORATION COMMON STOCK 192422103 322 8000 SH SOLE 0 2400 0 5600 COMCAST CORP PFD 5.0% 12/15/61 SERI PREFERRED STOCK 20030N606 992 39455 SH SOLE 0 11836 0 27618 CONAGRA FOODS INC COMMON STOCK 205887102 2511 76000 SH SOLE 0 22800 0 53200 CONOCOPHILLIPS COMMON STOCK 20825C104 420 5492 SH SOLE 0 1648 0 3845 COSTCO WHSL CORP COMMON STOCK 22160K105 648 5169 SH SOLE 0 1551 0 3618 CROWN CASTLE INTL 4.5% PFD SERIES A PREFERRED STOCK 228227500 476 4525 SH SOLE 0 1358 0 3168 CVS HEALTH CORP COMMON STOCK 126650100 53926 677542 SH SOLE 0 290684 0 269944 DANAHER CORP DEL COM COMMON STOCK 235851102 550 7236 SH SOLE 0 2171 0 5065 DAVITA HEALTHCARE COMMON STOCK 23918K108 3124 42709 SH SOLE 0 12813 0 29896 DEUTSCHE BANK 6.625% PFD CAPITAL FN PREFERRED STOCK 25153Y206 3970 156355 SH SOLE 0 46906 0 109448 DILLARDS CAP TR I 7.5%38 CAP SECS D PREFERRED STOCK 25406P200 355 13719 SH SOLE 0 4116 0 9603 DISCOVER FIN SVS 6.50% SER B PREFERRED STOCK 254709207 3218 127581 SH SOLE 0 38274 0 89307 DISCOVER FINANCIAL SVCS COMMON STOCK 254709108 82151 1275842 SH SOLE 0 530081 0 547437 DISNEY WALT CO COMMON STOCK 254687106 231 2598 SH SOLE 0 779 0 1819 DOMINO'S PIZZA, INC COMMON STOCK 25754A201 492 6393 SH SOLE 0 1918 0 4475 DOW CHEMICAL COMPANY COMMON STOCK 260543103 2534 48330 SH SOLE 0 14499 0 33831 DU PONT E I DE NEMOUR&CO COMMON STOCK 263534109 16092 224252 SH SOLE 0 97797 0 85940 DUKE ENERGY CORP NEW COMMON STOCK 26441C204 1842 24637 SH SOLE 0 7391 0 17246 E O G RESOURCES INC COMMON STOCK 26875P101 38051 384281 SH SOLE 0 156957 0 171132 EATON CORPORATION COMMON STOCK G29183103 12759 201347 SH SOLE 0 52568 0 122903 EL PASO PIPELINE PARTNERS LP COMMON STOCK 283702108 462 11500 SH SOLE 0 3450 0 8050 ELI LILLY & CO COMMON STOCK 532457108 2860 44105 SH SOLE 0 13232 0 30874 ENBRIDGE ENERGY PRTNRS LP COMMON STOCK 29250R106 1190 30620 SH SOLE 0 9186 0 21434 ENERGY XXI LTD COMMON STOCK G10082140 223 19650 SH SOLE 0 5895 0 13755 ENTERGY CORP NEW COM COMMON STOCK 29364G103 1815 23473 SH SOLE 0 7042 0 16431 ENTERGY MISSISSIPPI 2051 1ST MTG BN PREFERRED STOCK 29364N835 1179 46145 SH SOLE 0 13844 0 32302 ENTERPRISE PRD PRTNRS LP COMMON STOCK 293792107 11150 276666 SH SOLE 0 83000 0 193666 EQUITY COMMONWEALTH COMMON STOCK 294628102 13009 505996 SH SOLE 0 227167 0 176332 EQUITY COMMONWEALTH 5.75% PFD PREFERRED STOCK 294628508 596 27475 SH SOLE 0 8242 0 19232 ETRACS 2X LEVERAGED LONG ALERIAN ML EXCHANGE TRADED FUND 902664200 718 9791 SH SOLE 0 2937 0 6854 ETRACS ALERIAN INFRASTRUCTURE INDEX EXCHANGE TRADED FUND 902641646 15422 337314 SH SOLE 0 149498 0 122789 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 1645 17487 SH SOLE 0 5246 0 12241 FACEBOOK INC COMMON STOCK 30303M102 54438 688734 SH SOLE 0 291229 0 287413 FANUC LTD UNSPON ADR AMERICAN DEPOSITORY 307305102 24843 822612 SH SOLE 0 364033 0 296629 FARMER MAC PFD 5.875% SERIES PREFERRED STOCK 313148801 242 10075 SH SOLE 0 3022 0 7052 FLOWSERVE CORPORATION COMMON STOCK 34354P105 34764 492959 SH SOLE 0 220140 0 184086 FREEPORT MCMORAN COPPER A' COMMON STOCK 35671D857 626 19166 SH SOLE 0 5750 0 13416 GALLAGHER ARTHUR J & CO COMMON STOCK 363576109 1315 29000 SH SOLE 0 8700 0 20300 GENERAL ELECTRIC COMPANY COMMON STOCK 369604103 4247 165783 SH SOLE 0 49735 0 116048 GETTY REALTY CORP NEW COMMON STOCK 374297109 701 41250 SH SOLE 0 12375 0 28875 GILEAD SCIENCES INC. COMMON STOCK 375558103 10211 95922 SH SOLE 0 28777 0 67145 GLOBAL PARTNERS LP COM UNITS COMMON STOCK 37946r109 717 17200 SH SOLE 0 5160 0 12040 GOLDMAN SACHS 6.125%60 SENIOR NT DU PREFERRED STOCK 38145X111 3116 120000 SH SOLE 0 36000 0 84000 GOOGLE INC - CLASS A COMMON STOCK 38259P508 9077 15427 SH SOLE 0 4628 0 10799 GOOGLE INC - CLASS C COMMON STOCK 38259P706 5118 8865 SH SOLE 0 2660 0 6206 GULFPORT ENERGY COMMON STOCK 402635304 818 15315 SH SOLE 0 4594 0 10720 HARTE-HANKS INC COM COMMON STOCK 416196103 205 32168 SH SOLE 0 9650 0 22518 HAWAIIAN ELEC INDS COM COMMON STOCK 419870100 645 24291 SH SOLE 0 7287 0 17004 HCA INC COMMON STOCK 404119109 356 5050 SH SOLE 0 1515 0 3535 HESS CORP COMMON STOCK 42809H107 52841 560229 SH SOLE 0 237686 0 228459 HOLLY ENERGY PARTNERS COMMON STOCK 435763107 1090 29958 SH SOLE 0 8987 0 20971 HOME DEPOT INC COMMON STOCK 437076102 42567 463991 SH SOLE 0 189077 0 211053 HONEYWELL INTERNATIONAL COMMON STOCK 438516106 9265 99498 SH SOLE 0 29849 0 69648 HSBC HLDGS PLC 8% PFD E PERPETUAL S PREFERRED STOCK 404280802 1682 63127 SH SOLE 0 18938 0 44189 HSBC HOLDINGS 6.20% PREFERRED STOCK 404280604 256 10165 SH SOLE 0 3050 0 7116 HSBC USA INC SERIES G ADJ RATE PREFERRED STOCK 40428H888 878 38235 SH SOLE 0 11470 0 26764 HUGOTON ROYALTY TRUST TEXAS UNIT BE COMMON STOCK 444717102 474 52800 SH SOLE 0 15840 0 36960 INTEL CORP CONVERTIBLE BONDS 458140AD2 954 750000 SH SOLE 0 225000 0 525000 INTERNATIONAL PAPER CO COMMON STOCK 460146103 541 11325 SH SOLE 0 3398 0 7928 INTL BUSINESS MACHINES COMMON STOCK 459200101 1349 7105 SH SOLE 0 2132 0 4974 JOHNSON & JOHNSON COMMON STOCK 478160104 5052 47400 SH SOLE 0 14220 0 33180 JP MORGAN ALERIAN MLP INDEX FIXED INCOME ETF 46625H365 242 4550 SH SOLE 0 1365 0 3185 JP MORGAN CHASE 6.70%40 GTD CAP SEC PREFERRED STOCK 48125E207 2577 100820 SH SOLE 0 30246 0 70574 JP MORGAN CHASE SER T 6.7% PREFERRED STOCK 48127A161 575 22500 SH SOLE 0 6750 0 15750 JPMORGAN CHASE & CO COMMON STOCK 46625H100 3448 57242 SH SOLE 0 17173 0 40070 KANSAS CITY SOUTHERN NEW COMMON STOCK 485170302 39861 328887 SH SOLE 0 145048 0 120952 KEYCORP COMMON STOCK 493267108 216 16216 SH SOLE 0 4865 0 11351 KIMCO REALTY CORP 6.00% PFD SERIES PREFERRED STOCK 49446R794 4564 182933 SH SOLE 0 54880 0 128053 KINDER MORGAN ENERGY LP UNIT COMMON STOCK 494550106 1483 15901 SH SOLE 0 4770 0 11131 KINDER MORGAN INC COMMON STOCK 49456B101 2963 77282 SH SOLE 0 23185 0 54097 KINDER MORGAN MGMT LLC COMMON STOCK 49455U100 34420 365583 SH SOLE 0 164183 0 127705 KKR & CO LP COMMON STOCK 48248M102 1001 44900 SH SOLE 0 13470 0 31430 KKR FINANCIAL HOLDINGS 7.50% PFD PREFERRED STOCK 48248A504 1034 38746 SH SOLE 0 11624 0 27122 KRAFT FOODS GROUP, INC COMMON STOCK 50076Q106 1812 32127 SH SOLE 0 9638 0 22489 LOCKHEED MARTIN CORP COMMON STOCK 539830109 3201 17511 SH SOLE 0 5253 0 12258 LORILLARD INC COMMON STOCK 544147101 2749 45878 SH SOLE 0 13763 0 32115 LYONDELLBASELL INDS F CLASS A COMMON STOCK N53745100 82964 763519 SH SOLE 0 318228 0 325016 M D U RESOURCES GROUP COMMON STOCK 552690109 356 12797 SH SOLE 0 3839 0 8958 M S CAP TRUST VI 6.60%46 CAP SECS D PREFERRED STOCK 617461207 227 8900 SH SOLE 0 2670 0 6230 MACY'S INC COMMON STOCK 55616P104 279 4790 SH SOLE 0 1437 0 3353 MALLINCKRODT PLC COMMON STOCK G5785G107 42406 470392 SH SOLE 0 210358 0 167585 MARKET VECTORS HI YLD MUNI FIXED INCOME ETF 57060U878 347 11277 SH SOLE 0 3383 0 7894 MARSH & MC LENNAN CO INC COMMON STOCK 571748102 1134 21662 SH SOLE 0 6499 0 15163 MASTERCARD INC COMMON STOCK 57636Q104 8501 115005 SH SOLE 0 34501 0 80503 MC DONALDS CORP COMMON STOCK 580135101 7640 80582 SH SOLE 0 24175 0 56407 MEAD JOHNSON NUTRITION COMMON STOCK 582839106 212 2203 SH SOLE 0 661 0 1542 MERCK & CO INC NEW COMMON STOCK 58933Y105 46464 783803 SH SOLE 0 325521 0 338231 METLIFE 6.50% SER B PREFERRED STOCK 59156R603 2230 87050 SH SOLE 0 26115 0 60935 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 47063 996469 SH SOLE 0 414253 0 426357 MICRON TECHNOLOGY INC COM COMMON STOCK 595112103 3261 95187 SH SOLE 0 28556 0 66631 MICROSOFT CORP COMMON STOCK 594918104 43572 939866 SH SOLE 0 408080 0 361208 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 2951 86113 SH SOLE 0 25834 0 60279 MONSANTO CO NEW COMMON STOCK 61166W101 308 2740 SH SOLE 0 822 0 1918 MORGAN STANLEY COMMON STOCK 617446448 50019 1446880 SH SOLE 0 602392 0 614839 MORGAN STANLEY CAP 5.75% PREFERRED STOCK 617466206 339 13550 SH SOLE 0 4065 0 9485 NATURAL RESOURCE PTNR LP COMMON STOCK 63900P103 939 72020 SH SOLE 0 21606 0 50414 Nestle S A Spnsd ADR Repsting Reg S AMERICAN DEPOSITORY 641069406 6475 87936 SH SOLE 0 26381 0 61555 NEW YORK COMMUNITY BANCORP INC COMMON STOCK 649445103 178 11200 SH SOLE 0 3360 0 7840 NEXTERA ENERGY CAPITAL 5.625% PFD PREFERRED STOCK 65339K704 1700 71809 SH SOLE 0 21543 0 50266 NEXTERA ENERGY CAPITAL 5.7% PREFERRED STOCK 65339K605 3782 156588 SH SOLE 0 46977 0 109612 NEXTERA ENERGY INC COMMON STOCK 65339F101 37170 395932 SH SOLE 0 158988 0 180870 NOVO-NORDISK A-S ADR AMERICAN DEPOSITORY 670100205 16345 343239 SH SOLE 0 102972 0 240268 NUSTAR ENERGY LP COMMON STOCK 67058H102 455 6900 SH SOLE 0 2070 0 4830 NXP SEMICONDUCTORS NV COMMON STOCK n6596x109 33126 484086 SH SOLE 0 211942 0 183612 O REILLY AUTOMOTIVE COM COMMON STOCK 67103H107 1637 10884 SH SOLE 0 3265 0 7619 OCCIDENTAL PETE CORP COMMON STOCK 674599105 3432 35696 SH SOLE 0 10709 0 24987 OLD DOMINION FREIGHT LNS COMMON STOCK 679580100 5561 78726 SH SOLE 0 23618 0 55108 OLIN CORP NEW COMMON STOCK 680665205 1105 43750 SH SOLE 0 13125 0 30625 OMNICARE INC 3.25%35 CVT PUT DUE 12 CONVERTIBLE BONDS 681904al2 1029 987000 SH SOLE 0 296100 0 690900 ONEOK INC NEW COMMON STOCK 682680103 16031 244567 SH SOLE 0 104632 0 96903 PARK ELECTROCHEMICAL COM COMMON STOCK 700416209 458 19450 SH SOLE 0 5835 0 13615 PARTNERRE LTD 7.25% PFD E PREFERRED STOCK G68603508 290 10800 SH SOLE 0 3240 0 7560 PEPCO HOLDINGS INC COMMON STOCK 713291102 227 8488 SH SOLE 0 2546 0 5942 PEPSICO INC COMMON STOCK 713448108 341 3660 SH SOLE 0 1098 0 2562 PFIZER INC COMMON STOCK 717081103 41266 1395521 SH SOLE 0 613973 0 522114 PHILIP MORRIS INTL INC COMMON STOCK 718172109 2040 24455 SH SOLE 0 7337 0 17119 PITNEY BOWES INC PFD 6.7% PREFERRED STOCK 724479506 2076 80125 SH SOLE 0 24038 0 56088 PLAINS ALL AMER PIPELINE LP COMMON STOCK 726503105 764 12980 SH SOLE 0 3894 0 9086 PLAINS GP HLDGS LP CL A COMMON STOCK 72651A108 17664 576322 SH SOLE 0 245525 0 235433 PLUM CREEK TIMBER CO REIT COMMON STOCK 729251108 2019 51765 SH SOLE 0 15530 0 36236 PNC FINANCIAL SERVICES 6.125% SERIE PREFERRED STOCK 693475857 3936 144134 SH SOLE 0 43240 0 100894 POWERSHARES SENIOR LOAN FIXED INCOME ETF 73936Q769 1258 51822 SH SOLE 0 15547 0 36275 PPL CORPORATION COMMON STOCK 69351T106 324 9867 SH SOLE 0 2960 0 6907 PRECISION CASTPARTS CORP COMMON STOCK 740189105 10501 44331 SH SOLE 0 13299 0 31032 PRECISION DRILLING CORP COMMON STOCK 74022D308 455 42200 SH SOLE 0 12660 0 29540 PROCTER & GAMBLE COMMON STOCK 742718109 813 9712 SH SOLE 0 2914 0 6799 PRUDENTIAL FIN 5.750% 12/15/12 SER PREFERRED STOCK 744320607 215 8700 SH SOLE 0 2610 0 6090 PUB SVC ENT GROUP INC COMMON STOCK 744573106 761 20445 SH SOLE 0 6134 0 14312 PUBLIC STORAGE 6.5% PFD PERP SERIES PREFERRED STOCK 74460D141 2941 112156 SH SOLE 0 33647 0 78509 PUBLIC STORAGE PFD R 6.35% PREFERRED STOCK 74460D125 3635 141486 SH SOLE 0 42446 0 99040 QUESTAR CORP COMMON STOCK 748356102 1946 87318 SH SOLE 0 26195 0 61123 QWEST CORP 7.00% PFD 04/01/52 PREFERRED STOCK 74913G402 2313 91921 SH SOLE 0 27576 0 64344 QWEST CORP PFD 7.375% PREFERRED STOCK 74913G204 3277 125928 SH SOLE 0 37778 0 88150 R R DONNELLEY & SONS CO COMMON STOCK 257867101 1365 82900 SH SOLE 0 24870 0 58030 RAYONIER INC WITH STOCK SPLIT SHARE COMMON STOCK 754907103 1573 50500 SH SOLE 0 15150 0 35350 RAYTHEON CO COM NEW COMMON STOCK 755111507 32744 322216 SH SOLE 0 129225 0 148748 REED ELSEVIER ADR F SPONS AMERICAN DEPOSITORY 758205207 962 14931 SH SOLE 0 4479 0 10452 REGENCY ENERGY PARTNERS, LP COMMON STOCK 75885Y107 1682 51561 SH SOLE 0 15468 0 36093 REGIONS FINANCIAL CORP COM COMMON STOCK 7591EP100 251 25000 SH SOLE 0 7500 0 17500 REINSURANCE GROUP OF AMERICA 6.2% P PREFERRED STOCK 759351703 3922 142554 SH SOLE 0 42766 0 99788 ROPER INDUSTRIES INC COMMON STOCK 776696106 738 5047 SH SOLE 0 1514 0 3533 ROSS STORES INC COM COMMON STOCK 778296103 5903 78109 SH SOLE 0 23433 0 54676 ROYAL DUTCH SHELL PLC COMMON STOCK 780259206 518 6800 SH SOLE 0 2040 0 4760 ROYAL DUTCH SHELL PLC COMMON STOCK 780259206 1043 13700 SH SOLE 0 4110 0 9590 S P D R S&P 500 ETF TR EXPIRING 01/ COMMON STOCK 78462F103 777 3946 SH SOLE 0 1184 0 2762 SENOMYX INC COMMON STOCK 81724Q107 825 100635 SH SOLE 0 30190 0 70444 SHERWIN WILLIAMS CO COMMON STOCK 824348106 21837 99719 SH SOLE 0 44775 0 34542 SIMON PPTY GP 8.375% SER J PFD PREFERRED STOCK 828806885 829 11395 SH SOLE 0 3418 0 7976 SIMPSON MFG CO INC COM COMMON STOCK 829073105 723 24800 SH SOLE 0 7440 0 17360 SLM CORP 6.97% PFD SERIES A 12/31/4 PREFERRED STOCK 78442P205 402 8151 SH SOLE 0 2445 0 5706 SPECTRA ENRGY PARTNERS LP COMMON STOCK 84756N109 750 14150 SH SOLE 0 4245 0 9905 STANLEY BLACK & DECKER I PFD 5.75% PREFERRED STOCK 854502705 5035 203995 SH SOLE 0 61198 0 142796 STATE STREET CORP 5.25% SERIES C PREFERRED STOCK 857477509 494 21475 SH SOLE 0 6442 0 15032 STERICYCLE INC COMMON STOCK 858912108 1148 9850 SH SOLE 0 2955 0 6895 STRATASYS COMMON STOCK M85548101 33934 280953 SH SOLE 0 123617 0 104071 TARGET CORP COMMON STOCK 87612E106 1951 31120 SH SOLE 0 9336 0 21784 TECO ENERGY INC COMMON STOCK 872375100 1854 106700 SH SOLE 0 32010 0 74690 TELEFLEX INC COM COMMON STOCK 879369106 399 3794 SH SOLE 0 1138 0 2656 TEXAS CAPITAL BK 6.50% 9/1/42 SER PREFERRED STOCK 882228307 443 18475 SH SOLE 0 5542 0 12932 THE SOUTHERN COMPANY COMMON STOCK 842587107 1704 39035 SH SOLE 0 11710 0 27324 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 438 3601 SH SOLE 0 1080 0 2521 TIMKEN CO COM COMMON STOCK 887389104 20392 481049 SH SOLE 0 225809 0 214941 TIMKENSTEEL CORP COMMON STOCK 887399103 22420 482244 SH SOLE 0 205287 0 195085 TRACTOR SUPPLY CO COMMON STOCK 892356106 1258 20455 SH SOLE 0 6136 0 14318 TRIBUNE MEDIA CO COMMON STOCK 896047503 1250 18995 SH SOLE 0 5698 0 13296 TYCO INTL LTD COMMON STOCK H89128104 6483 145447 SH SOLE 0 43634 0 101813 UNITED TECHNOLOGIES COMMON STOCK 913017109 643 6086 SH SOLE 0 1826 0 4260 US BANCORP PFD 6% SER G PREFERRED STOCK 902973817 630 23350 SH SOLE 0 7005 0 16345 US BANCORP PFD SERIES F 6.50% PREFERRED STOCK 902973833 2703 94255 SH SOLE 0 28276 0 65978 US CELLULAR CORP 6.95% PFD 05/15/60 PREFERRED STOCK 911684405 2098 82912 SH SOLE 0 24873 0 58038 US SILICA HOLDINGS INC COMMON STOCK 90346E103 277 4439 SH SOLE 0 1332 0 3107 VERISK ANALYTICS INC CL A COMMON STOCK 92345Y106 1126 18500 SH SOLE 0 5550 0 12950 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 2431 48638 SH SOLE 0 14592 0 34047 VISA INC CL A CLASS A COMMON STOCK 92826C839 20797 97467 SH SOLE 0 43384 0 34306 VORNADO REALTY TRUST PFD 6.875% SER PREFERRED STOCK 929042869 5495 207917 SH SOLE 0 62375 0 145542 VORNADO RLTY LP 7.875%39 PINES DUE PREFERRED STOCK 929043602 315 12458 SH SOLE 0 3737 0 8721 WASTE MANAGEMENT INC DEL COMMON STOCK 94106L109 1811 38109 SH SOLE 0 11433 0 26676 WEATHERFORD INTL INC COM COMMON STOCK G48833100 45766 2200307 SH SOLE 0 925467 0 911478 WELLS FARGO & CO 5.85% PFD PREFERRED STOCK 949746556 2044 79760 SH SOLE 0 23928 0 55832 WELLS FARGO & CO NEW COMMON STOCK 949746101 74899 1443981 SH SOLE 0 588722 0 644268 WELLS FARGO & CO NEW DEP SHS REPSTG PREFERRED STOCK 949746747 548 24105 SH SOLE 0 7232 0 16874 WELLS FARGO & CO NEW DEP1/1000PF CL PREFERRED STOCK 949746655 1412 61965 SH SOLE 0 18590 1 43376 WEYERHAEUSER CO COMMON STOCK 962166104 730 22905 SH SOLE 0 6872 0 16034 WEYERHAEUSER CO 6.375% SER A PFD PREFERRED STOCK 962166872 992 18359 SH SOLE 0 5508 2 12851 WILLIAMS PARTNERS LP COMMON STOCK 96950F104 1630 30735 SH SOLE 0 9220 0 21514 WIND ENERGY AMERICA INC COMMON STOCK 973146103 0 30000 SH SOLE 0 9000 0 21000 XCEL ENERGY INC COMMON STOCK 98389B100 424 13950 SH SOLE 0 4185 0 9765