N-PX 1 d374854dnpx.htm FORM N-PX Form N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-07763

 

 

LITMAN GREGORY FUNDS TRUST

(Exact name of registrant as specified in charter)

 

 

2301 Rosecrans Avenue, Suite 2150

El Segundo, California 90245

(Address of principal executive offices)(Zip code)

 

 

Jeffrey K. Seeley

2301 Rosecrans Avenue, Suite 2150

El Segundo, California 90245

(Name and Address of Agent for Service)

 

 

Registrant’s telephone number, including area code: (925) 254-8999

Date of fiscal year end: December 31

Date of reporting period: July 1, 2022 through June 30, 2023

 

 

 


Item 1. Proxy Voting Record.

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023

iMGP Oldfield International Value Fund

 

Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Accept Financial Statements and Statutory Reports    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Approve Remuneration Report    For    Against    Yes    Yes
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Approve Final Dividend    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Elect Adam Crozier as Director    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Re-elect Philip Jansen as Director    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Re-elect Simon Lowth as Director    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Re-elect Adel Al-Saleh as Director    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Re-elect Sir Ian Cheshire as Director    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Re-elect Iain Conn as Director    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Re-elect Isabel Hudson as Director    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Re-elect Matthew Key as Director    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Re-elect Allison Kirkby as Director    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Re-elect Sara Weller as Director    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Reappoint KPMG LLP as Auditors    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Authorise Issue of Equity    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Authorise Market Purchase of Ordinary Shares    For    For    Yes    No
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
BT Group Plc    BT.A    G16612106    14-Jul-22    Management    Authorise UK Political Donations    For    For    Yes    No
easyJet Plc    EZJ    G3030S109    20-Jul-22    Management    Approve Purchase of 56 Airbus A320neo Family Aircraft and Conversion of 18 A320neo Family Aircraft to 18 A2321neo Aircraft    For    For    Yes    No
Alibaba Group Holding Limited    9988    G01719114    30-Sep-22    Management    Elect Director Daniel Yong Zhang    For    For    Yes    No
Alibaba Group Holding Limited    9988    G01719114    30-Sep-22    Management    Elect Director Jerry Yang    For    For    Yes    No
Alibaba Group Holding Limited    9988    G01719114    30-Sep-22    Management    Elect Director Wan Ling Martello    For    For    Yes    No
Alibaba Group Holding Limited    9988    G01719114    30-Sep-22    Management    Elect Director Weijian Shan    For    For    Yes    No
Alibaba Group Holding Limited    9988    G01719114    30-Sep-22    Management    Elect Director Irene Yun-Lien Lee    For    For    Yes    No
Alibaba Group Holding Limited    9988    G01719114    30-Sep-22    Management    Elect Director Albert Kong Ping Ng    For    For    Yes    No
Alibaba Group Holding Limited    9988    G01719114    30-Sep-22    Management    Ratify PricewaterhouseCoopers as Auditors    For    For    Yes    No
Samsung Electronics Co., Ltd.    005930    Y74718100    03-Nov-22    Management    Elect Heo Eun-nyeong as Outside Director    For    For    Yes    No
Samsung Electronics Co., Ltd.    005930    Y74718100    03-Nov-22    Management    Elect Yoo Myeong-hui as Outside Director    For    For    Yes    No
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Accept Financial Statements and Statutory Reports    For    For    Yes    No
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Approve Remuneration Report    For    Against    Yes    Yes
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Re-elect Stephen Hester as Director    For    For    Yes    No
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Re-elect Johan Lundgren as Director    For    Against    Yes    Yes
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Re-elect Kenton Jarvis as Director    For    For    Yes    No
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Re-elect Catherine Bradley as Director    For    For    Yes    No
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Re-elect Sheikh Mansurah Tal-At Mannings as Director    For    Against    Yes    Yes
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Re-elect David Robbie as Director    For    For    Yes    No
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Elect Ryanne van der Eijk as Director    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Elect Harald Eisenacher as Director    For    For    Yes    No
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Elect Detlef Trefzger as Director    For    For    Yes    No
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Reappoint PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes    No
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Authorise UK Political Donations and Expenditure    For    For    Yes    No
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Authorise Issue of Equity    For    Against    Yes    Yes
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Authorise Issue of Equity without Pre-emptive Rights    For    Against    Yes    Yes
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    Against    Yes    Yes
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Authorise Market Purchase of Ordinary Shares    For    For    Yes    No
easyJet Plc    EZJ    G3030S109    09-Feb-23    Management    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Receive Financial Statements and Statutory Reports for Fiscal Year 2021/22 (Non-Voting)            
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Allocation of Income and Dividends of EUR 4.25 per Share    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Management Board Member Roland Busch for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Management Board Member Cedrik Neike for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Management Board Member Matthias Rebellius for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Management Board Member Ralf Thomas for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Management Board Member Judith Wiese for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal Year 2021/22    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Tobias Baeumler for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Harald Kern for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Kasper Roersted for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Grazia Vittadini for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal Year 2021/22    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2022/23    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Remuneration Report    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Elect Werner Brandt to the Supervisory Board    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
Siemens AG    SIE    D69671218    09-Feb-23    Management    Elect Regina Dugan to the Supervisory Board    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Elect Keryn Lee James to the Supervisory Board    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Elect Martina Merz to the Supervisory Board    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Elect Benoit Potier to the Supervisory Board    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Elect Nathalie von Siemens to the Supervisory Board    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Elect Matthias Zachert to the Supervisory Board    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Approve Virtual-Only Shareholder Meetings Until 2025    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    For    For    Yes    No
Siemens AG    SIE    D69671218    09-Feb-23    Management    Amend Articles Re: Registration in the Share Register    For    For    Yes    No
Samsung Electronics Co., Ltd.    005930    Y74718100    15-Mar-23    Management    Approve Financial Statements and Allocation of Income    For    For    Yes    No
Samsung Electronics Co., Ltd.    005930    Y74718100    15-Mar-23    Management    Elect Han Jong-hui as Inside Director    For    For    Yes    No
Samsung Electronics Co., Ltd.    005930    Y74718100    15-Mar-23    Management    Approve Total Remuneration of Inside Directors and Outside Directors    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Open Meeting            
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Elect Chairman of Meeting    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Prepare and Approve List of Shareholders    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Approve Agenda of Meeting    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Designate Inspector(s) of Minutes of Meeting    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Acknowledge Proper Convening of Meeting    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Receive Financial Statements and Statutory Reports            
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Accept Financial Statements and Statutory Reports    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Approve Allocation of Income and Dividends of SEK 5.50 Per Share; Special Dividend of SEK 2.50    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Approve Remuneration Report    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Approve Discharge of Board and President    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Authorize Repurchase of up to 120 Million Class A and/or B Shares and Reissuance of Repurchased Shares    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Authorize Share Repurchase Program    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Approve Issuance of Convertible Capital Instruments Corresponding to a Maximum of 198 Million Shares without Preemptive Rights    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Determine Number of Directors (10)    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Determine Number of Auditors (2)    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Approve Remuneration of Directors in the Amount of SEK 3.75 Million for Chair, SEK 1.1 Million for Vice Chair and SEK 765,000 for Other Directors; Approve Remuneration for Committee Work    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Reelect Jon Fredrik Baksaas as Director    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Reelect Helene Barnekow as Director    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Reelect Stina Bergfors as Director    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Reelect Hans Biorck as Director    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Reelect Par Boman as Director    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Reelect Kerstin Hessius as Director    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Reelect Fredrik Lundberg as Director    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Reelect Ulf Riese as Director    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Reelect Arja Taaveniku as Director    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Reelect Carina Akerstromas Director    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Reelect Par Boman as Board Chairman    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Ratify PricewaterhouseCoopers as Auditors    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Ratify Deloitte as Auditors    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management    For    For    Yes    No
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Shareholder    Amend Bank’s Mainframe Computers Software    None    Against    Yes    Yes
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Shareholder    Approve Formation of Integration Institute    None    Against    Yes    Yes
Svenska Handelsbanken AB    SHB.A    W9112U104    22-Mar-23    Management    Close Meeting            
KT&G Corp.    033780    Y49904108    28-Mar-23    Management    Approve Financial Statements    For    For    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Management    Approve Appropriation of Income (KRW 5,000)    For    For    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Approve Appropriation of Income (KRW 7,867) (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Approve Appropriation of Income (KRW 10,000) (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Amend Articles of Incorporation (Establishment of Compensation Committee) (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Amend Articles of Incorporation (Cancellation of Treasury Shares) (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Amend Articles of Incorporation (Introduction of Quarterly Dividends) (Shareholder Proposal)    None    Against    Yes    Yes
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Amend Articles of Incorporation (Bylaws) (Shareholder Proposal)    None    Against    Yes    Yes
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Approve Cancellation of Treasury Shares (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Approve Acquisition of Treasury Shares (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Management    Approve Maintaining the Size of the Board    For    For    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Approve Increase in the Size of the Board (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Management    Elect Kim Myeong-cheol as Outside Director    For    For    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Management    Elect Ko Yoon-seong as Outside Director    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Elect Lee Su-hyeong as Outside Director (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Elect Kim Doh-rin as Outside Director (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Elect Park Jae-hwan as Outside Director (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Elect Cha Seok-yong as Outside Director (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Elect Hwang Woo-jin as Outside Director (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Management    Elect Kim Myeong-cheol as Outside Director    For    For    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Management    Elect Ko Yoon-seong as Outside Director    For    For    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Management    Elect Lim Il-soon as Outside Director    For    For    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Elect Lee Su-hyeong as Outside Director (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Elect Kim Doh-rin as Outside Director (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Elect Park Jae-hwan as Outside Director (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Elect Cha Seok-yong as Outside Director (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Elect Hwang Woo-jin as Outside Director (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Management    Elect Kim Myeong-cheol as a Member of Audit Committee    For    For    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Management    Elect Ko Yoon-seong as a Member of Audit Committee    For    For    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Elect Lee Su-hyeong as a Member of Audit Committee (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Elect Kim Doh-rin as a Member of Audit Committee (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Elect Cha Seok-yong as a Member of Audit Committee (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Shareholder    Elect Hwang Woo-jin as a Member of Audit Committee (Shareholder Proposal)    Against    Against    Yes    No
KT&G Corp.    033780    Y49904108    28-Mar-23    Management    Approve Total Remuneration of Inside Directors and Outside Directors    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
LG H&H Co., Ltd.    051900    Y5275R100    28-Mar-23    Management    Approve Financial Statements and Allocation of Income    For    For    Yes    No
LG H&H Co., Ltd.    051900    Y5275R100    28-Mar-23    Management    Elect Lee Jeong-ae as Inside Director    For    For    Yes    No
LG H&H Co., Ltd.    051900    Y5275R100    28-Mar-23    Management    Elect Kim Jae-hwan as Outside Director    For    For    Yes    No
LG H&H Co., Ltd.    051900    Y5275R100    28-Mar-23    Management    Elect Kim Jae-hwan as a Member of Audit Committee    For    For    Yes    No
LG H&H Co., Ltd.    051900    Y5275R100    28-Mar-23    Management    Approve Total Remuneration of Inside Directors and Outside Directors    For    For    Yes    No
Bayer AG    BAYN    D0712D163    28-Apr-23    Management    Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.40 per Share for Fiscal Year 2022    For    For    Yes    No
Bayer AG    BAYN    D0712D163    28-Apr-23    Management    Approve Discharge of Management Board for Fiscal Year 2022    For    For    Yes    No
Bayer AG    BAYN    D0712D163    28-Apr-23    Management    Approve Discharge of Supervisory Board for Fiscal Year 2022    For    For    Yes    No
Bayer AG    BAYN    D0712D163    28-Apr-23    Management    Elect Norbert Winkeljohann to the Supervisory Board    For    For    Yes    No
Bayer AG    BAYN    D0712D163    28-Apr-23    Management    Elect Kimberly Mathisen to the Supervisory Board    For    For    Yes    No
Bayer AG    BAYN    D0712D163    28-Apr-23    Management    Approve Remuneration Report    For    Against    Yes    Yes
Bayer AG    BAYN    D0712D163    28-Apr-23    Management    Approve Virtual-Only Shareholder Meetings Until 2025    For    For    Yes    No
Bayer AG    BAYN    D0712D163    28-Apr-23    Management    Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    For    For    Yes    No
Bayer AG    BAYN    D0712D163    28-Apr-23    Management    Ratify Deloitte GmbH as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Reports for the First Half of Fiscal Year 2023    For    For    Yes    No
Bayer AG    BAYN    D0712D163    28-Apr-23    Management    Voting Instructions for Motions or Nominations by Shareholders that are not Made Accessible Before the AGM and that are Made or Amended in the Course of the AGM    None    Against    Yes    Yes
Embraer SA    EMBR3    P3700H201    28-Apr-23    Management    Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2022    For    For    Yes    No
Embraer SA    EMBR3    P3700H201    28-Apr-23    Management    Approve Treatment of Net Loss    For    For    Yes    No
Embraer SA    EMBR3    P3700H201    28-Apr-23    Management    Fix Number of Directors at 11    For    For    Yes    No
Embraer SA    EMBR3    P3700H201    28-Apr-23    Management    Elect Directors    For    For    Yes    No
Embraer SA    EMBR3    P3700H201    28-Apr-23    Management    Elect Fiscal Council Members    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
Embraer SA    EMBR3    P3700H201    28-Apr-23    Management    Approve Remuneration of Company’s Management    For    For    Yes    No
Embraer SA    EMBR3    P3700H201    28-Apr-23    Management    Approve Remuneration of Fiscal Council Members    For    For    Yes    No
Eni SpA    ENI    T3643A145    10-May-23    Management    Accept Financial Statements and Statutory Reports    For    For    Yes    No
Eni SpA    ENI    T3643A145    10-May-23    Management    Approve Allocation of Income    For    For    Yes    No
Eni SpA    ENI    T3643A145    10-May-23    Management    Fix Number of Directors    For    For    Yes    No
Eni SpA    ENI    T3643A145    10-May-23    Management    Fix Board Terms for Directors    For    For    Yes    No
Eni SpA    ENI    T3643A145    10-May-23    Shareholder    Slate Submitted by Ministry of Economy and Finance    None    For    Yes    Yes
Eni SpA    ENI    T3643A145    10-May-23    Shareholder    Slate Submitted by Institutional Investors (Assogestioni)    None    Against    Yes    Yes
Eni SpA    ENI    T3643A145    10-May-23    Shareholder    Elect Giuseppe Zafarana as Board Chair    None    For    Yes    Yes
Eni SpA    ENI    T3643A145    10-May-23    Shareholder    Approve Remuneration of Directors    None    For    Yes    Yes
Eni SpA    ENI    T3643A145    10-May-23    Shareholder    Slate Submitted by Ministry of Economy and Finance    None    For    Yes    Yes
Eni SpA    ENI    T3643A145    10-May-23    Shareholder    Slate Submitted by Institutional Investors (Assogestioni)    None    Against    Yes    Yes
Eni SpA    ENI    T3643A145    10-May-23    Shareholder    Appoint Rosalba Casiraghi as Chairman of Internal Statutory Auditors    None    For    Yes    Yes
Eni SpA    ENI    T3643A145    10-May-23    Shareholder    Approve Internal Auditors’ Remuneration    None    For    Yes    Yes
Eni SpA    ENI    T3643A145    10-May-23    Management    Approve Long Term Incentive Plan 2023-2025    For    For    Yes    No
Eni SpA    ENI    T3643A145    10-May-23    Management    Approve Remuneration Policy    For    For    Yes    No
Eni SpA    ENI    T3643A145    10-May-23    Management    Approve Second Section of the Remuneration Report    For    Against    Yes    Yes
Eni SpA    ENI    T3643A145    10-May-23    Management    Authorize Share Repurchase Program and Reissuance of Repurchased Shares    For    For    Yes    No
Eni SpA    ENI    T3643A145    10-May-23    Management    Authorize Use of Available Reserves for Dividend Distribution    For    For    Yes    No
Eni SpA    ENI    T3643A145    10-May-23    Management    Authorize Reduction and Use of the Reserve Pursuant to Law 342/2000 for Dividend Distribution    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
Eni SpA    ENI    T3643A145    10-May-23    Management    Authorize Cancellation of Treasury Shares without Reduction of Share Capital; Amend Article 5.1    For    For    Yes    No
Eni SpA    ENI    T3643A145    10-May-23    Management    Authorize Cancellation of Repurchased Shares without Reduction of Share Capital; Amend Article 5    For    For    Yes    No
Eni SpA    ENI    T3643A145    10-May-23    Management    Deliberations on Possible Legal Action Against Directors if Presented by Shareholders    None    Against    Yes    Yes
E.ON SE    EOAN    D24914133    17-May-23    Management    Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)            
E.ON SE    EOAN    D24914133    17-May-23    Management    Approve Allocation of Income and Dividends of EUR 0.51 per Share    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Approve Discharge of Management Board for Fiscal Year 2022    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Approve Discharge of Supervisory Board for Fiscal Year 2022    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Ratify KPMG AG as Auditors for Fiscal Year 2023    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Ratify KPMG AG KPMG as Auditors for the Review of Interim Financial Statements for Fiscal Year 2023    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Ratify KPMG AG as Auditors for the Review of Interim Financial Statements for the First Quarter of Fiscal Year 2024    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Approve Remuneration Report    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Approve Increase in Size of Board to 16 Members    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Elect Erich Clementi to the Supervisory Board    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Elect Andreas Schmitz to the Supervisory Board    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Elect Nadege Petit to the Supervisory Board    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Elect Ulrich Grillo to the Supervisory Board    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Elect Deborah Wilkens to the Supervisory Board    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Elect Rolf Schmitz to the Supervisory Board    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Elect Klaus Froehlich to the Supervisory Board    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Elect Anke Groth to the Supervisory Board    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
E.ON SE    EOAN    D24914133    17-May-23    Management    Approve Virtual-Only Shareholder Meetings Until 2025    For    For    Yes    No
E.ON SE    EOAN    D24914133    17-May-23    Management    Amend Articles Re: Participation of Supervisory Board Members in the Virtual Annual General Meeting by Means of Audio and Video Transmission    For    For    Yes    No
Fresenius SE & Co. KGaA    FRE    D27348263    17-May-23    Management    Accept Financial Statements and Statutory Reports for Fiscal Year 2022    For    For    Yes    No
Fresenius SE & Co. KGaA    FRE    D27348263    17-May-23    Management    Approve Allocation of Income and Dividends of EUR 0.92 per Share    For    For    Yes    No
Fresenius SE & Co. KGaA    FRE    D27348263    17-May-23    Management    Approve Discharge of Personally Liable Partner for Fiscal Year 2022    For    For    Yes    No
Fresenius SE & Co. KGaA    FRE    D27348263    17-May-23    Management    Approve Discharge of Supervisory Board for Fiscal Year 2022    For    For    Yes    No
Fresenius SE & Co. KGaA    FRE    D27348263    17-May-23    Management    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Statements    For    For    Yes    No
Fresenius SE & Co. KGaA    FRE    D27348263    17-May-23    Management    Approve Remuneration Report    For    For    Yes    No
Fresenius SE & Co. KGaA    FRE    D27348263    17-May-23    Management    Approve Remuneration Policy    For    For    Yes    No
Fresenius SE & Co. KGaA    FRE    D27348263    17-May-23    Management    Approve Virtual-Only Shareholder Meetings Until 2025    For    For    Yes    No
Fresenius SE & Co. KGaA    FRE    D27348263    17-May-23    Management    Amend Articles Re: Participation of Supervisory Board Members in the Virtual Annual General Meeting by Means of Audio and Video Transmission    For    For    Yes    No
CK Hutchison Holdings Limited    1    G21765105    18-May-23    Management    Accept Financial Statements and Statutory Reports    For    For    Yes    No
CK Hutchison Holdings Limited    1    G21765105    18-May-23    Management    Approve Final Dividend    For    For    Yes    No
CK Hutchison Holdings Limited    1    G21765105    18-May-23    Management    Elect Fok Kin Ning, Canning as Director    For    For    Yes    No
CK Hutchison Holdings Limited    1    G21765105    18-May-23    Management    Elect Kam Hing Lam as Director    For    For    Yes    No
CK Hutchison Holdings Limited    1    G21765105    18-May-23    Management    Elect Chow Kun Chee, Roland as Director    For    For    Yes    No
CK Hutchison Holdings Limited    1    G21765105    18-May-23    Management    Elect Philip Lawrence Kadoorie as Director    For    For    Yes    No
CK Hutchison Holdings Limited    1    G21765105    18-May-23    Management    Elect Lee Yeh Kwong, Charles as Director    For    For    Yes    No
CK Hutchison Holdings Limited    1    G21765105    18-May-23    Management    Elect Paul Joseph Tighe as Director    For    For    Yes    No
CK Hutchison Holdings Limited    1    G21765105    18-May-23    Management    Elect Wong Kwai Lam as Director    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
CK Hutchison Holdings Limited    1    G21765105    18-May-23    Management    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    For    For    Yes    No
CK Hutchison Holdings Limited    1    G21765105    18-May-23    Management    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    For    For    Yes    No
CK Hutchison Holdings Limited    1    G21765105    18-May-23    Management    Authorize Repurchase of Issued Share Capital    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Approve Financial Statements and Statutory Reports    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Approve Allocation of Income and Dividends of EUR 3.56 per Share    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Elect Frederic Oudea as Director    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Approve Compensation Report of Corporate Officers    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Approve Compensation of Serge Weinberg, Chairman of the Board    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Approve Compensation of Paul Hudson, CEO    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Approve Remuneration of Directors in the Aggregate Amount of EUR 2.5 Million    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Approve Remuneration Policy of Directors    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Approve Remuneration Policy of Chairman of the Board    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Approve Remuneration Policy of CEO    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Renew Appointment of PricewaterhouseCoopers Audit as Auditor    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Ratify Change Location of Registered Office to 46, Avenue de la Grande Armee, 75017 Paris and Amend Article 4 of Bylaws Accordingly    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
Sanofi    SAN    F5548N101    25-May-23    Management    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Yes    No
Sanofi    SAN    F5548N101    25-May-23    Management    Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Open Meeting            
EXOR NV    EXO    N3140A107    31-May-23    Management    Receive Board Report (Non-Voting)            
EXOR NV    EXO    N3140A107    31-May-23    Management    Approve Remuneration Report    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Adopt Financial Statements and Statutory Reports    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Receive Explanation on Company’s Dividend Policy            
EXOR NV    EXO    N3140A107    31-May-23    Management    Approve Dividends    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Ratify Deloitte Accountants B.V. as Auditors    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Amend Remuneration Policy    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Approve Discharge of Executive Director    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Approve Discharge of Non-Executive Directors    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Reelect John Elkann as Executive Director    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Elect Nitin Nohria as Non-Executive Director    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Elect Sandra Dembeck as Non-Executive Director    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
EXOR NV    EXO    N3140A107    31-May-23    Management    Elect Tiberto Ruy Brandolini d’Adda as Non-Executive Director    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Reelect Marc Bolland as Non-Executive Director    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Reelect Melissa Bethell as Non-Executive Director    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Reelect Laurence Debroux as Non-Executive Director    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Reelect Axel Dumas as Non-Executive Director    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Reelect Ginevra Elkann as Non-Executive Director    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Reelect Alessandro Nasi as Non-Executive Director    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Authorize Repurchase of Shares    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Approve Cancellation of Repurchased Shares    For    For    Yes    No
EXOR NV    EXO    N3140A107    31-May-23    Management    Close Meeting            
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Approve Allocation of Income, with a Final Dividend of JPY 50    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Elect Director Tomita, Tetsuro    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Elect Director Fukasawa, Yuji    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Elect Director Kise, Yoichi    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Elect Director Ise, Katsumi    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Elect Director Watari, Chiharu    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Elect Director Ito, Atsuko    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Elect Director Suzuki, Hitoshi    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Elect Director Ito, Motoshige    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Elect Director Amano, Reiko    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Elect Director Kawamoto, Hiroko    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Elect Director Iwamoto, Toshio    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Elect Director and Audit Committee Member Kinoshita, Takashi    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Elect Director and Audit Committee Member Ogata, Masaki    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Elect Director and Audit Committee Member Mori, Kimitaka    For    Against    Yes    Yes
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Elect Director and Audit Committee Member Koike, Hiroshi    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members    For    For    Yes    No
East Japan Railway Co.    9020    J1257M109    22-Jun-23    Management    Approve Compensation Ceiling for Directors Who Are Audit Committee Members    For    For    Yes    No
Mitsubishi Heavy Industries, Ltd.    7011    J44002178    29-Jun-23    Management    Approve Allocation of Income, with a Final Dividend of JPY 70    For    For    Yes    No
Mitsubishi Heavy Industries, Ltd.    7011    J44002178    29-Jun-23    Management    Elect Director Miyanaga, Shunichi    For    For    Yes    No
Mitsubishi Heavy Industries, Ltd.    7011    J44002178    29-Jun-23    Management    Elect Director Izumisawa, Seiji    For    For    Yes    No
Mitsubishi Heavy Industries, Ltd.    7011    J44002178    29-Jun-23    Management    Elect Director Kaguchi, Hitoshi    For    For    Yes    No
Mitsubishi Heavy Industries, Ltd.    7011    J44002178    29-Jun-23    Management    Elect Director Kozawa, Hisato    For    For    Yes    No
Mitsubishi Heavy Industries, Ltd.    7011    J44002178    29-Jun-23    Management    Elect Director Kobayashi, Ken    For    For    Yes    No
Mitsubishi Heavy Industries, Ltd.    7011    J44002178    29-Jun-23    Management    Elect Director Hirano, Nobuyuki    For    For    Yes    No
Mitsubishi Heavy Industries, Ltd.    7011    J44002178    29-Jun-23    Management    Elect Director Furusawa, Mitsuhiro    For    For    Yes    No
Mitsubishi Heavy Industries, Ltd.    7011    J44002178    29-Jun-23    Management    Elect Director and Audit Committee Member Tokunaga, Setsuo    For    For    Yes    No
Mitsubishi Heavy Industries, Ltd.    7011    J44002178    29-Jun-23    Management    Elect Director and Audit Committee Member Unora, Hiro    For    For    Yes    No
Mitsubishi Heavy Industries, Ltd.    7011    J44002178    29-Jun-23    Management    Elect Director and Audit Committee Member Morikawa, Noriko    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote
Against
Management
Mitsubishi Heavy Industries, Ltd.    7011    J44002178    29-Jun-23    Management    Elect Director and Audit Committee Member Ii, Masako    For    For    Yes    No
Mitsubishi Heavy Industries, Ltd.    7011    J44002178    29-Jun-23    Management    Elect Alternate Director and Audit Committee Member Oka, Nobuhiro    For    For    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Approve Allocation of Income, with a Final Dividend of JPY 16    For    For    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Elect Director Fujii, Mariko    For    For    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Elect Director Honda, Keiko    For    For    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Elect Director Kato, Kaoru    For    For    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Elect Director Kuwabara, Satoko    For    For    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Elect Director Nomoto, Hirofumi    For    Against    Yes    Yes
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Elect Director David A. Sneider    For    For    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Elect Director Tsuji, Koichi    For    For    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Elect Director Tarisa Watanagase    For    For    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Elect Director Miyanaga, Kenichi    For    For    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Elect Director Shinke, Ryoichi    For    For    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Elect Director Mike, Kanetsugu    For    Against    Yes    Yes
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Elect Director Kamezawa, Hironori    For    Against    Yes    Yes
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Elect Director Nagashima, Iwao    For    For    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Elect Director Hanzawa, Junichi    For    For    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Management    Elect Director Kobayashi, Makoto    For    For    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Shareholder    Amend Articles to Disclose Transition Plan to Align Lending and Investment Portfolios with Goals of Paris Agreement    Against    Against    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Shareholder    Amend Articles to Prohibit Transactions with Defamatory Companies    Against    Against    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Shareholder    Amend Articles to Carefully Carry Out Transactions with Male-Dominated Companies    Against    Against    Yes    No
Mitsubishi UFJ Financial Group, Inc.    8306    J44497105    29-Jun-23    Shareholder    Amend Articles to Prohibit Deletion of IR Contents from Company Websites    Against    Against    Yes    No


PROXY VOTING RECORD

FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023

iMGP International Fund

 

Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

Prosus NV    PRX    N7163R103    8/24/2022    Management    2    Approve Remuneration Report    Yes    For    No
Prosus NV    PRX    N7163R103    8/24/2022    Management    3    Adopt Financial Statements    Yes    For    No
Prosus NV    PRX    N7163R103    8/24/2022    Management    4    Approve Allocation of Income    Yes    For    No
Prosus NV    PRX    N7163R103    8/24/2022    Management    5    Approve Discharge of Executive Directors    Yes    For    No
Prosus NV    PRX    N7163R103    8/24/2022    Management    6    Approve Discharge of Non-Executive Directors    Yes    For    No
Prosus NV    PRX    N7163R103    8/24/2022    Management    7    Approve Remuneration Policy for Executive and Non-Executive Directors    Yes    For    No
Prosus NV    PRX    N7163R103    8/24/2022    Management    8    Elect Sharmistha Dubey as Non-Executive Director    Yes    For    No
Prosus NV    PRX    N7163R103    8/24/2022    Management    9.1    Reelect JP Bekker as Non-Executive Director    Yes    For    No
Prosus NV    PRX    N7163R103    8/24/2022    Management    9.2    Reelect D Meyer as Non-Executive Director    Yes    For    No
Prosus NV    PRX    N7163R103    8/24/2022    Management    9.3    Reelect SJZ Pacak as Non-Executive Director    Yes    For    No
Prosus NV    PRX    N7163R103    8/24/2022    Management    9.4    Reelect JDT Stofberg as Non-Executive Director    Yes    For    No
Prosus NV    PRX    N7163R103    8/24/2022    Management    10    Ratify Deloitte Accountants B.V. as Auditors    Yes    For    No
Prosus NV    PRX    N7163R103    8/24/2022    Management    11    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights    Yes    For    No
Prosus NV    PRX    N7163R103    8/24/2022    Management    12    Authorize Repurchase of Shares    Yes    For    No
Prosus NV    PRX    N7163R103    8/24/2022    Management    13    Approve Reduction in Share Capital Through Cancellation of Shares    Yes    For    No
Credit Suisse Group AG    CSGN    H3698D419    11/23/2022    Management    1    Approve CHF 18.5 Million Share Capital Increase without Preemptive Rights for Private Placement    Yes    For    No
Credit Suisse Group AG    CSGN    H3698D419    11/23/2022    Management    2    Approve CHF 70.7 Million Ordinary Share Capital Increase with Preemptive Rights    Yes    For    No
Credit Suisse Group AG    CSGN    H3698D419    11/23/2022    Management    3.1    Additional Voting Instructions - Shareholder Proposals (Voting)    Yes    Against    Yes
Credit Suisse Group AG    CSGN    H3698D419    11/23/2022    Management    3.2    Additional Voting Instructions - Board of Directors Proposals (Voting)    Yes    Against    Yes
NAVER Corp.    035420    Y62579100    3/22/2023    Management    1    Approve Financial Statements and Allocation of Income    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

NAVER Corp.    035420    Y62579100    3/22/2023    Management    2    Elect Byeon Dae-gyu as Non-Independent Non-Executive Director    Yes    Against    Yes
NAVER Corp.    035420    Y62579100    3/22/2023    Management    3    Approve Total Remuneration of Inside Directors and Outside Directors    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    1.1    Accept Financial Statements and Statutory Reports    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    1.2    Approve Remuneration Report    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    2    Approve Allocation of Income and Dividends of CHF 2.60 per Share    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    3    Approve Discharge of Board and Senior Management    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    4.1    Approve Remuneration of Board of Directors in the Amount of CHF 3.6 Million from 2023 AGM Until 2024 AGM    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    4.2.1    Approve Variable Cash-Based Remuneration of Executive Committee in the Amount of CHF 13.1 Million for Fiscal Year 2022    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    4.2.2    Approve Variable Share-Based Remuneration of Executive Committee in the Amount of CHF 13.1 Million for Fiscal Year 2023    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    4.2.3    Approve Fixed Remuneration of Executive Committee in the Amount of CHF 10.1 Million for Fiscal Year 2024    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    5.1.1    Reelect Romeo Lacher as Director    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    5.1.2    Reelect Gilbert Achermann as Director    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    5.1.3    Reelect Richard Campbell-Breeden as Director    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    5.1.4    Reelect David Nicol as Director    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    5.1.5    Reelect Kathryn Shih as Director    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    5.1.6    Reelect Tomas Muina as Director    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    5.1.7    Reelect Eunice Zehnder-Lai as Director    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    5.1.8    Reelect Olga Zoutendijk as Director    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    5.2    Elect Juerg Hunziker as Director    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    5.3    Reelect Romeo Lacher as Board Chair    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    5.4.1    Reappoint Gilbert Achermann as Member of the Nomination and Compensation Committee    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    5.4.2    Reappoint Richard Campbell-Breeden as Member of the Nomination and Compensation Committee    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    5.4.3    Reappoint Kathryn Shih as Member of the Nomination and Compensation Committee    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    5.4.4    Reappoint Eunice Zehnder-Lai as Member of the Nomination and Compensation Committee    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    6    Ratify KPMG AG as Auditors    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    7    Designate Marc Nater as Independent Proxy    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    8    Approve CHF 155,989.20 Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    9.1    Amend Articles Re: Shares and Share Register    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    9.2    Amend Articles Re: Restriction on Share Transferability    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    9.3    Amend Articles Re: General Meetings (Incl. Approval of Hybrid Shareholder Meetings)    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    9.4    Approve Virtual-Only Shareholder Meetings    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    9.5    Amend Articles Re: Board of Directors; Compensation; External Mandates for Members of the Board of Directors and Executive Committee    Yes    For    No
Julius Baer Gruppe AG    BAER    H4414N103    4/13/2023    Management    10    Transact Other Business (Voting)    Yes    Against    Yes
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    2.b    Adopt Financial Statements    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    2.c    Approve Dividends of EUR 0.36 Per Share    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    2.d    Approve Discharge of Directors    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    3.a    Approve Remuneration Report    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    3.b    Approve Plan to Grant Rights to Subscribe for Common Shares to Executive Directors under Equity Incentive Plans    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    4.a    Reelect Suzanne Heywood as Executive Director    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    4.b    Reelect Scott W. Wine as Executive Director    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    4.c    Reelect Howard W. Buffett as Non-Executive Director    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    4.d    Reelect Karen Linehan as Non-Executive Director    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    4.e    Reelect Alessandro Nasi as Non-Executive Director    Yes    Against    Yes
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    4.f    Reelect Vagn Sorensen as Non-Executive Director    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    4.g    Reelect Asa Tamsons as Non-Executive Director    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    4.h    Elect Elizabeth Bastoni as Non-Executive Director    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    4.i    Elect Richard J. Kramer as Non-Executive Director    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    5.a    Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    5.b    Authorize Board to Exclude Preemptive Rights from Share Issuances    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    5.c    Grant Board Authority to Issue Special Voting Shares Up to 10 Percent of Issued Capital    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    5.d    Authorize Repurchase of Up to 10 Percent of Issued Capital    Yes    For    No
CNH Industrial NV    CNHI    N20944109    4/14/2023    Management    6    Ratify Deloitte Accountants B.V. as Auditors    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    1    Approve Financial Statements and Statutory Reports    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    2    Approve Consolidated Financial Statements and Statutory Reports    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    3    Approve Allocation of Income and Dividends of EUR 14 per Share    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    4    Approve Compensation Report of Corporate Officers    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    5    Approve Compensation of Francois-Henri Pinault, Chairman and CEO    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    6    Approve Compensation of Jean-Francois Palus, Vice-CEO    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    7    Approve Remuneration Policy of Executive Corporate Officers    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    8    Approve Remuneration Policy of Directors    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

Kering SA    KER    F5433L103    4/27/2023    Management    9    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    10    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    11    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    12    Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    13    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    14    Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 50 Million    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    15    Authorize Board to Set Issue Price for 5 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 13 and 14    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    16    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11, 13 and 14    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    17    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    18    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    19    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees and Corporate Officers of International Subsidiaries    Yes    For    No
Kering SA    KER    F5433L103    4/27/2023    Management    20    Authorize Filing of Required Documents/Other Formalities    Yes    For    No
Bayer AG    BAYN    D0712D163    4/28/2023    Management    1    Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.40 per Share for Fiscal Year 2022    Yes    For    No
Bayer AG    BAYN    D0712D163    4/28/2023    Management    2    Approve Discharge of Management Board for Fiscal Year 2022    Yes    For    No
Bayer AG    BAYN    D0712D163    4/28/2023    Management    3    Approve Discharge of Supervisory Board for Fiscal Year 2022    Yes    For    No
Bayer AG    BAYN    D0712D163    4/28/2023    Management    4.1    Elect Norbert Winkeljohann to the Supervisory Board    Yes    For    No
Bayer AG    BAYN    D0712D163    4/28/2023    Management    4.2    Elect Kimberly Mathisen to the Supervisory Board    Yes    For    No
Bayer AG    BAYN    D0712D163    4/28/2023    Management    5    Approve Remuneration Report    Yes    For    No
Bayer AG    BAYN    D0712D163    4/28/2023    Management    6    Approve Virtual-Only Shareholder Meetings Until 2025    Yes    For    No
Bayer AG    BAYN    D0712D163    4/28/2023    Management    7    Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

Bayer AG    BAYN    D0712D163    4/28/2023    Management    8    Ratify Deloitte GmbH as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Reports for the First Half of Fiscal Year 2023    Yes    For    No
Bayer AG    BAYN    D0712D163    4/28/2023    Management    9    Voting Instructions for Motions or Nominations by Shareholders that are not Made Accessible Before the AGM and that are Made or Amended in the Course of the AGM    Yes    Against    No
Mercedes-Benz Group AG    MBG    D1668R123    5/3/2023    Management    2    Approve Allocation of Income and Dividends of EUR 5.20 per Share    Yes    For    No
Mercedes-Benz Group AG    MBG    D1668R123    5/3/2023    Management    3    Approve Discharge of Management Board for Fiscal Year 2022    Yes    For    No
Mercedes-Benz Group AG    MBG    D1668R123    5/3/2023    Management    4    Approve Discharge of Supervisory Board for Fiscal Year 2022    Yes    For    No
Mercedes-Benz Group AG    MBG    D1668R123    5/3/2023    Management    5.1    Ratify KPMG AG as Auditors for Fiscal Year 2023    Yes    For    No
Mercedes-Benz Group AG    MBG    D1668R123    5/3/2023    Management    5.2    Ratify PricewaterhouseCoopers GmbH as Auditors for the 2024 Interim Financial Statements until the 2024 AGM    Yes    For    No
Mercedes-Benz Group AG    MBG    D1668R123    5/3/2023    Management    5.3    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2024 and for the Review of Interim Financial Statements after the 2024 AGM    Yes    For    No
Mercedes-Benz Group AG    MBG    D1668R123    5/3/2023    Management    6    Elect Stefan Pierer to the Supervisory Board    Yes    For    No
Mercedes-Benz Group AG    MBG    D1668R123    5/3/2023    Management    7    Approve Remuneration of Supervisory Board    Yes    For    No
Mercedes-Benz Group AG    MBG    D1668R123    5/3/2023    Management    8    Approve Remuneration Policy    Yes    For    No
Mercedes-Benz Group AG    MBG    D1668R123    5/3/2023    Management    9    Approve Remuneration Report    Yes    For    No
Mercedes-Benz Group AG    MBG    D1668R123    5/3/2023    Management    10    Approve Creation of EUR 1 Billion Pool of Authorized Capital with or without Exclusion of Preemptive Rights    Yes    For    No
Mercedes-Benz Group AG    MBG    D1668R123    5/3/2023    Management    11    Approve Virtual-Only Shareholder Meetings Until 2025    Yes    For    No
Mercedes-Benz Group AG    MBG    D1668R123    5/3/2023    Management    12    Amend Articles Re: Participation of Supervisory Board Members in the Virtual Annual General Meeting by Means of Audio and Video Transmission    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    2    Approve Allocation of Income and Dividends of EUR 11.40 per Share    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    3.1    Approve Discharge of Management Board Member Oliver Baete for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    3.2    Approve Discharge of Management Board Member Sergio Balbinot for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    3.3    Approve Discharge of Management Board Member Sirma Boshnakova for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    3.4    Approve Discharge of Management Board Member Barbara Karuth-Zelle for Fiscal Year 2022    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

Allianz SE    ALV    D03080112    5/4/2023    Management    3.5    Approve Discharge of Management Board Member Klaus-Peter Roehler for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    3.6    Approve Discharge of Management Board Member Ivan de la Sota for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    3.7    Approve Discharge of Management Board Member Giulio Terzariol for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    3.8    Approve Discharge of Management Board Member Guenther Thallinger for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    3.9    Approve Discharge of Management Board Member Christopher Townsend for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    3.10    Approve Discharge of Management Board Member Renate Wagner for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    3.11    Approve Discharge of Management Board Member Andreas Wimmer for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    4.1    Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    4.2    Approve Discharge of Supervisory Board Member Gabriele Burkhardt-Berg for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    4.3    Approve Discharge of Supervisory Board Member Herbert Hainer for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    4.4    Approve Discharge of Supervisory Board Member Sophie Boissard for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    4.5    Approve Discharge of Supervisory Board Member Christine Bosse for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    4.6    Approve Discharge of Supervisory Board Member Rashmy Chatterjee for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    4.7    Approve Discharge of Supervisory Board Member Friedrich Eichiner for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    4.8    Approve Discharge of Supervisory Board Member Jean-Claude Le Goaer for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    4.9    Approve Discharge of Supervisory Board Member Martina Grundler for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    4.10    Approve Discharge of Supervisory Board Member Godfrey Hayward for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    4.11    Approve Discharge of Supervisory Board Member Frank Kirsch for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    4.12    Approve Discharge of Supervisory Board Member Juergen Lawrenz for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    4.13    Approve Discharge of Supervisory Board Member Primiano Di Paolo for Fiscal Year 2022    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

Allianz SE    ALV    D03080112    5/4/2023    Management    4.14    Approve Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal Year 2022    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    5    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Statements for the First Half of Fiscal Year 2023    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    6    Approve Remuneration Report    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    7    Approve Remuneration of Supervisory Board    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    8    Approve Virtual-Only Shareholder Meetings Until 2025    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    9    Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    Yes    For    No
Allianz SE    ALV    D03080112    5/4/2023    Management    10    Amend Article Re: Location of Annual Meeting    Yes    For    No
SAP SE    SAP    D66992104    5/11/2023    Management    2    Approve Allocation of Income and Dividends of EUR 2.05 per Share    Yes    For    No
SAP SE    SAP    D66992104    5/11/2023    Management    3    Approve Discharge of Management Board for Fiscal Year 2022    Yes    For    No
SAP SE    SAP    D66992104    5/11/2023    Management    4    Approve Discharge of Supervisory Board for Fiscal Year 2022    Yes    For    No
SAP SE    SAP    D66992104    5/11/2023    Management    5    Approve Remuneration Report    Yes    For    No
SAP SE    SAP    D66992104    5/11/2023    Management    6    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    Yes    For    No
SAP SE    SAP    D66992104    5/11/2023    Management    7    Authorize Use of Financial Derivatives when Repurchasing Shares    Yes    For    No
SAP SE    SAP    D66992104    5/11/2023    Management    8.1    Elect Jennifer Xin-Zhe Li to the Supervisory Board    Yes    For    No
SAP SE    SAP    D66992104    5/11/2023    Management    8.2    Elect Qi Lu to the Supervisory Board    Yes    For    No
SAP SE    SAP    D66992104    5/11/2023    Management    8.3    Elect Punit Renjen to the Supervisory Board    Yes    For    No
SAP SE    SAP    D66992104    5/11/2023    Management    9    Approve Remuneration Policy for the Management Board    Yes    For    No
SAP SE    SAP    D66992104    5/11/2023    Management    10    Approve Remuneration Policy for the Supervisory Board    Yes    For    No
SAP SE    SAP    D66992104    5/11/2023    Management    11.1    Approve Virtual-Only Shareholder Meetings Until 2025    Yes    For    No
SAP SE    SAP    D66992104    5/11/2023    Management    11.2    Amend Articles Re: Participation of Supervisory Board Members in the Virtual Annual General Meeting by Means of Audio and Video Transmission    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    1    Approve Financial Statements and Statutory Reports    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    2    Approve Consolidated Financial Statements and Statutory Reports    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    3    Approve Allocation of Income and Dividends of EUR 3.90 per Share    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    4    Approve Auditors’ Special Report on Related-Party Transactions    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    5    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    6    Reelect Jean Lemierre as Director    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    7    Reelect Jacques Aschenbroich as Director    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    8    Reelect Monique Cohen as Director    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    9    Reelect Daniela Schwarzer as Director    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    10    Approve Remuneration Policy of Directors    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    11    Approve Remuneration Policy of Chairman of the Board    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    12    Approve Remuneration Policy of CEO and Vice-CEOs    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    13    Approve Compensation Report of Corporate Officers    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    14    Approve Compensation of Jean Lemierre, Chairman of the Board    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    15    Approve Compensation of Jean-Laurent Bonnafe, CEO    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    16    Approve Compensation of Yann Gerardin, Vice-CEO    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    17    Approve Compensation of Thierry Laborde, Vice-CEO    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    18    Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    19    Approve Issuance of Super-Subordinated Contigent Convertible Bonds without Preemptive Rights for Private Placements, up to 10 Percent of Issued Capital    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    20    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    21    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    22    Amend Article 14 of Bylaws Re: Age Limit of Chairman of the Board    Yes    For    No
BNP Paribas SA    BNP    F1058Q238    5/16/2023    Management    23    Authorize Filing of Required Documents/Other Formalities    Yes    For    No
Fresenius SE & Co. KGaA    FRE    D27348263    5/17/2023    Management    1    Accept Financial Statements and Statutory Reports for Fiscal Year 2022    Yes    For    No
Fresenius SE & Co. KGaA    FRE    D27348263    5/17/2023    Management    2    Approve Allocation of Income and Dividends of EUR 0.92 per Share    Yes    For    No
Fresenius SE & Co. KGaA    FRE    D27348263    5/17/2023    Management    3    Approve Discharge of Personally Liable Partner for Fiscal Year 2022    Yes    For    No
Fresenius SE & Co. KGaA    FRE    D27348263    5/17/2023    Management    4    Approve Discharge of Supervisory Board for Fiscal Year 2022    Yes    For    No
Fresenius SE & Co. KGaA    FRE    D27348263    5/17/2023    Management    5    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Statements    Yes    For    No
Fresenius SE & Co. KGaA    FRE    D27348263    5/17/2023    Management    6    Approve Remuneration Report    Yes    For    No
Fresenius SE & Co. KGaA    FRE    D27348263    5/17/2023    Management    7    Approve Remuneration Policy    Yes    For    No
Fresenius SE & Co. KGaA    FRE    D27348263    5/17/2023    Management    8    Approve Virtual-Only Shareholder Meetings Until 2025    Yes    For    No
Fresenius SE & Co. KGaA    FRE    D27348263    5/17/2023    Management    9    Amend Articles Re: Participation of Supervisory Board Members in the Virtual Annual General Meeting by Means of Audio and Video Transmission    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    1    Accept Financial Statements and Statutory Reports    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    2    Elect Cathy Turner as Director    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    3    Elect Scott Wheway as Director    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    4    Re-elect Robin Budenberg as Director    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    5    Re-elect Charlie Nunn as Director    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    6    Re-elect William Chalmers as Director    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    7    Re-elect Alan Dickinson as Director    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    8    Re-elect Sarah Legg as Director    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    9    Re-elect Lord Lupton as Director    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    10    Re-elect Amanda Mackenzie as Director    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    11    Re-elect Harmeen Mehta as Director    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    12    Re-elect Catherine Woods as Director    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    13    Approve Remuneration Policy    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    14    Approve Remuneration Report    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    15    Approve Final Dividend    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    16    Reappoint Deloitte LLP as Auditors    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    17    Authorise the Audit Committee to Fix Remuneration of Auditors    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    18    Approve Long-Term Incentive Plan    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    19    Authorise UK Political Donations and Expenditure    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    20    Authorise Issue of Equity    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    21    Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    22    Authorise Issue of Equity without Pre-emptive Rights    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    23    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    24    Authorise Issue of Equity without Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    25    Authorise Market Purchase of Ordinary Shares    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    26    Authorise Market Purchase of Preference Shares    Yes    For    No
Lloyds Banking Group Plc    LLOY    G5533W248    5/18/2023    Management    27    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    1    Accept Financial Statements and Statutory Reports    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

Glencore Plc    GLEN    G39420107    5/26/2023    Management    2    Approve Reduction of Capital Contribution Reserves    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    3    Re-elect Kalidas Madhavpeddi as Director    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    4    Re-elect Gary Nagle as Director    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    5    Re-elect Peter Coates as Director    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    6    Re-elect Martin Gilbert as Director    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    7    Re-elect Gill Marcus as Director    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    8    Re-elect Cynthia Carroll as Director    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    9    Re-elect David Wormsley as Director    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    10    Elect Liz Hewitt as Director    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    11    Reappoint Deloitte LLP as Auditors    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    12    Authorise the Audit Committee to Fix Remuneration of Auditors    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    13    Approve 2022 Climate Report    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    14    Approve Remuneration Report    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    15    Authorise Issue of Equity    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    16    Authorise Issue of Equity without Pre-emptive Rights    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    17    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Management    18    Authorise Market Purchase of Ordinary Shares    Yes    For    No
Glencore Plc    GLEN    G39420107    5/26/2023    Shareholder    19    Resolution in Respect of the Next Climate Action Transition Plan    Yes    Against    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    2.b    Approve Remuneration Report    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    2.c    Adopt Financial Statements and Statutory Reports    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

EXOR NV    EXO    N3140A107    5/31/2023    Management    2.e    Approve Dividends    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    3.a    Ratify Deloitte Accountants B.V. as Auditors    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    3.b    Amend Remuneration Policy    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    4.a    Approve Discharge of Executive Director    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    4.b    Approve Discharge of Non-Executive Directors    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    5.a    Reelect John Elkann as Executive Director    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    6.a    Elect Nitin Nohria as Non-Executive Director    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    6.b    Elect Sandra Dembeck as Non-Executive Director    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    6.c    Elect Tiberto Ruy Brandolini d’Adda as Non-Executive Director    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    6.d    Reelect Marc Bolland as Non-Executive Director    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    6.e    Reelect Melissa Bethell as Non-Executive Director    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    6.f    Reelect Laurence Debroux as Non-Executive Director    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    6.g    Reelect Axel Dumas as Non-Executive Director    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    6.h    Reelect Ginevra Elkann as Non-Executive Director    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    6.i    Reelect Alessandro Nasi as Non-Executive Director    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    7.a    Authorize Repurchase of Shares    Yes    For    No
EXOR NV    EXO    N3140A107    5/31/2023    Management    7.b    Approve Cancellation of Repurchased Shares    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    1    Approve Financial Statements and Statutory Reports    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    2    Approve Consolidated Financial Statements and Statutory Reports    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    3    Approve Allocation of Income and Absence of Dividends    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

Worldline SA    WLN    F9867T103    6/8/2023    Management    4    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    5    Reelect Bernard Bourigeaud as Director    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    6    Reelect Gilles Grapinet as Director    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    7    Reelect Gilles Arditti as Director    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    8    Reelect Aldo Cardoso as Director    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    9    Reelect Giulia Fitzpatrick as Director    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    10    Reelect Thierry Sommelet as Director    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    11    Approve Compensation Report of Corporate Officers    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    12    Approve Compensation of Bernard Bourigeaud, Chairman of the Board    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    13    Approve Compensation of Gilles Grapinet, CEO    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    14    Approve Compensation of Marc-Henri Desportes, Vice-CEO    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    15    Approve Remuneration Policy of Chairman of the Board    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    16    Approve Remuneration Policy of CEO    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    17    Approve Remuneration Policy of Vice-CEO    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    18    Approve Remuneration Policy of Non-Executive Directors    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    19    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    20    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    21    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights Up to 50 Percent of Issued Capital    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    22    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights With a Binding Priority Right Up to 10 Percent of Issued Capital    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    23    Approve Issuance of Equity or Equity-Linked Securities for Up to 10 Percent of Issued Capital Per Year for Private Placements    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

Worldline SA    WLN    F9867T103    6/8/2023    Management    24    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 21-23    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    25    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    26    Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    27    Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 270,000    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    28    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    29    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees and Corporate Officers of International Subsidiaries    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    30    Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    31    Authorize up to 0.7 Percent of Issued Capital for Use in Restricted Stock Plans With Performance Conditions Attached    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    32    Amend Article 19 of Bylaws Re: Age Limit of Chairman of the Board    Yes    For    No
Worldline SA    WLN    F9867T103    6/8/2023    Management    33    Authorize Filing of Required Documents/Other Formalities    Yes    For    No
Amadeus IT Group SA    AMS    E04648114    6/20/2023    Management    1    Approve Consolidated and Standalone Financial Statements    Yes    For    No
Amadeus IT Group SA    AMS    E04648114    6/20/2023    Management    2    Approve Non-Financial Information Statement    Yes    For    No
Amadeus IT Group SA    AMS    E04648114    6/20/2023    Management    3    Advisory Vote on Remuneration Report    Yes    For    No
Amadeus IT Group SA    AMS    E04648114    6/20/2023    Management    4    Approve Allocation of Income and Dividends    Yes    For    No
Amadeus IT Group SA    AMS    E04648114    6/20/2023    Management    5    Approve Discharge of Board    Yes    For    No
Amadeus IT Group SA    AMS    E04648114    6/20/2023    Management    6.1    Elect Frits Dirk van Paasschen as Director    Yes    For    No
Amadeus IT Group SA    AMS    E04648114    6/20/2023    Management    6.2    Reelect William Connelly as Director    Yes    For    No
Amadeus IT Group SA    AMS    E04648114    6/20/2023    Management    6.3    Reelect Luis Maroto Camino as Director    Yes    For    No
Amadeus IT Group SA    AMS    E04648114    6/20/2023    Management    6.4    Reelect Pilar Garcia Ceballos-Zuniga as Director    Yes    For    No
Amadeus IT Group SA    AMS    E04648114    6/20/2023    Management    6.5    Reelect Stephan Gemkow as Director    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

Amadeus IT Group SA    AMS    E04648114    6/20/2023    Management    6.6    Reelect Peter Kuerpick as Director    Yes    For    No
Amadeus IT Group SA    AMS    E04648114    6/20/2023    Management    6.7    Reelect Xiaoqun Clever as Director    Yes    For    No
Amadeus IT Group SA    AMS    E04648114    6/20/2023    Management    7    Approve Remuneration of Directors    Yes    For    No
Amadeus IT Group SA    AMS    E04648114    6/20/2023    Management    8    Authorize Board to Ratify and Execute Approved Resolutions    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    2    Approve Allocation of Income and Dividends of EUR 1.30 per Share    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    3.1    Approve Discharge of Management Board Member Martin Daum for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    3.2    Approve Discharge of Management Board Member Jochen Goetz for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    3.3    Approve Discharge of Management Board Member Karl Deppen for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    3.4    Approve Discharge of Management Board Member Andreas Gorbach for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    3.5    Approve Discharge of Management Board Member Juergen Hartwig for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    3.6    Approve Discharge of Management Board Member John O’Leary for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    3.7    Approve Discharge of Management Board Member Karin Radstroem for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    3.8    Approve Discharge of Management Board Member Stephan Unger for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.1    Approve Discharge of Supervisory Board Member Joe Kaeser for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.2    Approve Discharge of Supervisory Board Member Michael Brecht for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.3    Approve Discharge of Supervisory Board Member Michael Brosnan for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.4    Approve Discharge of Supervisory Board Member Bruno Buschbacher for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.5    Approve Discharge of Supervisory Board Member Raymond Curry (from Nov. 22, 2022) for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.6    Approve Discharge of Supervisory Board Member Harald Dorn (until Nov. 22, 2022) for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.7    Approve Discharge of Supervisory Board Member Jacques Esculier for Fiscal Year 2022    Yes    For    No


Issuer Name

  

Ticker

  

Primary
CUSIP

  

Shareholder
Meeting
Date

  

Proponent

  

Proposal
Number

  

Brief Description of the
Matter

  

Did Firm
Cast a
Vote?

  

How Did
Firm
Vote?
(e.g., For,
Against,
Abstain)

  

Was the
Firm Vote
FOR or
AGAINST
Management?

Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.8    Approve Discharge of Supervisory Board Member Akihiro Eto for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.9    Approve Discharge of Supervisory Board Member Laura Ipsen for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.10    Approve Discharge of Supervisory Board Member Renata Bruengger for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.11    Approve Discharge of Supervisory Board Member Carmen Klitzsch-Mueller for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.12    Approve Discharge of Supervisory Board Member Joerg Koehlinger for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.13    Approve Discharge of Supervisory Board Member John Krafcik for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.14    Approve Discharge of Supervisory Board Member Joerg Lorz for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.15    Approve Discharge of Supervisory Board Member Claudia Peter (until Nov. 22, 2022) for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.16    Approve Discharge of Supervisory Board Member Andrea Reith for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.17    Approve Discharge of Supervisory Board Member Martin Richenhagen for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.18    Approve Discharge of Supervisory Board Member Andrea Seidel (from Nov. 22, 2022) for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.19    Approve Discharge of Supervisory Board Member Marie Wieck for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.20    Approve Discharge of Supervisory Board Member Harald Wilhelm for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.21    Approve Discharge of Supervisory Board Member Roman Zitzelsberger for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    4.22    Approve Discharge of Supervisory Board Member Thomas Zwick for Fiscal Year 2022    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    5.1    Ratify KPMG AG as Auditors for Fiscal Year 2023    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    5.2    Ratify KPMG AG as Auditors for a Review of Interim Financial Statements for Fiscal Year 2024 until the Next AGM    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    6    Approve Remuneration Policy    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    7    Approve Remuneration Report    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    8.1    Approve Virtual-Only Shareholder Meetings Until 2025    Yes    For    No
Daimler Truck Holding AG    DTG    D1T3RZ100    6/21/2023    Management    8.2    Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    Yes    For    No


Company Name    Ticker    Provider
Security ID
   Meeting Date    Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Notes
Israel Discount Bank Ltd.    DSCT    465074201    02-Aug-22    Management    1    Discuss Financial Statements and the Report of the Board          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Israel Discount Bank Ltd.    DSCT    465074201    02-Aug-22    Management    2    Reappoint Ziv Haft & Co. and Somekh Chaikin as Joint Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes   
Israel Discount Bank Ltd.    DSCT    465074201    02-Aug-22    Management    3.1    Elect Danny Yamin as External Director    For    For    Yes   
Israel Discount Bank Ltd.    DSCT    465074201    02-Aug-22    Management    3.2    Elect Guy Richker as External Director    For    Abstain    Yes   
Israel Discount Bank Ltd.    DSCT    465074201    02-Aug-22    Management    4    Approve Amended Compensation Policy for the Directors and Officers of the Company    For    For    Yes   
Israel Discount Bank Ltd.    DSCT    465074201    02-Aug-22    Management    5    Approve Update Employment Terms of Shaul Kobrinsky, Chairman and Amend Compensation Policy for the Directors and Officers of the Company Accordingly    For    For    Yes   
Israel Discount Bank Ltd.    DSCT    465074201    02-Aug-22    Management    A    Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    None    Against    Yes   
Israel Discount Bank Ltd.    DSCT    465074201    02-Aug-22    Management    B1    If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.    None    Against    Yes   
Israel Discount Bank Ltd.    DSCT    465074201    02-Aug-22    Management    B2    If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.    None    Against    Yes   
Israel Discount Bank Ltd.    DSCT    465074201    02-Aug-22    Management    B3    If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.    None    Against    Yes   
CAE Inc.    CAE    124765108    10-Aug-22    Management    1.1    Elect Director Ayman Antoun    For    For    Yes   
CAE Inc.    CAE    124765108    10-Aug-22    Management    1.2    Elect Director Margaret S. (Peg) Billson    For    For    Yes   


Company Name    Ticker    Provider
Security ID
   Meeting Date    Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Notes
CAE Inc.    CAE    124765108    10-Aug-22    Management    1.3    Elect Director Elise Eberwein    For    For    Yes   
CAE Inc.    CAE    124765108    10-Aug-22    Management    1.4    Elect Director Michael M. Fortier    For    For    Yes   
CAE Inc.    CAE    124765108    10-Aug-22    Management    1.5    Elect Director Marianne Harrison    For    For    Yes   
CAE Inc.    CAE    124765108    10-Aug-22    Management    1.6    Elect Director Alan N. MacGibbon    For    For    Yes   
CAE Inc.    CAE    124765108    10-Aug-22    Management    1.7    Elect Director Mary Lou Maher    For    For    Yes   
CAE Inc.    CAE    124765108    10-Aug-22    Management    1.8    Elect Director Francois Olivier    For    For    Yes   
CAE Inc.    CAE    124765108    10-Aug-22    Management    1.9    Elect Director Marc Parent    For    For    Yes   
CAE Inc.    CAE    124765108    10-Aug-22    Management    1.10    Elect Director David G. Perkins    For    For    Yes   
CAE Inc.    CAE    124765108    10-Aug-22    Management    1.11    Elect Director Michael E. Roach    For    For    Yes   
CAE Inc.    CAE    124765108    10-Aug-22    Management    1.12    Elect Director Patrick M. Shanahan    For    For    Yes   
CAE Inc.    CAE    124765108    10-Aug-22    Management    1.13    Elect Director Andrew J. Stevens    For    For    Yes   
CAE Inc.    CAE    124765108    10-Aug-22    Management    2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes   
CAE Inc.    CAE    124765108    10-Aug-22    Management    3    Advisory Vote on Executive Compensation Approach    For    For    Yes   
Israel Discount Bank Ltd.    DSCT    465074201    28-Feb-23    Management    1    Approve Compensation Policy for the Directors and Officers of the Company    For    For    Yes   
Israel Discount Bank Ltd.    DSCT    465074201    28-Feb-23    Management    A    Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    None    Against    Yes   
Israel Discount Bank Ltd.    DSCT    465074201    28-Feb-23    Management    B1    If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.    None    Against    Yes   
Israel Discount Bank Ltd.    DSCT    465074201    28-Feb-23    Management    B2    If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.    None    Against    Yes   
Israel Discount Bank Ltd.    DSCT    465074201    28-Feb-23    Management    B3    If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.    None    Against    Yes   


Company Name    Ticker    Provider
Security ID
   Meeting Date    Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Notes
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    1    Receive Report of Board          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    2    Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board    For    For    Yes   
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    3    Approve Allocation of Income and Dividends of DKK 27 Per Share    For    For    Yes   
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    4    Approve Remuneration Report (Advisory Vote)    For    For    Yes   
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    5.A    Amend Remuneration Policy    For    For    Yes   
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    5.B    Approve Remuneration of Directors in the Amount of DKK 2.05 Million for Chairman, DKK 910,000 for Vice Chair and DKK 455,000 for Other Directors; Approve Remuneration for Committee Work    For    For    Yes   
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    5.C    Approve DKK 90 Million Reduction in Share Capital via Share Cancellation    For    For    Yes   
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Shareholder    5.D    Report on Efforts and Risks Related to Human Rights    Against    Against    Yes   
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    6.a    Reelect Henrik Poulsen as New Director    For    For    Yes   
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    6.b    Reelect Majken Schultz as New Director    For    For    Yes   
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    6.c    Reelect Mikael Aro as Director    For    For    Yes   
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    6.d    Reelect Magdi Batato as Director    For    For    Yes   
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    6.e    Reelect Lilian Fossum Biner as Director    For    For    Yes   
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    6.f    Reelect Richard Burrows as Director    For    For    Yes   


Company Name    Ticker    Provider
Security ID
   Meeting Date    Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Notes
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    6.g    Reelect Punita Lal as Director    For    For    Yes   
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    6.h    Reelect Soren-Peter Fuchs Olesen as Director    For    For    Yes   
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    7    Ratify PricewaterhouseCoopers as Auditors    For    For    Yes   
Carlsberg A/S    CARL.B    K36628137    13-Mar-23    Management    8    Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities    For    For    Yes   
EDP-Energias de Portugal SA    EDP    X67925119    12-Apr-23    Management    1.1    Approve Individual and Consolidated Financial Statements and Statutory Reports    For    For    Yes   
EDP-Energias de Portugal SA    EDP    X67925119    12-Apr-23    Management    1.2    Approve Remuneration Report    For    For    Yes   
EDP-Energias de Portugal SA    EDP    X67925119    12-Apr-23    Management    1.3    Approve 2030 Climate Change Commitment    For    For    Yes   
EDP-Energias de Portugal SA    EDP    X67925119    12-Apr-23    Management    2.1    Approve Allocation of Income    For    For    Yes   
EDP-Energias de Portugal SA    EDP    X67925119    12-Apr-23    Management    2.2    Approve Dividends    For    For    Yes   
EDP-Energias de Portugal SA    EDP    X67925119    12-Apr-23    Management    3.1    Appraise Management of Company and Approve Vote of Confidence to Management Board    For    For    Yes   
EDP-Energias de Portugal SA    EDP    X67925119    12-Apr-23    Management    3.2    Appraise Supervision of Company and Approve Vote of Confidence to Supervisory Board    For    For    Yes   
EDP-Energias de Portugal SA    EDP    X67925119    12-Apr-23    Management    3.3    Appraise Work Performed by Statutory Auditor and Approve Vote of Confidence to Statutory Auditor    For    For    Yes   
EDP-Energias de Portugal SA    EDP    X67925119    12-Apr-23    Management    4    Authorize Repurchase and Reissuance of Shares    For    For    Yes   
EDP-Energias de Portugal SA    EDP    X67925119    12-Apr-23    Management    5    Authorize Repurchase and Reissuance of Repurchased Debt Instruments    For    For    Yes   
EDP-Energias de Portugal SA    EDP    X67925119    12-Apr-23    Management    6    Approve the Renewal of the Authorization Granted to the Executive Board of Directors to Increase the Share Capital    For    For    Yes   
EDP-Energias de Portugal SA    EDP    X67925119    12-Apr-23    Management    7    Eliminate Preemptive Rights    For    For    Yes   
EDP-Energias de Portugal SA    EDP    X67925119    12-Apr-23    Shareholder    8    Elect Pedro Collares Pereira de Vasconcelos as Executive Director for 2021-2023 Term    None    For    Yes   
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    1    Receive Report of Board          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    2    Accept Financial Statements and Statutory Reports    For    For    Yes   


Company Name    Ticker    Provider
Security ID
   Meeting Date    Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Notes
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    3    Approve Allocation of Income and Omission of Dividends    For    For    Yes   
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    4    Approve Remuneration Report (Advisory Vote)    For    For    Yes   
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    5    Approve Remuneration of Directors in the Amount of DKK 1.4 Million for Chairman, DKK 910,350 for Vice Chairman and DKK 455,175 for Other Directors; Approve Remuneration for Committee Work    For    For    Yes   
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    6.a    Reelect Anders Runevad as Director    For    For    Yes   
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    6.b    Reelect Bruce Grant as Director    For    For    Yes   
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    6.c    Reelect Eva Merete Sofelde Berneke as Director    For    For    Yes   
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    6.d    Reelect Helle Thorning-Schmidt as Director    For    For    Yes   
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    6.e    Reelect Karl-Henrik Sundstrom as Director    For    For    Yes   
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    6.f    Reelect Kentaro Hosomi as Director    For    For    Yes   
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    6.g    Reelect Lena Olving as Director    For    For    Yes   
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    7    Ratify PricewaterhouseCoopers as Auditor    For    For    Yes   
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    8.1    Authorize Share Repurchase Program    For    For    Yes   
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    9    Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities    For    For    Yes   
Vestas Wind Systems A/S    VWS    K9773J201    12-Apr-23    Management    10    Other Business          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Continental AG    CON    D16212140    27-Apr-23    Management    1    Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Continental AG    CON    D16212140    27-Apr-23    Management    2    Approve Allocation of Income and Dividends of EUR 1.50 per Share    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    3.1    Approve Discharge of Management Board Member Nikolai Setzer for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    3.2    Approve Discharge of Management Board Member Katja Duerrfeld for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    3.3    Approve Discharge of Management Board Member Christian Koetz for Fiscal Year 2022    For    For    Yes   


Company Name    Ticker    Provider
Security ID
   Meeting Date    Proponent    Proposal
Number
  Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Notes
Continental AG    CON    D16212140    27-Apr-23    Management    3.4   Approve Discharge of Management Board Member Philip Nelles for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    3.5   Approve Discharge of Management Board Member Ariane Reinhart for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.1   Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.2   Approve Discharge of Supervisory Board Member Christiane Benner for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.3   Approve Discharge of Supervisory Board Member Hasan Allak for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.4   Approve Discharge of Supervisory Board Member Dorothea von Boxberg for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.5   Approve Discharge of Supervisory Board Member Stefan Buchner for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.6   Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.7   Approve Discharge of Supervisory Board Member Francesco Grioli for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.8   Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.9   Approve Discharge of Supervisory Board Member Satish Khatu for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.10   Approve Discharge of Supervisory Board Member Isabel Knauf for Fiscal Year 2022    For    For    Yes   


Company Name    Ticker    Provider
Security ID
   Meeting Date    Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Notes
Continental AG    CON    D16212140    27-Apr-23    Management    4.11    Approve Discharge of Supervisory Board Member Carmen Loeffler for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.12    Approve Discharge of Supervisory Board Member Sabine Neuss for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.13    Approve Discharge of Supervisory Board Member Rolf Nonnenmacher for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.14    Approve Discharge of Supervisory Board Member Dirk Nordmann for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.15    Approve Discharge of Supervisory Board Member Lorenz Pfau for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.16    Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.17    Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.18    Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler-Thumann for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.19    Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.20    Approve Discharge of Supervisory Board Member Stefan Scholz for Fiscal Year 2022    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    4.21    Approve Discharge of Supervisory Board Member Elke Volkmann for Fiscal Year 2022    For    For    Yes   


Company Name    Ticker    Provider
Security ID
   Meeting Date    Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Notes
Continental AG    CON    D16212140    27-Apr-23    Management    5    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Statements for Fiscal Year 2023    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    6    Approve Remuneration Report    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    7    Approve Virtual-Only Shareholder Meetings Until 2026    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    8    Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    9    Amend Articles Re: General Meeting Chair and Procedure    For    For    Yes   
Continental AG    CON    D16212140    27-Apr-23    Management    10    Amend Affiliation Agreement with Continental Automotive GmbH    For    For    Yes   
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    04-May-23    Management    1    Reelect Yoav Chelouche as Recommended Independent Director by Committee and External Director    For    For    Yes   
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    04-May-23    Management    2    Elect Ornit Kravitz as Independent Director    For    For    Yes   
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    04-May-23    Management    3    Elect Jonathan Kolodny as Independent Director    For    For    Yes   
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    04-May-23    Management    4    Approve Retention Plan of Ittai Ben Zeev, CEO    For    For    Yes   
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    04-May-23    Management    A    Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    None    Against    Yes   
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    04-May-23    Management    B1    If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.    None    Against    Yes   
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    04-May-23    Management    B2    If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.    None    Against    Yes   
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    04-May-23    Management    B3    If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.    None    Against    Yes   
Universal Music Group NV    UMG    N90313102    11-May-23    Management    1    Open Meeting          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Universal Music Group NV    UMG    N90313102    11-May-23    Management    2    Receive Annual Report          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Universal Music Group NV    UMG    N90313102    11-May-23    Management    3    Approve Remuneration Report    For    Against    Yes   
Universal Music Group NV    UMG    N90313102    11-May-23    Management    4    Adopt Financial Statements    For    For    Yes   


Company Name    Ticker    Provider
Security ID
   Meeting Date    Proponent    Proposal
Number
  Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Notes
Universal Music Group NV    UMG    N90313102    11-May-23    Management    5.a   Receive Explanation on Company’s Dividend Policy          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Universal Music Group NV    UMG    N90313102    11-May-23    Management    5.b   Approve Dividends    For    For    Yes   
Universal Music Group NV    UMG    N90313102    11-May-23    Management    6.a   Approve Discharge of Executive Directors    For    For    Yes   
Universal Music Group NV    UMG    N90313102    11-May-23    Management    6.b   Approve Discharge of Non-Executive Directors    For    For    Yes   
Universal Music Group NV    UMG    N90313102    11-May-23    Management    7.a   Reelect Lucian Grainge as Executive Director    For    For    Yes   
Universal Music Group NV    UMG    N90313102    11-May-23    Management    7.b   Approve Supplement to the Company’s Remuneration Policy in Respect of Lucian Grainge    For    Against    Yes   
Universal Music Group NV    UMG    N90313102    11-May-23    Management    8.a   Reelect Sherry Lansing as Non-Executive Director    For    For    Yes   
Universal Music Group NV    UMG    N90313102    11-May-23    Management    8.b   Reelect Anna Jones as Non-Executive Director    For    For    Yes   
Universal Music Group NV    UMG    N90313102    11-May-23    Management    8.c   Reelect Luc van Os as Non-Executive Director    For    Against    Yes   
Universal Music Group NV    UMG    N90313102    11-May-23    Management    8.d   Elect Haim Saban as Non-Executive Director    For    For    Yes   
Universal Music Group NV    UMG    N90313102    11-May-23    Management    9   Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes   
Universal Music Group NV    UMG    N90313102    11-May-23    Management    10   Ratify Auditors    For    For    Yes   
Universal Music Group NV    UMG    N90313102    11-May-23    Management    11   Other Business (Non-Voting)          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Universal Music Group NV    UMG    N90313102    11-May-23    Management    12   Close Meeting          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
HENSOLDT AG    HAG    D3R14P109    12-May-23    Management    1   Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
HENSOLDT AG    HAG    D3R14P109    12-May-23    Management    2   Approve Allocation of Income and Dividends of EUR 0.30 per Share    For    For    Yes   
HENSOLDT AG    HAG    D3R14P109    12-May-23    Management    3   Approve Discharge of Management Board for Fiscal Year 2022    For    For    Yes   
HENSOLDT AG    HAG    D3R14P109    12-May-23    Management    4   Approve Discharge of Supervisory Board for Fiscal Year 2022    For    For    Yes   
HENSOLDT AG    HAG    D3R14P109    12-May-23    Management    5   Ratify KPMG AG as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Statements for Fiscal Year 2023    For    For    Yes   
HENSOLDT AG    HAG    D3R14P109    12-May-23    Management    6   Approve Remuneration Report    For    Against    Yes   
HENSOLDT AG    HAG    D3R14P109    12-May-23    Management    7   Approve Remuneration Policy    For    Against    Yes   
HENSOLDT AG    HAG    D3R14P109    12-May-23    Management    8   Elect Marco Fuchs to the Supervisory Board    For    For    Yes   
HENSOLDT AG    HAG    D3R14P109    12-May-23    Management    9   Approve Virtual-Only Shareholder Meetings Until 2025    For    For    Yes   


Company Name    Ticker    Provider
Security ID
   Meeting Date    Proponent    Proposal
Number
  Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Notes
HENSOLDT AG    HAG    D3R14P109    12-May-23    Management    10   Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    For    For    Yes   
CTS Eventim AG & Co. KGaA    EVD    D1648T108    16-May-23    Management    1   Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
CTS Eventim AG & Co. KGaA    EVD    D1648T108    16-May-23    Management    2   Accept Financial Statements and Statutory Reports for Fiscal Year 2022    For    For    Yes   
CTS Eventim AG & Co. KGaA    EVD    D1648T108    16-May-23    Management    3   Approve Allocation of Income and Dividends of EUR 1.06 per Share    For    For    Yes   
CTS Eventim AG & Co. KGaA    EVD    D1648T108    16-May-23    Management    4   Approve Discharge of Personally Liable Partner for Fiscal Year 2022    For    For    Yes   
CTS Eventim AG & Co. KGaA    EVD    D1648T108    16-May-23    Management    5   Approve Discharge of Supervisory Board for Fiscal Year 2022    For    For    Yes   
CTS Eventim AG & Co. KGaA    EVD    D1648T108    16-May-23    Management    6   Ratify KPMG AG as Auditors for Fiscal Year 2023    For    For    Yes   
CTS Eventim AG & Co. KGaA    EVD    D1648T108    16-May-23    Management    7   Approve Virtual-Only Shareholder Meetings Until 2028    For    For    Yes   
CTS Eventim AG & Co. KGaA    EVD    D1648T108    16-May-23    Management    8   Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    For    For    Yes   
CTS Eventim AG & Co. KGaA    EVD    D1648T108    16-May-23    Management    9   Amend Articles Re: Electronic Communication; Absentee Vote    For    For    Yes   
CTS Eventim AG & Co. KGaA    EVD    D1648T108    16-May-23    Management    10   Approve Remuneration Report    For    Against    Yes   
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    1   Open Meeting          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    2   Call the Meeting to Order          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    3   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    4   Acknowledge Proper Convening of Meeting          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    5   Prepare and Approve List of Shareholders          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    6   Receive Financial Statements and Statutory Reports; Receive Board’s Report; Receive Auditor’s Report          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    7   Accept Financial Statements and Statutory Reports    For    For    Yes   


Company Name    Ticker    Provider
Security ID
   Meeting Date    Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Notes
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    8    Approve Allocation of Income and Dividends of EUR 2.60 Per Share    For    For    Yes   
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    9    Approve Discharge of Board and President    For    For    Yes   
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    10    Approve Remuneration Report (Advisory Vote)    For    For    Yes   
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    11    Approve Remuneration of Directors in the Amount of EUR 228,000 for Chair and EUR 101,000 for Other Directors; Approve Remuneration for Committee Work    For    For    Yes   
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    12    Fix Number of Directors at Ten    For    For    Yes   
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    13    Reelect Clausen, Fiona Clutterbuck, Georg Ehrnrooth, Jannica Fagerholm, Johanna Lamminen, Steve Langan, Risto Murto and Markus Rauramo as Directors; Elect Antti Makinen and Annica Witschard as New Director    For    For    Yes   
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    14    Approve Remuneration of Auditor    For    For    Yes   
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    15    Ratify Deloitte as Auditor    For    For    Yes   
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    16    Approve Demerger Plan    For    For    Yes   
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    17    Amend Articles Re: Business Area of the Company; Classes of Shares; Annual General Meeting    For    For    Yes   
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    18    Allow Shareholder Meetings to be Held by Electronic Means Only    For    For    Yes   
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    19    Authorize Share Repurchase Program    For    For    Yes   
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    20    Authorize Board of Directors to resolve upon a Share Issue without Payment    For    For    Yes   
Sampo Oyj    SAMPO    X75653109    17-May-23    Management    21    Close Meeting          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    1    Accept Financial Statements and Statutory Reports    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    2    Approve Remuneration Policy    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    3    Approve Remuneration Report    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    4    Elect Mary Harris as Director    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    5    Elect Nicolas Mirzayantz as Director    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    6    Elect Nancy Quan as Director    For    For    Yes   


Company Name    Ticker    Provider
Security ID
   Meeting Date    Proponent    Proposal
Number
  Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Notes
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    7   Re-elect Manolo Arroyo as Director    For    Against    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    8   Re-elect John Bryant as Director    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    9   Re-elect Jose Ignacio Comenge as Director    For    Against    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    10   Re-elect Damian Gammell as Director    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    11   Re-elect Nathalie Gaveau as Director    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    12   Re-elect Alvaro Gomez-Trenor Aguilar as Director    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    13   Re-elect Thomas Johnson as Director    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    14   Re-elect Dagmar Kollmann as Director    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    15   Re-elect Alfonso Libano Daurella as Director    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    16   Re-elect Mark Price as Director    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    17   Re-elect Mario Rotllant Sola as Director    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    18   Re-elect Dessi Temperley as Director    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    19   Re-elect Garry Watts as Director    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    20   Reappoint Ernst & Young LLP as Auditors    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    21   Authorise Board to Fix Remuneration of Auditors    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    22   Authorise UK Political Donations and Expenditure    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    23   Authorise Issue of Equity    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    24   Approve Waiver of Rule 9 of the Takeover Code    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    25   Approve Long Term Incentive Plan    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    26   Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes   


Company Name    Ticker    Provider
Security ID
   Meeting Date    Proponent    Proposal
Number
  Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Notes
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    27   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    28   Authorise Market Purchase of Ordinary Shares    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    29   Authorise Off-Market Purchase of Ordinary Shares    For    For    Yes   
Coca-Cola Europacific Partners plc    CCEP    G25839104    24-May-23    Management    30   Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes   
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    29-Jun-23    Management    1   Discuss Financial Statements and the Report of the Board          Yes    Meeting Agenda Listed with a Vote Cast of “None” are non-voting agenda.
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    29-Jun-23    Management    2   Appoint Brightman Almagor Zohar & Co. as Auditors and Report on Fees Paid to the Auditor for 2022    For    For    Yes   
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    29-Jun-23    Management    3   Approve Amended Compensation Policy for the Directors and Officers of the Company    For    Against    Yes   
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    29-Jun-23    Management    4   Elect Yevgeny (Eugene) Kandel as Director and Chairman and Approve His Remuneration    For    For    Yes   
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    29-Jun-23    Management    A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    None    Against    Yes   
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    29-Jun-23    Management    B1   If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.    None    Against    Yes   
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    29-Jun-23    Management    B2   If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.    None    Against    Yes   
The Tel Aviv Stock Exchange Ltd.    TASE    M8T8DG101    29-Jun-23    Management    B3   If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.    None    Against    Yes   


Vote Summary Report

Reporting Period: 07/01/2022 to 06/30/2023

 

Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec  

Voting

Policy Rec

  Vote
Instruction
Alibaba Group Holding Limited   9988   09/30/2022   G01719114   Annual   08/03/2022     Meeting for ADR Holders   Mgmt      
Alibaba Group Holding Limited   9988   09/30/2022   G01719114   Annual   08/03/2022   1.1   Elect Director Daniel Yong Zhang   Mgmt   For   For   For
Alibaba Group Holding Limited   9988   09/30/2022   G01719114   Annual   08/03/2022   1.2   Elect Director Jerry Yang   Mgmt   For   For   For
Alibaba Group Holding Limited   9988   09/30/2022   G01719114   Annual   08/03/2022   1.3   Elect Director Wan Ling Martello   Mgmt   For   For   For
Alibaba Group Holding Limited   9988   09/30/2022   G01719114   Annual   08/03/2022   1.4   Elect Director Weijian Shan   Mgmt   For   For   For
Alibaba Group Holding Limited   9988   09/30/2022   G01719114   Annual   08/03/2022   1.5   Elect Director Irene Yun-Lien Lee   Mgmt   For   For   For
Alibaba Group Holding Limited   9988   09/30/2022   G01719114   Annual   08/03/2022   1.6   Elect Director Albert Kong Ping Ng   Mgmt   For   For   For
Alibaba Group Holding Limited   9988   09/30/2022   G01719114   Annual   08/03/2022   2   Ratify PricewaterhouseCoopers as Auditors   Mgmt   For   For   For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.1   Elect Director Reid G. Hoffman   Mgmt   For   For   For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.2   Elect Director Hugh F. Johnston   Mgmt   For   For   For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.3   Elect Director Teri L. List   Mgmt   For   For   For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.4   Elect Director Satya Nadella   Mgmt   For   For   For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.5   Elect Director Sandra E. Peterson   Mgmt   For   For   For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.6   Elect Director Penny S. Pritzker   Mgmt   For   For   For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.7   Elect Director Carlos A. Rodriguez   Mgmt   For   For   For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.8   Elect Director Charles W. Scharf   Mgmt   For   For   For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.9   Elect Director John W. Stanton   Mgmt   For   For   For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.10   Elect Director John W. Thompson   Mgmt   For   For   For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.11   Elect Director Emma N. Walmsley   Mgmt   For   For   For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.12   Elect Director Padmasree Warrior   Mgmt   For   For   For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For   For


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec  

Voting

Policy Rec

  Vote
Instruction
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   For   For   For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   4   Report on Cost/Benefit Analysis of Diversity and Inclusion   SH   Against   Against   Against
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   5   Report on Hiring of Persons with Arrest or Incarceration Records   SH   Against   For   Against
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   6   Assess and Report on the Company’s Retirement Funds’ Management of Systemic Climate Risk   SH   Against   For   Against
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   7   Report on Government Use of Microsoft Technology   SH   Against   For   Against
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   8   Report on Development of Products for Military   SH   Against   For   Against
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   9   Report on Tax Transparency   SH   Against   For   Against
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1a   Elect Director Lloyd A. Carney   Mgmt   For   For   For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1b   Elect Director Kermit R. Crawford   Mgmt   For   For   For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1c   Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   For   For   For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1d   Elect Director Alfred F. Kelly, Jr.   Mgmt   For   For   For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1e   Elect Director Ramon Laguarta   Mgmt   For   For   For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1f   Elect Director Teri L. List   Mgmt   For   For   For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1g   Elect Director John F. Lundgren   Mgmt   For   For   For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1h   Elect Director Denise M. Morrison   Mgmt   For   For   For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1i   Elect Director Linda J. Rendle   Mgmt   For   For   For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1j   Elect Director Maynard G. Webb, Jr.   Mgmt   For   For   For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For   For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   3   Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year   One Year
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   4   Ratify KPMG LLP as Auditors   Mgmt   For   For   For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec   

Voting

Policy Rec

   Vote Instruction
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   5   Require Independent Board Chair   SH   Against    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1a   Elect Director Jaime Ardila   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1b   Elect Director Nancy McKinstry   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1c   Elect Director Beth E. Mooney   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1d   Elect Director Gilles C. Pelisson   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1e   Elect Director Paula A. Price   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1f   Elect Director Venkata (Murthy) Renduchintala   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1g   Elect Director Arun Sarin   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1h   Elect Director Julie Sweet   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1i   Elect Director Tracey T. Travis   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   3   Advisory Vote on Say on Pay Frequency   Mgmt   One Year    One Year    One Year
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   4   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   5   Renew the Board’s Authority to Issue Shares Under Irish Law   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   6   Authorize Board to Opt-Out of Statutory Pre-Emption Rights   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   7   Determine Price Range for Reissuance of Treasury Shares   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   1   Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)   Mgmt        
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   2   Approve Allocation of Income and Dividends of EUR 0.95 per Share   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   3.1   Approve Discharge of Management Board Member Bernhard Montag for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   3.2   Approve Discharge of Management Board Member Jochen Schmitz for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   3.3   Approve Discharge of Management Board Member Darleen Caron for Fiscal Year 2022   Mgmt   For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec   

Voting

Policy Rec

   Vote Instruction
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   3.4   Approve Discharge of Management Board Member Elisabeth Staudinger-Leibrecht (since Dec. 1, 2021) for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   3.5   Approve Discharge of Management Board Member Christoph Zindel (until March 31, 2022) for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.1   Approve Discharge of Supervisory Board Member Ralf Thomas for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.2   Approve Discharge of Supervisory Board Member Norbert Gaus for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.3   Approve Discharge of Supervisory Board Member Roland Busch for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.4   Approve Discharge of Supervisory Board Member Marion Helmes for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.5   Approve Discharge of Supervisory Board Member Andreas Hoffmann for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.6   Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.7   Approve Discharge of Supervisory Board Member Peer Schatz for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.8   Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.9   Approve Discharge of Supervisory Board Member Gregory Sorensen for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.10   Approve Discharge of Supervisory Board Member Karl-Heinz Streibich for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   5   Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2023   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   6   Approve Remuneration Report   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.1   Elect Ralf Thomas to the Supervisory Board   Mgmt   For    Against    Against
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.2   Elect Veronika Bienert to the Supervisory Board   Mgmt   For    Against    Against
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.3   Elect Marion Helmes to the Supervisory Board   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.4   Elect Peter Koerte to the Supervisory Board   Mgmt   For    Against    Against
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.5   Elect Sarena Lin to the Supervisory Board   Mgmt   For    Against    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.6   Elect Nathalie von Siemens to the Supervisory Board   Mgmt   For    Against    Against


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec   

Voting

Policy Rec

   Vote Instruction
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.7   Elect Karl-Heinz Streibich to the Supervisory Board   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.8   Elect Dow Wilson to the Supervisory Board   Mgmt   For    Against    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   8   Approve Remuneration of Supervisory Board   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   9   Approve Virtual-Only Shareholder Meetings Until 2028   Mgmt   For    Against    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   10.1   Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   10.2   Amend Articles Re: Participation of Supervisory Board Members in the Virtual General Meeting by Means of Audio and Video Transmission   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   11   Approve Affiliation Agreement with Siemens Healthineers Holding I GmbH   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1a   Elect Director Amy Banse   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1b   Elect Director Brett Biggs   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1c   Elect Director Melanie Boulden   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1d   Elect Director Frank Calderoni   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1e   Elect Director Laura Desmond   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1f   Elect Director Shantanu Narayen   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1g   Elect Director Spencer Neumann   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1h   Elect Director Kathleen Oberg   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1i   Elect Director Dheeraj Pandey   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1j   Elect Director David Ricks   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1k   Elect Director Daniel Rosensweig   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1l   Elect Director John Warnock   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   2   Amend Omnibus Stock Plan   Mgmt   For    For    For


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec   

Voting

Policy Rec

   Vote Instruction
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   3   Ratify KPMG LLP as Auditors   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   5   Advisory Vote on Say on Pay Frequency   Mgmt   One Year    One Year    One Year
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   6   Report on Hiring of Persons with Arrest or Incarceration Records   SH   Against    For    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023     Ordinary Business   Mgmt        
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   1   Approve Financial Statements and Statutory Reports   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   3   Approve Allocation of Income and Dividends of EUR 12.00 per Share   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   5   Reelect Delphine Arnault as Director   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   6   Reelect Antonio Belloni as Director   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   7   Reelect Marie-Josee Kravis as Director   Mgmt   For    Against    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   8   Reelect Marie-Laure Sauty de Chalon as Director   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   9   Reelect Natacha Valla as Director   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   10   Elect Laurent Mignon as Director   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   11   Renew Appointment of Lord Powell of Bayswater as Censor   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   12   Appoint Diego Della Valle as Censor   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   13   Approve Compensation Report of Corporate Officers   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   14   Approve Compensation of Bernard Arnault, Chairman and CEO   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   15   Approve Compensation of Antonio Belloni, Vice-CEO   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   16   Approve Remuneration Policy of Directors   Mgmt   For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec   

Voting

Policy Rec

   Vote Instruction
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   17   Approve Remuneration Policy of Chairman and CEO   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   18   Approve Remuneration Policy of Vice-CEO   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   19   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023     Extraordinary Business   Mgmt        
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   21   Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   22   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   23   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights With Binding Priority Right up to Aggregate Nominal Amount of EUR 20 Million   Mgmt   For    Against    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   24   Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million   Mgmt   For    Against    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   25   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For    Against    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   26   Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers   Mgmt   For    Against    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   27   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   28   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans Reserved for Employees and Corporate Officers   Mgmt   For    Against    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   29   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   30   Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 20 Million   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023     Ordinary Business   Mgmt        
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   1   Approve Financial Statements and Statutory Reports   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   3   Approve Allocation of Income and Dividends of EUR 6 per Share and an Extra of EUR 0.60 per Share to Long Term Registered Shares   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   4   Reelect Sophie Bellon as Director   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   5   Reelect Fabienne Dulac as Director   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   6   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.7 Million   Mgmt   For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec   

Voting

Policy Rec

   Vote Instruction
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   7   Approve Compensation Report of Corporate Officers   Mgmt   For    Against    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   8   Approve Compensation of Jean-Paul Agon, Chairman of the Board   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   9   Approve Compensation of Nicolas Hieronimus, CEO   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   10   Approve Remuneration Policy of Directors   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   11   Approve Remuneration Policy of Chairman of the Board   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   12   Approve Remuneration Policy of CEO   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023     Extraordinary Business   Mgmt        
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 149,852,237.36   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   15   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   16   Authorize Capital Increase of up to 2 Percent of Issued Capital for Contributions in Kind   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   17   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   18   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   19   Approve Contribution in Kind of 25,383,118 Shares from Affaires Marche France et Domaines d’Excellence and Luxury of Retail, their Valuation and Remuneration   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   20   Approve Contribution in Kind of 1,277,836 Shares from l’Oreal International Distribution, its Valuation and Remuneration   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   21   Authorize Filing of Required Documents/Other Formalities   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.1   Elect Director Robert J. Alpern   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.2   Elect Director Claire Babineaux-Fontenot   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.3   Elect Director Sally E. Blount   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.4   Elect Director Robert B. Ford   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.5   Elect Director Paola Gonzalez   Mgmt   For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec   

Voting

Policy Rec

   Vote Instruction
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.6   Elect Director Michelle A. Kumbier   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.7   Elect Director Darren W. McDew   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.8   Elect Director Nancy McKinstry   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.9   Elect Director Michael G. O’Grady   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.10   Elect Director Michael F. Roman   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.11   Elect Director Daniel J. Starks   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.12   Elect Director John G. Stratton   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   2   Ratify Ernst & Young LLP as Auditors   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   4   Advisory Vote on Say on Pay Frequency   Mgmt   One Year    One Year    One Year
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   5   Reduce Ownership Threshold for Shareholders to Call Special Meeting   SH   Against    Against    Against
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   6   Require Independent Board Chair   SH   Against    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   7   Report on Lobbying Payments and Policy   SH   Against    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   8   Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics   SH   Against    Against    Against
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   2   Approve Allocation of Income and Dividends of EUR 2.05 per Share   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   3   Approve Discharge of Management Board for Fiscal Year 2022   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   4   Approve Discharge of Supervisory Board for Fiscal Year 2022   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   5   Approve Remuneration Report   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   7   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec   

Voting

Policy Rec

   Vote Instruction
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   8.1   Elect Jennifer Xin-Zhe Li to the Supervisory Board   Mgmt   For    Against    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   8.2   Elect Qi Lu to the Supervisory Board   Mgmt   For    Against    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   8.3   Elect Punit Renjen to the Supervisory Board   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   9   Approve Remuneration Policy for the Management Board   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   10   Approve Remuneration Policy for the Supervisory Board   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   11.1   Approve Virtual-Only Shareholder Meetings Until 2025   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   11.2   Amend Articles Re: Participation of Supervisory Board Members in the Virtual Annual General Meeting by Means of Audio and Video Transmission   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.1   Elect Director Kevin J. Dallas   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.2   Elect Director Joseph M. Hogan   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.3   Elect Director Joseph Lacob   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.4   Elect Director C. Raymond Larkin, Jr.   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.5   Elect Director George J. Morrow   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.6   Elect Director Anne M. Myong   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.7   Elect Director Andrea L. Saia   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.8   Elect Director Susan E. Siegel   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   2   Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   4   Advisory Vote on Say on Pay Frequency   Mgmt   One Year    One Year    One Year
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   5   Amend Omnibus Stock Plan   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   6   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec   

Voting

Policy Rec

   Vote Instruction
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1a   Elect Director Jeffrey P. Bezos   Mgmt   For    Against    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1b   Elect Director Andrew R. Jassy   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1c   Elect Director Keith B. Alexander   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1d   Elect Director Edith W. Cooper   Mgmt   For    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1e   Elect Director Jamie S. Gorelick   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1f   Elect Director Daniel P. Huttenlocher   Mgmt   For    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1g   Elect Director Judith A. McGrath   Mgmt   For    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1h   Elect Director Indra K. Nooyi   Mgmt   For    For    Abstain
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1i   Elect Director Jonathan J. Rubinstein   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1j   Elect Director Patricia Q. Stonesifer   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1k   Elect Director Wendell P. Weeks   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   2   Ratify Ratification of Ernst & Young LLP as Auditors   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   4   Advisory Vote on Say on Pay Frequency   Mgmt   One Year    One Year    One Year
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   5   Amend Omnibus Stock Plan   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   6   Report on Climate Risk in Retirement Plan Options   SH   Against    For    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   7   Report on Customer Due Diligence   SH   Against    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   8   Revise Transparency Report to Provide Greater Disclosure on Government Requests   SH   Against    For    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   9   Report on Government Take Down Requests   SH   Against    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   10   Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines   SH   Against    For    Against


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec   

Voting

Policy Rec

   Vote Instruction
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   11   Publish a Tax Transparency Report   SH   Against    For    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   12   Report on Climate Lobbying   SH   Against    For    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   13   Report on Median and Adjusted Gender/Racial Pay Gaps   SH   Against    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   14   Report on Cost/Benefit Analysis of Diversity, Equity and Inclusion Programs   SH   Against    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   15   Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders   SH   Against    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   16   Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining   SH   Against    For    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   17   Consider Pay Disparity Between Executives and Other Employees   SH   Against    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   18   Report on Animal Welfare Standards   SH   Against    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   19   Establish a Public Policy Committee   SH   Against    For    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   20   Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates   SH   Against    For    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   21   Commission a Third Party Audit on Working Conditions   SH   Against    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   22   Report on Efforts to Reduce Plastic Use   SH   Against    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   23   Commission Third Party Study and Report on Risks Associated with Use of Rekognition   SH   Against    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1a   Elect Director Larry Page   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1b   Elect Director Sergey Brin   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1c   Elect Director Sundar Pichai   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1d   Elect Director John L. Hennessy   Mgmt   For    Against    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1e   Elect Director Frances H. Arnold   Mgmt   For    Against    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1f   Elect Director R. Martin “Marty” Chavez   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1g   Elect Director L. John Doerr   Mgmt   For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec   

Voting

Policy Rec

   Vote Instruction
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1h   Elect Director Roger W. Ferguson, Jr.   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1i   Elect Director Ann Mather   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1j   Elect Director K. Ram Shriram   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1k   Elect Director Robin L. Washington   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   2   Ratify Ernst & Young LLP as Auditors   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   3   Amend Omnibus Stock Plan   Mgmt   For    Against    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    Against    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   5   Advisory Vote on Say on Pay Frequency   Mgmt   Three Years    One Year    One Year
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   6   Report on Lobbying Payments and Policy   SH   Against    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   7   Publish Congruency Report on Partnerships with Globalist Organizations and Company Fiduciary Duties   SH   Against    Against    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   8   Report on Framework to Assess Company Lobbying Alignment with Climate Goals   SH   Against    For    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   9   Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access   SH   Against    For    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   10   Report on Risks of Doing Business in Countries with Significant Human Rights Concerns   SH   Against    For    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   11   Publish Independent Human Rights Impact Assessment of Targeted Advertising Technology   SH   Against    For    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   12   Disclose More Quantitative and Qualitative Information on Algorithmic Systems   SH   Against    For    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   13   Report on Alignment of YouTube Policies With Online Safety Regulations   SH   Against    For    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   14   Report on Content Governance and Censorship   SH   Against    Against    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   15   Commission Independent Assessment of Effectiveness of Audit and Compliance Committee   SH   Against    For    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   16   Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders   SH   Against    Against    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   17   Adopt Share Retention Policy For Senior Executives   SH   Against    For    Against


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec   

Voting

Policy Rec

   Vote Instruction
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   18   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.1   Elect Director Lester B. Knight   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.2   Elect Director Gregory C. Case   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.3   Elect Director Jin-Yong Cai   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.4   Elect Director Jeffrey C. Campbell   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.5   Elect Director Fulvio Conti   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.6   Elect Director Cheryl A. Francis   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.7   Elect Director Adriana Karaboutis   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.8   Elect Director Richard C. Notebaert   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.9   Elect Director Gloria Santona   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.10   Elect Director Sarah E. Smith   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.11   Elect Director Byron O. Spruell   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.12   Elect Director Carolyn Y. Woo   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   3   Advisory Vote on Say on Pay Frequency   Mgmt   One Year    One Year    One Year
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   4   Ratify Ernst & Young LLP as Auditors   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   5   Ratify Ernst & Young Chartered Accountants as Statutory Auditor   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   6   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   7   Amend Omnibus Plan   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1a   Elect Director Merit E. Janow   Mgmt   For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec   

Voting

Policy Rec

   Vote Instruction
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1b   Elect Director Candido Bracher   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1c   Elect Director Richard K. Davis   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1d   Elect Director Julius Genachowski   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1e   Elect Director Choon Phong Goh   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1f   Elect Director Oki Matsumoto   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1g   Elect Director Michael Miebach   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1h   Elect Director Youngme Moon   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1i   Elect Director Rima Qureshi   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1j   Elect Director Gabrielle Sulzberger   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1k   Elect Director Harit Talwar   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1l   Elect Director Lance Uggla   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   3   Advisory Vote on Say on Pay Frequency   Mgmt   One Year    One Year    One Year
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   4   Approve Qualified Employee Stock Purchase Plan   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   5   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   6   Report on Overseeing Risks Related to Discrimination   SH   Against    Against    Against
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   7   Report on Establishing Merchant Category Code for Gun and Ammunition Stores   SH   Against    For    Against
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   8   Report on Lobbying Payments and Policy   SH   Against    For    Against
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   9   Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders   SH   Against    Against    Against
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   10   Report on Cost-Benefit Analysis of Diversity and Inclusion Efforts   SH   Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2022 to 06/30/2023

 

Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Proposal
Number
  Proposal Text    Proponent    Mgmt
Rec
   Voting
Policy Rec
   Vote
Instruction
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   2   Approve Remuneration Report    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   3   Approve Final Dividend    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   4   Elect John Shipsey as Director    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   5   Re-elect Alison Platt as Director    Mgmt    For    Against    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   6   Re-elect Ian Page as Director    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   7   Re-elect Anthony Griffin as Director    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   8   Re-elect Paul Sandland as Director    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   9   Re-elect Lisa Bright as Director    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   10   Re-elect Lawson Macartney as Director    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   11   Re-elect Ishbel Macpherson as Director    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   12   Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   13   Authorise the Audit Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   14   Authorise Issue of Equity    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   15   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   16   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   G2769C145   18   Authorise the Company to Call General Meeting with Two Weeks’ Notice    Mgmt    For    For    For
Endava Plc   DAVA   12/12/2022   29260V105     Meeting for ADR Holders    Mgmt         
Endava Plc   DAVA   12/12/2022   29260V105   1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
Endava Plc   DAVA   12/12/2022   29260V105   2   Approve Remuneration Report    Mgmt    For    Against    Against


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Proposal
Number
  Proposal Text    Proponent    Mgmt
Rec
   Voting
Policy Rec
   Vote
Instruction
Endava Plc   DAVA   12/12/2022   29260V105   3   Approve Remuneration Policy    Mgmt    For    Against    Against
Endava Plc   DAVA   12/12/2022   29260V105   4   Appoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
Endava Plc   DAVA   12/12/2022   29260V105   5   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
Endava Plc   DAVA   12/12/2022   29260V105   6   Elect John Cotterell as Director    Mgmt    For    For    For
Endava Plc   DAVA   12/12/2022   29260V105   7   Elect Mark Thurston as Director    Mgmt    For    For    For
Endava Plc   DAVA   12/12/2022   29260V105   8   Elect Andrew Allan as Director    Mgmt    For    For    For
Endava Plc   DAVA   12/12/2022   29260V105   9   Elect Sulina Connal as Director    Mgmt    For    For    For
Endava Plc   DAVA   12/12/2022   29260V105   10   Elect Ben Druskin as Director    Mgmt    For    For    For
Endava Plc   DAVA   12/12/2022   29260V105   11   Elect David Pattillo as Director    Mgmt    For    For    For
Endava Plc   DAVA   12/12/2022   29260V105   12   Elect Trevor Smith as Director    Mgmt    For    For    For
Endava Plc   DAVA   12/12/2022   29260V105   13   Elect Kathryn Hollister as Director    Mgmt    For    For    For
Endava Plc   DAVA   12/12/2022   29260V105   14   Authorise Issue of Equity    Mgmt    For    Against    Against
Endava Plc   DAVA   12/12/2022   29260V105   15   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    Against    Against
Azenta, Inc.   AZTA   01/31/2023   114340102   1.1   Elect Director Frank E. Casal    Mgmt    For    For    For
Azenta, Inc.   AZTA   01/31/2023   114340102   1.2   Elect Director Robyn C. Davis    Mgmt    For    For    For
Azenta, Inc.   AZTA   01/31/2023   114340102   1.3   Elect Director Joseph R. Martin    Mgmt    For    For    For
Azenta, Inc.   AZTA   01/31/2023   114340102   1.4   Elect Director Erica J. McLaughlin    Mgmt    For    For    For
Azenta, Inc.   AZTA   01/31/2023   114340102   1.5   Elect Director Tina S. Nova    Mgmt    For    For    For
Azenta, Inc.   AZTA   01/31/2023   114340102   1.6   Elect Director Krishna G. Palepu    Mgmt    For    For    For
Azenta, Inc.   AZTA   01/31/2023   114340102   1.7   Elect Director Dorothy E. Puhy    Mgmt    For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Proposal
Number
  Proposal Text    Proponent    Mgmt
Rec
   Voting
Policy Rec
   Vote
Instruction
Azenta, Inc.   AZTA   01/31/2023   114340102   1.8   Elect Director Michael Rosenblatt    Mgmt    For    For    For
Azenta, Inc.   AZTA   01/31/2023   114340102   1.9   Elect Director Stephen S. Schwartz    Mgmt    For    For    For
Azenta, Inc.   AZTA   01/31/2023   114340102   1.10   Elect Director Ellen M. Zane    Mgmt    For    For    For
Azenta, Inc.   AZTA   01/31/2023   114340102   2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
Azenta, Inc.   AZTA   01/31/2023   114340102   3   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
Fair Isaac Corporation   FICO   03/01/2023   303250104   1a   Elect Director Braden R. Kelly    Mgmt    For    For    For
Fair Isaac Corporation   FICO   03/01/2023   303250104   1b   Elect Director Fabiola R. Arredondo    Mgmt    For    For    For
Fair Isaac Corporation   FICO   03/01/2023   303250104   1c   Elect Director James D. Kirsner    Mgmt    For    For    For
Fair Isaac Corporation   FICO   03/01/2023   303250104   1d   Elect Director William J. Lansing    Mgmt    For    For    For
Fair Isaac Corporation   FICO   03/01/2023   303250104   1e   Elect Director Eva Manolis    Mgmt    For    For    For
Fair Isaac Corporation   FICO   03/01/2023   303250104   1f   Elect Director Marc F. McMorris    Mgmt    For    For    For
Fair Isaac Corporation   FICO   03/01/2023   303250104   1g   Elect Director Joanna Rees    Mgmt    For    For    For
Fair Isaac Corporation   FICO   03/01/2023   303250104   1h   Elect Director David A. Rey    Mgmt    For    For    For
Fair Isaac Corporation   FICO   03/01/2023   303250104   2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
Fair Isaac Corporation   FICO   03/01/2023   303250104   3   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
Fair Isaac Corporation   FICO   03/01/2023   303250104   4   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   2.1   Approve Allocation of Income and Dividends of CHF 1.45 per Share    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   2.2   Approve Dividends of CHF 1.45 per Share from Capital Contribution Reserves    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   3   Approve Discharge of Board and Senior Management    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   4   Elect Matthias Gillner as Director    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   5.1   Reelect Lukas Braunschweiler as Director    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   5.2   Reelect Myra Eskes as Director    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   5.3   Reelect Oliver Fetzer as Director    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   5.4   Reelect Karen Huebscher as Director    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   5.5   Reelect Christa Kreuzburg as Director    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   5.6   Reelect Daniel Marshak as Director    Mgmt    For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Proposal
Number
  Proposal Text    Proponent    Mgmt
Rec
   Voting
Policy Rec
   Vote
Instruction
Tecan Group AG   TECN   04/18/2023   H84774167   6   Reelect Lukas Braunschweiler as Board Chair    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   7.1   Reappoint Myra Eskes as Member of the Compensation Committee    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   7.2   Reappoint Oliver Fetzer as Member of the Compensation Committee    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   7.3   Reappoint Christa Kreuzburg as Member of the Compensation Committee    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   7.4   Reappoint Daniel Marshak as Member of the Compensation Committee    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   8   Ratify Ernst & Young AG as Auditors    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   9   Designate Proxy Voting Services GmbH as Independent Proxy    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   10.1   Approve Remuneration Report (Non-Binding)    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   10.2   Approve Remuneration of Directors in the Amount of CHF 1.5 Million    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   10.3   Approve Remuneration of Executive Committee in the Amount of CHF 20.5 Million    Mgmt    For    For    For
Tecan Group AG   TECN   04/18/2023   H84774167   11   Transact Other Business (Voting)    Mgmt    For    Against    Against
Globant SA   GLOB   04/19/2023   L44385109     Annual Meeting Agenda    Mgmt         
Globant SA   GLOB   04/19/2023   L44385109   1   Receive Board’s and Auditor’s Reports    Mgmt         
Globant SA   GLOB   04/19/2023   L44385109   2   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
Globant SA   GLOB   04/19/2023   L44385109   3   Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
Globant SA   GLOB   04/19/2023   L44385109   4   Approve Allocation of Income    Mgmt    For    For    For
Globant SA   GLOB   04/19/2023   L44385109   5   Approve Discharge of Directors    Mgmt    For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Proposal
Number
  Proposal Text    Proponent    Mgmt
Rec
   Voting
Policy Rec
   Vote
Instruction
Globant SA   GLOB   04/19/2023   L44385109   6   Approve Remuneration of Directors    Mgmt    For    For    For
Globant SA   GLOB   04/19/2023   L44385109   7   Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts and EU IFRS Consolidated Accounts    Mgmt    For    For    For
Globant SA   GLOB   04/19/2023   L44385109   8   Appoint Price Waterhouse & Co. S.R.L. as Auditor for IFRS Consolidated Accounts    Mgmt    For    For    For
Globant SA   GLOB   04/19/2023   L44385109   9   Reelect Linda Rottenberg as Director    Mgmt    For    Against    For
Globant SA   GLOB   04/19/2023   L44385109   10   Reelect Martin Umaran as Director    Mgmt    For    For    For
Globant SA   GLOB   04/19/2023   L44385109   11   Reelect Guibert Englebienne as Director    Mgmt    For    For    For
Globant SA   GLOB   04/19/2023   L44385109     Extraordinary Meeting Agenda    Mgmt         
Globant SA   GLOB   04/19/2023   L44385109   1   Increase Authorized Share Capital and Amend Articles of Association    Mgmt    For    For    For
Eurofins Scientific SE   ERF   04/27/2023   L31839134   1   Receive and Approve Board’s Reports    Mgmt    For    For    For
Eurofins Scientific SE   ERF   04/27/2023   L31839134   2   Receive and Approve Director’s Special Report Re: Operations Carried Out Under the Authorized Capital Established    Mgmt    For    For    For
Eurofins Scientific SE   ERF   04/27/2023   L31839134   3   Receive and Approve Auditor’s Reports    Mgmt    For    For    For
Eurofins Scientific SE   ERF   04/27/2023   L31839134   4   Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
Eurofins Scientific SE   ERF   04/27/2023   L31839134   5   Approve Financial Statements    Mgmt    For    For    For
Eurofins Scientific SE   ERF   04/27/2023   L31839134   6   Approve Allocation of Income    Mgmt    For    For    For
Eurofins Scientific SE   ERF   04/27/2023   L31839134   7   Approve Discharge of Directors    Mgmt    For    For    For
Eurofins Scientific SE   ERF   04/27/2023   L31839134   8   Approve Discharge of Auditors    Mgmt    For    For    For
Eurofins Scientific SE   ERF   04/27/2023   L31839134   9   Approve Remuneration Policy    Mgmt    For    For    For
Eurofins Scientific SE   ERF   04/27/2023   L31839134   10   Approve Remuneration Report    Mgmt    For    Against    Against
Eurofins Scientific SE   ERF   04/27/2023   L31839134   11   Reelect Ivo Rauh as Director    Mgmt    For    For    For
Eurofins Scientific SE   ERF   04/27/2023   L31839134   12   Reelect Fereshteh Pouchantchi as Director    Mgmt    For    For    For
Eurofins Scientific SE   ERF   04/27/2023   L31839134   13   Renew Appointment of Deloitte Audit as Auditor    Mgmt    For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Proposal
Number
  Proposal Text    Proponent    Mgmt
Rec
   Voting
Policy Rec
   Vote
Instruction
Eurofins Scientific SE   ERF   04/27/2023   L31839134   14   Approve Remuneration of Directors    Mgmt    For    For    For
Eurofins Scientific SE   ERF   04/27/2023   L31839134   15   Acknowledge Information on Repurchase Program    Mgmt    For    For    For
Eurofins Scientific SE   ERF   04/27/2023   L31839134   16   Authorize Filing of Required Documents and Other Formalities    Mgmt    For    For    For
Goosehead Insurance, Inc.   GSHD   05/01/2023   38267D109   1.1   Elect Director Robyn Jones    Mgmt    For    For    For
Goosehead Insurance, Inc.   GSHD   05/01/2023   38267D109   1.2   Elect Director Thomas McConnon    Mgmt    For    For    For
Goosehead Insurance, Inc.   GSHD   05/01/2023   38267D109   2   Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
Goosehead Insurance, Inc.   GSHD   05/01/2023   38267D109   3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Against    Against
Paycom Software, Inc.   PAYC   05/01/2023   70432V102   1.1   Elect Director Sharen J. Turney    Mgmt    For    Withhold    For
Paycom Software, Inc.   PAYC   05/01/2023   70432V102   1.2   Elect Director J.C. Watts, Jr.    Mgmt    For    Withhold    For
Paycom Software, Inc.   PAYC   05/01/2023   70432V102   2   Ratify Grant Thornton LLP as Auditors    Mgmt    For    For    For
Paycom Software, Inc.   PAYC   05/01/2023   70432V102   3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Against    For
Paycom Software, Inc.   PAYC   05/01/2023   70432V102   4   Approve Omnibus Stock Plan    Mgmt    For    For    For
Paycom Software, Inc.   PAYC   05/01/2023   70432V102   5   Amend Certificate of Incorporation to Limit the Personal Liability of Certain Officers    Mgmt    For    For    For
Paycom Software, Inc.   PAYC   05/01/2023   70432V102   6   Require a Majority Vote for the Election of Directors    SH    Against    For    Against
TMX Group Limited   X   05/02/2023   87262K105   1   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
TMX Group Limited   X   05/02/2023   87262K105   2a   Elect Director Luc Bertrand    Mgmt    For    For    For
TMX Group Limited   X   05/02/2023   87262K105   2b   Elect Director Nicolas Darveau-Garneau    Mgmt    For    For    For
TMX Group Limited   X   05/02/2023   87262K105   2c   Elect Director Martine Irman    Mgmt    For    For    For
TMX Group Limited   X   05/02/2023   87262K105   2d   Elect Director Moe Kermani    Mgmt    For    For    For
TMX Group Limited   X   05/02/2023   87262K105   2e   Elect Director William Linton    Mgmt    For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Proposal
Number
  Proposal Text    Proponent    Mgmt
Rec
   Voting
Policy Rec
   Vote
Instruction
TMX Group Limited   X   05/02/2023   87262K105   2f   Elect Director Audrey Mascarenhas    Mgmt    For    For    For
TMX Group Limited   X   05/02/2023   87262K105   2g   Elect Director John McKenzie    Mgmt    For    For    For
TMX Group Limited   X   05/02/2023   87262K105   2h   Elect Director Monique Mercier    Mgmt    For    For    For
TMX Group Limited   X   05/02/2023   87262K105   2i   Elect Director Kevin Sullivan    Mgmt    For    For    For
TMX Group Limited   X   05/02/2023   87262K105   2j   Elect Director Claude Tessier    Mgmt    For    For    For
TMX Group Limited   X   05/02/2023   87262K105   2k   Elect Director Eric Wetlaufer    Mgmt    For    For    For
TMX Group Limited   X   05/02/2023   87262K105   2l   Elect Director Ava Yaskiel    Mgmt    For    For    For
TMX Group Limited   X   05/02/2023   87262K105   3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
TMX Group Limited   X   05/02/2023   87262K105   4   Approve Stock Split    Mgmt    For    For    For
Altus Group Limited   AIF   05/03/2023   02215R107   1a   Elect Director Wai-Fong Au    Mgmt    For    For    For
Altus Group Limited   AIF   05/03/2023   02215R107   1b   Elect Director Angela L. Brown    Mgmt    For    For    For
Altus Group Limited   AIF   05/03/2023   02215R107   1c   Elect Director Colin J. Dyer    Mgmt    For    For    For
Altus Group Limited   AIF   05/03/2023   02215R107   1d   Elect Director Tony Gaffney    Mgmt    For    For    For
Altus Group Limited   AIF   05/03/2023   02215R107   1e   Elect Director Michael J. Gordon    Mgmt    For    For    For
Altus Group Limited   AIF   05/03/2023   02215R107   1f   Elect Director Anthony W. Long    Mgmt    For    For    For
Altus Group Limited   AIF   05/03/2023   02215R107   1g   Elect Director Diane MacDiarmid    Mgmt    For    For    For
Altus Group Limited   AIF   05/03/2023   02215R107   1h   Elect Director Raymond Mikulich    Mgmt    For    For    For
Altus Group Limited   AIF   05/03/2023   02215R107   1i   Elect Director Carolyn M. Schuetz    Mgmt    For    For    For
Altus Group Limited   AIF   05/03/2023   02215R107   1j   Elect Director Janet P. Woodruff    Mgmt    For    For    For
Altus Group Limited   AIF   05/03/2023   02215R107   2   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Proposal
Number
  Proposal Text    Proponent    Mgmt
Rec
   Voting
Policy Rec
   Vote
Instruction
Altus Group Limited   AIF   05/03/2023   02215R107   3   Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
Floor & Decor Holdings, Inc.   FND   05/10/2023   339750101   1a   Elect Director Dwight L. James    Mgmt    For    For    For
Floor & Decor Holdings, Inc.   FND   05/10/2023   339750101   1b   Elect Director Melissa Kersey    Mgmt    For    For    For
Floor & Decor Holdings, Inc.   FND   05/10/2023   339750101   1c   Elect Director Peter M. Starrett    Mgmt    For    For    For
Floor & Decor Holdings, Inc.   FND   05/10/2023   339750101   1d   Elect Director Thomas V. Taylor    Mgmt    For    For    For
Floor & Decor Holdings, Inc.   FND   05/10/2023   339750101   1e   Elect Director George Vincent West    Mgmt    For    For    For
Floor & Decor Holdings, Inc.   FND   05/10/2023   339750101   1f   Elect Director Charles D. Young    Mgmt    For    For    For
Floor & Decor Holdings, Inc.   FND   05/10/2023   339750101   2   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
Floor & Decor Holdings, Inc.   FND   05/10/2023   339750101   3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
Floor & Decor Holdings, Inc.   FND   05/10/2023   339750101   4   Amend Omnibus Stock Plan    Mgmt    For    For    For
Tyler Technologies, Inc.   TYL   05/11/2023   902252105   1.1   Elect Director Glenn A. Carter    Mgmt    For    For    For
Tyler Technologies, Inc.   TYL   05/11/2023   902252105   1.2   Elect Director Brenda A. Cline    Mgmt    For    For    For
Tyler Technologies, Inc.   TYL   05/11/2023   902252105   1.3   Elect Director Ronnie D. Hawkins, Jr.    Mgmt    For    For    For
Tyler Technologies, Inc.   TYL   05/11/2023   902252105   1.4   Elect Director Mary L. Landrieu    Mgmt    For    For    For
Tyler Technologies, Inc.   TYL   05/11/2023   902252105   1.5   Elect Director John S. Marr, Jr.    Mgmt    For    For    For
Tyler Technologies, Inc.   TYL   05/11/2023   902252105   1.6   Elect Director H. Lynn Moore, Jr.    Mgmt    For    For    For
Tyler Technologies, Inc.   TYL   05/11/2023   902252105   1.7   Elect Director Daniel M. Pope    Mgmt    For    For    For
Tyler Technologies, Inc.   TYL   05/11/2023   902252105   1.8   Elect Director Dustin R. Womble    Mgmt    For    For    For
Tyler Technologies, Inc.   TYL   05/11/2023   902252105   2   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
Tyler Technologies, Inc.   TYL   05/11/2023   902252105   3   Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Proposal
Number
  Proposal Text    Proponent    Mgmt
Rec
   Voting
Policy Rec
   Vote
Instruction
Tyler Technologies, Inc.   TYL   05/11/2023   902252105   4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   D1648T108   1   Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)    Mgmt         
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   D1648T108   2   Accept Financial Statements and Statutory Reports for Fiscal Year 2022    Mgmt    For    For    For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   D1648T108   3   Approve Allocation of Income and Dividends of EUR 1.06 per Share    Mgmt    For    For    For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   D1648T108   4   Approve Discharge of Personally Liable Partner for Fiscal Year 2022    Mgmt    For    For    For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   D1648T108   5   Approve Discharge of Supervisory Board for Fiscal Year 2022    Mgmt    For    For    For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   D1648T108   6   Ratify KPMG AG as Auditors for Fiscal Year 2023    Mgmt    For    For    For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   D1648T108   7   Approve Virtual-Only Shareholder Meetings Until 2028    Mgmt    For    For    For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   D1648T108   8   Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    Mgmt    For    For    For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   D1648T108   9   Amend Articles Re: Electronic Communication; Absentee Vote    Mgmt    For    For    For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   D1648T108   10   Approve Remuneration Report    Mgmt    For    Against    Against
Align Technology, Inc.   ALGN   05/17/2023   016255101   1.1   Elect Director Kevin J. Dallas    Mgmt    For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   1.2   Elect Director Joseph M. Hogan    Mgmt    For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   1.3   Elect Director Joseph Lacob    Mgmt    For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   1.4   Elect Director C. Raymond Larkin, Jr.    Mgmt    For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   1.5   Elect Director George J. Morrow    Mgmt    For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   1.6   Elect Director Anne M. Myong    Mgmt    For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   1.7   Elect Director Andrea L. Saia    Mgmt    For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   1.8   Elect Director Susan E. Siegel    Mgmt    For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   2   Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation    Mgmt    For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Proposal
Number
  Proposal Text    Proponent    Mgmt
Rec
   Voting
Policy Rec
   Vote
Instruction
Align Technology, Inc.   ALGN   05/17/2023   016255101   4   Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
Align Technology, Inc.   ALGN   05/17/2023   016255101   5   Amend Omnibus Stock Plan    Mgmt    For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   6   Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   1   Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   2   Approve Remuneration Report    Mgmt    For    For    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   3   Approve Final Dividend    Mgmt    For    For    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   4   Elect Don Robert as Director    Mgmt    For    For    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   5   Re-elect Bertrand Bodson as Director    Mgmt    For    For    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   6   Re-elect Georges Fornay as Director    Mgmt    For    For    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   7   Re-elect Charlotta Ginman as Director    Mgmt    For    Against    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   8   Re-elect Jon Hauck as Director    Mgmt    For    For    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   9   Re-elect Marion Sears as Director    Mgmt    For    Against    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   10   Re-elect Neil Thompson as Director    Mgmt    For    Against    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   11   Reappoint BDO LLP as Auditors    Mgmt    For    For    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   12   Authorise Board to Fix Remuneration of Auditors    Mgmt    For    For    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   13   Authorise Issue of Equity    Mgmt    For    For    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   14   Approve Increase in the Cap on Aggregate Fees Payable to Directors    Mgmt    For    For    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   15   Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   16   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Mgmt    For    For    For
Keywords Studios Plc   KWS   05/26/2023   G5254U108   17   Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For


Issuer Name   Ticker   Meeting Date   Primary
Security ID
  Proposal
Number
  Proposal Text    Proponent    Mgmt
Rec
   Voting
Policy Rec
   Vote
Instruction
Revolve Group, Inc.   RVLV   06/09/2023   76156B107   1.1   Elect Director Michael (“Mike”) Karanikolas    Mgmt    For    Withhold    For
Revolve Group, Inc.   RVLV   06/09/2023   76156B107   1.2   Elect Director Michael Mente    Mgmt    For    Withhold    For
Revolve Group, Inc.   RVLV   06/09/2023   76156B107   1.3   Elect Director Melanie Cox    Mgmt    For    For    For
Revolve Group, Inc.   RVLV   06/09/2023   76156B107   1.4   Elect Director Oana Ruxandra    Mgmt    For    For    For
Revolve Group, Inc.   RVLV   06/09/2023   76156B107   1.5   Elect Director Marc Stolzman    Mgmt    For    For    For
Revolve Group, Inc.   RVLV   06/09/2023   76156B107   2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
Revolve Group, Inc.   RVLV   06/09/2023   76156B107   3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
Five Below, Inc.   FIVE   06/13/2023   33829M101   1a   Elect Director Joel D. Anderson    Mgmt    For    For    For
Five Below, Inc.   FIVE   06/13/2023   33829M101   1b   Elect Director Kathleen S. Barclay    Mgmt    For    For    For
Five Below, Inc.   FIVE   06/13/2023   33829M101   1c   Elect Director Thomas M. Ryan    Mgmt    For    For    For
Five Below, Inc.   FIVE   06/13/2023   33829M101   2   Ratify KPMG LLP as Auditors    Mgmt    For    For    For
Five Below, Inc.   FIVE   06/13/2023   33829M101   3   Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
Five Below, Inc.   FIVE   06/13/2023   33829M101   4   Amend Bylaws to Limit the Liability of Officers    Mgmt    For    For    For
Five Below, Inc.   FIVE   06/13/2023   33829M101   5   Amend Bylaws to Amend the Limitation of Liability of Directors Provision    Mgmt    For    For    For


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
ICON plc    ICLR    G4705A100    26-Jul-22    Management    1.1    Elect Director Steve Cutler    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    1.2    Elect Director John Climax    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    1.3    Elect Director Ronan Murphy    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    2    Accept Financial Statements and Statutory Reports    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    3    Authorise Board to Fix Remuneration of Auditors    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    4    Authorize Issue of Equity    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    5    Authorize Issue of Equity without Pre-emptive Rights    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    6    Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    7    Authorize Share Repurchase Program    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    8    Approve the Price Range for the Reissuance of Shares    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1a    Elect Director Richard H. Anderson    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1b    Elect Director Craig Arnold    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1c    Elect Director Scott C. Donnelly    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1d    Elect Director Lidia L. Fonseca    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1e    Elect Director Andrea J. Goldsmith    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1f    Elect Director Randall J. Hogan, III    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1g    Elect Director Kevin E. Lofton    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1h    Elect Director Geoffrey S. Martha    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1i    Elect Director Elizabeth G. Nabel    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1j    Elect Director Denise M. O’Leary    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1k    Elect Director Kendall J. Powell    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    4    Renew the Board’s Authority to Issue Shares Under Irish Law    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    5    Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    6    Authorize Overseas Market Purchases of Ordinary Shares    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1a    Elect Director Jaime Ardila    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1b    Elect Director Nancy McKinstry    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1c    Elect Director Beth E. Mooney    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1d    Elect Director Gilles C. Pelisson    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1e    Elect Director Paula A. Price    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1f    Elect Director Venkata (Murthy) Renduchintala    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1g    Elect Director Arun Sarin    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1h    Elect Director Julie Sweet    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1i    Elect Director Tracey T. Travis    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    4    Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    5    Renew the Board’s Authority to Issue Shares Under Irish Law    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    6    Authorize Board to Opt-Out of Statutory Pre-Emption Rights    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    7    Determine Price Range for Reissuance of Treasury Shares    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    1    Accept Financial Statements and Statutory Reports    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    2    Approve Remuneration Report    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    3    Approve Final Dividend    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    4    Elect Maggie Jones as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    5    Re-elect Andrew Duff as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    6    Re-elect Sangeeta Anand as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    7    Re-elect John Bates as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    8    Re-elect Jonathan Bewes as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    9    Re-elect Annette Court as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    10    Re-elect Drummond Hall as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    11    Re-elect Derek Harding as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    12    Re-elect Steve Hare as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    13    Re-elect Jonathan Howell as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    14    Reappoint Ernst & Young LLP as Auditors    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    15    Authorise the Audit and Risk Committee to Fix Remuneration of Auditors    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    16    Authorise UK Political Donations and Expenditure    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    17    Approve Increase in the Maximum Aggregate Fees Payable to Non-Executive Directors    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    18    Amend 2019 Restricted Share Plan    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    19    Approve Colleague Share Purchase Plan    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    20    Authorise Issue of Equity    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    21    Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    22    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    23    Authorise Market Purchase of Ordinary Shares    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    1    Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)          Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    2    Approve Allocation of Income and Dividends of EUR 0.95 per Share    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    3.1    Approve Discharge of Management Board Member Bernhard Montag for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    3.2    Approve Discharge of Management Board Member Jochen Schmitz for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    3.3    Approve Discharge of Management Board Member Darleen Caron for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    3.4    Approve Discharge of Management Board Member Elisabeth Staudinger-Leibrecht (since Dec. 1, 2021) for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    3.5    Approve Discharge of Management Board Member Christoph Zindel (until March 31, 2022) for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.1    Approve Discharge of Supervisory Board Member Ralf Thomas for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.2    Approve Discharge of Supervisory Board Member Norbert Gaus for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.3    Approve Discharge of Supervisory Board Member Roland Busch for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.4    Approve Discharge of Supervisory Board Member Marion Helmes for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.5    Approve Discharge of Supervisory Board Member Andreas Hoffmann for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.6    Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.7    Approve Discharge of Supervisory Board Member Peer Schatz for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.8    Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal Year 2022    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.9    Approve Discharge of Supervisory Board Member Gregory Sorensen for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.10    Approve Discharge of Supervisory Board Member Karl-Heinz Streibich for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    5    Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2023    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    6    Approve Remuneration Report    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.1    Elect Ralf Thomas to the Supervisory Board    For    Against    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.2    Elect Veronika Bienert to the Supervisory Board    For    Against    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.3    Elect Marion Helmes to the Supervisory Board    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.4    Elect Peter Koerte to the Supervisory Board    For    Against    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.5    Elect Sarena Lin to the Supervisory Board    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.6    Elect Nathalie von Siemens to the Supervisory Board    For    Against    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.7    Elect Karl-Heinz Streibich to the Supervisory Board    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.8    Elect Dow Wilson to the Supervisory Board    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    8    Approve Remuneration of Supervisory Board    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    9    Approve Virtual-Only Shareholder Meetings Until 2028    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    10.1    Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    10.2    Amend Articles Re: Participation of Supervisory Board Members in the Virtual General Meeting by Means of Audio and Video Transmission    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    11    Approve Affiliation Agreement with Siemens Healthineers Holding I GmbH    For    For    Yes
Evolution AB    EVO    W3287P115    04-Apr-23    Management    1    Open Meeting          No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    2    Elect Chairman of Meeting    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    3    Prepare and Approve List of Shareholders    For    For    No


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Evolution AB    EVO    W3287P115    04-Apr-23    Management    4    Approve Agenda of Meeting    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    5    Designate Inspector(s) of Minutes of Meeting    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    6    Acknowledge Proper Convening of Meeting    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.a    Accept Financial Statements and Statutory Reports    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.b    Approve Allocation of Income and Dividends of EUR 2.00 Per Share    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c1    Approve Discharge of Jens von Bahr    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c2    Approve Discharge of Fredrik Osterberg    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c3    Approve Discharge of Ian Livingstone    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c4    Approve Discharge of Joel Citron    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c5    Approve Discharge of Jonas Engwall    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c6    Approve Discharge of Mimi Drake    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c7    Approve Discharge of Sandra Urie    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c8    Approve Discharge of Martin Carlesund    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    8    Determine Number of Members (7) and Deputy Members (0) of Board    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    9    Approve Remuneration of Directors in the Amount of EUR 400,000 to Chairman and EUR 100,000 for Other Directors    For    Against    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    10.1    Reelect Jens von Bahr (Chair) as Director    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    10.2    Reelect Fredrik Osterberg as Director    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    10.3    Reelect Ian Livingstone as Director    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    10.4    Reelect Joel Citron as Director    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    10.5    Reelect Jonas Engwall as Director    For    For    No


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Evolution AB    EVO    W3287P115    04-Apr-23    Management    10.6    Reelect Mimi Drake as Director    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    10.7    Reelect Sandra Urie as Director    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    11    Approve Remuneration of Auditors    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    12    Ratify PricewaterhouseCoopers as Auditors    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    13    Approve Nomination Committee Procedures    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    14    Approve Remuneration Report    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    15    Authorize Share Repurchase Program    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    16    Authorize Reissuance of Repurchased Shares    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    17    Approve Creation of Pool of Capital without Preemptive Rights    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    18    Authorize the Board to Repurchase Warrants from Participants in Warrants Plan 2021/2024    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    19    Approve Transaction with Big Time Gaming Pty Ltd    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    20    Close Meeting          No
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    1    Approve Financial Statements and Statutory Reports    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    3    Approve Allocation of Income and Dividends of EUR 3.85 per Share    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    4    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    5    Approve Compensation Report of Corporate Officers    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    6    Approve Compensation of Daniel Julien, Chairman and CEO    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    7    Approve Compensation of Olivier Rigaudy, Vice-CEO    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    8    Approve Remuneration Policy of Directors    For    For    Yes


Company Name    Ticker    Provider
Security
ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    9    Approve Remuneration Policy of Chairman and CEO    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    10    Approve Remuneration Policy of Vice-CEO    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    11    Reelect Christobel Selecky as Director    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    12    Reelect Angela Maria Sierra-Moreno as Director    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    13    Reelect Jean Guez as Director    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    14    Elect Varun Bery as Director    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    15    Elect Bhupender Singh as Director    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    16    Appoint PricewaterhouseCoopers Audit SAS as Auditor    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    17    Renew Appointment of Deloitte & Associes SA as Auditor    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    18    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    19    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    20    Authorize Capitalization of Reserves of Up to EUR 142 Million for Bonus Issue or Increase in Par Value    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    21    Authorize Capital Increase for Contributions in Kind, up to Aggregate Nominal Amount of EUR 7.2 Million    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    22    Authorize Filing of Required Documents/Other Formalities    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    1    Approve Financial Statements and Statutory Reports    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    3    Approve Allocation of Income and Dividends of EUR 12.00 per Share    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    4    Approve Auditors’ Special Report on Related-Party Transactions    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    5    Reelect Delphine Arnault as Director    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    6    Reelect Antonio Belloni as Director    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    7    Reelect Marie-Josee Kravis as Director    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    8    Reelect Marie-Laure Sauty de Chalon as Director    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    9    Reelect Natacha Valla as Director    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    10    Elect Laurent Mignon as Director    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    11    Renew Appointment of Lord Powell of Bayswater as Censor    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    12    Appoint Diego Della Valle as Censor    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    13    Approve Compensation Report of Corporate Officers    For    Against    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    14    Approve Compensation of Bernard Arnault, Chairman and CEO    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    15    Approve Compensation of Antonio Belloni, Vice-CEO    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    16    Approve Remuneration Policy of Directors    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    17    Approve Remuneration Policy of Chairman and CEO    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    18    Approve Remuneration Policy of Vice-CEO    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    19    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    20    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    21    Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    22    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    23    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights With Binding Priority Right up to Aggregate Nominal Amount of EUR 20 Million    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    24    Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    25    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    26    Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    27    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    28    Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans Reserved for Employees and Corporate Officers    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    29    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    30    Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 20 Million    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    1    Open Meeting          Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    2    Discuss the Company’s Business, Financial Situation and Sustainability          Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    3a    Approve Remuneration Report    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    3b    Adopt Financial Statements and Statutory Reports    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    3c    Receive Explanation on Company’s Reserves and Dividend Policy          Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    3d    Approve Dividends    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    4a    Approve Discharge of Management Board    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    4b    Approve Discharge of Supervisory Board    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    5    Approve Number of Shares for Management Board    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    6a    Amend Remuneration Policy for the Supervisory Board    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    6b    Amend Remuneration of the Members of the Supervisory Board    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    7    Receive Information on the Composition of the Management Board and Announce Intention to Appoint W.R. Allan to Management Board          Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    8    Elect N.S. Andersen to Supervisory Board    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    8b    Elect J.P. de Kreij to Supervisory Board    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    8c    Discuss Composition of the Supervisory Board          Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    9    Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    10a    Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital Plus Additional 5 Percent in Case of Merger or Acquisition    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    10b    Authorize Board to Exclude Preemptive Rights from Share Issuances    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    11    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    12    Authorize Cancellation of Repurchased Shares    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    13    Other Business (Non-Voting)          Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    14    Close Meeting          Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    1    Accept Financial Statements and Statutory Reports    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    2    Approve Remuneration Report    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    3    Re-elect Nils Andersen as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    4    Re-elect Judith Hartmann as Director    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Unilever Plc    ULVR    G92087165    03-May-23    Management    5    Re-elect Adrian Hennah as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    6    Re-elect Alan Jope as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    7    Re-elect Andrea Jung as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    8    Re-elect Susan Kilsby as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    9    Re-elect Ruby Lu as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    10    Re-elect Strive Masiyiwa as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    11    Re-elect Youngme Moon as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    12    Re-elect Graeme Pitkethly as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    13    Re-elect Feike Sijbesma as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    14    Elect Nelson Peltz as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    15    Elect Hein Schumacher as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    16    Reappoint KPMG LLP as Auditors    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    17    Authorise Board to Fix Remuneration of Auditors    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    18    Authorise UK Political Donations and Expenditure    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    19    Authorise Issue of Equity    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    20    Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    22    Authorise Market Purchase of Ordinary Shares    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    23    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    1    Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)          Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
adidas AG    ADS    D0066B185    11-May-23    Management    2    Approve Allocation of Income and Dividends of EUR 0.70 per Share    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    3    Approve Discharge of Management Board for Fiscal Year 2022    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    4    Approve Discharge of Supervisory Board for Fiscal Year 2022    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    5    Approve Remuneration Report    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    6    Approve Virtual-Only Shareholder Meetings Until 2025    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    7    Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    8    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    9    Authorize Use of Financial Derivatives when Repurchasing Shares    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    1    Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)          Yes
SAP SE    SAP    D66992104    11-May-23    Management    2    Approve Allocation of Income and Dividends of EUR 2.05 per Share    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    3    Approve Discharge of Management Board for Fiscal Year 2022    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    4    Approve Discharge of Supervisory Board for Fiscal Year 2022    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    5    Approve Remuneration Report    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    6    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    7    Authorize Use of Financial Derivatives when Repurchasing Shares    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    8.1    Elect Jennifer Xin-Zhe Li to the Supervisory Board    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    8.2    Elect Qi Lu to the Supervisory Board    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    8.3    Elect Punit Renjen to the Supervisory Board    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    9    Approve Remuneration Policy for the Management Board    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    10    Approve Remuneration Policy for the Supervisory Board    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
SAP SE    SAP    D66992104    11-May-23    Management    11.1    Approve Virtual-Only Shareholder Meetings Until 2025    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    11.2    Amend Articles Re: Participation of Supervisory Board Members in the Virtual Annual General Meeting by Means of Audio and Video Transmission    For    For    Yes
MercadoLibre, Inc.    MELI    58733R102    07-Jun-23    Management    1.1    Elect Director Susan Segal    For    For    Yes
MercadoLibre, Inc.    MELI    58733R102    07-Jun-23    Management    1.2    Elect Director Mario Eduardo Vazquez    For    For    Yes
MercadoLibre, Inc.    MELI    58733R102    07-Jun-23    Management    1.3    Elect Director Alejandro Nicolas Aguzin    For    For    Yes
MercadoLibre, Inc.    MELI    58733R102    07-Jun-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes
MercadoLibre, Inc.    MELI    58733R102    07-Jun-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes
MercadoLibre, Inc.    MELI    58733R102    07-Jun-23    Management    4    Ratify Pistrelli, Henry Martin y Asociados S.R.L., as Auditors    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.1    Elect Director Lester B. Knight    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.2    Elect Director Gregory C. Case    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.3    Elect Director Jin-Yong Cai    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.4    Elect Director Jeffrey C. Campbell    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.5    Elect Director Fulvio Conti    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.6    Elect Director Cheryl A. Francis    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.7    Elect Director Adriana Karaboutis    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.8    Elect Director Richard C. Notebaert    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.9    Elect Director Gloria Santona    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.10    Elect Director Sarah E. Smith    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.11    Elect Director Byron O. Spruell    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.12    Elect Director Carolyn Y. Woo    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Aon plc    AON    G0403H108    16-Jun-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    4    Ratify Ernst & Young LLP as Auditors    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    5    Ratify Ernst & Young Chartered Accountants as Statutory Auditor    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    6    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    7    Amend Omnibus Plan    For    For    Yes
Evolution AB    EVO    W3287P115    16-Jun-23    Management    1    Open Meeting          No
Evolution AB    EVO    W3287P115    16-Jun-23    Management    2    Elect Chairman of Meeting    For    For    No
Evolution AB    EVO    W3287P115    16-Jun-23    Management    3    Prepare and Approve List of Shareholders    For    For    No
Evolution AB    EVO    W3287P115    16-Jun-23    Management    4    Approve Agenda of Meeting    For    For    No
Evolution AB    EVO    W3287P115    16-Jun-23    Management    5    Designate Inspector(s) of Minutes of Meeting    For    For    No
Evolution AB    EVO    W3287P115    16-Jun-23    Management    6    Acknowledge Proper Convening of Meeting    For    For    No
Evolution AB    EVO    W3287P115    16-Jun-23    Management    7    Approve Performance Share Plan for Key Employees    For    For    No
Evolution AB    EVO    W3287P115    16-Jun-23    Management    8    Close Meeting          No
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    1    Approve Consolidated and Standalone Financial Statements    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    2    Approve Non-Financial Information Statement    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    3    Advisory Vote on Remuneration Report    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    4    Approve Allocation of Income and Dividends    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    5    Approve Discharge of Board    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    6.1    Elect Frits Dirk van Paasschen as Director    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    6.2    Reelect William Connelly as Director    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    6.3    Reelect Luis Maroto Camino as Director    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    6.4    Reelect Pilar Garcia Ceballos-Zuniga as Director    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    6.5    Reelect Stephan Gemkow as Director    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    6.6    Reelect Peter Kuerpick as Director    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    6.7    Reelect Xiaoqun Clever as Director    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    7    Approve Remuneration of Directors    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    8    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1A    Elect Director Tobias Lutke    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1B    Elect Director Robert Ashe    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1C    Elect Director Gail Goodman    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1D    Elect Director Colleen Johnston    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1E    Elect Director Jeremy Levine    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1F    Elect Director Toby Shannan    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1G    Elect Director Fidji Simo    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1H    Elect Director Bret Taylor    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    3    Advisory Vote on Executive Compensation Approach    For    For    Yes


PROXY VOTING RECORD

FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023

iMGP Global Select Fund

 

Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Diageo Plc    DGE    G42089113    06-Oct-22    Accept Financial Statements and Statutory Reports    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Approve Remuneration Report    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Approve Final Dividend    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Elect Karen Blackett as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Re-elect Melissa Bethell as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Re-elect Lavanya Chandrashekar as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Re-elect Valerie Chapoulaud-Floquet as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Re-elect Javier Ferran as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Re-elect Susan Kilsby as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Re-elect Sir John Manzoni as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Re-elect Lady Mendelsohn as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Re-elect Ivan Menezes as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Re-elect Alan Stewart as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Re-elect Ireena Vittal as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Reappoint PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Authorise the Audit Committee to Fix Remuneration of Auditors    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Authorise UK Political Donations and Expenditure    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Amend Irish Share Ownership Plan    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Authorise Issue of Equity    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Authorise Issue of Equity without Pre-emptive Rights    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Diageo Plc    DGE    G42089113    06-Oct-22    Authorise Market Purchase of Ordinary Shares    Management    Yes    For    No
Diageo Plc    DGE    G42089113    06-Oct-22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Management    Yes    For    No
The Clorox Company    CLX    189054109    16-Nov-22    Elect Director Amy L. Banse    Management    Yes    For    No
The Clorox Company    CLX    189054109    16-Nov-22    Elect Director Julia Denman    Management    Yes    For    No
The Clorox Company    CLX    189054109    16-Nov-22    Elect Director Spencer C. Fleischer    Management    Yes    For    No
The Clorox Company    CLX    189054109    16-Nov-22    Elect Director Esther Lee    Management    Yes    For    No
The Clorox Company    CLX    189054109    16-Nov-22    Elect Director A.D. David Mackay    Management    Yes    For    No
The Clorox Company    CLX    189054109    16-Nov-22    Elect Director Paul Parker    Management    Yes    For    No
The Clorox Company    CLX    189054109    16-Nov-22    Elect Director Stephanie Plaines    Management    Yes    For    No
The Clorox Company    CLX    189054109    16-Nov-22    Elect Director Linda Rendle    Management    Yes    For    No
The Clorox Company    CLX    189054109    16-Nov-22    Elect Director Matthew J. Shattock    Management    Yes    For    No
The Clorox Company    CLX    189054109    16-Nov-22    Elect Director Kathryn Tesija    Management    Yes    For    No
The Clorox Company    CLX    189054109    16-Nov-22    Elect Director Russell J. Weiner    Management    Yes    For    No
The Clorox Company    CLX    189054109    16-Nov-22    Elect Director Christopher J. Williams    Management    Yes    For    No
The Clorox Company    CLX    189054109    16-Nov-22    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
The Clorox Company    CLX    189054109    16-Nov-22    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No
Medtronic Plc    MDT    G5960L103    08-Dec-22    Elect Director Richard H. Anderson    Management    Yes    For    No
Medtronic Plc    MDT    G5960L103    08-Dec-22    Elect Director Craig Arnold    Management    Yes    For    No
Medtronic Plc    MDT    G5960L103    08-Dec-22    Elect Director Scott C. Donnelly    Management    Yes    For    No
Medtronic Plc    MDT    G5960L103    08-Dec-22    Elect Director Lidia L. Fonseca    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Medtronic Plc    MDT    G5960L103    08-Dec-22    Elect Director Andrea J. Goldsmith    Management    Yes    For    No
Medtronic Plc    MDT    G5960L103    08-Dec-22    Elect Director Randall J. Hogan, III    Management    Yes    For    No
Medtronic Plc    MDT    G5960L103    08-Dec-22    Elect Director Kevin E. Lofton    Management    Yes    For    No
Medtronic Plc    MDT    G5960L103    08-Dec-22    Elect Director Geoffrey S. Martha    Management    Yes    For    No
Medtronic Plc    MDT    G5960L103    08-Dec-22    Elect Director Elizabeth G. Nabel    Management    Yes    For    No
Medtronic Plc    MDT    G5960L103    08-Dec-22    Elect Director Denise M. O’Leary    Management    Yes    For    No
Medtronic Plc    MDT    G5960L103    08-Dec-22    Elect Director Kendall J. Powell    Management    Yes    For    No
Medtronic Plc    MDT    G5960L103    08-Dec-22    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Management    Yes    For    No
Medtronic Plc    MDT    G5960L103    08-Dec-22    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Medtronic Plc    MDT    G5960L103    08-Dec-22    Renew the Board’s Authority to Issue Shares Under Irish Law    Management    Yes    For    No
Medtronic Plc    MDT    G5960L103    08-Dec-22    Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law    Management    Yes    For    No
Medtronic Plc    MDT    G5960L103    08-Dec-22    Authorize Overseas Market Purchases of Ordinary Shares    Management    Yes    For    No
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Elect Director William M. Brown    Management    Yes    For    No
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Elect Director Catherine M. Burzik    Management    Yes    For    No
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Elect Director Carrie L. Byington    Management    Yes    For    No
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Elect Director R. Andrew Eckert    Management    Yes    For    No
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Elect Director Claire M. Fraser    Management    Yes    For    No
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Elect Director Jeffrey W. Henderson    Management    Yes    For    No
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Elect Director Christopher Jones    Management    Yes    For    No
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Elect Director Marshall O. Larsen    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Elect Director Thomas E. Polen    Management    Yes    For    No
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Elect Director Timothy M. Ring    Management    Yes    For    No
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Elect Director Bertram L. Scott    Management    Yes    For    No
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Amend Omnibus Stock Plan    Management    Yes    For    No
Becton, Dickinson and Company    BDX    075887109    24-Jan-23    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Shareholder    Yes    For    Yes
Kimberly-Clark Corporation    KMB    494368103    20-Apr-23    Elect Director Sylvia M. Burwell    Management    Yes    For    No
Kimberly-Clark Corporation    KMB    494368103    20-Apr-23    Elect Director John W. Culver    Management    Yes    For    No
Kimberly-Clark Corporation    KMB    494368103    20-Apr-23    Elect Director Michael D. Hsu    Management    Yes    For    No
Kimberly-Clark Corporation    KMB    494368103    20-Apr-23    Elect Director Mae C. Jemison    Management    Yes    For    No
Kimberly-Clark Corporation    KMB    494368103    20-Apr-23    Elect Director S. Todd Maclin    Management    Yes    For    No
Kimberly-Clark Corporation    KMB    494368103    20-Apr-23    Elect Director Deirdre A. Mahlan    Management    Yes    For    No
Kimberly-Clark Corporation    KMB    494368103    20-Apr-23    Elect Director Sherilyn S. McCoy    Management    Yes    For    No
Kimberly-Clark Corporation    KMB    494368103    20-Apr-23    Elect Director Christa S. Quarles    Management    Yes    For    No
Kimberly-Clark Corporation    KMB    494368103    20-Apr-23    Elect Director Jaime A. Ramirez    Management    Yes    For    No
Kimberly-Clark Corporation    KMB    494368103    20-Apr-23    Elect Director Dunia A. Shive    Management    Yes    For    No
Kimberly-Clark Corporation    KMB    494368103    20-Apr-23    Elect Director Mark T. Smucker    Management    Yes    For    No
Kimberly-Clark Corporation    KMB    494368103    20-Apr-23    Elect Director Michael D. White    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Kimberly-Clark Corporation    KMB    494368103    20-Apr-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
Kimberly-Clark Corporation    KMB    494368103    20-Apr-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Kimberly-Clark Corporation    KMB    494368103    20-Apr-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Northern Trust Corporation    NTRS    665859104    25-Apr-23    Elect Director Linda Walker Bynoe    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    25-Apr-23    Elect Director Susan Crown    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    25-Apr-23    Elect Director Dean M. Harrison    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    25-Apr-23    Elect Director Jay L. Henderson    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    25-Apr-23    Elect Director Marcy S. Klevorn    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    25-Apr-23    Elect Director Siddharth N. (Bobby) Mehta    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    25-Apr-23    Elect Director Michael G. O’Grady    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    25-Apr-23    Elect Director Jose Luis Prado    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    25-Apr-23    Elect Director Martin P. Slark    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    25-Apr-23    Elect Director David H. B. Smith, Jr.    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    25-Apr-23    Elect Director Donald Thompson    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    25-Apr-23    Elect Director Charles A. Tribbett, III    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    25-Apr-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    25-Apr-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Northern Trust Corporation    NTRS    665859104    25-Apr-23    Ratify KPMG LLP as Auditors    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Accept Financial Statements and Statutory Reports    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Approve Remuneration Policy    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Smith & Nephew plc    SN    G82343164    26-Apr-23    Approve Remuneration Report    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Approve Final Dividend    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Elect Rupert Soames as Director    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Re-elect Erik Engstrom as Director    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Re-elect Jo Hallas as Director    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Re-elect John Ma as Director    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Re-elect Katarzyna Mazur-Hofsaess as Director    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Re-elect Rick Medlock as Director    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Re-elect Deepak Nath as Director    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Re-elect Anne-Francoise Nesmes as Director    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Re-elect Marc Owen as Director    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Re-elect Roberto Quarta as Director    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Re-elect Angie Risley as Director    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Re-elect Bob White as Director    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Reappoint KPMG LLP as Auditors    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Authorise Board to Fix Remuneration of Auditors    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Authorise Issue of Equity    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Authorise Issue of Equity without Pre-emptive Rights    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Management    Yes    For    No
Smith & Nephew plc    SN    G82343164    26-Apr-23    Authorise Market Purchase of Ordinary Shares    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Smith & Nephew plc    SN    G82343164    26-Apr-23    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Management    Yes    For    No
Healthpeak Properties, Inc.    PEAK    42250P103    27-Apr-23    Elect Director Scott M. Brinker    Management    Yes    For    No
Healthpeak Properties, Inc.    PEAK    42250P103    27-Apr-23    Elect Director Brian G. Cartwright    Management    Yes    For    No
Healthpeak Properties, Inc.    PEAK    42250P103    27-Apr-23    Elect Director James B. Connor    Management    Yes    For    No
Healthpeak Properties, Inc.    PEAK    42250P103    27-Apr-23    Elect Director Christine N. Garvey    Management    Yes    For    No
Healthpeak Properties, Inc.    PEAK    42250P103    27-Apr-23    Elect Director R. Kent Griffin, Jr.    Management    Yes    For    No
Healthpeak Properties, Inc.    PEAK    42250P103    27-Apr-23    Elect Director David B. Henry    Management    Yes    For    No
Healthpeak Properties, Inc.    PEAK    42250P103    27-Apr-23    Elect Director Sara G. Lewis    Management    Yes    For    No
Healthpeak Properties, Inc.    PEAK    42250P103    27-Apr-23    Elect Director Katherine M. Sandstrom    Management    Yes    For    No
Healthpeak Properties, Inc.    PEAK    42250P103    27-Apr-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Healthpeak Properties, Inc.    PEAK    42250P103    27-Apr-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Healthpeak Properties, Inc.    PEAK    42250P103    27-Apr-23    Approve Omnibus Stock Plan    Management    Yes    For    No
Healthpeak Properties, Inc.    PEAK    42250P103    27-Apr-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Darius Adamczyk    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Mary C. Beckerle    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director D. Scott Davis    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Jennifer A. Doudna    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Joaquin Duato    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Marillyn A. Hewson    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Paula A. Johnson    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Hubert Joly    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Mark B. McClellan    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Anne M. Mulcahy    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Mark A. Weinberger    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Nadja Y. West    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Adopt Mandatory Arbitration Bylaw—Withdrawn    Shareholder    Yes       No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Report on Government Financial Support and Equitable Access to Covid-19 Products    Shareholder    Yes    For    Yes
Johnson & Johnson    JNJ    478160104    27-Apr-23    Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics    Shareholder    Yes    For    Yes
Johnson & Johnson    JNJ    478160104    27-Apr-23    Report on Impact of Extended Patent Exclusivities on Product Access    Shareholder    Yes    Against    No
Baxter International Inc.    BAX    071813109    02-May-23    Elect Director Jose (Joe) E. Almeida    Management    Yes    For    No
Baxter International Inc.    BAX    071813109    02-May-23    Elect Director Michael F. Mahoney    Management    Yes    For    No
Baxter International Inc.    BAX    071813109    02-May-23    Elect Director Patricia B. Morrison    Management    Yes    For    No
Baxter International Inc.    BAX    071813109    02-May-23    Elect Director Stephen N. Oesterle    Management    Yes    For    No
Baxter International Inc.    BAX    071813109    02-May-23    Elect Director Nancy M. Schlichting    Management    Yes    For    No
Baxter International Inc.    BAX    071813109    02-May-23    Elect Director Brent Shafer    Management    Yes    For    No
Baxter International Inc.    BAX    071813109    02-May-23    Elect Director Cathy R. Smith    Management    Yes    For    No
Baxter International Inc.    BAX    071813109    02-May-23    Elect Director Amy A. Wendell    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Baxter International Inc.    BAX    071813109    02-May-23    Elect Director David S. Wilkes    Management    Yes    For    No
Baxter International Inc.    BAX    071813109    02-May-23    Elect Director Peter M. Wilver    Management    Yes    For    No
Baxter International Inc.    BAX    071813109    02-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Baxter International Inc.    BAX    071813109    02-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Baxter International Inc.    BAX    071813109    02-May-23    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
Baxter International Inc.    BAX    071813109    02-May-23    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Shareholder    Yes    Against    No
Baxter International Inc.    BAX    071813109    02-May-23    Adopt Share Retention Policy For Senior Executives    Shareholder    Yes    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Accept Financial Statements and Statutory Reports    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Approve Remuneration Report    Management    Yes    Against    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Re-elect Nils Andersen as Director    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Re-elect Judith Hartmann as Director    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Re-elect Adrian Hennah as Director    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Re-elect Alan Jope as Director    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Re-elect Andrea Jung as Director    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Re-elect Susan Kilsby as Director    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Re-elect Ruby Lu as Director    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Re-elect Strive Masiyiwa as Director    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Re-elect Youngme Moon as Director    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Re-elect Graeme Pitkethly as Director    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Re-elect Feike Sijbesma as Director    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Unilever Plc    ULVR    G92087165    03-May-23    Elect Nelson Peltz as Director    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Elect Hein Schumacher as Director    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Reappoint KPMG LLP as Auditors    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Authorise Board to Fix Remuneration of Auditors    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Authorise UK Political Donations and Expenditure    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Authorise Issue of Equity    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Authorise Issue of Equity without Pre-emptive Rights    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Authorise Market Purchase of Ordinary Shares    Management    Yes    For    No
Unilever Plc    ULVR    G92087165    03-May-23    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Management    Yes    For    No
3M Company    MMM    88579Y101    09-May-23    Elect Director Thomas “Tony” K. Brown    Management    Yes    For    No
3M Company    MMM    88579Y101    09-May-23    Elect Director Anne H. Chow    Management    Yes    For    No
3M Company    MMM    88579Y101    09-May-23    Elect Director David B. Dillon    Management    Yes    For    No
3M Company    MMM    88579Y101    09-May-23    Elect Director Michael L. Eskew    Management    Yes    For    No
3M Company    MMM    88579Y101    09-May-23    Elect Director James R. Fitterling    Management    Yes    For    No
3M Company    MMM    88579Y101    09-May-23    Elect Director Amy E. Hood    Management    Yes    For    No
3M Company    MMM    88579Y101    09-May-23    Elect Director Suzan Kereere    Management    Yes    For    No
3M Company    MMM    88579Y101    09-May-23    Elect Director Gregory R. Page    Management    Yes    For    No
3M Company    MMM    88579Y101    09-May-23    Elect Director Pedro J. Pizarro    Management    Yes    For    No
3M Company    MMM    88579Y101    09-May-23    Elect Director Michael F. Roman    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
3M Company    MMM    88579Y101    09-May-23    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
3M Company    MMM    88579Y101    09-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
3M Company    MMM    88579Y101    09-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
American Water Works Company, Inc.    AWK    030420103    10-May-23    Elect Director Jeffrey N. Edwards    Management    Yes    For    No
American Water Works Company, Inc.    AWK    030420103    10-May-23    Elect Director Martha Clark Goss    Management    Yes    For    No
American Water Works Company, Inc.    AWK    030420103    10-May-23    Elect Director M. Susan Hardwick    Management    Yes    For    No
American Water Works Company, Inc.    AWK    030420103    10-May-23    Elect Director Kimberly J. Harris    Management    Yes    For    No
American Water Works Company, Inc.    AWK    030420103    10-May-23    Elect Director Laurie P. Havanec    Management    Yes    For    No
American Water Works Company, Inc.    AWK    030420103    10-May-23    Elect Director Julia L. Johnson    Management    Yes    For    No
American Water Works Company, Inc.    AWK    030420103    10-May-23    Elect Director Patricia L. Kampling    Management    Yes    For    No
American Water Works Company, Inc.    AWK    030420103    10-May-23    Elect Director Karl F. Kurz    Management    Yes    For    No
American Water Works Company, Inc.    AWK    030420103    10-May-23    Elect Director Michael L. Marberry    Management    Yes    For    No
American Water Works Company, Inc.    AWK    030420103    10-May-23    Elect Director James G. Stavridis    Management    Yes    For    No
American Water Works Company, Inc.    AWK    030420103    10-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
American Water Works Company, Inc.    AWK    030420103    10-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
American Water Works Company, Inc.    AWK    030420103    10-May-23    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
American Water Works Company, Inc.    AWK    030420103    10-May-23    Oversee and Report a Racial Equity Audit    Shareholder    Yes    For    Yes
Zimmer Biomet Holdings, Inc.    ZBH    98956P102    12-May-23    Elect Director Christopher B. Begley    Management    Yes    For    No
Zimmer Biomet Holdings, Inc.    ZBH    98956P102    12-May-23    Elect Director Betsy J. Bernard    Management    Yes    For    No
Zimmer Biomet Holdings, Inc.    ZBH    98956P102    12-May-23    Elect Director Michael J. Farrell    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Zimmer Biomet Holdings, Inc.    ZBH    98956P102    12-May-23    Elect Director Robert A. Hagemann    Management    Yes    For    No
Zimmer Biomet Holdings, Inc.    ZBH    98956P102    12-May-23    Elect Director Bryan C. Hanson    Management    Yes    For    No
Zimmer Biomet Holdings, Inc.    ZBH    98956P102    12-May-23    Elect Director Arthur J. Higgins    Management    Yes    For    No
Zimmer Biomet Holdings, Inc.    ZBH    98956P102    12-May-23    Elect Director Maria Teresa Hilado    Management    Yes    For    No
Zimmer Biomet Holdings, Inc.    ZBH    98956P102    12-May-23    Elect Director Syed Jafry    Management    Yes    For    No
Zimmer Biomet Holdings, Inc.    ZBH    98956P102    12-May-23    Elect Director Sreelakshmi Kolli    Management    Yes    For    No
Zimmer Biomet Holdings, Inc.    ZBH    98956P102    12-May-23    Elect Director Michael W. Michelson    Management    Yes    For    No
Zimmer Biomet Holdings, Inc.    ZBH    98956P102    12-May-23    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
Zimmer Biomet Holdings, Inc.    ZBH    98956P102    12-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Zimmer Biomet Holdings, Inc.    ZBH    98956P102    12-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Chubb Limited    CB    H1467J104    17-May-23    Accept Financial Statements and Statutory Reports    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Allocate Disposable Profit    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Approve Discharge of Board of Directors    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Ratify BDO AG (Zurich) as Special Audit Firm    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Elect Director Evan G. Greenberg    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Elect Director Michael P. Connors    Management    Yes    Against    Yes
Chubb Limited    CB    H1467J104    17-May-23    Elect Director Michael G. Atieh    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Chubb Limited    CB    H1467J104    17-May-23    Elect Director Kathy Bonanno    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Elect Director Nancy K. Buese    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Elect Director Sheila P. Burke    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Elect Director Michael L. Corbat    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Elect Director Robert J. Hugin    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Elect Director Robert W. Scully    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Elect Director Theodore E. Shasta    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Elect Director David H. Sidwell    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Elect Director Olivier Steimer    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Elect Director Frances F. Townsend    Management    Yes    Against    Yes
Chubb Limited    CB    H1467J104    17-May-23    Elect Evan G. Greenberg as Board Chairman    Management    Yes    Against    Yes
Chubb Limited    CB    H1467J104    17-May-23    Elect Michael P. Connors as Member of the Compensation Committee    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Elect David H. Sidwell as Member of the Compensation Committee    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Elect Frances F. Townsend as Member of the Compensation Committee    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Designate Homburger AG as Independent Proxy    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Amend Articles Relating to Swiss Corporate Law Updates    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Amend Articles to Advance Notice Period    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Cancel Repurchased Shares    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Reduction of Par Value    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Approve Remuneration of Directors in the Amount of USD 5.5 Million    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Chubb Limited    CB    H1467J104    17-May-23    Approve Remuneration of Executive Management in the Amount of USD 65 Million for Fiscal 2024    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Approve Remuneration Report    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Chubb Limited    CB    H1467J104    17-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Chubb Limited    CB    H1467J104    17-May-23    Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal    Shareholder    Yes    For    Yes
Chubb Limited    CB    H1467J104    17-May-23    Report on Human Rights Risk Assessment    Shareholder    Yes    Against    No
Universal Health Services, Inc.    UHS    913903100    17-May-23    Elect Director Nina Chen-Langenmayr    Management    Yes    For    No
Universal Health Services, Inc.    UHS    913903100    17-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Universal Health Services, Inc.    UHS    913903100    17-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    Yes
Universal Health Services, Inc.    UHS    913903100    17-May-23    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
Amphenol Corporation    APH    032095101    18-May-23    Elect Director Nancy A. Altobello    Management    Yes    For    No
Amphenol Corporation    APH    032095101    18-May-23    Elect Director David P. Falck    Management    Yes    For    No
Amphenol Corporation    APH    032095101    18-May-23    Elect Director Edward G. Jepsen    Management    Yes    For    No
Amphenol Corporation    APH    032095101    18-May-23    Elect Director Rita S. Lane    Management    Yes    For    No
Amphenol Corporation    APH    032095101    18-May-23    Elect Director Robert A. Livingston    Management    Yes    For    No
Amphenol Corporation    APH    032095101    18-May-23    Elect Director Martin H. Loeffler    Management    Yes    For    No
Amphenol Corporation    APH    032095101    18-May-23    Elect Director R. Adam Norwitt    Management    Yes    For    No
Amphenol Corporation    APH    032095101    18-May-23    Elect Director Prahlad Singh    Management    Yes    For    No
Amphenol Corporation    APH    032095101    18-May-23    Elect Director Anne Clarke Wolff    Management    Yes    For    No
Amphenol Corporation    APH    032095101    18-May-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Amphenol Corporation    APH    032095101    18-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Amphenol Corporation    APH    032095101    18-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Amphenol Corporation    APH    032095101    18-May-23    Report on Political Contributions and Expenditures    Shareholder    Yes    For    Yes
DENTSPLY SIRONA Inc.    XRAY    24906P109    24-May-23    Elect Director Eric K. Brandt    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    24-May-23    Elect Director Simon D. Campion    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    24-May-23    Elect Director Willie A. Deese    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    24-May-23    Elect Director Betsy D. Holden    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    24-May-23    Elect Director Clyde R. Hosein    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    24-May-23    Elect Director Harry M. Jansen Kraemer, Jr.    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    24-May-23    Elect Director Gregory T. Lucier    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    24-May-23    Elect Director Jonathan J. Mazelsky    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    24-May-23    Elect Director Leslie F. Varon    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    24-May-23    Elect Director Janet S. Vergis    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    24-May-23    Elect Director Dorothea Wenzel    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    24-May-23    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    24-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    24-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Reinsurance Group of America, Incorporated    RGA    759351604    24-May-23    Elect Director Pina Albo    Management    Yes    For    No
Reinsurance Group of America, Incorporated    RGA    759351604    24-May-23    Elect Director Tony Cheng    Management    Yes    For    No
Reinsurance Group of America, Incorporated    RGA    759351604    24-May-23    Elect Director John J. Gauthier    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Reinsurance Group of America, Incorporated    RGA    759351604    24-May-23    Elect Director Patricia L. Guinn    Management    Yes    For    No
Reinsurance Group of America, Incorporated    RGA    759351604    24-May-23    Elect Director Anna Manning    Management    Yes    For    No
Reinsurance Group of America, Incorporated    RGA    759351604    24-May-23    Elect Director Hazel M. McNeilage    Management    Yes    For    No
Reinsurance Group of America, Incorporated    RGA    759351604    24-May-23    Elect Director George Nichols, III    Management    Yes    For    No
Reinsurance Group of America, Incorporated    RGA    759351604    24-May-23    Elect Director Stephen O’Hearn    Management    Yes    For    No
Reinsurance Group of America, Incorporated    RGA    759351604    24-May-23    Elect Director Shundrawn Thomas    Management    Yes    For    No
Reinsurance Group of America, Incorporated    RGA    759351604    24-May-23    Elect Director Khanh T. Tran    Management    Yes    For    No
Reinsurance Group of America, Incorporated    RGA    759351604    24-May-23    Elect Director Steven C. Van Wyk    Management    Yes    For    No
Reinsurance Group of America, Incorporated    RGA    759351604    24-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Reinsurance Group of America, Incorporated    RGA    759351604    24-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Reinsurance Group of America, Incorporated    RGA    759351604    24-May-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Elect Director Alan L. Beller    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Elect Director Janet M. Dolan    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Elect Director Russell G. Golden    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Elect Director Patricia L. Higgins    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Elect Director William J. Kane    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Elect Director Thomas B. Leonardi    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Elect Director Clarence Otis, Jr.    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Elect Director Elizabeth E. Robinson    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Elect Director Philip T. (Pete) Ruegger, III    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Elect Director Rafael Santana    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Elect Director Todd C. Schermerhorn    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Elect Director Alan D. Schnitzer    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Elect Director Laurie J. Thomsen    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Elect Director Bridget van Kralingen    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Ratify KPMG LLP as Auditors    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Approve Omnibus Stock Plan    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Report on Efforts to Measure, Disclose and Reduce GHG Emissions Associated with Underwriting    Shareholder    Yes    Against    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Adopt Time-Bound Policy to Phase Out Underwriting for New Fossil Fuel Exploration and Development    Shareholder    Yes    Against    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Oversee and Report on a Third-Party Racial Equity Audit    Shareholder    Yes    For    Yes
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Ensure Policies Do Not Support Police Violations of Civil Rights    Shareholder    Yes    Against    No
The Travelers Companies, Inc.    TRV    89417E109    24-May-23    Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities—Withdrawn    Shareholder    Yes       No
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Elect Director Todd J. Meredith    Management    Yes    For    No
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Elect Director John V. Abbott    Management    Yes    For    No
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Elect Director Nancy H. Agee    Management    Yes    For    No
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Elect Director W. Bradley Blair, II    Management    Yes    For    No
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Elect Director Vicki U. Booth    Management    Yes    For    No
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Elect Director Edward H. Braman    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Elect Director Ajay Gupta    Management    Yes    For    No
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Elect Director James J. Kilroy    Management    Yes    For    No
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Elect Director Jay P. Leupp    Management    Yes    For    No
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Elect Director Peter F. Lyle, Sr.    Management    Yes    For    No
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Elect Director Constance B. Moore    Management    Yes    For    No
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Elect Director John Knox Singleton    Management    Yes    For    No
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Elect Director Christann M. Vasquez    Management    Yes    For    No
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Ratify BDO USA, LLP as Auditors    Management    Yes    For    No
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Healthcare Realty Trust, Inc.    HR    42226K105    05-Jun-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
MillerKnoll, Inc.    MLKN    600544100    17-Oct-22    Elect Director Lisa A. Kro    Management    Yes    For    For
MillerKnoll, Inc.    MLKN    600544100    17-Oct-22    Elect Director Michael C. Smith    Management    Yes    For    For
MillerKnoll, Inc.    MLKN    600544100    17-Oct-22    Elect Director Michael A. Volkema    Management    Yes    For    For
MillerKnoll, Inc.    MLKN    600544100    17-Oct-22    Ratify KPMG LLP as Auditors    Management    Yes    For    For
MillerKnoll, Inc.    MLKN    600544100    17-Oct-22    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    For
Valvoline Inc.    VVV    92047W101    26-Jan-23    Elect Director Gerald W. Evans, Jr.    Management    Yes    For    For
Valvoline Inc.    VVV    92047W101    26-Jan-23    Elect Director Richard J. Freeland    Management    Yes    For    For
Valvoline Inc.    VVV    92047W101    26-Jan-23    Elect Director Carol H. Kruse    Management    Yes    For    For
Valvoline Inc.    VVV    92047W101    26-Jan-23    Elect Director Vada O. Manager    Management    Yes    For    For
Valvoline Inc.    VVV    92047W101    26-Jan-23    Elect Director Samuel J. Mitchell, Jr.    Management    Yes    For    For
Valvoline Inc.    VVV    92047W101    26-Jan-23    Elect Director Jennifer L. Slater    Management    Yes    For    For
Valvoline Inc.    VVV    92047W101    26-Jan-23    Elect Director Charles M. Sonsteby    Management    Yes    For    For
Valvoline Inc.    VVV    92047W101    26-Jan-23    Elect Director Mary J. Twinem    Management    Yes    For    For
Valvoline Inc.    VVV    92047W101    26-Jan-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    For
Valvoline Inc.    VVV    92047W101    26-Jan-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    For
Valvoline Inc.    VVV    92047W101    26-Jan-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Accept Financial Statements and Statutory Reports    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Approve Discharge of Board and Senior Management    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Approve Allocation of Income and Dividends of CHF 3.20 per Share    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Approve CHF 63.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares    Management    Yes    For    For


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Novartis AG    NOVN    H5820Q150    07-Mar-23    Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Amend Articles Re: Electronic Participation; Virtual-Only Shareholder Meetings    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Amend Articles of Association    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Amend Articles of Association    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Approve Remuneration of Directors in the Amount of CHF 8.8 Million    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Approve Maximum Remuneration of Executive Committee in the Amount of CHF 90 Million    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Approve Remuneration Report    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reelect Joerg Reinhardt as Director and Board Chair    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reelect Nancy Andrews as Director    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reelect Ton Buechner as Director    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reelect Patrice Bula as Director    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reelect Elizabeth Doherty as Director    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reelect Bridgette Heller as Director    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reelect Daniel Hochstrasser as Director    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reelect Frans van Houten as Director    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reelect Simon Moroney as Director    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reelect Ana de Pro Gonzalo as Director    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reelect Charles Sawyers as Director    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reelect William Winters as Director    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Elect John Young as Director    Management    Yes    For    For


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reappoint Patrice Bula as Member of the Compensation Committee    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reappoint Bridgette Heller as Member of the Compensation Committee    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reappoint Simon Moroney as Member of the Compensation Committee    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Reappoint William Winters as Member of the Compensation Committee    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Ratify KPMG AG as Auditors    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Designate Peter Zahn as Independent Proxy    Management    Yes    For    For
Novartis AG    NOVN    H5820Q150    07-Mar-23    Transact Other Business (Voting)    Management    Yes    Against    Against
Heineken NV    HEIA    N39427211    20-Apr-23    Receive Report of Executive Board (Non-Voting)    Management    No      
Heineken NV    HEIA    N39427211    20-Apr-23    Approve Remuneration Report    Management    Yes    For    For
Heineken NV    HEIA    N39427211    20-Apr-23    Adopt Financial Statements    Management    Yes    For    For
Heineken NV    HEIA    N39427211    20-Apr-23    Receive Explanation on Company’s Dividend Policy    Management    No      
Heineken NV    HEIA    N39427211    20-Apr-23    Approve Dividends    Management    Yes    For    For
Heineken NV    HEIA    N39427211    20-Apr-23    Approve Discharge of Executive Directors    Management    Yes    For    For
Heineken NV    HEIA    N39427211    20-Apr-23    Approve Discharge of Supervisory Board    Management    Yes    For    For
Heineken NV    HEIA    N39427211    20-Apr-23    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Management    Yes    For    For
Heineken NV    HEIA    N39427211    20-Apr-23    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    Management    Yes    For    For
Heineken NV    HEIA    N39427211    20-Apr-23    Authorize Board to Exclude Preemptive Rights from Share Issuances    Management    Yes    For    For
Heineken NV    HEIA    N39427211    20-Apr-23    Reelect M.R. de Carvalho to Supervisory Board    Management    Yes    For    For
Heineken NV    HEIA    N39427211    20-Apr-23    Reelect R.L. Ripley to Supervisory Board    Management    Yes    For    For
Heineken NV    HEIA    N39427211    20-Apr-23    Elect B. Pardo to Supervisory Board    Management    Yes    For    For


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Heineken NV    HEIA    N39427211    20-Apr-23    Elect L.J. Hijmans van den Bergh to Supervisory Board    Management    Yes    For    For
Heineken NV    HEIA    N39427211    20-Apr-23    Ratify Deloitte Accountants B.V. as Auditors    Management    Yes    For    For
Barrick Gold Corporation    ABX    067901108    02-May-23    Elect Director Mark Bristow    Management    Yes    For    For
Barrick Gold Corporation    ABX    067901108    02-May-23    Elect Director Helen Cai    Management    Yes    For    For
Barrick Gold Corporation    ABX    067901108    02-May-23    Elect Director Gustavo A. Cisneros    Management    Yes    For    For
Barrick Gold Corporation    ABX    067901108    02-May-23    Elect Director Christopher L. Coleman    Management    Yes    For    For
Barrick Gold Corporation    ABX    067901108    02-May-23    Elect Director Isela Costantini    Management    Yes    For    For
Barrick Gold Corporation    ABX    067901108    02-May-23    Elect Director J. Michael Evans    Management    Yes    For    For
Barrick Gold Corporation    ABX    067901108    02-May-23    Elect Director Brian L. Greenspun    Management    Yes    For    For
Barrick Gold Corporation    ABX    067901108    02-May-23    Elect Director J. Brett Harvey    Management    Yes    For    For
Barrick Gold Corporation    ABX    067901108    02-May-23    Elect Director Anne Kabagambe    Management    Yes    For    For
Barrick Gold Corporation    ABX    067901108    02-May-23    Elect Director Andrew J. Quinn    Management    Yes    For    For
Barrick Gold Corporation    ABX    067901108    02-May-23    Elect Director Loreto Silva    Management    Yes    For    For
Barrick Gold Corporation    ABX    067901108    02-May-23    Elect Director John L. Thornton    Management    Yes    For    For
Barrick Gold Corporation    ABX    067901108    02-May-23    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Management    Yes    For    For
Barrick Gold Corporation    ABX    067901108    02-May-23    Advisory Vote on Executive Compensation Approach    Management    Yes    For    For
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Elect Director Warren E. Buffett    Management    Yes    For    For
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Elect Director Charles T. Munger    Management    Yes    For    For
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Elect Director Gregory E. Abel    Management    Yes    For    For
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Elect Director Howard G. Buffett    Management    Yes    For    For


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Elect Director Susan A. Buffett    Management    Yes    For    For
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Elect Director Stephen B. Burke    Management    Yes    Withhold    Against
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Elect Director Kenneth I. Chenault    Management    Yes    Withhold    Against
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Elect Director Christopher C. Davis    Management    Yes    For    For
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Elect Director Susan L. Decker    Management    Yes    Withhold    Against
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Elect Director Charlotte Guyman    Management    Yes    Withhold    Against
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Elect Director Ajit Jain    Management    Yes    For    For
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Elect Director Thomas S. Murphy, Jr.    Management    Yes    For    For
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Elect Director Ronald L. Olson    Management    Yes    For    For
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Elect Director Wallace R. Weitz    Management    Yes    For    For
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Elect Director Meryl B. Witmer    Management    Yes    For    For
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    Against    Against
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    Against
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Report on Physical and Transitional Climate-Related Risks and Opportunities    Shareholder    Yes    For    Against
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Report on Audit Committee’s Oversight on Climate Risks and Disclosures    Shareholder    Yes    For    Against
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Report If and How Company Will Measure, Disclose and Reduce GHG Emissions    Shareholder    Yes    For    Against
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Report on Effectiveness of Diversity, Equity, and Inclusion Efforts    Shareholder    Yes    For    Against
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Require Independent Board Chair    Shareholder    Yes    Against    For
Berkshire Hathaway Inc.    BRK.B    084670702    06-May-23    Encourage Senior Management Commitment to Avoid Political Speech    Shareholder    Yes    Against    For
Centene Corporation    CNC    15135B101    10-May-23    Elect Director Jessica L. Blume    Management    Yes    For    For


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Centene Corporation    CNC    15135B101    10-May-23    Elect Director Kenneth A. Burdick    Management    Yes    For    For
Centene Corporation    CNC    15135B101    10-May-23    Elect Director Christopher J. Coughlin    Management    Yes    For    For
Centene Corporation    CNC    15135B101    10-May-23    Elect Director H. James Dallas    Management    Yes    For    For
Centene Corporation    CNC    15135B101    10-May-23    Elect Director Wayne S. DeVeydt    Management    Yes    For    For
Centene Corporation    CNC    15135B101    10-May-23    Elect Director Frederick H. Eppinger    Management    Yes    For    For
Centene Corporation    CNC    15135B101    10-May-23    Elect Director Monte E. Ford    Management    Yes    For    For
Centene Corporation    CNC    15135B101    10-May-23    Elect Director Sarah M. London    Management    Yes    For    For
Centene Corporation    CNC    15135B101    10-May-23    Elect Director Lori J. Robinson    Management    Yes    For    For
Centene Corporation    CNC    15135B101    10-May-23    Elect Director Theodore R. Samuels    Management    Yes    For    For
Centene Corporation    CNC    15135B101    10-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    For
Centene Corporation    CNC    15135B101    10-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    For
Centene Corporation    CNC    15135B101    10-May-23    Ratify KPMG LLP as Auditors    Management    Yes    For    For
Centene Corporation    CNC    15135B101    10-May-23    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Shareholder    Yes    Against    For
Centene Corporation    CNC    15135B101    10-May-23    Report on Maternal Morbidity Reduction Metrics in Executive Compensation    Shareholder    Yes    Against    For
Tencent Holdings Limited    700    G87572163    17-May-23    Accept Financial Statements and Statutory Reports    Management    Yes    For    For
Tencent Holdings Limited    700    G87572163    17-May-23    Approve Final Dividend    Management    Yes    For    For
Tencent Holdings Limited    700    G87572163    17-May-23    Elect Jacobus Petrus (Koos) Bekker as Director    Management    Yes    For    For
Tencent Holdings Limited    700    G87572163    17-May-23    Elect Zhang Xiulan as Director    Management    Yes    For    For
Tencent Holdings Limited    700    G87572163    17-May-23    Authorize Board to Fix Remuneration of Directors    Management    Yes    For    For
Tencent Holdings Limited    700    G87572163    17-May-23    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Management    Yes    For    For


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Tencent Holdings Limited    700    G87572163    17-May-23    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Management    Yes    Against    Against
Tencent Holdings Limited    700    G87572163    17-May-23    Authorize Repurchase of Issued Share Capital    Management    Yes    For    For
Tencent Holdings Limited    700    G87572163    17-May-23    Adopt 2023 Share Option Scheme    Management    Yes    Against    Against
Tencent Holdings Limited    700    G87572163    17-May-23    Approve Transfer of Share Options    Management    Yes    Against    Against
Tencent Holdings Limited    700    G87572163    17-May-23    Approve Termination of the Existing Share Option Scheme    Management    Yes    Against    Against
Tencent Holdings Limited    700    G87572163    17-May-23    Approve Scheme Mandate Limit (Share Option) under the 2023 Share Option Scheme    Management    Yes    Against    Against
Tencent Holdings Limited    700    G87572163    17-May-23    Approve Service Provider Sublimit (Share Option) under the 2023 Share Option Scheme    Management    Yes    Against    Against
Tencent Holdings Limited    700    G87572163    17-May-23    Adopt 2023 Share Award Scheme    Management    Yes    Against    Against
Tencent Holdings Limited    700    G87572163    17-May-23    Approve Transfer of Share Awards    Management    Yes    Against    Against
Tencent Holdings Limited    700    G87572163    17-May-23    Approve Termination of the Existing Share Award Schemes    Management    Yes    Against    Against
Tencent Holdings Limited    700    G87572163    17-May-23    Approve Scheme Mandate Limit (Share Award) under the 2023 Share Award Scheme    Management    Yes    Against    Against
Tencent Holdings Limited    700    G87572163    17-May-23    Approve Scheme Mandate Limit (New Shares Share Award) under the 2023 Share Award Scheme    Management    Yes    Against    Against
Tencent Holdings Limited    700    G87572163    17-May-23    Approve Service Provider Sublimit (New Shares Share Award) under the 2023 Share Award Scheme    Management    Yes    Against    Against
AIA Group Limited    1299    Y002A1105    18-May-23    Accept Financial Statements and Statutory Reports    Management    Yes    For    For
AIA Group Limited    1299    Y002A1105    18-May-23    Approve Final Dividend    Management    Yes    For    For
AIA Group Limited    1299    Y002A1105    18-May-23    Elect Edmund Sze-Wing Tse as Director    Management    Yes    For    For
AIA Group Limited    1299    Y002A1105    18-May-23    Elect Jack Chak-Kwong So as Director    Management    Yes    For    For
AIA Group Limited    1299    Y002A1105    18-May-23    Elect Lawrence Juen-Yee Lau as Director    Management    Yes    For    For
AIA Group Limited    1299    Y002A1105    18-May-23    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Management    Yes    For    For
AIA Group Limited    1299    Y002A1105    18-May-23    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Management    Yes    For    For


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
AIA Group Limited    1299    Y002A1105    18-May-23    Authorize Repurchase of Issued Share Capital    Management    Yes    For    For
AIA Group Limited    1299    Y002A1105    18-May-23    Approve Increase in Rate of Directors’ Fees    Management    Yes    For    For
AIA Group Limited    1299    Y002A1105    18-May-23    Amend Share Option Scheme    Management    Yes    For    For
AIA Group Limited    1299    Y002A1105    18-May-23    Amend Restricted Share Unit Scheme    Management    Yes    For    For
AIA Group Limited    1299    Y002A1105    18-May-23    Amend Employee Share Purchase Plan    Management    Yes    For    For
AIA Group Limited    1299    Y002A1105    18-May-23    Amend Agency Share Purchase Plan    Management    Yes    For    For
CVS Health Corporation    CVS    126650100    18-May-23    Elect Director Fernando Aguirre    Management    Yes    For    For
CVS Health Corporation    CVS    126650100    18-May-23    Elect Director Jeffrey R. Balser    Management    Yes    For    For
CVS Health Corporation    CVS    126650100    18-May-23    Elect Director C. David Brown, II    Management    Yes    For    For
CVS Health Corporation    CVS    126650100    18-May-23    Elect Director Alecia A. DeCoudreaux    Management    Yes    For    For
CVS Health Corporation    CVS    126650100    18-May-23    Elect Director Nancy-Ann M. DeParle    Management    Yes    For    For
CVS Health Corporation    CVS    126650100    18-May-23    Elect Director Roger N. Farah    Management    Yes    For    For
CVS Health Corporation    CVS    126650100    18-May-23    Elect Director Anne M. Finucane    Management    Yes    For    For
CVS Health Corporation    CVS    126650100    18-May-23    Elect Director Edward J. Ludwig    Management    Yes    For    For
CVS Health Corporation    CVS    126650100    18-May-23    Elect Director Karen S. Lynch    Management    Yes    For    For
CVS Health Corporation    CVS    126650100    18-May-23    Elect Director Jean-Pierre Millon    Management    Yes    For    For
CVS Health Corporation    CVS    126650100    18-May-23    Elect Director Mary L. Schapiro    Management    Yes    For    For
CVS Health Corporation    CVS    126650100    18-May-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    For
CVS Health Corporation    CVS    126650100    18-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    For
CVS Health Corporation    CVS    126650100    18-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    For


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
CVS Health Corporation    CVS    126650100    18-May-23    Adopt a Paid Sick Leave Policy    Shareholder    Yes    Against    For
CVS Health Corporation    CVS    126650100    18-May-23    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Shareholder    Yes    For    Against
CVS Health Corporation    CVS    126650100    18-May-23    Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders    Shareholder    Yes    Against    For
CVS Health Corporation    CVS    126650100    18-May-23    Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining Rights    Shareholder    Yes    Against    For
CVS Health Corporation    CVS    126650100    18-May-23    Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company    Shareholder    Yes    Against    For
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Kenneth J. Bacon    Management    Yes    Withhold    Against
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Thomas J. Baltimore, Jr.    Management    Yes    For    For
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Madeline S. Bell    Management    Yes    Withhold    Against
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Edward D. Breen    Management    Yes    For    For
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Gerald L. Hassell    Management    Yes    For    For
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Jeffrey A. Honickman    Management    Yes    Withhold    Against
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Maritza G. Montiel    Management    Yes    For    For
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Asuka Nakahara    Management    Yes    For    For
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director David C. Novak    Management    Yes    For    For
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Brian L. Roberts    Management    Yes    For    For
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    For
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Approve Omnibus Stock Plan    Management    Yes    For    For
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Amend Qualified Employee Stock Purchase Plan    Management    Yes    For    For
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    For
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    For


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Oversee and Report on a Racial Equity Audit    Shareholder    Yes    Against    For
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Report on Climate Risk in Retirement Plan Options    Shareholder    Yes    Against    For
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal    Shareholder    Yes    Against    For
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Report on Congruency of Political Spending with Company Values and Priorities    Shareholder    Yes    For    Against
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Report on Risks Related to Operations in China    Shareholder    Yes    Against    For
Brookfield Corporation    BN    11271J107    09-Jun-23    Approve Decrease in Size of Board from Sixteen to Fourteen    Management    Yes    For    For
Brookfield Corporation    BN    11271J107    09-Jun-23    Elect Director M. Elyse Allan    Management    Yes    For    For
Brookfield Corporation    BN    11271J107    09-Jun-23    Elect Director Angela F. Braly    Management    Yes    For    For
Brookfield Corporation    BN    11271J107    09-Jun-23    Elect Director Janice Fukakusa    Management    Yes    For    For
Brookfield Corporation    BN    11271J107    09-Jun-23    Elect Director Maureen Kempston Darkes    Management    Yes    For    For
Brookfield Corporation    BN    11271J107    09-Jun-23    Elect Director Frank J. McKenna    Management    Yes    For    For
Brookfield Corporation    BN    11271J107    09-Jun-23    Elect Director Hutham S. Olayan    Management    Yes    For    For
Brookfield Corporation    BN    11271J107    09-Jun-23    Elect Director Diana L. Taylor    Management    Yes    For    For
Brookfield Corporation    BN    11271J107    09-Jun-23    Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration    Management    Yes    For    For
Brookfield Corporation    BN    11271J107    09-Jun-23    Advisory Vote on Executive Compensation Approach    Management    Yes    For    For
Brookfield Corporation    BN    11271J107    09-Jun-23    Amend Escrowed Stock Plan    Management    Yes    For    For
Brookfield Corporation    BN    11271J107    09-Jun-23    Approve BNRE Restricted Stock Plan    Management    Yes    For    For
Brookfield Corporation    BN    11271J107    09-Jun-23    SP: Report on Tax Transparency    Shareholder    Yes    Against    For
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-23    Elect Director Reveta Bowers    Management    Yes    For    For
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-23    Elect Director Kerry Carr    Management    Yes    For    For


Company Name    Ticker    Primary
CUSIP
   Meeting Date    Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-23    Elect Director Robert Corti    Management    Yes    For    For
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-23    Elect Director Brian Kelly    Management    Yes    For    For
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-23    Elect Director Robert Kotick    Management    Yes    For    For
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-23    Elect Director Barry Meyer    Management    Yes    For    For
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-23    Elect Director Robert Morgado    Management    Yes    For    For
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-23    Elect Director Peter Nolan    Management    Yes    For    For
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-23    Elect Director Dawn Ostroff    Management    Yes    For    For
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    For
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    For
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-23    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    For
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-23    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Shareholder    Yes    For    Against
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-23    Adopt Policy on Freedom of Association and Collective Bargaining    Shareholder    Yes    For    Against
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-23    Report on Prevention of Harassment and Discrimination in the Workplace—Withdrawn    Shareholder    No      
Baidu, Inc.    9888    G07034104    27-Jun-23    Amend Memorandum of Association and Articles of Association    Management    Yes    For    For


Vote Summary Report

Reporting Period: 07/01/2022 to 06/30/2023

 

Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec    Voting
Policy Rec
   Vote
Instruction
Alibaba Group Holding Limited   9988   09/30/2022   G01719114   Annual   08/03/2022   1.1   Elect Director Daniel Yong Zhang   Mgmt   For    For    For
Alibaba Group Holding Limited   9988   09/30/2022   G01719114   Annual   08/03/2022   1.2   Elect Director Jerry Yang   Mgmt   For    For    For
Alibaba Group Holding Limited   9988   09/30/2022   G01719114   Annual   08/03/2022   1.3   Elect Director Wan Ling Martello   Mgmt   For    For    For
Alibaba Group Holding Limited   9988   09/30/2022   G01719114   Annual   08/03/2022   1.4   Elect Director Weijian Shan   Mgmt   For    For    For
Alibaba Group Holding Limited   9988   09/30/2022   G01719114   Annual   08/03/2022   1.5   Elect Director Irene Yun-Lien Lee   Mgmt   For    For    For
Alibaba Group Holding Limited   9988   09/30/2022   G01719114   Annual   08/03/2022   1.6   Elect Director Albert Kong Ping Ng   Mgmt   For    For    For
Alibaba Group Holding Limited   9988   09/30/2022   G01719114   Annual   08/03/2022   2   Ratify PricewaterhouseCoopers as Auditors   Mgmt   For    For    For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.1   Elect Director Reid G. Hoffman   Mgmt   For    For    For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.2   Elect Director Hugh F. Johnston   Mgmt   For    For    For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.3   Elect Director Teri L. List   Mgmt   For    For    For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.4   Elect Director Satya Nadella   Mgmt   For    For    For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.5   Elect Director Sandra E. Peterson   Mgmt   For    For    For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.6   Elect Director Penny S. Pritzker   Mgmt   For    For    For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.7   Elect Director Carlos A. Rodriguez   Mgmt   For    For    For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.8   Elect Director Charles W. Scharf   Mgmt   For    For    For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.9   Elect Director John W. Stanton   Mgmt   For    For    For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.10   Elect Director John W. Thompson   Mgmt   For    For    For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.11   Elect Director Emma N. Walmsley   Mgmt   For    For    For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   1.12   Elect Director Padmasree Warrior   Mgmt   For    For    For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    For    For


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec    Voting
Policy Rec
   Vote
Instruction
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   3   Ratify Deloitte & Touche LLP as Auditors   Mgmt   For    For    For
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   4   Report on Cost/Benefit Analysis of Diversity and Inclusion   SH   Against    Against    Against
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   5   Report on Hiring of Persons with Arrest or Incarceration Records   SH   Against    For    Against
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   6   Assess and Report on the Company’s Retirement Funds’ Management of Systemic Climate Risk   SH   Against    For    Against
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   7   Report on Government Use of Microsoft Technology   SH   Against    For    Against
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   8   Report on Development of Products for Military   SH   Against    For    Against
Microsoft Corporation   MSFT   12/13/2022   594918104   Annual   10/12/2022   9   Report on Tax Transparency   SH   Against    For    Against
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1a   Elect Director Lloyd A. Carney   Mgmt   For    For    For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1b   Elect Director Kermit R. Crawford   Mgmt   For    For    For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1c   Elect Director Francisco Javier Fernandez-Carbajal   Mgmt   For    For    For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1d   Elect Director Alfred F. Kelly, Jr.   Mgmt   For    For    For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1e   Elect Director Ramon Laguarta   Mgmt   For    For    For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1f   Elect Director Teri L. List   Mgmt   For    For    For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1g   Elect Director John F. Lundgren   Mgmt   For    For    For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1h   Elect Director Denise M. Morrison   Mgmt   For    For    For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1i   Elect Director Linda J. Rendle   Mgmt   For    For    For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   1j   Elect Director Maynard G. Webb, Jr.   Mgmt   For    For    For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    For    For
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   3   Advisory Vote on Say on Pay Frequency   Mgmt   One Year    One Year    One Year
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   4   Ratify KPMG LLP as Auditors   Mgmt   For    For    For


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec    Voting
Policy Rec
   Vote
Instruction
Visa Inc.   V   01/24/2023   92826C839   Annual   11/25/2022   5   Require Independent Board Chair   SH   Against    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1a   Elect Director Jaime Ardila   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1b   Elect Director Nancy McKinstry   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1c   Elect Director Beth E. Mooney   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1d   Elect Director Gilles C. Pelisson   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1e   Elect Director Paula A. Price   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1f   Elect Director Venkata (Murthy) Renduchintala   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1g   Elect Director Arun Sarin   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1h   Elect Director Julie Sweet   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   1i   Elect Director Tracey T. Travis   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   3   Advisory Vote on Say on Pay Frequency   Mgmt   One Year    One Year    One Year
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   4   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   5   Renew the Board’s Authority to Issue Shares Under Irish Law   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   6   Authorize Board to Opt-Out of Statutory Pre-Emption Rights   Mgmt   For    For    For
Accenture Plc   ACN   02/01/2023   G1151C101   Annual   12/06/2022   7   Determine Price Range for Reissuance of Treasury Shares   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   1   Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)   Mgmt        
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   2   Approve Allocation of Income and Dividends of EUR 0.95 per Share   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   3.1   Approve Discharge of Management Board Member Bernhard Montag for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   3.2   Approve Discharge of Management Board Member Jochen Schmitz for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   3.3   Approve Discharge of Management Board Member Darleen Caron for Fiscal Year 2022   Mgmt   For    For    For


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec    Voting
Policy Rec
   Vote
Instruction
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   3.4   Approve Discharge of Management Board Member Elisabeth Staudinger-Leibrecht (since Dec. 1, 2021) for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   3.5   Approve Discharge of Management Board Member Christoph Zindel (until March 31, 2022) for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.1   Approve Discharge of Supervisory Board Member Ralf Thomas for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.2   Approve Discharge of Supervisory Board Member Norbert Gaus for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.3   Approve Discharge of Supervisory Board Member Roland Busch for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.4   Approve Discharge of Supervisory Board Member Marion Helmes for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.5   Approve Discharge of Supervisory Board Member Andreas Hoffmann for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.6   Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.7   Approve Discharge of Supervisory Board Member Peer Schatz for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.8   Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.9   Approve Discharge of Supervisory Board Member Gregory Sorensen for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   4.10   Approve Discharge of Supervisory Board Member Karl-Heinz Streibich for Fiscal Year 2022   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   5   Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2023   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   6   Approve Remuneration Report   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.1   Elect Ralf Thomas to the Supervisory Board   Mgmt   For    Against    Against
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.2   Elect Veronika Bienert to the Supervisory Board   Mgmt   For    Against    Against
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.3   Elect Marion Helmes to the Supervisory Board   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.4   Elect Peter Koerte to the Supervisory Board   Mgmt   For    Against    Against
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.5   Elect Sarena Lin to the Supervisory Board   Mgmt   For    Against    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.6   Elect Nathalie von Siemens to the Supervisory Board   Mgmt   For    Against    Against


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec    Voting
Policy Rec
   Vote
Instruction
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.7   Elect Karl-Heinz Streibich to the Supervisory Board   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   7.8   Elect Dow Wilson to the Supervisory Board   Mgmt   For    Against    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   8   Approve Remuneration of Supervisory Board   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   9   Approve Virtual-Only Shareholder Meetings Until 2028   Mgmt   For    Against    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   10.1   Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   10.2   Amend Articles Re: Participation of Supervisory Board Members in the Virtual General Meeting by Means of Audio and Video Transmission   Mgmt   For    For    For
Siemens Healthineers AG   SHL   02/15/2023   D6T479107   Annual   02/08/2023   11   Approve Affiliation Agreement with Siemens Healthineers Holding I GmbH   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1a   Elect Director Amy Banse   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1b   Elect Director Brett Biggs   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1c   Elect Director Melanie Boulden   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1d   Elect Director Frank Calderoni   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1e   Elect Director Laura Desmond   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1f   Elect Director Shantanu Narayen   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1g   Elect Director Spencer Neumann   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1h   Elect Director Kathleen Oberg   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1i   Elect Director Dheeraj Pandey   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1j   Elect Director David Ricks   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1k   Elect Director Daniel Rosensweig   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   1l   Elect Director John Warnock   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   2   Amend Omnibus Stock Plan   Mgmt   For    For    For


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec    Voting
Policy Rec
   Vote
Instruction
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   3   Ratify KPMG LLP as Auditors   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    For    For
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   5   Advisory Vote on Say on Pay Frequency   Mgmt   One Year    One Year    One Year
Adobe Inc.   ADBE   04/20/2023   00724F101   Annual   02/21/2023   6   Report on Hiring of Persons with Arrest or Incarceration Records   SH   Against    For    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023     Ordinary Business   Mgmt        
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   1   Approve Financial Statements and Statutory Reports   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   3   Approve Allocation of Income and Dividends of EUR 12.00 per Share   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   4   Approve Auditors’ Special Report on Related-Party Transactions   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   5   Reelect Delphine Arnault as Director   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   6   Reelect Antonio Belloni as Director   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   7   Reelect Marie-Josee Kravis as Director   Mgmt   For    Against    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   8   Reelect Marie-Laure Sauty de Chalon as Director   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   9   Reelect Natacha Valla as Director   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   10   Elect Laurent Mignon as Director   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   11   Renew Appointment of Lord Powell of Bayswater as Censor   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   12   Appoint Diego Della Valle as Censor   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   13   Approve Compensation Report of Corporate Officers   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   14   Approve Compensation of Bernard Arnault, Chairman and CEO   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   15   Approve Compensation of Antonio Belloni, Vice-CEO   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   16   Approve Remuneration Policy of Directors   Mgmt   For    For    For


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec    Voting
Policy Rec
   Vote
Instruction
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   17   Approve Remuneration Policy of Chairman and CEO   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   18   Approve Remuneration Policy of Vice-CEO   Mgmt   For    Against    Against
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   19   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023     Extraordinary Business   Mgmt        
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   20   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   21   Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   22   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   23   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights With Binding Priority Right up to Aggregate Nominal Amount of EUR 20 Million   Mgmt   For    Against    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   24   Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million   Mgmt   For    Against    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   25   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Mgmt   For    Against    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   26   Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers   Mgmt   For    Against    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   27   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   28   Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans Reserved for Employees and Corporate Officers   Mgmt   For    Against    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   29   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For    For    For
LVMH Moet Hennessy Louis Vuitton SE   MC   04/20/2023   F58485115   Annual/Special   04/18/2023   30   Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 20 Million   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023     Ordinary Business   Mgmt        
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   1   Approve Financial Statements and Statutory Reports   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   3   Approve Allocation of Income and Dividends of EUR 6 per Share and an Extra of EUR 0.60 per Share to Long Term Registered Shares   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   4   Reelect Sophie Bellon as Director   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   5   Reelect Fabienne Dulac as Director   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   6   Approve Remuneration of Directors in the Aggregate Amount of EUR 1.7 Million   Mgmt   For    For    For


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec    Voting
Policy Rec
   Vote
Instruction
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   7   Approve Compensation Report of Corporate Officers   Mgmt   For    Against    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   8   Approve Compensation of Jean-Paul Agon, Chairman of the Board   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   9   Approve Compensation of Nicolas Hieronimus, CEO   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   10   Approve Remuneration Policy of Directors   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   11   Approve Remuneration Policy of Chairman of the Board   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   12   Approve Remuneration Policy of CEO   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   13   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023     Extraordinary Business   Mgmt        
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 149,852,237.36   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   15   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   16   Authorize Capital Increase of up to 2 Percent of Issued Capital for Contributions in Kind   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   17   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   18   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   19   Approve Contribution in Kind of 25,383,118 Shares from Affaires Marche France et Domaines d’Excellence and Luxury of Retail, their Valuation and Remuneration   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   20   Approve Contribution in Kind of 1,277,836 Shares from l’Oreal International Distribution, its Valuation and Remuneration   Mgmt   For    For    For
L’Oreal SA   OR   04/21/2023   F58149133   Annual/Special   04/19/2023   21   Authorize Filing of Required Documents/Other Formalities   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.1   Elect Director Robert J. Alpern   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.2   Elect Director Claire Babineaux-Fontenot   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.3   Elect Director Sally E. Blount   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.4   Elect Director Robert B. Ford   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.5   Elect Director Paola Gonzalez   Mgmt   For    For    For


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec    Voting
Policy Rec
   Vote
Instruction
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.6   Elect Director Michelle A. Kumbier   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.7   Elect Director Darren W. McDew   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.8   Elect Director Nancy McKinstry   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.9   Elect Director Michael G. O’Grady   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.10   Elect Director Michael F. Roman   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.11   Elect Director Daniel J. Starks   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   1.12   Elect Director John G. Stratton   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   2   Ratify Ernst & Young LLP as Auditors   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   4   Advisory Vote on Say on Pay Frequency   Mgmt   One Year    One Year    One Year
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   5   Reduce Ownership Threshold for Shareholders to Call Special Meeting   SH   Against    Against    Against
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   6   Require Independent Board Chair   SH   Against    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   7   Report on Lobbying Payments and Policy   SH   Against    For    For
Abbott Laboratories   ABT   04/28/2023   002824100   Annual   03/01/2023   8   Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics   SH   Against    Against    Against
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   1   Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)   Mgmt        
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   2   Approve Allocation of Income and Dividends of EUR 2.05 per Share   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   3   Approve Discharge of Management Board for Fiscal Year 2022   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   4   Approve Discharge of Supervisory Board for Fiscal Year 2022   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   5   Approve Remuneration Report   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   7   Authorize Use of Financial Derivatives when Repurchasing Shares   Mgmt   For    For    For


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec    Voting
Policy Rec
   Vote
Instruction
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   8.1   Elect Jennifer Xin-Zhe Li to the Supervisory Board   Mgmt   For    Against    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   8.2   Elect Qi Lu to the Supervisory Board   Mgmt   For    Against    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   8.3   Elect Punit Renjen to the Supervisory Board   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   9   Approve Remuneration Policy for the Management Board   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   10   Approve Remuneration Policy for the Supervisory Board   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   11.1   Approve Virtual-Only Shareholder Meetings Until 2025   Mgmt   For    For    For
SAP SE   SAP   05/11/2023   D66992104   Annual   04/19/2023   11.2   Amend Articles Re: Participation of Supervisory Board Members in the Virtual Annual General Meeting by Means of Audio and Video Transmission   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.1   Elect Director Kevin J. Dallas   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.2   Elect Director Joseph M. Hogan   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.3   Elect Director Joseph Lacob   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.4   Elect Director C. Raymond Larkin, Jr.   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.5   Elect Director George J. Morrow   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.6   Elect Director Anne M. Myong   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.7   Elect Director Andrea L. Saia   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   1.8   Elect Director Susan E. Siegel   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   2   Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   4   Advisory Vote on Say on Pay Frequency   Mgmt   One Year    One Year    One Year
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   5   Amend Omnibus Stock Plan   Mgmt   For    For    For
Align Technology, Inc.   ALGN   05/17/2023   016255101   Annual   03/23/2023   6   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For    For    For


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec    Voting
Policy Rec
   Vote
Instruction
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1a   Elect Director Jeffrey P. Bezos   Mgmt   For    Against    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1b   Elect Director Andrew R. Jassy   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1c   Elect Director Keith B. Alexander   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1d   Elect Director Edith W. Cooper   Mgmt   For    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1e   Elect Director Jamie S. Gorelick   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1f   Elect Director Daniel P. Huttenlocher   Mgmt   For    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1g   Elect Director Judith A. McGrath   Mgmt   For    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1h   Elect Director Indra K. Nooyi   Mgmt   For    For    Abstain
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1i   Elect Director Jonathan J. Rubinstein   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1j   Elect Director Patricia Q. Stonesifer   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   1k   Elect Director Wendell P. Weeks   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   2   Ratify Ratification of Ernst & Young LLP as Auditors   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   4   Advisory Vote on Say on Pay Frequency   Mgmt   One Year    One Year    One Year
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   5   Amend Omnibus Stock Plan   Mgmt   For    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   6   Report on Climate Risk in Retirement Plan Options   SH   Against    For    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   7   Report on Customer Due Diligence   SH   Against    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   8   Revise Transparency Report to Provide Greater Disclosure on Government Requests   SH   Against    For    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   9   Report on Government Take Down Requests   SH   Against    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   10   Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines   SH   Against    For    Against


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec    Voting
Policy Rec
   Vote
Instruction
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   11   Publish a Tax Transparency Report   SH   Against    For    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   12   Report on Climate Lobbying   SH   Against    For    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   13   Report on Median and Adjusted Gender/Racial Pay Gaps   SH   Against    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   14   Report on Cost/Benefit Analysis of Diversity, Equity and Inclusion Programs   SH   Against    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   15   Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders   SH   Against    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   16   Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining   SH   Against    For    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   17   Consider Pay Disparity Between Executives and Other Employees   SH   Against    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   18   Report on Animal Welfare Standards   SH   Against    Against    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   19   Establish a Public Policy Committee   SH   Against    For    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   20   Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates   SH   Against    For    Against
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   21   Commission a Third Party Audit on Working Conditions   SH   Against    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   22   Report on Efforts to Reduce Plastic Use   SH   Against    For    For
Amazon.com, Inc.   AMZN   05/24/2023   023135106   Annual   03/30/2023   23   Commission Third Party Study and Report on Risks Associated with Use of Rekognition   SH   Against    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1a   Elect Director Larry Page   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1b   Elect Director Sergey Brin   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1c   Elect Director Sundar Pichai   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1d   Elect Director John L. Hennessy   Mgmt   For    Against    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1e   Elect Director Frances H. Arnold   Mgmt   For    Against    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1f   Elect Director R. Martin “Marty” Chavez   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1g   Elect Director L. John Doerr   Mgmt   For    For    For


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec    Voting
Policy Rec
   Vote
Instruction
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1h   Elect Director Roger W. Ferguson, Jr.   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1i   Elect Director Ann Mather   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1j   Elect Director K. Ram Shriram   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   1k   Elect Director Robin L. Washington   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   2   Ratify Ernst & Young LLP as Auditors   Mgmt   For    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   3   Amend Omnibus Stock Plan   Mgmt   For    Against    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    Against    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   5   Advisory Vote on Say on Pay Frequency   Mgmt   Three Years    One Year    One Year
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   6   Report on Lobbying Payments and Policy   SH   Against    For    For
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   7   Publish Congruency Report on Partnerships with Globalist Organizations and Company Fiduciary Duties   SH   Against    Against    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   8   Report on Framework to Assess Company Lobbying Alignment with Climate Goals   SH   Against    For    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   9   Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access   SH   Against    For    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   10   Report on Risks of Doing Business in Countries with Significant Human Rights Concerns   SH   Against    For    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   11   Publish Independent Human Rights Impact Assessment of Targeted Advertising Technology   SH   Against    For    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   12   Disclose More Quantitative and Qualitative Information on Algorithmic Systems   SH   Against    For    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   13   Report on Alignment of YouTube Policies With Online Safety Regulations   SH   Against    For    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   14   Report on Content Governance and Censorship   SH   Against    Against    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   15   Commission Independent Assessment of Effectiveness of Audit and Compliance Committee   SH   Against    For    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   16   Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders   SH   Against    Against    Against
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   17   Adopt Share Retention Policy For Senior Executives   SH   Against    For    Against


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec    Voting
Policy Rec
   Vote
Instruction
Alphabet Inc.   GOOGL   06/02/2023   02079K305   Annual   04/04/2023   18   Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   Against    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.1   Elect Director Lester B. Knight   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.2   Elect Director Gregory C. Case   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.3   Elect Director Jin-Yong Cai   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.4   Elect Director Jeffrey C. Campbell   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.5   Elect Director Fulvio Conti   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.6   Elect Director Cheryl A. Francis   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.7   Elect Director Adriana Karaboutis   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.8   Elect Director Richard C. Notebaert   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.9   Elect Director Gloria Santona   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.10   Elect Director Sarah E. Smith   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.11   Elect Director Byron O. Spruell   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   1.12   Elect Director Carolyn Y. Woo   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   3   Advisory Vote on Say on Pay Frequency   Mgmt   One Year    One Year    One Year
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   4   Ratify Ernst & Young LLP as Auditors   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   5   Ratify Ernst & Young Chartered Accountants as Statutory Auditor   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   6   Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For    For    For
Aon plc   AON   06/16/2023   G0403H108   Annual   04/14/2023   7   Amend Omnibus Plan   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1a   Elect Director Merit E. Janow   Mgmt   For    For    For


Issuer Name   Ticker   Meeting
Date
  Primary
Security ID
  Meeting
Type
  Record Date   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec    Voting
Policy Rec
   Vote
Instruction
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1b   Elect Director Candido Bracher   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1c   Elect Director Richard K. Davis   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1d   Elect Director Julius Genachowski   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1e   Elect Director Choon Phong Goh   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1f   Elect Director Oki Matsumoto   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1g   Elect Director Michael Miebach   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1h   Elect Director Youngme Moon   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1i   Elect Director Rima Qureshi   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1j   Elect Director Gabrielle Sulzberger   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1k   Elect Director Harit Talwar   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   1l   Elect Director Lance Uggla   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   3   Advisory Vote on Say on Pay Frequency   Mgmt   One Year    One Year    One Year
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   4   Approve Qualified Employee Stock Purchase Plan   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   5   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For    For    For
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   6   Report on Overseeing Risks Related to Discrimination   SH   Against    Against    Against
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   7   Report on Establishing Merchant Category Code for Gun and Ammunition Stores   SH   Against    For    Against
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   8   Report on Lobbying Payments and Policy   SH   Against    For    Against
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   9   Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders   SH   Against    Against    Against
Mastercard Incorporated   MA   06/27/2023   57636Q104   Annual   04/28/2023   10   Report on Cost-Benefit Analysis of Diversity and Inclusion Efforts   SH   Against    Against    Against


Vote Summary Report

Reporting Period: 07/01/2022 to 06/30/2023

 

Issuer Name   Ticker   Meeting
Date
  Country   Primary
Security ID
  Meeting
Type
  Record
Date
  Shares
Voted
   Proposal
Number
   Proposal Text   Proponent   Mgmt Rec  

Voting

Policy Rec

  Vote
Instruction
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    1    Accept Financial Statements and Statutory Reports   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    2    Approve Remuneration Report   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    3    Approve Final Dividend   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    4    Elect John Shipsey as Director   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    5    Re-elect Alison Platt as Director   Mgmt   For   Against   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    6    Re-elect Ian Page as Director   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    7    Re-elect Anthony Griffin as Director   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    8    Re-elect Paul Sandland as Director   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    9    Re-elect Lisa Bright as Director   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    10    Re-elect Lawson Macartney as Director   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    11    Re-elect Ishbel Macpherson as Director   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    12    Reappoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    13    Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    14    Authorise Issue of Equity   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    15    Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    16    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    17    Authorise Market Purchase of Ordinary Shares   Mgmt   For   For   For
Dechra Pharmaceuticals Plc   DPH   10/20/2022   United Kingdom   G2769C145   Annual   10/18/2022   34,907    18    Authorise the Company to Call General Meeting with Two Weeks’ Notice   Mgmt   For   For   For
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019       Meeting for ADR Holders   Mgmt      
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019    1    Accept Financial Statements and Statutory Reports   Mgmt   For   For   For
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019    2    Approve Remuneration Report   Mgmt   For   Against   Against


Issuer Name   Ticker   Meeting
Date
  Country   Primary
Security ID
  Meeting
Type
  Record
Date
  Shares
Voted
   Proposal
Number
   Proposal Text   Proponent   Mgmt Rec  

Voting

Policy Rec

  Vote
Instruction
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019    3    Approve Remuneration Policy   Mgmt   For   Against   Against
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019    4    Appoint PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For   For
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019    5    Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For   For
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019    6    Elect John Cotterell as Director   Mgmt   For   For   For
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019    7    Elect Mark Thurston as Director   Mgmt   For   For   For
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019    8    Elect Andrew Allan as Director   Mgmt   For   For   For
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019    9    Elect Sulina Connal as Director   Mgmt   For   For   For
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019    10    Elect Ben Druskin as Director   Mgmt   For   For   For
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019    11    Elect David Pattillo as Director   Mgmt   For   For   For
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019    12    Elect Trevor Smith as Director   Mgmt   For   For   For
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019    13    Elect Kathryn Hollister as Director   Mgmt   For   For   For
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019    14    Authorise Issue of Equity   Mgmt   For   Against   Against
Endava Plc   DAVA   12/12/2022   United Kingdom   29260V105   Annual   11/03/2022   19,019    15    Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   Against   Against
Azenta, Inc.   AZTA   01/31/2023   USA   114340102   Annual   12/12/2022   25,340    1.1    Elect Director Frank E. Casal   Mgmt   For   For   For
Azenta, Inc.   AZTA   01/31/2023   USA   114340102   Annual   12/12/2022   25,340    1.2    Elect Director Robyn C. Davis   Mgmt   For   For   For
Azenta, Inc.   AZTA   01/31/2023   USA   114340102   Annual   12/12/2022   25,340    1.3    Elect Director Joseph R. Martin   Mgmt   For   For   For
Azenta, Inc.   AZTA   01/31/2023   USA   114340102   Annual   12/12/2022   25,340    1.4    Elect Director Erica J. McLaughlin   Mgmt   For   For   For
Azenta, Inc.   AZTA   01/31/2023   USA   114340102   Annual   12/12/2022   25,340    1.5    Elect Director Tina S. Nova   Mgmt   For   For   For
Azenta, Inc.   AZTA   01/31/2023   USA   114340102   Annual   12/12/2022   25,340    1.6    Elect Director Krishna G. Palepu   Mgmt   For   For   For
Azenta, Inc.   AZTA   01/31/2023   USA   114340102   Annual   12/12/2022   25,340    1.7    Elect Director Dorothy E. Puhy   Mgmt   For   For   For


Issuer Name   Ticker   Meeting
Date
  Country   Primary
Security ID
  Meeting
Type
  Record
Date
  Shares
Voted
   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec  

Voting

Policy Rec

  Vote
Instruction
Azenta, Inc.   AZTA   01/31/2023   USA   114340102   Annual   12/12/2022   25,340    1.8   Elect Director Michael Rosenblatt   Mgmt   For   For   For
Azenta, Inc.   AZTA   01/31/2023   USA   114340102   Annual   12/12/2022   25,340    1.9   Elect Director Stephen S. Schwartz   Mgmt   For   For   For
Azenta, Inc.   AZTA   01/31/2023   USA   114340102   Annual   12/12/2022   25,340    1.10   Elect Director Ellen M. Zane   Mgmt   For   For   For
Azenta, Inc.   AZTA   01/31/2023   USA   114340102   Annual   12/12/2022   25,340    2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For   For
Azenta, Inc.   AZTA   01/31/2023   USA   114340102   Annual   12/12/2022   25,340    3   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For   For
Fair Isaac Corporation   FICO   03/01/2023   USA   303250104   Annual   01/03/2023   1,780    1a   Elect Director Braden R. Kelly   Mgmt   For   For   For
Fair Isaac Corporation   FICO   03/01/2023   USA   303250104   Annual   01/03/2023   1,780    1b   Elect Director Fabiola R. Arredondo   Mgmt   For   For   For
Fair Isaac Corporation   FICO   03/01/2023   USA   303250104   Annual   01/03/2023   1,780    1c   Elect Director James D. Kirsner   Mgmt   For   For   For
Fair Isaac Corporation   FICO   03/01/2023   USA   303250104   Annual   01/03/2023   1,780    1d   Elect Director William J. Lansing   Mgmt   For   For   For
Fair Isaac Corporation   FICO   03/01/2023   USA   303250104   Annual   01/03/2023   1,780    1e   Elect Director Eva Manolis   Mgmt   For   For   For
Fair Isaac Corporation   FICO   03/01/2023   USA   303250104   Annual   01/03/2023   1,780    1f   Elect Director Marc F. McMorris   Mgmt   For   For   For
Fair Isaac Corporation   FICO   03/01/2023   USA   303250104   Annual   01/03/2023   1,780    1g   Elect Director Joanna Rees   Mgmt   For   For   For
Fair Isaac Corporation   FICO   03/01/2023   USA   303250104   Annual   01/03/2023   1,780    1h   Elect Director David A. Rey   Mgmt   For   For   For
Fair Isaac Corporation   FICO   03/01/2023   USA   303250104   Annual   01/03/2023   1,780    2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For   For
Fair Isaac Corporation   FICO   03/01/2023   USA   303250104   Annual   01/03/2023   1,780    3   Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year   One Year
Fair Isaac Corporation   FICO   03/01/2023   USA   303250104   Annual   01/03/2023   1,780    4   Ratify Deloitte & Touche LLP as Auditors   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    1   Accept Financial Statements and Statutory Reports   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    2.1   Approve Allocation of Income and Dividends of CHF 1.45 per Share   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    2.2   Approve Dividends of CHF 1.45 per Share from Capital Contribution Reserves   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    3   Approve Discharge of Board and Senior Management   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    4   Elect Matthias Gillner as Director   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    5.1   Reelect Lukas Braunschweiler as Director   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    5.2   Reelect Myra Eskes as Director   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    5.3   Reelect Oliver Fetzer as Director   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    5.4   Reelect Karen Huebscher as Director   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    5.5   Reelect Christa Kreuzburg as Director   Mgmt   For   For   For


Issuer Name   Ticker   Meeting
Date
  Country   Primary
Security ID
  Meeting
Type
  Record
Date
  Shares
Voted
   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec  

Voting

Policy Rec

  Vote
Instruction
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    5.6   Reelect Daniel Marshak as Director   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    6   Reelect Lukas Braunschweiler as Board Chair   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    7.1   Reappoint Myra Eskes as Member of the Compensation Committee   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    7.2   Reappoint Oliver Fetzer as Member of the Compensation Committee   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    7.3   Reappoint Christa Kreuzburg as Member of the Compensation Committee   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    7.4   Reappoint Daniel Marshak as Member of the Compensation Committee   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    8   Ratify Ernst & Young AG as Auditors   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    9   Designate Proxy Voting Services GmbH as Independent Proxy   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    10.1   Approve Remuneration Report (Non-Binding)   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    10.2   Approve Remuneration of Directors in the Amount of CHF 1.5 Million   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    10.3   Approve Remuneration of Executive Committee in the Amount of CHF 20.5 Million   Mgmt   For   For   For
Tecan Group AG   TECN   04/18/2023   Switzerland   H84774167   Annual     2,900    11   Transact Other Business (Voting)   Mgmt   For   Against   Against
Globant SA   GLOB   04/19/2023   Luxembourg   L44385109   Annual/Special   03/14/2023   6,920      Annual Meeting Agenda   Mgmt      
Globant SA   GLOB   04/19/2023   Luxembourg   L44385109   Annual/Special   03/14/2023   6,920    1   Receive Board’s and Auditor’s Reports   Mgmt      
Globant SA   GLOB   04/19/2023   Luxembourg   L44385109   Annual/Special   03/14/2023   6,920    2   Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For   For
Globant SA   GLOB   04/19/2023   Luxembourg   L44385109   Annual/Special   03/14/2023   6,920    3   Approve Financial Statements and Statutory Reports   Mgmt   For   For   For
Globant SA   GLOB   04/19/2023   Luxembourg   L44385109   Annual/Special   03/14/2023   6,920    4   Approve Allocation of Income   Mgmt   For   For   For
Globant SA   GLOB   04/19/2023   Luxembourg   L44385109   Annual/Special   03/14/2023   6,920    5   Approve Discharge of Directors   Mgmt   For   For   For


Issuer Name   Ticker   Meeting
Date
  Country   Primary
Security ID
  Meeting
Type
  Record
Date
  Shares
Voted
   Proposal
Number
   Proposal Text   Proponent   Mgmt Rec  

Voting

Policy Rec

  Vote
Instruction
Globant SA   GLOB   04/19/2023   Luxembourg   L44385109   Annual/Special   03/14/2023   6,920    6    Approve Remuneration of Directors   Mgmt   For   For   For
Globant SA   GLOB   04/19/2023   Luxembourg   L44385109   Annual/Special   03/14/2023   6,920    7    Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts and EU IFRS Consolidated Accounts   Mgmt   For   For   For
Globant SA   GLOB   04/19/2023   Luxembourg   L44385109   Annual/Special   03/14/2023   6,920    8    Appoint Price Waterhouse & Co. S.R.L. as Auditor for IFRS Consolidated Accounts   Mgmt   For   For   For
Globant SA   GLOB   04/19/2023   Luxembourg   L44385109   Annual/Special   03/14/2023   6,920    9    Reelect Linda Rottenberg as Director   Mgmt   For   Against   For
Globant SA   GLOB   04/19/2023   Luxembourg   L44385109   Annual/Special   03/14/2023   6,920    10    Reelect Martin Umaran as Director   Mgmt   For   For   For
Globant SA   GLOB   04/19/2023   Luxembourg   L44385109   Annual/Special   03/14/2023   6,920    11    Reelect Guibert Englebienne as Director   Mgmt   For   For   For
Globant SA   GLOB   04/19/2023   Luxembourg   L44385109   Annual/Special   03/14/2023   6,920       Extraordinary Meeting Agenda   Mgmt      
Globant SA   GLOB   04/19/2023   Luxembourg   L44385109   Annual/Special   03/14/2023   6,920    1    Increase Authorized Share Capital and Amend Articles of Association   Mgmt   For   For   For
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680       Annual Meeting Agenda   Mgmt      
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680    1    Receive and Approve Board’s Reports   Mgmt   For   For   For
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680    2    Receive and Approve Director’s Special Report Re: Operations Carried Out Under the Authorized Capital Established   Mgmt   For   For   For
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680    3    Receive and Approve Auditor’s Reports   Mgmt   For   For   For
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680    4    Approve Consolidated Financial Statements and Statutory Reports   Mgmt   For   For   For
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680    5    Approve Financial Statements   Mgmt   For   For   For
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680    6    Approve Allocation of Income   Mgmt   For   For   For
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680    7    Approve Discharge of Directors   Mgmt   For   For   For
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680    8    Approve Discharge of Auditors   Mgmt   For   For   For
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680    9    Approve Remuneration Policy   Mgmt   For   For   For
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680    10    Approve Remuneration Report   Mgmt   For   Against   Against
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680    11    Reelect Ivo Rauh as Director   Mgmt   For   For   For
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680    12    Reelect Fereshteh Pouchantchi as Director   Mgmt   For   For   For
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680    13    Renew Appointment of Deloitte Audit as Auditor   Mgmt   For   For   For


Issuer Name   Ticker   Meeting
Date
  Country   Primary
Security ID
  Meeting
Type
  Record
Date
  Shares
Voted
  Proposal
Number
  Proposal Text   Proponent   Mgmt Rec  

Voting

Policy Rec

  Vote
Instruction
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680   14   Approve Remuneration of Directors   Mgmt   For   For   For
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680   15   Acknowledge Information on Repurchase Program   Mgmt   For   For   For
Eurofins Scientific SE   ERF   04/27/2023   Luxembourg   L31839134   Annual   04/13/2023   15,680   16   Authorize Filing of Required Documents and Other Formalities   Mgmt   For   For   For
Goosehead Insurance, Inc.   GSHD   05/01/2023   USA   38267D109   Annual   03/07/2023   41,120   1.1   Elect Director Robyn Jones   Mgmt   For   For   For
Goosehead Insurance, Inc.   GSHD   05/01/2023   USA   38267D109   Annual   03/07/2023   41,120   1.2   Elect Director Thomas McConnon   Mgmt   For   For   For
Goosehead Insurance, Inc.   GSHD   05/01/2023   USA   38267D109   Annual   03/07/2023   41,120   2   Ratify Deloitte & Touche LLP as Auditors   Mgmt   For   For   For
Goosehead Insurance, Inc.   GSHD   05/01/2023   USA   38267D109   Annual   03/07/2023   41,120   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against   Against
Paycom Software, Inc.   PAYC   05/01/2023   USA   70432V102   Annual   03/15/2023   4,520   1.1   Elect Director Sharen J. Turney   Mgmt   For   Withhold   For
Paycom Software, Inc.   PAYC   05/01/2023   USA   70432V102   Annual   03/15/2023   4,520   1.2   Elect Director J.C. Watts, Jr.   Mgmt   For   Withhold   For
Paycom Software, Inc.   PAYC   05/01/2023   USA   70432V102   Annual   03/15/2023   4,520   2   Ratify Grant Thornton LLP as Auditors   Mgmt   For   For   For
Paycom Software, Inc.   PAYC   05/01/2023   USA   70432V102   Annual   03/15/2023   4,520   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   Against   For
Paycom Software, Inc.   PAYC   05/01/2023   USA   70432V102   Annual   03/15/2023   4,520   4   Approve Omnibus Stock Plan   Mgmt   For   For   For
Paycom Software, Inc.   PAYC   05/01/2023   USA   70432V102   Annual   03/15/2023   4,520   5   Amend Certificate of Incorporation to Limit the Personal Liability of Certain Officers   Mgmt   For   For   For
Paycom Software, Inc.   PAYC   05/01/2023   USA   70432V102   Annual   03/15/2023   4,520   6   Require a Majority Vote for the Election of Directors   SH   Against   For   Against
TMX Group Limited   X   05/02/2023   Canada   87262K105   Annual/Special   03/13/2023   8,140   1   Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For   For
TMX Group Limited   X   05/02/2023   Canada   87262K105   Annual/Special   03/13/2023   8,140   2a   Elect Director Luc Bertrand   Mgmt   For   For   For
TMX Group Limited   X   05/02/2023   Canada   87262K105   Annual/Special   03/13/2023   8,140   2b   Elect Director Nicolas Darveau-Garneau   Mgmt   For   For   For
TMX Group Limited   X   05/02/2023   Canada   87262K105   Annual/Special   03/13/2023   8,140   2c   Elect Director Martine Irman   Mgmt   For   For   For
TMX Group Limited   X   05/02/2023   Canada   87262K105   Annual/Special   03/13/2023   8,140   2d   Elect Director Moe Kermani   Mgmt   For   For   For
TMX Group Limited   X   05/02/2023   Canada   87262K105   Annual/Special   03/13/2023   8,140   2e   Elect Director William Linton   Mgmt   For   For   For


Issuer Name   Ticker   Meeting
Date
  Country   Primary
Security ID
  Meeting
Type
  Record
Date
  Shares
Voted
   Proposal
Number
   Proposal Text   Proponent   Mgmt Rec  

Voting

Policy Rec

  Vote
Instruction
TMX Group Limited   X   05/02/2023   Canada   87262K105   Annual/Special   03/13/2023   8,140    2f    Elect Director Audrey Mascarenhas   Mgmt   For   For   For
TMX Group Limited   X   05/02/2023   Canada   87262K105   Annual/Special   03/13/2023   8,140    2g    Elect Director John McKenzie   Mgmt   For   For   For
TMX Group Limited   X   05/02/2023   Canada   87262K105   Annual/Special   03/13/2023   8,140    2h    Elect Director Monique Mercier   Mgmt   For   For   For
TMX Group Limited   X   05/02/2023   Canada   87262K105   Annual/Special   03/13/2023   8,140    2i    Elect Director Kevin Sullivan   Mgmt   For   For   For
TMX Group Limited   X   05/02/2023   Canada   87262K105   Annual/Special   03/13/2023   8,140    2j    Elect Director Claude Tessier   Mgmt   For   For   For
TMX Group Limited   X   05/02/2023   Canada   87262K105   Annual/Special   03/13/2023   8,140    2k    Elect Director Eric Wetlaufer   Mgmt   For   For   For
TMX Group Limited   X   05/02/2023   Canada   87262K105   Annual/Special   03/13/2023   8,140    2l    Elect Director Ava Yaskiel   Mgmt   For   For   For
TMX Group Limited   X   05/02/2023   Canada   87262K105   Annual/Special   03/13/2023   8,140    3    Advisory Vote on Executive Compensation Approach   Mgmt   For   For   For
TMX Group Limited   X   05/02/2023   Canada   87262K105   Annual/Special   03/13/2023   8,140    4    Approve Stock Split   Mgmt   For   For   For
Altus Group Limited   AIF   05/03/2023   Canada   02215R107   Annual   03/20/2023   41,266    1a    Elect Director Wai-Fong Au   Mgmt   For   For   For
Altus Group Limited   AIF   05/03/2023   Canada   02215R107   Annual   03/20/2023   41,266    1b    Elect Director Angela L. Brown   Mgmt   For   For   For
Altus Group Limited   AIF   05/03/2023   Canada   02215R107   Annual   03/20/2023   41,266    1c    Elect Director Colin J. Dyer   Mgmt   For   For   For
Altus Group Limited   AIF   05/03/2023   Canada   02215R107   Annual   03/20/2023   41,266    1d    Elect Director Tony Gaffney   Mgmt   For   For   For
Altus Group Limited   AIF   05/03/2023   Canada   02215R107   Annual   03/20/2023   41,266    1e    Elect Director Michael J. Gordon   Mgmt   For   For   For
Altus Group Limited   AIF   05/03/2023   Canada   02215R107   Annual   03/20/2023   41,266    1f    Elect Director Anthony W. Long   Mgmt   For   For   For
Altus Group Limited   AIF   05/03/2023   Canada   02215R107   Annual   03/20/2023   41,266    1g    Elect Director Diane MacDiarmid   Mgmt   For   For   For
Altus Group Limited   AIF   05/03/2023   Canada   02215R107   Annual   03/20/2023   41,266    1h    Elect Director Raymond Mikulich   Mgmt   For   For   For
Altus Group Limited   AIF   05/03/2023   Canada   02215R107   Annual   03/20/2023   41,266    1i    Elect Director Carolyn M. Schuetz   Mgmt   For   For   For
Altus Group Limited   AIF   05/03/2023   Canada   02215R107   Annual   03/20/2023   41,266    1j    Elect Director Janet P. Woodruff   Mgmt   For   For   For
Altus Group Limited   AIF   05/03/2023   Canada   02215R107   Annual   03/20/2023   41,266    2    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For   For


Issuer Name   Ticker   Meeting
Date
  Country   Primary
Security ID
  Meeting
Type
  Record
Date
  Shares
Voted
  Proposal
Number
  Proposal Text   Proponent   Mgmt Rec  

Voting

Policy Rec

  Vote
Instruction
Altus Group Limited   AIF   05/03/2023   Canada   02215R107   Annual   03/20/2023   41,266   3   Advisory Vote on Executive Compensation Approach   Mgmt   For   For   For
Floor & Decor Holdings, Inc.   FND   05/10/2023   USA   339750101   Annual   03/15/2023   12,550   1a   Elect Director Dwight L. James   Mgmt   For   For   For
Floor & Decor Holdings, Inc.   FND   05/10/2023   USA   339750101   Annual   03/15/2023   12,550   1b   Elect Director Melissa Kersey   Mgmt   For   For   For
Floor & Decor Holdings, Inc.   FND   05/10/2023   USA   339750101   Annual   03/15/2023   12,550   1c   Elect Director Peter M. Starrett   Mgmt   For   For   For
Floor & Decor Holdings, Inc.   FND   05/10/2023   USA   339750101   Annual   03/15/2023   12,550   1d   Elect Director Thomas V. Taylor   Mgmt   For   For   For
Floor & Decor Holdings, Inc.   FND   05/10/2023   USA   339750101   Annual   03/15/2023   12,550   1e   Elect Director George Vincent West   Mgmt   For   For   For
Floor & Decor Holdings, Inc.   FND   05/10/2023   USA   339750101   Annual   03/15/2023   12,550   1f   Elect Director Charles D. Young   Mgmt   For   For   For
Floor & Decor Holdings, Inc.   FND   05/10/2023   USA   339750101   Annual   03/15/2023   12,550   2   Ratify Ernst & Young LLP as Auditors   Mgmt   For   For   For
Floor & Decor Holdings, Inc.   FND   05/10/2023   USA   339750101   Annual   03/15/2023   12,550   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For   For
Floor & Decor Holdings, Inc.   FND   05/10/2023   USA   339750101   Annual   03/15/2023   12,550   4   Amend Omnibus Stock Plan   Mgmt   For   For   For
Tyler Technologies, Inc.   TYL   05/11/2023   USA   902252105   Annual   03/17/2023   4,350   1.1   Elect Director Glenn A. Carter   Mgmt   For   For   For
Tyler Technologies, Inc.   TYL   05/11/2023   USA   902252105   Annual   03/17/2023   4,350   1.2   Elect Director Brenda A. Cline   Mgmt   For   For   For
Tyler Technologies, Inc.   TYL   05/11/2023   USA   902252105   Annual   03/17/2023   4,350   1.3   Elect Director Ronnie D. Hawkins, Jr.   Mgmt   For   For   For
Tyler Technologies, Inc.   TYL   05/11/2023   USA   902252105   Annual   03/17/2023   4,350   1.4   Elect Director Mary L. Landrieu   Mgmt   For   For   For
Tyler Technologies, Inc.   TYL   05/11/2023   USA   902252105   Annual   03/17/2023   4,350   1.5   Elect Director John S. Marr, Jr.   Mgmt   For   For   For
Tyler Technologies, Inc.   TYL   05/11/2023   USA   902252105   Annual   03/17/2023   4,350   1.6   Elect Director H. Lynn Moore, Jr.   Mgmt   For   For   For
Tyler Technologies, Inc.   TYL   05/11/2023   USA   902252105   Annual   03/17/2023   4,350   1.7   Elect Director Daniel M. Pope   Mgmt   For   For   For
Tyler Technologies, Inc.   TYL   05/11/2023   USA   902252105   Annual   03/17/2023   4,350   1.8   Elect Director Dustin R. Womble   Mgmt   For   For   For
Tyler Technologies, Inc.   TYL   05/11/2023   USA   902252105   Annual   03/17/2023   4,350   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For   For
Tyler Technologies, Inc.   TYL   05/11/2023   USA   902252105   Annual   03/17/2023   4,350   3   Ratify Ernst & Young LLP as Auditors   Mgmt   For   For   For


Issuer Name   Ticker   Meeting
Date
  Country   Primary
Security ID
  Meeting
Type
  Record
Date
  Shares
Voted
  Proposal
Number
  Proposal Text   Proponent   Mgmt Rec  

Voting

Policy Rec

  Vote
Instruction
Tyler Technologies, Inc.   TYL   05/11/2023   USA   902252105   Annual   03/17/2023   4,350   4   Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year   One Year
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   Germany   D1648T108   Annual   04/24/2023   15,170   1   Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)   Mgmt      
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   Germany   D1648T108   Annual   04/24/2023   15,170   2   Accept Financial Statements and Statutory Reports for Fiscal Year 2022   Mgmt   For   For   For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   Germany   D1648T108   Annual   04/24/2023   15,170   3   Approve Allocation of Income and Dividends of EUR 1.06 per Share   Mgmt   For   For   For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   Germany   D1648T108   Annual   04/24/2023   15,170   4   Approve Discharge of Personally Liable Partner for Fiscal Year 2022   Mgmt   For   For   For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   Germany   D1648T108   Annual   04/24/2023   15,170   5   Approve Discharge of Supervisory Board for Fiscal Year 2022   Mgmt   For   For   For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   Germany   D1648T108   Annual   04/24/2023   15,170   6   Ratify KPMG AG as Auditors for Fiscal Year 2023   Mgmt   For   For   For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   Germany   D1648T108   Annual   04/24/2023   15,170   7   Approve Virtual-Only Shareholder Meetings Until 2028   Mgmt   For   For   For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   Germany   D1648T108   Annual   04/24/2023   15,170   8   Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission   Mgmt   For   For   For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   Germany   D1648T108   Annual   04/24/2023   15,170   9   Amend Articles Re: Electronic Communication; Absentee Vote   Mgmt   For   For   For
CTS Eventim AG & Co. KGaA   EVD   05/16/2023   Germany   D1648T108   Annual   04/24/2023   15,170   10   Approve Remuneration Report   Mgmt   For   Against   Against
Align Technology, Inc.   ALGN   05/17/2023   USA   016255101   Annual   03/23/2023   3,610   1.1   Elect Director Kevin J. Dallas   Mgmt   For   For   For
Align Technology, Inc.   ALGN   05/17/2023   USA   016255101   Annual   03/23/2023   3,610   1.2   Elect Director Joseph M. Hogan   Mgmt   For   For   For
Align Technology, Inc.   ALGN   05/17/2023   USA   016255101   Annual   03/23/2023   3,610   1.3   Elect Director Joseph Lacob   Mgmt   For   For   For
Align Technology, Inc.   ALGN   05/17/2023   USA   016255101   Annual   03/23/2023   3,610   1.4   Elect Director C. Raymond Larkin, Jr.   Mgmt   For   For   For
Align Technology, Inc.   ALGN   05/17/2023   USA   016255101   Annual   03/23/2023   3,610   1.5   Elect Director George J. Morrow   Mgmt   For   For   For
Align Technology, Inc.   ALGN   05/17/2023   USA   016255101   Annual   03/23/2023   3,610   1.6   Elect Director Anne M. Myong   Mgmt   For   For   For
Align Technology, Inc.   ALGN   05/17/2023   USA   016255101   Annual   03/23/2023   3,610   1.7   Elect Director Andrea L. Saia   Mgmt   For   For   For
Align Technology, Inc.   ALGN   05/17/2023   USA   016255101   Annual   03/23/2023   3,610   1.8   Elect Director Susan E. Siegel   Mgmt   For   For   For
Align Technology, Inc.   ALGN   05/17/2023   USA   016255101   Annual   03/23/2023   3,610   2   Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation   Mgmt   For   For   For
Align Technology, Inc.   ALGN   05/17/2023   USA   016255101   Annual   03/23/2023   3,610   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For   For


Issuer Name   Ticker   Meeting
Date
  Country   Primary
Security ID
  Meeting
Type
  Record
Date
  Shares
Voted
   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec  

Voting

Policy Rec

  Vote
Instruction
Align Technology, Inc.   ALGN   05/17/2023   USA   016255101   Annual   03/23/2023   3,610    4   Advisory Vote on Say on Pay Frequency   Mgmt   One Year   One Year   One Year
Align Technology, Inc.   ALGN   05/17/2023   USA   016255101   Annual   03/23/2023   3,610    5   Amend Omnibus Stock Plan   Mgmt   For   For   For
Align Technology, Inc.   ALGN   05/17/2023   USA   016255101   Annual   03/23/2023   3,610    6   Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    1   Accept Financial Statements and Statutory Reports   Mgmt   For   For   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    2   Approve Remuneration Report   Mgmt   For   For   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    3   Approve Final Dividend   Mgmt   For   For   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    4   Elect Don Robert as Director   Mgmt   For   For   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    5   Re-elect Bertrand Bodson as Director   Mgmt   For   For   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    6   Re-elect Georges Fornay as Director   Mgmt   For   For   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    7   Re-elect Charlotta Ginman as Director   Mgmt   For   Against   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    8   Re-elect Jon Hauck as Director   Mgmt   For   For   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    9   Re-elect Marion Sears as Director   Mgmt   For   Against   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    10   Re-elect Neil Thompson as Director   Mgmt   For   Against   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    11   Reappoint BDO LLP as Auditors   Mgmt   For   For   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    12   Authorise Board to Fix Remuneration of Auditors   Mgmt   For   For   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    13   Authorise Issue of Equity   Mgmt   For   For   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    14   Approve Increase in the Cap on Aggregate Fees Payable to Directors   Mgmt   For   For   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    15   Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    16   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   Mgmt   For   For   For
Keywords Studios Plc   KWS   05/26/2023   United Kingdom   G5254U108   Annual   05/24/2023   67,101    17   Authorise Market Purchase of Ordinary Shares   Mgmt   For   For   For


Issuer Name   Ticker   Meeting
Date
  Country   Primary
Security ID
  Meeting
Type
  Record
Date
  Shares
Voted
   Proposal
Number
  Proposal Text   Proponent   Mgmt Rec  

Voting

Policy Rec

  Vote
Instruction
Revolve Group, Inc.   RVLV   06/09/2023   USA   76156B107   Annual   04/14/2023   48,120    1.1   Elect Director Michael (“Mike”) Karanikolas   Mgmt   For   Withhold   For
Revolve Group, Inc.   RVLV   06/09/2023   USA   76156B107   Annual   04/14/2023   48,120    1.2   Elect Director Michael Mente   Mgmt   For   Withhold   For
Revolve Group, Inc.   RVLV   06/09/2023   USA   76156B107   Annual   04/14/2023   48,120    1.3   Elect Director Melanie Cox   Mgmt   For   For   For
Revolve Group, Inc.   RVLV   06/09/2023   USA   76156B107   Annual   04/14/2023   48,120    1.4   Elect Director Oana Ruxandra   Mgmt   For   For   For
Revolve Group, Inc.   RVLV   06/09/2023   USA   76156B107   Annual   04/14/2023   48,120    1.5   Elect Director Marc Stolzman   Mgmt   For   For   For
Revolve Group, Inc.   RVLV   06/09/2023   USA   76156B107   Annual   04/14/2023   48,120    2   Ratify KPMG LLP as Auditors   Mgmt   For   For   For
Revolve Group, Inc.   RVLV   06/09/2023   USA   76156B107   Annual   04/14/2023   48,120    3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For   For
Five Below, Inc.   FIVE   06/13/2023   USA   33829M101   Annual   04/18/2023   9,358    1a   Elect Director Joel D. Anderson   Mgmt   For   For   For
Five Below, Inc.   FIVE   06/13/2023   USA   33829M101   Annual   04/18/2023   9,358    1b   Elect Director Kathleen S. Barclay   Mgmt   For   For   For
Five Below, Inc.   FIVE   06/13/2023   USA   33829M101   Annual   04/18/2023   9,358    1c   Elect Director Thomas M. Ryan   Mgmt   For   For   For
Five Below, Inc.   FIVE   06/13/2023   USA   33829M101   Annual   04/18/2023   9,358    2   Ratify KPMG LLP as Auditors   Mgmt   For   For   For
Five Below, Inc.   FIVE   06/13/2023   USA   33829M101   Annual   04/18/2023   9,358    3   Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For   For
Five Below, Inc.   FIVE   06/13/2023   USA   33829M101   Annual   04/18/2023   9,358    4   Amend Bylaws to Limit the Liability of Officers   Mgmt   For   For   For
Five Below, Inc.   FIVE   06/13/2023   USA   33829M101   Annual   04/18/2023   9,358    5   Amend Bylaws to Amend the Limitation of Liability of Directors Provision   Mgmt   For   For   For


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
ICON plc    ICLR    G4705A100    26-Jul-22    Management    1.1    Elect Director Steve Cutler    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    1.2    Elect Director John Climax    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    1.3    Elect Director Ronan Murphy    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    2    Accept Financial Statements and Statutory Reports    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    3    Authorise Board to Fix Remuneration of Auditors    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    4    Authorize Issue of Equity    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    5    Authorize Issue of Equity without Pre-emptive Rights    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    6    Authorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    7    Authorize Share Repurchase Program    For    For    Yes
ICON plc    ICLR    G4705A100    26-Jul-22    Management    8    Approve the Price Range for the Reissuance of Shares    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1a    Elect Director Richard H. Anderson    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1b    Elect Director Craig Arnold    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1c    Elect Director Scott C. Donnelly    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1d    Elect Director Lidia L. Fonseca    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1e    Elect Director Andrea J. Goldsmith    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1f    Elect Director Randall J. Hogan, III    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1g    Elect Director Kevin E. Lofton    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1h    Elect Director Geoffrey S. Martha    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1i    Elect Director Elizabeth G. Nabel    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1j    Elect Director Denise M. O’Leary    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    1k    Elect Director Kendall J. Powell    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    4    Renew the Board’s Authority to Issue Shares Under Irish Law    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    5    Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law    For    For    Yes
Medtronic Plc    MDT    G5960L103    08-Dec-22    Management    6    Authorize Overseas Market Purchases of Ordinary Shares    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1a    Elect Director Jaime Ardila    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1b    Elect Director Nancy McKinstry    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1c    Elect Director Beth E. Mooney    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1d    Elect Director Gilles C. Pelisson    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1e    Elect Director Paula A. Price    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1f    Elect Director Venkata (Murthy) Renduchintala    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1g    Elect Director Arun Sarin    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1h    Elect Director Julie Sweet    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    1i    Elect Director Tracey T. Travis    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    4    Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    5    Renew the Board’s Authority to Issue Shares Under Irish Law    For    For    Yes
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    6    Authorize Board to Opt-Out of Statutory Pre-Emption Rights    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Accenture Plc    ACN    G1151C101    01-Feb-23    Management    7    Determine Price Range for Reissuance of Treasury Shares    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    1    Accept Financial Statements and Statutory Reports    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    2    Approve Remuneration Report    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    3    Approve Final Dividend    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    4    Elect Maggie Jones as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    5    Re-elect Andrew Duff as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    6    Re-elect Sangeeta Anand as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    7    Re-elect John Bates as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    8    Re-elect Jonathan Bewes as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    9    Re-elect Annette Court as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    10    Re-elect Drummond Hall as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    11    Re-elect Derek Harding as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    12    Re-elect Steve Hare as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    13    Re-elect Jonathan Howell as Director    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    14    Reappoint Ernst & Young LLP as Auditors    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    15    Authorise the Audit and Risk Committee to Fix Remuneration of Auditors    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    16    Authorise UK Political Donations and Expenditure    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    17    Approve Increase in the Maximum Aggregate Fees Payable to Non-Executive Directors    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    18    Amend 2019 Restricted Share Plan    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    19    Approve Colleague Share Purchase Plan    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    20    Authorise Issue of Equity    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    21    Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    22    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    23    Authorise Market Purchase of Ordinary Shares    For    For    Yes
The Sage Group plc    SGE    G7771K142    02-Feb-23    Management    24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    1    Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)          Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    2    Approve Allocation of Income and Dividends of EUR 0.95 per Share    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    3.1    Approve Discharge of Management Board Member Bernhard Montag for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    3.2    Approve Discharge of Management Board Member Jochen Schmitz for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    3.3    Approve Discharge of Management Board Member Darleen Caron for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    3.4    Approve Discharge of Management Board Member Elisabeth Staudinger-Leibrecht (since Dec. 1, 2021) for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    3.5    Approve Discharge of Management Board Member Christoph Zindel (until March 31, 2022) for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.1    Approve Discharge of Supervisory Board Member Ralf Thomas for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.2    Approve Discharge of Supervisory Board Member Norbert Gaus for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.3    Approve Discharge of Supervisory Board Member Roland Busch for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.4    Approve Discharge of Supervisory Board Member Marion Helmes for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.5    Approve Discharge of Supervisory Board Member Andreas Hoffmann for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.6    Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.7    Approve Discharge of Supervisory Board Member Peer Schatz for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.8    Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal Year 2022    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.9    Approve Discharge of Supervisory Board Member Gregory Sorensen for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    4.10    Approve Discharge of Supervisory Board Member Karl-Heinz Streibich for Fiscal Year 2022    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    5    Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2023    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    6    Approve Remuneration Report    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.1    Elect Ralf Thomas to the Supervisory Board    For    Against    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.2    Elect Veronika Bienert to the Supervisory Board    For    Against    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.3    Elect Marion Helmes to the Supervisory Board    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.4    Elect Peter Koerte to the Supervisory Board    For    Against    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.5    Elect Sarena Lin to the Supervisory Board    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.6    Elect Nathalie von Siemens to the Supervisory Board    For    Against    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.7    Elect Karl-Heinz Streibich to the Supervisory Board    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    7.8    Elect Dow Wilson to the Supervisory Board    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    8    Approve Remuneration of Supervisory Board    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    9    Approve Virtual-Only Shareholder Meetings Until 2028    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    10.1    Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    10.2    Amend Articles Re: Participation of Supervisory Board Members in the Virtual General Meeting by Means of Audio and Video Transmission    For    For    Yes
Siemens Healthineers AG    SHL    D6T479107    15-Feb-23    Management    11    Approve Affiliation Agreement with Siemens Healthineers Holding I GmbH    For    For    Yes
Evolution AB    EVO    W3287P115    04-Apr-23    Management    1    Open Meeting          No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    2    Elect Chairman of Meeting    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    3    Prepare and Approve List of Shareholders    For    For    No


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Evolution AB    EVO    W3287P115    04-Apr-23    Management    4    Approve Agenda of Meeting    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    5    Designate Inspector(s) of Minutes of Meeting    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    6    Acknowledge Proper Convening of Meeting    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.a    Accept Financial Statements and Statutory Reports    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.b    Approve Allocation of Income and Dividends of EUR 2.00 Per Share    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c1    Approve Discharge of Jens von Bahr    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c2    Approve Discharge of Fredrik Osterberg    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c3    Approve Discharge of Ian Livingstone    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c4    Approve Discharge of Joel Citron    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c5    Approve Discharge of Jonas Engwall    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c6    Approve Discharge of Mimi Drake    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c7    Approve Discharge of Sandra Urie    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    7.c8    Approve Discharge of Martin Carlesund    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    8    Determine Number of Members (7) and Deputy Members (0) of Board    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    9    Approve Remuneration of Directors in the Amount of EUR 400,000 to Chairman and EUR 100,000 for Other Directors    For    Against    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    10.1    Reelect Jens von Bahr (Chair) as Director    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    10.2    Reelect Fredrik Osterberg as Director    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    10.3    Reelect Ian Livingstone as Director    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    10.4    Reelect Joel Citron as Director    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    10.5    Reelect Jonas Engwall as Director    For    For    No


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Evolution AB    EVO    W3287P115    04-Apr-23    Management    10.6    Reelect Mimi Drake as Director    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    10.7    Reelect Sandra Urie as Director    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    11    Approve Remuneration of Auditors    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    12    Ratify PricewaterhouseCoopers as Auditors    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    13    Approve Nomination Committee Procedures    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    14    Approve Remuneration Report    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    15    Authorize Share Repurchase Program    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    16    Authorize Reissuance of Repurchased Shares    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    17    Approve Creation of Pool of Capital without Preemptive Rights    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    18    Authorize the Board to Repurchase Warrants from Participants in Warrants Plan 2021/2024    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    19    Approve Transaction with Big Time Gaming Pty Ltd    For    For    No
Evolution AB    EVO    W3287P115    04-Apr-23    Management    20    Close Meeting          No
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    1    Approve Financial Statements and Statutory Reports    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    3    Approve Allocation of Income and Dividends of EUR 3.85 per Share    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    4    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    5    Approve Compensation Report of Corporate Officers    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    6    Approve Compensation of Daniel Julien, Chairman and CEO    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    7    Approve Compensation of Olivier Rigaudy, Vice-CEO    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    8    Approve Remuneration Policy of Directors    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    9    Approve Remuneration Policy of Chairman and CEO    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    10    Approve Remuneration Policy of Vice-CEO    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    11    Reelect Christobel Selecky as Director    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    12    Reelect Angela Maria Sierra-Moreno as Director    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    13    Reelect Jean Guez as Director    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    14    Elect Varun Bery as Director    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    15    Elect Bhupender Singh as Director    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    16    Appoint PricewaterhouseCoopers Audit SAS as Auditor    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    17    Renew Appointment of Deloitte & Associes SA as Auditor    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    18    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    19    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    20    Authorize Capitalization of Reserves of Up to EUR 142 Million for Bonus Issue or Increase in Par Value    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    21    Authorize Capital Increase for Contributions in Kind, up to Aggregate Nominal Amount of EUR 7.2 Million    For    For    Yes
Teleperformance SE    TEP    F9120F106    13-Apr-23    Management    22    Authorize Filing of Required Documents/Other Formalities    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    1    Approve Financial Statements and Statutory Reports    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    3    Approve Allocation of Income and Dividends of EUR 12.00 per Share    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    4    Approve Auditors’ Special Report on Related-Party Transactions    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    5    Reelect Delphine Arnault as Director    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    6    Reelect Antonio Belloni as Director    For    Against    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    7    Reelect Marie-Josee Kravis as Director    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    8    Reelect Marie-Laure Sauty de Chalon as Director    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    9    Reelect Natacha Valla as Director    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    10    Elect Laurent Mignon as Director    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    11    Renew Appointment of Lord Powell of Bayswater as Censor    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    12    Appoint Diego Della Valle as Censor    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    13    Approve Compensation Report of Corporate Officers    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    14    Approve Compensation of Bernard Arnault, Chairman and CEO    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    15    Approve Compensation of Antonio Belloni, Vice-CEO    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    16    Approve Remuneration Policy of Directors    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    17    Approve Remuneration Policy of Chairman and CEO    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    18    Approve Remuneration Policy of Vice-CEO    For    Against    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    19    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    20    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    21    Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    22    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    23    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights With Binding Priority Right up to Aggregate Nominal Amount of EUR 20 Million    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    24    Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    25    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    26    Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    27    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    28    Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans Reserved for Employees and Corporate Officers    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    29    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    20-Apr-23    Management    30    Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 20 Million    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    1    Open Meeting          Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    2    Discuss the Company’s Business, Financial Situation and Sustainability          Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    3a    Approve Remuneration Report    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    3b    Adopt Financial Statements and Statutory Reports    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    3c    Receive Explanation on Company’s Reserves and Dividend Policy          Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    3d    Approve Dividends    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    4a    Approve Discharge of Management Board    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    4b    Approve Discharge of Supervisory Board    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    5    Approve Number of Shares for Management Board    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    6a    Amend Remuneration Policy for the Supervisory Board    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    6b    Amend Remuneration of the Members of the Supervisory Board    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    7    Receive Information on the Composition of the Management Board and Announce Intention to Appoint W.R. Allan to Management Board          Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    8    Elect N.S. Andersen to Supervisory Board    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    8b    Elect J.P. de Kreij to Supervisory Board    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    8c    Discuss Composition of the Supervisory Board          Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    9    Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    10a    Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital Plus Additional 5 Percent in Case of Merger or Acquisition    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    10b    Authorize Board to Exclude Preemptive Rights from Share Issuances    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    11    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    12    Authorize Cancellation of Repurchased Shares    For    For    Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    13    Other Business (Non-Voting)          Yes
ASML Holding NV    ASML    N07059202    26-Apr-23    Management    14    Close Meeting          Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    1    Accept Financial Statements and Statutory Reports    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    2    Approve Remuneration Report    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    3    Re-elect Nils Andersen as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    4    Re-elect Judith Hartmann as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    5    Re-elect Adrian Hennah as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    6    Re-elect Alan Jope as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    7    Re-elect Andrea Jung as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    8    Re-elect Susan Kilsby as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    9    Re-elect Ruby Lu as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    10    Re-elect Strive Masiyiwa as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    11    Re-elect Youngme Moon as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    12    Re-elect Graeme Pitkethly as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    13    Re-elect Feike Sijbesma as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    14    Elect Nelson Peltz as Director    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Unilever Plc    ULVR    G92087165    03-May-23    Management    15    Elect Hein Schumacher as Director    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    16    Reappoint KPMG LLP as Auditors    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    17    Authorise Board to Fix Remuneration of Auditors    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    18    Authorise UK Political Donations and Expenditure    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    19    Authorise Issue of Equity    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    20    Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    22    Authorise Market Purchase of Ordinary Shares    For    For    Yes
Unilever Plc    ULVR    G92087165    03-May-23    Management    23    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    1    Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)          Yes
adidas AG    ADS    D0066B185    11-May-23    Management    2    Approve Allocation of Income and Dividends of EUR 0.70 per Share    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    3    Approve Discharge of Management Board for Fiscal Year 2022    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    4    Approve Discharge of Supervisory Board for Fiscal Year 2022    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    5    Approve Remuneration Report    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    6    Approve Virtual-Only Shareholder Meetings Until 2025    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    7    Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    8    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    For    For    Yes
adidas AG    ADS    D0066B185    11-May-23    Management    9    Authorize Use of Financial Derivatives when Repurchasing Shares    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    1    Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)          Yes
SAP SE    SAP    D66992104    11-May-23    Management    2    Approve Allocation of Income and Dividends of EUR 2.05 per Share    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
SAP SE    SAP    D66992104    11-May-23    Management    3    Approve Discharge of Management Board for Fiscal Year 2022    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    4    Approve Discharge of Supervisory Board for Fiscal Year 2022    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    5    Approve Remuneration Report    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    6    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    7    Authorize Use of Financial Derivatives when Repurchasing Shares    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    8.1    Elect Jennifer Xin-Zhe Li to the Supervisory Board    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    8.2    Elect Qi Lu to the Supervisory Board    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    8.3    Elect Punit Renjen to the Supervisory Board    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    9    Approve Remuneration Policy for the Management Board    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    10    Approve Remuneration Policy for the Supervisory Board    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    11.1    Approve Virtual-Only Shareholder Meetings Until 2025    For    For    Yes
SAP SE    SAP    D66992104    11-May-23    Management    11.2    Amend Articles Re: Participation of Supervisory Board Members in the Virtual Annual General Meeting by Means of Audio and Video Transmission    For    For    Yes
MercadoLibre, Inc.    MELI    58733R102    07-Jun-23    Management    1.1    Elect Director Susan Segal    For    For    Yes
MercadoLibre, Inc.    MELI    58733R102    07-Jun-23    Management    1.2    Elect Director Mario Eduardo Vazquez    For    For    Yes
MercadoLibre, Inc.    MELI    58733R102    07-Jun-23    Management    1.3    Elect Director Alejandro Nicolas Aguzin    For    For    Yes
MercadoLibre, Inc.    MELI    58733R102    07-Jun-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes
MercadoLibre, Inc.    MELI    58733R102    07-Jun-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes
MercadoLibre, Inc.    MELI    58733R102    07-Jun-23    Management    4    Ratify Pistrelli, Henry Martin y Asociados S.R.L., as Auditors    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.1    Elect Director Lester B. Knight    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.2    Elect Director Gregory C. Case    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Aon plc    AON    G0403H108    16-Jun-23    Management    1.3    Elect Director Jin-Yong Cai    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.4    Elect Director Jeffrey C. Campbell    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.5    Elect Director Fulvio Conti    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.6    Elect Director Cheryl A. Francis    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.7    Elect Director Adriana Karaboutis    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.8    Elect Director Richard C. Notebaert    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.9    Elect Director Gloria Santona    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.10    Elect Director Sarah E. Smith    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.11    Elect Director Byron O. Spruell    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    1.12    Elect Director Carolyn Y. Woo    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    4    Ratify Ernst & Young LLP as Auditors    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    5    Ratify Ernst & Young Chartered Accountants as Statutory Auditor    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    6    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes
Aon plc    AON    G0403H108    16-Jun-23    Management    7    Amend Omnibus Plan    For    For    Yes
Evolution AB    EVO    W3287P115    16-Jun-23    Management    1    Open Meeting          No
Evolution AB    EVO    W3287P115    16-Jun-23    Management    2    Elect Chairman of Meeting    For    For    No
Evolution AB    EVO    W3287P115    16-Jun-23    Management    3    Prepare and Approve List of Shareholders    For    For    No
Evolution AB    EVO    W3287P115    16-Jun-23    Management    4    Approve Agenda of Meeting    For    For    No


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Evolution AB    EVO    W3287P115    16-Jun-23    Management    5    Designate Inspector(s) of Minutes of Meeting    For    For    No
Evolution AB    EVO    W3287P115    16-Jun-23    Management    6    Acknowledge Proper Convening of Meeting    For    For    No
Evolution AB    EVO    W3287P115    16-Jun-23    Management    7    Approve Performance Share Plan for Key Employees    For    For    No
Evolution AB    EVO    W3287P115    16-Jun-23    Management    8    Close Meeting          No
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    1    Approve Consolidated and Standalone Financial Statements    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    2    Approve Non-Financial Information Statement    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    3    Advisory Vote on Remuneration Report    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    4    Approve Allocation of Income and Dividends    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    5    Approve Discharge of Board    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    6.1    Elect Frits Dirk van Paasschen as Director    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    6.2    Reelect William Connelly as Director    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    6.3    Reelect Luis Maroto Camino as Director    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    6.4    Reelect Pilar Garcia Ceballos-Zuniga as Director    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    6.5    Reelect Stephan Gemkow as Director    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    6.6    Reelect Peter Kuerpick as Director    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    6.7    Reelect Xiaoqun Clever as Director    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    7    Approve Remuneration of Directors    For    For    Yes
Amadeus IT Group SA    AMS    E04648114    20-Jun-23    Management    8    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1A    Elect Director Tobias Lutke    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1B    Elect Director Robert Ashe    For    For    Yes


Company Name    Ticker    Provider
Security ID
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1C    Elect Director Gail Goodman    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1D    Elect Director Colleen Johnston    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1E    Elect Director Jeremy Levine    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1F    Elect Director Toby Shannan    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1G    Elect Director Fidji Simo    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    1H    Elect Director Bret Taylor    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes
Shopify Inc.    SHOP    82509L107    27-Jun-23    Management    3    Advisory Vote on Executive Compensation Approach    For    For    Yes


PROXY VOTING RECORD

FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023

iMGP Alternative Strategies Fund

******************************* FORM N-Px REPORT *******************************

ICA File Number: 811-07763

Reporting Period: 07/01/2022 - 06/30/2023

LITMAN GREGORY FUNDS TRUST

======================= iMGP Alternative Strategies Fund =======================

ACCELERATE ACQUISITION CORP.

 

Ticker:    AAQC    Security ID:    00439D102
Meeting Date:    DEC 15, 2022    Meeting Type:    Special
Record Date:    NOV 25, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Eliminate Redemption Limitation   For   For   Management
2   Amend Certificate of Incorporation to Change the Original Termination Date   For   For   Management
3   Amend Investment Management Trust Agreement   For   For   Management
4   Adjourn Meeting   For   For   Management


 

ACTIVISION BLIZZARD, INC.

 

Ticker:    ATVI    Security ID:    00507V109
Meeting Date:    JUN 21, 2023    Meeting Type:    Annual
Record Date:    APR 25, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Reveta Bowers   For   For   Management
1b   Elect Director Kerry Carr   For   For   Management
1c   Elect Director Robert Corti   For   For   Management
1d   Elect Director Brian Kelly   For   For   Management
1e   Elect Director Robert Kotick   For   For   Management
1f   Elect Director Barry Meyer   For   For   Management
1g   Elect Director Robert Morgado   For   For   Management
1h   Elect Director Peter Nolan   For   For   Management
1i   Elect Director Dawn Ostroff   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
4   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
5   Submit Severance Agreement (Change-in-Control) to Shareholder Vote   Against   Against   Shareholder
6   Adopt Policy on Freedom of Association and Collective Bargaining   Against   Against   Shareholder
7   Report on Prevention of Harassment and Discrimination in the Workplace - Withdrawn   None   None   Shareholder


 

AFRICAN GOLD ACQUISITION CORPORATION

 

Ticker:    AGAC    Security ID:    G0112R116
Meeting Date:    MAR 02, 2023    Meeting Type:    Extraordinary Shareholders
Record Date:    FEB 15, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from March 2, 2023 to June 2, 2023, and to Further Extend, Without Another Shareholder Approval, Until March 2, 2024   For   For   Management
2   Amend Memorandum and Articles of Association to Eliminate Redemption Limitation   For   For   Management
3   Adjourn Meeting   For   For   Management


 

ALIBABA GROUP HOLDING LIMITED

 

Ticker:    9988    Security ID:    G01719114
Meeting Date:    SEP 30, 2022    Meeting Type:    Annual
Record Date:    AUG 03, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Daniel Yong Zhang   For   For   Management
1.2   Elect Director Jerry Yang   For   For   Management
1.3   Elect Director Wan Ling Martello   For   For   Management
1.4   Elect Director Weijian Shan   For   For   Management
1.5   Elect Director Irene Yun-Lien Lee   For   For   Management
1.6   Elect Director Albert Kong Ping Ng   For   For   Management
2   Ratify PricewaterhouseCoopers as Auditors   For   For   Management


 

ALPHABET INC.

 

Ticker:    GOOGL    Security ID:    02079K305
Meeting Date:    JUN 02, 2023    Meeting Type:    Annual
Record Date:    APR 04, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Larry Page   For   For   Management
1b   Elect Director Sergey Brin   For   For   Management
1c   Elect Director Sundar Pichai   For   Against   Management
1d   Elect Director John L. Hennessy   For   For   Management
1e   Elect Director Frances H. Arnold   For   For   Management
1f   Elect Director R. Martin “Marty” Chavez   For   For   Management
1g   Elect Director L. John Doerr   For   For   Management
1h   Elect Director Roger W. Ferguson, Jr.   For   For   Management
1i   Elect Director Ann Mather   For   For   Management
1j   Elect Director K. Ram Shriram   For   For   Management
1k   Elect Director Robin L. Washington   For   For   Management
2   Ratify Ernst & Young LLP as Auditors   For   For   Management
3   Amend Omnibus Stock Plan   For   For   Management
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
5   Advisory Vote on Say on Pay Frequency   Three Years   One Year   Management
6   Report on Lobbying Payments and Policy   Against   Against   Shareholder
7   Publish Congruency Report on Partnerships with Globalist Organizations and Company Fiduciary Duties   Against   Against   Shareholder
8   Report on Framework to Assess Company Lobbying Alignment with Climate Goals   Against   Against   Shareholder
9   Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access   Against   Against   Shareholder
10   Report on Risks of Doing Business in Countries with Significant Human Rights Concerns   Against   Against   Shareholder
11   Publish Independent Human Rights Impact Assessment of Targeted Advertising Technology   Against   Against   Shareholder
12   Disclose More Quantitative and Qualitative Information on Algorithmic Systems   Against   Against   Shareholder
13   Report on Alignment of YouTube Policies With Online Safety Regulations   Against   Against   Shareholder
14   Report on Content Governance and Censorship   Against   Against   Shareholder
15   Commission Independent Assessment of Effectiveness of Audit and Compliance Committee   Against   Against   Shareholder
16   Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders   Against   Against   Shareholder
17   Adopt Share Retention Policy For Senior Executives   Against   Against   Shareholder
18   Approve Recapitalization Plan for all Stock to Have One-vote per Share   Against   Against   Shareholder


 

AMAZON.COM, INC.

 

Ticker:    AMZN    Security ID:    023135106
Meeting Date:    MAY 24, 2023    Meeting Type:    Annual
Record Date:    MAR 30, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Jeffrey P. Bezos   For   For   Management
1b   Elect Director Andrew R. Jassy   For   For   Management
1c   Elect Director Keith B. Alexander   For   For   Management
1d   Elect Director Edith W. Cooper   For   For   Management
1e   Elect Director Jamie S. Gorelick   For   For   Management
1f   Elect Director Daniel P. Huttenlocher   For   For   Management
1g   Elect Director Judith A. McGrath   For   For   Management
1h   Elect Director Indra K. Nooyi   For   For   Management
1i   Elect Director Jonathan J. Rubinstein   For   For   Management
1j   Elect Director Patricia Q. Stonesifer   For   For   Management
1k   Elect Director Wendell P. Weeks   For   For   Management
2   Ratify Ratification of Ernst & Young LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
5   Amend Omnibus Stock Plan   For   For   Management
6   Report on Climate Risk in Retirement Plan Options   Against   Against   Shareholder
7   Report on Customer Due Diligence   Against   Against   Shareholder
8   Revise Transparency Report to Provide Greater Disclosure on Government Requests   Against   Against   Shareholder
9   Report on Government Take Down Requests   Against   Against   Shareholder
10   Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines   Against   Against   Shareholder
11   Publish a Tax Transparency Report   Against   Against   Shareholder
12   Report on Climate Lobbying   Against   Against   Shareholder
13   Report on Median and Adjusted Gender/Racial Pay Gaps   Against   Against   Shareholder
14   Report on Cost/Benefit Analysis of Diversity, Equity and Inclusion Programs   Against   Against   Shareholder
15   Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders   Against   Against   Shareholder
16   Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining   Against   Against   Shareholder
17   Consider Pay Disparity Between Executives and Other Employees   Against   Against   Shareholder
18   Report on Animal Welfare Standards   Against   Against   Shareholder
19   Establish a Public Policy Committee   Against   Against   Shareholder
20   Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates   Against   Against   Shareholder
21   Commission a Third Party Audit on Working Conditions   Against   Against   Shareholder
22   Report on Efforts to Reduce Plastic Use   Against   Against   Shareholder
23   Commission Third Party Study and Report on Risks Associated with Use of Rekognition   Against   Against   Shareholder


 

AMERICAN INTERNATIONAL GROUP, INC.

 

Ticker:    AIG    Security ID:    026874784
Meeting Date:    MAY 10, 2023    Meeting Type:    Annual
Record Date:    MAR 13, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Paola Bergamaschi   For   For   Management
1b   Elect Director James Cole, Jr.   For   For   Management
1c   Elect Director W. Don Cornwell   For   For   Management
1d   Elect Director Linda A. Mills   For   For   Management
1e   Elect Director Diana M. Murphy   For   For   Management
1f   Elect Director Peter R. Porrino   For   For   Management
1g   Elect Director John G. Rice   For   For   Management
1h   Elect Director Therese M. Vaughan   For   For   Management
1i   Elect Director Vanessa A. Wittman   For   For   Management
1j   Elect Director Peter Zaffino   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
4   Require Independent Board Chair   Against   Against   Shareholder


 

ANALOG DEVICES, INC.

 

Ticker:    ADI    Security ID:    032654105
Meeting Date:    MAR 08, 2023    Meeting Type:    Annual
Record Date:    JAN 03, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Vincent Roche   For   For   Management
1b   Elect Director James A. Champy   For   For   Management
1c   Elect Director Andre Andonian   For   For   Management
1d   Elect Director Anantha P. Chandrakasan   For   For   Management
1e   Elect Director Edward H. Frank   For   For   Management
1f   Elect Director Laurie H. Glimcher   For   For   Management
1g   Elect Director Karen M. Golz   For   For   Management
1h   Elect Director Mercedes Johnson   For   For   Management
1i   Elect Director Kenton J. Sicchitano   For   For   Management
1j   Elect Director Ray Stata   For   For   Management
1k   Elect Director Susie Wee   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
4   Ratify Ernst & Young LLP as Auditors   For   For   Management


 

ANGEL POND HOLDINGS CORPORATION

 

Ticker:    POND    Security ID:    G0447J102
Meeting Date:    NOV 22, 2022    Meeting Type:    Extraordinary Shareholders
Record Date:    OCT 20, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve SPAC Transaction   For   For   Management
2   Approve Merger Agreement   For   For   Management
3   Approve Amendments to the Memorandum and Articles of Association of APHC   For   For   Management
4   Approve Issuance of Shares for a Private Placement   For   For   Management
5   Approve Amendments to the Memorandum and Articles of Association of Irish Holdco   For   For   Management
6   Elect Directors   For   For   Management
7   Approve Omnibus Stock Plan   For   For   Management
8   Change Company Name of Irish Holdco from Mangomill plc to MariaDB plc   For   For   Management
9   Adjourn Meeting   For   For   Management


 

AON PLC

 

Ticker:    AON    Security ID:    G0403H108
Meeting Date:    JUN 16, 2023    Meeting Type:    Annual
Record Date:    APR 14, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Lester B. Knight   For   For   Management
1.2   Elect Director Gregory C. Case   For   For   Management
1.3   Elect Director Jin-Yong Cai   For   For   Management
1.4   Elect Director Jeffrey C. Campbell   For   For   Management
1.5   Elect Director Fulvio Conti   For   For   Management
1.6   Elect Director Cheryl A. Francis   For   For   Management
1.7   Elect Director Adriana Karaboutis   For   For   Management
1.8   Elect Director Richard C. Notebaert   For   For   Management
1.9   Elect Director Gloria Santona   For   For   Management
1.10   Elect Director Sarah E. Smith   For   For   Management
1.11   Elect Director Byron O. Spruell   For   For   Management
1.12   Elect Director Carolyn Y. Woo   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
4   Ratify Ernst & Young LLP as Auditors   For   For   Management
5   Ratify Ernst & Young Chartered Accountants as Statutory Auditor   For   For   Management
6   Authorise the Audit Committee to Fix Remuneration of Auditors   For   For   Management
7   Amend Omnibus Plan   For   For   Management


 

APOLLO STRATEGIC GROWTH CAPITAL II

 

Ticker:    APGB    Security ID:    G0412A110
Meeting Date:    MAY 05, 2023    Meeting Type:    Extraordinary Shareholders
Record Date:    APR 04, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from May 12, 2023 to February 12, 2024   For   For   Management
2   Amend Articles to Eliminate Redemption Limitation   For   For   Management
3   Adjourn Meeting   For   For   Management


 

ARES ACQUISITION CORP.

 

Ticker:    AAC    Security ID:    G33032114
Meeting Date:    FEB 02, 2023    Meeting Type:    Extraordinary Shareholders
Record Date:    DEC 15, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from February 4, 2023 to August 4, 2023   For   For   Management
2   Amend Certificate of Incorporation Regarding Redemption Limitation   For   For   Management
3   Adjourn Meeting   For   For   Management


 

ATLANTIC COASTAL ACQUISITION CORP.

 

Ticker:    ACAH    Security ID:    048453104
Meeting Date:    MAR 02, 2023    Meeting Type:    Special
Record Date:    FEB 01, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation   For   For   Management
2   Adjourn Meeting   For   For   Management


 

ATLANTIC COASTAL ACQUISITION CORP. II

 

Ticker:    ACAB    Security ID:    04845A207
Meeting Date:    APR 18, 2023    Meeting Type:    Special
Record Date:    MAR 13, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from April 19, 2023 to October 19, 2023, and to Further Extend, Without Another Shareholder Approval, Until December 19, 2023   For   For   Management
2   Adjourn Meeting   For   For   Management


 

BOLLORE SE

 

Ticker:    BOL    Security ID:    F10659260
Meeting Date:    MAY 24, 2023    Meeting Type:    Annual/Special
Record Date:    MAY 22, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve Financial Statements and Discharge Directors   For   For   Management
2   Approve Consolidated Financial Statements and Statutory Reports   For   For   Management
3   Approve Allocation of Income and Dividends of EUR 0.06 per Share   For   For   Management
4   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   For   Against   Management
5   Reelect Marie Bollore as Director   For   Against   Management
6   Authorize Repurchase of Up to 9.997 Percent of Issued Share Capital   For   Against   Management
7   Approve Compensation Report   For   Against   Management
8   Approve Compensation of Cyrille Bollore, Chairman and CEO   For   Against   Management
9   Approve Remuneration Policy of Directors   For   For   Management
10   Approve Remuneration Policy of Chairman and CEO   For   Against   Management
11   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million   For   Against   Management
12   Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value   For   For   Management
13   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   For   Against   Management
14   Authorize Capital Increase of Up to EUR 100 Million for Future Exchange Offers   For   Against   Management
15   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   For   For   Management
16   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   For   For   Management
17   Amend Article 12 of Bylaws Re: Staggering of Directors’ Terms of Office   For   For   Management
18   Authorize Filing of Required Documents/Other Formalities   For   For   Management


 

BROADCOM INC.

 

Ticker:    AVGO    Security ID:    11135F101
Meeting Date:    APR 03, 2023    Meeting Type:    Annual
Record Date:    FEB 06, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Diane M. Bryant   For   For   Management
1b   Elect Director Gayla J. Delly   For   For   Management
1c   Elect Director Raul J. Fernandez   For   For   Management
1d   Elect Director Eddy W. Hartenstein   For   For   Management
1e   Elect Director Check Kian Low   For   For   Management
1f   Elect Director Justine F. Page   For   For   Management
1g   Elect Director Henry Samueli   For   For   Management
1h   Elect Director Hock E. Tan   For   For   Management
1i   Elect Director Harry L. You   For   For   Management
2   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
3   Amend Omnibus Stock Plan   For   For   Management
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
5   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management


 

BROADSCALE ACQUISITION CORP.

 

Ticker:    SCLE    Security ID:    11134Y101
Meeting Date:    DEC 06, 2022    Meeting Type:    Special
Record Date:    OCT 25, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Change the Original Termination Date   For   For   Management
2   Amend Charter to Reduce Redemption Limitation   For   For   Management
3   Adjourn Meeting   For   For   Management


 

BURTECH ACQUISITION CORP.

 

Ticker:    BRKH    Security ID:    123013104
Meeting Date:    MAR 10, 2023    Meeting Type:    Special
Record Date:    JAN 26, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 15, 2023 to December 15, 2023, and to Modify NTA Requirement   For   For   Management
2   Amend Investment Management Trust Agreement   For   For   Management
3   Adjourn Meeting   For   For   Management


 

C5 ACQUISITION CORPORATION

 

Ticker:    CXAC    Security ID:    12530D204
Meeting Date:    APR 06, 2023    Meeting Type:    Special
Record Date:    MAR 10, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from April 11, 2023 to December 31, 2023   For   For   Management
2   Adjourn Meeting   For   For   Management


 

CARMAX, INC.

 

Ticker:    KMX    Security ID:    143130102
Meeting Date:    JUN 27, 2023    Meeting Type:    Annual
Record Date:    APR 21, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Peter J. Bensen   For   For   Management
1b   Elect Director Ronald E. Blaylock   For   For   Management
1c   Elect Director Sona Chawla   For   For   Management
1d   Elect Director Thomas J. Folliard   For   For   Management
1e   Elect Director Shira Goodman   For   For   Management
1f   Elect Director David W. McCreight   For   For   Management
1g   Elect Director William D. Nash   For   For   Management
1h   Elect Director Mark F. O’Neil   For   For   Management
1i   Elect Director Pietro Satriano   For   For   Management
1j   Elect Director Marcella Shinder   For   For   Management
1k   Elect Director Mitchell D. Steenrod   For   For   Management
2   Ratify KPMG LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
5   Amend Omnibus Stock Plan   For   For   Management


 

CHARTER COMMUNICATIONS, INC.

 

Ticker:    CHTR    Security ID:    16119P108
Meeting Date:    APR 25, 2023    Meeting Type:    Annual
Record Date:    FEB 24, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director W. Lance Conn   For   For   Management
1b   Elect Director Kim C. Goodman   For   For   Management
1c   Elect Director Craig A. Jacobson   For   For   Management
1d   Elect Director Gregory B. Maffei   For   For   Management
1e   Elect Director John D. Markley, Jr.   For   For   Management
1f   Elect Director David C. Merritt   For   For   Management
1g   Elect Director James E. Meyer   For   For   Management
1h   Elect Director Steven A. Miron   For   For   Management
1i   Elect Director Balan Nair   For   For   Management
1j   Elect Director Michael A. Newhouse   For   For   Management
1k   Elect Director Mauricio Ramos   For   For   Management
1l   Elect Director Thomas M. Rutledge   For   For   Management
1m   Elect Director Eric L. Zinterhofer   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Advisory Vote on Say on Pay Frequency   Three Years   Three Years   Management
4   Ratify KPMG LLP as Auditors   For   For   Management
5   Report on Lobbying Payments and Policy   Against   Against   Shareholder


 

CHURCHILL CAPITAL CORP. VII

 

Ticker:    CVII    Security ID:    17144M102
Meeting Date:    MAY 11, 2023    Meeting Type:    Special
Record Date:    APR 10, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from May 17, 2023 to February 17, 2024   For   For   Management
2   Adjourn Meeting   For   For   Management


 

CITIGROUP INC.

 

Ticker:    C    Security ID:    172967424
Meeting Date:    APR 25, 2023    Meeting Type:    Annual
Record Date:    FEB 27, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Ellen M. Costello   For   For   Management
1b   Elect Director Grace E. Dailey   For   For   Management
1c   Elect Director Barbara J. Desoer   For   For   Management
1d   Elect Director John C. Dugan   For   For   Management
1e   Elect Director Jane N. Fraser   For   For   Management
1f   Elect Director Duncan P. Hennes   For   For   Management
1g   Elect Director Peter B. Henry   For   For   Management
1h   Elect Director S. Leslie Ireland   For   For   Management
1i   Elect Director Renee J. James   For   For   Management
1j   Elect Director Gary M. Reiner   For   For   Management
1k   Elect Director Diana L. Taylor   For   For   Management
1l   Elect Director James S. Turley   For   For   Management
1m   Elect Director Casper W. von Koskull   For   For   Management
2   Ratify KPMG LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Amend Omnibus Stock Plan   For   For   Management
5   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
6   Submit Severance Agreement (Change-in-Control) to Shareholder Vote   Against   Against   Shareholder
7   Require Independent Board Chair   Against   Against   Shareholder
8   Report on Respecting Indigenous Peoples’ Rights   Against   Against   Shareholder
9   Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development   Against   Against   Shareholder


 

COMCAST CORPORATION

 

Ticker:    CMCSA    Security ID:    20030N101
Meeting Date:    JUN 07, 2023    Meeting Type:    Annual
Record Date:    APR 03, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Kenneth J. Bacon   For   For   Management
1.2   Elect Director Thomas J. Baltimore, Jr.   For   For   Management
1.3   Elect Director Madeline S. Bell   For   For   Management
1.4   Elect Director Edward D. Breen   For   For   Management
1.5   Elect Director Gerald L. Hassell   For   For   Management
1.6   Elect Director Jeffrey A. Honickman   For   For   Management
1.7   Elect Director Maritza G. Montiel   For   For   Management
1.8   Elect Director Asuka Nakahara   For   For   Management
1.9   Elect Director David C. Novak   For   For   Management
1.10   Elect Director Brian L. Roberts   For   For   Management
2   Ratify Deloitte & Touche LLP as Auditors   For   For   Management
3   Approve Omnibus Stock Plan   For   For   Management
4   Amend Qualified Employee Stock Purchase Plan   For   For   Management
5   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
6   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
7   Oversee and Report on a Racial Equity Audit   Against   Against   Shareholder
8   Report on Climate Risk in Retirement Plan Options   Against   Against   Shareholder
9   Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal   Against   Against   Shareholder
10   Report on Congruency of Political Spending with Company Values and Priorities   Against   Against   Shareholder
11   Report on Risks Related to Operations in China   Against   Against   Shareholder


 

COMPAGNIE FINANCIERE RICHEMONT SA

 

Ticker:    CFR    Security ID:    H25662182
Meeting Date:    SEP 07, 2022    Meeting Type:    Annual
Record Date:         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Accept Financial Statements and Statutory Reports   For   For   Management
2   Approve Allocation of Income and Ordinary Dividends of CHF 2.25 per Registered A Share and CHF 0.225 per Registered B Share and a Special Dividend of CHF 1.00 per Registered A Share and CHF 0.10 per Registered B Share   For   For   Management
3   Approve Discharge of Board and Senior Management   For   For   Management
4.1   Elect Francesco Trapani as Representative of Category A Registered Shares   Against   For   Shareholder
4.2   Elect Wendy Luhabe as Representative of Category A Registered Shares   For   Against   Management
5.1   Reelect Johann Rupert as Director and Board Chair   For   For   Management
5.2   Reelect Josua Malherbe as Director   For   For   Management
5.3   Reelect Nikesh Arora as Director   For   For   Management
5.4   Reelect Clay Brendish as Director   For   For   Management
5.5   Reelect Jean-Blaise Eckert as Director   For   For   Management
5.6   Reelect Burkhart Grund as Director   For   For   Management
5.7   Reelect Keyu Jin as Director   For   For   Management
5.8   Reelect Jerome Lambert as Director   For   For   Management
5.9   Reelect Wendy Luhabe as Director   For   For   Management
5.10   Reelect Jeff Moss as Director   For   For   Management
5.11   Reelect Vesna Nevistic as Director   For   For   Management
5.12   Reelect Guillaume Pictet as Director   For   For   Management
5.13   Reelect Maria Ramos as Director   For   For   Management
5.14   Reelect Anton Rupert as Director   For   For   Management
5.15   Reelect Patrick Thomas as Director   For   For   Management
5.16   Reelect Jasmine Whitbread as Director   For   For   Management
5.17   Elect Francesco Trapani as Director   Against   For   Shareholder
6.1   Reappoint Clay Brendish as Member of the Compensation Committee   For   For   Management
6.2   Reappoint Keyu Jin as Member of the Compensation Committee   For   For   Management
6.3   Reappoint Guillaume Pictet as Member of the Compensation Committee   For   For   Management
6.4   Reappoint Maria Ramos as Member of the Compensation Committee   For   For   Management
7   Ratify PricewaterhouseCoopers SA as Auditors   For   For   Management
8   Designate Etude Gampert Demierre Moreno as Independent Proxy   For   For   Management
9.1   Approve Remuneration of Directors in the Amount of CHF 7.7 Million   For   For   Management
9.2   Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.4 Million   For   For   Management
9.3   Approve Variable Remuneration of Executive Committee in the Amount of CHF 27.7 Million   For   For   Management
10   Approve Increase in Size of Board to Six Members   Against   For   Shareholder
11   Amend Articles Re: Representatives of Holders of Category A and B Registered Shares   Against   For   Shareholder
12   Transact Other Business (Voting)   For   For   Management


 

COVA ACQUISITION CORP.

 

Ticker:    COVA    Security ID:    G2554Y104
Meeting Date:    DEC 14, 2022    Meeting Type:    Extraordinary Shareholders
Record Date:    NOV 08, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve SPAC Transaction   For   For   Management
2   Approve Merger Agreement   For   For   Management
3   Adjourn Meeting   For   For   Management


 

DELIVERY HERO SE

 

Ticker:    DHER    Security ID:    D1T0KZ103
Meeting Date:    JUN 14, 2023    Meeting Type:    Annual
Record Date:    JUN 07, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)   None   None   Management
2   Approve Discharge of Management Board for Fiscal Year 2022   For   For   Management
3.1   Approve Discharge of Supervisory Board Member Martin Enderle for Fiscal Year 2022   For   For   Management
3.2   Approve Discharge of Supervisory Board Member Patrick Kolek for Fiscal Year 2022   For   For   Management
3.3   Approve Discharge of Supervisory Board Member Jeanette Gorgas for Fiscal Year 2022   For   For   Management
3.4   Approve Discharge of Supervisory Board Member Nils Engvall for Fiscal Year 2022   For   For   Management
3.5   Approve Discharge of Supervisory Board Member Gabriella Ardbo for Fiscal Year 2022   For   For   Management
3.6   Approve Discharge of Supervisory Board Member Dimitrios Tsaousis for Fiscal Year 2022   For   For   Management
4   Ratify KPMG AG as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Statements   For   For   Management
5   Approve Remuneration Report   For   For   Management
6   Approve Virtual-Only Shareholder Meetings Until 2025   For   For   Management
7   Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission   For   For   Management
8   Amend Articles Re: Due Date for Supervisory Board Remuneration   For   For   Management
9   Approve Creation of EUR 13.3 Million Pool of Authorized Capital 2023/I with or without Exclusion of Preemptive Rights   For   For   Management
10   Approve Creation of EUR 13.3 Million Pool of Authorized Capital 2023/II with or without Exclusion of Preemptive Rights   For   For   Management
11   Approve Creation of EUR 7 Million Pool of Authorized Capital 2023/III for Employee Stock Purchase Plan   For   For   Management
12   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 13.3 Million Pool of Conditional Capital 2023/I to Guarantee Conversion Rights   For   For   Management
13   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 13.3 Million Pool of Conditional Capital 2023/II to Guarantee Conversion Rights   For   For   Management
14   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   For   For   Management
15   Authorize Use of Financial Derivatives when Repurchasing Shares   For   For   Management
16   Approve Affiliation Agreement with Delivery Hero Finco Germany GmbH   For   For   Management
17   Approve Affiliation Agreement with Foodpanda GmbH   For   For   Management
18   Amend 2019 and 2021 Stock Option Plans   For   For   Management
19   Approve Remuneration Policy   For   For   Management


 

DHC ACQUISITION CORP

 

Ticker:    DHCA    Security ID:    G2758T109
Meeting Date:    MAR 03, 2023    Meeting Type:    Extraordinary Shareholders
Record Date:    FEB 13, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from March 4, 2023 to December 4, 2023   For   For   Management
2   Adjourn Meeting   For   For   Management


 

DIGITAL TRANSFORMATION OPPORTUNITIES CORP.

 

Ticker:    DTOC    Security ID:    25401K107
Meeting Date:    DEC 08, 2022    Meeting Type:    Annual
Record Date:    NOV 02, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Elect Directors Jim Moffatt and Heather Zynczak   For   Against   Management
2   Ratify Marcum LLP as Auditors   For   For   Management


 

DIGITAL TRANSFORMATION OPPORTUNITIES CORP.

 

Ticker:    DTOC    Security ID:    25401K107
Meeting Date:    MAR 02, 2023    Meeting Type:    Special
Record Date:    JAN 23, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 12, 2023 to June 30, 2023, and to Further Extend, Without Another Shareholder Approval, to September 30, 2023   For   For   Management
2   Amend Certificate of Incorporation to Eliminate Redemption Limitation   For   For   Management
3   Amend Investment Management Trust Agreement   For   For   Management
4   Adjourn Meeting   For   For   Management


 

DISRUPTIVE ACQUISITION CORPORATION I

 

Ticker:    DISA    Security ID:    G2770Y110
Meeting Date:    FEB 14, 2023    Meeting Type:    Extraordinary Shareholders
Record Date:    JAN 03, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from March 26, 2023 to March 26, 2024   For   For   Management
2   Amend Investment Management Trust Agreement   For   For   Management
3   Ratify Marcum LLP as Auditors   For   For   Management
4   Elect Director Karen L. Finerman   For   For   Management
5   Adjourn Meeting   For   For   Management


 

DOUGLAS EMMETT, INC.

 

Ticker:    DEI    Security ID:    25960P109
Meeting Date:    MAY 24, 2023    Meeting Type:    Annual
Record Date:    MAR 27, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Dan A. Emmett   For   For   Management
1.2   Elect Director Jordan L. Kaplan   For   For   Management
1.3   Elect Director Kenneth M. Panzer   For   For   Management
1.4   Elect Director Leslie E. Bider   For   For   Management
1.5   Elect Director Dorene C. Dominguez   For   For   Management
1.6   Elect Director David T. Feinberg   For   For   Management
1.7   Elect Director Ray C. Leonard   For   For   Management
1.8   Elect Director Virginia A. McFerran   For   For   Management
1.9   Elect Director Thomas E. O’Hern   For   For   Management
1.10   Elect Director William E. Simon, Jr.   For   For   Management
1.11   Elect Director Shirley Wang   For   For   Management
2   Ratify Ernst & Young LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Amend Omnibus Stock Plan   For   For   Management
5   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
6   Report on Lobbying Payments and Policy   Against   Against   Shareholder


 

ENTAIN PLC

 

Ticker:    ENT    Security ID:    G3167C109
Meeting Date:    APR 25, 2023    Meeting Type:    Annual
Record Date:    APR 21, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Accept Financial Statements and Statutory Reports   For   For   Management
2   Approve Remuneration Report   For   For   Management
3   Approve Remuneration Policy   For   For   Management
4   Ratify KPMG LLP as Auditors   For   For   Management
5   Authorise Board to Fix Remuneration of Auditors   For   For   Management
6   Re-elect Barry Gibson as Director   For   For   Management
7   Re-elect Pierre Bouchut as Director   For   For   Management
8   Re-elect Stella David as Director   For   For   Management
9   Re-elect Robert Hoskin as Director   For   For   Management
10   Re-elect Virginia McDowell as Director   For   For   Management
11   Re-elect Jette Nygaard-Andersen as Director   For   For   Management
12   Re-elect David Satz as Director   For   For   Management
13   Re-elect Rob Wood as Director   For   For   Management
14   Elect Rahul Welde as Director   For   For   Management
15   Amend Long Term Incentive Plan   For   For   Management
16   Authorise Issue of Equity   For   For   Management
17   Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
18   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Management
19   Authorise Market Purchase of Ordinary Shares   For   For   Management
20   Adopt New Articles of Association   For   For   Management


 

FERGUSON PLC

 

Ticker:    FERG    Security ID:    G3421J106
Meeting Date:    NOV 30, 2022    Meeting Type:    Annual
Record Date:    NOV 28, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Accept Financial Statements and Statutory Reports   For   For   Management
2   Approve Final Dividend   For   For   Management
3.1   Re-elect Kelly Baker as Director   For   For   Management
3.2   Re-elect Bill Brundage as Director   For   For   Management
3.3   Re-elect Geoff Drabble as Director   For   For   Management
3.4   Re-elect Catherine Halligan as Director   For   For   Management
3.5   Re-elect Brian May as Director   For   For   Management
3.6   Re-elect Kevin Murphy as Director   For   For   Management
3.7   Re-elect Alan Murray as Director   For   For   Management
3.8   Re-elect Tom Schmitt as Director   For   For   Management
3.9   Re-elect Nadia Shouraboura as Director   For   For   Management
3.10   Re-elect Suzanne Wood as Director   For   For   Management
4   Reappoint Deloitte LLP as Auditors   For   For   Management
5   Authorise the Audit Committee to Fix Remuneration of Auditors   For   For   Management
6   Authorise UK Political Donations and Expenditure   For   For   Management
7   Authorise Issue of Equity   For   For   Management
8   Approve Non-Employee Director Incentive Plan   For   For   Management
9   Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
10   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Management
11   Authorise Market Purchase of Ordinary Shares   For   For   Management
12   Adopt New Articles of Association   For   For   Management


 

FIRSTENERGY CORPORATION

 

Ticker:    FE    Security ID:    337932107
Meeting Date:    MAY 24, 2023    Meeting Type:    Annual
Record Date:    MAR 27, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Jana T. Croom   For   For   Management
1.2   Elect Director Steven J. Demetriou   For   For   Management
1.3   Elect Director Lisa Winston Hicks   For   For   Management
1.4   Elect Director Paul Kaleta   For   For   Management
1.5   Elect Director Sean T. Klimczak   For   For   Management
1.6   Elect Director Jesse A. Lynn   For   For   Management
1.7   Elect Director James F. O’Neil, III   For   For   Management
1.8   Elect Director John W. Somerhalder, II   For   For   Management
1.9   Elect Director Andrew Teno   For   For   Management
1.10   Elect Director Leslie M. Turner   For   For   Management
1.11   Elect Director Melvin Williams   For   For   Management
2   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting to 20%   For   For   Management
6   Submit Severance Agreement (Change-in-Control) to Shareholder Vote   Against   Against   Shareholder
7   Establish a New Board Committee on Decarbonization Risk   Against   Against   Shareholder


 

FLAME ACQUISITION CORP.

 

Ticker:    FLME    Security ID:    33850F108
Meeting Date:    FEB 27, 2023    Meeting Type:    Special
Record Date:    JAN 24, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 1, 2023 to September 1, 2023   For   For   Management
2   Adjourn Meeting   For   For   Management


 

FOREST ROAD ACQUISITION CORP. II

 

Ticker:    FRXB    Security ID:    34619V103
Meeting Date:    MAR 03, 2023    Meeting Type:    Special
Record Date:    JAN 31, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 12, 2023 to December 12, 2023   For   For   Management
2   Adjourn Meeting   For   For   Management


 

FORTRESS VALUE ACQUISITION CORP. IV

 

Ticker:    FVIV    Security ID:    34964K207
Meeting Date:    NOV 22, 2022    Meeting Type:    Special
Record Date:    OCT 27, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Change the Original Termination Date   For   For   Management
2   Amend Investment Management Trust Agreement   For   For   Management
3   Adjourn Meeting   For   For   Management


 

FUSION ACQUISITION CORP. II

 

Ticker:    FSNB    Security ID:    36118N201
Meeting Date:    FEB 28, 2023    Meeting Type:    Special
Record Date:    JAN 23, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 2, 2023 to September 2, 2023   For   For   Management
2   Amend Charter Re: Founder Share Amendment   For   For   Management

3

  Adjourn Meeting   For   For   Management


 

GLENCORE PLC

 

Ticker:    GLEN    Security ID:    G39420107
Meeting Date:    MAY 26, 2023    Meeting Type:    Annual
Record Date:    MAY 24, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Accept Financial Statements and Statutory Reports   For   For   Management
2   Approve Reduction of Capital Contribution Reserves   For   For   Management
3   Re-elect Kalidas Madhavpeddi as Director   For   For   Management
4   Re-elect Gary Nagle as Director   For   For   Management
5   Re-elect Peter Coates as Director   For   For   Management
6   Re-elect Martin Gilbert as Director   For   For   Management
7   Re-elect Gill Marcus as Director   For   For   Management
8   Re-elect Cynthia Carroll as Director   For   For   Management
9   Re-elect David Wormsley as Director   For   For   Management
10   Elect Liz Hewitt as Director   For   For   Management
11   Reappoint Deloitte LLP as Auditors   For   For   Management
12   Authorise the Audit Committee to Fix Remuneration of Auditors   For   For   Management
13   Approve 2022 Climate Report   For   For   Management
14   Approve Remuneration Report   For   For   Management
15   Authorise Issue of Equity   For   For   Management
16   Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
17   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Management
18   Authorise Market Purchase of Ordinary Shares   For   For   Management
19   Resolution in Respect of the Next Climate Action Transition Plan   Against   Against   Shareholder


 

GLENFARNE MERGER CORP.

 

Ticker:    GGMC    Security ID:    378579205
Meeting Date:    DEC 12, 2022    Meeting Type:    Special
Record Date:    NOV 18, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Change the Original Termination Date   For   For   Management
2   Amend Investment Management Trust Agreement   For   For   Management
3   Adjourn Meeting   For   For   Management


 

GLOBAL PARTNER ACQUISITION CORP. II

 

Ticker:    GPAC    Security ID:    G3934P110
Meeting Date:    JAN 11, 2023    Meeting Type:    Extraordinary Shareholders
Record Date:    DEC 16, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Articles of Association to Change the Original Termination Date   For   For   Management
2   Approve Insider Letter Amendment Proposal   For   For   Management
3   Adjourn Meeting   For   For   Management


 

GOLDEN ARROW MERGER CORP.

 

Ticker:    GAMC    Security ID:    380799106
Meeting Date:    MAR 15, 2023    Meeting Type:    Special
Record Date:    FEB 07, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 19, 2023 to December 19, 2023   For   For   Management
2   Amend Investment Management Trust Agreement   For   For   Management
3   Adjourn Meeting   For   For   Management


 

GORES HOLDINGS VII, INC.

 

Ticker:    GSEV    Security ID:    38286T101
Meeting Date:    DEC 15, 2022    Meeting Type:    Special
Record Date:    NOV 22, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Change the Original Termination Date   For   For   Management
2   Amend Investment Management Trust Agreement   For   For   Management
3   Adjourn Meeting   For   For   Management


 

GORES HOLDINGS VIII, INC.

 

Ticker:    GIIX    Security ID:    382863108
Meeting Date:    DEC 29, 2022    Meeting Type:    Special
Record Date:    DEC 13, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination   For   For   Management
2   Amend Investment Management Trust Agreement   For   For   Management
3   Adjourn Meeting   For   For   Management


 

GORES TECHNOLOGY PARTNERS II, INC.

 

Ticker:    GTPB    Security ID:    38287L107
Meeting Date:    DEC 15, 2022    Meeting Type:    Special
Record Date:    NOV 22, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Change the Original Termination Date   For   For   Management
2   Amend Investment Management Trust Agreement   For   For   Management
3   Adjourn Meeting   For   For   Management


 

GROUPE BRUXELLES LAMBERT SA

 

Ticker:    GBLB    Security ID:    B4746J115
Meeting Date:    MAY 04, 2023    Meeting Type:    Annual
Record Date:    APR 20, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Receive Directors’ and Auditors’ Reports (Non-Voting)   None   None   Management
2.1   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   None   None   Management
2.2   Approve Financial Statements   For   For   Management
3   Approve Discharge of Directors   For   For   Management
4   Approve Discharge of Auditor   For   For   Management
5.1   Receive Information on Resignation of Jocelyn Lefebvre as Director   None   None   Management
5.2   Receive Information on End of Mandate of Gerald Frere, Antoinette d’Aspremont Lynden and Marie Polet as Directors   None   None   Management
5.3.1   Elect Mary Meaney as Independent Director   For   For   Management
5.3.2   Elect Christian Van Thill as Independent Director   For   For   Management
5.4.1   Reelect Paul Desmarais, Jr. as Director   For   For   Management
5.4.2   Reelect Cedric Frere as Director   For   For   Management
5.4.3   Reelect Segolene Gallienne—Frere as Director   For   For   Management
6   Approve Remuneration Report   For   For   Management
7.1   Receive Special Board Report Re: Article 7:227 of the Company Code with Respect to the Guarantees in Item 7.2   None   None   Management
7.2   Approve Guarantee to Acquire Shares under Long Term Incentive Plan   For   For   Management
8   Transact Other Business   None   None   Management


 

GROUPE BRUXELLES LAMBERT SA

 

Ticker:    GBLB    Security ID:    B4746J115
Meeting Date:    MAY 04, 2023    Meeting Type:    Extraordinary Shareholders
Record Date:    APR 20, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve Cancellation of Treasury Shares   For   For   Management
2   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   For   For   Management

 

 

GSR II METEORA ACQUISITION CORP.

 

Ticker:    GSRM    Security ID:    36263W105
Meeting Date:    MAY 25, 2023    Meeting Type:    Special
Record Date:    APR 26, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from June 1, 2023 to July 1, 2023   For   For   Management
2   Amend Investment Management Trust Agreement   For   For   Management
3   Adjourn Meeting   For   For   Management


 

GULFPORT ENERGY CORPORATION

 

Ticker:    GPOR    Security ID:    402635502
Meeting Date:    MAY 24, 2023    Meeting Type:    Annual
Record Date:    MAR 30, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Timothy J. Cutt   For   For   Management
1.2   Elect Director David Wolf   For   For   Management
1.3   Elect Director Guillermo (Bill) Martinez   For   For   Management
1.4   Elect Director Jason Martinez   For   For   Management
1.5   Elect Director David Reganato   For   For   Management
1.6   Elect Director John Reinhart   For   For   Management
1.7   Elect Director Mary Shafer-Malicki   For   For   Management
2   Ratify Grant Thornton LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management

4

  Advisory Vote on Say on Pay Frequency   One Year   One Year   Management


 

GULFPORT ENERGY CORPORATION

 

Ticker:    GPOR    Security ID:    402635601
Meeting Date:    MAY 24, 2023    Meeting Type:    Annual
Record Date:    MAR 30, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Timothy J. Cutt   For   For   Management
1.2   Elect Director David Wolf   For   For   Management
1.3   Elect Director Guillermo (Bill) Martinez   For   For   Management
1.4   Elect Director Jason Martinez   For   For   Management
1.5   Elect Director David Reganato   For   For   Management
1.6   Elect Director John Reinhart   For   For   Management
1.7   Elect Director Mary Shafer-Malicki   For   For   Management
2   Ratify Grant Thornton LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management


 

GX ACQUISITION CORP. II

 

Ticker:    GXII    Security ID:    36260F105
Meeting Date:    DEC 28, 2022    Meeting Type:    Annual
Record Date:    NOV 28, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Elect Director Hillel Weinberger   For   Withhold   Management
2   Ratify Marcum LLP as Auditors   For   For   Management


 

GX ACQUISITION CORP. II

 

Ticker:    GXII    Security ID:    36260F105
Meeting Date:    MAR 15, 2023    Meeting Type:    Special
Record Date:    JAN 24, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve SPAC Transaction   For   For   Management
2   Amend Charter   For   For   Management
3   Increase Authorized Common Stock   For   For   Management
4   Increase Authorized Preferred Stock   For   For   Management
5   Declassify the Board of Directors   For   For   Management
6   Approve Exclusive Voting Rights of Holders of GX Class A Shares to Elect and Remove Directors   For   For   Management
7   Approve Consent Right for Holders of GX Founder Shares   For   For   Management
8   Eliminate Blank Check Company Provisions   For   For   Management
9   Approve All Other Changes to the Charter   For   For   Management
10   Adjourn Meeting   For   For   Management


 

GX ACQUISITION CORP. II

 

Ticker:    GXII    Security ID:    36260F105
Meeting Date:    MAR 20, 2023    Meeting Type:    Special
Record Date:    JAN 24, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 22, 2023 to June 22, 2023   For   For   Management
2   Adjourn Meeting   For   For   Management


 

HEIDELBERGCEMENT AG

 

Ticker:    HEI    Security ID:    D31709104
Meeting Date:    MAY 11, 2023    Meeting Type:    Annual
Record Date:    APR 19, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting)   None   None   Management
2   Approve Allocation of Income and Dividends of EUR 2.60 per Share   For   For   Management
3.1   Approve Discharge of Management Board Member Dominik von Achten for Fiscal Year 2022   For   For   Management
3.2   Approve Discharge of Management Board Member Rene Aldach for Fiscal Year 2022   For   For   Management
3.3   Approve Discharge of Management Board Member Kevin Gluskie for Fiscal Year 2022   For   For   Management
3.4   Approve Discharge of Management Board Member Hakan Gurdal for Fiscal Year 2022   For   For   Management
3.5   Approve Discharge of Management Board Member Ernest Jelito for Fiscal Year 2022   For   For   Management
3.6   Approve Discharge of Management Board Member Nicola Kimm for Fiscal Year 2022   For   For   Management
3.7   Approve Discharge of Management Board Member Dennis Lentz for Fiscal Year 2022   For   For   Management
3.8   Approve Discharge of Management Board Member Jon Morrish for Fiscal Year 2022   For   For   Management
3.9   Approve Discharge of Management Board Member Chris Ward for Fiscal Year 2022   For   For   Management
4.1   Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal Year 2022   For   For   Management
4.2   Approve Discharge of Supervisory Board Member Bernd Scheifele for Fiscal Year 2022   For   For   Management
4.3   Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal Year 2022   For   For   Management
4.4   Approve Discharge of Supervisory Board Member Barbara Breuninger for Fiscal Year 2022   For   For   Management
4.5   Approve Discharge of Supervisory Board Member Birgit Jochens for Fiscal Year 2022   For   For   Management
4.6   Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal Year 2022   For   For   Management
4.7   Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal Year 2022   For   For   Management
4.8   Approve Discharge of Supervisory Board Member Luka Mucic for Fiscal Year 2022   For   For   Management
4.9   Approve Discharge of Supervisory Board Member Ines Ploss for Fiscal Year 2022   For   For   Management
4.10   Approve Discharge of Supervisory Board Member Peter Riedel for Fiscal Year 2022   For   For   Management
4.11   Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal Year 2022   For   For   Management
4.12   Approve Discharge of Supervisory Board Member Margret Suckale for Fiscal Year 2022   For   For   Management
4.13   Approve Discharge of Supervisory Board Member Sopna Sury for Fiscal Year 2022   For   For   Management


#   Proposal   Mgt Rec   Vote Cast   Sponsor
4.14   Approve Discharge of Supervisory Board Member Marion Weissenberger-Eibl for Fiscal Year 2022   For   For   Management
5   Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2023   For   For   Management
6   Approve Remuneration Report   For   For   Management
7   Amend Affiliation Agreement with HeidelbergCement International Holding GmbH   For   For   Management
8   Change Company Name to Heidelberg Materials AG   For   For   Management
9   Approve Remuneration Policy for the Supervisory Board   For   For   Management
10   Approve Virtual-Only Shareholder Meetings Until 2025   For   For   Management
11   Amend Articles Re: Participation of Supervisory Board Members in the Virtual Annual General Meeting by Means of Audio and Video Transmission   For   For   Management
12   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   For   For   Management
13   Authorize Use of Financial Derivatives when Repurchasing Shares   For   For   Management
14   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 115.8 Million Pool of Capital to Guarantee Conversion Rights   For   For   Management

 

 

HEINEKEN HOLDING NV

 

Ticker:    HEIO    Security ID:    N39338194
Meeting Date:    APR 20, 2023    Meeting Type:    Annual
Record Date:    MAR 23, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Receive Board Report (Non-Voting)   None   None   Management
2   Approve Remuneration Report   For   For   Management
3   Adopt Financial Statements   For   For   Management
4   Announcement of the Appropriation of the Balance of the Income Statement Pursuant to the Provisions in Article 10, Paragraph 6, of the Articles of Association   None   None   Management
5   Approve Discharge of Directors   For   For   Management
6.a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Management
6.b   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital   For   For   Management
6.c   Authorize Board to Exclude Preemptive Rights from Share Issuances   For   For   Management
7.a   Reelect C.L. de Carvalho-Heineken as Executive Director   For   For   Management
7.b   Reelect M.R. de Carvalho as Executive Director   For   For   Management
7.c   Reelect C.M. Kwist as Non-Executive Director   For   For   Management
8   Ratify Deloitte Accountants B.V. as Auditors   For   For   Management


 

HERBALIFE NUTRITION LTD.

 

Ticker:    HLF    Security ID:    G4412G101
Meeting Date:    APR 26, 2023    Meeting Type:    Annual
Record Date:    FEB 28, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Michael O. Johnson   For   For   Management
1.2   Elect Director Richard H. Carmona   For   For   Management
1.3   Elect Director Celine Del Genes   For   For   Management
1.4   Elect Director Stephan Paulo Gratziani   For   For   Management
1.5   Elect Director Kevin M. Jones   For   For   Management
1.6   Elect Director Sophie L’Helias   For   For   Management
1.7   Elect Director Alan W. LeFevre   For   For   Management
1.8   Elect Director Juan Miguel Mendoza   For   For   Management
1.9   Elect Director Don Mulligan   For   For   Management
1.10   Elect Director Maria Otero   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
4   Change Company Name to Herbalife Ltd.   For   For   Management
5   Approve Omnibus Stock Plan   For   For   Management
6   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management


 

HOLCIM LTD.

 

Ticker:    HOLN    Security ID:    H3816Q102
Meeting Date:    MAY 04, 2023    Meeting Type:    Annual
Record Date:         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Accept Financial Statements and Statutory Reports   For   For   Management
1.2   Approve Remuneration Report   For   For   Management
2   Approve Discharge of Board and Senior Management   For   For   Management
3.1   Approve Allocation of Income   For   For   Management
3.2   Approve Dividends of CHF 2.50 per Share from Capital Contribution Reserves   For   For   Management
4.1   Amend Corporate Purpose   For   For   Management
4.2   Amend Articles Re: Shares and Share Register   For   For   Management
4.3   Amend Articles of Association (Incl. Approval of Virtual-Only or Hybrid Shareholder Meetings)   For   For   Management
4.4   Amend Articles Re: Restriction on Share Transferability   For   For   Management
4.5   Amend Articles Re: Board of Directors; Compensation; External Mandates for Members of the Board of Directors and Executive Committee   For   For   Management
5.1.1   Reelect Jan Jenisch as Director and Elect as Board Chair   For   For   Management
5.1.2   Reelect Philippe Block as Director   For   For   Management
5.1.3   Reelect Kim Fausing as Director   For   For   Management
5.1.4   Reelect Leanne Geale as Director   For   For   Management
5.1.5   Reelect Naina Kidwai as Director   For   For   Management
5.1.6   Reelect Ilias Laeber as Director   For   For   Management
5.1.7   Reelect Juerg Oleas as Director   For   For   Management
5.1.8   Reelect Claudia Ramirez as Director   For   For   Management
5.1.9   Reelect Hanne Sorensen as Director   For   For   Management
5.2.1   Reappoint Ilias Laeber as Member of the Nomination, Compensation and Governance Committee   For   For   Management
5.2.2   Reappoint Juerg Oleas as Member of the Nomination, Compensation and Governance Committee   For   For   Management
5.2.3   Reappoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee   For   For   Management
5.2.4   Reappoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee   For   For   Management
5.3.1   Ratify Ernst & Young AG as Auditors   For   For   Management
5.3.2   Designate Sabine Burkhalter Kaimakliotis as Independent Proxy   For   For   Management
6.1   Approve Remuneration of Directors in the Amount of CHF 3 Million   For   For   Management
6.2   Approve Remuneration of Executive Committee in the Amount of CHF 36 Million   For   For   Management
7   Approve CHF 80 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares   For   For   Management
8   Approve Climate Report   For   For   Management
9   Transact Other Business (Voting)   For   For   Management


 

HOWMET AEROSPACE INC.

 

Ticker:    HWM    Security ID:    443201108
Meeting Date:    MAY 17, 2023    Meeting Type:    Annual
Record Date:    MAR 21, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director James F. Albaugh   For   For   Management
1b   Elect Director Amy E. Alving   For   For   Management
1c   Elect Director Sharon R. Barner   For   For   Management
1d   Elect Director Joseph S. Cantie   For   For   Management
1e   Elect Director Robert F. Leduc   For   For   Management
1f   Elect Director David J. Miller   For   For   Management
1g   Elect Director Jody G. Miller   For   For   Management
1h   Elect Director John C. Plant   For   For   Management
1i   Elect Director Ulrich R. Schmidt   For   For   Management
2   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
5   Provide Right to Call a Special Meeting at a 10 Percent Ownership Threshold   Against   Against   Shareholder


 

INTERNATIONAL FLAVORS & FRAGRANCES INC.

 

Ticker:    IFF    Security ID:    459506101
Meeting Date:    MAY 03, 2023    Meeting Type:    Annual
Record Date:    MAR 08, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Kathryn J. Boor   For   For   Management
1b   Elect Director Barry A. Bruno   For   For   Management
1c   Elect Director Frank K. Clyburn, Jr.   For   For   Management
1d   Elect Director Mark J. Costa   For   For   Management
1e   Elect Director Carol Anthony (John) Davidson   For   For   Management
1f   Elect Director Roger W. Ferguson, Jr.   For   For   Management
1g   Elect Director John F. Ferraro   For   For   Management
1h   Elect Director Christina Gold   For   For   Management
1i   Elect Director Gary Hu   For   For   Management
1j   Elect Director Kevin O’Byrne   For   For   Management
1k   Elect Director Dawn C. Willoughby   For   For   Management
2   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management


 

INTERPRIVATE IV INFRATECH PARTNERS, INC.

 

Ticker:    IPVI    Security ID:    46064T201
Meeting Date:    DEC 21, 2022    Meeting Type:    Special
Record Date:    NOV 23, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 9, 2023 to April 9, 2023, and to Further Extend, Without Another Shareholder Approval, to September 9, 2023   For   For   Management
2   Approve the Liquidation Amendment   For   For   Management
3   Adjourn Meeting   For   For   Management


 

JDE PEET’S NV

 

Ticker:    JDEP    Security ID:    N44664105
Meeting Date:    MAY 25, 2023    Meeting Type:    Annual
Record Date:    APR 27, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Open Meeting   None   None   Management
2.a   Receive Board Report (Non-Voting)   None   None   Management
2.b   Approve Remuneration Report   For   For   Management
2.c   Adopt Financial Statements   For   For   Management
3.a   Receive Explanation on Company’s Reserves and Dividend Policy   None   None   Management
3.b   Approve Dividends   For   For   Management
4.a   Approve Discharge of Executive Directors   For   For   Management
4.b   Approve Discharge of Non-Executive Directors   For   For   Management
5.a   Elect Patricia Capel as Non-Executive Director   For   For   Management
5.b   Elect Jeroen Katgert as Non-Executive Director   For   For   Management
6   Reappoint Deloitte Accountants B.V. as Auditors   For   For   Management
7.a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Management
7.b   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights   For   For   Management
7.c   Grant Board Authority to Issue Shares Up To 40 Percent of Issued Capital in Connection with a Rights Issue   For   For   Management
8   Approve Reduction in Share Capital through Cancellation of Shares   For   For   Management
9   Other Business (Non-Voting)   None   None   Management
10   Discuss Voting Results   None   None   Management
11   Close Meeting   None   None   Management


 

JEFFERIES FINANCIAL GROUP INC.

 

Ticker:    JEF    Security ID:    47233W109
Meeting Date:    MAR 29, 2023    Meeting Type:    Annual
Record Date:    JAN 30, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Linda L. Adamany   For   For   Management
1b   Elect Director Barry J. Alperin   For   For   Management
1c   Elect Director Robert D. Beyer   For   For   Management
1d   Elect Director Matrice Ellis Kirk   For   For   Management
1e   Elect Director Brian P. Friedman   For   For   Management
1f   Elect Director MaryAnne Gilmartin   For   For   Management
1g   Elect Director Richard B. Handler   For   For   Management
1h   Elect Director Thomas W. Jones   For   For   Management
1i   Elect Director Jacob M. Katz   For   For   Management
1j   Elect Director Michael T. O’Kane   For   For   Management
1k   Elect Director Joseph S. Steinberg   For   For   Management
1l   Elect Director Melissa V. Weiler   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
4   Ratify Deloitte & Touche LLP as Auditors   For   For   Management


 

JEFFERIES FINANCIAL GROUP INC.

 

Ticker:    JEF    Security ID:    47233W109
Meeting Date:    JUN 28, 2023    Meeting Type:    Special
Record Date:    MAY 24, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Authorize a New Class of Common Stock   For   For   Management
2   Adjourn Meeting   For   For   Management


 

JUST EAT TAKEAWAY.COM NV

 

Ticker:    TKWY    Security ID:    N4753E105
Meeting Date:    NOV 18, 2022    Meeting Type:    Extraordinary Shareholders
Record Date:    OCT 21, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Open Meeting   None   None   Management
2   Approve Disposal by Just Eat Holding of its Interest in the Issued and Outstanding Capital of Each of the iFood Companies to Movile   For   For   Management
3   Approve Transfer of Company’s Listing Category on the Official List from Premium Listing (Commercial Company) to Standard Listing (Shares)   For   For   Management
4a   Reelect Jorg Gerbig to Management Board   For   For   Management
4b   Elect Andrew Kenny to Management Board   For   For   Management
5a   Elect Mieke De Schepper to Supervisory Board   For   For   Management
5b   Elect Dick Boer to Supervisory Board   For   For   Management
6   Other Business (Non-Voting)   None   None   Management
7   Close Meeting   None   None   Management


 

JUST EAT TAKEAWAY.COM NV

 

Ticker:    TKWY    Security ID:    N4753E105
Meeting Date:    MAY 17, 2023    Meeting Type:    Annual
Record Date:    APR 19, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Open Meeting   None   None   Management
2a   Receive Report of Management Board (Non-Voting)   None   None   Management
2b   Approve Remuneration Report   For   For   Management
2c   Adopt Financial Statements and Statutory Reports   For   For   Management
3   Amend Remuneration Policy for Management Board   For   For   Management
4a   Approve Discharge of Management Board   For   For   Management
4b   Approve Discharge of Supervisory Board   For   For   Management
5a   Reelect Jitse Groen to Management Board   For   For   Management
5b   Reelect Brent Wissink to Management Board   For   For   Management
5c   Reelect Jorg Gerbig to Management Board   For   For   Management
5d   Reelect Andrew Kenny to Management Board   For   For   Management
6a   Reelect Dick Boer to Supervisory Board   For   For   Management
6b   Reelect Corinne Vigreux to Supervisory Board   For   For   Management
6c   Reelect Lloyd Frink to Supervisory Board   For   For   Management
6d   Reelect Jambu Palaniappan to Supervisory Board   For   For   Management
6e   Reelect Mieke De Schepper to Supervisory Board   For   For   Management
6f   Reelect Ron Teerlink to Supervisory Board   For   For   Management
6g   Elect Abbe Luersman to Supervisory Board   For   For   Management
6h   Elect Angela Noon to Supervisory Board   For   For   Management
7   Ratify Ernst & Young Accountants LLP as Auditors   For   For   Management
8a   Grant Board Authority to Issue Shares for General Purposes and in Connection with Incentive Plans   For   For   Management
8b   Grant Board Authority to Issue Shares in Connection with Amazon   For   For   Management
9a   Authorize Board to Exclude Preemptive Rights in Relation to the Issue of Shares for General Purposes and in Connection with Incentive Plans   For   For   Management
9b   Authorize Board to Exclude Preemptive Rights in Relation to the Issue of Shares in Connection with Amazon   For   For   Management
10   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Management
11   Other Business (Non-Voting)   None   None   Management
12   Close Meeting   None   None   Management


 

KINDER MORGAN, INC.

 

Ticker:    KMI    Security ID:    49456B101
Meeting Date:    MAY 10, 2023    Meeting Type:    Annual
Record Date:    MAR 13, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Richard D. Kinder   For   For   Management
1.2   Elect Director Steven J. Kean   For   For   Management
1.3   Elect Director Kimberly A. Dang   For   For   Management
1.4   Elect Director Ted A. Gardner   For   For   Management
1.5   Elect Director Anthony W. Hall, Jr.   For   For   Management
1.6   Elect Director Gary L. Hultquist   For   For   Management
1.7   Elect Director Ronald L. Kuehn, Jr.   For   For   Management
1.8   Elect Director Deborah A. Macdonald   For   For   Management
1.9   Elect Director Michael C. Morgan   For   For   Management
1.10   Elect Director Arthur C. Reichstetter   For   For   Management
1.11   Elect Director C. Park Shaper   For   For   Management
1.12   Elect Director William A. Smith   For   For   Management
1.13   Elect Director Joel V. Staff   For   For   Management
1.14   Elect Director Robert F. Vagt   For   For   Management
2   Amend Certificate of Incorporation to Allow Exculpation of Certain Officers   For   For   Management
3   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management


 

LANDCADIA HOLDINGS IV, INC.

 

Ticker:    LCA    Security ID:    51477A203
Meeting Date:    DEC 22, 2022    Meeting Type:    Special
Record Date:    NOV 09, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 29, 2023 to September 29, 2023   For   For   Management
2   Elect Director Scott Kelly   For   For   Management
3   Adjourn Meeting   For   For   Management


 

LAZARD GROWTH ACQUISITION CORP. I

 

Ticker:    LGAC    Security ID:    G54035129
Meeting Date:    DEC 15, 2022    Meeting Type:    Annual
Record Date:    OCT 24, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
2   Ratify Marcum LLP as Auditors   For   For   Management
3   Adjourn Meeting   For   For   Management


 

LG CORP.

 

Ticker:    003550    Security ID:    Y52755108
Meeting Date:    MAR 29, 2023    Meeting Type:    Annual
Record Date:    DEC 31, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve Financial Statements and Allocation of Income   For   For   Management
2.1   Elect Cho Seong-wook as Outside Director   For   For   Management
2.2   Elect Park Jong-su as Outside Director   For   For   Management
3.1   Elect Cho Seong-wook as a Member of Audit Committee   For   For   Management
3.2   Elect Park Jong-su as a Member of Audit Committee   For   For   Management
4   Approve Total Remuneration of Inside Directors and Outside Directors   For   For   Management


 

LPL FINANCIAL HOLDINGS INC.

 

Ticker:    LPLA    Security ID:    50212V100
Meeting Date:    MAY 11, 2023    Meeting Type:    Annual
Record Date:    MAR 13, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Dan H. Arnold   For   For   Management
1b   Elect Director Edward C. Bernard   For   For   Management
1c   Elect Director H. Paulett Eberhart   For   For   Management
1d   Elect Director William F. Glavin, Jr.   For   For   Management
1e   Elect Director Albert J. Ko   For   For   Management
1f   Elect Director Allison H. Mnookin   For   For   Management
1g   Elect Director Anne M. Mulcahy   For   For   Management
1h   Elect Director James S. Putnam   For   For   Management
1i   Elect Director Richard P. Schifter   For   For   Management
1j   Elect Director Corey E. Thomas   For   For   Management
2   Ratify Deloitte & Touche LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management


 

MARRIOTT INTERNATIONAL, INC.

 

Ticker:    MAR    Security ID:    571903202
Meeting Date:    MAY 12, 2023    Meeting Type:    Annual
Record Date:    MAR 15, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Anthony G. Capuano   For   For   Management
1b   Elect Director Isabella D. Goren   For   For   Management
1c   Elect Director Deborah Marriott Harrison   For   For   Management
1d   Elect Director Frederick A. Henderson   For   For   Management
1e   Elect Director Eric Hippeau   For   For   Management
1f   Elect Director Lauren R. Hobart   For   For   Management
1g   Elect Director Debra L. Lee   For   For   Management
1h   Elect Director Aylwin B. Lewis   For   For   Management
1i   Elect Director David S. Marriott   For   For   Management
1j   Elect Director Margaret M. McCarthy   For   For   Management
1k   Elect Director Grant F. Reid   For   For   Management
1l   Elect Director Horacio D. Rozanski   For   For   Management
1m   Elect Director Susan C. Schwab   For   For   Management
2   Ratify Ernst & Young LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
5   Approve Omnibus Stock Plan   For   For   Management
6   Publish a Congruency Report of Partnerships with Globalist Organizations   Against   Against   Shareholder
7   Report on Gender/Racial Pay Gap   Against   Against   Shareholder


 

META PLATFORMS, INC.

 

Ticker:    META    Security ID:    30303M102
Meeting Date:    MAY 31, 2023    Meeting Type:    Annual
Record Date:    APR 06, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Peggy Alford   For   For   Management
1.2   Elect Director Marc L. Andreessen   For   For   Management
1.3   Elect Director Andrew W. Houston   For   For   Management
1.4   Elect Director Nancy Killefer   For   For   Management
1.5   Elect Director Robert M. Kimmitt   For   For   Management
1.6   Elect Director Sheryl K. Sandberg   For   For   Management
1.7   Elect Director Tracey T. Travis   For   For   Management
1.8   Elect Director Tony Xu   For   For   Management
1.9   Elect Director Mark Zuckerberg   For   For   Management
2   Ratify Ernst & Young LLP as Auditors   For   For   Management
3   Report on Government Take Down Requests   Against   Against   Shareholder
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   Against   Against   Shareholder
5   Report on Human Rights Impact Assessment of Targeted Advertising   Against   Against   Shareholder
6   Report on Lobbying Payments and Policy   Against   Against   Shareholder
7   Report on Allegations of Political Entanglement and Content Management Biases in India   Against   Against   Shareholder
8   Report on Framework to Assess Company Lobbying Alignment with Climate Goals   Against   Against   Shareholder
9   Report on Data Privacy regarding Reproductive Healthcare   Against   Against   Shareholder
10   Report on Enforcement of Community Standards and User Content   Against   Against   Shareholder
11   Report on Child Safety and Harm Reduction   Against   Against   Shareholder
12   Report on Executive Pay Calibration to Externalized Costs   Against   Against   Shareholder
13   Commission Independent Review of Audit & Risk Oversight Committee   Against   Against   Shareholder


 

METALS ACQUISITION CORP.

 

Ticker:    MTAL    Security ID:    G60405100
Meeting Date:    JUN 05, 2023    Meeting Type:    Extraordinary Shareholders
Record Date:    MAY 05, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve SPAC Transaction   For   For   Management
2   Approve Merger Agreement   For   For   Management
3a   Amend Governing Documents Re: Method to Appoint and Elect Directors   For   For   Management
3b   Require Advance Notice for Director Nominations and New Business   For   For   Management
3c   Approve All Other Changes in Connection with Adoption of the Proposed Governing Documents   For   For   Management
4   Adjourn Meeting   For   For   Management


 

MISSION ADVANCEMENT CORP.

 

Ticker:    MACC    Security ID:    60501L200
Meeting Date:    DEC 06, 2022    Meeting Type:    Special
Record Date:    OCT 26, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Change the Termination Date   For   For   Management
2   Amend Investment Management Trust Agreement   For   For   Management
3   Adjourn Meeting   For   For   Management


 

MONUMENT CIRCLE ACQUISITION CORP.

 

Ticker:    MON    Security ID:    61531M200
Meeting Date:    DEC 14, 2022    Meeting Type:    Special
Record Date:    NOV 07, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from January 19, 2023 to July 19, 2023   For   For   Management
2   Approve Plan of Liquidation   For   For   Management
3   Amend Investment Management Trust Agreement   For   For   Management
4   Ratify WithumSmith+Brown, PC as Auditors   For   For   Management
5   Adjourn Meeting   For   For   Management


 

NETFLIX, INC.

 

Ticker:    NFLX    Security ID:    64110L106
Meeting Date:    JUN 01, 2023    Meeting Type:    Annual
Record Date:    APR 06, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Mathias Dopfner   For   For   Management
1b   Elect Director Reed Hastings   For   For   Management
1c   Elect Director Jay C. Hoag   For   For   Management
1d   Elect Director Ted Sarandos   For   For   Management
2   Ratify Ernst & Young LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
5   Amend Right to Call Special Meeting   Against   Against   Shareholder
6   Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company   Against   Against   Shareholder
7   Report on Climate Risk in Retirement Plan Options   Against   Against   Shareholder
8   Adopt and Disclose a Freedom of Association and Collective Bargaining Policy   Against   Against   Shareholder


 

NEXON CO., LTD.

 

Ticker:    3659    Security ID:    J4914X104
Meeting Date:    MAR 24, 2023    Meeting Type:    Annual
Record Date:    DEC 31, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Owen Mahoney   For   For   Management
1.2   Elect Director Uemura, Shiro   For   For   Management
1.3   Elect Director Junghun Lee   For   For   Management
1.4   Elect Director Patrick Soderlund   For   For   Management
1.5   Elect Director Mitchell Lasky   For   For   Management
2   Approve Deep Discount Stock Option Plan   For   For   Management


 

NINTENDO CO., LTD.

 

Ticker:    7974    Security ID:    J51699106
Meeting Date:    JUN 23, 2023    Meeting Type:    Annual
Record Date:    MAR 31, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve Allocation of Income, With a Final Dividend of JPY 123   For   For   Management
2.1   Elect Director Furukawa, Shuntaro   For   For   Management
2.2   Elect Director Miyamoto, Shigeru   For   For   Management
2.3   Elect Director Takahashi, Shinya   For   For   Management
2.4   Elect Director Shibata, Satoru   For   For   Management
2.5   Elect Director Shiota, Ko   For   For   Management
2.6   Elect Director Chris Meledandri   For   For   Management


 

NORTHERN STAR INVESTMENT CORP. III

 

Ticker:    NSTC    Security ID:    66574L100
Meeting Date:    MAR 01, 2023    Meeting Type:    Special
Record Date:    FEB 03, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination March 4, 2023 to September 4, 2023   For   For   Management
2   Adjourn Meeting   For   For   Management


 

NORTHERN STAR INVESTMENT CORP. IV

 

Ticker:    NSTD    Security ID:    66575B101
Meeting Date:    MAR 01, 2023    Meeting Type:    Special
Record Date:    FEB 03, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 4, 2023 to September 4, 2023   For   For   Management
2   Adjourn Meeting   For   For   Management


 

NXP SEMICONDUCTORS N.V.

 

Ticker:    NXPI    Security ID:    N6596X109
Meeting Date:    MAY 24, 2023    Meeting Type:    Annual
Record Date:    APR 26, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Adopt Financial Statements and Statutory Reports   For   For   Management
2   Approve Discharge of Board Members   For   For   Management
3a   Reelect Kurt Sievers as Executive Director   For   For   Management
3b   Reelect Annette Clayton as Non-Executive Director   For   For   Management
3c   Reelect Anthony Foxx as Non-Executive Director   For   For   Management
3d   Reelect Chunyuan Gu as Non-Executive Director   For   For   Management
3e   Reelect Lena Olving as Non-Executive Director   For   For   Management
3f   Reelect Julie Southern as Non-Executive Director   For   For   Management
3g   Reelect Jasmin Staiblin as Non-Executive Director   For   For   Management
3h   Reelect Gregory Summe as Non-Executive Director   For   For   Management
3i   Reelect Karl-Henrik Sundstrom as Non-Executive Director   For   For   Management
3j   Reelect Moshe Gavrielov as Non-Executive Director   For   For   Management
4   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital   For   For   Management
5   Authorize Board to Exclude Preemptive Rights from Share Issuances   For   For   Management
6   Authorize Share Repurchase Program   For   For   Management
7   Approve Cancellation of Ordinary Shares   For   For   Management
8   Ratify Ernst & Young Accountants LLP as Auditors   For   For   Management
9   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management


 

OPEN TEXT CORPORATION

 

Ticker:    OTEX    Security ID:    683715106
Meeting Date:    SEP 15, 2022    Meeting Type:    Annual
Record Date:    AUG 04, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director P. Thomas Jenkins   For   For   Management
1.2   Elect Director Mark J. Barrenechea   For   For   Management
1.3   Elect Director Randy Fowlie   For   For   Management
1.4   Elect Director David Fraser   For   For   Management
1.5   Elect Director Gail E. Hamilton   For   For   Management
1.6   Elect Director Robert (Bob) Hau   For   For   Management
1.7   Elect Director Ann M. Powell   For   For   Management
1.8   Elect Director Stephen J. Sadler   For   For   Management
1.9   Elect Director Michael Slaunwhite   For   For   Management
1.10   Elect Director Katharine B. Stevenson   For   For   Management
1.11   Elect Director Deborah Weinstein   For   For   Management
2   Ratify KPMG LLP as Auditors   For   For   Management
3   Advisory Vote on Executive Compensation Approach   For   Against   Management
4   Approve Shareholder Rights Plan   For   For   Management


 

ORION ACQUISITION CORP.

 

Ticker:    OHPA    Security ID:    68626A207
Meeting Date:    NOV 21, 2022    Meeting Type:    Special
Record Date:    OCT 12, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve the Amendment of the Amended and Restated Certificate of Incorporation   For   For   Management
2   Adjourn Meeting   For   For   Management


 

PG&E CORPORATION

 

Ticker:    PCG    Security ID:    69331C108
Meeting Date:    MAY 18, 2023    Meeting Type:    Annual
Record Date:    MAR 20, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Cheryl F. Campbell   For   For   Management
1b   Elect Director Kerry W. Cooper   For   For   Management
1c   Elect Director Arno L. Harris   For   For   Management
1d   Elect Director Carlos M. Hernandez   For   For   Management
1e   Elect Director Michael R. Niggli   For   For   Management
1f   Elect Director Benjamin F. Wilson   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
3   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
4   Ratify Deloitte & Touche LLP as Auditors   For   For   Management


 

PLUM ACQUISITION CORP. I

 

Ticker:    PLMI    Security ID:    G7134L100
Meeting Date:    MAR 15, 2023    Meeting Type:    Extraordinary Shareholders
Record Date:    FEB 17, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from March 18, 2023 to June 18, 2023, and to Further Extend, Without Another Shareholder Approval, to March 18, 2024   For   For   Management
2   Amend Memorandum and Articles of Association to Eliminate Redemption Limitation   For   For   Management
3   Adjourn Meeting   For   For   Management


 

POWERUP ACQUISITION CORP.

 

Ticker:    PWUP    Security ID:    G7207P111
Meeting Date:    MAY 18, 2023    Meeting Type:    Extraordinary Shareholders
Record Date:    APR 19, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from May 23, 2023 to May 23, 2024   For   For   Management
2   Adjourn Meeting   For   For   Management


 

PROSUS NV

 

Ticker:    PRX    Security ID:    N7163R103
Meeting Date:    AUG 24, 2022    Meeting Type:    Annual
Record Date:    JUL 27, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Receive Report of Management Board (Non-Voting)   None   None   Management
2   Approve Remuneration Report   For   Against   Management
3   Adopt Financial Statements   For   For   Management
4   Approve Allocation of Income   For   For   Management
5   Approve Discharge of Executive Directors   For   For   Management
6   Approve Discharge of Non-Executive Directors   For   For   Management
7   Approve Remuneration Policy for Executive and Non-Executive Directors   For   Against   Management
8   Elect Sharmistha Dubey as Non-Executive Director   For   For   Management
9.1   Reelect JP Bekker as Non-Executive Director   For   For   Management
9.2   Reelect D Meyer as Non-Executive Director   For   For   Management
9.3   Reelect SJZ Pacak as Non-Executive Director   For   For   Management
9.4   Reelect JDT Stofberg as Non-Executive Director   For   For   Management
10   Ratify Deloitte Accountants B.V. as Auditors   For   For   Management
11   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights   For   For   Management
12   Authorize Repurchase of Shares   For   For   Management
13   Approve Reduction in Share Capital Through Cancellation of Shares   For   For   Management
14   Discuss Voting Results   None   None   Management
15   Close Meeting   None   None   Management


 

ROSS ACQUISITION CORP. II

 

Ticker:    ROSS    Security ID:    G7641C106
Meeting Date:    MAR 13, 2023    Meeting Type:    Extraordinary Shareholders
Record Date:    FEB 06, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from March 16, 2023 to September 16, 2023   For   For   Management
2   Adjourn Meeting   For   For   Management


 

RUSH ENTERPRISES, INC.

 

Ticker:    RUSHA    Security ID:    781846209
Meeting Date:    MAY 16, 2023    Meeting Type:    Annual
Record Date:    MAR 24, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director W.M. “Rusty” Rush   For   For   Management
1.2   Elect Director Thomas A. Akin   For   For   Management
1.3   Elect Director Raymond J. Chess   For   For   Management
1.4   Elect Director William H. Cary   For   For   Management
1.5   Elect Director Kennon H. Guglielmo   For   For   Management
1.6   Elect Director Elaine Mendoza   For   For   Management
1.7   Elect Director Troy A. Clarke   For   For   Management
2   Amend Omnibus Stock Plan   For   For   Management
3   Amend Qualified Employee Stock Purchase Plan   For   For   Management
4   Increase Authorized Common Stock   For   For   Management
5   Increase Authorized Common Stock   For   For   Management
6   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
7   Advisory Vote on Say on Pay Frequency   Three Years   Three Years   Management
8   Ratify Ernst & Young LLP as Auditors   For   For   Management


 

RXR ACQUISITION CORP.

 

Ticker:    RXRA    Security ID:    74981W206
Meeting Date:    DEC 15, 2022    Meeting Type:    Special
Record Date:    NOV 17, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Change the Original Termination Date   For   For   Management
2   Amend Investment Management Trust Agreement   For   For   Management
3   Adjourn Meeting   For   For   Management


 

SAFRAN SA

 

Ticker:    SAF    Security ID:    F4035A557
Meeting Date:    MAY 25, 2023    Meeting Type:    Annual/Special
Record Date:    MAY 23, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve Financial Statements and Statutory Reports   For   For   Management
2   Approve Consolidated Financial Statements and Statutory Reports   For   For   Management
3   Approve Allocation of Income and Dividends of EUR 1.35 per Share   For   For   Management
4   Approve Transaction with Airbus SE, Tikehau ACE Capital, AD Holding and the State   For   For   Management
5   Ratify Appointment of Alexandre Lahousse as Director   For   For   Management
6   Ratify Appointment of Robert Peugeot as Director   For   For   Management
7   Reelect Ross McInnes as Director   For   For   Management
8   Reelect Olivier Andries as Director   For   For   Management
9   Elect Fabrice Bregier as Director   For   For   Management
10   Reelect Laurent Guillot as Director   For   For   Management
11   Reelect Alexandre Lahousse as Director   For   For   Management
12   Approve Compensation of Ross McInnes, Chairman of the Board   For   For   Management
13   Approve Compensation of Olivier Andries, CEO   For   For   Management
14   Approve Compensation Report of Corporate Officers   For   For   Management
15   Approve Remuneration Policy of Chairman of the Board   For   For   Management
16   Approve Remuneration Policy of CEO   For   For   Management
17   Approve Remuneration Policy of Directors   For   For   Management
18   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Management
19   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million   For   For   Management
20   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million   For   For   Management
21   Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers   For   For   Management
22   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million   For   For   Management
23   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 19-22   For   For   Management
24   Authorize Capitalization of Reserves of Up to EUR 12.5 Million for Bonus Issue or Increase in Par Value   For   For   Management
25   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   For   For   Management
26   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   For   For   Management
27   Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans With Performance Conditions Attached   For   For   Management
28   Authorize up to 0.3 Percent of Issued Capital for Use in Restricted Stock Plans   For   For   Management
29   Authorize Filing of Required Documents/Other Formalities   For   For   Management


 

SAMSUNG C&T CORP.

 

Ticker:    028260    Security ID:    Y7T71K106
Meeting Date:    MAR 17, 2023    Meeting Type:    Annual
Record Date:    DEC 31, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve Financial Statements and Allocation of Income   For   For   Management
2   Approve Cancellation of Treasury Shares   For   For   Management
3.1.1   Elect Jeong Byeong-seok as Outside Director   For   Against   Management
3.1.2   Elect Lee Sang-seung as Outside Director   For   Against   Management
3.2.1   Elect Jeong Hae-rin as Inside Director   For   Against   Management
4   Elect Janice Lee as Outside Director to Serve as an Audit Committee Member   For   Against   Management
5.1   Elect Lee Sang-seung as a Member of Audit Committee   For   Against   Management
5.2   Elect Choi Jung-gyeong as a Member of Audit Committee   For   Against   Management
6   Approve Total Remuneration of Inside Directors and Outside Directors   For   Against   Management


 

SILVER SPIKE ACQUISITION CORP. II

 

Ticker:    SPKB    Security ID:    G8201H105
Meeting Date:    MAR 10, 2023    Meeting Type:    Extraordinary Shareholders
Record Date:    FEB 13, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from March 15, 2023 to June 15, 2023   For   For   Management
2   Amend Articles to Eliminate Redemption Limitation   For   For   Management
3   Approve Founder Conversion Amendment   For   For   Management
4   Adjourn Meeting   For   For   Management


 

SLAM CORP.

 

Ticker:    SLAM    Security ID:    G8210L113
Meeting Date:    FEB 21, 2023    Meeting Type:    Extraordinary Shareholders
Record Date:    JAN 17, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Memorandum and Articles of Association to Extend Consummation of Business Combination from February 25, 2023 to May 25, 2023   For   For   Management
2   Amend Articles of Association Regarding Redemption Limitation   For   For   Management
3   Adjourn Meeting   For   For   Management


 

STRATIM CLOUD ACQUISITION CORP.

 

Ticker:    SCAQ    Security ID:    86309R107
Meeting Date:    MAR 10, 2023    Meeting Type:    Special
Record Date:    FEB 08, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 16, 2023 to September 16, 2023   For   For   Management
2   Amend Certificate of Incorporation to Eliminate Redemption Limitation   For   For   Management
3   Adjourn Meeting   For   For   Management


 

SWIRE PACIFIC LIMITED

 

Ticker:    19    Security ID:    Y83310105
Meeting Date:    MAY 11, 2023    Meeting Type:    Annual
Record Date:    MAY 05, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect P K Etchells as Director   For   For   Management
1b   Elect Z P Zhang as Director   For   For   Management
1c   Elect G D McCallum as Director   For   For   Management
1d   Elect E M Ngan as Director   For   For   Management
1e   Elect B Y Zhang as Director   For   For   Management
2   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   For   For   Management
3   Authorize Repurchase of Issued Share Capital   For   For   Management
4   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   For   For   Management


 

TCW SPECIAL PURPOSE ACQUISITION CORP.

 

Ticker:    TSPQ    Security ID:    87301L205
Meeting Date:    DEC 15, 2022    Meeting Type:    Special
Record Date:    NOV 16, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Change the Original Termination Date   For   For   Management
2   Amend Investment Management Trust Agreement   For   For   Management
3   Adjourn Meeting   For   For   Management


 

TE CONNECTIVITY LTD.

 

Ticker:    TEL    Security ID:    H84989104
Meeting Date:    MAR 15, 2023    Meeting Type:    Annual
Record Date:    FEB 23, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Jean-Pierre Clamadieu   For   For   Management
1b   Elect Director Terrence R. Curtin   For   For   Management
1c   Elect Director Carol A. (John) Davidson For   For   Management  
1d   Elect Director Lynn A. Dugle   For   For   Management
1e   Elect Director William A. Jeffrey   For   For   Management
1f   Elect Director Syaru Shirley Lin   For   For   Management
1g   Elect Director Thomas J. Lynch   For   For   Management
1h   Elect Director Heath A. Mitts   For   For   Management
1i   Elect Director Abhijit Y. Talwalkar   For   For   Management
1j   Elect Director Mark C. Trudeau   For   For   Management
1k   Elect Director Dawn C. Willoughby   For   For   Management
1l   Elect Director Laura H. Wright   For   For   Management
2   Elect Board Chairman Thomas J. Lynch   For   For   Management
3a   Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee   For   For   Management
3b   Elect Mark C. Trudeau as Member of Management Development and Compensation Committee   For   For   Management
3c   Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee   For   For   Management
4   Designate Rene Schwarzenbach as Independent Proxy   For   For   Management
5.1   Accept Annual Report for Fiscal Year Ended September 30, 2022   For   For   Management
5.2   Accept Statutory Financial Statements for Fiscal Year Ended September 30, 2022   For   For   Management
5.3   Approve Consolidated Financial Statements for Fiscal Year Ended September 30, 2022   For   For   Management
6   Approve Discharge of Board and Senior Management   For   For   Management
7.1   Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2023   For   For   Management
7.2   Ratify Deloitte AG as Swiss Registered Auditors   For   For   Management
7.3   Ratify PricewaterhouseCoopers AG as Special Auditors   For   For   Management
8   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
9   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
10   Approve Remuneration Report   For   For   Management
11   Approve Remuneration of Executive Management in the Amount of USD 53.5 Million   For   For   Management
12   Approve Remuneration of Board of Directors in the Amount of USD 4.1 Million   For   For   Management
13   Approve Allocation of Available Earnings at September 30, 2022   For   For   Management
14   Approve Declaration of Dividend   For   For   Management
15   Authorize Share Repurchase Program   For   For   Management
16   Approve Reduction in Share Capital via Cancelation of Shares   For   For   Management
17   Amend Articles to Reflect Changes in Capital   For   For   Management


 

TLG ACQUISITION ONE CORP.

 

Ticker:    TLGA    Security ID:    87257M207
Meeting Date:    DEC 19, 2022    Meeting Type:    Special
Record Date:    NOV 14, 2022      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from February 1, 2023 to August 1, 2023   For   For   Management
2   Amend Investment Management Trust Agreement   For   For   Management
3   Adjourn Meeting   For   For   Management


 

TWELVE SEAS INVESTMENT CO. II

 

Ticker:    TWLV    Security ID:    90118T205
Meeting Date:    FEB 28, 2023    Meeting Type:    Special
Record Date:    FEB 03, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Certificate of Incorporation to Extend Consummation of Business Combination from March 2, 2023 to December 2, 2023   For   For   Management
2   Adjourn Meeting   For   For   Management


 

UBER TECHNOLOGIES, INC.

 

Ticker:    UBER    Security ID:    90353T100
Meeting Date:    MAY 08, 2023    Meeting Type:    Annual
Record Date:    MAR 13, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Ronald Sugar   For   For   Management
1b   Elect Director Revathi Advaithi   For   For   Management
1c   Elect Director Ursula Burns   For   For   Management
1d   Elect Director Robert Eckert   For   For   Management
1e   Elect Director Amanda Ginsberg   For   For   Management
1f   Elect Director Dara Khosrowshahi   For   For   Management
1g   Elect Director Wan Ling Martello   For   For   Management
1h   Elect Director John Thain   For   For   Management
1i   Elect Director David I. Trujillo   For   For   Management
1j   Elect Director Alexander Wynaendts   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
4   Commission a Third-Party Audit on Driver Health and Safety   Against   Against   Shareholder


 

UNIVAR SOLUTIONS INC.

 

Ticker:    UNVR    Security ID:    91336L107
Meeting Date:    MAY 04, 2023    Meeting Type:    Annual
Record Date:    MAR 07, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Joan A. Braca   For   For   Management
1.2   Elect Director Mark J. Byrne   For   For   Management
1.3   Elect Director Daniel P. Doheny   For   For   Management
1.4   Elect Director Rhonda Germany   For   For   Management
1.5   Elect Director David C. Jukes   For   For   Management
1.6   Elect Director Varun Laroyia   For   For   Management
1.7   Elect Director Stephen D. Newlin   For   For   Management
1.8   Elect Director Christopher D. Pappas   For   For   Management
1.9   Elect Director Kerry J. Preete   For   For   Management
1.10   Elect Director Robert L. Wood   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Ratify Ernst & Young LLP as Auditors   For   For   Management


 

VORNADO REALTY TRUST

 

Ticker:    VNO    Security ID:    929042109
Meeting Date:    MAY 18, 2023    Meeting Type:    Annual
Record Date:    MAR 20, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Steven Roth   For   For   Management
1.2   Elect Director Candace K. Beinecke   For   For   Management
1.3   Elect Director Michael D. Fascitelli   For   For   Management
1.4   Elect Director Beatrice Hamza Bassey   For   For   Management
1.5   Elect Director William W. Helman, IV   For   For   Management
1.6   Elect Director David M. Mandelbaum   For   For   Management
1.7   Elect Director Raymond J. McGuire   For   For   Management
1.8   Elect Director Mandakini Puri   For   For   Management
1.9   Elect Director Daniel R. Tisch   For   For   Management
1.10   Elect Director Russell B. Wight, Jr.   For   For   Management
2   Ratify Deloitte & Touche LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
5   Approve Omnibus Stock Plan   For   For   Management


 

WELLS FARGO & COMPANY

 

Ticker:    WFC    Security ID:    949746101
Meeting Date:    APR 25, 2023    Meeting Type:    Annual
Record Date:    FEB 24, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Steven D. Black   For   For   Management
1b   Elect Director Mark A. Chancy   For   For   Management
1c   Elect Director Celeste A. Clark   For   For   Management
1d   Elect Director Theodore F. Craver, Jr.   For   For   Management
1e   Elect Director Richard K. Davis   For   For   Management
1f   Elect Director Wayne M. Hewett   For   For   Management
1g   Elect Director CeCelia (CeCe) G. Morken   For   For   Management
1h   Elect Director Maria R. Morris   For   For   Management
1i   Elect Director Felicia F. Norwood   For   For   Management
1j   Elect Director Richard B. Payne, Jr.   For   For   Management
1k   Elect Director Ronald L. Sargent   For   For   Management
1l   Elect Director Charles W. Scharf   For   For   Management
1m   Elect Director Suzanne M. Vautrinot   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
4   Ratify KPMG LLP as Auditors   For   For   Management
5   Adopt Simple Majority Vote   Against   Against   Shareholder
6   Report on Political Expenditures Congruence   Against   Against   Shareholder
7   Report on Climate Lobbying   Against   Against   Shareholder
8   Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets   Against   Against   Shareholder
9   Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development   Against   Against   Shareholder
10   Report on Prevention of Workplace Harassment and Discrimination   Against   Against   Shareholder
11   Adopt Policy on Freedom of Association and Collective Bargaining   Against   Against   Shareholder


 

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION

 

Ticker:    WAB    Security ID:    929740108
Meeting Date:    MAY 17, 2023    Meeting Type:    Annual
Record Date:    MAR 21, 2023      

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Rafael Santana   For   For   Management
1b   Elect Director Lee C. Banks   For   For   Management
1c   Elect Director Byron S. Foster   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Advisory Vote on Say on Pay Frequency   One Year   One Year   Management
4   Ratify Ernst & Young LLP as Auditors   For   For   Management

========== END NPX REPORT


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Microchip Technology Incorporated    MCHP    595017104    23-Aug-22    Elect Director Matthew W. Chapman    Management    Yes    For    No
Microchip Technology Incorporated    MCHP    595017104    23-Aug-22    Elect Director Esther L. Johnson    Management    Yes    For    No
Microchip Technology Incorporated    MCHP    595017104    23-Aug-22    Elect Director Karlton D. Johnson    Management    Yes    For    No
Microchip Technology Incorporated    MCHP    595017104    23-Aug-22    Elect Director Wade F. Meyercord    Management    Yes    For    No
Microchip Technology Incorporated    MCHP    595017104    23-Aug-22    Elect Director Ganesh Moorthy    Management    Yes    For    No
Microchip Technology Incorporated    MCHP    595017104    23-Aug-22    Elect Director Karen M. Rapp    Management    Yes    For    No
Microchip Technology Incorporated    MCHP    595017104    23-Aug-22    Elect Director Steve Sanghi    Management    Yes    For    No
Microchip Technology Incorporated    MCHP    595017104    23-Aug-22    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No
Microchip Technology Incorporated    MCHP    595017104    23-Aug-22    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
NIKE, Inc.    NKE    654106103    09-Sep-22    Elect Director Alan B. Graf, Jr.    Management    Yes    For    No
NIKE, Inc.    NKE    654106103    09-Sep-22    Elect Director Peter B. Henry    Management    Yes    For    No
NIKE, Inc.    NKE    654106103    09-Sep-22    Elect Director Michelle A. Peluso    Management    Yes    Withhold    Yes
NIKE, Inc.    NKE    654106103    09-Sep-22    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
NIKE, Inc.    NKE    654106103    09-Sep-22    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
NIKE, Inc.    NKE    654106103    09-Sep-22    Amend Qualified Employee Stock Purchase Plan    Management    Yes    For    No
NIKE, Inc.    NKE    654106103    09-Sep-22    Adopt a Policy on China Sourcing    Shareholder    Yes    Against    No
The Procter & Gamble Company    PG    742718109    11-Oct-22    Elect Director B. Marc Allen    Management    Yes    For    No
The Procter & Gamble Company    PG    742718109    11-Oct-22    Elect Director Angela F. Braly    Management    Yes    For    No
The Procter & Gamble Company    PG    742718109    11-Oct-22    Elect Director Amy L. Chang    Management    Yes    For    No
The Procter & Gamble Company    PG    742718109    11-Oct-22    Elect Director Joseph Jimenez    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
The Procter & Gamble Company    PG    742718109    11-Oct-22    Elect Director Christopher Kempczinski    Management    Yes    For    No
The Procter & Gamble Company    PG    742718109    11-Oct-22    Elect Director Debra L. Lee    Management    Yes    For    No
The Procter & Gamble Company    PG    742718109    11-Oct-22    Elect Director Terry J. Lundgren    Management    Yes    For    No
The Procter & Gamble Company    PG    742718109    11-Oct-22    Elect Director Christine M. McCarthy    Management    Yes    For    No
The Procter & Gamble Company    PG    742718109    11-Oct-22    Elect Director Jon R. Moeller    Management    Yes    For    No
The Procter & Gamble Company    PG    742718109    11-Oct-22    Elect Director Rajesh Subramaniam    Management    Yes    For    No
The Procter & Gamble Company    PG    742718109    11-Oct-22    Elect Director Patricia A. Woertz    Management    Yes    For    No
The Procter & Gamble Company    PG    742718109    11-Oct-22    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
The Procter & Gamble Company    PG    742718109    11-Oct-22    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Cisco Systems, Inc.    CSCO    17275R102    08-Dec-22    Elect Director M. Michele Burns    Management    Yes    For    No
Cisco Systems, Inc.    CSCO    17275R102    08-Dec-22    Elect Director Wesley G. Bush    Management    Yes    For    No
Cisco Systems, Inc.    CSCO    17275R102    08-Dec-22    Elect Director Michael D. Capellas    Management    Yes    For    No
Cisco Systems, Inc.    CSCO    17275R102    08-Dec-22    Elect Director Mark Garrett    Management    Yes    For    No
Cisco Systems, Inc.    CSCO    17275R102    08-Dec-22    Elect Director John D. Harris, II    Management    Yes    For    No
Cisco Systems, Inc.    CSCO    17275R102    08-Dec-22    Elect Director Kristina M. Johnson    Management    Yes    For    No
Cisco Systems, Inc.    CSCO    17275R102    08-Dec-22    Elect Director Roderick C. McGeary    Management    Yes    For    No
Cisco Systems, Inc.    CSCO    17275R102    08-Dec-22    Elect Director Sarah Rae Murphy    Management    Yes    For    No
Cisco Systems, Inc.    CSCO    17275R102    08-Dec-22    Elect Director Charles H. Robbins    Management    Yes    For    No
Cisco Systems, Inc.    CSCO    17275R102    08-Dec-22    Elect Director Brenton L. Saunders    Management    Yes    For    No
Cisco Systems, Inc.    CSCO    17275R102    08-Dec-22    Elect Director Lisa T. Su    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Cisco Systems, Inc.    CSCO    17275R102    08-Dec-22    Elect Director Marianna Tessel    Management    Yes    For    No
Cisco Systems, Inc.    CSCO    17275R102    08-Dec-22    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Cisco Systems, Inc.    CSCO    17275R102    08-Dec-22    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
Cisco Systems, Inc.    CSCO    17275R102    08-Dec-22    Report on Tax Transparency Set Forth in the Global Reporting Initiative’s Tax Standard    Shareholder    Yes    For    Yes
Microsoft Corporation    MSFT    594918104    13-Dec-22    Elect Director Reid G. Hoffman    Management    Yes    For    No
Microsoft Corporation    MSFT    594918104    13-Dec-22    Elect Director Hugh F. Johnston    Management    Yes    For    No
Microsoft Corporation    MSFT    594918104    13-Dec-22    Elect Director Teri L. List    Management    Yes    For    No
Microsoft Corporation    MSFT    594918104    13-Dec-22    Elect Director Satya Nadella    Management    Yes    For    No
Microsoft Corporation    MSFT    594918104    13-Dec-22    Elect Director Sandra E. Peterson    Management    Yes    Against    Yes
Microsoft Corporation    MSFT    594918104    13-Dec-22    Elect Director Penny S. Pritzker    Management    Yes    For    No
Microsoft Corporation    MSFT    594918104    13-Dec-22    Elect Director Carlos A. Rodriguez    Management    Yes    For    No
Microsoft Corporation    MSFT    594918104    13-Dec-22    Elect Director Charles W. Scharf    Management    Yes    Against    Yes
Microsoft Corporation    MSFT    594918104    13-Dec-22    Elect Director John W. Stanton    Management    Yes    For    No
Microsoft Corporation    MSFT    594918104    13-Dec-22    Elect Director John W. Thompson    Management    Yes    For    No
Microsoft Corporation    MSFT    594918104    13-Dec-22    Elect Director Emma N. Walmsley    Management    Yes    Against    Yes
Microsoft Corporation    MSFT    594918104    13-Dec-22    Elect Director Padmasree Warrior    Management    Yes    Against    Yes
Microsoft Corporation    MSFT    594918104    13-Dec-22    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    Against    Yes
Microsoft Corporation    MSFT    594918104    13-Dec-22    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
Microsoft Corporation    MSFT    594918104    13-Dec-22    Report on Cost/Benefit Analysis of Diversity and Inclusion    Shareholder    Yes    Against    No
Microsoft Corporation    MSFT    594918104    13-Dec-22    Report on Hiring of Persons with Arrest or Incarceration Records    Shareholder    Yes    Against    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Microsoft Corporation    MSFT    594918104    13-Dec-22    Assess and Report on the Company’s Retirement Funds’ Management of Systemic Climate Risk    Shareholder    Yes    Against    No
Microsoft Corporation    MSFT    594918104    13-Dec-22    Report on Government Use of Microsoft Technology    Shareholder    Yes    For    Yes
Microsoft Corporation    MSFT    594918104    13-Dec-22    Report on Development of Products for Military    Shareholder    Yes    Against    No
Microsoft Corporation    MSFT    594918104    13-Dec-22    Report on Tax Transparency    Shareholder    Yes    For    Yes
Costco Wholesale Corporation    COST    22160K105    19-Jan-23    Elect Director Susan L. Decker    Management    Yes    For    No
Costco Wholesale Corporation    COST    22160K105    19-Jan-23    Elect Director Kenneth D. Denman    Management    Yes    Against    Yes
Costco Wholesale Corporation    COST    22160K105    19-Jan-23    Elect Director Richard A. Galanti    Management    Yes    Against    Yes
Costco Wholesale Corporation    COST    22160K105    19-Jan-23    Elect Director Hamilton E. James    Management    Yes    For    No
Costco Wholesale Corporation    COST    22160K105    19-Jan-23    Elect Director W. Craig Jelinek    Management    Yes    For    No
Costco Wholesale Corporation    COST    22160K105    19-Jan-23    Elect Director Sally Jewell    Management    Yes    For    No
Costco Wholesale Corporation    COST    22160K105    19-Jan-23    Elect Director Charles T. Munger    Management    Yes    For    No
Costco Wholesale Corporation    COST    22160K105    19-Jan-23    Elect Director Jeffrey S. Raikes    Management    Yes    Against    Yes
Costco Wholesale Corporation    COST    22160K105    19-Jan-23    Elect Director John W. Stanton    Management    Yes    For    No
Costco Wholesale Corporation    COST    22160K105    19-Jan-23    Elect Director Ron M. Vachris    Management    Yes    For    No
Costco Wholesale Corporation    COST    22160K105    19-Jan-23    Elect Director Mary Agnes (Maggie) Wilderotter    Management    Yes    Against    Yes
Costco Wholesale Corporation    COST    22160K105    19-Jan-23    Ratify KPMG LLP as Auditors    Management    Yes    For    No
Costco Wholesale Corporation    COST    22160K105    19-Jan-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Costco Wholesale Corporation    COST    22160K105    19-Jan-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Costco Wholesale Corporation    COST    22160K105    19-Jan-23    Report on Risk Due to Restrictions on Reproductive Rights    Shareholder    Yes    Against    No
Accenture Plc    ACN    G1151C101    01-Feb-23    Elect Director Jaime Ardila    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Accenture Plc    ACN    G1151C101    01-Feb-23    Elect Director Nancy McKinstry    Management    Yes    For    No
Accenture Plc    ACN    G1151C101    01-Feb-23    Elect Director Beth E. Mooney    Management    Yes    For    No
Accenture Plc    ACN    G1151C101    01-Feb-23    Elect Director Gilles C. Pelisson    Management    Yes    For    No
Accenture Plc    ACN    G1151C101    01-Feb-23    Elect Director Paula A. Price    Management    Yes    For    No
Accenture Plc    ACN    G1151C101    01-Feb-23    Elect Director Venkata (Murthy) Renduchintala    Management    Yes    For    No
Accenture Plc    ACN    G1151C101    01-Feb-23    Elect Director Arun Sarin    Management    Yes    For    No
Accenture Plc    ACN    G1151C101    01-Feb-23    Elect Director Julie Sweet    Management    Yes    For    No
Accenture Plc    ACN    G1151C101    01-Feb-23    Elect Director Tracey T. Travis    Management    Yes    For    No
Accenture Plc    ACN    G1151C101    01-Feb-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Accenture Plc    ACN    G1151C101    01-Feb-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Accenture Plc    ACN    G1151C101    01-Feb-23    Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    Management    Yes    For    No
Accenture Plc    ACN    G1151C101    01-Feb-23    Renew the Board’s Authority to Issue Shares Under Irish Law    Management    Yes    For    No
Accenture Plc    ACN    G1151C101    01-Feb-23    Authorize Board to Opt-Out of Statutory Pre-Emption Rights    Management    Yes    For    No
Accenture Plc    ACN    G1151C101    01-Feb-23    Determine Price Range for Reissuance of Treasury Shares    Management    Yes    For    No
Emerson Electric Co.    EMR    291011104    07-Feb-23    Elect Director Martin S. Craighead    Management    Yes    For    No
Emerson Electric Co.    EMR    291011104    07-Feb-23    Elect Director Gloria A. Flach    Management    Yes    For    No
Emerson Electric Co.    EMR    291011104    07-Feb-23    Elect Director Matthew S. Levatich    Management    Yes    For    No
Emerson Electric Co.    EMR    291011104    07-Feb-23    Ratify KPMG LLP as Auditors    Management    Yes    For    No
Emerson Electric Co.    EMR    291011104    07-Feb-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Emerson Electric Co.    EMR    291011104    07-Feb-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Deere & Company    DE    244199105    22-Feb-23    Elect Director Leanne G. Caret    Management    Yes    For    No
Deere & Company    DE    244199105    22-Feb-23    Elect Director Tamra A. Erwin    Management    Yes    For    No
Deere & Company    DE    244199105    22-Feb-23    Elect Director Alan C. Heuberger    Management    Yes    For    No
Deere & Company    DE    244199105    22-Feb-23    Elect Director Charles O. Holliday, Jr.    Management    Yes    For    No
Deere & Company    DE    244199105    22-Feb-23    Elect Director Michael O. Johanns    Management    Yes    For    No
Deere & Company    DE    244199105    22-Feb-23    Elect Director Clayton M. Jones    Management    Yes    For    No
Deere & Company    DE    244199105    22-Feb-23    Elect Director John C. May    Management    Yes    For    No
Deere & Company    DE    244199105    22-Feb-23    Elect Director Gregory R. Page    Management    Yes    For    No
Deere & Company    DE    244199105    22-Feb-23    Elect Director Sherry M. Smith    Management    Yes    For    No
Deere & Company    DE    244199105    22-Feb-23    Elect Director Dmitri L. Stockton    Management    Yes    For    No
Deere & Company    DE    244199105    22-Feb-23    Elect Director Sheila G. Talton    Management    Yes    For    No
Deere & Company    DE    244199105    22-Feb-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Deere & Company    DE    244199105    22-Feb-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Deere & Company    DE    244199105    22-Feb-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
Deere & Company    DE    244199105    22-Feb-23    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Shareholder    Yes    For    Yes
QUALCOMM Incorporated    QCOM    747525103    08-Mar-23    Elect Director Sylvia Acevedo    Management    Yes    For    No
QUALCOMM Incorporated    QCOM    747525103    08-Mar-23    Elect Director Cristiano R. Amon    Management    Yes    For    No
QUALCOMM Incorporated    QCOM    747525103    08-Mar-23    Elect Director Mark Fields    Management    Yes    For    No
QUALCOMM Incorporated    QCOM    747525103    08-Mar-23    Elect Director Jeffrey W. Henderson    Management    Yes    For    No
QUALCOMM Incorporated    QCOM    747525103    08-Mar-23    Elect Director Gregory N. Johnson    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
QUALCOMM Incorporated    QCOM    747525103    08-Mar-23    Elect Director Ann M. Livermore    Management    Yes    For    No
QUALCOMM Incorporated    QCOM    747525103    08-Mar-23    Elect Director Mark D. McLaughlin    Management    Yes    For    No
QUALCOMM Incorporated    QCOM    747525103    08-Mar-23    Elect Director Jamie S. Miller    Management    Yes    For    No
QUALCOMM Incorporated    QCOM    747525103    08-Mar-23    Elect Director Irene B. Rosenfeld    Management    Yes    For    No
QUALCOMM Incorporated    QCOM    747525103    08-Mar-23    Elect Director Kornelis (Neil) Smit    Management    Yes    For    No
QUALCOMM Incorporated    QCOM    747525103    08-Mar-23    Elect Director Jean-Pascal Tricoire    Management    Yes    For    No
QUALCOMM Incorporated    QCOM    747525103    08-Mar-23    Elect Director Anthony J. Vinciquerra    Management    Yes    For    No
QUALCOMM Incorporated    QCOM    747525103    08-Mar-23    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
QUALCOMM Incorporated    QCOM    747525103    08-Mar-23    Approve Omnibus Stock Plan    Management    Yes    For    No
QUALCOMM Incorporated    QCOM    747525103    08-Mar-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Apple Inc.    AAPL    037833100    10-Mar-23    Elect Director James Bell    Management    Yes    For    No
Apple Inc.    AAPL    037833100    10-Mar-23    Elect Director Tim Cook    Management    Yes    For    No
Apple Inc.    AAPL    037833100    10-Mar-23    Elect Director Al Gore    Management    Yes    For    No
Apple Inc.    AAPL    037833100    10-Mar-23    Elect Director Alex Gorsky    Management    Yes    For    No
Apple Inc.    AAPL    037833100    10-Mar-23    Elect Director Andrea Jung    Management    Yes    For    No
Apple Inc.    AAPL    037833100    10-Mar-23    Elect Director Art Levinson    Management    Yes    For    No
Apple Inc.    AAPL    037833100    10-Mar-23    Elect Director Monica Lozano    Management    Yes    For    No
Apple Inc.    AAPL    037833100    10-Mar-23    Elect Director Ron Sugar    Management    Yes    For    No
Apple Inc.    AAPL    037833100    10-Mar-23    Elect Director Sue Wagner    Management    Yes    For    No
Apple Inc.    AAPL    037833100    10-Mar-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Apple Inc.    AAPL    037833100    10-Mar-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Apple Inc.    AAPL    037833100    10-Mar-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Apple Inc.    AAPL    037833100    10-Mar-23    Report on Civil Rights and Non-Discrimination Audit    Shareholder    Yes    Against    No
Apple Inc.    AAPL    037833100    10-Mar-23    Report on Operations in Communist China    Shareholder    Yes    Against    No
Apple Inc.    AAPL    037833100    10-Mar-23    Adopt a Policy Establishing an Engagement Process with Proponents to Shareholder Proposals    Shareholder    Yes    Against    No
Apple Inc.    AAPL    037833100    10-Mar-23    Report on Median Gender/Racial Pay Gap    Shareholder    Yes    Against    No
Apple Inc.    AAPL    037833100    10-Mar-23    Amend Proxy Access Right    Shareholder    Yes    Against    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Approve Financial Statements and Statutory Reports    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Approve Allocation of Income    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Present Board’s Report on Share Repurchase    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Set Maximum Amount of Share Repurchase Reserve    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Authorize Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Rogelio Zambrano Lozano as Board Chairman    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Fernando A. Gonzalez Olivieri as Director    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Marcelo Zambrano Lozano as Director    Management    Yes    Against    Yes
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Armando J. Garcia Segovia as Director    Management    Yes    Against    Yes
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Rodolfo Garcia Muriel as Director    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Francisco Javier Fernandez Carbajal as Director    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Armando Garza Sada as Director    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect David Martinez Guzman as Director    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Everardo Elizondo Almaguer as Director    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Ramiro Gerardo Villarreal Morales as Director    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Gabriel Jaramillo Sanint as Director    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Isabel Maria Aguilera Navarro as Director    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Maria de Lourdes Melgar Palacios as Director    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Roger Saldana Madero as Board Secretary    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Everardo Elizondo Almaguer as Chairman of Audit Committee    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Francisco Javier Fernandez Carbajal as Member of Audit Committee    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Gabriel Jaramillo Sanint as Member of Audit Committee    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Roger Saldana Madero as Secretary of Audit Committee    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Francisco Javier Fernandez Carbajal as Chairman of Corporate Practices and Finance Committee    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Rodolfo Garcia Muriel as Member of Corporate Practices and Finance Committee    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Armando Garza Sada as Member of Corporate Practices and Finance Committee    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Roger Saldana Madero as Secretary of Corporate Practices and Finance Committee    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Armando J. Garcia Segovia as Chairman of Sustainability, Climate Action, Social Impact and Diversity Committee    Management    Yes    Against    Yes
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Marcelo Zambrano Lozano as Member of Sustainability, Climate Action, Social Impact and Diversity Committee    Management    Yes    Against    Yes
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Isabel Maria Aguilera Navarro as Member of Sustainability, Climate Action, Social Impact and Diversity Committee    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Maria de Lourdes Melgar Palacios as Member of Sustainability, Climate Action, Social Impact and Diversity Committee    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Elect Roger Saldana Madero as Secretary of Sustainability, Climate Action, Social Impact and Diversity Committee    Management    Yes    For    No
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance, Sustainability, Climate Action, Social Impact and Diversity Committees    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
CEMEX SAB de CV    CEMEXCPO    P2253T133    23-Mar-23    Authorize Board to Ratify and Execute Approved Resolutions    Management    Yes    For    No
Starbucks Corporation    SBUX    855244109    23-Mar-23    Elect Director Richard E. Allison, Jr.    Management    Yes    Against    Yes
Starbucks Corporation    SBUX    855244109    23-Mar-23    Elect Director Andrew Campion    Management    Yes    Against    Yes
Starbucks Corporation    SBUX    855244109    23-Mar-23    Elect Director Beth Ford    Management    Yes    For    No
Starbucks Corporation    SBUX    855244109    23-Mar-23    Elect Director Mellody Hobson    Management    Yes    For    No
Starbucks Corporation    SBUX    855244109    23-Mar-23    Elect Director Jorgen Vig Knudstorp    Management    Yes    For    No
Starbucks Corporation    SBUX    855244109    23-Mar-23    Elect Director Satya Nadella    Management    Yes    For    No
Starbucks Corporation    SBUX    855244109    23-Mar-23    Elect Director Laxman Narasimhan    Management    Yes    For    No
Starbucks Corporation    SBUX    855244109    23-Mar-23    Elect Director Howard Schultz    Management    Yes    For    No
Starbucks Corporation    SBUX    855244109    23-Mar-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    Against    Yes
Starbucks Corporation    SBUX    855244109    23-Mar-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Starbucks Corporation    SBUX    855244109    23-Mar-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
Starbucks Corporation    SBUX    855244109    23-Mar-23    Report on Plant-Based Milk Pricing    Shareholder    Yes    Against    No
Starbucks Corporation    SBUX    855244109    23-Mar-23    Adopt Policy on Succession Planning    Shareholder    Yes    For    Yes
Starbucks Corporation    SBUX    855244109    23-Mar-23    Report on Operations in Communist China    Shareholder    Yes    Against    No
Starbucks Corporation    SBUX    855244109    23-Mar-23    Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining Rights    Shareholder    Yes    For    Yes
Starbucks Corporation    SBUX    855244109    23-Mar-23    Establish Committee on Corporate Sustainability    Shareholder    Yes    Against    No
Broadcom Inc.    AVGO    11135F101    03-Apr-23    Elect Director Diane M. Bryant    Management    Yes    Against    Yes
Broadcom Inc.    AVGO    11135F101    03-Apr-23    Elect Director Gayla J. Delly    Management    Yes    For    No
Broadcom Inc.    AVGO    11135F101    03-Apr-23    Elect Director Raul J. Fernandez    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Broadcom Inc.    AVGO    11135F101    03-Apr-23    Elect Director Eddy W. Hartenstein    Management    Yes    Against    Yes
Broadcom Inc.    AVGO    11135F101    03-Apr-23    Elect Director Check Kian Low    Management    Yes    Against    Yes
Broadcom Inc.    AVGO    11135F101    03-Apr-23    Elect Director Justine F. Page    Management    Yes    For    No
Broadcom Inc.    AVGO    11135F101    03-Apr-23    Elect Director Henry Samueli    Management    Yes    For    No
Broadcom Inc.    AVGO    11135F101    03-Apr-23    Elect Director Hock E. Tan    Management    Yes    For    No
Broadcom Inc.    AVGO    11135F101    03-Apr-23    Elect Director Harry L. You    Management    Yes    Against    Yes
Broadcom Inc.    AVGO    11135F101    03-Apr-23    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
Broadcom Inc.    AVGO    11135F101    03-Apr-23    Amend Omnibus Stock Plan    Management    Yes    For    No
Broadcom Inc.    AVGO    11135F101    03-Apr-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    Against    Yes
Broadcom Inc.    AVGO    11135F101    03-Apr-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Elect Director Herb Allen    Management    Yes    For    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Elect Director Marc Bolland    Management    Yes    For    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Elect Director Ana Botin    Management    Yes    For    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Elect Director Christopher C. Davis    Management    Yes    For    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Elect Director Barry Diller    Management    Yes    For    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Elect Director Carolyn Everson    Management    Yes    For    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Elect Director Helene D. Gayle    Management    Yes    For    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Elect Director Alexis M. Herman    Management    Yes    For    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Elect Director Maria Elena Lagomasino    Management    Yes    For    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Elect Director Amity Millhiser    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
The Coca-Cola Company    KO    191216100    25-Apr-23    Elect Director James Quincey    Management    Yes    For    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Elect Director Caroline J. Tsay    Management    Yes    For    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Elect Director David B. Weinberg    Management    Yes    For    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Report on Third-Party Civil Rights Audit    Shareholder    Yes    Against    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Issue Transparency Report on Global Public Policy and Political Influence    Shareholder    Yes    Against    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Report on Congruency of Political Spending with Company Values and Priorities    Shareholder    Yes    Against    No
The Coca-Cola Company    KO    191216100    25-Apr-23    Require Independent Board Chair    Shareholder    Yes    For    Yes
The Coca-Cola Company    KO    191216100    25-Apr-23    Report on Risk Due to Restrictions on Reproductive Rights    Shareholder    Yes    Against    No
The Williams Companies, Inc.    WMB    969457100    25-Apr-23    Elect Director Alan S. Armstrong    Management    Yes    For    No
The Williams Companies, Inc.    WMB    969457100    25-Apr-23    Elect Director Stephen W. Bergstrom    Management    Yes    For    No
The Williams Companies, Inc.    WMB    969457100    25-Apr-23    Elect Director Michael A. Creel    Management    Yes    For    No
The Williams Companies, Inc.    WMB    969457100    25-Apr-23    Elect Director Stacey H. Dore    Management    Yes    For    No
The Williams Companies, Inc.    WMB    969457100    25-Apr-23    Elect Director Carri A. Lockhart    Management    Yes    For    No
The Williams Companies, Inc.    WMB    969457100    25-Apr-23    Elect Director Richard E. Muncrief    Management    Yes    For    No
The Williams Companies, Inc.    WMB    969457100    25-Apr-23    Elect Director Peter A. Ragauss    Management    Yes    For    No
The Williams Companies, Inc.    WMB    969457100    25-Apr-23    Elect Director Rose M. Robeson    Management    Yes    For    No
The Williams Companies, Inc.    WMB    969457100    25-Apr-23    Elect Director Scott D. Sheffield    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
The Williams Companies, Inc.    WMB    969457100    25-Apr-23    Elect Director Murray D. Smith    Management    Yes    For    No
The Williams Companies, Inc.    WMB    969457100    25-Apr-23    Elect Director William H. Spence    Management    Yes    For    No
The Williams Companies, Inc.    WMB    969457100    25-Apr-23    Elect Director Jesse J. Tyson    Management    Yes    For    No
The Williams Companies, Inc.    WMB    969457100    25-Apr-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No
The Williams Companies, Inc.    WMB    969457100    25-Apr-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
The Williams Companies, Inc.    WMB    969457100    25-Apr-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Newmont Corporation    NEM    651639106    26-Apr-23    Elect Director Patrick G. Awuah, Jr.    Management    Yes    For    No
Newmont Corporation    NEM    651639106    26-Apr-23    Elect Director Gregory H. Boyce    Management    Yes    For    No
Newmont Corporation    NEM    651639106    26-Apr-23    Elect Director Bruce R. Brook    Management    Yes    For    No
Newmont Corporation    NEM    651639106    26-Apr-23    Elect Director Maura Clark    Management    Yes    For    No
Newmont Corporation    NEM    651639106    26-Apr-23    Elect Director Emma FitzGerald    Management    Yes    For    No
Newmont Corporation    NEM    651639106    26-Apr-23    Elect Director Mary A. Laschinger    Management    Yes    For    No
Newmont Corporation    NEM    651639106    26-Apr-23    Elect Director Jose Manuel Madero    Management    Yes    For    No
Newmont Corporation    NEM    651639106    26-Apr-23    Elect Director Rene Medori    Management    Yes    For    No
Newmont Corporation    NEM    651639106    26-Apr-23    Elect Director Jane Nelson    Management    Yes    For    No
Newmont Corporation    NEM    651639106    26-Apr-23    Elect Director Thomas Palmer    Management    Yes    For    No
Newmont Corporation    NEM    651639106    26-Apr-23    Elect Director Julio M. Quintana    Management    Yes    For    No
Newmont Corporation    NEM    651639106    26-Apr-23    Elect Director Susan N. Story    Management    Yes    For    No
Newmont Corporation    NEM    651639106    26-Apr-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Newmont Corporation    NEM    651639106    26-Apr-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Newmont Corporation    NEM    651639106    26-Apr-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Darius Adamczyk    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Mary C. Beckerle    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director D. Scott Davis    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Jennifer A. Doudna    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Joaquin Duato    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Marillyn A. Hewson    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Paula A. Johnson    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Hubert Joly    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Mark B. McClellan    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Anne M. Mulcahy    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Mark A. Weinberger    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Elect Director Nadja Y. West    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Adopt Mandatory Arbitration Bylaw—Withdrawn    Shareholder    Yes       No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Report on Government Financial Support and Equitable Access to Covid-19 Products    Shareholder    Yes    Against    No
Johnson & Johnson    JNJ    478160104    27-Apr-23    Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics    Shareholder    Yes    For    Yes
Johnson & Johnson    JNJ    478160104    27-Apr-23    Report on Impact of Extended Patent Exclusivities on Product Access    Shareholder    Yes    Against    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Elect Director Daniel F. Akerson    Management    Yes    For    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Elect Director David B. Burritt    Management    Yes    For    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Elect Director Bruce A. Carlson    Management    Yes    Against    Yes
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Elect Director John M. Donovan    Management    Yes    For    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Elect Director Joseph F. Dunford, Jr.    Management    Yes    For    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Elect Director James O. Ellis, Jr.    Management    Yes    For    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Elect Director Thomas J. Falk    Management    Yes    For    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Elect Director Ilene S. Gordon    Management    Yes    For    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Elect Director Vicki A. Hollub    Management    Yes    For    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Elect Director Jeh C. Johnson    Management    Yes    For    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Elect Director Debra L. Reed-Klages    Management    Yes    For    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Elect Director James D. Taiclet    Management    Yes    For    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Elect Director Patricia E. Yarrington    Management    Yes    For    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Require Independent Board Chair    Shareholder    Yes    For    Yes
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Report on Human Rights Impact Assessment    Shareholder    Yes    Against    No
Lockheed Martin Corporation    LMT    539830109    27-Apr-23    Report on Efforts to Reduce Full Value Chain GHG Emissions in Alignment with Paris Agreement Goal    Shareholder    Yes    For    Yes
Abbott Laboratories    ABT    002824100    28-Apr-23    Elect Director Robert J. Alpern    Management    Yes    Against    Yes


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Abbott Laboratories    ABT    002824100    28-Apr-23    Elect Director Claire Babineaux-Fontenot    Management    Yes    For    No
Abbott Laboratories    ABT    002824100    28-Apr-23    Elect Director Sally E. Blount    Management    Yes    Against    Yes
Abbott Laboratories    ABT    002824100    28-Apr-23    Elect Director Robert B. Ford    Management    Yes    For    No
Abbott Laboratories    ABT    002824100    28-Apr-23    Elect Director Paola Gonzalez    Management    Yes    Against    Yes
Abbott Laboratories    ABT    002824100    28-Apr-23    Elect Director Michelle A. Kumbier    Management    Yes    For    No
Abbott Laboratories    ABT    002824100    28-Apr-23    Elect Director Darren W. McDew    Management    Yes    Against    Yes
Abbott Laboratories    ABT    002824100    28-Apr-23    Elect Director Nancy McKinstry    Management    Yes    Against    Yes
Abbott Laboratories    ABT    002824100    28-Apr-23    Elect Director Michael G. O’Grady    Management    Yes    For    No
Abbott Laboratories    ABT    002824100    28-Apr-23    Elect Director Michael F. Roman    Management    Yes    For    No
Abbott Laboratories    ABT    002824100    28-Apr-23    Elect Director Daniel J. Starks    Management    Yes    For    No
Abbott Laboratories    ABT    002824100    28-Apr-23    Elect Director John G. Stratton    Management    Yes    For    No
Abbott Laboratories    ABT    002824100    28-Apr-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No
Abbott Laboratories    ABT    002824100    28-Apr-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Abbott Laboratories    ABT    002824100    28-Apr-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Abbott Laboratories    ABT    002824100    28-Apr-23    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Shareholder    Yes    Against    No
Abbott Laboratories    ABT    002824100    28-Apr-23    Require Independent Board Chair    Shareholder    Yes    For    Yes
Abbott Laboratories    ABT    002824100    28-Apr-23    Report on Lobbying Payments and Policy    Shareholder    Yes    For    Yes
Abbott Laboratories    ABT    002824100    28-Apr-23    Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics    Shareholder    Yes    For    Yes
California Resources Corporation    CRC    13057Q305    28-Apr-23    Elect Director Andrew B. Bremner    Management    Yes    Withhold    Yes
California Resources Corporation    CRC    13057Q305    28-Apr-23    Elect Director Tiffany (TJ) Thom Cepak    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
California Resources Corporation    CRC    13057Q305    28-Apr-23    Elect Director James N. Chapman    Management    Yes    For    No
California Resources Corporation    CRC    13057Q305    28-Apr-23    Elect Director Francisco J. Leon    Management    Yes    For    No
California Resources Corporation    CRC    13057Q305    28-Apr-23    Elect Director Mark A. (Mac) McFarland    Management    Yes    For    No
California Resources Corporation    CRC    13057Q305    28-Apr-23    Elect Director Nicole Neeman Brady    Management    Yes    For    No
California Resources Corporation    CRC    13057Q305    28-Apr-23    Elect Director Julio M. Quintana    Management    Yes    For    No
California Resources Corporation    CRC    13057Q305    28-Apr-23    Elect Director William B. Roby    Management    Yes    For    No
California Resources Corporation    CRC    13057Q305    28-Apr-23    Elect Director Alejandra (Ale) Veltmann    Management    Yes    For    No
California Resources Corporation    CRC    13057Q305    28-Apr-23    Ratify KPMG LLP as Auditors    Management    Yes    For    No
California Resources Corporation    CRC    13057Q305    28-Apr-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
California Resources Corporation    CRC    13057Q305    28-Apr-23    Amend Certificate of Incorporation to Allow Exculpation of Officers    Management    Yes    Against    Yes
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Elect Director Peter J. Arduini    Management    Yes    For    No
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Elect Director Deepak L. Bhatt    Management    Yes    For    No
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Elect Director Giovanni Caforio    Management    Yes    For    No
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Elect Director Julia A. Haller    Management    Yes    For    No
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Elect Director Manuel Hidalgo Medina    Management    Yes    For    No
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Elect Director Paula A. Price    Management    Yes    For    No
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Elect Director Derica W. Rice    Management    Yes    For    No
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Elect Director Theodore R. Samuels    Management    Yes    For    No
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Elect Director Gerald L. Storch    Management    Yes    For    No
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Elect Director Karen H. Vousden    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Elect Director Phyllis R. Yale    Management    Yes    For    No
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Require Independent Board Chair    Shareholder    Yes    For    Yes
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Commission a Civil Rights and Non-Discrimination Audit    Shareholder    Yes    Against    No
Bristol-Myers Squibb Company    BMY    110122108    02-May-23    Amend Right to Call Special Meeting    Shareholder    Yes    Against    No
Packaging Corporation of America    PKG    695156109    02-May-23    Elect Director Cheryl K. Beebe    Management    Yes    For    No
Packaging Corporation of America    PKG    695156109    02-May-23    Elect Director Duane C. Farrington    Management    Yes    For    No
Packaging Corporation of America    PKG    695156109    02-May-23    Elect Director Donna A. Harman    Management    Yes    For    No
Packaging Corporation of America    PKG    695156109    02-May-23    Elect Director Mark W. Kowlzan    Management    Yes    For    No
Packaging Corporation of America    PKG    695156109    02-May-23    Elect Director Robert C. Lyons    Management    Yes    For    No
Packaging Corporation of America    PKG    695156109    02-May-23    Elect Director Thomas P. Maurer    Management    Yes    For    No
Packaging Corporation of America    PKG    695156109    02-May-23    Elect Director Samuel M. Mencoff    Management    Yes    Against    Yes
Packaging Corporation of America    PKG    695156109    02-May-23    Elect Director Roger B. Porter    Management    Yes    Against    Yes
Packaging Corporation of America    PKG    695156109    02-May-23    Elect Director Thomas S. Souleles    Management    Yes    Against    Yes
Packaging Corporation of America    PKG    695156109    02-May-23    Elect Director Paul T. Stecko    Management    Yes    For    No
Packaging Corporation of America    PKG    695156109    02-May-23    Ratify KPMG LLP as Auditors    Management    Yes    For    No
Packaging Corporation of America    PKG    695156109    02-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Packaging Corporation of America    PKG    695156109    02-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Canadian Natural Resources Limited    CNQ    136385101    04-May-23    Elect Director Catherine M. Best    Management    Yes    For    No
Canadian Natural Resources Limited    CNQ    136385101    04-May-23    Elect Director M. Elizabeth Cannon    Management    Yes    For    No
Canadian Natural Resources Limited    CNQ    136385101    04-May-23    Elect Director N. Murray Edwards    Management    Yes    For    No
Canadian Natural Resources Limited    CNQ    136385101    04-May-23    Elect Director Christopher L. Fong    Management    Yes    For    No
Canadian Natural Resources Limited    CNQ    136385101    04-May-23    Elect Director Gordon D. Giffin    Management    Yes    For    No
Canadian Natural Resources Limited    CNQ    136385101    04-May-23    Elect Director Wilfred A. Gobert    Management    Yes    For    No
Canadian Natural Resources Limited    CNQ    136385101    04-May-23    Elect Director Steve W. Laut    Management    Yes    For    No
Canadian Natural Resources Limited    CNQ    136385101    04-May-23    Elect Director Tim S. McKay    Management    Yes    For    No
Canadian Natural Resources Limited    CNQ    136385101    04-May-23    Elect Director Frank J. McKenna    Management    Yes    For    No
Canadian Natural Resources Limited    CNQ    136385101    04-May-23    Elect Director David A. Tuer    Management    Yes    For    No
Canadian Natural Resources Limited    CNQ    136385101    04-May-23    Elect Director Annette M. Verschuren    Management    Yes    For    No
Canadian Natural Resources Limited    CNQ    136385101    04-May-23    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Management    Yes    For    No
Canadian Natural Resources Limited    CNQ    136385101    04-May-23    Advisory Vote on Executive Compensation Approach    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Elect Director Derrick Burks    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Elect Director Annette K. Clayton    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Elect Director Theodore F. Craver, Jr.    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Elect Director Robert M. Davis    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Elect Director Caroline Dorsa    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Elect Director W. Roy Dunbar    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Elect Director Nicholas C. Fanandakis    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Duke Energy Corporation    DUK    26441C204    04-May-23    Elect Director Lynn J. Good    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Elect Director John T. Herron    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Elect Director Idalene F. Kesner    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Elect Director E. Marie McKee    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Elect Director Michael J. Pacilio    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Elect Director Thomas E. Skains    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Elect Director William E. Webster, Jr.    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Approve Omnibus Stock Plan    Management    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Adopt Simple Majority Vote    Shareholder    Yes    For    No
Duke Energy Corporation    DUK    26441C204    04-May-23    Create a Committee to Evaluate Decarbonization Risk    Shareholder    Yes    Against    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Elect Director Carol Tome    Management    Yes    For    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Elect Director Rodney Adkins    Management    Yes    For    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Elect Director Eva Boratto    Management    Yes    For    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Elect Director Michael Burns    Management    Yes    For    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Elect Director Wayne Hewett    Management    Yes    For    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Elect Director Angela Hwang    Management    Yes    For    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Elect Director Kate Johnson    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
United Parcel Service, Inc.    UPS    911312106    04-May-23    Elect Director William Johnson    Management    Yes    For    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Elect Director Franck Moison    Management    Yes    For    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Elect Director Christiana Smith Shi    Management    Yes    For    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Elect Director Russell Stokes    Management    Yes    For    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Elect Director Kevin Warsh    Management    Yes    For    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Approve Recapitalization Plan for all Stock to Have One-vote per Share    Shareholder    Yes    For    Yes
United Parcel Service, Inc.    UPS    911312106    04-May-23    Adopt Independently Verified Science-Based Greenhouse Gas Emissions Reduction Targets in Line with the Paris Climate Agreement    Shareholder    Yes    Against    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Report on Integrating GHG Emissions Reductions Targets into Executive Compensation    Shareholder    Yes    Against    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Report on Just Transition    Shareholder    Yes    For    Yes
United Parcel Service, Inc.    UPS    911312106    04-May-23    Report on Risk Due to Restrictions on Reproductive Rights    Shareholder    Yes    Against    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Oversee and Report a Civil Rights Audit    Shareholder    Yes    Against    No
United Parcel Service, Inc.    UPS    911312106    04-May-23    Report on Effectiveness of Diversity, Equity, and Inclusion Efforts    Shareholder    Yes    For    Yes
AbbVie Inc.    ABBV    00287Y109    05-May-23    Elect Director Robert J. Alpern    Management    Yes    For    No
AbbVie Inc.    ABBV    00287Y109    05-May-23    Elect Director Melody B. Meyer    Management    Yes    For    No
AbbVie Inc.    ABBV    00287Y109    05-May-23    Elect Director Frederick H. Waddell    Management    Yes    For    No
AbbVie Inc.    ABBV    00287Y109    05-May-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No
AbbVie Inc.    ABBV    00287Y109    05-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
AbbVie Inc.    ABBV    00287Y109    05-May-23    Eliminate Supermajority Vote Requirement    Management    Yes    For    No
AbbVie Inc.    ABBV    00287Y109    05-May-23    Adopt Simple Majority Vote    Shareholder    Yes    For    Yes
AbbVie Inc.    ABBV    00287Y109    05-May-23    Report on Congruency of Political Spending with Company Values and Priorities    Shareholder    Yes    Against    No
AbbVie Inc.    ABBV    00287Y109    05-May-23    Report on Lobbying Payments and Policy    Shareholder    Yes    Against    No
AbbVie Inc.    ABBV    00287Y109    05-May-23    Report on Impact of Extended Patent Exclusivities on Product Access    Shareholder    Yes    Against    No
Cummins Inc.    CMI    231021106    09-May-23    Elect Director N. Thomas Linebarger    Management    Yes    For    No
Cummins Inc.    CMI    231021106    09-May-23    Elect Director Jennifer W. Rumsey    Management    Yes    For    No
Cummins Inc.    CMI    231021106    09-May-23    Elect Director Gary L. Belske    Management    Yes    For    No
Cummins Inc.    CMI    231021106    09-May-23    Elect Director Robert J. Bernhard    Management    Yes    For    No
Cummins Inc.    CMI    231021106    09-May-23    Elect Director Bruno V. Di Leo Allen    Management    Yes    For    No
Cummins Inc.    CMI    231021106    09-May-23    Elect Director Stephen B. Dobbs    Management    Yes    For    No
Cummins Inc.    CMI    231021106    09-May-23    Elect Director Carla A. Harris    Management    Yes    For    No
Cummins Inc.    CMI    231021106    09-May-23    Elect Director Thomas J. Lynch    Management    Yes    For    No
Cummins Inc.    CMI    231021106    09-May-23    Elect Director William I. Miller    Management    Yes    For    No
Cummins Inc.    CMI    231021106    09-May-23    Elect Director Georgia R. Nelson    Management    Yes    For    No
Cummins Inc.    CMI    231021106    09-May-23    Elect Director Kimberly A. Nelson    Management    Yes    For    No
Cummins Inc.    CMI    231021106    09-May-23    Elect Director Karen H. Quintos    Management    Yes    For    No
Cummins Inc.    CMI    231021106    09-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Cummins Inc.    CMI    231021106    09-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Cummins Inc.    CMI    231021106    09-May-23    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Cummins Inc.    CMI    231021106    09-May-23    Amend Nonqualified Employee Stock Purchase Plan    Management    Yes    Against    Yes
Cummins Inc.    CMI    231021106    09-May-23    Require Independent Board Chairman    Shareholder    Yes    For    Yes
Cummins Inc.    CMI    231021106    09-May-23    Disclose Plan to Link Executive Compensation to GHG Emissions Reduction Goals    Shareholder    Yes    Against    No
Elevance Health, Inc.    ELV    036752103    10-May-23    Elect Director Gail K. Boudreaux    Management    Yes    For    No
Elevance Health, Inc.    ELV    036752103    10-May-23    Elect Director R. Kerry Clark    Management    Yes    For    No
Elevance Health, Inc.    ELV    036752103    10-May-23    Elect Director Robert L. Dixon, Jr.    Management    Yes    For    No
Elevance Health, Inc.    ELV    036752103    10-May-23    Elect Director Deanna D. Strable    Management    Yes    For    No
Elevance Health, Inc.    ELV    036752103    10-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Elevance Health, Inc.    ELV    036752103    10-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Elevance Health, Inc.    ELV    036752103    10-May-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No
Elevance Health, Inc.    ELV    036752103    10-May-23    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Shareholder    Yes    For    Yes
Elevance Health, Inc.    ELV    036752103    10-May-23    Annually Report Third Party Political Contributions    Shareholder    Yes    Against    No
iHeartMedia, Inc.    IHRT    45174J509    18-May-23    Elect Director Robert W. Pittman    Management    Yes    For    No
iHeartMedia, Inc.    IHRT    45174J509    18-May-23    Elect Director James A. Rasulo    Management    Yes    For    No
iHeartMedia, Inc.    IHRT    45174J509    18-May-23    Elect Director Richard J. Bressler    Management    Yes    Withhold    Yes
iHeartMedia, Inc.    IHRT    45174J509    18-May-23    Elect Director Samuel E. Englebardt    Management    Yes    For    No
iHeartMedia, Inc.    IHRT    45174J509    18-May-23    Elect Director Brad Gerstner    Management    Yes    For    No
iHeartMedia, Inc.    IHRT    45174J509    18-May-23    Elect Director Cheryl Mills    Management    Yes    For    No
iHeartMedia, Inc.    IHRT    45174J509    18-May-23    Elect Director Graciela Monteagudo    Management    Yes    For    No
iHeartMedia, Inc.    IHRT    45174J509    18-May-23    Elect Director Kamakshi Sivaramakrishnan    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
iHeartMedia, Inc.    IHRT    45174J509    18-May-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No
iHeartMedia, Inc.    IHRT    45174J509    18-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
iHeartMedia, Inc.    IHRT    45174J509    18-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
iHeartMedia, Inc.    IHRT    45174J509    18-May-23    Amend Omnibus Stock Plan    Management    Yes    For    No
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Elect Director Nicole S. Arnaboldi    Management    Yes    For    No
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Elect Director Sherry S. Barrat    Management    Yes    Against    Yes
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Elect Director James L. Camaren    Management    Yes    Against    Yes
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Elect Director Kenneth B. Dunn    Management    Yes    For    No
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Elect Director Naren K. Gursahaney    Management    Yes    For    No
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Elect Director Kirk S. Hachigian    Management    Yes    Against    Yes
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Elect Director John W. Ketchum    Management    Yes    For    No
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Elect Director Amy B. Lane    Management    Yes    For    No
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Elect Director David L. Porges    Management    Yes    For    No
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Elect Director Deborah “Dev” Stahlkopf    Management    Yes    For    No
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Elect Director John A. Stall    Management    Yes    For    No
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Elect Director Darryl L. Wilson    Management    Yes    Against    Yes
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Ratify Deloitte & Touche as Auditors    Management    Yes    For    No
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    Against    Yes
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
NextEra Energy, Inc.    NEE    65339F101    18-May-23    Disclose Board Skills and Diversity Matrix    Shareholder    Yes    For    Yes


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
The Home Depot, Inc.    HD    437076102    18-May-23    Elect Director Gerard J. Arpey    Management    Yes    For    No
The Home Depot, Inc.    HD    437076102    18-May-23    Elect Director Ari Bousbib    Management    Yes    For    No
The Home Depot, Inc.    HD    437076102    18-May-23    Elect Director Jeffery H. Boyd    Management    Yes    For    No
The Home Depot, Inc.    HD    437076102    18-May-23    Elect Director Gregory D. Brenneman    Management    Yes    For    No
The Home Depot, Inc.    HD    437076102    18-May-23    Elect Director J. Frank Brown    Management    Yes    For    No
The Home Depot, Inc.    HD    437076102    18-May-23    Elect Director Albert P. Carey    Management    Yes    For    No
The Home Depot, Inc.    HD    437076102    18-May-23    Elect Director Edward P. Decker    Management    Yes    For    No
The Home Depot, Inc.    HD    437076102    18-May-23    Elect Director Linda R. Gooden    Management    Yes    For    No
The Home Depot, Inc.    HD    437076102    18-May-23    Elect Director Wayne M. Hewett    Management    Yes    For    No
The Home Depot, Inc.    HD    437076102    18-May-23    Elect Director Manuel Kadre    Management    Yes    For    No
The Home Depot, Inc.    HD    437076102    18-May-23    Elect Director Stephanie C. Linnartz    Management    Yes    For    No
The Home Depot, Inc.    HD    437076102    18-May-23    Elect Director Paula Santilli    Management    Yes    For    No
The Home Depot, Inc.    HD    437076102    18-May-23    Elect Director Caryn Seidman-Becker    Management    Yes    For    No
The Home Depot, Inc.    HD    437076102    18-May-23    Ratify KPMG LLP as Auditors    Management    Yes    For    No
The Home Depot, Inc.    HD    437076102    18-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
The Home Depot, Inc.    HD    437076102    18-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
The Home Depot, Inc.    HD    437076102    18-May-23    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    Shareholder    Yes    Against    No
The Home Depot, Inc.    HD    437076102    18-May-23    Require Independent Board Chair    Shareholder    Yes    For    Yes
The Home Depot, Inc.    HD    437076102    18-May-23    Report on Political Expenditures Congruence    Shareholder    Yes    Against    No
The Home Depot, Inc.    HD    437076102    18-May-23    Rescind 2022 Racial Equity Audit Proposal    Shareholder    Yes    Against    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
The Home Depot, Inc.    HD    437076102    18-May-23    Encourage Senior Management Commitment to Avoid Political Speech    Shareholder    Yes    Against    No
Union Pacific Corporation    UNP    907818108    18-May-23    Elect Director William J. DeLaney    Management    Yes    For    No
Union Pacific Corporation    UNP    907818108    18-May-23    Elect Director David B. Dillon    Management    Yes    For    No
Union Pacific Corporation    UNP    907818108    18-May-23    Elect Director Sheri H. Edison    Management    Yes    For    No
Union Pacific Corporation    UNP    907818108    18-May-23    Elect Director Teresa M. Finley    Management    Yes    For    No
Union Pacific Corporation    UNP    907818108    18-May-23    Elect Director Lance M. Fritz    Management    Yes    For    No
Union Pacific Corporation    UNP    907818108    18-May-23    Elect Director Deborah C. Hopkins    Management    Yes    For    No
Union Pacific Corporation    UNP    907818108    18-May-23    Elect Director Jane H. Lute    Management    Yes    For    No
Union Pacific Corporation    UNP    907818108    18-May-23    Elect Director Michael R. McCarthy    Management    Yes    For    No
Union Pacific Corporation    UNP    907818108    18-May-23    Elect Director Jose H. Villarreal    Management    Yes    For    No
Union Pacific Corporation    UNP    907818108    18-May-23    Elect Director Christopher J. Williams    Management    Yes    For    No
Union Pacific Corporation    UNP    907818108    18-May-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
Union Pacific Corporation    UNP    907818108    18-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Union Pacific Corporation    UNP    907818108    18-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Union Pacific Corporation    UNP    907818108    18-May-23    Require Independent Board Chair    Shareholder    Yes    For    Yes
Union Pacific Corporation    UNP    907818108    18-May-23    Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders    Shareholder    Yes    For    Yes
Union Pacific Corporation    UNP    907818108    18-May-23    Adopt a Paid Sick Leave Policy    Shareholder    Yes    Against    No
Morgan Stanley    MS    617446448    19-May-23    Elect Director Alistair Darling    Management    Yes    For    No
Morgan Stanley    MS    617446448    19-May-23    Elect Director Thomas H. Glocer    Management    Yes    For    No
Morgan Stanley    MS    617446448    19-May-23    Elect Director James P. Gorman    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Morgan Stanley    MS    617446448    19-May-23    Elect Director Robert H. Herz    Management    Yes    For    No
Morgan Stanley    MS    617446448    19-May-23    Elect Director Erika H. James    Management    Yes    For    No
Morgan Stanley    MS    617446448    19-May-23    Elect Director Hironori Kamezawa    Management    Yes    For    No
Morgan Stanley    MS    617446448    19-May-23    Elect Director Shelley B. Leibowitz    Management    Yes    For    No
Morgan Stanley    MS    617446448    19-May-23    Elect Director Stephen J. Luczo    Management    Yes    For    No
Morgan Stanley    MS    617446448    19-May-23    Elect Director Jami Miscik    Management    Yes    For    No
Morgan Stanley    MS    617446448    19-May-23    Elect Director Masato Miyachi    Management    Yes    For    No
Morgan Stanley    MS    617446448    19-May-23    Elect Director Dennis M. Nally    Management    Yes    For    No
Morgan Stanley    MS    617446448    19-May-23    Elect Director Mary L. Schapiro    Management    Yes    For    No
Morgan Stanley    MS    617446448    19-May-23    Elect Director Perry M. Traquina    Management    Yes    For    No
Morgan Stanley    MS    617446448    19-May-23    Elect Director Rayford Wilkins, Jr.    Management    Yes    For    No
Morgan Stanley    MS    617446448    19-May-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
Morgan Stanley    MS    617446448    19-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Morgan Stanley    MS    617446448    19-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Morgan Stanley    MS    617446448    19-May-23    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Shareholder    Yes    For    Yes
Morgan Stanley    MS    617446448    19-May-23    Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development    Shareholder    Yes    Against    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Elect Director Douglas M. Baker, Jr.    Management    Yes    For    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Elect Director Mary Ellen Coe    Management    Yes    For    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Elect Director Pamela J. Craig    Management    Yes    For    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Elect Director Robert M. Davis    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Elect Director Thomas H. Glocer    Management    Yes    For    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Elect Director Risa J. Lavizzo-Mourey    Management    Yes    For    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Elect Director Stephen L. Mayo    Management    Yes    For    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Elect Director Paul B. Rothman    Management    Yes    For    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Elect Director Patricia F. Russo    Management    Yes    For    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Elect Director Christine E. Seidman    Management    Yes    For    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Elect Director Inge G. Thulin    Management    Yes    For    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Elect Director Kathy J. Warden    Management    Yes    For    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Elect Director Peter C. Wendell    Management    Yes    For    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Report on Risks Related to Operations in China    Shareholder    Yes    Against    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Report on Access to COVID-19 Products    Shareholder    Yes    Against    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities    Shareholder    Yes    Against    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Report on Impact of Extended Patent Exclusivities on Product Access    Shareholder    Yes    Against    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Publish a Congruency Report of Partnerships with Globalist Organizations    Shareholder    Yes    Against    No
Merck & Co., Inc.    MRK    58933Y105    23-May-23    Require Independent Board Chair    Shareholder    Yes    For    Yes
Amazon.com, Inc.    AMZN    023135106    24-May-23    Elect Director Jeffrey P. Bezos    Management    Yes    For    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Elect Director Andrew R. Jassy    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Amazon.com, Inc.    AMZN    023135106    24-May-23    Elect Director Keith B. Alexander    Management    Yes    For    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Elect Director Edith W. Cooper    Management    Yes    Against    Yes
Amazon.com, Inc.    AMZN    023135106    24-May-23    Elect Director Jamie S. Gorelick    Management    Yes    For    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Elect Director Daniel P. Huttenlocher    Management    Yes    Against    Yes
Amazon.com, Inc.    AMZN    023135106    24-May-23    Elect Director Judith A. McGrath    Management    Yes    Against    Yes
Amazon.com, Inc.    AMZN    023135106    24-May-23    Elect Director Indra K. Nooyi    Management    Yes    For    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Elect Director Jonathan J. Rubinstein    Management    Yes    For    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Elect Director Patricia Q. Stonesifer    Management    Yes    For    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Elect Director Wendell P. Weeks    Management    Yes    For    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Ratify Ratification of Ernst & Young LLP as Auditors    Management    Yes    For    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    Against    Yes
Amazon.com, Inc.    AMZN    023135106    24-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Amend Omnibus Stock Plan    Management    Yes    For    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Report on Climate Risk in Retirement Plan Options    Shareholder    Yes    Against    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Report on Customer Due Diligence    Shareholder    Yes    For    Yes
Amazon.com, Inc.    AMZN    023135106    24-May-23    Revise Transparency Report to Provide Greater Disclosure on Government Requests    Shareholder    Yes    Against    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Report on Government Take Down Requests    Shareholder    Yes    Against    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Report on Impact of Climate Change Strategy Consistent With Just Transition Guidelines    Shareholder    Yes    For    Yes
Amazon.com, Inc.    AMZN    023135106    24-May-23    Publish a Tax Transparency Report    Shareholder    Yes    For    Yes
Amazon.com, Inc.    AMZN    023135106    24-May-23    Report on Climate Lobbying    Shareholder    Yes    Against    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Amazon.com, Inc.    AMZN    023135106    24-May-23    Report on Median and Adjusted Gender/Racial Pay Gaps    Shareholder    Yes    Against    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Report on Cost/Benefit Analysis of Diversity, Equity and Inclusion Programs    Shareholder    Yes    Against    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders    Shareholder    Yes    For    Yes
Amazon.com, Inc.    AMZN    023135106    24-May-23    Commission Third Party Assessment on Company’s Commitment to Freedom of Association and Collective Bargaining    Shareholder    Yes    For    Yes
Amazon.com, Inc.    AMZN    023135106    24-May-23    Consider Pay Disparity Between Executives and Other Employees    Shareholder    Yes    Against    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Report on Animal Welfare Standards    Shareholder    Yes    Against    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Establish a Public Policy Committee    Shareholder    Yes    Against    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    Shareholder    Yes    Against    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Commission a Third Party Audit on Working Conditions    Shareholder    Yes    For    Yes
Amazon.com, Inc.    AMZN    023135106    24-May-23    Report on Efforts to Reduce Plastic Use    Shareholder    Yes    Against    No
Amazon.com, Inc.    AMZN    023135106    24-May-23    Commission Third Party Study and Report on Risks Associated with Use of Rekognition    Shareholder    Yes    For    Yes
American Tower Corporation    AMT    03027X100    24-May-23    Elect Director Thomas A. Bartlett    Management    Yes    For    No
American Tower Corporation    AMT    03027X100    24-May-23    Elect Director Kelly C. Chambliss    Management    Yes    For    No
American Tower Corporation    AMT    03027X100    24-May-23    Elect Director Teresa H. Clarke    Management    Yes    For    No
American Tower Corporation    AMT    03027X100    24-May-23    Elect Director Raymond P. Dolan    Management    Yes    For    No
American Tower Corporation    AMT    03027X100    24-May-23    Elect Director Kenneth R. Frank    Management    Yes    For    No
American Tower Corporation    AMT    03027X100    24-May-23    Elect Director Robert D. Hormats    Management    Yes    For    No
American Tower Corporation    AMT    03027X100    24-May-23    Elect Director Grace D. Lieblein    Management    Yes    For    No
American Tower Corporation    AMT    03027X100    24-May-23    Elect Director Craig Macnab    Management    Yes    For    No
American Tower Corporation    AMT    03027X100    24-May-23    Elect Director JoAnn A. Reed    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
American Tower Corporation    AMT    03027X100    24-May-23    Elect Director Pamela D. A. Reeve    Management    Yes    For    No
American Tower Corporation    AMT    03027X100    24-May-23    Elect Director Bruce L. Tanner    Management    Yes    For    No
American Tower Corporation    AMT    03027X100    24-May-23    Elect Director Samme L. Thompson    Management    Yes    For    No
American Tower Corporation    AMT    03027X100    24-May-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
American Tower Corporation    AMT    03027X100    24-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
American Tower Corporation    AMT    03027X100    24-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director Bader M. Alsaad    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director Pamela Daley    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director Laurence D. Fink    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director William E. Ford    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director Fabrizio Freda    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director Murry S. Gerber    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director Margaret “Peggy” L. Johnson    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director Robert S. Kapito    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director Cheryl D. Mills    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director Gordon M. Nixon    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director Kristin C. Peck    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director Charles H. Robbins    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director Marco Antonio Slim Domit    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director Hans E. Vestberg    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director Susan L. Wagner    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Elect Director Mark Wilson    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Report on Third-Party Civil Rights Audit    Shareholder    Yes    Against    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Report on Ability to Engineer Decarbonization in the Real Economy    Shareholder    Yes    Against    No
BlackRock, Inc.    BLK    09247X101    24-May-23    Report on Societal Impacts of Aerospace & Defense Industry ETF    Shareholder    Yes    Against    No
EOG Resources, Inc.    EOG    26875P101    24-May-23    Elect Director Janet F. Clark    Management    Yes    Against    Yes
EOG Resources, Inc.    EOG    26875P101    24-May-23    Elect Director Charles R. Crisp    Management    Yes    Against    Yes
EOG Resources, Inc.    EOG    26875P101    24-May-23    Elect Director Robert P. Daniels    Management    Yes    Against    Yes
EOG Resources, Inc.    EOG    26875P101    24-May-23    Elect Director Lynn A. Dugle    Management    Yes    Against    Yes
EOG Resources, Inc.    EOG    26875P101    24-May-23    Elect Director C. Christopher Gaut    Management    Yes    Against    Yes
EOG Resources, Inc.    EOG    26875P101    24-May-23    Elect Director Michael T. Kerr    Management    Yes    Against    Yes
EOG Resources, Inc.    EOG    26875P101    24-May-23    Elect Director Julie J. Robertson    Management    Yes    Against    Yes
EOG Resources, Inc.    EOG    26875P101    24-May-23    Elect Director Donald F. Textor    Management    Yes    Against    Yes
EOG Resources, Inc.    EOG    26875P101    24-May-23    Elect Director Ezra Y. Yacob    Management    Yes    For    No
EOG Resources, Inc.    EOG    26875P101    24-May-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
EOG Resources, Inc.    EOG    26875P101    24-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
EOG Resources, Inc.    EOG    26875P101    24-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Elect Director Marc N. Casper    Management    Yes    For    No
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Elect Director Nelson J. Chai    Management    Yes    For    No
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Elect Director Ruby R. Chandy    Management    Yes    For    No
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Elect Director C. Martin Harris    Management    Yes    For    No
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Elect Director Tyler Jacks    Management    Yes    For    No
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Elect Director R. Alexandra Keith    Management    Yes    Against    Yes
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Elect Director James C. Mullen    Management    Yes    For    No
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Elect Director Lars R. Sorensen    Management    Yes    For    No
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Elect Director Debora L. Spar    Management    Yes    For    No
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Elect Director Scott M. Sperling    Management    Yes    Against    Yes
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Elect Director Dion J. Weisler    Management    Yes    Against    Yes
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    Against    Yes
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Amend Omnibus Stock Plan    Management    Yes    For    No
Thermo Fisher Scientific Inc.    TMO    883556102    24-May-23    Approve Qualified Employee Stock Purchase Plan    Management    Yes    For    No
Pioneer Natural Resources Company    PXD    723787107    25-May-23    Elect Director A.R Alameddine    Management    Yes    For    No
Pioneer Natural Resources Company    PXD    723787107    25-May-23    Elect Director Lori G. Billingsley    Management    Yes    For    No
Pioneer Natural Resources Company    PXD    723787107    25-May-23    Elect Director Edison C. Buchanan    Management    Yes    For    No
Pioneer Natural Resources Company    PXD    723787107    25-May-23    Elect Director Richard P. Dealy    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Pioneer Natural Resources Company    PXD    723787107    25-May-23    Elect Director Maria S. Dreyfus    Management    Yes    For    No
Pioneer Natural Resources Company    PXD    723787107    25-May-23    Elect Director Matthew M. Gallagher    Management    Yes    For    No
Pioneer Natural Resources Company    PXD    723787107    25-May-23    Elect Director Phillip A. Gobe    Management    Yes    For    No
Pioneer Natural Resources Company    PXD    723787107    25-May-23    Elect Director Stacy P. Methvin    Management    Yes    For    No
Pioneer Natural Resources Company    PXD    723787107    25-May-23    Elect Director Royce W. Mitchell    Management    Yes    For    No
Pioneer Natural Resources Company    PXD    723787107    25-May-23    Elect Director Scott D. Sheffield    Management    Yes    For    No
Pioneer Natural Resources Company    PXD    723787107    25-May-23    Elect Director J. Kenneth Thompson    Management    Yes    For    No
Pioneer Natural Resources Company    PXD    723787107    25-May-23    Elect Director Phoebe A. Wood    Management    Yes    For    No
Pioneer Natural Resources Company    PXD    723787107    25-May-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No
Pioneer Natural Resources Company    PXD    723787107    25-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Pioneer Natural Resources Company    PXD    723787107    25-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Meta Platforms, Inc.    META    30303M102    31-May-23    Elect Director Peggy Alford    Management    Yes    Withhold    Yes
Meta Platforms, Inc.    META    30303M102    31-May-23    Elect Director Marc L. Andreessen    Management    Yes    Withhold    Yes
Meta Platforms, Inc.    META    30303M102    31-May-23    Elect Director Andrew W. Houston    Management    Yes    Withhold    Yes
Meta Platforms, Inc.    META    30303M102    31-May-23    Elect Director Nancy Killefer    Management    Yes    For    No
Meta Platforms, Inc.    META    30303M102    31-May-23    Elect Director Robert M. Kimmitt    Management    Yes    For    No
Meta Platforms, Inc.    META    30303M102    31-May-23    Elect Director Sheryl K. Sandberg    Management    Yes    Withhold    Yes
Meta Platforms, Inc.    META    30303M102    31-May-23    Elect Director Tracey T. Travis    Management    Yes    Withhold    Yes
Meta Platforms, Inc.    META    30303M102    31-May-23    Elect Director Tony Xu    Management    Yes    Withhold    Yes
Meta Platforms, Inc.    META    30303M102    31-May-23    Elect Director Mark Zuckerberg    Management    Yes    Withhold    Yes


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Meta Platforms, Inc.    META    30303M102    31-May-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No
Meta Platforms, Inc.    META    30303M102    31-May-23    Report on Government Take Down Requests    Shareholder    Yes    Against    No
Meta Platforms, Inc.    META    30303M102    31-May-23    Approve Recapitalization Plan for all Stock to Have One-vote per Share    Shareholder    Yes    For    Yes
Meta Platforms, Inc.    META    30303M102    31-May-23    Report on Human Rights Impact Assessment of Targeted Advertising    Shareholder    Yes    For    Yes
Meta Platforms, Inc.    META    30303M102    31-May-23    Report on Lobbying Payments and Policy    Shareholder    Yes    For    Yes
Meta Platforms, Inc.    META    30303M102    31-May-23    Report on Allegations of Political Entanglement and Content Management Biases in India    Shareholder    Yes    For    Yes
Meta Platforms, Inc.    META    30303M102    31-May-23    Report on Framework to Assess Company Lobbying Alignment with Climate Goals    Shareholder    Yes    Against    No
Meta Platforms, Inc.    META    30303M102    31-May-23    Report on Data Privacy regarding Reproductive Healthcare    Shareholder    Yes    For    Yes
Meta Platforms, Inc.    META    30303M102    31-May-23    Report on Enforcement of Community Standards and User Content    Shareholder    Yes    For    Yes
Meta Platforms, Inc.    META    30303M102    31-May-23    Report on Child Safety and Harm Reduction    Shareholder    Yes    For    Yes
Meta Platforms, Inc.    META    30303M102    31-May-23    Report on Executive Pay Calibration to Externalized Costs    Shareholder    Yes    Against    No
Meta Platforms, Inc.    META    30303M102    31-May-23    Commission Independent Review of Audit & Risk Oversight Committee    Shareholder    Yes    For    Yes
Walmart Inc.    WMT    931142103    31-May-23    Elect Director Cesar Conde    Management    Yes    For    No
Walmart Inc.    WMT    931142103    31-May-23    Elect Director Timothy P. Flynn    Management    Yes    For    No
Walmart Inc.    WMT    931142103    31-May-23    Elect Director Sarah J. Friar    Management    Yes    For    No
Walmart Inc.    WMT    931142103    31-May-23    Elect Director Carla A. Harris    Management    Yes    Against    Yes
Walmart Inc.    WMT    931142103    31-May-23    Elect Director Thomas W. Horton    Management    Yes    For    No
Walmart Inc.    WMT    931142103    31-May-23    Elect Director Marissa A. Mayer    Management    Yes    Against    Yes
Walmart Inc.    WMT    931142103    31-May-23    Elect Director C. Douglas McMillon    Management    Yes    Against    Yes
Walmart Inc.    WMT    931142103    31-May-23    Elect Director Gregory B. Penner    Management    Yes    Against    Yes


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Walmart Inc.    WMT    931142103    31-May-23    Elect Director Randall L. Stephenson    Management    Yes    Against    Yes
Walmart Inc.    WMT    931142103    31-May-23    Elect Director S. Robson Walton    Management    Yes    Against    Yes
Walmart Inc.    WMT    931142103    31-May-23    Elect Director Steuart L. Walton    Management    Yes    Against    Yes
Walmart Inc.    WMT    931142103    31-May-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Walmart Inc.    WMT    931142103    31-May-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    Against    Yes
Walmart Inc.    WMT    931142103    31-May-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No
Walmart Inc.    WMT    931142103    31-May-23    Consider Pay Disparity Between CEO and Other Employees    Shareholder    Yes    Against    No
Walmart Inc.    WMT    931142103    31-May-23    Report on Human Rights Due Diligence    Shareholder    Yes    Against    No
Walmart Inc.    WMT    931142103    31-May-23    Commission Third Party Racial Equity Audit    Shareholder    Yes    For    Yes
Walmart Inc.    WMT    931142103    31-May-23    Report on Racial and Gender Layoff Diversity    Shareholder    Yes    Against    No
Walmart Inc.    WMT    931142103    31-May-23    Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders    Shareholder    Yes    For    Yes
Walmart Inc.    WMT    931142103    31-May-23    Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access    Shareholder    Yes    Against    No
Walmart Inc.    WMT    931142103    31-May-23    Report on Risks Related to Operations in China    Shareholder    Yes    Against    No
Walmart Inc.    WMT    931142103    31-May-23    Oversee and Report a Workplace Health and Safety Audit    Shareholder    Yes    For    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Elect Director Larry Page    Management    Yes    Against    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Elect Director Sergey Brin    Management    Yes    Against    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Elect Director Sundar Pichai    Management    Yes    Against    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Elect Director John L. Hennessy    Management    Yes    Against    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Elect Director Frances H. Arnold    Management    Yes    Against    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Elect Director R. Martin “Marty” Chavez    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Elect Director L. John Doerr    Management    Yes    Against    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Elect Director Roger W. Ferguson, Jr.    Management    Yes    For    No
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Elect Director Ann Mather    Management    Yes    For    No
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Elect Director K. Ram Shriram    Management    Yes    Against    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Elect Director Robin L. Washington    Management    Yes    Against    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Amend Omnibus Stock Plan    Management    Yes    Against    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    Against    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Report on Lobbying Payments and Policy    Shareholder    Yes    For    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Publish Congruency Report on Partnerships with Globalist Organizations and Company Fiduciary Duties    Shareholder    Yes    Against    No
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Report on Framework to Assess Company Lobbying Alignment with Climate Goals    Shareholder    Yes    Against    No
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access    Shareholder    Yes    For    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Report on Risks of Doing Business in Countries with Significant Human Rights Concerns    Shareholder    Yes    Against    No
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Publish Independent Human Rights Impact Assessment of Targeted Advertising Technology    Shareholder    Yes    For    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Disclose More Quantitative and Qualitative Information on Algorithmic Systems    Shareholder    Yes    For    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Report on Alignment of YouTube Policies With Online Safety Regulations    Shareholder    Yes    For    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Report on Content Governance and Censorship    Shareholder    Yes    Against    No
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Commission Independent Assessment of Effectiveness of Audit and Compliance Committee    Shareholder    Yes    For    Yes
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders    Shareholder    Yes    For    Yes


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Adopt Share Retention Policy For Senior Executives    Shareholder    Yes    Against    No
Alphabet Inc.    GOOGL    02079K305    02-Jun-23    Approve Recapitalization Plan for all Stock to Have One-vote per Share    Shareholder    Yes    For    Yes
UnitedHealth Group Incorporated    UNH    91324P102    05-Jun-23    Elect Director Timothy Flynn    Management    Yes    For    No
UnitedHealth Group Incorporated    UNH    91324P102    05-Jun-23    Elect Director Paul Garcia    Management    Yes    For    No
UnitedHealth Group Incorporated    UNH    91324P102    05-Jun-23    Elect Director Kristen Gil    Management    Yes    For    No
UnitedHealth Group Incorporated    UNH    91324P102    05-Jun-23    Elect Director Stephen Hemsley    Management    Yes    For    No
UnitedHealth Group Incorporated    UNH    91324P102    05-Jun-23    Elect Director Michele Hooper    Management    Yes    For    No
UnitedHealth Group Incorporated    UNH    91324P102    05-Jun-23    Elect Director F. William McNabb, III    Management    Yes    For    No
UnitedHealth Group Incorporated    UNH    91324P102    05-Jun-23    Elect Director Valerie Montgomery Rice    Management    Yes    For    No
UnitedHealth Group Incorporated    UNH    91324P102    05-Jun-23    Elect Director John Noseworthy    Management    Yes    For    No
UnitedHealth Group Incorporated    UNH    91324P102    05-Jun-23    Elect Director Andrew Witty    Management    Yes    For    No
UnitedHealth Group Incorporated    UNH    91324P102    05-Jun-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
UnitedHealth Group Incorporated    UNH    91324P102    05-Jun-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
UnitedHealth Group Incorporated    UNH    91324P102    05-Jun-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
UnitedHealth Group Incorporated    UNH    91324P102    05-Jun-23    Report on Third-Party Racial Equity Audit    Shareholder    Yes    For    Yes
UnitedHealth Group Incorporated    UNH    91324P102    05-Jun-23    Report on Congruency of Political Spending with Company Values and Priorities    Shareholder    Yes    Against    No
UnitedHealth Group Incorporated    UNH    91324P102    05-Jun-23    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Shareholder    Yes    For    Yes
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Kenneth J. Bacon    Management    Yes    Withhold    Yes
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Thomas J. Baltimore, Jr.    Management    Yes    Withhold    Yes
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Madeline S. Bell    Management    Yes    Withhold    Yes


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Edward D. Breen    Management    Yes    For    No
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Gerald L. Hassell    Management    Yes    For    No
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Jeffrey A. Honickman    Management    Yes    Withhold    Yes
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Maritza G. Montiel    Management    Yes    For    No
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Asuka Nakahara    Management    Yes    For    No
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director David C. Novak    Management    Yes    For    No
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Elect Director Brian L. Roberts    Management    Yes    For    No
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Approve Omnibus Stock Plan    Management    Yes    For    No
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Amend Qualified Employee Stock Purchase Plan    Management    Yes    For    No
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Oversee and Report on a Racial Equity Audit    Shareholder    Yes    For    Yes
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Report on Climate Risk in Retirement Plan Options    Shareholder    Yes    Against    No
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal    Shareholder    Yes    Against    No
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Report on Congruency of Political Spending with Company Values and Priorities    Shareholder    Yes    Against    No
Comcast Corporation    CMCSA    20030N101    07-Jun-23    Report on Risks Related to Operations in China    Shareholder    Yes    Against    No
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Elect Director Barbara M. Baumann    Management    Yes    For    No
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Elect Director John E. Bethancourt    Management    Yes    For    No
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Elect Director Ann G. Fox    Management    Yes    Withhold    Yes


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Elect Director Gennifer F. Kelly    Management    Yes    For    No
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Elect Director Kelt Kindick    Management    Yes    For    No
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Elect Director John Krenicki, Jr.    Management    Yes    For    No
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Elect Director Karl F. Kurz    Management    Yes    For    No
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Elect Director Michael N. Mears    Management    Yes    For    No
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Elect Director Robert A. Mosbacher, Jr.    Management    Yes    For    No
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Elect Director Richard E. Muncrief    Management    Yes    For    No
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Elect Director Valerie M. Williams    Management    Yes    For    No
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Ratify KPMG LLP as Auditors    Management    Yes    For    No
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Advisory Vote on Say on Pay Frequency    Management    Yes    One Year    No
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Amend Certificate of Incorporation to Add Federal Forum Selection Provision    Management    Yes    Against    Yes
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Amend Certificate of Incorporation to Adopt Limitations on the Liability of Officers    Management    Yes    Against    Yes
Devon Energy Corporation    DVN    25179M103    07-Jun-23    Amend Right to Call Special Meeting    Shareholder    Yes    For    Yes
Diamondback Energy, Inc.    FANG    25278X109    08-Jun-23    Elect Director Travis D. Stice    Management    Yes    For    No
Diamondback Energy, Inc.    FANG    25278X109    08-Jun-23    Elect Director Vincent K. Brooks    Management    Yes    For    No
Diamondback Energy, Inc.    FANG    25278X109    08-Jun-23    Elect Director David L. Houston    Management    Yes    For    No
Diamondback Energy, Inc.    FANG    25278X109    08-Jun-23    Elect Director Rebecca A. Klein    Management    Yes    For    No
Diamondback Energy, Inc.    FANG    25278X109    08-Jun-23    Elect Director Stephanie K. Mains    Management    Yes    For    No
Diamondback Energy, Inc.    FANG    25278X109    08-Jun-23    Elect Director Mark L. Plaumann    Management    Yes    For    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proposal Text    Proponent    Voted    Vote
Instruction
   Vote
Against
Management
Diamondback Energy, Inc.    FANG    25278X109    08-Jun-23    Elect Director Melanie M. Trent    Management    Yes    For    No
Diamondback Energy, Inc.    FANG    25278X109    08-Jun-23    Elect Director Frank D. Tsuru    Management    Yes    For    No
Diamondback Energy, Inc.    FANG    25278X109    08-Jun-23    Elect Director Steven E. West    Management    Yes    For    No
Diamondback Energy, Inc.    FANG    25278X109    08-Jun-23    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Diamondback Energy, Inc.    FANG    25278X109    08-Jun-23    Eliminate Supermajority Vote Requirement for Amendments of the Charter and Removal of Directors    Management    Yes    For    No
Diamondback Energy, Inc.    FANG    25278X109    08-Jun-23    Provide Right to Call a Special Meeting at a 25 Percent Ownership Threshold    Management    Yes    For    No
Diamondback Energy, Inc.    FANG    25278X109    08-Jun-23    Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation    Management    Yes    Against    Yes
Diamondback Energy, Inc.    FANG    25278X109    08-Jun-23    Ratify Grant Thornton LLP as Auditors    Management    Yes    For    No
Altice USA, Inc.    ATUS    02156K103    14-Jun-23    Elect Director Alexandre Fonseca    Management    Yes    Against    Yes
Altice USA, Inc.    ATUS    02156K103    14-Jun-23    Elect Director Patrick Drahi    Management    Yes    Against    Yes
Altice USA, Inc.    ATUS    02156K103    14-Jun-23    Elect Director David Drahi    Management    Yes    Against    Yes
Altice USA, Inc.    ATUS    02156K103    14-Jun-23    Elect Director Dexter Goei    Management    Yes    Against    Yes
Altice USA, Inc.    ATUS    02156K103    14-Jun-23    Elect Director Mark Mullen    Management    Yes    Against    Yes
Altice USA, Inc.    ATUS    02156K103    14-Jun-23    Elect Director Dennis Okhuijsen    Management    Yes    Against    Yes
Altice USA, Inc.    ATUS    02156K103    14-Jun-23    Elect Director Susan Schnabel    Management    Yes    For    No
Altice USA, Inc.    ATUS    02156K103    14-Jun-23    Elect Director Charles Stewart    Management    Yes    Against    Yes
Altice USA, Inc.    ATUS    02156K103    14-Jun-23    Elect Director Raymond Svider    Management    Yes    Against    Yes
Altice USA, Inc.    ATUS    02156K103    14-Jun-23    Ratify KPMG LLP as Auditors    Management    Yes    For    No


Investment Company Report

NATUS MEDICAL INCORPORATED

 

Security   639050103      Meeting Type   Special
Ticker Symbol   NTUS      Meeting Date   06-Jul-2022
ISIN   US6390501038      Agenda   935674285 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To approve and adopt the Agreement and Plan of Merger, made and entered into as of April 17, 2022 as amended from time to time (as so amended from time to time, the “Merger Agreement”), by and among Natus Medical Incorporated (“Natus”), Prince Parent Inc. (“Parent”), and Prince Mergerco Inc. (“Merger Sub”), pursuant to which, Merger Sub will be merged with and into Natus and Natus will continue as the surviving corporation of the merger and a wholly owned subsidiary of Parent (the “Merger”).   Management   For   For   For
2.   To approve the adjournment of the Company Stockholder Meeting from time to time, if necessary or appropriate, as determined in good faith by the Board of Directors, including to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Company Stockholder Meeting.   Management   For   For   For
3.   To approve, by non-binding, advisory vote, certain compensation that will or may become payable by Natus to its named executive officers in connection with the Merger.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   50,092   0   29-Jun-2022   29-Jun-2022


MANDIANT INC.

 

Security   562662106      Meeting Type   Annual
Ticker Symbol   MNDT      Meeting Date   07-Jul-2022
ISIN   US5626621065      Agenda   935658495 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1a.   Election of Class III Director: Kevin R. Mandia   Management   For   For   For
1b.   Election of Class III Director: Enrique Salem   Management   For   For   For
2.   To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022.   Management   For   For   For
3.   Advisory vote to approve named executive officer compensation.   Management   For   For   For
4.   Advisory vote on the frequency of future advisory votes to approve named executive officer compensation.   Management   1 Year   1 Year   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   413,652   0   06-Jul-2022   06-Jul-2022


PS BUSINESS PARKS, INC.

 

Security   69360J107      Meeting Type   Special
Ticker Symbol   PSB      Meeting Date   15-Jul-2022
ISIN   US69360J1079      Agenda   935677510 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To approve the merger (the “Company Merger”) of Sequoia Merger Sub I LLC (“Merger Sub I”), a wholly owned subsidiary of Sequoia Parent LP (“Parent”), with and into PS Business Parks, Inc. (the “Company”), pursuant to the Agreement and Plan of Merger, dated as of April 24, 2022, as it may be amended from time to time, by and among the Company, PS Business Parks, L.P., Parent, Merger Sub I and Sequoia Merger Sub II LLC, and the other transactions contemplated by the Merger Agreement (the “proposal to approve the Company Merger”).   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the Company Merger.   Management   For   For   For
3.   To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the proposal to approve the Company Merger.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   18,654   0   06-Jul-2022   06-Jul-2022


UNITI GROUP LTD

 

Security   Q93293100      Meeting Type   Scheme Meeting
Ticker Symbol        Meeting Date   15-Jul-2022
ISIN   AU0000035388      Agenda   715791174 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   THAT, PURSUANT TO AND IN ACCORDANCE WITH SECTION 411 OF THE CORPORATIONS ACT, THE SCHEME (THE TERMS OF WHICH ARE CONTAINED IN AND MORE PARTICULARLY DESCRIBED IN THE SCHEME BOOKLET OF WHICH THIS NOTICE OF GENERAL SCHEME MEETING FORMS PART), IS APPROVED (WITH OR WITHOUT MODIFICATIONS, ALTERATIONS OR CONDITIONS AS APPROVED BY THE COURT TO WHICH UNITI AND MBC BIDCO AGREE IN WRITING) AND THE UNITI BOARD IS AUTHORISED, SUBJECT TO THE TERMS OF THE SCHEME IMPLEMENTATION DEED, TO (A) AGREE TO ANY SUCH MODIFICATIONS, ALTERATIONS OR CONDITIONS, AND (B) SUBJECT TO APPROVAL OF THE SCHEME BY THE COURT, IMPLEMENT THE SCHEME WITH ANY SUCH MODIFICATIONS, ALTERATIONS OR CONDITIONS   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   396,112   0   06-Jul-2022   06-Jul-2022


HOMESERVE PLC

 

Security   G4639X119      Meeting Type   Annual General Meeting
Ticker Symbol        Meeting Date   22-Jul-2022
ISIN   GB00BYYTFB60      Agenda   715802030 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS   Management   For   For   For
2   APPROVE REMUNERATION REPORT   Management   For   For   For
3   APPROVE REMUNERATION POLICY   Management   For   For   For
4   RE-ELECT TOMMY BREEN AS DIRECTOR   Management   For   For   For
5   RE-ELECT ROSS CLEMMOW AS DIRECTOR   Management   For   For   For
6   RE-ELECT ROISIN DONNELLY AS DIRECTOR   Management   For   For   For
7   RE-ELECT RICHARD HARPIN AS DIRECTOR   Management   For   For   For
8   RE-ELECT DAVID BOWER AS DIRECTOR   Management   For   For   For
9   RE-ELECT TOM RUSIN AS DIRECTOR   Management   For   For   For
10   RE-ELECT KATRINA CLIFFE AS DIRECTOR   Management   For   For   For
11   RE-ELECT STELLA DAVID AS DIRECTOR   Management   For   For   For
12   RE-ELECT EDWARD FITZMAURICE AS DIRECTOR   Management   For   For   For
13   RE-ELECT OLIVIER GREMILLON AS DIRECTOR   Management   For   For   For
14   RE-ELECT RON MCMILLAN AS DIRECTOR   Management   For   For   For
15   REAPPOINT DELOITTE LLP AS AUDITORS   Management   For   For   For
16   AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS   Management   For   For   For
17   AUTHORISE ISSUE OF EQUITY   Management   For   For   For
18   AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS   Management   For   For   For
19   AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT   Management   For   For   For
20   AUTHORISE MARKET PURCHASE OF ORDINARY SHARES   Management   For   For   For
21   AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS NOTICE   Management   For   For   For
22   AMEND HOMESERVE 2018 LONG-TERM INCENTIVE PLAN   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   92,916   0   15-Jul-2022   15-Jul-2022


HOMESERVE PLC

 

Security   G4639X119      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   22-Jul-2022
ISIN   GB00BYYTFB60      Agenda   715811750 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   FOR THE PURPOSES OF GIVING EFFECT TO THE SCHEME, TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT AND TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN THE NOTICE OF GENERAL MEETING   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   92,916   0   15-Jul-2022   15-Jul-2022


HOMESERVE PLC

 

Security   G4639X119      Meeting Type   Court Meeting
Ticker Symbol        Meeting Date   22-Jul-2022
ISIN   GB00BYYTFB60      Agenda   715816077 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   APPROVE SCHEME OF ARRANGEMENT   Management   For   For   For
CMMT   PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.   Non-Voting      

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   92,916   0   15-Jul-2022   15-Jul-2022


AMERICAN CAMPUS COMMUNITIES, INC.

 

Security   024835100      Meeting Type   Special
Ticker Symbol   ACC      Meeting Date   04-Aug-2022
ISIN   US0248351001      Agenda   935681189 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To approve the merger of American Campus Communities, Inc. with and into Abacus Merger Sub I LLC (the “Merger”) pursuant to the terms of the Agreement and Plan of Merger, dated as of April 18, 2022, as it may be amended from time to time, among Abacus Parent LLC, Abacus Merger Sub I LLC, Abacus Merger Sub II LLC, American Campus Communities, Inc. and American Campus Communities Operating Partnership LP as more particularly described in the Proxy Statement.   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the mergers as more particularly described in the Proxy Statement.   Management   For   For   For
3.   To approve any adjournment of the Virtual Special Meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the Virtual Special Meeting to approve the Merger as more particularly described in the Proxy Statement.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   67,128   0   01-Aug-2022   01-Aug-2022


SWITCH INC

 

Security   87105L104      Meeting Type   Special
Ticker Symbol   SWCH      Meeting Date   04-Aug-2022
ISIN   US87105L1044      Agenda   935685327 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To vote on a proposal to approve the merger of Sunshine Parent Merger Sub Inc. with and into Switch, Inc. pursuant to the Agreement and Plan of Merger, dated as of May 11, 2022, and as it may be amended from time to time, among Switch, Switch, Ltd., Sunshine Merger Sub, Ltd., Sunshine Parent Merger Sub Inc. and Sunshine Bidco Inc.   Management   For   For   For
2.   To vote on a proposal to approve, on a non- binding, advisory basis, the compensation that may be paid or become payable to our named executive officers in connection with the Mergers   Management   For   For   For
3.   To vote on a proposal to approve any adjournment of the Special Meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the Special Meeting to approve the Merger   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   96,421   0   01-Aug-2022   01-Aug-2022


PLANTRONICS, INC.

 

Security   727493108      Meeting Type   Annual
Ticker Symbol   POLY      Meeting Date   22-Aug-2022
ISIN   US7274931085      Agenda   935693247 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1A.   Election of Director: Kathy Crusco   Management   For   For   For
1B.   Election of Director: Brian Dexheimer   Management   For   For   For
1C.   Election of Director: Robert Hagerty   Management   For   For   For
1D.   Election of Director: Gregg Hammann   Management   For   For   For
1E.   Election of Director: Guido Jouret   Management   For   For   For
1F.   Election of Director: Talvis Love   Management   For   For   For
1G.   Election of Director: Marshall Mohr   Management   For   For   For
1H.   Election of Director: Daniel Moloney   Management   For   For   For
1I.   Election of Director: David M. Shull   Management   For   For   For
1J.   Election of Director: Marv Tseu   Management   For   For   For
1K.   Election of Director: Yael Zheng   Management   For   For   For
2.   Ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Plantronics, Inc. for fiscal year 2023.   Management   For   For   For
3.   Approve, on an advisory basis, the compensation of Plantronics Inc.’s named executive officers.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   164,532   0   18-Aug-2022   18-Aug-2022


SILICON MOTION TECHNOLOGY CORP.

 

Security   82706C108      Meeting Type   Special
Ticker Symbol   SIMO      Meeting Date   31-Aug-2022
ISIN   US82706C1080      Agenda   935692574 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   As a special resolution that (a) the acquisition of the Company by MaxLinear, Inc., a Delaware corporation (“Parent”), including (i) the Agreement and Plan of Merger, dated May 5, 2022 (as it may be amended from time to time, the “Merger Agreement”), by and among Parent, Shark Merger Sub, an exempted company incorporated and existing under the laws of the Cayman Islands and a wholly-owned subsidiary of Parent (“Merger Sub”), and the Company, pursuant to which Merger Sub will merge with and into ...(due to space limits, see proxy material for full proposal).   Management   For   For   For
2.   If necessary, as an ordinary resolution that the chairman of the extraordinary general meeting be and is hereby instructed to adjourn the extraordinary general meeting in order to allow the Company to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the extraordinary general meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   14,354   0   19-Aug-2022   19-Aug-2022


NIELSEN HOLDINGS PLC

 

Security   G6518L108      Meeting Type   Special
Ticker Symbol   NLSN      Meeting Date   01-Sep-2022
ISIN   GB00BWFY5505      Agenda   935689642 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To (a) authorize the members of the Board of Directors of Nielsen Holdings plc to take necessary actions for carrying scheme of arrangement into effect, (b) amend Nielsen’s articles of association, (c) direct the Board to deliver order of the U.K. Court sanctioning Scheme under Section 899(1) of Companies Act to Registrar of Companies for England & Wales in accordance with provisions of Scheme & laws of England & Wales (d) direct the Board that it need not undertake a Company Adverse Recommendation Change in connection with an Intervening Event.   Management   For   For   For
2.   To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Nielsen’s named executive officers that is based on or otherwise related to the Transaction Agreement and the transactions contemplated by the Transaction Agreement.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   341,452   0   08-Aug-2022   08-Aug-2022


NIELSEN HOLDINGS PLC

 

Security   G6518L111      Meeting Type   Special
Ticker Symbol        Meeting Date   01-Sep-2022
ISIN        Agenda   935689654 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To approve a Scheme to be made between Nielsen and the Scheme Shareholders (as defined in the Scheme).   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   341,452   0   08-Aug-2022   08-Aug-2022


MANTECH INTERNATIONAL CORP.                

 

Security   564563104      Meeting Type   Special
Ticker Symbol   MANT                      Meeting Date   07-Sep-2022
ISIN   US5645631046      Agenda   935698158 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To approve and adopt the Agreement and Plan of Merger, dated as of May 13, 2022, (as it may be amended or supplemented from time to time, the “Merger Agreement”), by and among Moose Bidco, Inc. (“Parent”), Moose Merger Sub, Inc., a wholly owned subsidiary of Parent (“Merger Sub”), and ManTech International Corporation (the “Company”), pursuant to which Merger Sub will merge with and into the Company (the “Merger”), with the Company surviving the Merger as a wholly owned subsidiary of the Parent.”   Management   For   For   For
2.   To approve, on a non- binding, advisory basis, the compensation that may be paid or become payable to the Company’s named executive officers in connection with the Merger.   Management   For   For   For
3.   To approve the adjournment of the Special Meeting from time to time, if necessary or appropriate, include to solicit additional proxies if there are insufficient votes at the time of Special Meeting to establish a quorum or adopt the Merger Agreement.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   24,401   0   02-Sep-2022   02-Sep-2022


TWITTER, INC.                

 

Security   90184L102      Meeting Type   Special
Ticker Symbol   TWTR                      Meeting Date   13-Sep-2022
ISIN   US90184L1026      Agenda   935694174 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “Merger Agreement”) dated as of April 25, 2022, by and among X Holdings I, Inc., X Holdings II, Inc., Twitter, Inc., and, solely for the purposes of certain provisions of the Merger Agreement, Elon R. Musk.   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Twitter to its named executive officers in connection with the merger.   Management   For   For   For
3.   To approve any proposal to adjourn the Special Meeting, from time to time, to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   128,705   0   08-Sep-2022   08-Sep-2022


ZENDESK, INC.                

 

Security   98936J101      Meeting Type   Special
Ticker Symbol   ZEN                      Meeting Date   19-Sep-2022
ISIN   US98936J1016      Agenda   935700307 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of June 24, 2022, by and among Zendesk, Inc., Zoro BidCo, Inc. and Zoro Merger Sub, Inc., as it may be amended from time to time (the “Merger Agreement”).   Management   Against   For   Against
2.   To approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to named executive officers of Zendesk, Inc. that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.   Management   Against   For   Against
3.   To approve any adjournment of the special meeting of stockholders of Zendesk, Inc. (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   Against   For   Against

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   93,644   0   12-Sep-2022   12-Sep-2022


BLACK KNIGHT, INC.                

 

Security   09215C105      Meeting Type   Special
Ticker Symbol   BKI                      Meeting Date   21-Sep-2022
ISIN   US09215C1053      Agenda   935702882 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   Proposal to approve and adopt the Agreement and Plan of Merger, dated as of May 4, 2022, among Intercontinental Exchange, Inc., Sand Merger Sub Corporation and Black Knight (as amended from time to time) (the “merger proposal”).   Management   For   For   For
2.   Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Black Knight’s named executive officers that is based on or otherwise relates to the merger (the “compensation proposal”).   Management   For   For   For
3.   Proposal to adjourn or postpone the special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment or postponement, there are not sufficient votes to approve the merger proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to holders of Black Knight common stock (the “adjournment proposal”).   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   13,510   0   15-Sep-2022   15-Sep-2022


1LIFE HEALTHCARE, INC.                

 

Security   68269G107      Meeting Type   Special
Ticker Symbol   ONEM                      Meeting Date   22-Sep-2022
ISIN   US68269G1076      Agenda   935704432 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated July 20, 2022 (such agreement, as it may be amended, modified or supplemented from time to time, the “Merger Agreement”), by and among 1Life Healthcare, Inc. (“1Life”), a Delaware corporation, Amazon.com, Inc. (“Amazon”), a Delaware corporation, and Negroni Merger Sub, Inc. (“Merger Sub”), a Delaware corporation. Upon the terms and subject to the conditions of the Merger Agreement, Amazon will acquire 1Life via a merger of Merger Sub with and into 1Life, with 1Life continuing as the surviving corporation.   Management   For   For   For
2.   To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to 1Life’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.   Management   For   For   For
3.   To adjourn the special meeting of the 1Life stockholders (the “Special Meeting”) to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the proposal to adopt the Merger Agreement if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   221,846   0   15-Sep-2022   15-Sep-2022


MEDICLINIC INTERNATIONAL PLC                

 

Security   G5960R100      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   26-Sep-2022
ISIN   GB00B8HX8Z88      Agenda   716032266 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   THAT THE DIRECTORS OF THE COMPANY TAKE ALL SUCH ACTION TO CARRY THE SCHEME INTO EFFECT   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   338,433   0   15-Sep-2022   15-Sep-2022


MEDICLINIC INTERNATIONAL PLC                

 

Security   G5960R100      Meeting Type   Court Meeting
Ticker Symbol        Meeting Date   26-Sep-2022
ISIN   GB00B8HX8Z88      Agenda   716035440 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

CMMT   PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT   Non-Voting      
1   FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PROPOSED TO BE MADE PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 (THE “COMPANIES ACT”) BETWEEN MEDICLINIC INTERNATIONAL PLC (THE “COMPANY”) AND THE HOLDERS OF SCHEME SHARES (THE “SCHEME”)   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   338,433   0   15-Sep-2022   15-Sep-2022


SIERRA WIRELESS, INC.

 

Security   826516106      Meeting Type   Special
Ticker Symbol   SWIR                      Meeting Date   27-Sep-2022
ISIN   CA8265161064      Agenda   935706195 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   To consider, if deemed advisable, to pass, with or without variation, a special resolution of Securityholders, the full text of which is attached as Appendix C to the management information circular of Sierra Wireless, Inc. (the “Company”) dated August 26, 2022 (the “Circular”), to approve an arrangement under section 192 of the Canada Business Corporations Act involving the Company, the whole as more particularly described in the Circular and 13548597 Canada Inc.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   181,101   0   16-Sep-2022   16-Sep-2022


DUKE REALTY CORPORATION

 

Security   264411505      Meeting Type   Special
Ticker Symbol   DRE      Meeting Date   28-Sep-2022
ISIN   US2644115055      Agenda   935698110 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   A proposal to approve the Agreement and Plan of Merger (including the plan of merger set forth therein), dated as of June 11, 2022, as it may be amended from time to time, by and among Prologis, Inc., a Maryland corporation, which we refer to as “Prologis,” Duke Realty Corporation, an Indiana corporation, which we refer to as “Duke Realty,” and the other parties thereto, which we refer to as the “merger agreement,” and the transactions contemplated thereby, including the merger of Duke Realty with and into Compton Merger Sub LLC.   Management   For   For   For
2.   A non-binding advisory proposal to approve the compensation that may be paid or become payable to the named executive officers of Duke Realty in connection with the company merger and the other transactions contemplated by the merger agreement.   Management   For   For   For
3.   A proposal to approve one or more adjournments of the Duke Realty special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Duke Realty merger agreement proposal.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   81,795   0   27-Sep-2022   27-Sep-2022


DUKE REALTY CORPORATION

 

Security   264411505      Meeting Type   Special
Ticker Symbol   DRE      Meeting Date   28-Sep-2022
ISIN   US2644115055      Agenda   935699996 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   A proposal to approve the Agreement and Plan of Merger (including the plan of merger set forth therein), dated as of June 11, 2022, as it may be amended from time to time, by and among Prologis, Inc., a Maryland corporation, which we refer to as “Prologis,” Duke Realty Corporation, an Indiana corporation, which we refer to as “Duke Realty,” and the other parties thereto, which we refer to as the “merger agreement,” and the transactions contemplated thereby, including the merger of Duke Realty with and into Compton Merger Sub LLC.   Management   For   For   For
2.   A non-binding advisory proposal to approve the compensation that may be paid or become payable to the named executive officers of Duke Realty in connection with the company merger and the other transactions contemplated by the merger agreement.   Management   For   For   For
3.   A proposal to approve one or more adjournments of the Duke Realty special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Duke Realty merger agreement proposal.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   81,795   0   27-Sep-2022   27-Sep-2022


SILICON MOTION TECHNOLOGY CORP.

 

Security   82706C108      Meeting Type   Annual
Ticker Symbol   SIMO      Meeting Date   28-Sep-2022
ISIN   US82706C1080      Agenda   935700737 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To re-elect Mr. Tsung-Ming Chung and Mr. Han-Ping D. Shieh as the directors of the Company, who retire by rotation pursuant to the Articles.   Management   For   For   For
2.   To ratify the selection of Deloitte & Touche as independent auditors of the Company for the fiscal year ending on December 31, 2022 and authorize the directors to fix their remuneration.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   39,616   0   15-Sep-2022   15-Sep-2022


BIOHAVEN PHARMACEUTICAL HLDG CO LTD

 

Security   G11196105      Meeting Type   Special
Ticker Symbol   BHVN      Meeting Date   29-Sep-2022
ISIN   VGG111961055      Agenda   935707298 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt (i) the Agreement and Plan of Merger, dated as of May 9, 2022 (the “Merger Agreement”), by and among Biohaven Pharmaceutical Holding Company Ltd. (“Biohaven”), Pfizer Inc. & Bulldog (BVI) Ltd., (ii) the form of Plan of Reverse Triangular Merger & form of Plan of Forward Triangular Merger (together, the “Plan of Merger”) & (iii) Separation & Distribution Agreement, dated as of May 9, 2022 (“Distribution Agreement”), by and between Biohaven & Biohaven Research Ltd. (“SpinCo”), in each case, as they may be amended from time to time.   Management   For   For   For
2.   To approve, by non-binding, advisory vote, certain compensatory arrangements for Biohaven’s named executive officers in connection with the acquisition by Pfizer of Biohaven and the distribution to Biohaven’s shareholders of all of the issued and outstanding common shares of SpinCo.   Management   For   For   For
3.   To adjourn the Special Meeting, if necessary, desirable or appropriate, to solicit additional proxies if, at the time of the Special Meeting, there are an insufficient number of votes to adopt the Merger Agreement, the Plan of Merger and the Distribution Agreement.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   29,896   0   26-Sep-2022   26-Sep-2022


GLOBAL BLOOD THERAPEUTICS, INC.

 

Security   37890U108      Meeting Type   Special
Ticker Symbol   GBT      Meeting Date   30-Sep-2022
ISIN   US37890U1088      Agenda   935705662 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of August 7, 2022, by and among Pfizer Inc., Ribeye Acquisition Corp. and Global Blood Therapeutics, Inc., as it may be amended from time to time (the “Merger Agreement”).   Management   For   For   For
2.   To approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to Global Blood Therapeutics, Inc.’s named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement.   Management   For   For   For
3.   To adjourn the special meeting of stockholders of Global Blood Therapeutics, Inc. (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   59,610   0   26-Sep-2022   26-Sep-2022


HANGER, INC.

 

Security   41043F208      Meeting Type   Special
Ticker Symbol   HNGR      Meeting Date   30-Sep-2022
ISIN   US41043F2083      Agenda   935705648 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt and approve the Agreement and Plan of Merger, dated July 21, 2022 (as it may be amended or restated from time to time, the “Merger Agreement”), by and among Hero Parent, Inc., Hero Merger Sub, Inc. and Hanger, Inc., and the transactions contemplated thereby, including the merger.   Management   For   For   For
2.   To approve the adjournment of the special meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt and approve the Merger Agreement and the transactions contemplated thereby, including the merger, at the time of the special meeting.   Management   For   For   For
3.   To approve, on a non-binding, advisory basis, certain compensation that will or may become payable by Hanger to its named executive officers in connection with the merger.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   91,606   0   26-Sep-2022   26-Sep-2022


TERMINIX GLOBAL HOLDINGS INC

 

Security   88087E100      Meeting Type   Special
Ticker Symbol   TMX      Meeting Date   06-Oct-2022
ISIN   US88087E1001      Agenda   935711083 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger (the “merger agreement”), dated as of December 13, 2021, as amended by Amendment No. 1, dated as of March 14, 2022, by and among Terminix Global Holdings, Inc. (“Terminix”), Rentokil Initial plc, Rentokil Initial US Holdings, Inc., Leto Holdings I, Inc. and Leto Holdings II, LLC.   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Terminix’s named executive officers that is based on, or otherwise related to, the transactions contemplated by the merger agreement.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   50,939   0   30-Sep-2022   30-Sep-2022


INFRASTRUCTURE AND ENERGY ALTERNATIVES

 

Security   45686J104      Meeting Type   Special
Ticker Symbol   IEA      Meeting Date   07-Oct-2022
ISIN   US45686J1043      Agenda   935711110 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of July 24, 2022 (such agreement, as it may be amended from time to time, the “merger agreement”), by and among Infrastructure and Energy Alternatives, Inc. (“IEA”), MasTec, Inc. (“MasTec”) and Indigo Acquisition I Corp., a direct wholly owned subsidiary of MasTec (“Merger Sub”), pursuant to which, upon the terms and subject to the conditions of the merger agreement, Merger Sub will merge with and into IEA (the “merger”), with IEA surviving the merger and becoming a wholly owned subsidiary of MasTec.   Management   For   For   For
2.   To approve on an advisory (non-binding) basis the compensation that may be paid or become payable to IEA’s named executive officers that is based on or otherwise relates to the merger (the “merger-related compensation proposal”).   Management   For   For   For
3.   To approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the merger agreement proposal (the “adjournment proposal”).   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   125,895   0   04-Oct-2022   04-Oct-2022


ATLANTIA S.P.A.

 

Security   T05404107      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   10-Oct-2022
ISIN   IT0003506190      Agenda   716059161 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

CMMT   VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED.   Non-Voting      
CMMT   VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED.   Non-Voting      
O.1   TO AMEND THE ‘‘2014 PHANTOM STOCK OPTION PLAN’’ AND THE ‘‘2017 ADDITIONAL INCENTIVE PLAN - PHANTOM STOCK OPTION’’. RESOLUTIONS RELATED THERETO   Management   For   For   For
O.2   TO REVOKE THE RESOLUTION ADOPTED BY THE ORDINARY SHAREHOLDERS’ MEETING OF THE COMPANY ON 29 APRIL 2022 CONCERNING THE APPROVAL OF A SHARE PLAN IN FAVOUR OF EMPLOYEES CONCERNING ORDINARY SHARES OF THE COMPANY CALLED ‘‘2022-2027 WIDESPREAD SHAREHOLDING PLAN’’. RESOLUTIONS RELATED THERETO   Management   For   For   For
CMMT   12 SEP 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE- VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU   Non-Voting      
CMMT   14 SEP 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND REVISION DUE TO CHANGE IN MEETING TYPE FROM AGM TO OGM. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      
CMMT   DELETION OF COMMENT   Non-Voting      

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   90,404   0   29-Sep-2022   29-Sep-2022


COVETRUS, INC.

 

Security   22304C100      Meeting Type   Special
Ticker Symbol   CVET      Meeting Date   11-Oct-2022
ISIN   US22304C1009      Agenda   935711970 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of May 24, 2022 (as the same may be amended from time to time, the “Merger Agreement”), by and among Covetrus, Inc., a Delaware corporation, Corgi Bidco, Inc., a Delaware corporation (“Parent”), and Corgi Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Merger Sub”), a copy of which is attached as Annex A to the accompanying proxy statement, pursuant to which Merger Sub will be merged with and into the Company.   Management   For   For   For
2.   To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the Transactions, including the Merger.   Management   For   For   For
3.   To adjourn the special meeting to a later date or time if necessary or appropriate and for a minimum period of time reasonable under the circumstances, to ensure that any necessary supplement or amendment to the accompanying proxy statement is provided to Company stockholders a reasonable amount of time in advance of the special meeting or to solicit additional proxies in favor of the Merger Agreement Proposal if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   147,932   0   06-Oct-2022   06-Oct-2022


AVALARA, INC.

 

Security   05338G106      Meeting Type   Special
Ticker Symbol   AVLR      Meeting Date   14-Oct-2022
ISIN   US05338G1067      Agenda   935711502 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   Approval of the Agreement and Plan of Merger, dated as of August 8, 2022 (as it may be amended, modified, or supplemented from time to time), by and among Lava Intermediate, Inc. (“Parent”), Lava Merger Sub, Inc. (“Merger Sub”) and Avalara, Inc. (“Avalara”) (the “merger proposal”).   Management   Against   For   Against
2.   Approval, on a non-binding advisory basis, of certain compensation that will or may be paid by Avalara to its named executive officers that is based on or otherwise relates to the merger (the “named executive officer merger-related compensation advisory proposal”).   Management   Against   For   Against
3.   Approval of the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the merger agreement proposal or to ensure that any supplement or amendment to the accompanying proxy statement is timely provided to Avalara shareholders (the “adjournment proposal”).   Management   Against   For   Against

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   57,431   0   11-Oct-2022   11-Oct-2022


IROBOT CORPORATION

 

Security   462726100      Meeting Type   Special
Ticker Symbol   IRBT      Meeting Date   17-Oct-2022
ISIN   US4627261005      Agenda   935710598 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To approve and adopt the Agreement and Plan of Merger, dated as of August 4, 2022 (as it may be amended from time to time, the “merger agreement”), by and among Amazon.com, Inc., a Delaware corporation, Martin Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Amazon. com (“Merger Sub”), and iRobot Corporation (“iRobot”), pursuant to which Merger Sub will be merged with and into iRobot (the “merger”), with iRobot surviving the merger.   Management   For   For   For
2.   To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to iRobot’s named executive officers in connection with the merger.   Management   For   For   For
3.   To approve the adjournment from time to time of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to approve and adopt the merger agreement.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   75,123   0   12-Oct-2022   12-Oct-2022


PING IDENTITY HOLDING CORP.

 

Security   72341T103      Meeting Type   Special
Ticker Symbol   PING      Meeting Date   17-Oct-2022
ISIN   US72341T1034      Agenda   935713520 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of August 2, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the “Merger Agreement”), by and among Ping Identity Holding Corp., a Delaware corporation (“Ping Identity”), Project Polaris Holdings, LP, a Delaware limited partnership (“Parent”), and Project Polaris Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Merger Sub”).   Management   For   For   For
2.   To approve, on an advisory, non-binding basis, the compensation that may be paid or may become payable to Ping Identity’s named executive officers in connection with the Merger.   Management   For   For   For
3.   To adjourn the Special Meeting of Ping Identity Stockholders (the “Special Meeting”) to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   161,128   0   12-Oct-2022   12-Oct-2022


CHEMOCENTRYX, INC.

 

Security   16383L106      Meeting Type   Special
Ticker Symbol   CCXI      Meeting Date   18-Oct-2022
ISIN   US16383L1061      Agenda   935713532 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of August 3, 2022 (the “Merger Agreement”), by and among ChemoCentryx, Inc. (“ChemoCentryx”), Amgen Inc. (“Amgen”) and Carnation Merger Sub, Inc., a wholly owned subsidiary of Amgen (“Merger Sub”), pursuant to which Merger Sub will be merged with and into ChemoCentryx (the “Merger”) with ChemoCentryx surviving the Merger as a wholly owned subsidiary of Amgen.   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to ChemoCentryx’s named executive officers that is based on or otherwise relates to the Merger.   Management   For   For   For
3.   To approve the adjournment of the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   89,302   0   13-Oct-2022   13-Oct-2022


MICRO FOCUS INTERNATIONAL PLC

 

Security   G6117L194      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   18-Oct-2022
ISIN   GB00BJ1F4N75      Agenda   716100867 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   TO GIVE EFFECT TO THE SCHEME BY AMENDING THE COMPANY’S ARTICLES OF ASSOCIATION EACH AS SET OUT IN THE NOTICE OF GENERAL MEETING   Management   For   For   For
CMMT   21 SEP 2022: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting      

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   182,863   0   11-Oct-2022   11-Oct-2022


MICRO FOCUS INTERNATIONAL PLC

 

Security   G6117L194      Meeting Type   Court Meeting
Ticker Symbol        Meeting Date   18-Oct-2022
ISIN   GB00BJ1F4N75      Agenda   716107140 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   TO APPROVE THE SCHEME OF ARRANGEMENT AS DETAILED IN THE SCHEME DOCUMENT DATED 20 SEPTEMBER 2022   Management   For   For   For
CMMT   PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT   Non-Voting      

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   182,863   0   11-Oct-2022   11-Oct-2022


EVO PAYMENTS, INC.

 

Security   26927E104      Meeting Type   Special
Ticker Symbol   EVOP      Meeting Date   26-Oct-2022
ISIN   US26927E1047      Agenda   935715550 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of August 1, 2022, by and among EVO Payments, Inc., Global Payments Inc. and Falcon Merger Sub Inc., as it may be amended from time to time (the “Merger Agreement”).   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, certain compensation that will or may become payable to EVO Payments, Inc.’s named executive officers in connection with the Merger.   Management   For   For   For
3.   To approve the adjournment of the Special Meeting (“Special Meeting”) of stockholders of EVO Payments, Inc., from time to time, if necessary or appropriate (as determined by the Board of Directors or the chairperson of the meeting), including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to establish a quorum or adopt the Merger Agreement.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   113,337   0   13-Oct-2022   13-Oct-2022


RESOLUTE FOREST PRODUCTS INC.

 

Security   76117W109      Meeting Type   Special
Ticker Symbol   RFP      Meeting Date   31-Oct-2022
ISIN   US76117W1099      Agenda   935715637 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   To adopt the Agreement and Plan of Merger, dated as of July 5, 2022 (as it may be further amended, modified or supplemented from time to time, the “merger agreement”), by and among the Company, Domtar Corporation, a Delaware corporation (“Parent” or “Domtar”), Terra Acquisition Sub Inc., a Delaware corporation and a wholly owned subsidiary of Domtar (“Merger Sub”), Karta Halten B.V., a private limited company organized under the laws of the Netherlands (“Karta Halten”), and Paper Excellence B.V., a private limited company organized under the laws of the Netherlands (together with Domtar and Karta Halten, the “Parent Parties”), pursuant to which Merger Sub will be merged with and into the Company (the “merger”), with the Company surviving as a wholly owned subsidiary of Domtar; and   Management   For   For   For
2   To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the merger.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   128,206   0   26-Oct-2022   26-Oct-2022


SIGNIFY HEALTH, INC.

 

Security   82671G100      Meeting Type   Special
Ticker Symbol   SGFY      Meeting Date   31-Oct-2022
ISIN   US82671G1004      Agenda   935718239 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated September 2, 2022 (the “Merger Agreement”), by and among Signify Health, Inc. (“Signify”), CVS Pharmacy, Inc. (“CVS”), and Noah Merger Sub, Inc. (“Merger Subsidiary”), pursuant to which, among other things, Merger Subsidiary will merge with and into Signify (the “Merger”), with Signify surviving the Merger as a wholly owned subsidiary of CVS.   Management   For   For   For
2.   To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   132,457   0   26-Oct-2022   26-Oct-2022


VMWARE, INC.

 

Security   928563402      Meeting Type   Special
Ticker Symbol   VMW      Meeting Date   04-Nov-2022
ISIN   US9285634021      Agenda   935720563 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   The Merger Agreement Proposal: To vote on a proposal to approve the First Merger and the Second Merger (each as defined below) & to adopt the Agreement & Plan of Merger (“Merger Agreement”), dated as of May 26, 2022, by and among VMware, Inc. (“VMware”), Broadcom Inc. (“Broadcom”), Verona Holdco, Inc., a direct wholly owned subsidiary of VMware (“Holdco”), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco (“Merger Sub 1”), Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Broadcom (“Merger Sub 2”), and Barcelona Merger Sub 3, LLC.   Management   For   For   For
2.   The Merger-Related Compensation Proposal: To vote on a proposal to approve on an advisory (non-binding) basis the compensation that may be paid or become payable to VMware’s named executive officers that is based on or otherwise relates to the Transactions.   Management   For   For   For
3.   The Adjournment Proposal: To vote on a proposal to approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the Merger Agreement Proposal.   Management   For   For   For
4.   Charter Amendment Proposal: To vote to approve and adopt an amendment to VMware’s Certificate of Incorporation to eliminate the personal liability of VMware’s officers for monetary damages for breach of fiduciary duty as an officer, except to the extent such an exemption from liability or limitation thereof is not permitted by the General Corporation Law of the State of Delaware.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   43,877   0   31-Oct-2022   31-Oct-2022


CHANNELADVISOR CORPORATION

 

Security   159179100      Meeting Type   Special
Ticker Symbol   ECOM      Meeting Date   11-Nov-2022
ISIN   US1591791009      Agenda   935721820 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated September 4, 2022, by and among ChannelAdvisor Corporation, a Delaware corporation, CommerceHub, Inc., a Delaware corporation, and CH Merger Sub, Inc., a Delaware corporation.   Management   For   For   For
2.   To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to ChannelAdvisor’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.   Management   For   For   For
3.   To adjourn the special meeting of the ChannelAdvisor stockholders (the “Special Meeting”) to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the proposal to adopt the Merger Agreement if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   120,419   0   08-Nov-2022   08-Nov-2022


BIFFA PLC

 

Security   G1R62B102      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   15-Nov-2022
ISIN   GB00BD8DR117      Agenda   716234240 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   TO GIVE EFFECT TO THE SCHEME AUTHORISING THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY FOR CARRYING THE SCHEME INTO EFFECT   Management   For   For   For
CMMT   27 OCT 2022: PLEASE NOTE THAT THE MEETING TYPE HAS BEEN CHANGED FROM EGM TO-OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS- YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting      

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   215,597   0   09-Nov-2022   09-Nov-2022


BIFFA PLC

 

Security   G1R62B102      Meeting Type   Court Meeting
Ticker Symbol        Meeting Date   15-Nov-2022
ISIN   GB00BD8DR117      Agenda   716234860 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   TO IMPLEMENT THE SCHEME AS SET OUT IN THE NOTICE OF GENERAL MEETING DATED 21 OCTOBER 2022   Management   For   For   For
CMMT   24 OCT 2022: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU- CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT.   Non-Voting      
CMMT   24 OCT 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES. PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting      

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   215,597   0   09-Nov-2022   09-Nov-2022


COWEN INC.

 

Security   223622606      Meeting Type   Special
Ticker Symbol   COWN      Meeting Date   15-Nov-2022
ISIN   US2236226062      Agenda   935721818 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of August 1, 2022, by and among Cowen Inc., The Toronto-Dominion Bank and Crimson Holdings Acquisition Co., as it may be amended from time to time (the “Merger Agreement”).   Management   For   For    For
2.   To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Cowen Inc.’s named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement.   Management   For   For    For
3.   To adjourn the special meeting of stockholders of Cowen Inc. (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   29,704   0   10-Nov-2022   10-Nov-2022


AERIE PHARMACEUTICALS, INC.

 

Security   00771V108      Meeting Type   Special
Ticker Symbol   AERI      Meeting Date   17-Nov-2022
ISIN   US00771V1089      Agenda   935721286 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of August 22, 2022 (such agreement, as it may be amended, modified, or supplemented from time to time, the “merger agreement”), by and among Aerie Pharmaceuticals, Inc. (“Aerie”), Alcon Research, LLC (“Alcon”) and Lyon Merger Sub, Inc., a direct wholly owned subsidiary of Alcon (“Merger Sub”), pursuant to which, upon the terms and subject to the conditions of the merger agreement, Merger Sub will merge with and into Aerie (the “merger”), with Aerie continuing as the surviving corporation.   Management   For   For   For
2.   To approve on an advisory (non-binding) basis, the compensation that will or may be paid or become payable to Aerie’s named executive officers that is based on or otherwise relates to the merger agreement and the transactions contemplated by the merger agreement (the “compensation proposal”).   Management   For   For   For
3.   To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the merger agreement proposal if there are insufficient votes to adopt the merger agreement at the time of the special meeting (the “adjournment proposal”).   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   207,165   0   11-Nov-2022   11-Nov-2022


JUST EAT TAKEAWAY.COM N.V.

 

Security   N4753E105      Meeting Type   ExtraOrdinary General Meeting
Ticker Symbol        Meeting Date   18-Nov-2022
ISIN   NL0012015705      Agenda   716155379 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

CMMT   VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED.   Non-Voting      
CMMT   VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED.   Non-Voting      
1.   OPENING AND ANNOUNCEMENTS   Non-Voting      
2.   APPROVAL OF THE TRANSACTION   Management   Abstain   For   Against
3.   TRANSFER OF JUST EAT TAKEAWAY.COM SHARES FROM THE CATEGORY OF A PREMIUM LISTING (COMMERCIAL COMPANY) ON THE OFFICIAL LIST TO THE CATEGORY OF A STANDARD LISTING (SHARES) ON THE OFFICIAL LIST   Management   Abstain   For   Against
4.a.   REAPPOINTMENT OF MR. JOERG GERBIG AS A MEMBER OF THE MANAGEMENT BOARD   Management   Abstain   For   Against
4.b.   APPOINTMENT OF MR. ANDREW KENNY AS A MEMBER OF THE MANAGEMENT BOARD   Management   Abstain   For   Against
5.a.   APPOINTMENT OF MS. MIEKE DE SCHEPPER AS A MEMBER OF THE SUPERVISORY BOARD   Management   Abstain   For   Against
5.b.   APPOINTMENT OF MR. DICK BOER AS A MEMBER AND CHAIR OF THE SUPERVISORY BOARD   Management   Abstain   For   Against
6.   ANY OTHER BUSINESS   Non-Voting      
7.   CLOSING OF THE MEETING   Non-Voting      
CMMT   11 OCT 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-   Non-Voting      
  VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE        
CMMT   12 OCT 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 5.a. AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU   Non-Voting      

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   16,111   0   10-Nov-2022   10-Nov-2022


AVEVA GROUP PLC

 

Security   G06812120      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   25-Nov-2022
ISIN   GB00BBG9VN75      Agenda   716197264 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   TO GIVE EFFECT TO THE SCHEME AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING THE AMENDMENTS TO THE COMPANY’S ARTICLES OF ASSOCIATION   Management   For   For   For
CMMT   14 NOV 2022: PLEASE NOTE THAT THE MEETING TYPE HAS BEEN CHANGED FROM EGM TO-OGM AND MODIFICATION OF THE TEXT OF RESOLUTION 1 AND REVISION DUE TO- POSTPONEMENT OF THE MEETING DATE FROM 17 NOV 2022 TO 25 NOV 2022 AND DELETION-OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN- UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting      
CMMT   14 NOV 2022: DELETION OF COMMENT   Non-Voting      

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   53,257   0   21-Nov-2022   21-Nov-2022


AVEVA GROUP PLC

 

Security   G06812120      Meeting Type   Court Meeting
Ticker Symbol        Meeting Date   25-Nov-2022
ISIN   GB00BBG9VN75      Agenda   716230862 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

CMMT   PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN ‘FOR’ AND ‘AGAINST’ ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.   Non-Voting      
1   TO APPROVE THE SCHEME   Management   For   For   For
CMMT   14 NOV 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE-MEETING DATE FROM 17 NOV 2022 TO 25 NOV 2022. IF YOU HAVE ALREADY SENT IN- YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU   Non-Voting      

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   53,257   0   21-Nov-2022   21-Nov-2022


ATLAS AIR WORLDWIDE HOLDINGS, INC.

 

Security   049164205      Meeting Type   Special
Ticker Symbol   AAWW      Meeting Date   29-Nov-2022
ISIN   US0491642056      Agenda   935724802 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of August 4, 2022, by and among Atlas Air Worldwide Holdings, Inc., a Delaware corporation (the “Company”), Rand Parent, LLC, a Delaware limited liability Company (“Parent”), and Rand Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (“MergerCo”), pursuant to which and subject to the terms and conditions thereof, MergerCo will be merged with and into the Company (the “merger”), with the Company surviving the merger as a wholly-owned subsidiary of Parent.   Management   For   For   For
2.   To approve, by advisory (non binding) vote, the compensation that may be paid or become payable to the Company’s named executive officers in connection with the consummation of the merger   Management   For   For   For
3.   To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are insufficient votes at the special meeting to approve Proposal 1   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   49,871   0   23-Nov-2022   23-Nov-2022


STORE CAPITAL CORPORATION

 

Security   862121100      Meeting Type   Special
Ticker Symbol   STOR      Meeting Date   09-Dec-2022
ISIN   US8621211007      Agenda   935732518 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To approve the merger of STORE Capital Corporation with and into Ivory REIT, LLC (the “merger”), with Ivory REIT, LLC surviving the merger, as contemplated by the Agreement and Plan of Merger, dated as of September 15, 2022, as may be amended from time to time (the “merger agreement”), among STORE Capital Corporation, Ivory REIT, LLC and Ivory Parent, LLC (the “merger proposal”).   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger.   Management   For   For   For
3.   To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger proposal.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   189,270   0   06-Dec-2022   06-Dec-2022


ARCHAEA ENERGY INC.

 

Security   03940F103      Meeting Type   Special
Ticker Symbol   LFG      Meeting Date   13-Dec-2022
ISIN   US03940F1030      Agenda   935738471 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of October 16, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the “Merger Agreement”), by and among Archaea Energy Inc. (“Archaea”), LFG Acquisition Holdings LLC, (“Opco”), BP Products North America Inc., (“Parent”), Condor RTM Inc., (“Merger Sub”), and Condor RTM LLC (“Opco Merger Sub”).   Management   For   For   For
2.   To adjourn the Special Meeting of Archaea stockholders (the “Special Meeting”) to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   203,373   0   07-Dec-2022   07-Dec-2022


BTRS HOLDINGS INC.

 

Security   11778X104      Meeting Type   Special
Ticker Symbol   BTRS      Meeting Date   13-Dec-2022
ISIN   US11778X1046      Agenda   935736237 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   A proposal to adopt the Agreement and Plan of Merger, dated as of September 28, 2022, by and among BTRS Holdings Inc. (“Billtrust”), Bullseye FinCo, Inc. (“Parent”) and Bullseye Merger Sub, Inc. (“Merger Sub”), as may be amended from time to time (the “merger agreement”), pursuant to which Merger Sub will be merged with and into Billtrust, with Billtrust surviving the merger as a wholly owned subsidiary of Parent (the “merger”).   Management   For   For   For
2.   A proposal to approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Billtrust to its named executive officers that is based on or otherwise relates to the merger.   Management   For   For   For
3.   A proposal to approve an adjournment of the special meeting, including if necessary to solicit additional proxies in favor of the proposal to approve and adopt the merger agreement, if there are not sufficient votes at the time of such adjournment to approve and adopt the merger agreement.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   443,611   0   07-Dec-2022   07-Dec-2022


SUMMIT INDUSTRIAL INCOME REIT

 

Security   866120116      Meeting Type   Special
Ticker Symbol   SMMCF      Meeting Date   16-Dec-2022
ISIN   CA8661201167      Agenda   935740995 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   To pass, with or without amendment, a special resolution, the full text of which is set forth in Schedule “B” to the accompanying management information circular, to approve a proposed plan of arrangement under Section 192 of the Canada Business Corporations Act involving Zenith Industrial LP (the “Purchaser”), Summit Industrial Income REIT (the “REIT”) and Summit Industrial Income Management Corp., providing for, among other things, (i) the direct or indirect sale of the property and assets of the REIT and its subsidiaries, as an entirety or substantially as an entirety, to the Purchaser or its affiliates or assigns, (ii) the payment of a special distribution to unitholders of the REIT, and (iii) the redemption of all of the then outstanding units of the REIT.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76ESSTA 01 OM   LG MASTERS ALT STRATEGIES FUND   Y76E   STATE STREET TRUST   36,019   0   13-Dec-2022   13-Dec-2022


POSHMARK INC.

 

Security   73739W104      Meeting Type   Special
Ticker Symbol   POSH      Meeting Date   27-Dec-2022
ISIN   US73739W1045      Agenda   935746074 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of October 3, 2022 (“Merger Agreement”), by and among Poshmark, Inc., (“Poshmark”), NAVER Corporation, a public corporation organized under the laws of the Republic of Korea (“Parent” or “NAVER”), and Proton Parent, Inc., (“Proton Parent”), and Proton Merger Sub, Inc., (“Merger Sub”).   Management   For   For   For
2.   To vote on a proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting (the “Adjournment Proposal”).   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   122,357   0   20-Dec-2022   20-Dec-2022


AVEO PHARMACEUTICALS, INC.

 

Security   053588307      Meeting Type   Special
Ticker Symbol   AVEO      Meeting Date   05-Jan-2023
ISIN   US0535883070      Agenda   935745109 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To consider and vote on a proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time, referred to as the “Merger Agreement”), dated as of October 18, 2022, among LG Chem, Ltd., (referred to as “LG Chem”), Acacia Acquisition Sub, Inc., an indirect wholly owned subsidiary of LG Chem (referred to as “Merger Sub”), and AVEO Pharmaceuticals, Inc. (“AVEO”), pursuant to which Merger Sub will be merged with and into AVEO, with AVEO surviving the merger as an indirect wholly owned subsidiary of LG Chem (referred to as the “Merger”)   Management   For   For   For
2.   To consider and vote on a proposal to approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to AVEO’s named executive officers that is based on or otherwise relates to the Merger.   Management   For   For   For
3.   To consider and vote on a proposal to approve the adjournment of the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to approve the proposal to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   67,297   0   27-Dec-2022   27-Dec-2022


USERTESTING, INC.

 

Security   91734E101      Meeting Type   Special
Ticker Symbol   USER      Meeting Date   10-Jan-2023
ISIN   US91734E1010      Agenda   935748888 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of October 26, 2022 (the “Merger Agreement”), by and among UserTesting, Inc., a Delaware corporation (the “Company”), Thunder Holdings, LLC, a Delaware limited liability company (“Parent”), and Thunder Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Merger Sub”), pursuant to which Merger Sub will merge with and into the Company (the “Merger”), with the Company to survive the Merger as a wholly owned subsidiary of Parent.   Management   For   For   For
2.   To approve any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   326,180   0   06-Jan-2023   06-Jan-2023


FORGEROCK, INC.

 

Security   34631B101      Meeting Type   Special
Ticker Symbol   FORG      Meeting Date   12-Jan-2023
ISIN   US34631B1017      Agenda   935749284 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of October 10, 2022, among Project Fortress Parent, LLC, Project Fortress Merger Sub, Inc. and ForgeRock, Inc. (the “merger agreement”).   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the compensation that will or may become payable by ForgeRock to its named executive officers in connection with the merger.   Management   For   For   For
3.   To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   139,923   0   06-Jan-2023   06-Jan-2023


ALTRA INDUSTRIAL MOTION CORP.

 

Security   02208R106      Meeting Type   Special
Ticker Symbol   AIMC      Meeting Date   17-Jan-2023
ISIN   US02208R1068      Agenda   935751126 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of October 26, 2022, by and among Regal Rexnord Corporation, Aspen Sub, Inc. and Altra Industrial Motion Corp., as it may be amended from time to time (the “Merger Agreement”).   Management   For   For   For
2.   To approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to Altra Industrial Motion Corp.’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.   Management   For   For   For
3.   To adjourn the special meeting of stockholders of Altra Industrial Motion Corp. (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   42,227   0   12-Jan-2023   12-Jan-2023


KNOWBE4, INC.

 

Security   49926T104      Meeting Type   Special
Ticker Symbol   KNBE      Meeting Date   31-Jan-2023
ISIN   US49926T1043      Agenda   935753815 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “Merger Agreement”) dated as of October 11, 2022, by and among KnowBe4, Inc. (“KnowBe4”), Oranje Holdco, LLC (“Parent”) and Oranje Merger Sub, Inc. (“Merger Sub”), pursuant to which Merger Sub will merge with and into KnowBe4, with KnowBe4 surviving as a wholly owned subsidiary of Parent (the “Merger”).   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the compensation that will or may become payable by KnowBe4 to its named executive officers in connection with the Merger.   Management   For   For   For
3.   To approve any proposal to adjourn the special meeting of stockholders (the “Special Meeting”), from time to time, to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   104,117   0   26-Jan-2023   26-Jan-2023


HOME CAPITAL GROUP INC.

 

Security   436913107      Meeting Type   Special
Ticker Symbol   HMCBF      Meeting Date   08-Feb-2023
ISIN   CA4369131079      Agenda   935757572 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   To consider and, if thought advisable, to pass, with or without variation, a special resolution to approve a proposed plan of arrangement involving the Corporation and 1000355080 Ontario Inc., a wholly-owned subsidiary of Smith Financial Corporation, a company controlled by Stephen Smith, pursuant to Section 182 of the Business Corporations Act (Ontario). The full text of such special resolution is set forth in Appendix B to the accompanying management information circular of the Corporation dated January 6, 2023.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76ESSTA 01 OM   LG MASTERS ALT STRATEGIES FUND   Y76E   STATE STREET TRUST   38,530   0   03-Feb-2023   03-Feb-2023


COUPA SOFTWARE INCORPORATED

 

Security   22266L106      Meeting Type   Special
Ticker Symbol   COUP      Meeting Date   23-Feb-2023
ISIN   US22266L1061      Agenda   935763335 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of December 11, 2022 (the “merger agreement”), by and among Coupa Software Incorporated, Coupa Holdings. LLC (f/k/a Project CS Parent, LLC), and Project CS Merger Sub, Inc.   Management   For   For   For
2.   To approve, by advisory (non-binding) vote, the compensation that may be paid or become payable to the Company’s named executive officers in connection with the consummation of the merger.   Management   For   For   For
3.   To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are insufficient votes at the special meeting to adopt the merger agreement.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   36,859   0   17-Feb-2023   17-Feb-2023


ATLAS CORP.

 

Security   Y0436Q109      Meeting Type   Annual
Ticker Symbol   ATCO      Meeting Date   24-Feb-2023
ISIN   MHY0436Q1098      Agenda   935757407 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt and approve the Agreement and Plan of Merger, dated October 31, 2022 (the “Merger Agreement”), as it may be amended from time to time, by and among Atlas Corp. (the “Company”), Poseidon Acquisition Corp. (“Poseidon”) and Poseidon Merger Sub, Inc. (“Merger Sub”), and the transactions contemplated by the Merger Agreement, including the merger of Merger Sub with and into the Company, with the Company surviving as a Marshall Islands corporation and a wholly owned subsidiary of Poseidon.   Management   For   For   For
2a.   Election of Director: Bing Chen   Management   For   For   For
2b.   Election of Director: David Sokol   Management   For   For   For
2c.   Election of Director: Lawrence Simkins   Management   For   For   For
2d.   Election of Director: John C. Hsu   Management   For   For   For
2e.   Election of Director: Nicholas Pitts-Tucker   Management   For   For   For
2f.   Election of Director: Lawrence Chin   Management   For   For   For
2g.   Election of Director: Stephen Wallace   Management   For   For   For
2h.   Election of Director: Katie Wade   Management   For   For   For
3.   Ratification of the appointment of KPMG LLP, Chartered Professional Accountants, as the Company’s independent auditors for the fiscal year ending December 31, 2022.   Management   For   For   For
4.   To approve the adjournment of the Annual Meeting from time to time at the discretion of the Special Committee (the “Special Committee”) of the Board of Directors (the “Board”) of the Company or the Board (acting solely in accordance with the recommendation of the Special Committee), if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes to approve the proposal specified in Item 1 at the time of the Annual Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   162,775   0   17-Feb-2023   17-Feb-2023


HORIZON THERAPEUTICS PLC

 

Security   G46188101      Meeting Type   Special
Ticker Symbol   HZNP      Meeting Date   24-Feb-2023
ISIN   IE00BQPVQZ61      Agenda   935761622 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   Ordinary Resolution to approve the Scheme of Arrangement and authorize the directors of Horizon to take all such actions as they consider necessary or appropriate for carrying the Scheme of Arrangement into effect.   Management   For   For   For
2.   Special Resolution to amend the articles of association of Horizon so that any Horizon Shares that are issued on or after the Voting Record Time to persons other than Acquirer Sub or its nominee(s) will either be subject to the terms of the Scheme of Arrangement or be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the Scheme Consideration.   Management   For   For   For
3.   Ordinary Resolution to approve, on a non- binding, advisory basis, specified compensatory arrangements between Horizon and its named executive officers relating to the Transaction.   Management   For   For   For
4.   Ordinary Resolution to approve any motion by the Chairman to adjourn the EGM or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the EGM to approve resolutions 1 and 2.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   42,440   0   17-Feb-2023   17-Feb-2023


HORIZON THERAPEUTICS PLC

 

Security   G46188111      Meeting Type   Special
Ticker Symbol        Meeting Date   24-Feb-2023
ISIN        Agenda   935761634 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   That the Scheme of Arrangement in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Irish High Court be agreed to.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   42,440   0   17-Feb-2023   17-Feb-2023


MYOVANT SCIENCES LTD.

 

Security   G637AM102      Meeting Type   Special
Ticker Symbol   MYOV      Meeting Date   01-Mar-2023
ISIN   BMG637AM1024      Agenda   935761444 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   A proposal to adopt and approve an Agreement and Plan of Merger, dated as of October 23, 2022 (as it may be amended from time to time in accordance with its terms, the “Merger Agreement”), and a related Statutory Merger Agreement (the “Statutory Merger Agreement”), by and among Myovant Sciences Ltd. (“Myovant”), Sumitovant Biopharma Ltd. (“Sumitovant”), Zeus Sciences Ltd. and, solely with respect to Article IX and Annex A of the Merger Agreement, Sumitomo Pharma Co., Ltd., and the transactions contemplated by Merger Agreement & Statutory Merger Agreement.   Management   For   For   For
2.   A non-binding, advisory proposal to approve specified compensation that may become payable to the named executive officers of Myovant in connection with the Merger.   Management   For   For   For
3.   A proposal to approve an adjournment of the special general meeting, if necessary or appropriate (as determined by Myovant after consultation in good faith with Sumitovant), to solicit additional proxies if there are insufficient votes at the time of the special general meeting to approve Proposal 1.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   26,970   0   24-Feb-2023   24-Feb-2023


AEROJET ROCKETDYNE HOLDINGS, INC.

 

Security   007800105      Meeting Type   Special
Ticker Symbol   AJRD      Meeting Date   16-Mar-2023
ISIN   US0078001056      Agenda   935767220 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To approve and adopt the Agreement and Plan of Merger, dated as of December 17, 2022 (as amended, modified or supplemented from time to time, the “Merger Agreement”), by and among Aerojet Rocketdyne, L3Harris and Merger Sub (the “Merger Proposal”).   Management   For   For   For
2.   To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Aerojet Rocketdyne’s named executive officers in connection with the Merger, the value of which is disclosed in the table in the section of the proxy statement entitled “The Merger - Interests of Aerojet Rocketdyne’s Directors and Executive Officers in the Merger - Quantification of Payments” (the “Compensation Proposal”).   Management   For   For   For
3.   To approve the adjournment of the Special Meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Merger Proposal or in the absence of a quorum (the “Adjournment Proposal”).   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   106,350   0   10-Mar-2023   10-Mar-2023


AMRYT PHARMA PLC

 

Security   03217L106      Meeting Type   Annual
Ticker Symbol   AMYT      Meeting Date   22-Mar-2023
ISIN   US03217L1061      Agenda   935768690 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

C1.   Voting “For” or “Against” the proposed scheme of arrangement (the “Scheme”).   Management     For  
G1.   THAT, for the purpose of giving effect to the scheme of arrangement dated February 16, 2023 between the Company and the holders of Scheme Shares (as defined in such scheme of arrangement), a print of which has been produced to this meeting and for the purposes of identification signed by the chairman of this meeting, in its original form or with or subject to any modification, addition, or condition as may be agreed from time to time (including, for the avoidance of doubt, after the date (Due to space limits, see proxy material for full proposal).   Management     For  

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   56,890   0    


MAGNET FORENSICS INC.

 

Security   55940P101      Meeting Type   Contested-Special
Ticker Symbol   MAGTF      Meeting Date   23-Mar-2023
ISIN   CA55940P1018      Agenda   935769870 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   To consider and, if deemed advisable, to pass, with or without variation, the special resolution, the full text of which is set forth in Appendix “B” to Magnet Forensics Inc.’s management information circular dated February 16, 2023 (the “Circular”) to approve a statutory plan of arrangement pursuant to Section 182 of the Business Corporations Act (Ontario) whereby, among other things, Morpheus Purchaser Inc. will acquire all of the issued and outstanding subordinate voting shares and multiple voting shares in the capital of the Company, all as more particularly described in the Circular.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76ESSTA 01 OM   LG MASTERS ALT STRATEGIES FUND   Y76E   STATE STREET TRUST   45,849   0   21-Mar-2023   21-Mar-2023
Y76ESSTA 01 OM   LG MASTERS ALT STRATEGIES FUND   Y76E   STATE STREET TRUST   45,849   0   21-Mar-2023   21-Mar-2023


MAGNET FORENSICS INC.

 

Security   55940P101      Meeting Type   Contested-Special
Ticker Symbol   MAGTF      Meeting Date   23-Mar-2023
ISIN   CA55940P1018      Agenda   935772310 - Opposition

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1   To consider and, if deemed advisable, to pass, with or without variation, the special resolution, the full text of which is set forth in Appendix “B” to Magnet Forensics Inc.’s management information circular dated February 16, 2023 (the “Circular”) to approve a statutory plan of arrangement pursuant to Section 182 of the Business Corporations Act (Ontario) whereby, among other things, Morpheus Purchaser Inc. will acquire all of the issued and outstanding subordinate voting shares and multiple voting shares in the capital of the Company, all as more particularly described in the Circular.   Management     Against  

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76ESSTA 01 OM   LG MASTERS ALT STRATEGIES FUND   Y76E   STATE STREET TRUST   45,849   0    


CAVERION OYJ

 

Security   X09586102      Meeting Type   Annual General Meeting
Ticker Symbol        Meeting Date   27-Mar-2023
ISIN   FI4000062781      Agenda   716745027 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

CMMT   VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION.   Non-Voting      
CMMT   A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND-THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB-CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH).   Non-Voting      
CMMT   VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED.   Non-Voting      
CMMT   INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE   Non-Voting      
1   OPEN MEETING   Non-Voting      
2   CALL THE MEETING TO ORDER   Non-Voting      
3   DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) OF MINUTES OF MEETING   Non-Voting      
4   ACKNOWLEDGE PROPER CONVENING OF MEETING   Non-Voting      
5   PREPARE AND APPROVE LIST OF SHAREHOLDERS   Non-Voting      
6   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS; RECEIVE BOARD’S REPORT;-RECEIVE AUDITOR’S REPORT   Non-Voting      
7   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS   Management   For   For   For
8   APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.20 PER SHARE   Management   For   For   For
9   APPROVE DISCHARGE OF BOARD AND PRESIDENT   Management   Abstain   For   Against
10   APPROVE REMUNERATION REPORT (ADVISORY VOTE)   Management   Abstain   For   Against
11   FIX NUMBER OF DIRECTORS AT SEVEN   Management   For   For   For


Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

12   APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF EUR 87,120 FOR CHAIRMAN, EUR 66,000 FOR VICE CHAIRMAN, AND EUR 51,480 FOR OTHER DIRECTORS; APPROVE MEETING FEES FOR BOARD AND COMMITTEE WORK   Management   Abstain   For   Against
13   APPROVE REMUNERATION OF THE TENDER OFFER COMMITTEE IN THE AMOUNT OF EUR 80,000 FOR CHAIRMAN, AND EUR 23,000 FOR OTHER DIRECTORS   Management   Abstain   For   Against
14   REELECT JUSSI AHO, MARKUS EHRNOOTH (VICE CHAIR), JOACHIM HALLENGREN, THOMAS HINNERSKOV, KRISTINA JAHN, MATS PAULSSON (CHAIR) AND JASMIN SORAVIA AS DIRECTORS   Management   Abstain   For   Against
15   REMOVE TRANSFER RESTRICTIONS ON REMUNERATION SHARES OF DIRECTORS   Management   Abstain   For   Against
16   APPROVE REMUNERATION OF AUDITORS   Management   For   For   For
17   RATIFY ERNST & YOUNG AS AUDITORS   Management   For   For   For
18   AUTHORIZE SHARE REPURCHASE PROGRAM   Management   Abstain   For   Against
19   APPROVE ISSUANCE OF UP TO 13.5 MILLION SHARES WITHOUT PREEMPTIVE RIGHTS   Management   Abstain   For   Against
20   AMEND ARTICLES RE: LOCATION OF GENERAL MEETING; VIRTUAL PARTICIPATION METHOD   Management   For   For   For
21   CLOSE MEETING   Non-Voting      

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   176,329   0   16-Mar-2023   16-Mar-2023


DUCK CREEK TECHNOLOGIES, INC.

 

Security   264120106      Meeting Type   Special
Ticker Symbol   DCT      Meeting Date   28-Mar-2023
ISIN   US2641201064      Agenda   935775114 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   Proposal to adopt the Agreement and Plan of Merger, dated as of January 8, 2023, by and among Disco Parent, LLC (“Parent”), Disco Merger Sub, Inc., a direct, wholly owned subsidiary of Parent, and Duck Creek Technologies, Inc. (“Duck Creek”).   Management   For   For   For
2.   Non-binding, advisory proposal to approve compensation that will or may become payable by Duck Creek to its named executive officers in connection with the merger.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   164,899   0   23-Mar-2023   23-Mar-2023


OAK STREET HEALTH, INC.

 

Security   67181A107      Meeting Type   Annual
Ticker Symbol   OSH      Meeting Date   29-Mar-2023
ISIN   US67181A1079      Agenda   935783705 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.1   Election of Director: Dr. Regina Benjamin   Management   For   For   For
1.2   Election of Director: Cheryl Dorsey   Management   For   For   For
1.3   Election of Director: Julie Klapstein   Management   For   For   For
1.4   Election of Director: Geoffrey Price   Management   For   For   For
2.   To ratify the appointment of Ernst & Young LLP as Oak Street Health, Inc.’s independent registered public accounting firm for the year ending December 31, 2023.   Management   For   For   For
3.   To approve, by an advisory vote, the compensation of Oak Street Health, Inc.’s named executive officers, as disclosed in the proxy statement.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   39,665   0   31-Mar-2023  


ARGO GROUP INTERNATIONAL HOLDINGS, LTD.

 

Security   G0464B107      Meeting Type   Special
Ticker Symbol   ARGO      Meeting Date   19-Apr-2023
ISIN   BMG0464B1072      Agenda   935795041 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   Proposal to approve the merger agreement, the statutory merger agreement required in accordance with Section 105 of the Bermuda Companies Act 1981, as amended, and the merger.   Management   For   For   For
2.   Proposal on an advisory (non-binding) basis, to approve the compensation that may be paid or become payable to Argo Group’s named executive officers that is based on or otherwise relates to the merger, as described in the proxy statement.   Management   For   For   For
3.   Proposal to approve an adjournment of the special general meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are insufficient votes to approve Proposal 1 at the special general meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   53,527   0   13-Apr-2023   13-Apr-2023


MAXAR TECHNOLOGIES INC.

 

Security   57778K105      Meeting Type   Special
Ticker Symbol   MAXR      Meeting Date   19-Apr-2023
ISIN   US57778K1051      Agenda   935791170 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of December 15, 2022, by and among Maxar Technologies Inc., Galileo Parent, Inc., Galileo Bidco, Inc. and, solely for the purposes set forth therein, Galileo Topco, Inc., as it may be amended from time to time (the “Merger Agreement”).   Management   For   For   For
2.   To approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to named executive officers of Maxar Technologies Inc. that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.   Management   For   For   For
3.   To approve any adjournment of the Special Meeting of Stockholders of Maxar Technologies Inc. (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   61,078   0   13-Apr-2023   13-Apr-2023


MONEYLION INC

 

Security   60938K106      Meeting Type   Special
Ticker Symbol   ML      Meeting Date   19-Apr-2023
ISIN   US60938K1060      Agenda   935816629 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   To approve an amendment to the MoneyLion Inc. Certificate of Incorporation to, at the discretion of the Board of Directors at any time on or prior to the twelve-month anniversary of the Special Meeting, effect (a) a reverse stock split with respect to the Class A common stock at a ratio of not less than 1-for-2 and not greater than 1-for-30, with the final ratio within such ratio range to be determined by the Board of Directors, and (b) a reduction in the number of authorized shares of Class A common stock by a corresponding proportion.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   117,279   0   17-Apr-2023   17-Apr-2023


FIRST HORIZON CORPORATION

 

Security   320517105      Meeting Type   Annual
Ticker Symbol   FHN      Meeting Date   25-Apr-2023
ISIN   US3205171057      Agenda   935778211 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1a.   Election of Director to serve until the 2024 Annual Meeting of Shareholders: Harry V. Barton, Jr.   Management   For   For    For
1b.   Election of Director to serve until the 2024 Annual Meeting of Shareholders: John N. Casbon   Management   For   For    For
1c.   Election of Director to serve until the 2024 Annual Meeting of Shareholders: John C. Compton   Management   For   For    For
1d.   Election of Director to serve until the 2024 Annual Meeting of Shareholders: Wendy P. Davidson   Management   For   For    For
1e.   Election of Director to serve until the 2024 Annual Meeting of Shareholders: William H. Fenstermaker   Management   For   For    For
1f.   Election of Director to serve until the 2024 Annual Meeting of Shareholders: D. Bryan Jordan   Management   For   For    For
1g.   Election of Director to serve until the 2024 Annual Meeting of Shareholders: J. Michael Kemp, Sr.   Management   For   For    For
1h.   Election of Director to serve until the 2024 Annual Meeting of Shareholders: Rick E. Maples   Management   For   For    For
1i.   Election of Director to serve until the 2024 Annual Meeting of Shareholders: Vicki R. Palmer   Management   For   For    For
1j.   Election of Director to serve until the 2024 Annual Meeting of Shareholders: Colin V. Reed   Management   For   For    For
1k.   Election of Director to serve until the 2024 Annual Meeting of Shareholders: E. Stewart Shea, III   Management   For   For    For
1l.   Election of Director to serve until the 2024 Annual Meeting of Shareholders: Cecelia D. Stewart   Management   For   For    For
1m.   Election of Director to serve until the 2024 Annual Meeting of Shareholders: Rosa Sugrañes   Management   For   For    For
1n.   Election of Director to serve until the 2024 Annual Meeting of Shareholders: R. Eugene Taylor   Management   For   For    For
2.   Ratification of appointment of KPMG LLP as auditors   Management   For   For    For
3.   Approval of an advisory resolution to approve executive compensation   Management   For   For    For
4.   Vote on an advisory resolution on the frequency (whether every year, every two years, or every three years) of future votes on an advisory resolution on executive compensation   Management   1 Year   1 Year    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   271,119   0   20-Apr-2023   20-Apr-2023


TELENET GROUP HOLDING NV

 

Security   B89957110      Meeting Type   Annual General Meeting
Ticker Symbol        Meeting Date   26-Apr-2023
ISIN   BE0003826436      Agenda   716832010 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

CMMT   VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION   Non-Voting       
CMMT   A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE-VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED   Non-Voting       
CMMT   VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED   Non-Voting       
CMMT   INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE   Non-Voting       
1.   RECEIVE DIRECTORS’ AND AUDITORS’ REPORTS   Non-Voting       
2.   RECEIVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS   Non-Voting       
3.   APPROVE FINANCIAL STATEMENTS, ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.0 PER SHARE   Management   For   For    For
4.   APPROVE REMUNERATION REPORT   Management   For   For    For
5.   APPROVE REMUNERATION POLICY   Management   For   For    For
6.a.   APPROVE DISCHARGE OF JOVB BV, PERMANENTLY REPRESENTED BY JO VAN BIESBROECK, AS DIRECTOR   Management   For   For    For
6.b.   APPROVE DISCHARGE OF LIEVE CRETEN BV, PERMANENTLY REPRESENTED BY LIEVE CRETEN, AS DIRECTOR   Management   For   For    For
6.c.   APPROVE DISCHARGE OF JOHN GILBERT AS DIRECTOR   Management   For   For    For
6.d.   APPROVE DISCHARGE OF DIRK JS VAN DEN BERGHE LTD., PERMANENTLY REPRESENTED BY DIRK JS VAN DEN BERGHE, AS DIRECTOR   Management   For   For    For
6.e.   APPROVE DISCHARGE OF JOHN PORTER AS DIRECTOR   Management   For   For    For
6.f.   APPROVE DISCHARGE OF CHARLES H. BRACKEN AS DIRECTOR   Management   For   For    For


Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

6.g.   APPROVE DISCHARGE OF ENRIQUE RODRIGUEZ AS DIRECTOR   Management   For   For    For
6.h.   APPROVE DISCHARGE OF AMY BLAIR AS DIRECTOR   Management   For   For    For
6.i.   APPROVE DISCHARGE OF MANUEL KOHNSTAMM AS DIRECTOR   Management   For   For    For
6.j.   APPROVE DISCHARGE OF SEVERINA PASCU AS DIRECTOR   Management   For   For    For
6.k.   APPROVE DISCHARGE OF MADALINA SUCEVEANU AS DIRECTOR   Management   For   For    For
7.   APPROVE DISCHARGE OF AUDITORS   Management   For   For    For
8.a.   REELECT JOVB BV, PERMANENTLY REPRESENTED BY JO VAN BIESBROECK, AS INDEPENDENT DIRECTOR   Management   For   For    For
8.b.   REELECT MANUEL KOHNSTAMM AS DIRECTOR   Management   For   For    For
8.c.   REELECT ENRIQUE RODRIGUEZ AS DIRECTOR   Management   For   For    For
9.   RATIFY KPMG AS AUDITORS AND APPROVE AUDITORS’ REMUNERATION   Management   For   For    For
10.   APPROVE CHANGE-OF-CONTROL CLAUSE RE: RESTRICTED SHARES PLANS   Management   For   For    For
CMMT   31 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 3 AND CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO- AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting       

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   24,701   0   19-Apr-2023   19-Apr-2023


CARDIOVASCULAR SYSTEMS, INC.

 

Security   141619106      Meeting Type   Special
Ticker Symbol   CSII      Meeting Date   27-Apr-2023
ISIN   US1416191062      Agenda   935800880 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated February 8, 2023 (such agreement, as it may be amended, modified or supplemented from time to time, the “Merger Agreement”), by and among Cardiovascular Systems, Inc. (“CSI”), Abbott Laboratories (“Abbott”), and Cobra Acquisition Co. (“Merger Sub”). Upon the terms and subject to the conditions of the Merger Agreement, Abbott will acquire CSI via a merger of Merger Sub with and into CSI, with CSI continuing as the surviving corporation and a wholly owned subsidiary of Abbott (the “Merger”).   Management   For   For   For
2.   To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to CSI’s named executive officers that is based on or otherwise relates to the Merger Agreement, the Merger, and the other transactions contemplated by the Merger Agreement.   Management   For   For   For
3.   To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies to approve the proposal to adopt the Merger Agreement if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   164,939   0   24-Apr-2023   24-Apr-2023


GLOBUS MEDICAL, INC.

 

Security   379577208      Meeting Type   Special
Ticker Symbol   GMED      Meeting Date   27-Apr-2023
ISIN   US3795772082      Agenda   935813964 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To approve the issuance of shares of Class A common stock, par value $0.001 per share, of Globus Medical, Inc. (“Globus”) in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of February 8, 2023, by and among Globus, NuVasive, Inc. and Zebra Merger Sub, Inc. (the “Globus Share Issuance Proposal”).   Management     For  
2.   To approve adjournments of the special meeting from time to time, if necessary or appropriate, including to solicit additional proxies in favor of the Globus Share Issuance Proposal if there are insufficient votes at the time of such adjournment to approve such proposal.   Management     For  

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   12,047   0    


UNI-SELECT INC.

 

Security   90457D100      Meeting Type   Special
Ticker Symbol   UNIEF      Meeting Date   27-Apr-2023
ISIN   CA90457D1006      Agenda   935800777 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1   To consider and, if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is set forth in Appendix C attached to the accompanying management proxy circular, approving a statutory plan of arrangement under the provisions of Chapter XVI—Division II of the Business Corporations Act (Québec) involving the Corporation, LKQ Corporation (“LKQ”) and 9485-4692 Québec Inc., a wholly-owned subsidiary of LKQ, as more particularly described in the accompanying management proxy circular.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76ESSTA 01 OM   LG MASTERS ALT STRATEGIES FUND   Y76E   STATE STREET TRUST   76,724   0   20-Apr-2023   20-Apr-2023


BAYER AG

 

Security   D0712D163      Meeting Type   Annual General Meeting
Ticker Symbol        Meeting Date   28-Apr-2023
ISIN   DE000BAY0017      Agenda   716759026 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

CMMT   VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.   Non-Voting       
1   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.40 PER SHARE FOR FISCAL YEAR 2022   Management     For   
2   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022   Management     For   
3   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022   Management     For   
4.1   ELECT NORBERT WINKELJOHANN TO THE SUPERVISORY BOARD   Management     For   
4.2   ELECT KIMBERLY MATHISEN TO THE SUPERVISORY BOARD   Management     For   
5   APPROVE REMUNERATION REPORT   Management     For   
6   APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025   Management     For   
7   AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION   Management     For   
8   RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL REPORTS FOR THE FIRST HALF OF FISCAL YEAR 2023, Q3 2023 AND Q1 2024   Management     For   
9   WITH REGARD TO MOTIONS AND ELECTION PROPOSALS BY STOCKHOLDERS WHICH ARE NOT TO BE MADE AVAILABLE BEFORE THE ANNUAL STOCKHOLDERS MEETING AND WHICH ARE ONLY SUBMITTED OR   Management     Abstain   
  AMENDED DURING THE ANNUAL STOCKHOLDERS MEETING, I VOTE AS FOLLOWS (PLEASE NOTE THAT THERE IS NO MANAGEMENT RECOMMENDATION AVAILABLE, HOWEVER FOR TECHNICAL REASONS IT HAS BEEN SET TO ABSTAIN)         


Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.- FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.   Non-Voting       
CMMT   PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE- INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL   Non-Voting       
CMMT   THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE.   Non-Voting       
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE- FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL.   Non-Voting       


Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

CMMT   FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A- MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE.   Non-Voting       
CMMT   INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE   Non-Voting       
CMMT   PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE   Non-Voting       
  ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.- ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED-AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED- POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR- VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL- INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU         
CMMT   PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK.   Non-Voting       

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   13,335   0    


BLACK KNIGHT, INC.

 

Security   09215C105      Meeting Type   Special
Ticker Symbol   BKI      Meeting Date   28-Apr-2023
ISIN   US09215C1053      Agenda   935816631 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   Proposal to approve and adopt the Agreement and Plan of Merger, dated as of May 4, 2022, as amended by Amendment No. 1 thereto, dated as of March 7, 2023, among Intercontinental Exchange, Inc., Sand Merger Sub Corporation and Black Knight (as may be further amended from time to time) (the “merger proposal”).   Management   For   For    For
2.   Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Black Knight’s named executive officers that is based on or otherwise relates to the merger (the “compensation proposal”).   Management   For   For    For
3.   Proposal to adjourn or postpone the special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment or postponement, there are not sufficient votes to approve the merger proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to holders of Black Knight common stock (the “adjournment proposal”).   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   7,048   0   24-Apr-2023   24-Apr-2023


OAK STREET HEALTH, INC.

 

Security   67181A107      Meeting Type   Special
Ticker Symbol   OSH      Meeting Date   28-Apr-2023
ISIN   US67181A1079      Agenda   935811326 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of February 7, 2023 (as it may be amended from time to time, the “Merger Agreement”), by and among Oak Street Health, Inc., CVS Pharmacy, Inc., Halo Merger Sub Corp., a wholly owned subsidiary of CVS Pharmacy, Inc., and, solely for the limited purposes set forth therein, CVS Health Corporation, pursuant to which Halo Merger Sub Corp. will merge with and into Oak Street Health, Inc., with Oak Street Health, Inc. continuing as the surviving corporation and wholly owned subsidiary of CVS Pharmacy, Inc (the “Merger”).   Management   For   For    For
2.   To approve, on an advisory, non-binding basis, the compensation that may be paid or may become payable to the named executive officers of Oak Street Health in connection with the Merger.   Management   For   For    For
3.   To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   40,166   0   24-Apr-2023   24-Apr-2023


HYVE GROUP PLC                

 

Security   G4690X123      Meeting Type   Court Meeting
Ticker Symbol        Meeting Date   03-May-2023
ISIN   GB00BKP36R26      Agenda   716926552 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1   TO APPROVE THE SCHEME   Management   Abstain   For    Against
CMMT   PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.   Non-Voting       

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   580,507   0   24-Apr-2023   24-Apr-2023


HYVE GROUP PLC                

 

Security   G4690X123      Meeting Type   ExtraOrdinary General Meeting
Ticker Symbol        Meeting Date   03-May-2023
ISIN   GB00BKP36R26      Agenda   716930993 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1   TO GIVE EFFECT TO THE SCHEME, INCLUDING BUT NOT LIMITED TO, AUTHORISING THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE OF THE DIRECTORS) TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE TO ENSURE THE SCHEME BECOMES EFFECTIVE, AND TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY, AS SET OUT IN THE NOTICE OF GENERAL MEETING CONTAINED IN PART X OF THE SCHEME DOCUMENT   Management   Abstain   For    Against

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   580,507   0   24-Apr-2023   24-Apr-2023


ROGERS CORPORATION                

 

Security   775133101      Meeting Type   Annual
Ticker Symbol   ROG                      Meeting Date   04-May-2023
ISIN   US7751331015      Agenda   935790320 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   DIRECTOR   Management       
 

1   Keith L. Barnes

    For   For    For
 

2   Larry L. Berger

    For   For    For
 

3   Megan Faust

    For   For    For
 

4   R. Colin Gouveia

    For   For    For
 

5   Armand F. Lauzon, Jr.

    For   For    For
 

6   Ganesh Moorthy

    For   For    For
 

7   Jeffrey J. Owens

    For   For    For
 

8   Anne K. Roby

    For   For    For
 

9   Peter C. Wallace

    For   For    For
2.   To ratify the selection of PricewaterhouseCoopers LLP (“PwC”) as our independent auditor for 2023.   Management   For   For    For
3.   To approve, on a non-binding advisory basis, the compensation paid to our named executive officers.   Management   For   For    For
4.   To approve, on a non-binding advisory basis, the frequency of future non-binding advisory votes on the compensation paid to our named executive officers.   Management   1 Year   1 Year    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   12,608   0   03-May-2023   03-May-2023


RITCHIE BROS. AUCTIONEERS INCORPORATED                

 

Security   767744105      Meeting Type   Annual
Ticker Symbol   RBA                      Meeting Date   08-May-2023
ISIN   CA7677441056      Agenda   935828458 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1a.   Election of Director: Erik Olsson   Management   For   For    For
1b.   Election of Director: Ann Fandozzi   Management   For   For    For
1c.   Election of Director: Brian Bales   Management   For   For    For
1d.   Election of Director: William Breslin   Management   For   For    For
1e.   Election of Director: Adam DeWitt   Management   For   For    For
1f.   Election of Director: Robert G. Elton   Management   For   For    For
1g.   Election of Director: Lisa Hook   Management   For   For    For
1h.   Election of Director: Timothy O’Day   Management   For   For    For
1i.   Election of Director: Sarah Raiss   Management   For   For    For
1j.   Election of Director: Michael Sieger   Management   For   For    For
1k.   Election of Director: Jeffrey C. Smith   Management   For   For    For
1l.   Election of Director: Carol M. Stephenson   Management   For   For    For
2.   Appointment of Ernst & Young LLP as auditors of the Company until the next annual meeting of the Company and authorizing the Audit Committee to fix their remuneration. Please note: Voting option ‘Against’ = ‘Withhold’   Management   For   For    For
3.   Approval, on an advisory basis, of a non- binding resolution accepting the Company’s approach to executive compensation.   Management   For   For    For
4.   To consider and, if deemed advisable, to pass, with or without variation, an ordinary resolution approving the Company’s Share Incentive Plan, the full text of which resolution is set out in the accompanying proxy statement.   Management   For   For    For
5.   To consider and, if deemed advisable, to pass, with or without variation, an ordinary resolution approving the Company’s Employee Stock Purchase Plan, the full text of which resolution is set out in the accompanying proxy statement.   Management   For   For    For
6.   To consider and, if deemed advisable, to pass, with or without variation, a special resolution authorizing the Company to amend its articles to change its name to “RB Global, Inc.” or such other name as is acceptable to the Company and applicable regulatory authorities, the full text of which resolution is set out in the accompanying proxy statement.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   5,847   0   01-May-2023   01-May-2023


NATIONAL INSTRUMENTS CORPORATION

 

Security   636518102      Meeting Type   Annual
Ticker Symbol   NATI      Meeting Date   09-May-2023
ISIN   US6365181022      Agenda   935791930 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   DIRECTOR   Management      
 

1   Michael E. McGrath

    For   For   For
 

2   Alexander M. Davern

    For   For   For
2.   To approve, on an advisory (non-binding) basis, National Instruments Corporation’s executive compensation program.   Management   For   For   For
3.   To approve, on an advisory (non-binding) basis, the frequency of stockholder votes on National Instruments Corporation’s executive compensation program.   Management   1 Year   1 Year   For
4.   To ratify the appointment of Ernst & Young LLP as National Instruments Corporation’s independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   12,000   0   05-May-2023   05-May-2023


PNM RESOURCES, INC.

 

Security   69349H107      Meeting Type   Annual
Ticker Symbol   PNM      Meeting Date   09-May-2023
ISIN   US69349H1077      Agenda   935799695 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1A.   Election of Director: Vicky A. Bailey   Management   For   For   For
1B.   Election of Director: Norman P. Becker   Management   For   For   For
1C.   Election of Director: Patricia K. Collawn   Management   For   For   For
1D.   Election of Director: E. Renae Conley   Management   For   For   For
1E.   Election of Director: Alan J. Fohrer   Management   For   For   For
1F.   Election of Director: Sidney M. Gutierrez   Management   For   For   For
1G.   Election of Director: James A. Hughes   Management   For   For   For
1H.   Election of Director: Maureen T. Mullarkey   Management   For   For   For
1I.   Election of Director: Donald K. Schwanz   Management   For   For   For
2.   Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2023.   Management   For   For   For
3.   Approve the 2023 Performance Equity Plan.   Management   For   For   For
4.   Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the 2023 proxy statement.   Management   For   For   For
5.   To recommend, by non-binding vote, the frequency of executive compensation votes.   Management   1 Year   1 Year   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   140,776   0   05-May-2023   05-May-2023


SWEDISH ORPHAN BIOVITRUM AB

 

Security   W95637117      Meeting Type   Annual General Meeting
Ticker Symbol        Meeting Date   09-May-2023
ISIN   SE0000872095      Agenda   716867924 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

CMMT   AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION   Non-Voting      
CMMT   VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION   Non-Voting      
CMMT   A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR-VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE- REJECTED   Non-Voting      
CMMT   VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED   Non-Voting      
1   OPEN MEETING   Non-Voting      
2   ELECT CHAIRMAN OF MEETING   Management   For   For   For
3   PREPARE AND APPROVE LIST OF SHAREHOLDERS   Management   For   For   For
4   APPROVE AGENDA OF MEETING   Management   For   For   For
5   DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING   Non-Voting      
6   ACKNOWLEDGE PROPER CONVENING OF MEETING   Management   For   For   For
7   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS   Non-Voting      
8   RECEIVE PRESIDENT’S REPORT   Non-Voting      
9   RECEIVE REPORT ON WORK OF BOARD AND COMMITTEES   Non-Voting      
10   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS   Management   For   For   For
11   APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS   Management   For   For   For


Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

12.1   APPROVE DISCHARGE OF HAKAN BJORKLUND   Management   For   For   For
12.2   APPROVE DISCHARGE OF ANNETTE CLANCY   Management   For   For   For
12.3   APPROVE DISCHARGE OF MATTHEW GANTZ   Management   For   For   For
12.4   APPROVE DISCHARGE OF BO JESPER HANSE   Management   For   For   For
12.5   APPROVE DISCHARGE OF HELENA SAXON   Management   For   For   For
12.6   APPROVE DISCHARGE OF STAFFAN SCHUBERG   Management   For   For   For
12.7   APPROVE DISCHARGE OF FILIPPA STENBERG   Management   For   For   For
12.8   APPROVE DISCHARGE OF ELISABETH SVANBERG   Management   For   For   For
12.9   APPROVE DISCHARGE OF PIA AXELSON   Management   For   For   For
12.10   APPROVE DISCHARGE OF ERIKA HUSING   Management   For   For   For
12.11   APPROVE DISCHARGE OF LINDA LARSSON   Management   For   For   For
12.12   APPROVE DISCHARGE OF KATY MAZIBUKO   Management   For   For   For
12.13   APPROVE DISCHARGE OF CEO GUIDO OELKERS   Management   For   For   For
13.1   APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 1.7 FOR CHAIRMAN, AND SEK 570,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE MEETING FEES   Management   For   For   For
13.2   APPROVE REMUNERATION OF AUDITORS   Management   For   For   For
14.1   DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD   Management   For   For   For
14.2   DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0)   Management   For   For   For
15.A   REELECT ANNETTE CLANCY AS DIRECTOR   Management   For   For   For
15.B   REELECT BO JESPER HANSEN AS DIRECTOR   Management   For   For   For
15.C   REELECT HELENA SAXON AS DIRECTOR   Management   For   For   For
15.D   REELECT STAFFAN SCHUBERG AS DIRECTOR   Management   For   For   For
15.E   REELECT FILIPPA STENBERG AS DIRECTOR   Management   For   For   For
15.F   ELECT CHRISTOPHE BOURDON AS NEW DIRECTOR   Management   For   For   For
15.G   ELECT ANDERS ULLMAN AS NEW DIRECTOR   Management   For   For   For
15.H   ELECT BO JESPER HANSEN AS BOARD CHAIR   Management   For   For   For
15.I   RATIFY ERNST YOUNG AS AUDITORS   Management   For   For   For
16   APPROVE REMUNERATION REPORT   Management   For   For   For


Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

17.A1   APPROVE LONG TERM INCENTIVE PROGRAM (MANAGEMENT PROGRAM)   Management   For   For   For
17.A2   APPROVE LONG TERM INCENTIVE PROGRAM (ALL EMPLOYEE PROGRAM)   Management   For   For   For
17.B1   APPROVE EQUITY PLAN FINANCING (MANAGEMENT PROGRAM)   Management   For   For   For
17.B2   APPROVE EQUITY PLAN FINANCING (ALL EMPLOYEE PROGRAM)   Management   For   For   For
17.C   APPROVE ALTERNATIVE EQUITY PLAN FINANCING   Management   For   For   For
18   APPROVE CREATION OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS   Management   For   For   For
19   APPROVE TRANSFER OF SHARES IN CONNECTION WITH PREVIOUS SHARE PROGRAMS   Management   For   For   For
20   CLOSE MEETING   Non-Voting      
CMMT   INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE   Non-Voting      

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   42,947   0   01-May-2023   01-May-2023


SUMO LOGIC, INC.

 

Security   86646P103      Meeting Type   Special
Ticker Symbol   SUMO      Meeting Date   10-May-2023
ISIN   US86646P1030      Agenda   935828927 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of February 9, 2023, between Serrano Parent, LLC, Serrano Merger Sub, Inc. and Sumo Logic (the “merger agreement”) and approve the merger.   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Sumo Logic to its named executive officers in connection with the merger.   Management   For   For   For
3.   To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the Special Meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   402,367   0   05-May-2023   05-May-2023


TRAVELCENTERS OF AMERICA INC

 

Security   89421B109      Meeting Type   Special
Ticker Symbol   TA      Meeting Date   10-May-2023
ISIN   US89421B1098      Agenda   935818902 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   To approve the merger (the “merger”) contemplated by the Agreement and Plan of Merger, dated as of February 15, 2023, among the Company, BP Products North America Inc., a Maryland corporation (“BP”) and Bluestar RTM Inc., a Maryland corporation and an indirect wholly-owned subsidiary of BP (“Merger Subsidiary”), pursuant to which Merger Subsidiary will be merged with and into the Company, with the Company surviving the merger.   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to TravelCenters’s named executive officers in connection with the merger, as described in the accompanying proxy statement.   Management   For   For   For
3.   To approve an adjournment of the special meeting, if necessary, to solicit additional proxies, in the event that there are insufficient votes to approve Proposal 1 at the special meeting.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   26,374   0   08-May-2023   08-May-2023


EVOQUA WATER TECHNOLOGIES CORP.

 

Security   30057T105      Meeting Type   Special
Ticker Symbol   AQUA      Meeting Date   11-May-2023
ISIN   US30057T1051      Agenda   935836974 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

 

For/Against
Management

1.   Merger Proposal - To adopt the Agreement and Plan of Merger, dated as of January 22, 2023 (as amended from time to time), by and among Xylem Inc., Fore Merger Sub, Inc. and Evoqua Water Technologies Corp. (the “Merger Proposal”).   Management   For   For   For
2.   Advisory Compensation Proposal - To approve, on an advisory (non-binding) basis, the compensation that will or may be paid to Evoqua Water Technologies Corp.’s named executive officers in connection with the merger.   Management   For   For   For
3.   Adjournment Proposal - To approve the adjournment of the Evoqua Water Technologies Corp. Special Meeting to solicit additional proxies if there are not sufficient votes cast at the Evoqua Water Technologies Corp. Special Meeting to approve the Merger Proposal or to ensure that any supplemental or amended disclosure, including any supplement or amendment to the joint proxy statement/prospectus, is timely provided to Evoqua Water Technologies Corp. stockholders.   Management   For   For   For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   22,605   0   05-May-2023   05-May-2023


EXMAR NV

 

Security   B3886A108      Meeting Type   ExtraOrdinary General Meeting
Ticker Symbol        Meeting Date   16-May-2023
ISIN   BE0003808251      Agenda   717041317 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

CMMT   VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION   Non-Voting       
CMMT   A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE-VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED   Non-Voting       
CMMT   VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED   Non-Voting       
1.   AUTHORIZATION OF THE BOARD OF DIRECTORS CONCERNING THE ACQUISITION AND DISPOSAL OF THE COMPANY’S SHARES AND PROFIT PARTICIPATION CERTIFICATES IN ORDER TO PREVENT A SERIOUS AND IMPENDING THREAT   Management   For   For    For
2.   AUTHORIZATION OF THE BOARD OF DIRECTORS TO IMPLEMENT THE AFOREMENTIONED RESOLUTIONS AND TO CO-ORDINATE THE ARTICLES OF ASSOCIATION   Management   For   For    For
3.   POWER OF ATTORNEY FOR CROSSROADS BANK FOR ENTERPRISES, ENTERPRISE COUNTER, REGISTRIES OF THE BUSINESS COURT, ADMINISTRATIONS AND TAXATION SERVICES   Management   For   For    For
CMMT   24 APR 2023: INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-   Non-Voting       
  VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE         
CMMT   24 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF ALL RESOLUTIONS AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU   Non-Voting       

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   39,599   0   05-May-2023   05-May-2023


EXMAR NV

 

Security   B3886A108      Meeting Type   Annual General Meeting
Ticker Symbol        Meeting Date   16-May-2023
ISIN   BE0003808251      Agenda   717059213 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

CMMT   VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE- DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION   Non-Voting       
CMMT   A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE-VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED   Non-Voting       
CMMT   VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED   Non-Voting       
1.   RECEIVE DIRECTORS’ AND AUDITORS’ REPORTS   Non-Voting       
2.1   APPROVE FINANCIAL STATEMENTS AND ALLOCATION OF INCOME   Management   For   For    For
2.2   APPROVE DIVIDENDS OF EUR 1.00 PER SHARE   Management   Against   For    Against
3.1   APPROVE DISCHARGE OF NICOLAS SAVERYS AS DIRECTOR   Management   For   For    For
3.2   APPROVE DISCHARGE OF MICHEL DELBAERE AS INDEPENDENT DIRECTOR   Management   For   For    For
3.3   APPROVE DISCHARGE OF PHILIPPE VLERICK AS DIRECTOR   Management   For   For    For
3.4   APPROVE DISCHARGE OF WOUTER DE GEEST AS INDEPENDENT DIRECTOR   Management   For   For    For
3.5   APPROVE DISCHARGE OF CARL- ANTOINE SAVERYS AS DIRECTOR   Management   For   For    For
3.6   APPROVE DISCHARGE OF FMO BV, REPRESENTED BY FRANCIS MOTTRIE, AS DIRECTOR   Management   For   For    For
3.7   APPROVE DISCHARGE OF ISABELLE VLEURINCK AS INDEPENDENT DIRECTOR   Management   For   For    For
3.8   APPROVE DISCHARGE OF STEPHANIE SAVERYS AS DIRECTOR   Management   For   For    For
3.9   APPROVE DISCHARGE OF MARYAM AYATI AS DIRECTOR   Management   For   For    For
3.10   APPROVE DISCHARGE OF ACACIA I BV, REPRESENTED BY ELS VERBRAECKEN, AS DIRECTOR   Management   For   For    For
3.11   APPROVE DISCHARGE OF DELOITTE AS AUDITOR   Management   For   For    For


Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

4.   REELECT PHILIPPE VLERICK AS DIRECTOR   Management   For   For    For
5.   RATIFY DELOITTE AS AUDITOR   Management   For   For    For
6.   APPROVE REMUNERATION REPORT AND SHORT TERM VARIABLE REMUNERATION FOR SAVEREX NV   Management   For   For    For
7.   THE GENERAL MEETING TAKES NOTE OF THE CORPORATE GOVERNANCE STATEMENT   Non-Voting       
8.   APPROVE CHANGE-OF-CONTROL CLAUSE RE: LOAN AGREEMENT   Management   For   For    For
CMMT   INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE   Non-Voting       
CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 900170 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU.   Non-Voting       
CMMT   24 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 904251,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL- INSTRUCTIONS. THANK YOU   Non-Voting       

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   39,599   0   05-May-2023   05-May-2023


INDUS REALTY TRUST INC

 

Security   45580R103      Meeting Type   Special
Ticker Symbol   INDT      Meeting Date   17-May-2023
ISIN   US45580R1032      Agenda   935834881 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   To consider and vote on a proposal to approve the merger (the “merger”) of IR Merger Sub II, Inc., a Maryland corporation (“Merger Sub”) and wholly owned subsidiary of IR Parent, LLC, a Delaware limited liability company (“Parent”), with and into the Company, pursuant to the Agreement and Plan of Merger, dated as of February 22, 2023, as may be amended from time to time, by and among the Company, Parent and Merger Sub (the “merger proposal”).   Management   For   For    For
2.   To consider and vote on a proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers in connection with the merger (the “advisory compensation proposal”).   Management   For   For    For
3.   To consider and vote on a proposal to approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger proposal (the “adjournment proposal”).   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   24,523   0   15-May-2023   15-May-2023


JUST EAT TAKEAWAY.COM N.V.

 

Security   N4753E105      Meeting Type   Annual General Meeting
Ticker Symbol        Meeting Date   17-May-2023
ISIN   NL0012015705      Agenda   716928316 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

CMMT   VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED.   Non-Voting       
CMMT   VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED.   Non-Voting       
1.   OPENING AND ANNOUNCEMENTS   Non-Voting       
2.a.   REPORT OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2022   Non-Voting       
2.b.   ADVISORY VOTE ON REMUNERATION REPORT 2022   Management   For   For    For
2.c.   ADOPTION OF THE ANNUAL ACCOUNTS 2022   Management   For   For    For
3.   AMENDMENT OF THE REMUNERATION POLICY OF THE MANAGEMENT BOARD   Management   For   For    For
4.a.   DISCHARGE OF MEMBERS OF THE MANAGEMENT BOARD FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2022   Management   For   For    For
4.b.   DISCHARGE OF MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2022   Management   For   For    For
5.a.   REAPPOINTMENT OF MR. JITSE GROEN AS CHIEF EXECUTIVE OFFICER AND MEMBER OF THE MANAGEMENT BOARD   Management   For   For    For
5.b.   REAPPOINTMENT OF MR. BRENT WISSINK AS CHIEF FINANCIAL OFFICER AND MEMBER OF THE MANAGEMENT BOARD   Management   For   For    For
5.c.   REAPPOINTMENT OF MR. JORG GERBIG AS MEMBER OF THE MANAGEMENT BOARD   Management   For   For    For
5.d.   REAPPOINTMENT OF MR. ANDREW KENNY AS MEMBER OF THE MANAGEMENT BOARD   Management   For   For    For
6.a.   REAPPOINTMENT OF MR. DICK BOER AS CHAIR OF THE SUPERVISORY BOARD   Management   For   For    For
6.b.   REAPPOINTMENT OF MS. CORINNE VIGREUX AS VICE-CHAIR OF THE SUPERVISORY BOARD   Management   For   For    For
6.c.   REAPPOINTMENT OF MR. LLOYD FRINK AS MEMBER OF THE SUPERVISORY BOARD   Management   For   For    For
6.d.   REAPPOINTMENT OF MR. JAMBU PALANIAPPAN AS MEMBER OF THE SUPERVISORY BOARD   Management   For   For    For


Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

6.e.   REAPPOINTMENT OF MS. MIEKE DE SCHEPPER AS MEMBER OF THE SUPERVISORY BOARD   Management   For   For    For
6.f.   REAPPOINTMENT OF MR. RON TEERLINK AS MEMBER OF THE SUPERVISORY BOARD   Management   For   For    For
6.g.   APPOINTMENT OF MS. ABBE LUERSMAN AS MEMBER OF THE SUPERVISORY BOARD   Management   For   For    For
6.h.   APPOINTMENT OF MS. ANGELA NOON AS MEMBER OF THE SUPERVISORY BOARD   Management   For   For    For
7.   APPOINTMENT EXTERNAL AUDITOR FOR THE FINANCIAL YEARS 2024, 2025, 2026: ERNST YOUNG ACCOUNTANTS LLP   Management   For   For    For
8.a.   AUTHORISATION OF THE MANAGEMENT BOARD TO ISSUE SHARES FOR GENERAL PURPOSES AND IN CONNECTION WITH INCENTIVE PLANS   Management   For   For    For
8.b.   AUTHORISATION OF THE MANAGEMENT BOARD TO ISSUE SHARES IN CONNECTION WITH AMAZON   Management   For   For    For
9.a.   DELEGATION OF THE RIGHT TO EXCLUDE OR LIMIT PRE-EMPTIVE RIGHTS IN RELATION TO THE ISSUE OF SHARES FOR GENERAL PURPOSES AND IN CONNECTION WITH INCENTIVE PLANS   Management   For   For    For
9.b.   DELEGATION OF THE RIGHT TO EXCLUDE OR LIMIT PRE-EMPTIVE RIGHTS IN RELATION TO THE ISSUE OF SHARES IN CONNECTION WITH AMAZON   Management   For   For    For
10.   AUTHORISATION OF THE MANAGEMENT BOARD TO REPURCHASE SHARES   Management   For   For    For
11.   ANY OTHER BUSINESS   Non-Voting       
12.   CLOSING OF THE MEETING   Non-Voting       
CMMT   07 APR 2023: INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE- VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE   Non-Voting       
CMMT   24 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND CHANGE IN NUMBERING OF ALL RESOLUTIONS AND MODIFICATION OF TEXT OF- RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting       

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   16,111   0   05-May-2023   05-May-2023


KLOECKNER & CO. SE

 

Security   D4S392124      Meeting Type   Annual General Meeting
Ticker Symbol        Meeting Date   17-May-2023
ISIN   DE000KC01V16      Agenda   716954892 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

CMMT   VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.   Non-Voting       
CMMT   PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE- INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL   Non-Voting       
CMMT   THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE.   Non-Voting       
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS   Non-Voting       
  REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE- FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL.         


Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

CMMT   FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A- MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE.   Non-Voting       
CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE.   Non-Voting       
CMMT   INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE   Non-Voting       


Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.40 PER SHARE FOR FISCAL YEAR 2022   Management   For   For    For
2   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022   Management   For   For    For
3   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022   Management   For   For    For
4   ELECT RALPH HECK TO THE SUPERVISORY BOARD   Management   For   For    For
5   RATIFY PRICEWATERHOUSECOOPERS GMBH AG AS AUDITORS FOR FISCAL YEAR 2023, FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FIRST HALF OF FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS UNTIL 2024 AGM   Management   For   For    For
6   APPROVE REMUNERATION REPORT   Management   For   For    For
7.1   AMEND ARTICLES RE: AGM CONVOCATION   Management   For   For    For
7.2   APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025   Management   For   For    For
8   AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION   Management   For   For    For
9.1   APPROVE REMUNERATION POLICY FOR THE SUPERVISORY BOARD   Management   For   For    For
9.2   AMEND ARTICLES RE: APPLICATION OF THE REMUNERATION POLICY FOR THE SUPERVISORY BOARD   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   45,151   0   11-May-2023   11-May-2023


SOFTWARE AG

 

Security   D7045M190      Meeting Type   Annual General Meeting
Ticker Symbol        Meeting Date   17-May-2023
ISIN   DE000A2GS401      Agenda   716900154 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

CMMT   PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE- INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL   Non-Voting       
CMMT   THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE.   Non-Voting       
CMMT   ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS   Non-Voting       
  REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE- FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL.         
CMMT   FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A- MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE.   Non-Voting       


Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE.   Non-Voting       
CMMT   VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.   Non-Voting       
CMMT   INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE   Non-Voting       
1   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022   Non-Voting       
2   APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.05 PER SHARE   Management   For   For    For
3   APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022   Management   For   For    For
4   APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022   Management   For   For    For
5   RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FIRST HALF OF FISCAL YEAR 2023   Management   For   For    For
6   APPROVE REMUNERATION REPORT   Management   For   For    For
7   APPROVE REMUNERATION POLICY   Management   For   For    For
8.1   APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025   Management   For   For    For
8.2   AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION   Management   For   For    For


Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

CMMT   PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.- ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED-AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED- POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR- VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-   Non-Voting       
  INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU         
CMMT   PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK.   Non-Voting       

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   26,850   0   05-May-2023   05-May-2023


THE HARTFORD FINANCIAL SVCS GROUP, INC.

 

Security   416515104      Meeting Type   Annual
Ticker Symbol   HIG      Meeting Date   17-May-2023
ISIN   US4165151048      Agenda   935812239 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1a.   Election of Director: Larry D. De Shon   Management   For   For    For
1b.   Election of Director: Carlos Dominguez   Management   For   For    For
1c.   Election of Director: Trevor Fetter   Management   For   For    For
1d.   Election of Director: Donna James   Management   For   For    For
1e.   Election of Director: Kathryn A. Mikells   Management   For   For    For
1f.   Election of Director: Edmund Reese   Management   For   For    For
1g.   Election of Director: Teresa W. Roseborough   Management   For   For    For
1h.   Election of Director: Virginia P. Ruesterholz   Management   For   For    For
1i.   Election of Director: Christopher J. Swift   Management   For   For    For
1j.   Election of Director: Matthew E. Winter   Management   For   For    For
1k.   Election of Director: Greig Woodring   Management   For   For    For
2.   Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023   Management   For   For    For
3.   Management proposal to approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers as disclosed in the Company’s proxy statement   Management   For   For    For
4.   Shareholder proposal that the Company’s Board adopt and disclose a policy for the time bound phase out of underwriting risks associated with new fossil fuel exploration and development projects   Shareholder   Against   Against    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   11,317   0   15-May-2023   15-May-2023


LIFE STORAGE, INC.

 

Security   53223X107      Meeting Type   Annual
Ticker Symbol   LSI                      Meeting Date   18-May-2023
ISIN   US53223X1072      Agenda   935836520 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1a.   Election of Director: Mark G. Barberio   Management   For   For    For
1b.   Election of Director: Joseph V. Saffire   Management   For   For    For
1c.   Election of Director: Stephen R. Rusmisel   Management   For   For    For
1d.   Election of Director: Arthur L. Havener, Jr.   Management   For   For    For
1e.   Election of Director: Dana Hamilton   Management   For   For    For
1f.   Election of Director: Edward J. Pettinella   Management   For   For    For
1g.   Election of Director: David L. Rogers   Management   For   For    For
1h.   Election of Director: Susan Harnett   Management   For   For    For
2.   Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2023.   Management   For   For    For
3.   Proposal to approve the compensation of the Company’s executive officers.   Management   For   For    For
4.   Proposal on the frequency of holding future advisory votes on the compensation of the Company’s executive officers.   Management   1 Year   1 Year    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   20,495   0   15-May-2023   15-May-2023


MAGNACHIP SEMICONDUCTOR CORP

 

Security   55933J203      Meeting Type   Annual
Ticker Symbol   MX      Meeting Date   18-May-2023
ISIN   US55933J2033      Agenda   935842674 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   DIRECTOR   Management       
 

1   Melvin L. Keating

    For   For    For
 

2   Young-Joon Kim

    For   For    For
 

3   IIbok Lee

    For   For    For
 

4   Camillo Martino

    For   For    For
 

5   Gary Tanner

    For   For    For
 

6   Kyo-Hwa (Liz) Chung

    For   For    For
2.   Advisory (non-binding) vote to approve the compensation of our named executive officers as set forth in the “Executive Compensation” section in the proxy statement.   Management   For   For    For
3.   Ratification of the Board’s election of Samil PricewaterhouseCoopers as our independent registered public accounting firm for 2023.   Management   For   For    For
4.   Approval of the Company’s Amended and Restated 2020 Equity and Incentive Compensation Plan.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   78,290   0   15-May-2023   15-May-2023


CINEPLEX INC.

 

Security   172454100      Meeting Type   Annual and Special Meeting
Ticker Symbol   CPXGF      Meeting Date   24-May-2023
ISIN   CA1724541000      Agenda   935840896 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1A   Election of Director: Jordan Banks   Management   For   For    For
1B   Election of Director: Robert Bruce   Management   For   For    For
1C   Election of Director: Joan Dea   Management   For   For    For
1D   Election of Director: Janice Fukakusa   Management   For   For    For
1E   Election of Director: Donna Hayes   Management   For   For    For
1F   Election of Director: Ellis Jacob   Management   For   For    For
1G   Election of Director: Sarabjit Marwah   Management   For   For    For
1H   Election of Director: Nadir Mohamed   Management   For   For    For
1I   Election of Director: Phyllis Yaffe   Management   For   For    For
2   The appointment of PricewaterhouseCoopers LLP as auditors of the Corporation and the authorization of the directors to fix their remuneration.   Management   For   For    For
3   Non-binding say-on-pay advisory resolution set forth in the accompanying management information circular on the Corporation’s approach to executive compensation.   Management   For   For    For
4   The resolution set forth in the accompanying management information circular to reconfirm the shareholder rights plan agreement.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76ESSTA 01 OM   LG MASTERS ALT STRATEGIES FUND   Y76E   STATE STREET TRUST   48,890   0   16-May-2023   16-May-2023


FORGEROCK, INC.

 

Security   34631B101      Meeting Type   Annual
Ticker Symbol   FORG                      Meeting Date   24-May-2023
ISIN   US34631B1017      Agenda   935818344 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   DIRECTOR   Management       
 

1   Bruce Golden

    For   For    For
 

2   Arun Mathew

    For   For    For
 

3   Alexander Ott

    For   For    For
 

4   Maria Walker

    For   For    For
2.   The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023.   Management   For   For    For
3.   On an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers.   Management   1 Year   1 Year    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   82,463   0   19-May-2023   19-May-2023


QUALTRICS INTERNATIONAL INC.

 

Security   747601201      Meeting Type   Annual
Ticker Symbol   XM      Meeting Date   24-May-2023
ISIN   US7476012015      Agenda   935820236 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1a.   Election of Director: Ritu Bhargava   Management   For   For    For
1b.   Election of Director: Egon Durban   Management   For   For    For
1c.   Election of Director: Sindhu Gangadharan   Management   For   For    For
1d.   Election of Director: Omar Johnson   Management   For   For    For
1e.   Election of Director: Christian Klein   Management   For   For    For
1f.   Election of Director: Robin Manherz   Management   For   For    For
1g.   Election of Director: Luka Mucic   Management   For   For    For
1h.   Election of Director: Scott Russell   Management   For   For    For
1i.   Election of Director: Zig Serafin   Management   For   For    For
1j.   Election of Director: Ryan Smith   Management   For   For    For
1k.   Election of Director: Kelly Steckelberg   Management   For   For    For
2.   Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   297,588   0   19-May-2023   19-May-2023


IROBOT CORPORATION

 

Security   462726100      Meeting Type   Annual
Ticker Symbol   IRBT                      Meeting Date   26-May-2023
ISIN   US4627261005      Agenda   935817479 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1a.   Election of Class III Director to serve for a three-year term: Karen Golz   Management   For   For    For
1b.   Election of Class III Director to serve for a three-year term: Andrew Miller   Management   For   For    For
1c.   Election of Class III Director to serve for a three-year term: Michelle Stacy   Management   For   For    For
2.   Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the current fiscal year.   Management   For   For    For
3.   Approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement.   Management   For   For    For
4.   Approve, on a non-binding, advisory basis, the frequency of future non-binding, advisory votes on the compensation of our named executive officers.   Management   1 Year   1 Year    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   11,486   0   23-May-2023   23-May-2023


SEAGEN INC.

 

Security   81181C104      Meeting Type   Special
Ticker Symbol   SGEN                      Meeting Date   30-May-2023
ISIN   US81181C1045      Agenda   935851320 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   To consider and vote on the proposal to adopt the Agreement and Plan of Merger (as it may be amended or supplemented from time to time, the “merger agreement”), dated March 12, 2023, by and among Seagen Inc. (“Seagen”), Pfizer Inc. (“Pfizer”) and Aris Merger Sub, Inc., a wholly-owned subsidiary of Pfizer (“Merger Sub”), and pursuant to which Merger Sub will be merged with and into Seagen, with Seagen surviving the merger as a wholly- owned subsidiary of Pfizer (the “merger” and such proposal the “merger agreement proposal”).   Management   For   For    For
2.   To consider and vote on the proposal to approve, on a non-binding, advisory basis, certain compensation arrangements for Seagen’s named executive officers in connection with the merger (the “compensation proposal”).   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   12,629   0   23-May-2023   23-May-2023


KIMBALL INTERNATIONAL, INC.

 

Security   494274103      Meeting Type   Special
Ticker Symbol   KBAL      Meeting Date   31-May-2023
ISIN   US4942741038      Agenda   935861535 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of March 7, 2023 (as it may be amended from time to time), by and among Kimball International, Inc. (“Kimball”), HNI Corporation (“HNI”), and Ozark Merger Sub, Inc. (“Merger Sub”), pursuant to which Kimball will merge with and into Merger Sub,with Kimball surviving the Merger as a wholly-owned subsidiary of HNI (the “Kimball merger proposal”).   Management   For   For    For
2.   To approve, by an advisory (non-binding) vote, certain compensation that may be paid or become payable to Kimball’s named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement (the “Kimball compensation proposal”).   Management   For   For    For
3.   To adjourn the special meeting of Kimball shareholders to a later date or dates, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes at the time of the Kimball special meeting to approve the Kimball merger proposal or to ensure that any supplement or amendment to this joint proxy statement/prospectus is timely provided to holders of Kimball common stock (the “Kimball adjournment proposal”).   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   132,062   0   25-May-2023   25-May-2023


MOMENTIVE GLOBAL, INC.

 

Security   60878Y108      Meeting Type   Special
Ticker Symbol   MNTV                      Meeting Date   31-May-2023
ISIN   US60878Y1082      Agenda   935862777 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated March 13, 2023, between Mercury Bidco LLC, Mercury Merger Sub, Inc., and Momentive Global Inc. (the “merger agreement”) and approve the merger.   Management   For   For    For
2.   To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Momentive Global Inc. to its named executive officers in connection with the merger.   Management   For   For    For
3.   To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   628,928   0   25-May-2023   25-May-2023


SEAGEN INC.

 

Security   81181C104      Meeting Type   Annual
Ticker Symbol   SGEN      Meeting Date   31-May-2023
ISIN   US81181C1045      Agenda   935821098 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1a.   Election of Class I Director: David W. Gryska   Management   For   For    For
1b.   Election of Class I Director: John A. Orwin   Management   For   For    For
1c.   Election of Class I Director: Alpna H. Seth, Ph.D.   Management   For   For    For
2.   Approve, on an advisory basis, the compensation of Seagen’s named executive officers as disclosed in the accompanying proxy statement.   Management   For   For    For
3.   Indicate, on an advisory basis, the preferred frequency of shareholder advisory votes on the compensation of Seagen’s named executive officers.   Management   1 Year   1 Year    For
4.   Approve the amendment and restatement of the Seagen Inc. Amended and Restated 2007 Equity Incentive Plan to, among other things, increase the aggregate number of shares of common stock authorized for issuance thereunder by 5,190,000 shares.   Management   For   For    For
5.   Ratify the appointment of PricewaterhouseCoopers LLP as Seagen’s independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   10,342   0   25-May-2023   25-May-2023


CVENT HOLDING CORP

 

Security   126677103      Meeting Type   Special
Ticker Symbol   CVT                      Meeting Date   01-Jun-2023
ISIN   US1266771039      Agenda   935864240 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of March 14, 2023 (as it may be amended, supplemented or otherwise modified from time to time, the “Merger Agreement”), by and among Cvent, Capstone Borrower, Inc., a Delaware corporation (“Parent”), and Capstone Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”). Pursuant to the terms of the Merger Agreement, Merger Sub will merge with and into Cvent, with Cvent continuing as the surviving corporation and a wholly owned subsidiary of Parent (the “Merger”).   Management   For   For    For
2.   To approve, on an advisory, non-binding basis, the compensation that may be paid or may become payable to Cvent’s named executive officers in connection with the Merger.   Management   For   For    For
3.   To adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   299,536   0   25-May-2023   25-May-2023


CRANE NXT, CO.

 

Security   224441105      Meeting Type   Annual
Ticker Symbol   CXT      Meeting Date   05-Jun-2023
ISIN   US2244411052      Agenda   935844274 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.1   Election of Director: Michael Dinkins   Management   For   For    For
1.2   Election of Director: William Grogan   Management   For   For    For
1.3   Election of Director: Cristen Kogl   Management   For   For    For
1.4   Election of Director: Ellen McClain   Management   For   For    For
1.5   Election of Director: Max H. Mitchell   Management   For   For    For
1.6   Election of Director: Aaron W. Saak   Management   For   For    For
1.7   Election of Director: John S. Stroup   Management   For   For    For
1.8   Election of Director: James L. L. Tullis   Management   For   For    For
2.   Ratification of the selection of Deloitte & Touche LLP as the Company’s independent auditors for 2023.   Management   For   For    For
3.   Say on Pay—An advisory vote to approve the compensation paid to certain executive officers.   Management   For   For    For
4.   Say on Frequency—An advisory vote to approve the frequency with which we will ask stockholders to approve the compensation paid to certain executive officers.   Management   1 Year   1 Year    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   3,481   0   01-Jun-2023   01-Jun-2023


UNIVAR SOLUTIONS INC.

 

Security   91336L107      Meeting Type   Special
Ticker Symbol   UNVR                      Meeting Date   06-Jun-2023
ISIN   US91336L1070      Agenda   935864187 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   Proposal to adopt the Agreement and Plan of Merger, dated as of March 13, 2023, by and among Univar Solutions Inc., Windsor Parent, L.P. and Windsor Merger Sub, Inc. (the “Merger Agreement”).   Management   For   For    For
2.   Proposal to approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to Univar Solutions Inc.’s named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement.   Management   For   For    For
3.   Proposal to adjourn the special meeting of stockholders of Univar Solutions Inc. (the “Special Meeting”) to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   192,246   0   01-Jun-2023   01-Jun-2023


GLOBUS MEDICAL, INC.

 

Security   379577208      Meeting Type   Annual
Ticker Symbol   GMED      Meeting Date   07-Jun-2023
ISIN   US3795772082      Agenda   935847713 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1a.   Election of Director: Daniel T. Scavilla   Management   For   For    For
1b.   Election of Director: Robert Douglas   Management   For   For    For
2.   The approval of the amendment to the 2021 Equity Incentive Plan.   Management   For   For    For
3.   To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023.   Management   For   For    For
4.   To approve, in an advisory vote, the compensation of the Company’s named executive officers (the Say-on-Pay Vote).   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   12,047   0   01-Jun-2023   01-Jun-2023


HESKA CORPORATION

 

Security   42805E306      Meeting Type   Special
Ticker Symbol   HSKA      Meeting Date   07-Jun-2023
ISIN   US42805E3062      Agenda   935869050 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   To adopt and approve the Agreement and Plan of Merger with Antech Diagnostics, Inc., a California corporation, Helsinki Merger Sub LLC, a Delaware limited liability company, and, solely for purposes of Section 9.15 of the Merger Agreement, Mars, Incorporated, a Delaware corporation (the “Merger Proposal”).   Management   For   For    For
2.   To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger.   Management   For   For    For
3.   To approve one or more adjournments of the Special Meeting, if necessary, to solicit additional proxies if a quorum is not present or there are not sufficient votes cast at the Special Meeting to approve the Merger Proposal.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   26,720   0   01-Jun-2023   01-Jun-2023


DIVERSEY HOLDINGS LTD

 

Security   G28923103      Meeting Type   Special
Ticker Symbol   DSEY      Meeting Date   08-Jun-2023
ISIN   KYG289231030      Agenda   935873162 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   (a) The Agreement and Plan of Merger Olympus Water Holdings IV, L.P. (“Parent”), acting by its general partner, Olympus Water Holdings Limited, and Diamond Merger Limited, an exempted company incorporated under the laws of the Cayman Islands (b) the Plan of Merger, attached as an exhibit to the Merger Agreement and annexed hereto and approved by resolution of the directors of the Company (c)Company be authorized to merge with Merger Sub, so that the Company shall be the surviving company and all the undertaking, property and liabilities of the Merger.   Management   For   For    For
2.   RESOLVED, as an ordinary resolution, that the shareholders of Diversey Holdings, Ltd. hereby approve, on a non-binding, advisory basis, the compensation to be paid or become payable to its named executive officers that is based on or otherwise relates to the Merger as disclosed in the Company’s proxy statement pursuant to Item 402(t) of Regulation S-K under the section entitled “Golden Parachute Compensation” and the corresponding table and the footnotes thereto.”   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   379,507   0   01-Jun-2023   01-Jun-2023


MONEYLION INC

 

Security   60938K106      Meeting Type   Annual
Ticker Symbol        Meeting Date   15-Jun-2023
ISIN   US60938K1060      Agenda   935852548 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   DIRECTOR   Management       
  1   Dwight Bush   For   For    For
  2   John Chrystal   For   For    For
  3   Lisa Gersh   For   For    For
2.   Company Proposal—Ratify the selection of RSM US LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   117,279   0   09-Jun-2023   09-Jun-2023


PROMETHEUS BIOSCIENCES, INC.

 

Security   74349U108      Meeting Type   Special
Ticker Symbol   RXDX      Meeting Date   15-Jun-2023
ISIN   US74349U1088      Agenda   935874556 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “Merger Agreement”), dated as of April 15, 2023, by and among Merck & Co., Inc., a New Jersey corporation (“Merck”), Splash Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Merck (“Merger Sub”), and Prometheus Biosciences, Inc., a Delaware corporation (“Prometheus”), pursuant to which Merger Sub will be merged with and into Prometheus, with Prometheus surviving as a wholly owned subsidiary of Merck (the “Merger”).   Management   For   For    For
2.   To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Prometheus’ named executive officers that is based on or otherwise relates to the Merger.   Management   For   For    For
3.   To approve the adjournment of the special meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes in person or by proxy to approve the proposal to adopt the Merger Agreement at the time of the special meeting.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   16,223   0   09-Jun-2023   09-Jun-2023


RADIUS GLOBAL INFRASTRUCTURE, INC.

 

Security   750481103      Meeting Type   Special
Ticker Symbol   RADI      Meeting Date   15-Jun-2023
ISIN   US7504811032      Agenda   935873112 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   To consider and vote on the proposal to adopt the Merger Agreement, dated as of March 1, 2023, by and among Radius Global Infrastructure, Inc. (the “Company”), APW OpCo LLC, Chord Parent, Inc., Chord Merger Sub I, Inc. and Chord Merger Sub II, LLC, as it may be amended from time to time (the “Merger Agreement”).   Management   For   For    For
2.   To consider and vote on the proposal to approve, on an advisory (nonbinding) basis, the compensation that will or may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated thereby.   Management   For   For    For
3.   To consider and vote on any proposal to adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   183,126   0   09-Jun-2023   09-Jun-2023


BELLUS HEALTH INC.

 

Security   07987C204      Meeting Type   Special
Ticker Symbol   BLU      Meeting Date   16-Jun-2023
ISIN   CA07987C2040      Agenda   935879823 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1   To consider and, if deemed advisable, to pass, with or without variation, a special resolution to approve a proposed plan of arrangement involving BELLUS Health Inc., 14934792 Canada Inc. and GSK plc, pursuant to section 192 of the Canada Business Corporations Act. The full text of the special resolution is set forth in Appendix B to the accompanying management information circular of BELLUS Health Inc.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot
Shares
  Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   146,262   0   09-Jun-2023   09-Jun-2023


RANGER OIL CORPORATION

 

Security   70788V102      Meeting Type   Special
Ticker Symbol   ROCC      Meeting Date   16-Jun-2023
ISIN   US70788V1026      Agenda   935879861 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   To approve the terms of the Agreement & Plan of Merger, dated as of 02/27/2023, between Ranger & Baytex Energy Corp., a company incorporated under the Business Corporations Act (Alberta) (“Baytex”), as modified by that certain Joinder Agreement, dated as of 05/3/2023, pursuant to which Nebula Merger Sub, LLC, an indirect wholly owned subsidiary of Baytex (“merger sub”), agreed to be bound by terms & conditions of such agreement as a party thereto, (including the related plan of merger, as amended from time to time, the “Merger Agreement”).   Management   For   For    For
2.   To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Ranger’s named executive officers that is based on or otherwise relates to the company merger.   Management   For   For    For
3.   To adjourn the Ranger special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Agreement at the time of the Ranger special meeting.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   27,446   0   09-Jun-2023   09-Jun-2023


ACTIVISION BLIZZARD, INC.

 

Security   00507V109      Meeting Type   Annual
Ticker Symbol   ATVI      Meeting Date   21-Jun-2023
ISIN   US00507V1098      Agenda   935851762 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1a.   Election of Director: Reveta Bowers   Management   For   For    For
1b.   Election of Director: Kerry Carr   Management   For   For    For
1c.   Election of Director: Robert Corti   Management   For   For    For
1d.   Election of Director: Brian Kelly   Management   For   For    For
1e.   Election of Director: Robert Kotick   Management   For   For    For
1f.   Election of Director: Barry Meyer   Management   For   For    For
1g.   Election of Director: Robert Morgado   Management   For   For    For
1h.   Election of Director: Peter Nolan   Management   For   For    For
1i.   Election of Director: Dawn Ostroff   Management   For   For    For
2.   Advisory vote to approve our executive compensation.   Management   For   For    For
3.   Advisory vote on frequency of future advisory votes to approve our executive compensation.   Management   1 Year   1 Year    For
4.   Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm.   Management   For   For    For
5.   Shareholder proposal regarding shareholder ratification of termination pay.   Shareholder   Against   Against    For
6.   Shareholder proposal regarding adoption of a freedom of association and collective bargaining policy.   Shareholder   Against   Against    For
7.   Withdrawn by proponent   Shareholder   Against   Against    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   111,190   0   16-Jun-2023   16-Jun-2023


RADIUS GLOBAL INFRASTRUCTURE, INC.

 

Security   750481103      Meeting Type   Annual
Ticker Symbol   RADI      Meeting Date   22-Jun-2023
ISIN   US7504811032      Agenda   935854263 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1a.   Election of Director: Paul A. Gould   Management   For   For    For
1b.   Election of Director: Antoinette Cook Bush   Management   For   For    For
1c.   Election of Director: Thomas C. King   Management   For   For    For
1d.   Election of Director: Nick S. Advani   Management   For   For    For
1e.   Election of Director: Ashley Leeds   Management   For   For    For
2.   To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023.   Management   For   For    For
3.   To approve, on a non-binding advisory basis, the compensation of our named executive officers.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   183,126   0   16-Jun-2023   16-Jun-2023


UNI-SELECT INC.

 

Security   90457D100      Meeting Type   Annual
Ticker Symbol   UNIEF      Meeting Date   22-Jun-2023
ISIN   CA90457D1006      Agenda   935877413 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1   DIRECTOR   Management       
 

1   Michelle Cormier

    For   For    For
 

2   Martin Garand

    For   For    For
 

3   Karen Laflamme

    For   For    For
 

4   Chantel E. Lenard

    For   For    For
 

5   Brian McManus

    For   For    For
 

6   Frederick J. Mifflin

    For   For    For
 

7   David G. Samuel

    For   For    For
2   Appointment of Ernst & Young LLP as auditor and authorization of the Board of Directors to fix its remuneration.   Management   For   For    For
3   Consideration of an advisory resolution on executive compensation.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76ESSTA 01 OM   LG MASTERS ALT STRATEGIES FUND   Y76E   STATE STREET TRUST   50,680   0   09-Jun-2023   09-Jun-2023


ABSOLUTE SOFTWARE CORPORATION

 

Security   00386B109      Meeting Type   Special
Ticker Symbol   ABST      Meeting Date   29-Jun-2023
ISIN   CA00386B1094      Agenda   935888226 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1   To consider and, if deemed advisable, pass, with or without variation, a special resolution of Securityholders substantially in the form attached as Appendix “C” to the accompanying management information circular, to approve an arrangement under section 288 of the Business Corporations Act (British Columbia), involving the Company and 1414364 B.C. Ltd., as more particularly described in the accompanying management information circular.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   133,438   0   22-Jun-2023   22-Jun-2023


EMIS GROUP PLC

 

Security   G2898S102      Meeting Type   Annual General Meeting
Ticker Symbol        Meeting Date   29-Jun-2023
ISIN   GB00B61D1Y04      Agenda   717388931 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1   TO RECEIVE AND ADOPT THE AUDITED ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2022 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITOR THEREON   Management   For   For    For
2   TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2022   Management   For   For    For
3   TO APPROVE AND DECLARE A FINAL DIVIDEND OF 21.1P PER ORDINARY SHARE OF 0.01P IN THE CAPITAL OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2022   Management   For   For    For
4   TO RE-ELECT PATRICK DE SMEDT AS A DIRECTOR OF THE COMPANY   Management   For   For    For
5   TO RE-ELECT ANDY THORBURN AS A DIRECTOR OF THE COMPANY   Management   For   For    For
6   TO RE-ELECT PETER SOUTHBY AS A DIRECTOR OF THE COMPANY   Management   For   For    For
7   TO RE-ELECT KEVIN BOYD AS A DIRECTOR OF THE COMPANY   Management   For   For    For
8   TO RE-ELECT JEN BYRNE AS A DIRECTOROF THE COMPANY   Management   For   For    For
9   TO RE-ELECT JP RANGASWAMI AS A DIRECTOR OF THE COMPANY   Management   For   For    For
10   TO RE-ELECT DENISE COLLIS AS ADIRECTOR OF THE COMPANY   Management   For   For    For
11   TO RE-APPOINT KPMG LLP AS AUDITOR TO THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY   Management   For   For    For


Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

12   TO AUTHORISE THE DIRECTORS TO FIX THE AUDITOR’S REMUNERATION   Management   For   For    For
13   THAT, THE DIRECTORS ARE AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY UP TO A MAXIMUM NOMINAL AMOUNT OF 211,037 GBP   Management   For   For    For
14   TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING 10,000 GBP IN AGGREGATE   Management   For   For    For
15   THAT, SUBJECT TO THE PASSING OF RESOLUTION 13, THE DIRECTORS ARE GIVEN THE GENERAL POWER TO ALLOT EQUITY SECURITIES FOR CASH   Management   For   For    For
16   THAT, SUBJECT TO THE PASSING OF RESOLUTION 15, THE DIRECTORS ARE GIVEN THE GENERAL POWER TO ALLOT EQUITY SECURITIES FOR CASH   Management   For   For    For
17   THAT THE COMPANY BE AUTHORISED FOR THE PURPOSE OF S.701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES OF ORDINARY SHARES OF 0.01 GBP EACH   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

Y76E   Y76E     STATE STREET BANK   33,414   0   22-Jun-2023   22-Jun-2023


NATIONAL INSTRUMENTS CORPORATION                

 

Security   636518102      Meeting Type   Special
Ticker Symbol   NATI      Meeting Date   29-Jun-2023
ISIN   US6365181022      Agenda   935887147 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of April 12, 2023, by and among National Instruments Corporation, Emerson Electric Co., and Emersub CXIV (as it may be amended from time to time, the “Merger Agreement”).   Management   For   For    For
2.   To approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to National Instruments Corporation’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.   Management   For   For    For
3.   To approve any adjournment of the special meeting of stockholders of National Instruments Corporation (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   103,091   0   26-Jun-2023   26-Jun-2023


BELLUS HEALTH INC.

 

Security   07987C204      Meeting Type   Annual and Special Meeting
Ticker Symbol   BLU      Meeting Date   30-Jun-2023
ISIN   CA07987C2040      Agenda   935889230 - Management

 

Item

 

Proposal

 

Proposed by

 

Vote

 

Management
Recommendation

  

For/Against
Management

1A   Election of Director—Dr. Francesco Bellini, O.C.   Management   For   For    For
1B   Election of Director—Roberto Bellini   Management   For   For    For
1C   Election of Director—Dr. Youssef L. Bennani   Management   For   For    For
1D   Election of Director—Franklin M. Berger, CFA   Management   For   For    For
1E   Election of Director—Dr. Clarissa Desjardins   Management   For   For    For
1F   Election of Director—Pierre Larochelle   Management   For   For    For
1G   Election of Director—Dr. William Mezzanotte   Management   For   For    For
1H   Election of Director—Joseph Rus   Management   For   For    For
2   Appointment of KPMG LLP as Auditors of the Company for the ensuing year and authorizing the Audit Committee to fix their remuneration.   Management   For   For    For
3   Ratification and confirmation of a resolution approving the unallocated options under the Stock Option Plan.   Management   For   For    For

 

Account
Number

 

Account Name

 

Internal Account

 

Custodian

  Ballot Shares   Unavailable
Shares
 

Vote Date

 

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   146,262   0   22-Jun-2023   22-Jun-2023


Company Name    Meeting
Date
   Ticker    Security ID    Agenda
Item
Number
   Agenda Item Description    Management or
Shareholder
Proposal
   Management
Recommendation
   Fund Vote
Company Name as it appeared on the ballot    ISO Date Format (yyyymmdd)       Cusip, isin, or sedol as it appears on the ballot.    As it appears on the ballot    As it appears on the ballot    Identify MGMT or Sharehold - any item not defined will be assumed management    As it appears on the ballot    FOR, AGAINST, ABSTAIN, WITHHOLD, etc
Intelsat S.A.    20230621    NA    L5217E120    1    Approval of the statutory stand-alone financial statements    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    2    Approval of the consolidated financial statements    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    3    Approval of discharge (quitus) to directors for proper performance of their duties    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    4    Approval of carry forward of net results    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    5    Confirmation of David Wajsgras (co-opted) as director    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    6    Confirmation of David Mack (co-opted) as director    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    7    Re-election of Director: Roy Chestnutt    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    8    Re-election of Director: Lisa Hammitt    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    9    Re-election of Director: David Mack    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    10    Re-election of Director: Marc Montagner    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    11    Re-election of Director: Easwaran Sundaram    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    12    Re-election of Director: David Wajsgras    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    13    Re-election of Director: Jinhy Yoon    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    14    Ratification of directors remuneration for 2022    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    15    Approval of directors remuneration for 2023    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    16    Approval of re-appointment of KPMG Audit S.a r.l. as approved statutory auditor    MGMT    For    For
Intelsat S.A.    20230621    NA    L5217E120    17    Approval of share repurchases and treasury share holdings, pursuant to and in line with Article 9 of the articles of association of the Company (relating to communication laws)    MGMT    For    For
UPL Corporation Limited    20221117    8LSB    V96177AC0    1    This Meeting Of Holders By Extraordinary Resolution Hereby: Consent To The Execution Of The Supplemental Trust Deed By The Issuer S Subsidiary, Upl Ltd To Provide A Subordinated Guarantee On The Due And Punctual Payment Of The Principal Of And Interest On The Securities And Of Any Other Amounts Payable By The Issuer Under The Trust Deed    MGMT    N/A    TNA
UPL Corporation Limited    20221117    8LSB    V96177AC0    2    Non-Voting Meeting Note    N/A    N/A    TNA


PROXY VOTING RECORD

FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023

iMGP High Income Fund

 

Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal Text    Management
Recommendation
   Voting Policy
Recommendation
   Vote
Instruction
   Voting Policy
Rationale
   Voted
BlackRock Corporate High Yield Fund, Inc.    HYT    09255P107    25-Jul-22    Management    Elect Director Frank J. Fabozzi    For    For    For    A vote FOR the director nominees is warranted.    Yes
BlackRock Corporate High Yield Fund, Inc.    HYT    09255P107    25-Jul-22    Management    Elect Director Robert Fairbairn    For    For    For    A vote FOR the director nominees is warranted.    Yes
BlackRock Corporate High Yield Fund, Inc.    HYT    09255P107    25-Jul-22    Management    Elect Director J. Phillip Holloman    For    For    For    A vote FOR the director nominees is warranted.    Yes
BlackRock Credit Allocation Income Trust    BTZ    092508100    25-Jul-22    Management    Elect Director Cynthia L. Egan    For    For    For    A vote FOR the director nominees is warranted.    Yes
BlackRock Credit Allocation Income Trust    BTZ    092508100    25-Jul-22    Management    Elect Director Robert Fairbairn    For    For    For    A vote FOR the director nominees is warranted.    Yes
BlackRock Credit Allocation Income Trust    BTZ    092508100    25-Jul-22    Management    Elect Director Stayce D. Harris    For    For    For    A vote FOR the director nominees is warranted.    Yes
BlackRock Debt Strategies Fund, Inc    DSU    09255R202    25-Jul-22    Management    Elect Director Frank J. Fabozzi    For    For    For    A vote FOR the director nominees is warranted.    Yes
BlackRock Debt Strategies Fund, Inc    DSU    09255R202    25-Jul-22    Management    Elect Director Robert Fairbairn    For    For    For    A vote FOR the director nominees is warranted.    Yes
BlackRock Debt Strategies Fund, Inc    DSU    09255R202    25-Jul-22    Management    Elect Director J. Phillip Holloman    For    For    For    A vote FOR the director nominees is warranted.    Yes
Eaton Vance Limited Duration Income Fund    EVV    27828H105    12-Jan-23    Management    Elect Director Thomas E. Faust, Jr.    For    For    For    A vote FOR the director nominees is warranted.    Yes
Eaton Vance Limited Duration Income Fund    EVV    27828H105    12-Jan-23    Management    Elect Director Mark R. Fetting    For    For    For    A vote FOR the director nominees is warranted.    Yes
Eaton Vance Limited Duration Income Fund    EVV    27828H105    12-Jan-23    Management    Elect Director Keith Quinton    For    For    For    A vote FOR the director nominees is warranted.    Yes


PROXY VOTING RECORD

FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023

iMGP SBH Focused Small Value Fund

 

Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
AZZ Inc.    AZZ    002474104    12-Jul-22    Management    1a    Elect Director Daniel E. Berce    For    For    Yes    No
AZZ Inc.    AZZ    002474104    12-Jul-22    Management    1b    Elect Director Paul Eisman    For    For    Yes    No
AZZ Inc.    AZZ    002474104    12-Jul-22    Management    1c    Elect Director Daniel R. Feehan    For    For    Yes    No
AZZ Inc.    AZZ    002474104    12-Jul-22    Management    1d    Elect Director Thomas E. Ferguson    For    For    Yes    No
AZZ Inc.    AZZ    002474104    12-Jul-22    Management    1e    Elect Director Clive A. Grannum    For    For    Yes    No
AZZ Inc.    AZZ    002474104    12-Jul-22    Management    1f    Elect Director Carol R. Jackson    For    For    Yes    No
AZZ Inc.    AZZ    002474104    12-Jul-22    Management    1g    Elect Director David M. Kaden    For    For    Yes    No
AZZ Inc.    AZZ    002474104    12-Jul-22    Management    1h    Elect Director Venita McCellon-Allen    For    For    Yes    No
AZZ Inc.    AZZ    002474104    12-Jul-22    Management    1i    Elect Director Ed McGough    For    For    Yes    No
AZZ Inc.    AZZ    002474104    12-Jul-22    Management    1j    Elect Director Steven R. Purvis    For    For    Yes    No
AZZ Inc.    AZZ    002474104    12-Jul-22    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
AZZ Inc.    AZZ    002474104    12-Jul-22    Management    3    Approve Conversion of Securities    For    For    Yes    No
AZZ Inc.    AZZ    002474104    12-Jul-22    Management    4    Ratify Grant Thornton, LLP as Auditors    For    For    Yes    No
Modine Manufacturing Company    MOD    607828100    21-Jul-22    Management    1a    Elect Director Neil D. Brinker    For    For    Yes    No
Modine Manufacturing Company    MOD    607828100    21-Jul-22    Management    1b    Elect Director Katherine C. Harper    For    For    Yes    No
Modine Manufacturing Company    MOD    607828100    21-Jul-22    Management    1c    Elect Director David J. Wilson    For    For    Yes    No
Modine Manufacturing Company    MOD    607828100    21-Jul-22    Management    2    Amend Omnibus Stock Plan    For    For    Yes    No
Modine Manufacturing Company    MOD    607828100    21-Jul-22    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Modine Manufacturing Company    MOD    607828100    21-Jul-22    Management    4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
EnerSys    ENS    29275Y102    04-Aug-22    Management    1.1    Elect Director Howard I. Hoffen    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
EnerSys    ENS    29275Y102    04-Aug-22    Management    1.2    Elect Director David M. Shaffer    For    For    Yes    No
EnerSys    ENS    29275Y102    04-Aug-22    Management    1.3    Elect Director Ronald P. Vargo    For    For    Yes    No
EnerSys    ENS    29275Y102    04-Aug-22    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
EnerSys    ENS    29275Y102    04-Aug-22    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
CIRCOR International, Inc.    CIR    17273K109    04-Oct-22    Management    1a    Elect Director Samuel R. Chapin    For    For    Yes    No
CIRCOR International, Inc.    CIR    17273K109    04-Oct-22    Management    1b    Elect Director Tina M. Donikowski    For    Against    Yes    Yes
CIRCOR International, Inc.    CIR    17273K109    04-Oct-22    Management    1c    Elect Director Bruce Lisman    For    For    Yes    No
CIRCOR International, Inc.    CIR    17273K109    04-Oct-22    Management    1d    Elect Director Helmuth Ludwig    For    For    Yes    No
CIRCOR International, Inc.    CIR    17273K109    04-Oct-22    Management    1e    Elect Director John (Andy) O’Donnell    For    For    Yes    No
CIRCOR International, Inc.    CIR    17273K109    04-Oct-22    Management    1f    Elect Director Jill D. Smith    For    For    Yes    No
CIRCOR International, Inc.    CIR    17273K109    04-Oct-22    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
CIRCOR International, Inc.    CIR    17273K109    04-Oct-22    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Mercury Systems, Inc.    MRCY    589378108    26-Oct-22    Management    1.1    Elect Director William L. Ballhaus    For    For    Yes    No
Mercury Systems, Inc.    MRCY    589378108    26-Oct-22    Management    1.2    Elect Director Lisa S. Disbrow    For    For    Yes    No
Mercury Systems, Inc.    MRCY    589378108    26-Oct-22    Management    1.3    Elect Director Howard L. Lance    For    For    Yes    No
Mercury Systems, Inc.    MRCY    589378108    26-Oct-22    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
Mercury Systems, Inc.    MRCY    589378108    26-Oct-22    Management    3    Amend Omnibus Stock Plan    For    For    Yes    No
Mercury Systems, Inc.    MRCY    589378108    26-Oct-22    Management    4    Ratify KPMG LLP as Auditors    For    For    Yes    No
Mercury Systems, Inc.    MRCY    589378108    26-Oct-22    Management    5    Other Business    For    Against    Yes    Yes
Coty Inc.    COTY    222070203    03-Nov-22    Management    1.1    Elect Director Beatrice Ballini    For    Withhold    Yes    Yes


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
Coty Inc.    COTY    222070203    03-Nov-22    Management    1.2    Elect Director Joachim Creus    For    For    Yes    No
Coty Inc.    COTY    222070203    03-Nov-22    Management    1.3    Elect Director Olivier Goudet    For    For    Yes    No
Coty Inc.    COTY    222070203    03-Nov-22    Management    1.4    Elect Director Peter Harf    For    For    Yes    No
Coty Inc.    COTY    222070203    03-Nov-22    Management    1.5    Elect Director Johannes P. Huth    For    Withhold    Yes    Yes
Coty Inc.    COTY    222070203    03-Nov-22    Management    1.6    Elect Director Maria Ausuncion Aramburuzabala Larregui    For    Withhold    Yes    Yes
Coty Inc.    COTY    222070203    03-Nov-22    Management    1.7    Elect Director Anna Adeola Makanju    For    Withhold    Yes    Yes
Coty Inc.    COTY    222070203    03-Nov-22    Management    1.8    Elect Director Sue Y. Nabi    For    For    Yes    No
Coty Inc.    COTY    222070203    03-Nov-22    Management    1.9    Elect Director Isabelle Parize    For    For    Yes    No
Coty Inc.    COTY    222070203    03-Nov-22    Management    1.10    Elect Director Erhard Schoewel    For    Withhold    Yes    Yes
Coty Inc.    COTY    222070203    03-Nov-22    Management    1.11    Elect Director Robert Singer    For    For    Yes    No
Coty Inc.    COTY    222070203    03-Nov-22    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
Coty Inc.    COTY    222070203    03-Nov-22    Management    3    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
Glatfelter Corporation    GLT    377320106    11-Nov-22    Management    1    Adopt Majority Voting for Uncontested Election of Directors    For    For    Yes    No
Glatfelter Corporation    GLT    377320106    11-Nov-22    Management    2    Eliminate Cumulative Voting    For    For    Yes    No
Glatfelter Corporation    GLT    377320106    11-Nov-22    Management    3    Establish Range for Board Size    For    For    Yes    No
Glatfelter Corporation    GLT    377320106    11-Nov-22    Management    4    Amend Bylaws to Eliminate Designated Annual Meeting Date and Time    For    For    Yes    No
Glatfelter Corporation    GLT    377320106    11-Nov-22    Management    5    Provide Proxy Access Right    For    For    Yes    No
Glatfelter Corporation    GLT    377320106    11-Nov-22    Management    6    Amend Bylaws to Clarify Voting Standards    For    For    Yes    No
The Hain Celestial Group, Inc.    HAIN    405217100    17-Nov-22    Management    1a    Elect Director Richard A. Beck    For    For    Yes    No
The Hain Celestial Group, Inc.    HAIN    405217100    17-Nov-22    Management    1b    Elect Director Celeste A. Clark    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
The Hain Celestial Group, Inc.    HAIN    405217100    17-Nov-22    Management    1c    Elect Director Dean Hollis    For    For    Yes    No
The Hain Celestial Group, Inc.    HAIN    405217100    17-Nov-22    Management    1d    Elect Director Shervin J. Korangy    For    For    Yes    No
The Hain Celestial Group, Inc.    HAIN    405217100    17-Nov-22    Management    1e    Elect Director Mark L. Schiller    For    For    Yes    No
The Hain Celestial Group, Inc.    HAIN    405217100    17-Nov-22    Management    1f    Elect Director Michael B. Sims    For    For    Yes    No
The Hain Celestial Group, Inc.    HAIN    405217100    17-Nov-22    Management    1g    Elect Director Carlyn R. Taylor    For    For    Yes    No
The Hain Celestial Group, Inc.    HAIN    405217100    17-Nov-22    Management    1h    Elect Director Dawn M. Zier    For    For    Yes    No
The Hain Celestial Group, Inc.    HAIN    405217100    17-Nov-22    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
The Hain Celestial Group, Inc.    HAIN    405217100    17-Nov-22    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
The Hain Celestial Group, Inc.    HAIN    405217100    17-Nov-22    Management    4    Approve Omnibus Stock Plan    For    For    Yes    No
Orthofix Medical Inc.    OFIX    68752M108    04-Jan-23    Management    1    Issue Shares in Connection with the Merger    For    For    Yes    No
Orthofix Medical Inc.    OFIX    68752M108    04-Jan-23    Management    2    Adjourn Meeting    For    For    Yes    No
Compass Minerals International, Inc.    CMP    20451N101    15-Feb-23    Management    1a    Elect Director Kevin S. Crutchfield    For    For    Yes    No
Compass Minerals International, Inc.    CMP    20451N101    15-Feb-23    Management    1b    Elect Director Jon A. Chisholm    For    For    Yes    No
Compass Minerals International, Inc.    CMP    20451N101    15-Feb-23    Management    1c    Elect Director Richard P. Dealy    For    For    Yes    No
Compass Minerals International, Inc.    CMP    20451N101    15-Feb-23    Management    1d    Elect Director Edward C. Dowling, Jr.    For    For    Yes    No
Compass Minerals International, Inc.    CMP    20451N101    15-Feb-23    Management    1e    Elect Director Eric Ford    For    For    Yes    No
Compass Minerals International, Inc.    CMP    20451N101    15-Feb-23    Management    1f    Elect Director Gareth T. Joyce    For    For    Yes    No
Compass Minerals International, Inc.    CMP    20451N101    15-Feb-23    Management    1g    Elect Director Melissa M. Miller    For    For    Yes    No
Compass Minerals International, Inc.    CMP    20451N101    15-Feb-23    Management    1h    Elect Director Joseph E. Reece    For    For    Yes    No
Compass Minerals International, Inc.    CMP    20451N101    15-Feb-23    Management    1i    Elect Director Shane T. Wagnon    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
Compass Minerals International, Inc.    CMP    20451N101    15-Feb-23    Management    1j    Elect Director Lori A. Walker    For    For    Yes    No
Compass Minerals International, Inc.    CMP    20451N101    15-Feb-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Compass Minerals International, Inc.    CMP    20451N101    15-Feb-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Compass Minerals International, Inc.    CMP    20451N101    15-Feb-23    Management    4    Amend Omnibus Stock Plan    For    For    Yes    No
Compass Minerals International, Inc.    CMP    20451N101    15-Feb-23    Management    5    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
REV Group, Inc.    REVG    749527107    23-Feb-23    Management    1.1    Elect Director Paul Bamatter    For    Withhold    Yes    Yes
REV Group, Inc.    REVG    749527107    23-Feb-23    Management    1.2    Elect Director Dino Cusumano    For    For    Yes    No
REV Group, Inc.    REVG    749527107    23-Feb-23    Management    1.3    Elect Director Randall Swift    For    For    Yes    No
REV Group, Inc.    REVG    749527107    23-Feb-23    Management    2    Ratify RSM US LLP as Auditors    For    For    Yes    No
REV Group, Inc.    REVG    749527107    23-Feb-23    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Helmerich & Payne, Inc.    HP    423452101    28-Feb-23    Management    1a    Elect Director Delaney M. Bellinger    For    For    Yes    No
Helmerich & Payne, Inc.    HP    423452101    28-Feb-23    Management    1b    Elect Director Belgacem Chariag    For    For    Yes    No
Helmerich & Payne, Inc.    HP    423452101    28-Feb-23    Management    1c    Elect Director Kevin G. Cramton    For    For    Yes    No
Helmerich & Payne, Inc.    HP    423452101    28-Feb-23    Management    1d    Elect Director Randy A. Foutch    For    For    Yes    No
Helmerich & Payne, Inc.    HP    423452101    28-Feb-23    Management    1e    Elect Director Hans Helmerich    For    For    Yes    No
Helmerich & Payne, Inc.    HP    423452101    28-Feb-23    Management    1f    Elect Director John W. Lindsay    For    For    Yes    No
Helmerich & Payne, Inc.    HP    423452101    28-Feb-23    Management    1g    Elect Director Jose R. Mas    For    For    Yes    No
Helmerich & Payne, Inc.    HP    423452101    28-Feb-23    Management    1h    Elect Director Thomas A. Petrie    For    For    Yes    No
Helmerich & Payne, Inc.    HP    423452101    28-Feb-23    Management    1i    Elect Director Donald F. Robillard, Jr.    For    For    Yes    No
Helmerich & Payne, Inc.    HP    423452101    28-Feb-23    Management    1j    Elect Director John D. Zeglis    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
Helmerich & Payne, Inc.    HP    423452101    28-Feb-23    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Helmerich & Payne, Inc.    HP    423452101    28-Feb-23    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Helmerich & Payne, Inc.    HP    423452101    28-Feb-23    Management    4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Quanex Building Products Corporation    NX    747619104    28-Feb-23    Management    1.1    Elect Director Susan F. Davis    For    For    Yes    No
Quanex Building Products Corporation    NX    747619104    28-Feb-23    Management    1.2    Elect Director William C. Griffiths    For    For    Yes    No
Quanex Building Products Corporation    NX    747619104    28-Feb-23    Management    1.3    Elect Director Bradley E. Hughes    For    For    Yes    No
Quanex Building Products Corporation    NX    747619104    28-Feb-23    Management    1.4    Elect Director Jason D. Lippert    For    For    Yes    No
Quanex Building Products Corporation    NX    747619104    28-Feb-23    Management    1.5    Elect Director Donald R. Maier    For    For    Yes    No
Quanex Building Products Corporation    NX    747619104    28-Feb-23    Management    1.6    Elect Director Meredith W. Mendes    For    For    Yes    No
Quanex Building Products Corporation    NX    747619104    28-Feb-23    Management    1.7    Elect Director Curtis M. Stevens    For    For    Yes    No
Quanex Building Products Corporation    NX    747619104    28-Feb-23    Management    1.8    Elect Director William E. Waltz, Jr.    For    For    Yes    No
Quanex Building Products Corporation    NX    747619104    28-Feb-23    Management    1.9    Elect Director George L. Wilson    For    For    Yes    No
Quanex Building Products Corporation    NX    747619104    28-Feb-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Quanex Building Products Corporation    NX    747619104    28-Feb-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Quanex Building Products Corporation    NX    747619104    28-Feb-23    Management    4    Ratify Grant Thornton LLP as Auditors    For    For    Yes    No
Regal Rexnord Corporation    RRX    758750103    25-Apr-23    Management    1a    Elect Director Jan A. Bertsch    For    For    Yes    No
Regal Rexnord Corporation    RRX    758750103    25-Apr-23    Management    1b    Elect Director Stephen M. Burt    For    For    Yes    No
Regal Rexnord Corporation    RRX    758750103    25-Apr-23    Management    1c    Elect Director Anesa T. Chaibi    For    For    Yes    No
Regal Rexnord Corporation    RRX    758750103    25-Apr-23    Management    1d    Elect Director Theodore D. Crandall    For    For    Yes    No
Regal Rexnord Corporation    RRX    758750103    25-Apr-23    Management    1e    Elect Director Michael P. Doss    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
Regal Rexnord Corporation    RRX    758750103    25-Apr-23    Management    1f    Elect Director Michael F. Hilton    For    For    Yes    No
Regal Rexnord Corporation    RRX    758750103    25-Apr-23    Management    1g    Elect Director Louis V. Pinkham    For    For    Yes    No
Regal Rexnord Corporation    RRX    758750103    25-Apr-23    Management    1h    Elect Director Rakesh Sachdev    For    For    Yes    No
Regal Rexnord Corporation    RRX    758750103    25-Apr-23    Management    1i    Elect Director Curtis W. Stoelting    For    For    Yes    No
Regal Rexnord Corporation    RRX    758750103    25-Apr-23    Management    1j    Elect Director Robin A. Walker-Lee    For    For    Yes    No
Regal Rexnord Corporation    RRX    758750103    25-Apr-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Regal Rexnord Corporation    RRX    758750103    25-Apr-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Regal Rexnord Corporation    RRX    758750103    25-Apr-23    Management    4    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
Regal Rexnord Corporation    RRX    758750103    25-Apr-23    Management    5    Approve Omnibus Stock Plan    For    For    Yes    No
STAG Industrial, Inc.    STAG    85254J102    25-Apr-23    Management    1a    Elect Director Benjamin S. Butcher    For    For    Yes    No
STAG Industrial, Inc.    STAG    85254J102    25-Apr-23    Management    1b    Elect Director Jit Kee Chin    For    For    Yes    No
STAG Industrial, Inc.    STAG    85254J102    25-Apr-23    Management    1c    Elect Director Virgis W. Colbert    For    For    Yes    No
STAG Industrial, Inc.    STAG    85254J102    25-Apr-23    Management    1d    Elect Director William R. Crooker    For    For    Yes    No
STAG Industrial, Inc.    STAG    85254J102    25-Apr-23    Management    1e    Elect Director Michelle S. Dilley    For    For    Yes    No
STAG Industrial, Inc.    STAG    85254J102    25-Apr-23    Management    1f    Elect Director Jeffrey D. Furber    For    For    Yes    No
STAG Industrial, Inc.    STAG    85254J102    25-Apr-23    Management    1g    Elect Director Larry T. Guillemette    For    For    Yes    No
STAG Industrial, Inc.    STAG    85254J102    25-Apr-23    Management    1h    Elect Director Francis X. Jacoby, III    For    For    Yes    No
STAG Industrial, Inc.    STAG    85254J102    25-Apr-23    Management    1i    Elect Director Christopher P. Marr    For    For    Yes    No
STAG Industrial, Inc.    STAG    85254J102    25-Apr-23    Management    1j    Elect Director Hans S. Weger    For    For    Yes    No
STAG Industrial, Inc.    STAG    85254J102    25-Apr-23    Management    2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
STAG Industrial, Inc.    STAG    85254J102    25-Apr-23    Management    3    Amend Omnibus Stock Plan    For    For    Yes    No
STAG Industrial, Inc.    STAG    85254J102    25-Apr-23    Management    4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Glacier Bancorp, Inc.    GBCI    37637Q105    26-Apr-23    Management    1.1    Elect Director David C. Boyles    For    For    Yes    No
Glacier Bancorp, Inc.    GBCI    37637Q105    26-Apr-23    Management    1.2    Elect Director Robert A. Cashell, Jr.    For    For    Yes    No
Glacier Bancorp, Inc.    GBCI    37637Q105    26-Apr-23    Management    1.3    Elect Director Randall M. Chesler    For    For    Yes    No
Glacier Bancorp, Inc.    GBCI    37637Q105    26-Apr-23    Management    1.4    Elect Director Sherry L. Cladouhos    For    For    Yes    No
Glacier Bancorp, Inc.    GBCI    37637Q105    26-Apr-23    Management    1.5    Elect Director Jesus T. Espinoza    For    For    Yes    No
Glacier Bancorp, Inc.    GBCI    37637Q105    26-Apr-23    Management    1.6    Elect Director Annie M. Goodwin    For    For    Yes    No
Glacier Bancorp, Inc.    GBCI    37637Q105    26-Apr-23    Management    1.7    Elect Director Kristen L. Heck    For    For    Yes    No
Glacier Bancorp, Inc.    GBCI    37637Q105    26-Apr-23    Management    1.8    Elect Director Michael B. Hormaechea    For    For    Yes    No
Glacier Bancorp, Inc.    GBCI    37637Q105    26-Apr-23    Management    1.9    Elect Director Craig A. Langel    For    For    Yes    No
Glacier Bancorp, Inc.    GBCI    37637Q105    26-Apr-23    Management    1.10    Elect Director Douglas J. McBride    For    For    Yes    No
Glacier Bancorp, Inc.    GBCI    37637Q105    26-Apr-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Glacier Bancorp, Inc.    GBCI    37637Q105    26-Apr-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Glacier Bancorp, Inc.    GBCI    37637Q105    26-Apr-23    Management    4    Ratify FORVIS LLP as Auditors    For    For    Yes    No
Hancock Whitney Corporation    HWC    410120109    26-Apr-23    Management    1.1    Elect Director Frank E. Bertucci    For    For    Yes    No
Hancock Whitney Corporation    HWC    410120109    26-Apr-23    Management    1.2    Elect Director Constantine S. Liollio    For    For    Yes    No
Hancock Whitney Corporation    HWC    410120109    26-Apr-23    Management    1.3    Elect Director Thomas H. Olinde    For    For    Yes    No
Hancock Whitney Corporation    HWC    410120109    26-Apr-23    Management    1.4    Elect Director Joan C. Teofilo    For    For    Yes    No
Hancock Whitney Corporation    HWC    410120109    26-Apr-23    Management    1.5    Elect Director C. Richard Wilkins    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
Hancock Whitney Corporation    HWC    410120109    26-Apr-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Hancock Whitney Corporation    HWC    410120109    26-Apr-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Hancock Whitney Corporation    HWC    410120109    26-Apr-23    Management    4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
South State Corporation    SSB    840441109    26-Apr-23    Management    1a    Elect Director Ronald M. Cofield, Sr.    For    For    Yes    No
South State Corporation    SSB    840441109    26-Apr-23    Management    1b    Elect Director Shantella E. Cooper    For    For    Yes    No
South State Corporation    SSB    840441109    26-Apr-23    Management    1c    Elect Director John C. Corbett    For    For    Yes    No
South State Corporation    SSB    840441109    26-Apr-23    Management    1d    Elect Director Jean E. Davis    For    For    Yes    No
South State Corporation    SSB    840441109    26-Apr-23    Management    1e    Elect Director Martin B. Davis    For    For    Yes    No
South State Corporation    SSB    840441109    26-Apr-23    Management    1f    Elect Director Douglas J. Hertz    For    For    Yes    No
South State Corporation    SSB    840441109    26-Apr-23    Management    1g    Elect Director G. Ruffner Page, Jr.    For    For    Yes    No
South State Corporation    SSB    840441109    26-Apr-23    Management    1h    Elect Director William Knox Pou, Jr.    For    For    Yes    No
South State Corporation    SSB    840441109    26-Apr-23    Management    1i    Elect Director James W. Roquemore    For    For    Yes    No
South State Corporation    SSB    840441109    26-Apr-23    Management    1j    Elect Director David G. Salyers    For    For    Yes    No
South State Corporation    SSB    840441109    26-Apr-23    Management    1k    Elect Director Joshua A. Snively    For    For    Yes    No
South State Corporation    SSB    840441109    26-Apr-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
South State Corporation    SSB    840441109    26-Apr-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
South State Corporation    SSB    840441109    26-Apr-23    Management    4    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Sensient Technologies Corporation    SXT    81725T100    27-Apr-23    Management    1.1    Elect Director Joseph Carleone    For    For    Yes    No
Sensient Technologies Corporation    SXT    81725T100    27-Apr-23    Management    1.2    Elect Director Kathleen Da Cunha    For    For    Yes    No
Sensient Technologies Corporation    SXT    81725T100    27-Apr-23    Management    1.3    Elect Director Mario Ferruzzi    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
Sensient Technologies Corporation    SXT    81725T100    27-Apr-23    Management    1.4    Elect Director Carol R. Jackson    For    For    Yes    No
Sensient Technologies Corporation    SXT    81725T100    27-Apr-23    Management    1.5    Elect Director Sharad P. Jain    For    For    Yes    No
Sensient Technologies Corporation    SXT    81725T100    27-Apr-23    Management    1.6    Elect Director Donald W. Landry    For    For    Yes    No
Sensient Technologies Corporation    SXT    81725T100    27-Apr-23    Management    1.7    Elect Director Paul Manning    For    For    Yes    No
Sensient Technologies Corporation    SXT    81725T100    27-Apr-23    Management    1.8    Elect Director Deborah McKeithan-Gebhardt    For    For    Yes    No
Sensient Technologies Corporation    SXT    81725T100    27-Apr-23    Management    1.9    Elect Director Scott C. Morrison    For    For    Yes    No
Sensient Technologies Corporation    SXT    81725T100    27-Apr-23    Management    1.10    Elect Director Essie Whitelaw    For    For    Yes    No
Sensient Technologies Corporation    SXT    81725T100    27-Apr-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Sensient Technologies Corporation    SXT    81725T100    27-Apr-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Sensient Technologies Corporation    SXT    81725T100    27-Apr-23    Management    4    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Terreno Realty Corporation    TRNO    88146M101    02-May-23    Management    1a    Elect Director W. Blake Baird    For    For    Yes    No
Terreno Realty Corporation    TRNO    88146M101    02-May-23    Management    1b    Elect Director Michael A. Coke    For    For    Yes    No
Terreno Realty Corporation    TRNO    88146M101    02-May-23    Management    1c    Elect Director Linda Assante    For    For    Yes    No
Terreno Realty Corporation    TRNO    88146M101    02-May-23    Management    1d    Elect Director Gary N. Boston    For    For    Yes    No
Terreno Realty Corporation    TRNO    88146M101    02-May-23    Management    1e    Elect Director LeRoy E. Carlson    For    For    Yes    No
Terreno Realty Corporation    TRNO    88146M101    02-May-23    Management    1f    Elect Director Irene H. Oh    For    For    Yes    No
Terreno Realty Corporation    TRNO    88146M101    02-May-23    Management    1g    Elect Director Douglas M. Pasquale    For    For    Yes    No
Terreno Realty Corporation    TRNO    88146M101    02-May-23    Management    1h    Elect Director Dennis Polk    For    For    Yes    No
Terreno Realty Corporation    TRNO    88146M101    02-May-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Terreno Realty Corporation    TRNO    88146M101    02-May-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
Terreno Realty Corporation    TRNO    88146M101    02-May-23    Management    4    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Sterling Infrastructure, Inc.    STRL    859241101    03-May-23    Management    1a    Elect Director Roger A. Cregg    For    For    Yes    No
Sterling Infrastructure, Inc.    STRL    859241101    03-May-23    Management    1b    Elect Director Joseph A. Cutillo    For    For    Yes    No
Sterling Infrastructure, Inc.    STRL    859241101    03-May-23    Management    1c    Elect Director Julie A. Dill    For    For    Yes    No
Sterling Infrastructure, Inc.    STRL    859241101    03-May-23    Management    1d    Elect Director Dana C. O’Brien    For    For    Yes    No
Sterling Infrastructure, Inc.    STRL    859241101    03-May-23    Management    1e    Elect Director Charles R. Patton    For    For    Yes    No
Sterling Infrastructure, Inc.    STRL    859241101    03-May-23    Management    1f    Elect Director Thomas M. White    For    For    Yes    No
Sterling Infrastructure, Inc.    STRL    859241101    03-May-23    Management    1g    Elect Director Dwayne A. Wilson    For    For    Yes    No
Sterling Infrastructure, Inc.    STRL    859241101    03-May-23    Management    2    Increase Authorized Common Stock    For    For    Yes    No
Sterling Infrastructure, Inc.    STRL    859241101    03-May-23    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Sterling Infrastructure, Inc.    STRL    859241101    03-May-23    Management    4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Sterling Infrastructure, Inc.    STRL    859241101    03-May-23    Management    5    Ratify Grant Thornton LLP as Auditors    For    For    Yes    No
Gildan Activewear Inc.    GIL    375916103    04-May-23    Management    1    Ratify KPMG LLP as Auditors    For    For    Yes    No
Gildan Activewear Inc.    GIL    375916103    04-May-23    Management    2.1    Elect Director Donald C. Berg    For    For    Yes    No
Gildan Activewear Inc.    GIL    375916103    04-May-23    Management    2.2    Elect Director Maryse Bertrand    For    For    Yes    No
Gildan Activewear Inc.    GIL    375916103    04-May-23    Management    2.3    Elect Director Dhaval Buch    For    For    Yes    No
Gildan Activewear Inc.    GIL    375916103    04-May-23    Management    2.4    Elect Director Marc Caira    For    For    Yes    No
Gildan Activewear Inc.    GIL    375916103    04-May-23    Management    2.5    Elect Director Glenn J. Chamandy    For    For    Yes    No
Gildan Activewear Inc.    GIL    375916103    04-May-23    Management    2.6    Elect Director Shirley E. Cunningham    For    For    Yes    No
Gildan Activewear Inc.    GIL    375916103    04-May-23    Management    2.7    Elect Director Charles M. Herington    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
Gildan Activewear Inc.    GIL    375916103    04-May-23    Management    2.8    Elect Director Luc Jobin    For    For    Yes    No
Gildan Activewear Inc.    GIL    375916103    04-May-23    Management    2.9    Elect Director Craig A. Leavitt    For    For    Yes    No
Gildan Activewear Inc.    GIL    375916103    04-May-23    Management    2.10    Elect Director Anne Martin-Vachon    For    For    Yes    No
Gildan Activewear Inc.    GIL    375916103    04-May-23    Management    3    Re-approve Shareholder Rights Plan    For    For    Yes    No
Gildan Activewear Inc.    GIL    375916103    04-May-23    Management    4    Amend Long-Term Incentive Plan    For    For    Yes    No
Gildan Activewear Inc.    GIL    375916103    04-May-23    Management    5    Amend Long-Term Incentive Plan    For    For    Yes    No
Gildan Activewear Inc.    GIL    375916103    04-May-23    Management    6    Advisory Vote on Executive Compensation Approach    For    For    Yes    No
Gildan Activewear Inc.    GIL    375916103    04-May-23    Shareholder    7    Review Human Capital Management KPIs and SPTs Addressing Human Rights in its Supply Chain, and Improving Employee Safety and Reducing Workplace Risks and Include One Such KPI/SPT in its Next Sustainability Linked Credit Facility in 2027    Against    Against    Yes    No
National Bank Holdings Corporation    NBHC    633707104    09-May-23    Management    1.1    Elect Director Ralph W. Clermont    For    For    Yes    No
National Bank Holdings Corporation    NBHC    633707104    09-May-23    Management    1.2    Elect Director Robert E. Dean    For    For    Yes    No
National Bank Holdings Corporation    NBHC    633707104    09-May-23    Management    1.3    Elect Director Alka Gupta    For    For    Yes    No
National Bank Holdings Corporation    NBHC    633707104    09-May-23    Management    1.4    Elect Director Fred J. Joseph    For    For    Yes    No
National Bank Holdings Corporation    NBHC    633707104    09-May-23    Management    1.5    Elect Director G. Timothy Laney    For    For    Yes    No
National Bank Holdings Corporation    NBHC    633707104    09-May-23    Management    1.6    Elect Director Patrick Sobers    For    For    Yes    No
National Bank Holdings Corporation    NBHC    633707104    09-May-23    Management    1.7    Elect Director Micho F. Spring    For    For    Yes    No
National Bank Holdings Corporation    NBHC    633707104    09-May-23    Management    1.8    Elect Director Art Zeile    For    For    Yes    No
National Bank Holdings Corporation    NBHC    633707104    09-May-23    Management    2    Ratify KPMG LLP as Auditors    For    For    Yes    No
National Bank Holdings Corporation    NBHC    633707104    09-May-23    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
National Bank Holdings Corporation    NBHC    633707104    09-May-23    Management    4    Approve Omnibus Stock Plan    For    For    Yes    No
SPX Technologies, Inc.    SPXC    78473E103    09-May-23    Management    1.1    Elect Director Ricky D. Puckett    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
SPX Technologies, Inc.    SPXC    78473E103    09-May-23    Management    1.2    Elect Director Meenal A. Sethna    For    For    Yes    No
SPX Technologies, Inc.    SPXC    78473E103    09-May-23    Management    1.3    Elect Director Tana L. Utley    For    For    Yes    No
SPX Technologies, Inc.    SPXC    78473E103    09-May-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
SPX Technologies, Inc.    SPXC    78473E103    09-May-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
SPX Technologies, Inc.    SPXC    78473E103    09-May-23    Management    4    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
Murphy Oil Corporation    MUR    626717102    10-May-23    Management    1a    Elect Director Claiborne P. Deming    For    For    Yes    No
Murphy Oil Corporation    MUR    626717102    10-May-23    Management    1b    Elect Director Lawrence R. Dickerson    For    For    Yes    No
Murphy Oil Corporation    MUR    626717102    10-May-23    Management    1c    Elect Director Michelle A. Earley    For    For    Yes    No
Murphy Oil Corporation    MUR    626717102    10-May-23    Management    1d    Elect Director Roger W. Jenkins    For    For    Yes    No
Murphy Oil Corporation    MUR    626717102    10-May-23    Management    1e    Elect Director Elisabeth W. Keller    For    For    Yes    No
Murphy Oil Corporation    MUR    626717102    10-May-23    Management    1f    Elect Director James V. Kelley    For    For    Yes    No
Murphy Oil Corporation    MUR    626717102    10-May-23    Management    1g    Elect Director R. Madison Murphy    For    For    Yes    No
Murphy Oil Corporation    MUR    626717102    10-May-23    Management    1h    Elect Director Jeffrey W. Nolan    For    For    Yes    No
Murphy Oil Corporation    MUR    626717102    10-May-23    Management    1i    Elect Director Robert N. Ryan, Jr.    For    For    Yes    No
Murphy Oil Corporation    MUR    626717102    10-May-23    Management    1j    Elect Director Laura A. Sugg    For    For    Yes    No
Murphy Oil Corporation    MUR    626717102    10-May-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Murphy Oil Corporation    MUR    626717102    10-May-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Murphy Oil Corporation    MUR    626717102    10-May-23    Management    4    Ratify KPMG LLP as Auditors    For    For    Yes    No
SP Plus Corporation    SP    78469C103    10-May-23    Management    1.1    Elect Director G. Marc Baumann    For    For    Yes    No
SP Plus Corporation    SP    78469C103    10-May-23    Management    1.2    Elect Director Alice M. Peterson    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
SP Plus Corporation    SP    78469C103    10-May-23    Management    1.3    Elect Director Gregory A. Reid    For    For    Yes    No
SP Plus Corporation    SP    78469C103    10-May-23    Management    1.4    Elect Director Wyman T. Roberts    For    For    Yes    No
SP Plus Corporation    SP    78469C103    10-May-23    Management    1.5    Elect Director Diana L. Sands    For    For    Yes    No
SP Plus Corporation    SP    78469C103    10-May-23    Management    1.6    Elect Director Douglas R. Waggoner    For    For    Yes    No
SP Plus Corporation    SP    78469C103    10-May-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
SP Plus Corporation    SP    78469C103    10-May-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
SP Plus Corporation    SP    78469C103    10-May-23    Management    4    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
SP Plus Corporation    SP    78469C103    10-May-23    Management    5    Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation    For    For    Yes    No
Progress Software Corporation    PRGS    743312100    11-May-23    Management    1.1    Elect Director Paul T. Dacier    For    For    Yes    No
Progress Software Corporation    PRGS    743312100    11-May-23    Management    1.2    Elect Director John R. Egan    For    For    Yes    No
Progress Software Corporation    PRGS    743312100    11-May-23    Management    1.3    Elect Director Rainer Gawlick    For    For    Yes    No
Progress Software Corporation    PRGS    743312100    11-May-23    Management    1.4    Elect Director Yogesh Gupta    For    For    Yes    No
Progress Software Corporation    PRGS    743312100    11-May-23    Management    1.5    Elect Director Charles F. Kane    For    For    Yes    No
Progress Software Corporation    PRGS    743312100    11-May-23    Management    1.6    Elect Director Samskriti (Sam) Y. King    For    For    Yes    No
Progress Software Corporation    PRGS    743312100    11-May-23    Management    1.7    Elect Director David A. Krall    For    For    Yes    No
Progress Software Corporation    PRGS    743312100    11-May-23    Management    1.8    Elect Director Angela T. Tucci    For    For    Yes    No
Progress Software Corporation    PRGS    743312100    11-May-23    Management    1.9    Elect Director Vivian Vitale    For    For    Yes    No
Progress Software Corporation    PRGS    743312100    11-May-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Progress Software Corporation    PRGS    743312100    11-May-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Progress Software Corporation    PRGS    743312100    11-May-23    Management    4    Amend Qualified Employee Stock Purchase Plan    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
Progress Software Corporation    PRGS    743312100    11-May-23    Management    5    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
ICU Medical, Inc.    ICUI    44930G107    17-May-23    Management    1.1    Elect Director Vivek Jain    For    For    Yes    No
ICU Medical, Inc.    ICUI    44930G107    17-May-23    Management    1.2    Elect Director George A. Lopez    For    For    Yes    No
ICU Medical, Inc.    ICUI    44930G107    17-May-23    Management    1.3    Elect Director David C. Greenberg    For    For    Yes    No
ICU Medical, Inc.    ICUI    44930G107    17-May-23    Management    1.4    Elect Director Elisha W. Finney    For    For    Yes    No
ICU Medical, Inc.    ICUI    44930G107    17-May-23    Management    1.5    Elect Director David F. Hoffmeister    For    For    Yes    No
ICU Medical, Inc.    ICUI    44930G107    17-May-23    Management    1.6    Elect Director Donald M. Abbey    For    For    Yes    No
ICU Medical, Inc.    ICUI    44930G107    17-May-23    Management    1.7    Elect Director Laurie Hernandez    For    For    Yes    No
ICU Medical, Inc.    ICUI    44930G107    17-May-23    Management    1.8    Elect Director Kolleen T. Kennedy    For    For    Yes    No
ICU Medical, Inc.    ICUI    44930G107    17-May-23    Management    1.9    Elect Director William Seeger    For    For    Yes    No
ICU Medical, Inc.    ICUI    44930G107    17-May-23    Management    2    Amend Omnibus Stock Plan    For    For    Yes    No
ICU Medical, Inc.    ICUI    44930G107    17-May-23    Management    3    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
ICU Medical, Inc.    ICUI    44930G107    17-May-23    Management    4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
ICU Medical, Inc.    ICUI    44930G107    17-May-23    Management    5    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
KBR, Inc.    KBR    48242W106    17-May-23    Management    1a    Elect Director Mark E. Baldwin    For    For    Yes    No
KBR, Inc.    KBR    48242W106    17-May-23    Management    1b    Elect Director Stuart J. B. Bradie    For    For    Yes    No
KBR, Inc.    KBR    48242W106    17-May-23    Management    1c    Elect Director Lynn A. Dugle    For    For    Yes    No
KBR, Inc.    KBR    48242W106    17-May-23    Management    1d    Elect Director Lester L. Lyles    For    For    Yes    No
KBR, Inc.    KBR    48242W106    17-May-23    Management    1e    Elect Director John A. Manzoni    For    For    Yes    No
KBR, Inc.    KBR    48242W106    17-May-23    Management    1f    Elect Director Wendy M. Masiello    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
KBR, Inc.    KBR    48242W106    17-May-23    Management    1g    Elect Director Jack B. Moore    For    For    Yes    No
KBR, Inc.    KBR    48242W106    17-May-23    Management    1h    Elect Director Ann D. Pickard    For    For    Yes    No
KBR, Inc.    KBR    48242W106    17-May-23    Management    1i    Elect Director Carlos A. Sabater    For    For    Yes    No
KBR, Inc.    KBR    48242W106    17-May-23    Management    1j    Elect Director Vincent R. Stewart *Withdrawn Resolution*          Yes    No
KBR, Inc.    KBR    48242W106    17-May-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
KBR, Inc.    KBR    48242W106    17-May-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
KBR, Inc.    KBR    48242W106    17-May-23    Management    4    Ratify KPMG LLP as Auditors    For    For    Yes    No
United Community Banks, Inc.    UCBI    90984P303    17-May-23    Management    1.1    Elect Director Jennifer M. Bazante    For    For    Yes    No
United Community Banks, Inc.    UCBI    90984P303    17-May-23    Management    1.2    Elect Director George B. Bell    For    For    Yes    No
United Community Banks, Inc.    UCBI    90984P303    17-May-23    Management    1.3    Elect Director James P. Clements    For    For    Yes    No
United Community Banks, Inc.    UCBI    90984P303    17-May-23    Management    1.4    Elect Director Kenneth L. Daniels    For    For    Yes    No
United Community Banks, Inc.    UCBI    90984P303    17-May-23    Management    1.5    Elect Director Lance F. Drummond    For    For    Yes    No
United Community Banks, Inc.    UCBI    90984P303    17-May-23    Management    1.6    Elect Director H. Lynn Harton    For    For    Yes    No
United Community Banks, Inc.    UCBI    90984P303    17-May-23    Management    1.7    Elect Director Jennifer K. Mann    For    For    Yes    No
United Community Banks, Inc.    UCBI    90984P303    17-May-23    Management    1.8    Elect Director Thomas A. Richlovsky    For    For    Yes    No
United Community Banks, Inc.    UCBI    90984P303    17-May-23    Management    1.9    Elect Director David C. Shaver    For    For    Yes    No
United Community Banks, Inc.    UCBI    90984P303    17-May-23    Management    1.10    Elect Director Tim R. Wallis    For    For    Yes    No
United Community Banks, Inc.    UCBI    90984P303    17-May-23    Management    1.11    Elect Director David H. Wilkins    For    For    Yes    No
United Community Banks, Inc.    UCBI    90984P303    17-May-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
United Community Banks, Inc.    UCBI    90984P303    17-May-23    Management    3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
Pacific Premier Bancorp, Inc.    PPBI    69478X105    22-May-23    Management    1a    Elect Director Ayad A. Fargo    For    For    Yes    No
Pacific Premier Bancorp, Inc.    PPBI    69478X105    22-May-23    Management    1b    Elect Director Steven R. Gardner    For    For    Yes    No
Pacific Premier Bancorp, Inc.    PPBI    69478X105    22-May-23    Management    1c    Elect Director Joseph L. Garrett    For    For    Yes    No
Pacific Premier Bancorp, Inc.    PPBI    69478X105    22-May-23    Management    1d    Elect Director Stephanie Hsieh    For    For    Yes    No
Pacific Premier Bancorp, Inc.    PPBI    69478X105    22-May-23    Management    1e    Elect Director Jeffrey C. Jones    For    For    Yes    No
Pacific Premier Bancorp, Inc.    PPBI    69478X105    22-May-23    Management    1f    Elect Director Rose E. McKinney-James    For    For    Yes    No
Pacific Premier Bancorp, Inc.    PPBI    69478X105    22-May-23    Management    1g    Elect Director M. Christian Mitchell    For    For    Yes    No
Pacific Premier Bancorp, Inc.    PPBI    69478X105    22-May-23    Management    1h    Elect Director George M. Pereira    For    For    Yes    No
Pacific Premier Bancorp, Inc.    PPBI    69478X105    22-May-23    Management    1i    Elect Director Barbara S. Polsky    For    For    Yes    No
Pacific Premier Bancorp, Inc.    PPBI    69478X105    22-May-23    Management    1j    Elect Director Zareh H. Sarrafian    For    For    Yes    No
Pacific Premier Bancorp, Inc.    PPBI    69478X105    22-May-23    Management    1k    Elect Director Jaynie M. Studenmund    For    For    Yes    No
Pacific Premier Bancorp, Inc.    PPBI    69478X105    22-May-23    Management    1l    Elect Director Richard C. Thomas    For    For    Yes    No
Pacific Premier Bancorp, Inc.    PPBI    69478X105    22-May-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Pacific Premier Bancorp, Inc.    PPBI    69478X105    22-May-23    Management    3    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
Seacoast Banking Corporation of Florida    SBCF    811707801    22-May-23    Management    1.1    Elect Director Julie H. Daum    For    For    Yes    No
Seacoast Banking Corporation of Florida    SBCF    811707801    22-May-23    Management    1.2    Elect Director Dennis S. Hudson, III    For    For    Yes    No
Seacoast Banking Corporation of Florida    SBCF    811707801    22-May-23    Management    1.3    Elect Director Alvaro J. Monserrat    For    For    Yes    No
Seacoast Banking Corporation of Florida    SBCF    811707801    22-May-23    Management    2    Amend Articles of Incorporation    For    For    Yes    No
Seacoast Banking Corporation of Florida    SBCF    811707801    22-May-23    Management    3    Amend Omnibus Stock Plan    For    For    Yes    No
Seacoast Banking Corporation of Florida    SBCF    811707801    22-May-23    Management    4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
Seacoast Banking Corporation of Florida    SBCF    811707801    22-May-23    Management    5    Ratify Crowe LLP as Auditors    For    For    Yes    No
PDC Energy, Inc.    PDCE    69327R101    24-May-23    Management    1.1    Elect Director Barton R. Brookman    For    For    Yes    No
PDC Energy, Inc.    PDCE    69327R101    24-May-23    Management    1.2    Elect Director Pamela R. Butcher    For    For    Yes    No
PDC Energy, Inc.    PDCE    69327R101    24-May-23    Management    1.3    Elect Director Mark E. Ellis    For    For    Yes    No
PDC Energy, Inc.    PDCE    69327R101    24-May-23    Management    1.4    Elect Director Paul J. Korus    For    For    Yes    No
PDC Energy, Inc.    PDCE    69327R101    24-May-23    Management    1.5    Elect Director Lynn A. Peterson    For    For    Yes    No
PDC Energy, Inc.    PDCE    69327R101    24-May-23    Management    1.6    Elect Director Carlos A. Sabater    For    For    Yes    No
PDC Energy, Inc.    PDCE    69327R101    24-May-23    Management    1.7    Elect Director Diana L. Sands    For    For    Yes    No
PDC Energy, Inc.    PDCE    69327R101    24-May-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
PDC Energy, Inc.    PDCE    69327R101    24-May-23    Management    3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
PDC Energy, Inc.    PDCE    69327R101    24-May-23    Management    4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Belden Inc.    BDC    077454106    25-May-23    Management    1a    Elect Director David J. Aldrich    For    For    Yes    No
Belden Inc.    BDC    077454106    25-May-23    Management    1b    Elect Director Lance C. Balk    For    For    Yes    No
Belden Inc.    BDC    077454106    25-May-23    Management    1c    Elect Director Steven W. Berglund    For    For    Yes    No
Belden Inc.    BDC    077454106    25-May-23    Management    1d    Elect Director Diane D. Brink    For    For    Yes    No
Belden Inc.    BDC    077454106    25-May-23    Management    1e    Elect Director Judy L. Brown    For    For    Yes    No
Belden Inc.    BDC    077454106    25-May-23    Management    1f    Elect Director Nancy Calderon    For    For    Yes    No
Belden Inc.    BDC    077454106    25-May-23    Management    1g    Elect Director Ashish Chand    For    For    Yes    No
Belden Inc.    BDC    077454106    25-May-23    Management    1h    Elect Director Jonathan C. Klein    For    For    Yes    No
Belden Inc.    BDC    077454106    25-May-23    Management    1i    Elect Director YY Lee    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
Belden Inc.    BDC    077454106    25-May-23    Management    1j    Elect Director Gregory J. McCray    For    For    Yes    No
Belden Inc.    BDC    077454106    25-May-23    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Belden Inc.    BDC    077454106    25-May-23    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Belden Inc.    BDC    077454106    25-May-23    Management    4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Summit Materials, Inc.    SUM    86614U100    25-May-23    Management    1.1    Elect Director Joseph S. Cantie    For    For    Yes    No
Summit Materials, Inc.    SUM    86614U100    25-May-23    Management    1.2    Elect Director Anne M. Cooney    For    For    Yes    No
Summit Materials, Inc.    SUM    86614U100    25-May-23    Management    1.3    Elect Director John R. Murphy    For    For    Yes    No
Summit Materials, Inc.    SUM    86614U100    25-May-23    Management    1.4    Elect Director Anne P. Noonan    For    For    Yes    No
Summit Materials, Inc.    SUM    86614U100    25-May-23    Management    1.5    Elect Director Tamla D. Oates-Forney    For    For    Yes    No
Summit Materials, Inc.    SUM    86614U100    25-May-23    Management    1.6    Elect Director Steven H. Wunning    For    For    Yes    No
Summit Materials, Inc.    SUM    86614U100    25-May-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Summit Materials, Inc.    SUM    86614U100    25-May-23    Management    3    Ratify KPMG LLP as Auditors    For    For    Yes    No
Element Solutions Inc    ESI    28618M106    06-Jun-23    Management    1a    Elect Director Martin E. Franklin    For    For    Yes    No
Element Solutions Inc    ESI    28618M106    06-Jun-23    Management    1b    Elect Director Benjamin Gliklich    For    For    Yes    No
Element Solutions Inc    ESI    28618M106    06-Jun-23    Management    1c    Elect Director Ian G.H. Ashken    For    For    Yes    No
Element Solutions Inc    ESI    28618M106    06-Jun-23    Management    1d    Elect Director Elyse Napoli Filon    For    For    Yes    No
Element Solutions Inc    ESI    28618M106    06-Jun-23    Management    1e    Elect Director Christopher T. Fraser    For    Against    Yes    Yes
Element Solutions Inc    ESI    28618M106    06-Jun-23    Management    1f    Elect Director Michael F. Goss    For    For    Yes    No
Element Solutions Inc    ESI    28618M106    06-Jun-23    Management    1g    Elect Director Nichelle Maynard-Elliott    For    For    Yes    No
Element Solutions Inc    ESI    28618M106    06-Jun-23    Management    1h    Elect Director E. Stanley O’Neal    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
Element Solutions Inc    ESI    28618M106    06-Jun-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
Element Solutions Inc    ESI    28618M106    06-Jun-23    Management    3    Approve Qualified Employee Stock Purchase Plan    For    For    Yes    No
Element Solutions Inc    ESI    28618M106    06-Jun-23    Management    4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
American Eagle Outfitters, Inc.    AEO    02553E106    07-Jun-23    Management    1.1    Elect Director Jay L. Schottenstein    For    For    Yes    No
American Eagle Outfitters, Inc.    AEO    02553E106    07-Jun-23    Management    1.2    Elect Director Sujatha Chandrasekaran    For    For    Yes    No
American Eagle Outfitters, Inc.    AEO    02553E106    07-Jun-23    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
American Eagle Outfitters, Inc.    AEO    02553E106    07-Jun-23    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
American Eagle Outfitters, Inc.    AEO    02553E106    07-Jun-23    Management    4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
American Eagle Outfitters, Inc.    AEO    02553E106    07-Jun-23    Management    5    Approve Omnibus Stock Plan    For    For    Yes    No
Equity Commonwealth    EQC    294628102    13-Jun-23    Management    1.1    Elect Director Sam Zell *Withdrawn Resolution*          Yes    No
Equity Commonwealth    EQC    294628102    13-Jun-23    Management    1.2    Elect Director Ellen-Blair Chube    For    For    Yes    No
Equity Commonwealth    EQC    294628102    13-Jun-23    Management    1.3    Elect Director Martin L. Edelman    For    For    Yes    No
Equity Commonwealth    EQC    294628102    13-Jun-23    Management    1.4    Elect Director David A. Helfand    For    For    Yes    No
Equity Commonwealth    EQC    294628102    13-Jun-23    Management    1.5    Elect Director Peter Linneman    For    For    Yes    No
Equity Commonwealth    EQC    294628102    13-Jun-23    Management    1.6    Elect Director Mary Jane Robertson    For    For    Yes    No
Equity Commonwealth    EQC    294628102    13-Jun-23    Management    1.7    Elect Director Gerald A. Spector    For    For    Yes    No
Equity Commonwealth    EQC    294628102    13-Jun-23    Management    1.8    Elect Director James A. Star    For    For    Yes    No
Equity Commonwealth    EQC    294628102    13-Jun-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Equity Commonwealth    EQC    294628102    13-Jun-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Equity Commonwealth    EQC    294628102    13-Jun-23    Management    4    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
Equity Commonwealth    EQC    294628102    13-Jun-23    Management    5    Amend Omnibus Stock Plan    For    For    Yes    No
Ollie’s Bargain Outlet Holdings, Inc.    OLLI    681116109    15-Jun-23    Management    1a    Elect Director Alissa Ahlman    For    For    Yes    No
Ollie’s Bargain Outlet Holdings, Inc.    OLLI    681116109    15-Jun-23    Management    1b    Elect Director Robert Fisch    For    For    Yes    No
Ollie’s Bargain Outlet Holdings, Inc.    OLLI    681116109    15-Jun-23    Management    1c    Elect Director Stanley Fleishman    For    For    Yes    No
Ollie’s Bargain Outlet Holdings, Inc.    OLLI    681116109    15-Jun-23    Management    1d    Elect Director Thomas Hendrickson    For    For    Yes    No
Ollie’s Bargain Outlet Holdings, Inc.    OLLI    681116109    15-Jun-23    Management    1e    Elect Director Abid Rizvi    For    For    Yes    No
Ollie’s Bargain Outlet Holdings, Inc.    OLLI    681116109    15-Jun-23    Management    1f    Elect Director John Swygert    For    For    Yes    No
Ollie’s Bargain Outlet Holdings, Inc.    OLLI    681116109    15-Jun-23    Management    1g    Elect Director Stephen White    For    For    Yes    No
Ollie’s Bargain Outlet Holdings, Inc.    OLLI    681116109    15-Jun-23    Management    1h    Elect Director Richard Zannino    For    For    Yes    No
Ollie’s Bargain Outlet Holdings, Inc.    OLLI    681116109    15-Jun-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Ollie’s Bargain Outlet Holdings, Inc.    OLLI    681116109    15-Jun-23    Management    3    Ratify KPMG LLP as Auditors    For    For    Yes    No
Apogee Enterprises, Inc.    APOG    037598109    21-Jun-23    Management    1a    Elect Director Lloyd E. Johnson    For    For    Yes    No
Apogee Enterprises, Inc.    APOG    037598109    21-Jun-23    Management    1b    Elect Director Donald A. Nolan    For    For    Yes    No
Apogee Enterprises, Inc.    APOG    037598109    21-Jun-23    Management    1c    Elect Director Patricia K. Wagner    For    For    Yes    No
Apogee Enterprises, Inc.    APOG    037598109    21-Jun-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Apogee Enterprises, Inc.    APOG    037598109    21-Jun-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Apogee Enterprises, Inc.    APOG    037598109    21-Jun-23    Management    4    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
PVH Corp.    PVH    693656100    22-Jun-23    Management    1a    Elect Director Ajay Bhalla    For    For    Yes    No
PVH Corp.    PVH    693656100    22-Jun-23    Management    1b    Elect Director Michael M. Calbert    For    For    Yes    No
PVH Corp.    PVH    693656100    22-Jun-23    Management    1c    Elect Director Brent Callinicos    For    For    Yes    No


Company Name    Ticker    Primary
CUSIP
   Meeting
Date
   Proponent    Proposal
Number
   Proposal Text    Management
Recommendation
   Vote
Instruction
   Voted    Vote Against
Management
PVH Corp.    PVH    693656100    22-Jun-23    Management    1d    Elect Director George Cheeks    For    For    Yes    No
PVH Corp.    PVH    693656100    22-Jun-23    Management    1e    Elect Director Stefan Larsson    For    For    Yes    No
PVH Corp.    PVH    693656100    22-Jun-23    Management    1f    Elect Director G. Penny McIntyre    For    For    Yes    No
PVH Corp.    PVH    693656100    22-Jun-23    Management    1g    Elect Director Amy McPherson    For    For    Yes    No
PVH Corp.    PVH    693656100    22-Jun-23    Management    1h    Elect Director Allison Peterson    For    For    Yes    No
PVH Corp.    PVH    693656100    22-Jun-23    Management    1i    Elect Director Edward R. Rosenfeld    For    For    Yes    No
PVH Corp.    PVH    693656100    22-Jun-23    Management    1j    Elect Director Judith Amanda Sourry Knox    For    For    Yes    No
PVH Corp.    PVH    693656100    22-Jun-23    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
PVH Corp.    PVH    693656100    22-Jun-23    Management    3    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
PVH Corp.    PVH    693656100    22-Jun-23    Management    4    Amend Certificate of Incorporation to Update the Exculpation Provision Under the Delaware General Corporation Law    For    For    Yes    No
PVH Corp.    PVH    693656100    22-Jun-23    Management    5    Amend Omnibus Stock Plan    For    For    Yes    No
PVH Corp.    PVH    693656100    22-Jun-23    Management    6    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No


PROXY VOTING RECORD

FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023

iMGP DBi Hedge Strategy ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions

during the reporting period.


PROXY VOTING RECORD

FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023

iMGP DBi Managed Futures Strategy ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions

during the reporting period.


PROXY VOTING RECORD

FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023

iMGP Dolan McEniry Corporate Bond Fund

There is no proxy voting activity for the fund, as the fund did not hold any votable positions

during the reporting period.


PROXY VOTING RECORD

FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023

iMGP RBA Responsible Global Allocation ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


PROXY VOTING RECORD

FOR PERIOD JUNE 28, 2023 TO JUNE 30, 2023

iMGP Berkshire Dividend Growth ETF

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

LITMAN GREGORY FUNDS TRUST
By:   /s/ Jeffrey K. Seeley
  Jeffrey K. Seeley
  Trustee and President (Principal Executive Officer)

Date:  August 22, 2023