N-PX 1 d108829dnpx.htm FORM N-PX Form N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-07763

 

 

LITMAN GREGORY FUNDS TRUST

(Exact name of registrant as specified in charter)

 

 

1676 N. California Blvd., Suite 500

Walnut Creek, CA 94596

(Address of principal executive offices)(Zip code)

 

 

Jeremy L. DeGroot

1676 N. California Blvd., Suite 500

Walnut Creek, CA 94596

(Name and Address of Agent for Service)

 

 

Registrant’s telephone number, including area code: (925) 254-8999

Date of fiscal year end: December 31

Date of reporting period: July 1, 2020 through June 30, 2021

 

 

 

Item 1.

Proxy Voting Record.

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021

PartnerSelect Alternative Strategies Fund

ALIBABA GROUP HOLDING LIMITED

 

Ticker:    9988    Security ID:    01609W102   
Meeting Date:    SEP 30, 2020        Meeting Type:    Annual   
Record Date:    AUG 17, 2020         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Amend Articles of Association   For   For   Management
2.1   Elect Maggie Wei Wu as Director   For   For   Management
2.2   Elect Kabir Misra as Director   For   For   Management
2.3   Elect Walter Teh Ming Kwauk as Director   For   For   Management
3   Ratify PricewaterhouseCoopers as Auditors   For   For   Management

 

 

ALPHABET INC.

 

Ticker:    GOOGL                    Security ID:    02079K305   
Meeting Date:    JUN 02, 2021        Meeting Type:    Annual   
Record Date:    APR 06, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Larry Page   For   For   Management
1b   Elect Director Sergey Brin   For   For   Management
1c   Elect Director Sundar Pichai   For   For   Management
1d   Elect Director John L. Hennessy   For   For   Management
1e   Elect Director Frances H. Arnold   For   For   Management
1f   Elect Director L. John Doerr   For   For   Management
1g   Elect Director Roger W. Ferguson, Jr.   For   For   Management
1h   Elect Director Ann Mather   For   For   Management
1i   Elect Director Alan R. Mulally   For   For   Management
1j   Elect Director K. Ram Shriram   For   For   Management
1k   Elect Director Robin L. Washington   For   For   Management
2   Ratify Ernst & Young LLP as Auditors   For   For   Management
3   Approve Omnibus Stock Plan   For   For   Management
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   Against   Against   Shareholder
5   Require Independent Director Nominee with Human and/or Civil Rights Experience   Against   Against   Shareholder
6   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation   Against   Against   Shareholder
7   Report on Takedown Requests   Against   Against   Shareholder
8   Report on Whistleblower Policies and Practices   Against   Against   Shareholder
9   Report on Charitable Contributions   Against   Against   Shareholder
10   Report on Risks Related to Anticompetitive Practices   Against   Against   Shareholder
11   Amend Certificate of Incorporation to Become a Public Benefit Corporation   Against   Against   Shareholder

 

 

ALTERYX, INC.

 

Ticker:    AYX                    Security ID:    02156B103   
Meeting Date:    MAY 13, 2021        Meeting Type:    Annual   
Record Date:    MAR 19, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Anjali Joshi   For   For   Management
1.2   Elect Director Timothy I. Maudlin   For   For   Management
1.3   Elect Director Eileen M. Schloss   For   For   Management
2   Ratify Deloitte & Touche LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management

 

 

AMERICAN INTERNATIONAL GROUP, INC.

 

Ticker:    AIG    Security ID:    026874784   
Meeting Date:    MAY 12, 2021    Meeting Type:    Annual   
Record Date:    MAR 17, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director James Cole, Jr.   For   For   Management
1b   Elect Director W. Don Cornwell   For   For   Management
1c   Elect Director Brian Duperreault   For   For   Management
1d   Elect Director John H. Fitzpatrick   For   For   Management
1e   Elect Director William G. Jurgensen   For   For   Management
1f   Elect Director Christopher S. Lynch   For   For   Management
1g   Elect Director Linda A. Mills   For   For   Management
1h   Elect Director Thomas F. Motamed   For   For   Management
1i   Elect Director Peter R. Porrino   For   For   Management
1j   Elect Director Amy L. Schioldager   For   For   Management
1k   Elect Director Douglas M. Steenland   For   For   Management
1l   Elect Director Therese M. Vaughan   For   For   Management
1m   Elect Director Peter S. Zaffino   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Approve Omnibus Stock Plan   For   For   Management
4   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
5   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Against   Against   Shareholder

 

 

ANALOG DEVICES, INC.

 

Ticker:    ADI    Security ID:    032654105   
Meeting Date:    OCT 08, 2020    Meeting Type:    Special   
Record Date:    AUG 31, 2020         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Issue Shares in Connection with Acquisition   For   For   Management
2   Adjourn Meeting   For   For   Management

 

 

ANALOG DEVICES, INC.

 

Ticker:    ADI    Security ID:    032654105   
Meeting Date:    MAR 10, 2021    Meeting Type:    Annual   
Record Date:    JAN 04, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Ray Stata   For   For   Management
1b   Elect Director Vincent Roche   For   For   Management
1c   Elect Director James A. Champy   For   For   Management
1d   Elect Director Anantha P. Chandrakasan   For   For   Management
1e   Elect Director Bruce R. Evans   For   For   Management
1f   Elect Director Edward H. Frank   For   For   Management
1g   Elect Director Laurie H. Glimcher   For   For   Management
1h   Elect Director Karen M. Golz   For   For   Management
1i   Elect Director Mark M. Little   For   For   Management
1j   Elect Director Kenton J. Sicchitano   For   For   Management
1k   Elect Director Susie Wee   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Ratify Ernst & Young LLP as Auditors   For   For   Management

 

 

AON PLC                

 

Ticker:    AON    Security ID:    G0403H108   
Meeting Date:    AUG 26, 2020    Meeting Type:    Special   
Record Date:    JUN 30, 2020         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve the Issuance of the Aggregate Scheme Consideration   For   For   Management
2   Adjourn Meeting   For   For   Management

 

 

AON PLC

 

Ticker:    AON    Security ID:    G0403H108   
Meeting Date:    JUN 02, 2021    Meeting Type:    Annual   
Record Date:    APR 08, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Lester B. Knight   For   For   Management
1.2   Elect Director Gregory C. Case   For   For   Management
1.3   Elect Director Jin-Yong Cai   For   For   Management
1.4   Elect Director Jeffrey C. Campbell   For   For   Management
1.5   Elect Director Fulvio Conti   For   For   Management
1.6   Elect Director Cheryl A. Francis   For   For   Management
1.7   Elect Director J. Michael Losh   For   For   Management
1.8   Elect Director Richard B. Myers   For   For   Management
1.9   Elect Director Richard C. Notebaert   For   For   Management
1.10   Elect Director Gloria Santona   For   For   Management
1.11   Elect Director Byron O. Spruell   For   For   Management
1.12   Elect Director Carolyn Y. Woo   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Ratify Ernst & Young LLP as Auditors   For   For   Management
4   Ratify Ernst & Young Chartered Accountants as Statutory Auditor   For   For   Management
5   Authorize Board to Fix Remuneration of Auditors   For   For   Management
6   Amend Articles of Association Re: Article 190   For   For   Management
7   Authorize the Board of Directors to Capitalize Certain Non-distributable Reserves   For   For   Management
8   Approve Creation of Distributable Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7   For   For   Management

 

 

BAIDU, INC.

 

Ticker:    BIDU    Security ID:    056752108   
Meeting Date:    MAR 01, 2021    Meeting Type:    Special   
Record Date:    JAN 28, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve One-to-Eighty Stock Split   For   For   Management

 

 

BANK OF AMERICA CORPORATION                

 

Ticker:    BAC    Security ID:    060505104   
Meeting Date:    APR 20, 2021    Meeting Type:    Annual   
Record Date:    MAR 01, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Sharon L. Allen   For   For   Management
1b   Elect Director Susan S. Bies   For   For   Management
1c   Elect Director Frank P. Bramble, Sr.   For   For   Management
1d   Elect Director Pierre J.P. de Weck   For   For   Management
1e   Elect Director Arnold W. Donald   For   For   Management
1f   Elect Director Linda P. Hudson   For   For   Management
1g   Elect Director Monica C. Lozano   For   For   Management
1h   Elect Director Thomas J. May   For   For   Management
1i   Elect Director Brian T. Moynihan   For   For   Management
1j   Elect Director Lionel L. Nowell, III   For   For   Management
1k   Elect Director Denise L. Ramos   For   For   Management
1l   Elect Director Clayton S. Rose   For   For   Management
1m   Elect Director Michael D. White   For   For   Management
1n   Elect Director Thomas D. Woods   For   For   Management
1o   Elect Director R. David Yost   For   For   Management
1p   Elect Director Maria T. Zuber   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
4   Amend Omnibus Stock Plan   For   For   Management
5   Amend Proxy Access Right   Against   For   Shareholder
6   Provide Right to Act by Written Consent   Against   For   Shareholder
7   Approve Change in Organizational Form   Against   Against   Shareholder
8   Request on Racial Equity Audit   Against   Against   Shareholder

 

 

BOOKING HOLDINGS INC.

 

Ticker:    BKNG    Security ID:    09857L108   
Meeting Date:    JUN 03, 2021    Meeting Type:    Annual   
Record Date:    APR 08, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Timothy M. Armstrong   For   For   Management
1.2   Elect Director Glenn D. Fogel   For   For   Management
1.3   Elect Director Mirian M. Graddick-Weir   For   For   Management
1.4   Elect Director Wei Hopeman   For   For   Management
1.5   Elect Director Robert J. Mylod, Jr.   For   For   Management
1.6   Elect Director Charles H. Noski   For   For   Management
1.7   Elect Director Nicholas J. Read   For   For   Management
1.8   Elect Director Thomas E. Rothman   For   For   Management
1.9   Elect Director Bob van Dijk   For   For   Management
1.10   Elect Director Lynn M. Vojvodich   For   For   Management
1.11   Elect Director Vanessa A. Wittman   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Amend Omnibus Stock Plan   For   For   Management
4   Ratify Deloitte & Touche LLP as Auditors   For   For   Management
5   Provide Right to Act by Written Consent   For   For   Management
6   Provide Right to Act by Written Consent   Against   Against   Shareholder
7   Report on Annual Climate Transition   Against   Against   Shareholder
8   Annual Investor Advisory Vote on Climate Plan   Against   Against   Shareholder

 

 

BROADCOM INC.

 

Ticker:    AVGO    Security ID:    11135F101   
Meeting Date:    APR 05, 2021    Meeting Type:    Annual   
Record Date:    FEB 08, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Diane M. Bryant   For   For   Management
1b   Elect Director Gayla J. Delly   For   For   Management
1c   Elect Director Raul J. Fernandez   For   For   Management
1d   Elect Director Eddy W. Hartenstein   For   For   Management
1e   Elect Director Check Kian Low   For   For   Management
1f   Elect Director Justine F. Page   For   For   Management
1g   Elect Director Henry Samueli   For   For   Management
1h   Elect Director Hock E. Tan   For   For   Management
1i   Elect Director Harry L. You   For   For   Management
2   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
3   Amend Omnibus Stock Plan   For   For   Management
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management

 

 

CHARTER COMMUNICATIONS, INC.

 

Ticker:    CHTR    Security ID:    16119P108   
Meeting Date:    APR 27, 2021    Meeting Type:    Annual   
Record Date:    FEB 26, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director W. Lance Conn   For   For   Management
1b   Elect Director Kim C. Goodman   For   For   Management
1c   Elect Director Craig A. Jacobson   For   For   Management
1d   Elect Director Gregory B. Maffei   For   For   Management
1e   Elect Director John D. Markley, Jr.   For   For   Management
1f   Elect Director David C. Merritt   For   For   Management
1g   Elect Director James E. Meyer   For   For   Management
1h   Elect Director Steven A. Miron   For   For   Management
1i   Elect Director Balan Nair   For   For   Management
1j   Elect Director Michael A. Newhouse   For   For   Management
1k   Elect Director Mauricio Ramos   For   For   Management
1l   Elect Director Thomas M. Rutledge   For   For   Management
1m   Elect Director Eric L. Zinterhofer   For   For   Management
2   Ratify KPMG LLP as Auditors   For   For   Management
3   Report on Lobbying Payments and Policy   Against   Against   Shareholder
4   Require Independent Board Chair   Against   Against   Shareholder
5   Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts   Against   Against   Shareholder
6   Report on Greenhouse Gas Emissions Disclosure   Against   Against   Shareholder
7   Adopt Policy to Annually Disclose EEO-1 Data   Against   Against   Shareholder

 

 

CIT GROUP INC.

 

Ticker:

   

CIT

   

Security ID:

   

125581801

   

Meeting Date:

   

FEB 09, 2021

   

Meeting Type:

   

Special

   

Record Date:

   

DEC 30, 2020

         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve Merger Agreement   For   For   Management
2   Advisory Vote on Golden Parachutes   For   For   Management
3   Adjourn Meeting   For   For   Management

 

 

CITIGROUP INC.

 

Ticker:    C    Security ID:    172967424   
Meeting Date:    APR 27, 2021    Meeting Type:    Annual   
Record Date:    MAR 01, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Ellen M. Costello   For   For   Management
1b   Elect Director Grace E. Dailey   For   For   Management
1c   Elect Director Barbara J. Desoer   For   For   Management
1d   Elect Director John C. Dugan   For   For   Management
1e   Elect Director Jane N. Fraser   For   For   Management
1f   Elect Director Duncan P. Hennes   For   For   Management
1g   Elect Director Peter B. Henry   For   For   Management
1h   Elect Director S. Leslie Ireland   For   For   Management
1i   Elect Director Lew W. (Jay) Jacobs, IV   For   For   Management
1j   Elect Director Renee J. James   For   For   Management
1k   Elect Director Gary M. Reiner   For   For   Management
1l   Elect Director Diana L. Taylor   For   For   Management
1m   Elect Director James S. Turley   For   For   Management
1n   Elect Director Deborah C. Wright   For   For   Management
1o   Elect Director Alexander R. Wynaendts   For   For   Management
1p   Elect Director Ernesto Zedillo Ponce de Leon   For   For   Management
2   Ratify KPMG LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Amend Omnibus Stock Plan   For   For   Management
5   Amend Proxy Access Right   Against   For   Shareholder
6   Require Independent Board Chair   Against   Against   Shareholder
7   Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates   Against   Against   Shareholder
8   Report on Lobbying Payments and Policy   Against   Against   Shareholder
9   Report on Racial Equity Audit   Against   Against   Shareholder
10   Amend Certificate of Incorporation to Become a Public Benefit Corporation   Against   Against   Shareholder

 

 

COMCAST CORPORATION                

 

Ticker:    CMCSA    Security ID:    20030N101   
Meeting Date:    JUN 02, 2021    Meeting Type:    Annual   
Record Date:    APR 05, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Kenneth J. Bacon   For   For   Management
1.2   Elect Director Madeline S. Bell   For   For   Management
1.3   Elect Director Naomi M. Bergman   For   For   Management
1.4   Elect Director Edward D. Breen   For   For   Management
1.5   Elect Director Gerald L. Hassell   For   For   Management
1.6   Elect Director Jeffrey A. Honickman   For   For   Management
1.7   Elect Director Maritza G. Montiel   For   For   Management
1.8   Elect Director Asuka Nakahara   For   For   Management
1.9   Elect Director David C. Novak   For   For   Management
1.10   Elect Director Brian L. Roberts   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Ratify Deloitte & Touche LLP as Auditors   For   For   Management
4   Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment   Against   Against   Shareholder

 

 

COMPAGNIE FINANCIERE RICHEMONT SA                

 

Ticker:    CFR    Security ID:    H25662182   
Meeting Date:    SEP 09, 2020    Meeting Type:    Annual   
Record Date:            

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Accept Financial Statements and Statutory Reports   For   For   Management
2   Approve Allocation of Income and Dividends of CHF 1.00 per Registered A Share and CHF 0.10 per Registered B Share   For   For   Management
3   Approve Creation of CHF 24.2 Million Pool of Conditional Capital to Cover Exercise of Warrants   For   For   Management
4   Approve Discharge of Board and Senior Management   For   For   Management
5.1   Reelect Johann Rupert as Director and Board Chairman   For   For   Management
5.2   Reelect Josua Malherbe as Director   For   For   Management
5.3   Reelect Nikesh Arora as Director   For   For   Management
5.4   Reelect Nicolas Bos as Director   For   For   Management
5.5   Reelect Clay Brendish as Director   For   For   Management
5.6   Reelect Jean-Blaise Eckert as Director   For   For   Management
5.7   Reelect Burkhart Grund as Director   For   For   Management
5.8   Reelect Keyu Jin as Director   For   For   Management
5.9   Reelect Jerome Lambert as Director   For   For   Management
5.10   Reelect Ruggero Magnoni as Director   For   For   Management
5.11   Reelect Jeff Moss as Director   For   For   Management
5.12   Reelect Vesna Nevistic as Director   For   For   Management
5.13   Reelect Guillaume Pictet as Director   For   For   Management
5.14   Reelect Alan Quasha as Director   For   For   Management
5.15   Reelect Maria Ramos as Director   For   For   Management
5.16   Reelect Anton Rupert as Director   For   For   Management
5.17   Reelect Jan Rupert as Director   For   For   Management
5.18   Reelect Gary Saage as Director   For   For   Management
5.19   Reelect Cyrille Vigneron as Director   For   For   Management
5.20   Elect Wendy Luhabe as Director   For   For   Management
6.1   Reappoint Clay Brendish as Member of the Compensation Committee   For   For   Management
6.2   Reappoint Keyu Jin as Member of the Compensation Committee   For   For   Management
6.3   Reappoint Guillaume Pictet as Member of the Compensation Committee   For   For   Management
6.4   Reappoint Maria Ramos as Member of the Compensation Committee   For   For   Management
7   Ratify PricewaterhouseCoopers SA as Auditors   For   For   Management
8   Designate Etude Gampert Demierre Moreno as Independent Proxy   For   For   Management
9.1   Approve Remuneration of Directors in the Amount of CHF 6.7 Million   For   For   Management
9.2   Approve Fixed Remuneration of Executive Committee in the Amount of CHF 15.8 Million   For   For   Management
9.3   Approve Variable Remuneration of Executive Committee in the Amount of CHF 38.3 Million   For   For   Management
10   Transact Other Business (Voting)   For   For   Management

 

 

COMPAGNIE FINANCIERE RICHEMONT SA                

 

Ticker:    CFR    Security ID:    H25662182   
Meeting Date:    NOV 17, 2020    Meeting Type:    Special   
Record Date:            

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve Creation of CHF 24.2 Million Pool of Conditional Capital to Cover Exercise of Warrants   For   For   Management
2   Transact Other Business (Voting)   For   For   Management

 

 

ENTAIN PLC                

 

Ticker:    ENT    Security ID:    G3167C109   
Meeting Date:    JUN 25, 2021    Meeting Type:    Annual   
Record Date:    JUN 23, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Accept Financial Statements and Statutory Reports   For   For   Management
2   Approve Remuneration Report   For   For   Management
3   Ratify KPMG LLP as Auditors   For   For   Management
4   Authorise Board to Fix Remuneration of Auditors   For   For   Management
5   Elect David Satz as Director   For   For   Management
6   Elect Robert Hoskin as Director   For   For   Management
7   Elect Stella David as Director   For   For   Management
8   Elect Vicky Jarman as Director   For   For   Management
9   Elect Mark Gregory as Director   For   For   Management
10   Re-elect Rob Wood as Director   For   For   Management
11   Re-elect Jette Nygaard-Andersen as Director   For   For   Management
12   Re-elect Barry Gibson as Director   For   For   Management
13   Re-elect Peter Isola as Director   For   For   Management
14   Re-elect Pierre Bouchut as Director   For   For   Management
15   Re-elect Virginia McDowell as Director   For   For   Management
16   Approve Increase in Aggregate Fees Payable to Non-executive Directors   For   For   Management
17   Approve Increase in Size of Board   For   For   Management
18   Authorise Issue of Equity   For   For   Management
19   Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
20   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Management
21   Authorise Market Purchase of Shares   For   For   Management

 

 

FACEBOOK, INC.

 

Ticker:    FB    Security ID:    30303M102   
Meeting Date:    MAY 26, 2021    Meeting Type:    Annual   
Record Date:    APR 01, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Peggy Alford   For   For   Management
1.2   Elect Director Marc L. Andreessen   For   For   Management
1.3   Elect Director Andrew W. Houston   For   For   Management
1.4   Elect Director Nancy Killefer   For   For   Management
1.5   Elect Director Robert M. Kimmitt   For   For   Management
1.6   Elect Director Sheryl K. Sandberg   For   For   Management
1.7   Elect Director Peter A. Thiel   For   For   Management
1.8   Elect Director Tracey T. Travis   For   For   Management
1.9   Elect Director Mark Zuckerberg   For   For   Management
2   Ratify Ernst & Young LLP as Auditors   For   For   Management
3   Amend Non-Employee Director Compensation Policy   For   For   Management
4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   Against   Against   Shareholder
5   Require Independent Board Chair   Against   Against   Shareholder
6   Report on Online Child Sexual Exploitation   Against   Against   Shareholder
7   Require Independent Director Nominee with Human and/or Civil Rights Experience   Against   Against   Shareholder
8   Report on Platform Misuse   Against   Against   Shareholder
9   Amend Certificate of Incorporation to Become a Public Benefit Corporation   Against   Against   Shareholder

 

 

FIRSTENERGY CORP.                

 

Ticker:    FE    Security ID:    337932107   
Meeting Date:    MAY 18, 2021    Meeting Type:    Annual   
Record Date:    MAR 19, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Michael J. Anderson   For   For   Management
1.2   Elect Director Steven J. Demetriou   For   For   Management
1.3   Elect Director Julia L. Johnson   For   For   Management
1.4   Elect Director Jesse A. Lynn   For   For   Management
1.5   Elect Director Donald T. Misheff   For   For   Management
1.6   Elect Director Thomas N. Mitchell   For   For   Management
1.7   Elect Director James F. O’Neil, III   For   For   Management
1.8   Elect Director Christopher D. Pappas   For   For   Management
1.9   Elect Director Luis A. Reyes   For   For   Management
1.10   Elect Director John W. Somerhalder, II   For   For   Management
1.11   Elect Director Steven E. Strah   For   For   Management
1.12   Elect Director Andrew Teno   For   For   Management
1.13   Elect Director Leslie M. Turner   For   For   Management
1.14   Elect Director Melvin Williams   For   For   Management
2   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management

 

 

GEA GROUP AG

 

Ticker:    G1A    Security ID:    D28304109   
Meeting Date:    NOV 26, 2020    Meeting Type:    Annual   
Record Date:    NOV 04, 2020         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)   None                   None   Management
2   Approve Allocation of Income and Dividends of EUR 0.43 per Share   For   For   Management
3   Approve Discharge of Management Board for Fiscal 2019   For       For   Management
4   Approve Discharge of Supervisory Board for Fiscal 2019   For   For       Management
5   Ratify KPMG AG as Auditors for Fiscal 2020   For   For   Management
6   Elect Annette Koehler to the Supervisory Board   For   For   Management
7   Approve Affiliation Agreement with GEA Internal Services GmbH   For   For   Management
8.1   Amend Articles Re: Proof of Entitlement   For   For   Management
8.2   Amend Articles Re: Electronic Participation in the General Meeting and Absentee Vote   For       For   Management
8.3   Amend Articles Re: Supervisory Board Meetings and Resolutions   For       For   Management
8.4   Amend Articles Re: Advanced Payment   For   For   Management
9   Approve Creation of EUR 130 Million Pool of Capital with Partial Exclusion of Preemptive Rights   For   For   Management
10   Approve Creation of EUR 52 Million Pool of Capital without Preemptive Rights   For       For   Management
11   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 52 Million Pool of Capital to Guarantee Conversion Rights   For                   For   Management

 

 

GEA GROUP AG

 

Ticker:    G1A    Security ID:    D28304109   
Meeting Date:    APR 30, 2021    Meeting Type:    Annual   
Record Date:    APR 08, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)   None       None   Management
2   Approve Allocation of Income and Dividends of EUR 0.85 per Share   For   For   Management
3   Approve Discharge of Management Board for Fiscal Year 2020   For   For   Management
4   Approve Discharge of Supervisory Board for Fiscal Year 2020   For   For   Management
5   Ratify KPMG AG as Auditors for Fiscal Year 2021   For       For   Management
6.1   Elect Juergen Fleischer to the Supervisory Board   For   For   Management
6.2   Elect Colin Hall to the Supervisory Board   For   For   Management
6.3   Elect Klaus Helmrich to the Supervisory Board   For   For   Management
6.4   Elect Annette Koehler to the Supervisory Board   For   For   Management
6.5   Elect Holly Lei to the Supervisory Board   For   For   Management
6.6   Elect Molly Zhang to the Supervisory Board   For   For   Management
7   Approve Remuneration Policy   For   For   Management
8   Approve Remuneration of Supervisory Board   For   For   Management
9   Amend Articles Re: Supervisory Board Term of Office   For   For   Management
10   Approve Creation of EUR 52 Million Pool of Authorized Capital I with Preemptive Rights   For       For   Management
11   Approve Creation of EUR 52 Million Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights   For   For   Management
12   Approve Creation of EUR 52 Million Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights   For   For   Management
13   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 52 Million Pool of Capital to Guarantee Conversion Rights   For                   For   Management

 

 

GLENCORE PLC                

 

Ticker:    GLEN    Security ID:    G39420107   
Meeting Date:    APR 29, 2021    Meeting Type:    Annual   
Record Date:    APR 27, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Accept Financial Statements and Statutory Reports   For   For   Management
2   Approve Reduction of Capital Contribution Reserves   For       For   Management
3   Re-elect Anthony Hayward as Director   For   For   Management
4   Re-elect Ivan Glasenberg as Director   For   For   Management
5   Re-elect Peter Coates as Director   For   For   Management
6   Re-elect Martin Gilbert as Director   For   For   Management
7   Re-elect Gill Marcus as Director   For   For   Management
8   Re-elect Patrice Merrin as Director   For   For   Management
9   Re-elect Kalidas Madhavpeddi as Director   For   For   Management
10   Elect Cynthia Carroll as Director   For   For   Management
11   Reappoint Deloitte LLP as Auditors   For   For   Management
12   Authorise the Audit Committee to Fix Remuneration of Auditors   For       For   Management
13   Approve Incentive Plan   For   For   Management
14   Approve Company’s Climate Action Transition Plan   For       For   Management
15   Approve Remuneration Policy   For   For   Management
16   Approve Remuneration Report   For   For   Management
17   Authorise Issue of Equity   For   For   Management
18   Authorise Issue of Equity without Pre-emptive Rights   For       For   Management
19   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For                   For   Management
20   Authorise Market Purchase of Ordinary Shares   For   For   Management

 

 

GROUPE BRUXELLES LAMBERT SA                

 

Ticker:    GBLB    Security ID:    B4746J115   
Meeting Date:    APR 27, 2021    Meeting Type:    Annual   
Record Date:    APR 13, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Receive Directors’ and Auditors’ Reports (Non-Voting)   None   None   Management
2.1   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)   None       None   Management
2.2   Adopt Financial Statements   For   For   Management
3   Approve Discharge of Directors   For   For   Management
4   Approve Discharge of Auditors   For   For   Management
5.1   Receive Information on Resignation of Gerard Lamarche as Director   None       None   Management
5.2   Elect Jacques Veyrat as Independent Director   For   For   Management
5.3.1   Reelect Claude Genereux as Director   For   For   Management
5.3.2   Reelect Jocelyn Lefebvre as Director   For   For   Management
5.3.3   Reelect Agnes Touraine as Independent Director   For   For   Management
6.1   Receive Information on Resignation of Deloitte as Auditor   None   None   Management
6.2   Ratify PricewaterhouseCoopers as Auditors and Approve Auditors’ Remuneration   For                   For   Management
7   Approve Remuneration Report   For   For   Management
8.1   Approve Stock Option Plan Grants   For   For   Management
8.2   Approve Stock Option Plan   For   For   Management
8.3   Receive Special Board Report Re: Article 7:227 of the Company Code with Respect to the Guarantees in Item 8.4   For   For   Management
8.4   Approve Guarantee to Acquire Shares under Stock Option Plan   For   For   Management
9   Transact Other Business   None   None   Management

 

 

HEIDELBERGCEMENT AG

 

Ticker:    HEI    Security ID:    D31709104   
Meeting Date:    MAY 06, 2021    Meeting Type:    Annual   
Record Date:    APR 14, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)   None       None   Management
2   Approve Allocation of Income and Dividends of EUR 2.20 per Share   For   For   Management
3.1   Approve Discharge of Management Board Member Bernd Scheifele for Fiscal Year 2020   For   For   Management
3.2   Approve Discharge of Management Board Member Dominik von Achten for Fiscal Year 2020   For                   For   Management
3.3   Approve Discharge of Management Board Member Lorenz Naeger for Fiscal Year 2020   For       For   Management
3.4   Approve Discharge of Management Board Member Kevin Gluskie for Fiscal Year 2020   For       For   Management
3.5   Approve Discharge of Management Board Member Hakan Gurdal for Fiscal Year 2020   For   For   Management
3.6   Approve Discharge of Management Board Member Ernest Jelito for Fiscal Year 2020   For       For   Management
3.7   Approve Discharge of Management Board Member Jon Morrish for Fiscal Year 2020   For       For   Management
3.8   Approve Discharge of Management Board Member Christopher Ward for Fiscal Year 2020   For       For   Management
4.1   Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal Year 2020   For       For   Management
4.2   Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal Year 2020   For       For   Management
4.3   Approve Discharge of Supervisory Board Member Barbara Breuninger for Fiscal Year 2020   For                   For   Management
4.4   Approve Discharge of Supervisory Board Member Birgit Jochens for Fiscal Year 2020   For       For   Management
4.5   Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal Year 2020   For       For   Management
4.6   Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal Year 2020   For       For   Management
4.7   Approve Discharge of Supervisory Board Member Luka Mucic for Fiscal Year 2020   For   For   Management
4.8   Approve Discharge of Supervisory Board Member Ines Ploss for Fiscal Year 2020   For   For   Management
4.9   Approve Discharge of Supervisory Board Member Peter Riedel for Fiscal Year 2020   For   For   Management
4.10   Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal Year 2020   For       For   Management
4.11   Approve Discharge of Supervisory Board Member Margret Suckale for Fiscal Year 2020   For   For   Management
4.12   Approve Discharge of Supervisory Board Member Marion Weissenberger-Eibl for Fiscal Year 2020   For       For   Management
5   Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021   For   For   Management
6   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   For       For   Management
7   Approve Remuneration Policy   For   For   Management
8   Approve Remuneration of Supervisory Board   For   For   Management
9   Amend Articles Re: Proof of Entitlement   For   For   Management
10   Amend Articles Re: Dividend in Kind   For   For   Management
11   Amend Articles Re: Supervisory Board Term of Office   For   For   Management
12   Amend Affiliation Agreement with HeidelbergCement International Holding GmbH   For   For   Management

 

 

HOWMET AEROSPACE INC.

 

Ticker:    HWM    Security ID:    443201108   
Meeting Date:    MAY 25, 2021    Meeting Type:    Annual   
Record Date:    MAR 29, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director James F. Albaugh   For   For   Management
1b   Elect Director Amy E. Alving   For   For   Management
1c   Elect Director Sharon R. Barner   For   For   Management
1d   Elect Director Joseph S. Cantie   For   For   Management
1e   Elect Director Robert F. Leduc   For   For   Management
1f   Elect Director David J. Miller   For   For   Management
1g   Elect Director Jody G. Miller   For   For   Management
1h   Elect Director Tolga I. Oal   For   For   Management
1i   Elect Director Nicole W. Piasecki   For   For   Management
1j   Elect Director John C. Plant   For   For   Management
1k   Elect Director Ulrich R. Schmidt   For   For   Management
2   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Require Independent Board Chair   Against   Against   Shareholder

INTERNATIONAL FLAVORS & FRAGRANCES INC.

 

Ticker:    IFF    Security ID:    459506101   
Meeting Date:    MAY 05, 2021    Meeting Type:    Annual   
Record Date:    MAR 08, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Kathryn J. Boor   For   For   Management
1b   Elect Director Edward D. Breen   For   For   Management
1c   Elect Director Carol Anthony Davidson   For   For   Management
1d   Elect Director Michael L. Ducker   For   For   Management
1e   Elect Director Roger W. Ferguson, Jr.   For   For   Management
1f   Elect Director John F. Ferraro   For   For   Management
1g   Elect Director Andreas Fibig   For   For   Management
1h   Elect Director Christina Gold   For   For   Management
1i   Elect Director Ilene Gordon   For   For   Management
1j   Elect Director Matthias J. Heinzel   For   For   Management
1k   Elect Director Dale F. Morrison   For   For   Management
1l   Elect Director Kare Schultz   For   For   Management
1m   Elect Director Stephen Williamson   For   For   Management
2   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Approve Omnibus Stock Plan   For   For   Management

 

 

JDE PEET’S NV

 

Ticker:    JDEP    Security ID:    N44664105   
Meeting Date:    JUN 17, 2021    Meeting Type:    Annual   
Record Date:    MAY 20, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Open Meeting   None   None   Management
2.a   Receive Board Report (Non-Voting)   None   None   Management
2.b   Approve Remuneration Report   For   For   Management
2.c   Adopt Financial Statements   For   For   Management
3.a   Receive Explanation on Company’s Reserves and Dividend Policy   None   None   Management
3.b   Approve Dividends of EUR 0.70 Per Share   For   For   Management
4.a   Approve Discharge of Executive Directors   For   For   Management
4.b   Approve Discharge of Non-Executive Directors   For   For   Management
5   Ratify Deloitte Accountants B.V. as Auditors   For   For   Management
6.a   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Management
6.b   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights   For   For   Management
6.c   Grant Board Authority to Issue Shares Up To 40 Percent of Issued Capital in Connection with a Rights Issue   For   For   Management
7   Other Business (Non-Voting)   None   None   Management
8   Discuss Voting Results   None   None   Management
9   Close Meeting   None   None   Management

 

 

JEFFERIES FINANCIAL GROUP INC.

 

Ticker:    JEF    Security ID:    47233W109   
Meeting Date:    MAR 25, 2021    Meeting Type:    Annual   
Record Date:    JAN 28, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Linda L. Adamany   For   For   Management
1b   Elect Director Barry J. Alperin   For   For   Management
1c   Elect Director Robert D. Beyer   For   For   Management
1d   Elect Director Francisco L. Borges   For   For   Management
1e   Elect Director Brian P. Friedman   For   For   Management
1f   Elect Director MaryAnne Gilmartin   For   For   Management
1g   Elect Director Richard B. Handler   For   For   Management
1h   Elect Director Jacob M. Katz   For   For   Management
1i   Elect Director Michael T. O’Kane   For   For   Management
1j   Elect Director Joseph S. Steinberg   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Approve Omnibus Stock Plan   For   For   Management
4   Ratify Deloitte & Touche LLP as Auditors   For   For   Management

 

 

JUST EAT TAKEAWAY.COM NV

 

Ticker:    TKWY    Security ID:    N4753E105   
Meeting Date:    MAY 12, 2021    Meeting Type:    Annual   
Record Date:    APR 14, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Open Meeting   None   None   Management
2.a   Receive Report of Management Board (Non-Voting)   None   None   Management
2.b   Approve Remuneration Report   For   For   Management
2.c   Adopt Financial Statements and Statutory Reports   For   For   Management
3.a   Approve Discharge of Management Board   For   For   Management
3.b   Approve Discharge of Supervisory Board   For   For   Management
4.a   Reelect Jitse Groen to Management Board   For   For   Management
4.b   Reelect Brent Wissink to Management Board   For   For   Management
4.c   Reelect Jorg Gerbig to Management Board   For   For   Management
4.d   Reelect Matthew Maloney to Management Board   For   For   Management
5.a   Reelect Adriaan Nuhn to Supervisory Board   For   For   Management
5.b   Reelect Corinne Vigreux to Supervisory Board   For   For   Management
5.c   Reelect Ron Teerlink to Supervisory Board   For   For   Management
5.d   Reelect Gwyn Burr to Supervisory Board   For   For   Management
5.e   Reelect Jambu Palaniappan to Supervisory Board   For   For   Management
5.f   Reelect Lloyd Frink to Supervisory Board   For   For   Management
5.g   Reelect David Fisher to Supervisory Board   For   For   Management
6   Ratify Deloitte Accountants B.V. as Auditors   For   For   Management
7   Grant Board Authority to Issue Shares   For   For   Management
8   Authorize Board to Exclude Preemptive Rights from Share Issuances   For   For   Management
9   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Management
10   Other Business (Non-Voting)   None   None   Management
11   Close Meeting   None   None   Management

 

 

KINDER MORGAN, INC.

 

Ticker:    KMI    Security ID:    49456B101   
Meeting Date:    MAY 12, 2021    Meeting Type:    Annual   
Record Date:    MAR 15, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Richard D. Kinder   For   For   Management
1.2   Elect Director Steven J. Kean   For   For   Management
1.3   Elect Director Kimberly A. Dang   For   For   Management
1.4   Elect Director Ted A. Gardner   For   For   Management
1.5   Elect Director Anthony W. Hall, Jr.   For   For   Management
1.6   Elect Director Gary L. Hultquist   For   For   Management
1.7   Elect Director Ronald L. Kuehn, Jr.   For   For   Management
1.8   Elect Director Deborah A. Macdonald   For   For   Management
1.9   Elect Director Michael C. Morgan   For   For   Management
1.10   Elect Director Arthur C. Reichstetter   For   For   Management
1.11   Elect Director C. Park Shaper   For   For   Management
1.12   Elect Director William A. Smith   For   For   Management
1.13   Elect Director Joel V. Staff   For   For   Management
1.14   Elect Director Robert F. Vagt   For   For   Management
1.15   Elect Director Perry M. Waughtal   For   For   Management
2   Amend Omnibus Stock Plan   For   For   Management
3   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management

 

 

LAFARGEHOLCIM LTD.

 

Ticker:    LHN    Security ID:    H4768E105   
Meeting Date:    MAY 04, 2021    Meeting Type:    Annual   
Record Date:            

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Accept Financial Statements and Statutory Reports   For   For   Management
1.2   Approve Remuneration Report   For   For   Management
2   Approve Discharge of Board and Senior Management   For   For   Management
3.1   Approve Allocation of Income   For   For   Management
3.2   Approve Dividends of CHF 2.00 per Share from Capital Contribution Reserves   For   For   Management
4.1   Change Company Name to Holcim Ltd   For   For   Management
4.2   Change Location of Registered Office/Headquarters to Zug, Switzerland   For   For   Management
5.1a   Reelect Beat Hess as Director and Board Chairman   For   For   Management
5.1b   Reelect Philippe Block as Director   For   For   Management
5.1c   Reelect Kim Fausing as Director   For   For   Management
5.1d   Reelect Colin Hall as Director   For   For   Management
5.1e   Reelect Naina Kidwai as Director   For   For   Management
5.1f   Reelect Patrick Kron as Director   For   For   Management
5.1g   Reelect Adrian Loader as Director   For   For   Management
5.1h   Reelect Juerg Oleas as Director   For   For   Management
5.1i   Reelect Claudia Ramirez as Director   For   For   Management
5.1j   Reelect Hanne Sorensen as Director   For   For   Management
5.1k   Reelect Dieter Spaelti as Director   For   For   Management
5.2   Elect Jan Jenisch as Director   For   For   Management
5.3.1   Reappoint Colin Hall as Member of the Nomination, Compensation and Governance Committee   For   For   Management
5.3.2   Reappoint Adrian Loader as Member of the Nomination, Compensation and Governance Committee   For   For   Management
5.3.3   Reappoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee   For   For   Management
5.3.4   Appoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee   For   For   Management
5.4   Appoint Dieter Spaelti as Member of the Nomination, Compensation and Governance Committee   For   For   Management
5.5.1   Ratify Deloitte AG as Auditors   For   For   Management
5.5.2   Designate Sabine Burkhalter Kaimakliotis as Independent Proxy   For   For   Management
6.1   Approve Remuneration of Directors in the Amount of CHF 5.2 Million   For   For   Management
6.2   Approve Remuneration of Executive Committee in the Amount of CHF 42.5 Million   For   For   Management
7   Transact Other Business (Voting)   For   For   Management

 

 

LG CORP.

 

Ticker:    003550    Security ID:    Y52755108   
Meeting Date:    MAR 26, 2021    Meeting Type:    Annual   
Record Date:    DEC 31, 2020         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve Spin-Off Agreement   For   Against   Management
2   Approve Financial Statements and Allocation of Income   For   For   Management
3   Amend Articles of Incorporation   For   For   Management
4.1   Elect Koo Gwang-mo as Inside Director   For   For   Management
4.2   Elect Kim Sang-Heon as Outside Director   For   For   Management
5   Elect Lee Su-young as Outside Director to Serve as an Audit Committee Member   For   For   Management
6   Elect Kim Sang-Heon as a Member of Audit Committee   For   For   Management
7   Approve Total Remuneration of Inside Directors and Outside Directors   For   For   Management

 

 

LPL FINANCIAL HOLDINGS INC.

 

Ticker:    LPLA    Security ID:    50212V100   
Meeting Date:    MAY 05, 2021    Meeting Type:    Annual   
Record Date:    MAR 08, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Dan H. Arnold   For   For   Management
1b   Elect Director Edward C. Bernard   For   For   Management
1c   Elect Director H. Paulett Eberhart   For   For   Management
1d   Elect Director William F. Glavin, Jr.   For   For   Management
1e   Elect Director Allison H. Mnookin   For   For   Management
1f   Elect Director Anne M. Mulcahy   For   For   Management
1g   Elect Director James S. Putnam   For   For   Management
1h   Elect Director Richard P. Schifter   For   For   Management
1i   Elect Director Corey E. Thomas   For   For   Management
2   Ratify Deloitte & Touche LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Approve Omnibus Stock Plan   For   For   Management
5   Approve Qualified Employee Stock Purchase Plan   For   For   Management

 

 

MARRIOTT INTERNATIONAL, INC.

 

Ticker:    MAR    Security ID:    571903202   
Meeting Date:    MAY 07, 2021    Meeting Type:    Annual   
Record Date:    MAR 12, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director J.W. Marriott, Jr.   For   For   Management
1b   Elect Director Anthony G. Capuano   For   For   Management
1c   Elect Director Deborah Marriott Harrison   For   For   Management
1d   Elect Director Frederick A. ‘Fritz’ Henderson   For   For   Management
1e   Elect Director Eric Hippeau   For   For   Management
1f   Elect Director Lawrence W. Kellner   For   For   Management
1g   Elect Director Debra L. Lee   For   For   Management
1h   Elect Director Aylwin B. Lewis   For   For   Management
1i   Elect Director David S. Marriott   For   For   Management
1j   Elect Director Margaret M. McCarthy   For   For   Management
1k   Elect Director George Munoz   For   For   Management
1l   Elect Director Horacio D. Rozanski   For   For   Management
1m   Elect Director Susan C. Schwab   For   For   Management
2   Ratify Ernst & Young LLP as Auditor   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4a   Eliminate Supermajority Vote Requirement for Removal of Directors   For   For   Management
4b   Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation   For   For   Management
4c   Eliminate Supermajority Vote Requirement to Amend Certain Bylaws Provisions   For   For   Management
4d   Eliminate Supermajority Vote Requirement for Certain Transactions   For   For   Management
4e   Eliminate Supermajority Vote Requirement for Certain Business Combinations   For   For   Management

 

 

MCDERMOTT INTERNATIONAL LTD.

 

Ticker:    MCDIF    Security ID:    58004K109   
Meeting Date:    MAY 14, 2021    Meeting Type:    Annual   
Record Date:    MAR 15, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Appoint David Dickson as Chairman of the Meeting   For   For   Management
2.1   Elect Director Craig Broderick   For   For   Management
2.2   Elect Director Neil Bruce   For   For   Management
2.3   Elect Director David Dickson   For   For   Management
2.4   Elect Director Barbara Duganier   For   For   Management
2.5   Elect Director Andrew Gould   For   For   Management
2.6   Elect Director Alan Hirshberg   For   For   Management
2.7   Elect Director Nils Larsen   For   For   Management
2.8   Elect Director Lee McIntire   For   For   Management
2.9   Elect Director Paul Soldatos   For   For   Management
3   Amend Bye-laws   For   For   Management
4   Approve Alteration to the Memorandum of Association   For   For   Management
5   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   For   For   Management

 

 

MCDERMOTT INTERNATIONAL LTD.

 

Ticker:    MCDIF    Security ID:    G5924V106   
Meeting Date:    MAY 14, 2021    Meeting Type:    Annual   
Record Date:    MAR 15, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Appoint David Dickson as Chairman of the Meeting   For   For   Management
2.1   Elect Director Craig Broderick   For   For   Management
2.2   Elect Director Neil Bruce   For   For   Management
2.3   Elect Director David Dickson   For   For   Management
2.4   Elect Director Barbara Duganier   For   For   Management
2.5   Elect Director Andrew Gould   For   For   Management
2.6   Elect Director Alan Hirshberg   For   For   Management
2.7   Elect Director Nils Larsen   For   For   Management
2.8   Elect Director Lee McIntire   For   For   Management
2.9   Elect Director Paul Soldatos   For   For   Management
3   Amend Bye-laws   For   For   Management
4   Approve Alteration to the Memorandum of Association   For   For   Management
5   Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   For   For   Management

 

 

MEGGITT PLC

 

Ticker:    MGGT    Security ID:    G59640105   
Meeting Date:    APR 29, 2021    Meeting Type:    Annual   
Record Date:    APR 27, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Accept Financial Statements and Statutory Reports   For   For   Management
2   Approve Remuneration Policy   For   For   Management
3   Approve Remuneration Report   For   For   Management
4   Re-elect Sir Nigel Rudd as Director   For   For   Management
5   Re-elect Tony Wood as Director   For   For   Management
6   Re-elect Guy Berruyer as Director   For   For   Management
7   Re-elect Louisa Burdett as Director   For   For   Management
8   Re-elect Colin Day as Director   For   For   Management
9   Re-elect Nancy Gioia as Director   For   For   Management
10   Re-elect Alison Goligher as Director   For   For   Management
11   Re-elect Guy Hachey as Director   For   For   Management
12   Re-elect Caroline Silver as Director   For   For   Management
13   Reappoint PricewaterhouseCoopers LLP as Auditors   For   For   Management
14   Authorise the Audit Committee to Fix Remuneration of Auditors   For   For   Management
15   Authorise Issue of Equity   For   For   Management
16   Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
17   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Management
18   Authorise UK Political Donations and Expenditure   For   For   Management
19   Authorise Market Purchase of Ordinary Shares   For   For   Management
20   Authorise the Company to Call General Meeting with Two Weeks’ Notice   For   For   Management

 

 

MICROSOFT CORPORATION

 

Ticker:    MSFT    Security ID:    594918104   
Meeting Date:    DEC 02, 2020    Meeting Type:    Annual   
Record Date:    OCT 08, 2020         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Reid G. Hoffman   For   For   Management
1.2   Elect Director Hugh F. Johnston   For   For   Management
1.3   Elect Director Teri L. List-Stoll   For   For   Management
1.4   Elect Director Satya Nadella   For   For   Management
1.5   Elect Director Sandra E. Peterson   For   For   Management
1.6   Elect Director Penny S. Pritzker   For   For   Management
1.7   Elect Director Charles W. Scharf   For   For   Management
1.8   Elect Director Arne M. Sorenson   For   For   Management
1.9   Elect Director John W. Stanton   For   For   Management
1.10   Elect Director John W. Thompson   For   For   Management
1.11   Elect Director Emma N. Walmsley   For   For   Management
1.12   Elect Director Padmasree Warrior   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Ratify Deloitte & Touche LLP as Auditors   For   For   Management
4   Report on Employee Representation on the Board of Directors   Against   For   Shareholder

 

 

NASPERS LTD.

 

Ticker:    NPN    Security ID:    S53435103   
Meeting Date:    AUG 21, 2020    Meeting Type:    Annual   
Record Date:    AUG 14, 2020         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2020   For   For   Management
2   Approve Dividends for N Ordinary and A Ordinary Shares   For   For   Management
3   Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor   For   For   Management
4.1   Elect Manisha Girotra as Director   For   For   Management
4.2   Elect Ying Xu as Director   For   For   Management
5.1   Re-elect Don Eriksson as Director   For   For   Management
5.2   Re-elect Mark Sorour as Director   For   For   Management
5.3   Re-elect Emilie Choi as Director   For   For   Management
5.4   Re-elect Rachel Jafta as Director   For   For   Management
6.1   Re-elect Don Eriksson as Member of the Audit Committee   For   For   Management
6.2   Re-elect Rachel Jafta as Member of the Audit Committee   For   For   Management
6.3   Elect Manisha Girotra as Member of the Audit Committee   For   For   Management
6.4   Elect Steve Pacak as Member of the Audit Committee   For   For   Management
7   Approve Remuneration Policy   For   Against   Management
8   Approve Implementation of the Remuneration Policy   For   Against   Management
9   Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed   For   For   Management
10   Approve Amendments to the Trust Deed constituting the MIH Services FZ LLC Share Trust and the Share Scheme envisaged by such Trust Deed   For   For   Management
11   Approve Amendments to the Trust Deed constituting the MIH Holdings Share Trust and the Share Scheme envisaged by such Trust Deed   For   For   Management
12   Approve Amendments to the Trust Deed constituting the Naspers Share Incentive Trust and the Share Scheme envisaged by such Trust Deed   For   For   Management
13   Place Authorised but Unissued Shares under Control of Directors   For   Against   Management
14   Authorise Board to Issue Shares for Cash   For   Against   Management
15   Authorise Ratification of Approved Resolutions   For   For   Management
1.1   Approve Fees of the Board Chairman   For   For   Management
1.2   Approve Fees of the Board Member   For   For   Management
1.3   Approve Fees of the Audit Committee Chairman   For   For   Management
1.4   Approve Fees of the Audit Committee Member   For   For   Management
1.5   Approve Fees of the Risk Committee Chairman   For   For   Management
1.6   Approve Fees of the Risk Committee Member   For   For   Management
1.7   Approve Fees of the Human Resources and Remuneration Committee Chairman   For   For   Management
1.8   Approve Fees of the Human Resources and Remuneration Committee Member   For   For   Management
1.9   Approve Fees of the Nomination Committee Chairman   For   For   Management
1.10   Approve Fees of the Nomination Committee Member   For   For   Management
1.11   Approve Fees of the Social, Ethics and Sustainability Committee Chairman   For   For   Management
1.12   Approve Fees of the Social, Ethics and Sustainability Committee Member   For   For   Management
1.13   Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds   For   For   Management
2   Approve Financial Assistance in Terms of Section 44 of the Companies Act   For   For   Management
3   Approve Financial Assistance in Terms of Section 45 of the Companies Act   For   For   Management
4   Authorise Repurchase of N Ordinary Shares   For   For   Management
5   Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares   For   For   Management
6   Authorise Repurchase of A Ordinary Shares   For   For   Management

 

 

NEXON CO., LTD.

 

Ticker:    3659    Security ID:    J4914X104   
Meeting Date:    MAR 25, 2021    Meeting Type:    Annual   
Record Date:    DEC 31, 2020         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Owen Mahoney   For   For   Management
1.2   Elect Director Uemura, Shiro   For   For   Management
1.3   Elect Director Patrick Soderlund   For   For   Management
1.4   Elect Director Kevin Mayer   For   For   Management
2   Approve Fixed Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members   For   For   Management
3   Approve Deep Discount Stock Option Plan   For   For   Management
4   Approve Deep Discount Stock Option Plan   For   For   Management
5   Approve Stock Option Plan   For   For   Management

 

 

NXP SEMICONDUCTORS N.V.

 

Ticker:    NXPI    Security ID:    N6596X109   
Meeting Date:    MAY 26, 2021    Meeting Type:    Annual   
Record Date:    APR 28, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Adopt Financial Statements and Statutory Reports   For   For   Management
2   Approve Discharge of Board Members   For   For   Management
3a   Reelect Kurt Sievers as Executive Director   For   For   Management
3b   Reelect Peter Bonfield as Non-Executive Director   For   Against   Management
3c   Elect Annette Clayton as Non-Executive Director   For   For   Management
3d   Elect Anthony Foxx as Non-Executive Director   For   For   Management
3e   Reelect Kenneth A. Goldman as Non-Executive Director   For   For   Management
3f   Reelect Josef Kaeser as Non-Executive Director   For   For   Management
3g   Reelect Lena Olving as Non-Executive Director   For   Against   Management
3h   Reelect Peter Smitham as Non-Executive Director   For   Against   Management
3i   Reelect Julie Southern as Non-Executive Director   For   For   Management
3j   Reelect Jasmin Staiblin as Non-Executive Director   For   For   Management
3k   Reelect Gregory L. Summe as Non-Executive Director   For   For   Management
3l   Reelect Karl-Henrik Sundstrom as Non-Executive Director   For   Against   Management
4   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital   For   For   Management
5   Authorize Board to Exclude Preemptive Rights from Share Issuances   For   For   Management
6   Authorize Share Repurchase Program   For   For   Management
7   Approve Cancellation of Ordinary Shares   For   For   Management
8   Approve Remuneration of the Non Executive Members of the Board   For   For   Management
9   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management

 

 

OLYMPUS CORP.

 

Ticker:    7733    Security ID:    J61240107   
Meeting Date:    JUL 30, 2020    Meeting Type:    Annual   
Record Date:    MAY 31, 2020         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve Allocation of Income, with a Final Dividend of JPY 10   For   For   Management
2   Amend Articles to Authorize Board to Determine Income Allocation   For   For   Management
3.1   Elect Director Takeuchi, Yasuo   For   For   Management
3.2   Elect Director Fujita, Sumitaka   For   For   Management
3.3   Elect Director Kaminaga, Susumu   For   For   Management
3.4   Elect Director Kikawa, Michijiro   For   For   Management
3.5   Elect Director Iwamura, Tetsuo   For   For   Management
3.6   Elect Director Masuda, Yasumasa   For   For   Management
3.7   Elect Director Natori, Katsuya   For   For   Management
3.8   Elect Director Iwasaki, Atsushi   For   For   Management
3.9   Elect Director David Robert Hale   For   For   Management
3.10   Elect Director Jimmy C. Beasley   For   For   Management
3.11   Elect Director Stefan Kaufmann   For   For   Management
3.12   Elect Director Koga, Nobuyuki   For   For   Management

 

 

OLYMPUS CORP.

 

Ticker:    7733    Security ID:    J61240107   
Meeting Date:    JUN 24, 2021    Meeting Type:    Annual   
Record Date:    MAR 31, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Takeuchi, Yasuo   For   For   Management
1.2   Elect Director Fujita, Sumitaka   For   For   Management
1.3   Elect Director Kaminaga, Susumu   For   For   Management
1.4   Elect Director Iwamura, Tetsuo   For   For   Management
1.5   Elect Director Masuda, Yasumasa   For   For   Management
1.6   Elect Director Iwasaki, Atsushi   For   For   Management
1.7   Elect Director David Robert Hale   For   For   Management
1.8   Elect Director Jimmy C. Beasley   For   For   Management
1.9   Elect Director Ichikawa, Sachiko   For   For   Management
1.10   Elect Director Stefan Kaufmann   For   For   Management
1.11   Elect Director Koga, Nobuyuki   For   For   Management

 

 

PG&E CORPORATION

 

Ticker:    PCG    Security ID:    69331C108   
Meeting Date:    MAY 20, 2021    Meeting Type:    Annual   
Record Date:    MAR 22, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Cheryl F. Campbell   For   For   Management
1b   Elect Director Kerry W. Cooper   For   For   Management
1c   Elect Director Arno L. Harris   For   For   Management
1d   Elect Director Michael R. Niggli   For   For   Management
1e   Elect Director Oluwadara (Dara) J. Treseder   For   For   Management
1f   Elect Director Benjamin F. Wilson   For   For   Management
2   Ratify Deloitte & Touche LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Approve Omnibus Stock Plan   For   For   Management

 

 

PROSUS NV

 

Ticker:    PRX    Security ID:    N7163R103   
Meeting Date:    AUG 18, 2020    Meeting Type:    Annual   
Record Date:    JUL 21, 2020         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Receive Report of Management Board (Non-Voting)   None   None   Management
2   Approve Remuneration Report   For   Against   Management
3   Adopt Financial Statements   For   For   Management
4.a   Approve Dividends of EUR 0.602 Per Share   For   For   Management
4.b   Approve Capital Increase and Capital Reduction   For   For   Management
5   Approve Remuneration Policy for Executive Directors   For   Against   Management
6   Approve Remuneration Policy for Non-Executive Directors   For   For   Management
7   Approve Discharge of Executive Directors   For   For   Management
8   Approve Discharge of Non-Executive Directors   For   For   Management
9   Elect Y Xu as Non-Executive Director   For   For   Management
10.1   Reelect D G Eriksson as Non-Executive Director   For   For   Management
10.2   Reelect M R Sorour as Non-Executive Director   For   For   Management
10.3   Reelect E M Choi as Non-Executive Director   For   For   Management
10.4   Reelect M Girotra as Non-Executive Director   For   For   Management
10.5   Reelect R C C Jafta as Non-Executive Director   For   For   Management
11   Ratify PricewaterhouseCoopers Accountants N.V. as Auditors   For   For   Management
12   Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights   For   For   Management
13   Authorize Repurchase of Shares   For   For   Management
14   Amend Prosus Share Award Plan   For   Against   Management
15   Other Business (Non-Voting)   None   None   Management
16   Voting Results   None   None   Management

 

 

RUSH ENTERPRISES, INC.

 

Ticker:    RUSHA    Security ID:    781846209   
Meeting Date:    MAY 18, 2021    Meeting Type:    Annual   
Record Date:    MAR 31, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director W.M. “Rusty” Rush   For   For   Management
1.2   Elect Director Thomas A. Akin   For   For   Management
1.3   Elect Director James C. Underwood   For   For   Management
1.4   Elect Director Raymond J. Chess   For   For   Management
1.5   Elect Director William H. Cary   For   For   Management
1.6   Elect Director Kennon H. Guglielmo   For   For   Management
1.7   Elect Director Elaine Mendoza   For   For   Management
2   Ratify Ernst & Young LLP as Auditors   For   For   Management

 

 

SAMSUNG C&T CORP.

 

Ticker:    028260    Security ID:    Y7T71K106   
Meeting Date:    MAR 19, 2021    Meeting Type:    Annual   
Record Date:    DEC 31, 2020         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve Financial Statements and Allocation of Income   For   For   Management
2.1.1   Elect Philippe Cochet as Outside Director   For   Against   Management
2.1.2   Elect Choi Jung-gyeong as Outside Director   For   For   Management
2.2.1   Elect Ko Jeong-seok as Inside Director   For   For   Management
2.2.2   Elect Oh Se-cheol as Inside Director   For   For   Management
2.2.3   Elect Han Seung-hwan as Inside Director   For   For   Management
2.2.4   Elect Lee Jun-seo as Inside Director   For   For   Management
3   Approve Total Remuneration of Inside Directors and Outside Directors   For   For   Management

 

 

SIGNATURE BANK

 

Ticker:    SBNY    Security ID:    82669G104   
Meeting Date:    APR 22, 2021    Meeting Type:    Annual   
Record Date:    MAR 03, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Kathryn A. Byrne   For   For   Management
1.2   Elect Director Maggie Timoney   For   For   Management
1.3   Elect Director George Tsunis   For   For   Management
2   Ratify KPMG LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Authorize Share Repurchase Program   For   For   Management
5   Increase Authorized Common Stock   For   For   Management
6   Amend Omnibus Stock Plan   For   For   Management

 

 

SOFTBANK GROUP CORP.

 

Ticker:    9984    Security ID:    J7596P109   
Meeting Date:    JUN 23, 2021    Meeting Type:    Annual   
Record Date:    MAR 31, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Approve Allocation of Income, with a Final Dividend of JPY 22   For   For   Management
2   Amend Articles to Allow Virtual Only Shareholder Meetings - Amend Business Lines - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Remove All Provisions on Advisory Positions   For   For   Management
3.1   Elect Director Son, Masayoshi   For   For   Management
3.2   Elect Director Goto, Yoshimitsu   For   For   Management
3.3   Elect Director Miyauchi, Ken   For   For   Management
3.4   Elect Director Kawabe, Kentaro   For   For   Management
3.5   Elect Director Iijima, Masami   For   For   Management
3.6   Elect Director Matsuo, Yutaka   For   For   Management
3.7   Elect Director Lip-Bu Tan   For   For   Management
3.8   Elect Director Erikawa, Keiko   For   For   Management
3.9   Elect Director Kenneth A. Siegel   For   For   Management
4.1   Appoint Statutory Auditor Nakata, Yuji   For   For   Management
4.2   Appoint Statutory Auditor Uno, Soichiro   For   For   Management
4.3   Appoint Statutory Auditor Otsuka, Keiichi   For   For   Management
5   Approve Compensation Ceiling for Statutory Auditors   For   For   Management

 

 

SOLARWINDS CORPORATION

 

Ticker:    SWI    Security ID:    83417Q105   
Meeting Date:    MAY 28, 2021    Meeting Type:    Annual   
Record Date:    APR 05, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Michael Hoffmann   For   For   Management
1.2   Elect Director Dennis Howard   For   For   Management
1.3   Elect Director Douglas Smith   For   For   Management
2   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management

 

 

SS&C TECHNOLOGIES HOLDINGS, INC.

 

Ticker:    SSNC    Security ID:    78467J100   
Meeting Date:    MAY 19, 2021    Meeting Type:    Annual   
Record Date:    MAR 22, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Elect Director Jonathan E. Michael   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Management

 

 

SWIRE PACIFIC LIMITED

 

Ticker:    19    Security ID:    Y83310105   
Meeting Date:    MAY 13, 2021    Meeting Type:    Annual   
Record Date:    MAY 07, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect D P Cogman as Director   For   Against   Management
1b   Elect M B Swire as Director   For   For   Management
1c   Elect S C Swire as Director   For   For   Management
1d   Elect M J Murray as Director   For   Against   Management
2   Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration   For   For   Management
3   Authorize Repurchase of Issued Share Capital   For   For   Management
4   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   For   Against   Management

 

 

TE CONNECTIVITY LTD.

 

Ticker:    TEL    Security ID:    H84989104   
Meeting Date:    MAR 10, 2021    Meeting Type:    Annual   
Record Date:    FEB 18, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Pierre R. Brondeau   For   For   Management
1b   Elect Director Terrence R. Curtin   For   For   Management
1c   Elect Director Carol A. (John) Davidson   For   For   Management
1d   Elect Director Lynn A. Dugle   For   For   Management
1e   Elect Director William A. Jeffrey   For   For   Management
1f   Elect Director David M. Kerko *Withdrawn Resolution*   None   None   Management
1g   Elect Director Thomas J. Lynch   For   For   Management
1h   Elect Director Heath A. Mitts   For   For   Management
1i   Elect Director Yong Nam   For   For   Management
1j   Elect Director Daniel J. Phelan   For   For   Management
1k   Elect Director Abhijit Y. Talwalkar   For   For   Management
1l   Elect Director Mark C. Trudeau   For   For   Management
1m   Elect Director Dawn C. Willoughby   For   For   Management
1n   Elect Director Laura H. Wright   For   For   Management
2   Elect Board Chairman Thomas J. Lynch   For   For   Management
3a   Elect Daniel J. Phelan as Member of Management Development and Compensation Committee   For   For   Management
3b   Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee   For   For   Management
3c   Elect Mark C. Trudeau as Member of Management Development and Compensation Committee   For   For   Management
3d   Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee   For   For   Management
4   Designate Rene Schwarzenbach as Independent Proxy   For   For   Management
5.1   Accept Annual Report for Fiscal Year Ended September 25, 2020   For   For   Management
5.2   Accept Statutory Financial Statements for Fiscal Year Ended September 25, 2020   For   For   Management
5.3   Approve Consolidated Financial Statements for Fiscal Year Ended September 25, 2020   For   For   Management
6   Approve Discharge of Board and Senior Management   For   For   Management
7.1   Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021   For   For   Management
7.2   Ratify Deloitte AG as Swiss Registered Auditors   For   For   Management
7.3   Ratify PricewaterhouseCoopers AG as Special Auditors   For   For   Management
8   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
9   Approve the Increase in Maximum Aggregate Remuneration of Executive Management   For   For   Management
10   Approve Maximum Aggregate Remuneration of Board of Directors   For   For   Management
11   Approve Allocation of Available Earnings at September 25, 2020   For   For   Management
12   Approve Declaration of Dividend   For   For   Management
13   Approve Reduction in Share Capital via Cancelation of Shares   For   For   Management
14   Amend Non-Qualified Employee Stock Purchase Plan   For   For   Management
15   Amend Omnibus Stock Plan   For   For   Management
16   Adjourn Meeting   For   For   Management

 

 

UNILEVER PLC

 

Ticker:    ULVR    Security ID:    G92087165   
Meeting Date:    MAY 05, 2021    Meeting Type:    Annual   
Record Date:    MAY 03, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1   Accept Financial Statements and Statutory Reports   For   For   Management
2   Approve Remuneration Report   For   For   Management
3   Approve Remuneration Policy   For   For   Management
4   Approve Climate Transition Action Plan   For   For   Management
5   Re-elect Nils Andersen as Director   For   For   Management
6   Re-elect Laura Cha as Director   For   For   Management
7   Re-elect Dr Judith Hartmann as Director   For   For   Management
8   Re-elect Alan Jope as Director   For   For   Management
9   Re-elect Andrea Jung as Director   For   For   Management
10   Re-elect Susan Kilsby as Director   For   For   Management
11   Re-elect Strive Masiyiwa as Director   For   For   Management
12   Re-elect Youngme Moon as Director   For   For   Management
13   Re-elect Graeme Pitkethly as Director   For   For   Management
14   Re-elect John Rishton as Director   For   For   Management
15   Re-elect Feike Sijbesma as Director   For   For   Management
16   Reappoint KPMG LLP as Auditors   For   For   Management
17   Authorise Board to Fix Remuneration of Auditors   For   For   Management
18   Authorise UK Political Donations and Expenditure   For   For   Management
19   Approve SHARES Plan   For   For   Management
20   Authorise Issue of Equity   For   For   Management
21   Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
22   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Management
23   Authorise Market Purchase of Ordinary Shares   For   For   Management
24   Authorise the Company to Call General Meeting with Two Weeks’ Notice   For   For   Management
25   Adopt New Articles of Association   For   For   Management
26   Approve Reduction of the Share Premium Account   For   For   Management

 

 

UNIVAR SOLUTIONS INC.

 

Ticker:    UNVR    Security ID:    91336L107   
Meeting Date:    MAY 06, 2021    Meeting Type:    Annual   
Record Date:    MAR 09, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Joan Braca   For   Withhold   Management
1.2   Elect Director Mark J. Byrne   For   Withhold   Management
1.3   Elect Director Daniel P. Doheny   For   Withhold   Management
1.4   Elect Director Richard P. Fox   For   Withhold   Management
1.5   Elect Director Rhonda Germany   For   Withhold   Management
1.6   Elect Director David C. Jukes   For   Withhold   Management
1.7   Elect Director Stephen D. Newlin   For   Withhold   Management
1.8   Elect Director Christopher D. Pappas   For   Withhold   Management
1.9   Elect Director Kerry J. Preete   For   Withhold   Management
1.10   Elect Director Robert L. Wood   For   Withhold   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Management
3   Ratify Ernst & Young LLP as Auditors   For   Against   Management
4   Eliminate Supermajority Vote Requirement   For   Against   Management

 

 

WELLS FARGO & COMPANY

 

Ticker:    WFC    Security ID:    949746101   
Meeting Date:    APR 27, 2021    Meeting Type:    Annual   
Record Date:    FEB 26, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Steven D. Black   For   For   Management
1b   Elect Director Mark A. Chancy   For   For   Management
1c   Elect Director Celeste A. Clark   For   For   Management
1d   Elect Director Theodore F. Craver, Jr.   For   For   Management
1e   Elect Director Wayne M. Hewett   For   For   Management
1f   Elect Director Maria R. Morris   For   For   Management
1g   Elect Director Charles H. Noski   For   For   Management
1h   Elect Director Richard B. Payne, Jr.   For   For   Management
1i   Elect Director Juan A. Pujadas   For   For   Management
1j   Elect Director Ronald L. Sargent   For   For   Management
1k   Elect Director Charles W. Scharf   For   For   Management
1l   Elect Director Suzanne M. Vautrinot   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Ratify KPMG LLP as Auditors   For   For   Management
4   Amend Proxy Access Right   Against   Against   Shareholder
5   Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation   Against   Against   Shareholder
6   Report on Incentive-Based Compensation and Risks of Material Losses   Against   Against   Shareholder
7   Report on Racial Equity Audit   Against   Against   Shareholder

 

 

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION

 

Ticker:    WAB    Security ID:    929740108   
Meeting Date:    MAY 19, 2021    Meeting Type:    Annual   
Record Date:    MAR 22, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1.1   Elect Director Linda Harty   For   For   Management
1.2   Elect Director Brian Hehir   For   For   Management
1.3   Elect Director Michael Howell   For   For   Management
2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
3   Ratify Ernst & Young LLP as Auditors   For   For   Management

 

 

WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY

 

Ticker:    WLTW    Security ID:    G96629103   
Meeting Date:    MAY 11, 2021    Meeting Type:    Annual   
Record Date:    MAR 11, 2021         

 

#   Proposal   Mgt Rec   Vote Cast   Sponsor
1a   Elect Director Anna C. Catalano   For   For   Management
1b   Elect Director Victor F. Ganzi   For   For   Management
1c   Elect Director John J. Haley   For   For   Management
1d   Elect Director Wendy E. Lane   For   For   Management
1e   Elect Director Brendan R. O’Neill   For   For   Management
1f   Elect Director Jaymin B. Patel   For   For   Management
1g   Elect Director Linda D. Rabbitt   For   For   Management
1h   Elect Director Paul D. Thomas   For   For   Management
1i   Elect Director Wilhelm Zeller   For   For   Management
2   Ratify the Appointment of Deloitte & Touche LLP as Auditor and Deloitte Ireland LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration   For   For   Management
3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Management
4   Renew the Board’s Authority to Issue Shares Under Irish Law   For   For   Management
5   Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights   For   For   Management

 

 

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NortonLifeLock Inc.    NLOK    668771108    08-Sep-20    Management    1a    Elect Director Sue Barsamian    For    Against    Yes    Yes
NortonLifeLock Inc.    NLOK    668771108    08-Sep-20    Management    1b    Elect Director Eric K. Brandt    For    For    Yes    No
NortonLifeLock Inc.    NLOK    668771108    08-Sep-20    Management    1c    Elect Director Frank E. Dangeard    For    For    Yes    No
NortonLifeLock Inc.    NLOK    668771108    08-Sep-20    Management    1d    Elect Director Nora M. Denzel    For    Against    Yes    Yes
NortonLifeLock Inc.    NLOK    668771108    08-Sep-20    Management    1e    Elect Director Peter A. Feld    For    Against    Yes    Yes
NortonLifeLock Inc.    NLOK    668771108    08-Sep-20    Management    1f    Elect Director Kenneth Y. Hao    For    For    Yes    No
NortonLifeLock Inc.    NLOK    668771108    08-Sep-20    Management    1g    Elect Director David W. Humphrey    For    For    Yes    No
NortonLifeLock Inc.    NLOK    668771108    08-Sep-20    Management    1h    Elect Director Vincent Pilette    For    For    Yes    No
NortonLifeLock Inc.    NLOK    668771108    08-Sep-20    Management    2    Ratify KPMG LLP as Auditors    For    For    Yes    No
NortonLifeLock Inc.    NLOK    668771108    08-Sep-20    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
NortonLifeLock Inc.    NLOK    668771108    08-Sep-20    Share Holder    4    Report on Political Contributions and Expenditures    Against    Against    Yes    No
NIKE, Inc.    NKE    654106103    17-Sep-20    Management    1a    Elect Director Alan B. Graf, Jr.    For    For    Yes    No
NIKE, Inc.    NKE    654106103    17-Sep-20    Management    1b    Elect Director Peter B. Henry    For    For    Yes    No
NIKE, Inc.    NKE    654106103    17-Sep-20    Management    1c    Elect Director Michelle A. Peluso    For    For    Yes    No
NIKE, Inc.    NKE    654106103    17-Sep-20    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
NIKE, Inc.    NKE    654106103    17-Sep-20    Management    3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
NIKE, Inc.    NKE    654106103    17-Sep-20    Management    4    Amend Omnibus Stock Plan    For    For    Yes    No
NIKE, Inc.    NKE    654106103    17-Sep-20    Share Holder    5    Report on Political Contributions Disclosure    Against    For    Yes    Yes
The Procter & Gamble Company    PG    742718109    13-Oct-20    Management    1a    Elect Director Francis S. Blake    For    For    Yes    No
The Procter & Gamble Company    PG    742718109    13-Oct-20    Management    1b    Elect Director Angela F. Braly    For    For    Yes    No
The Procter & Gamble Company    PG    742718109    13-Oct-20    Management    1c    Elect Director Amy L. Chang    For    For    Yes    No
The Procter & Gamble Company    PG    742718109    13-Oct-20    Management    1d    Elect Director Joseph Jimenez    For    For    Yes    No
The Procter & Gamble Company    PG    742718109    13-Oct-20    Management    1e    Elect Director Debra L. Lee    For    For    Yes    No
The Procter & Gamble Company    PG    742718109    13-Oct-20    Management    1f    Elect Director Terry J. Lundgren    For    For    Yes    No
The Procter & Gamble Company    PG    742718109    13-Oct-20    Management    1g    Elect Director Christine M. McCarthy    For    For    Yes    No
The Procter & Gamble Company    PG    742718109    13-Oct-20    Management    1h    Elect Director W. James McNerney, Jr.    For    For    Yes    No
The Procter & Gamble Company    PG    742718109    13-Oct-20    Management    1i    Elect Director Nelson Peltz    For    For    Yes    No
The Procter & Gamble Company    PG    742718109    13-Oct-20    Management    1j    Elect Director David S. Taylor    For    For    Yes    No
The Procter & Gamble Company    PG    742718109    13-Oct-20    Management    1k    Elect Director Margaret C. Whitman    For    For    Yes    No

The Procter & Gamble Company    PG    742718109    13-Oct-20    Management    1l    Elect Director Patricia A. Woertz    For    For    Yes    No
The Procter & Gamble Company    PG    742718109    13-Oct-20    Management    2    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
The Procter & Gamble Company    PG    742718109    13-Oct-20    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
The Procter & Gamble Company    PG    742718109    13-Oct-20    Management    4    Approve Qualified Employee Stock Purchase Plan    For    For    Yes    No
The Procter & Gamble Company    PG    742718109    13-Oct-20    Share Holder    5    Report on Efforts to Eliminate Deforestation    Against    Against    Yes    No
The Procter & Gamble Company    PG    742718109    13-Oct-20    Share Holder    6    Publish Annually a Report Assessing Diversity and Inclusion Efforts    Against    Against    Yes    No
Lam Research Corporation    LRCX    512807108    03-Nov-20    Management    1.1    Elect Director Sohail U. Ahmed    For    For    Yes    No
Lam Research Corporation    LRCX    512807108    03-Nov-20    Management    1.2    Elect Director Timothy M. Archer    For    For    Yes    No
Lam Research Corporation    LRCX    512807108    03-Nov-20    Management    1.3    Elect Director Eric K. Brandt    For    For    Yes    No
Lam Research Corporation    LRCX    512807108    03-Nov-20    Management    1.4    Elect Director Michael R. Cannon    For    For    Yes    No
Lam Research Corporation    LRCX    512807108    03-Nov-20    Management    1.5    Elect Director Catherine P. Lego    For    For    Yes    No
Lam Research Corporation    LRCX    512807108    03-Nov-20    Management    1.6    Elect Director Bethany J. Mayer    For    For    Yes    No
Lam Research Corporation    LRCX    512807108    03-Nov-20    Management    1.7    Elect Director Abhijit Y. Talwalkar    For    For    Yes    No
Lam Research Corporation    LRCX    512807108    03-Nov-20    Management    1.8    Elect Director Lih Shyng (Rick L.) Tsai    For    For    Yes    No
Lam Research Corporation    LRCX    512807108    03-Nov-20    Management    1.9    Elect Director Leslie F. Varon    For    For    Yes    No
Lam Research Corporation    LRCX    512807108    03-Nov-20    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Lam Research Corporation    LRCX    512807108    03-Nov-20    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    1.1    Elect Director Jeffrey S. Berg    For    For    Yes    No
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    1.2    Elect Director Michael J. Boskin    For    For    Yes    No
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    1.3    Elect Director Safra A. Catz    For    Withhold    Yes    Yes
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    1.4    Elect Director Bruce R. Chizen    For    For    Yes    No
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    1.5    Elect Director George H. Conrades    For    Withhold    Yes    Yes
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    1.6    Elect Director Lawrence J. Ellison    For    Withhold    Yes    Yes
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    1.7    Elect Director Rona A. Fairhead    For    For    Yes    No
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    1.8    Elect Director Jeffrey O. Henley    For    Withhold    Yes    Yes
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    1.9    Elect Director Renee J. James    For    Withhold    Yes    Yes
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    1.10    Elect Director Charles W. Moorman, IV    For    Withhold    Yes    Yes
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    1.11    Elect Director Leon E. Panetta    For    Withhold    Yes    Yes
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    1.12    Elect Director William G. Parrett    For    For    Yes    No
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    1.13    Elect Director Naomi O. Seligman    For    Withhold    Yes    Yes

Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    1.14    Elect Director Vishal Sikka    For    Withhold    Yes    Yes
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    3    Approve Omnibus Stock Plan    For    For    Yes    No
Oracle Corporation    ORCL    68389X105    04-Nov-20    Management    4    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Oracle Corporation    ORCL    68389X105    04-Nov-20    Share Holder    5    Report on Gender Pay Gap    Against    For    Yes    Yes
Oracle Corporation    ORCL    68389X105    04-Nov-20    Share Holder    6    Require Independent Board Chair    Against    Against    Yes    No
KLA Corporation    KLAC    482480100    04-Nov-20    Management    1.1    Elect Director Edward Barnholt    For    For    Yes    No
KLA Corporation    KLAC    482480100    04-Nov-20    Management    1.2    Elect Director Robert Calderoni    For    For    Yes    No
KLA Corporation    KLAC    482480100    04-Nov-20    Management    1.3    Elect Director Jeneanne Hanley    For    For    Yes    No
KLA Corporation    KLAC    482480100    04-Nov-20    Management    1.4    Elect Director Emiko Higashi    For    For    Yes    No
KLA Corporation    KLAC    482480100    04-Nov-20    Management    1.5    Elect Director Kevin Kennedy    For    For    Yes    No
KLA Corporation    KLAC    482480100    04-Nov-20    Management    1.6    Elect Director Gary Moore    For    For    Yes    No
KLA Corporation    KLAC    482480100    04-Nov-20    Management    1.7    Elect Director Marie Myers    For    For    Yes    No
KLA Corporation    KLAC    482480100    04-Nov-20    Management    1.8    Elect Director Kiran Patel    For    For    Yes    No
KLA Corporation    KLAC    482480100    04-Nov-20    Management    1.9    Elect Director Victor Peng    For    For    Yes    No
KLA Corporation    KLAC    482480100    04-Nov-20    Management    1.10    Elect Director Robert Rango    For    For    Yes    No
KLA Corporation    KLAC    482480100    04-Nov-20    Management    1.11    Elect Director Richard Wallace    For    For    Yes    No
KLA Corporation    KLAC    482480100    04-Nov-20    Management    2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
KLA Corporation    KLAC    482480100    04-Nov-20    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
KLA Corporation    KLAC    482480100    04-Nov-20    Share Holder    4    Adopt Proxy Access Right    Against    For    Yes    Yes
The Estee Lauder Companies Inc.    EL    518439104    10-Nov-20    Management    1a    Elect Director Charlene Barshefsky    For    Withhold    Yes    Yes
The Estee Lauder Companies Inc.    EL    518439104    10-Nov-20    Management    1b    Elect Director Wei Sun Christianson    For    For    Yes    No
The Estee Lauder Companies Inc.    EL    518439104    10-Nov-20    Management    1c    Elect Director Fabrizio Freda    For    Withhold    Yes    Yes
The Estee Lauder Companies Inc.    EL    518439104    10-Nov-20    Management    1d    Elect Director Jane Lauder    For    Withhold    Yes    Yes
The Estee Lauder Companies Inc.    EL    518439104    10-Nov-20    Management    1e    Elect Director Leonard A. Lauder    For    Withhold    Yes    Yes
The Estee Lauder Companies Inc.    EL    518439104    10-Nov-20    Management    2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
The Estee Lauder Companies Inc.    EL    518439104    10-Nov-20    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
Microsoft Corporation    MSFT    594918104    02-Dec-20    Management    1.1    Elect Director Reid G. Hoffman    For    For    Yes    No
Microsoft Corporation    MSFT    594918104    02-Dec-20    Management    1.2    Elect Director Hugh F. Johnston    For    For    Yes    No
Microsoft Corporation    MSFT    594918104    02-Dec-20    Management    1.3    Elect Director Teri L. List-Stoll    For    For    Yes    No

Microsoft Corporation    MSFT    594918104    02-Dec-20    Management    1.4    Elect Director Satya Nadella    For    For    Yes    No
Microsoft Corporation    MSFT    594918104    02-Dec-20    Management    1.5    Elect Director Sandra E. Peterson    For    For    Yes    No
Microsoft Corporation    MSFT    594918104    02-Dec-20    Management    1.6    Elect Director Penny S. Pritzker    For    For    Yes    No
Microsoft Corporation    MSFT    594918104    02-Dec-20    Management    1.7    Elect Director Charles W. Scharf    For    For    Yes    No
Microsoft Corporation    MSFT    594918104    02-Dec-20    Management    1.8    Elect Director Arne M. Sorenson    For    For    Yes    No
Microsoft Corporation    MSFT    594918104    02-Dec-20    Management    1.9    Elect Director John W. Stanton    For    For    Yes    No
Microsoft Corporation    MSFT    594918104    02-Dec-20    Management    1.10    Elect Director John W. Thompson    For    For    Yes    No
Microsoft Corporation    MSFT    594918104    02-Dec-20    Management    1.11    Elect Director Emma N. Walmsley    For    For    Yes    No
Microsoft Corporation    MSFT    594918104    02-Dec-20    Management    1.12    Elect Director Padmasree Warrior    For    For    Yes    No
Microsoft Corporation    MSFT    594918104    02-Dec-20    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Microsoft Corporation    MSFT    594918104    02-Dec-20    Management    3    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
Microsoft Corporation    MSFT    594918104    02-Dec-20    Share Holder    4    Report on Employee Representation on the Board of Directors    Against    Against    Yes    No
Cisco Systems, Inc.    CSCO    17275R102    10-Dec-20    Management    1a    Elect Director M. Michele Burns    For    For    Yes    No
Cisco Systems, Inc.    CSCO    17275R102    10-Dec-20    Management    1b    Elect Director Wesley G. Bush    For    For    Yes    No
Cisco Systems, Inc.    CSCO    17275R102    10-Dec-20    Management    1c    Elect Director Michael D. Capellas    For    For    Yes    No
Cisco Systems, Inc.    CSCO    17275R102    10-Dec-20    Management    1d    Elect Director Mark Garrett    For    For    Yes    No
Cisco Systems, Inc.    CSCO    17275R102    10-Dec-20    Management    1e    Elect Director Kristina M. Johnson    For    For    Yes    No
Cisco Systems, Inc.    CSCO    17275R102    10-Dec-20    Management    1f    Elect Director Roderick C. McGeary    For    For    Yes    No
Cisco Systems, Inc.    CSCO    17275R102    10-Dec-20    Management    1g    Elect Director Charles H. Robbins    For    For    Yes    No
Cisco Systems, Inc.    CSCO    17275R102    10-Dec-20    Management    1h    Elect Director Arun Sarin - Withdrawn          Yes    No
Cisco Systems, Inc.    CSCO    17275R102    10-Dec-20    Management    1i    Elect Director Brenton L. Saunders    For    Against    Yes    Yes
Cisco Systems, Inc.    CSCO    17275R102    10-Dec-20    Management    1j    Elect Director Lisa T. Su    For    For    Yes    No
Cisco Systems, Inc.    CSCO    17275R102    10-Dec-20    Management    2    Change State of Incorporation from California to Delaware    For    For    Yes    No
Cisco Systems, Inc.    CSCO    17275R102    10-Dec-20    Management    3    Amend Omnibus Stock Plan    For    For    Yes    No
Cisco Systems, Inc.    CSCO    17275R102    10-Dec-20    Management    4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Cisco Systems, Inc.    CSCO    17275R102    10-Dec-20    Management    5    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
Cisco Systems, Inc.    CSCO    17275R102    10-Dec-20    Share Holder    6    Require Independent Board Chair    Against    For    Yes    Yes
D.R. Horton, Inc.    DHI    23331A109    20-Jan-21    Management    1a    Elect Director Donald R. Horton    For    For    Yes    No
D.R. Horton, Inc.    DHI    23331A109    20-Jan-21    Management    1b    Elect Director Barbara K. Allen    For    Against    Yes    Yes
D.R. Horton, Inc.    DHI    23331A109    20-Jan-21    Management    1c    Elect Director Brad S. Anderson    For    Against    Yes    Yes

D.R. Horton, Inc.    DHI    23331A109    20-Jan-21    Management    1d    Elect Director Michael R. Buchanan    For    Against    Yes    Yes
D.R. Horton, Inc.    DHI    23331A109    20-Jan-21    Management    1e    Elect Director Michael W. Hewatt    For    Against    Yes    Yes
D.R. Horton, Inc.    DHI    23331A109    20-Jan-21    Management    1f    Elect Director Maribess L. Miller    For    Against    Yes    Yes
D.R. Horton, Inc.    DHI    23331A109    20-Jan-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
D.R. Horton, Inc.    DHI    23331A109    20-Jan-21    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Intuit Inc.    INTU    461202103    21-Jan-21    Management    1a    Elect Director Eve Burton    For    For    Yes    No
Intuit Inc.    INTU    461202103    21-Jan-21    Management    1b    Elect Director Scott D. Cook    For    For    Yes    No
Intuit Inc.    INTU    461202103    21-Jan-21    Management    1c    Elect Director Richard L. Dalzell    For    For    Yes    No
Intuit Inc.    INTU    461202103    21-Jan-21    Management    1d    Elect Director Sasan K. Goodarzi    For    For    Yes    No
Intuit Inc.    INTU    461202103    21-Jan-21    Management    1e    Elect Director Deborah Liu    For    For    Yes    No
Intuit Inc.    INTU    461202103    21-Jan-21    Management    1f    Elect Director Tekedra Mawakana    For    For    Yes    No
Intuit Inc.    INTU    461202103    21-Jan-21    Management    1g    Elect Director Suzanne Nora Johnson    For    For    Yes    No
Intuit Inc.    INTU    461202103    21-Jan-21    Management    1h    Elect Director Dennis D. Powell    For    For    Yes    No
Intuit Inc.    INTU    461202103    21-Jan-21    Management    1i    Elect Director Brad D. Smith    For    For    Yes    No
Intuit Inc.    INTU    461202103    21-Jan-21    Management    1j    Elect Director Thomas Szkutak    For    For    Yes    No
Intuit Inc.    INTU    461202103    21-Jan-21    Management    1k    Elect Director Raul Vazquez    For    For    Yes    No
Intuit Inc.    INTU    461202103    21-Jan-21    Management    1l    Elect Director Jeff Weiner    For    For    Yes    No
Intuit Inc.    INTU    461202103    21-Jan-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Intuit Inc.    INTU    461202103    21-Jan-21    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Management    1a    Elect Director Lloyd A. Carney    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Management    1b    Elect Director Mary B. Cranston    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Management    1c    Elect Director Francisco Javier Fernandez-Carbajal    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Management    1d    Elect Director Alfred F. Kelly, Jr.    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Management    1e    Elect Director Ramon Laguarta    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Management    1f    Elect Director John F. Lundgren    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Management    1g    Elect Director Robert W. Matschullat    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Management    1h    Elect Director Denise M. Morrison    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Management    1i    Elect Director Suzanne Nora Johnson    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Management    1j    Elect Director Linda J. Rendle    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Management    1k    Elect Director John A. C. Swainson    For    For    Yes    No

Visa Inc.    V    92826C839    26-Jan-21    Management    1l    Elect Director Maynard G. Webb, Jr.    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Management    3    Ratify KPMG LLP as Auditors    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Management    4    Amend Omnibus Stock Plan    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Management    5    Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting    For    For    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Share Holder    6    Provide Right to Act by Written Consent    Against    Against    Yes    No
Visa Inc.    V    92826C839    26-Jan-21    Share Holder    7    Amend Principles of Executive Compensation Program    Against    Against    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    1a    Elect Director Jaime Ardila    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    1b    Elect Director Herbert Hainer    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    1c    Elect Director Nancy McKinstry    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    1d    Elect Director Beth E. Mooney    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    1e    Elect Director Gilles C. Pelisson    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    1f    Elect Director Paula A. Price    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    1g    Elect Director Venkata (Murthy) Renduchintala    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    1h    Elect Director David Rowland    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    1i    Elect Director Arun Sarin    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    1j    Elect Director Julie Sweet    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    1k    Elect Director Frank K. Tang    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    1l    Elect Director Tracey T. Travis    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    3    Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    4    Renew the Board’s Authority to Issue Shares Under Irish Law    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    5    Authorize Board to Opt-Out of Statutory Pre-Emption Rights    For    For    Yes    No
Accenture plc    ACN    G1151C101    03-Feb-21    Management    6    Determine Price Range for Reissuance of Treasury Shares    For    For    Yes    No
Apple Inc.    AAPL    037833100    23-Feb-21    Management    1a    Elect Director James Bell    For    For    Yes    No
Apple Inc.    AAPL    037833100    23-Feb-21    Management    1b    Elect Director Tim Cook    For    For    Yes    No
Apple Inc.    AAPL    037833100    23-Feb-21    Management    1c    Elect Director Al Gore    For    For    Yes    No
Apple Inc.    AAPL    037833100    23-Feb-21    Management    1d    Elect Director Andrea Jung    For    For    Yes    No
Apple Inc.    AAPL    037833100    23-Feb-21    Management    1e    Elect Director Art Levinson    For    For    Yes    No
Apple Inc.    AAPL    037833100    23-Feb-21    Management    1f    Elect Director Monica Lozano    For    For    Yes    No

Apple Inc.    AAPL    037833100    23-Feb-21    Management    1g    Elect Director Ron Sugar    For    For    Yes    No
Apple Inc.    AAPL    037833100    23-Feb-21    Management    1h    Elect Director Sue Wagner    For    For    Yes    No
Apple Inc.    AAPL    037833100    23-Feb-21    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Apple Inc.    AAPL    037833100    23-Feb-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Apple Inc.    AAPL    037833100    23-Feb-21    Share Holder    4    Proxy Access Amendments    Against    Against    Yes    No
Apple Inc.    AAPL    037833100    23-Feb-21    Share Holder    5    Improve Principles of Executive Compensation Program    Against    Against    Yes    No
Deere & Company    DE    244199105    24-Feb-21    Management    1a    Elect Director Tamra A. Erwin    For    For    Yes    No
Deere & Company    DE    244199105    24-Feb-21    Management    1b    Elect Director Alan C. Heuberger    For    For    Yes    No
Deere & Company    DE    244199105    24-Feb-21    Management    1c    Elect Director Charles O. Holliday, Jr.    For    For    Yes    No
Deere & Company    DE    244199105    24-Feb-21    Management    1d    Elect Director Dipak C. Jain    For    For    Yes    No
Deere & Company    DE    244199105    24-Feb-21    Management    1e    Elect Director Michael O. Johanns    For    For    Yes    No
Deere & Company    DE    244199105    24-Feb-21    Management    1f    Elect Director Clayton M. Jones    For    For    Yes    No
Deere & Company    DE    244199105    24-Feb-21    Management    1g    Elect Director John C. May    For    For    Yes    No
Deere & Company    DE    244199105    24-Feb-21    Management    1h    Elect Director Gregory R. Page    For    For    Yes    No
Deere & Company    DE    244199105    24-Feb-21    Management    1i    Elect Director Sherry M. Smith    For    For    Yes    No
Deere & Company    DE    244199105    24-Feb-21    Management    1j    Elect Director Dmitri L. Stockton    For    For    Yes    No
Deere & Company    DE    244199105    24-Feb-21    Management    1k    Elect Director Sheila G. Talton    For    For    Yes    No
Deere & Company    DE    244199105    24-Feb-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Deere & Company    DE    244199105    24-Feb-21    Management    3    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    1a    Elect Director Sylvia Acevedo    For    For    Yes    No
QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    1b    Elect Director Mark Fields    For    For    Yes    No
QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    1c    Elect Director Jeffrey W. Henderson    For    For    Yes    No
QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    1d    Elect Director Gregory N. Johnson    For    For    Yes    No
QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    1e    Elect Director Ann M. Livermore    For    For    Yes    No
QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    1f    Elect Director Harish Manwani    For    For    Yes    No
QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    1g    Elect Director Mark D. McLaughlin    For    For    Yes    No
QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    1h    Elect Director Jamie S. Miller    For    For    Yes    No
QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    1i    Elect Director Steve Mollenkopf    For    For    Yes    No
QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    1j    Elect Director Clark T. “Sandy” Randt, Jr.    For    For    Yes    No
QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    1k    Elect Director Irene B. Rosenfeld    For    For    Yes    No

QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    1l    Elect Director Kornelis “Neil” Smit    For    For    Yes    No
QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    1m    Elect Director Jean-Pascal Tricoire    For    For    Yes    No
QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    1n    Elect Director Anthony J. Vinciquerra    For    For    Yes    No
QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
QUALCOMM Incorporated    QCOM    747525103    10-Mar-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    11-Mar-21    Management    1    Issue Shares in Connection with Merger    For    For    Yes    No
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Management    1a    Elect Director Rani Borkar    For    For    Yes    No
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Management    1b    Elect Director Judy Bruner    For    For    Yes    No
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Management    1c    Elect Director Xun (Eric) Chen    For    For    Yes    No
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Management    1d    Elect Director Aart J. de Geus    For    For    Yes    No
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Management    1e    Elect Director Gary E. Dickerson    For    For    Yes    No
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Management    1f    Elect Director Thomas J. Iannotti    For    For    Yes    No
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Management    1g    Elect Director Alexander A. Karsner    For    For    Yes    No
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Management    1h    Elect Director Adrianna C. Ma    For    For    Yes    No
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Management    1i    Elect Director Yvonne McGill    For    For    Yes    No
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Management    1j    Elect Director Scott A. McGregor    For    For    Yes    No
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Management    3    Ratify KPMG LLP as Auditors    For    For    Yes    No
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Management    4    Amend Omnibus Stock Plan    For    For    Yes    No
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Management    5    Amend Qualified Employee Stock Purchase Plan    For    For    Yes    No
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Share Holder    6    Require Independent Board Chairman    Against    For    Yes    Yes
Applied Materials, Inc.    AMAT    038222105    11-Mar-21    Share Holder    7    Improve Executive Compensation Program and Policy    Against    Against    Yes    No
Starbucks Corporation    SBUX    855244109    17-Mar-21    Management    1a    Elect Director Richard E. Allison, Jr.    For    Against    Yes    Yes
Starbucks Corporation    SBUX    855244109    17-Mar-21    Management    1b    Elect Director Rosalind G. Brewer *Withdrawn Resolution*          Yes    No
Starbucks Corporation    SBUX    855244109    17-Mar-21    Management    1c    Elect Director Andrew Campion    For    For    Yes    No
Starbucks Corporation    SBUX    855244109    17-Mar-21    Management    1d    Elect Director Mary N. Dillon    For    Against    Yes    Yes
Starbucks Corporation    SBUX    855244109    17-Mar-21    Management    1e    Elect Director Isabel Ge Mahe    For    For    Yes    No
Starbucks Corporation    SBUX    855244109    17-Mar-21    Management    1f    Elect Director Mellody Hobson    For    For    Yes    No
Starbucks Corporation    SBUX    855244109    17-Mar-21    Management    1g    Elect Director Kevin R. Johnson    For    For    Yes    No
Starbucks Corporation    SBUX    855244109    17-Mar-21    Management    1h    Elect Director Jorgen Vig Knudstorp    For    For    Yes    No

Starbucks Corporation    SBUX    855244109    17-Mar-21    Management    1i    Elect Director Satya Nadella    For    Against    Yes    Yes
Starbucks Corporation    SBUX    855244109    17-Mar-21    Management    1j    Elect Director Joshua Cooper Ramo    For    For    Yes    No
Starbucks Corporation    SBUX    855244109    17-Mar-21    Management    1k    Elect Director Clara Shih    For    Against    Yes    Yes
Starbucks Corporation    SBUX    855244109    17-Mar-21    Management    1l    Elect Director Javier G. Teruel    For    Against    Yes    Yes
Starbucks Corporation    SBUX    855244109    17-Mar-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
Starbucks Corporation    SBUX    855244109    17-Mar-21    Management    3    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
Starbucks Corporation    SBUX    855244109    17-Mar-21    Share Holder    4    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    Against    Against    Yes    No
CEMEX SAB de CV    CEMEXCPO    151290889    25-Mar-21    Management    1    Approve Financial Statements and Statutory Reports    For    For    Yes    No
CEMEX SAB de CV    CEMEXCPO    151290889    25-Mar-21    Management    2    Approve Allocation of Income    For    For    Yes    No
CEMEX SAB de CV    CEMEXCPO    151290889    25-Mar-21    Management    3    Present Share Repurchase Report    For    For    Yes    No
CEMEX SAB de CV    CEMEXCPO    151290889    25-Mar-21    Management    4    Set Maximum Amount of Share Repurchase Reserve    For    For    Yes    No
CEMEX SAB de CV    CEMEXCPO    151290889    25-Mar-21    Management    5A    Approve Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2020    For    For    Yes    No
CEMEX SAB de CV    CEMEXCPO    151290889    25-Mar-21    Management    5B    Approve Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Authorized to Support New Issuance of Convertible Notes or for Placement of Such Shares in Public Offering or Private Subscription    For    For    Yes    No
CEMEX SAB de CV    CEMEXCPO    151290889    25-Mar-21    Management    6    Elect Directors, Chairman and Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees    For    Against    Yes    Yes
CEMEX SAB de CV    CEMEXCPO    151290889    25-Mar-21    Management    7    Approve Remuneration of Directors and Members of Audit, Corporate Practices and Finance, and Sustainability Committees    For    For    Yes    No
CEMEX SAB de CV    CEMEXCPO    151290889    25-Mar-21    Management    8    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No
CEMEX SAB de CV    CEMEXCPO    151290889    25-Mar-21    Management    1    Amend Article 2 Re: Corporate Purpose    For    For    Yes    No
CEMEX SAB de CV    CEMEXCPO    151290889    25-Mar-21    Management    2    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    1a    Elect Director Nicholas K. Akins    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    1b    Elect Director B. Evan Bayh, III    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    1c    Elect Director Jorge L. Benitez    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    1d    Elect Director Katherine B. Blackburn    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    1e    Elect Director Emerson L. Brumback    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    1f    Elect Director Greg D. Carmichael    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    1g    Elect Director Linda W. Clement-Holmes    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    1h    Elect Director C. Bryan Daniels    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    1i    Elect Director Mitchell S. Feiger    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    1j    Elect Director Thomas H. Harvey    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    1k    Elect Director Gary R. Heminger    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    1l    Elect Director Jewell D. Hoover    For    For    Yes    No

Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    1m    Elect Director Eileen A. Mallesch    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    1n    Elect Director Michael B. McCallister    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    1o    Elect Director Marsha C. Williams    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    2    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    5    Approve Omnibus Stock Plan    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    6    Eliminate Supermajority Vote Requirement    For    For    Yes    No
Fifth Third Bancorp    FITB    316773100    13-Apr-21    Management    7    Eliminate Cumulative Voting    For    For    Yes    No
HP Inc.    HPQ    40434L105    13-Apr-21    Management    1a    Elect Director Aida M. Alvarez    For    For    Yes    No
HP Inc.    HPQ    40434L105    13-Apr-21    Management    1b    Elect Director Shumeet Banerji    For    For    Yes    No
HP Inc.    HPQ    40434L105    13-Apr-21    Management    1c    Elect Director Robert R. Bennett    For    For    Yes    No
HP Inc.    HPQ    40434L105    13-Apr-21    Management    1d    Elect Director Charles “Chip” V. Bergh    For    For    Yes    No
HP Inc.    HPQ    40434L105    13-Apr-21    Management    1e    Elect Director Stacy Brown-Philpot    For    For    Yes    No
HP Inc.    HPQ    40434L105    13-Apr-21    Management    1f    Elect Director Stephanie A. Burns    For    For    Yes    No
HP Inc.    HPQ    40434L105    13-Apr-21    Management    1g    Elect Director Mary Anne Citrino    For    For    Yes    No
HP Inc.    HPQ    40434L105    13-Apr-21    Management    1h    Elect Director Richard L. Clemmer    For    For    Yes    No
HP Inc.    HPQ    40434L105    13-Apr-21    Management    1i    Elect Director Enrique J. Lores    For    For    Yes    No
HP Inc.    HPQ    40434L105    13-Apr-21    Management    1j    Elect Director Judith “Jami” Miscik    For    For    Yes    No
HP Inc.    HPQ    40434L105    13-Apr-21    Management    1k    Elect Director Subra Suresh    For    For    Yes    No
HP Inc.    HPQ    40434L105    13-Apr-21    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
HP Inc.    HPQ    40434L105    13-Apr-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
HP Inc.    HPQ    40434L105    13-Apr-21    Share Holder    4    Provide Right to Act by Written Consent    Against    Against    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    1    Approve Financial Statements and Statutory Reports    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    3    Approve Allocation of Income and Dividends of EUR 6.00 per Share    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    4    Approve Auditors’ Special Report on Related-Party Transactions    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    5    Reelect Antoine Arnault as Director    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    6    Reelect Nicolas Bazire as Director    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    7    Reelect Charles de Croisset as Director    For    Against    Yes    Yes

LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    8    Reelect Yves-Thibault de Silguy as Director    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    9    Appoint Olivier Lenel as Alternate Auditor    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    10    Approve Amendment of Remuneration Policy of Directors Re: FY 2020    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    11    Approve Amendment of Remuneration Policy of Executive Corporate Officers Re: FY 2020    For    Against    Yes    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    12    Approve Compensation of Corporate Officers    For    Against    Yes    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    13    Approve Compensation of Bernard Arnault, Chairman and CEO    For    Against    Yes    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    14    Approve Compensation of Antonio Belloni, Vice-CEO    For    Against    Yes    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    15    Approve Remuneration Policy of Directors    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    16    Approve Remuneration Policy of Chairman and CEO    For    Against    Yes    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    17    Approve Remuneration Policy of Vice-CEO    For    Against    Yes    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    18    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    19    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    20    Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    21    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    22    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million    For    Against    Yes    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    23    Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million    For    Against    Yes    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    24    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    Against    Yes    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    25    Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers    For    Against    Yes    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    26    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    Against    Yes    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    27    Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans    For    Against    Yes    Yes
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    28    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    29    Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-26 at EUR 20 Million    For    For    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    15-Apr-21    Management    30    Amend Article 22 of Bylaws Re: Auditors    For    For    Yes    No
The Coca-Cola Company    KO    191216100    20-Apr-21    Management    1.1    Elect Director Herbert A. Allen    For    For    Yes    No
The Coca-Cola Company    KO    191216100    20-Apr-21    Management    1.2    Elect Director Marc Bolland    For    For    Yes    No
The Coca-Cola Company    KO    191216100    20-Apr-21    Management    1.3    Elect Director Ana Botin    For    For    Yes    No
The Coca-Cola Company    KO    191216100    20-Apr-21    Management    1.4    Elect Director Christopher C. Davis    For    For    Yes    No
The Coca-Cola Company    KO    191216100    20-Apr-21    Management    1.5    Elect Director Barry Diller    For    For    Yes    No
The Coca-Cola Company    KO    191216100    20-Apr-21    Management    1.6    Elect Director Helene D. Gayle    For    For    Yes    No
The Coca-Cola Company    KO    191216100    20-Apr-21    Management    1.7    Elect Director Alexis M. Herman    For    For    Yes    No

The Coca-Cola Company    KO    191216100    20-Apr-21    Management    1.8    Elect Director Robert A. Kotick    For    For    Yes    No
The Coca-Cola Company    KO    191216100    20-Apr-21    Management    1.9    Elect Director Maria Elena Lagomasino    For    For    Yes    No
The Coca-Cola Company    KO    191216100    20-Apr-21    Management    1.10    Elect Director James Quincey    For    For    Yes    No
The Coca-Cola Company    KO    191216100    20-Apr-21    Management    1.11    Elect Director Caroline J. Tsay    For    For    Yes    No
The Coca-Cola Company    KO    191216100    20-Apr-21    Management    1.12    Elect Director David B. Weinberg    For    For    Yes    No
The Coca-Cola Company    KO    191216100    20-Apr-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
The Coca-Cola Company    KO    191216100    20-Apr-21    Management    3    Ratify Ernst & Young LLP as Auditor    For    For    Yes    No
The Coca-Cola Company    KO    191216100    20-Apr-21    Share Holder    4    Report on Sugar and Public Health    Against    Against    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1a    Elect Director Sharon L. Allen    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1b    Elect Director Susan S. Bies    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1c    Elect Director Frank P. Bramble, Sr.    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1d    Elect Director Pierre J.P. de Weck    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1e    Elect Director Arnold W. Donald    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1f    Elect Director Linda P. Hudson    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1g    Elect Director Monica C. Lozano    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1h    Elect Director Thomas J. May    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1i    Elect Director Brian T. Moynihan    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1j    Elect Director Lionel L. Nowell, III    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1k    Elect Director Denise L. Ramos    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1l    Elect Director Clayton S. Rose    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1m    Elect Director Michael D. White    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1n    Elect Director Thomas D. Woods    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1o    Elect Director R. David Yost    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    1p    Elect Director Maria T. Zuber    For    Against    Yes    Yes
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Management    4    Amend Omnibus Stock Plan    For    For    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Share Holder    5    Amend Proxy Access Right    Against    Against    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Share Holder    6    Provide Right to Act by Written Consent    Against    Against    Yes    No
Bank of America Corporation    BAC    060505104    20-Apr-21    Share Holder    7    Approve Change in Organizational Form    Against    Against    Yes    No

Bank of America Corporation    BAC    060505104    20-Apr-21    Share Holder    8    Request on Racial Equity Audit    Against    For    Yes    Yes
iHeartMedia, Inc.    IHRT    45174J509    21-Apr-21    Management    1.1    Elect Director Richard J. Bressler    For    Withhold    Yes    Yes
iHeartMedia, Inc.    IHRT    45174J509    21-Apr-21    Management    1.2    Elect Director Kamakshi Sivaramakrishnan    For    For    Yes    No
iHeartMedia, Inc.    IHRT    45174J509    21-Apr-21    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
iHeartMedia, Inc.    IHRT    45174J509    21-Apr-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
iHeartMedia, Inc.    IHRT    45174J509    21-Apr-21    Management    4    Approve Omnibus Stock Plan    For    For    Yes    No
Lockheed Martin Corporation    LMT    539830109    22-Apr-21    Management    1.1    Elect Director Daniel F. Akerson    For    For    Yes    No
Lockheed Martin Corporation    LMT    539830109    22-Apr-21    Management    1.2    Elect Director David B. Burritt    For    For    Yes    No
Lockheed Martin Corporation    LMT    539830109    22-Apr-21    Management    1.3    Elect Director Bruce A. Carlson    For    Against    Yes    Yes
Lockheed Martin Corporation    LMT    539830109    22-Apr-21    Management    1.4    Elect Director Joseph F. Dunford, Jr.    For    For    Yes    No
Lockheed Martin Corporation    LMT    539830109    22-Apr-21    Management    1.5    Elect Director James O. Ellis, Jr.    For    For    Yes    No
Lockheed Martin Corporation    LMT    539830109    22-Apr-21    Management    1.6    Elect Director Thomas J. Falk    For    For    Yes    No
Lockheed Martin Corporation    LMT    539830109    22-Apr-21    Management    1.7    Elect Director Ilene S. Gordon    For    For    Yes    No
Lockheed Martin Corporation    LMT    539830109    22-Apr-21    Management    1.8    Elect Director Vicki A. Hollub    For    For    Yes    No
Lockheed Martin Corporation    LMT    539830109    22-Apr-21    Management    1.9    Elect Director Jeh C. Johnson    For    For    Yes    No
Lockheed Martin Corporation    LMT    539830109    22-Apr-21    Management    1.10    Elect Director Debra L. Reed-Klages    For    For    Yes    No
Lockheed Martin Corporation    LMT    539830109    22-Apr-21    Management    1.11    Elect Director James D. Taiclet    For    For    Yes    No
Lockheed Martin Corporation    LMT    539830109    22-Apr-21    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Lockheed Martin Corporation    LMT    539830109    22-Apr-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Lockheed Martin Corporation    LMT    539830109    22-Apr-21    Share Holder    4    Provide Right to Act by Written Consent    Against    For    Yes    Yes
Lockheed Martin Corporation    LMT    539830109    22-Apr-21    Share Holder    5    Report on Human Rights Due Diligence    Against    Against    Yes    No
Texas Instruments Incorporated    TXN    882508104    22-Apr-21    Management    1a    Elect Director Mark A. Blinn    For    For    Yes    No
Texas Instruments Incorporated    TXN    882508104    22-Apr-21    Management    1b    Elect Director Todd M. Bluedorn    For    For    Yes    No
Texas Instruments Incorporated    TXN    882508104    22-Apr-21    Management    1c    Elect Director Janet F. Clark    For    For    Yes    No
Texas Instruments Incorporated    TXN    882508104    22-Apr-21    Management    1d    Elect Director Carrie S. Cox    For    For    Yes    No
Texas Instruments Incorporated    TXN    882508104    22-Apr-21    Management    1e    Elect Director Martin S. Craighead    For    For    Yes    No
Texas Instruments Incorporated    TXN    882508104    22-Apr-21    Management    1f    Elect Director Jean M. Hobby    For    For    Yes    No
Texas Instruments Incorporated    TXN    882508104    22-Apr-21    Management    1g    Elect Director Michael D. Hsu    For    For    Yes    No
Texas Instruments Incorporated    TXN    882508104    22-Apr-21    Management    1h    Elect Director Ronald Kirk    For    For    Yes    No
Texas Instruments Incorporated    TXN    882508104    22-Apr-21    Management    1i    Elect Director Pamela H. Patsley    For    For    Yes    No

Texas Instruments Incorporated    TXN    882508104    22-Apr-21    Management    1j    Elect Director Robert E. Sanchez    For    For    Yes    No
Texas Instruments Incorporated    TXN    882508104    22-Apr-21    Management    1k    Elect Director Richard K. Templeton    For    For    Yes    No
Texas Instruments Incorporated    TXN    882508104    22-Apr-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Texas Instruments Incorporated    TXN    882508104    22-Apr-21    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Texas Instruments Incorporated    TXN    882508104    22-Apr-21    Share Holder    4    Provide Right to Act by Written Consent    Against    For    Yes    Yes
Pfizer Inc.    PFE    717081103    22-Apr-21    Management    1.1    Elect Director Ronald E. Blaylock    For    For    Yes    No
Pfizer Inc.    PFE    717081103    22-Apr-21    Management    1.2    Elect Director Albert Bourla    For    For    Yes    No
Pfizer Inc.    PFE    717081103    22-Apr-21    Management    1.3    Elect Director Susan Desmond-Hellmann    For    For    Yes    No
Pfizer Inc.    PFE    717081103    22-Apr-21    Management    1.4    Elect Director Joseph J. Echevarria    For    For    Yes    No
Pfizer Inc.    PFE    717081103    22-Apr-21    Management    1.5    Elect Director Scott Gottlieb    For    For    Yes    No
Pfizer Inc.    PFE    717081103    22-Apr-21    Management    1.6    Elect Director Helen H. Hobbs    For    For    Yes    No
Pfizer Inc.    PFE    717081103    22-Apr-21    Management    1.7    Elect Director Susan Hockfield    For    For    Yes    No
Pfizer Inc.    PFE    717081103    22-Apr-21    Management    1.8    Elect Director Dan R. Littman    For    For    Yes    No
Pfizer Inc.    PFE    717081103    22-Apr-21    Management    1.9    Elect Director Shantanu Narayen    For    For    Yes    No
Pfizer Inc.    PFE    717081103    22-Apr-21    Management    1.10    Elect Director Suzanne Nora Johnson    For    For    Yes    No
Pfizer Inc.    PFE    717081103    22-Apr-21    Management    1.11    Elect Director James Quincey    For    For    Yes    No
Pfizer Inc.    PFE    717081103    22-Apr-21    Management    1.12    Elect Director James C. Smith    For    For    Yes    No
Pfizer Inc.    PFE    717081103    22-Apr-21    Management    2    Ratify KPMG LLP as Auditor    For    For    Yes    No
Pfizer Inc.    PFE    717081103    22-Apr-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Pfizer Inc.    PFE    717081103    22-Apr-21    Share Holder    4    Require Independent Board Chair    Against    For    Yes    Yes
Pfizer Inc.    PFE    717081103    22-Apr-21    Share Holder    5    Report on Political Contributions and Expenditures    Against    Against    Yes    No
Pfizer Inc.    PFE    717081103    22-Apr-21    Share Holder    6    Report on Access to COVID-19 Products    Against    Against    Yes    No
Humana Inc.    HUM    444859102    22-Apr-21    Management    1a    Elect Director Kurt J. Hilzinger    For    For    Yes    No
Humana Inc.    HUM    444859102    22-Apr-21    Management    1b    Elect Director Raquel C. Bono    For    For    Yes    No
Humana Inc.    HUM    444859102    22-Apr-21    Management    1c    Elect Director Bruce D. Broussard    For    For    Yes    No
Humana Inc.    HUM    444859102    22-Apr-21    Management    1d    Elect Director Frank A. D’Amelio    For    For    Yes    No
Humana Inc.    HUM    444859102    22-Apr-21    Management    1e    Elect Director Wayne A. I. Frederick    For    For    Yes    No
Humana Inc.    HUM    444859102    22-Apr-21    Management    1f    Elect Director John W. Garratt    For    For    Yes    No
Humana Inc.    HUM    444859102    22-Apr-21    Management    1g    Elect Director David A. Jones, Jr.    For    For    Yes    No
Humana Inc.    HUM    444859102    22-Apr-21    Management    1h    Elect Director Karen W. Katz    For    For    Yes    No

Humana Inc.    HUM    444859102    22-Apr-21    Management    1i    Elect Director Marcy S. Klevorn    For    For    Yes    No
Humana Inc.    HUM    444859102    22-Apr-21    Management    1j    Elect Director William J. McDonald    For    For    Yes    No
Humana Inc.    HUM    444859102    22-Apr-21    Management    1k    Elect Director Jorge S. Mesquita    For    For    Yes    No
Humana Inc.    HUM    444859102    22-Apr-21    Management    1l    Elect Director James J. O’Brien    For    For    Yes    No
Humana Inc.    HUM    444859102    22-Apr-21    Management    1m    Elect Director Marissa T. Peterson    For    For    Yes    No
Humana Inc.    HUM    444859102    22-Apr-21    Management    2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
Humana Inc.    HUM    444859102    22-Apr-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    1a    Elect Director Mary C. Beckerle    For    For    Yes    No
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    1b    Elect Director D. Scott Davis    For    Against    Yes    Yes
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    1c    Elect Director Ian E. L. Davis    For    For    Yes    No
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    1d    Elect Director Jennifer A. Doudna    For    For    Yes    No
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    1e    Elect Director Alex Gorsky    For    For    Yes    No
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    1f    Elect Director Marillyn A. Hewson    For    Against    Yes    Yes
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    1g    Elect Director Hubert Joly    For    Against    Yes    Yes
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    1h    Elect Director Mark B. McClellan    For    For    Yes    No
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    1i    Elect Director Anne M. Mulcahy    For    For    Yes    No
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    1j    Elect Director Charles Prince    For    Against    Yes    Yes
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    1k    Elect Director A. Eugene Washington    For    Against    Yes    Yes
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    1l    Elect Director Mark A. Weinberger    For    For    Yes    No
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    1m    Elect Director Nadja Y. West    For    For    Yes    No
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    1n    Elect Director Ronald A. Williams    For    Against    Yes    Yes
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
Johnson & Johnson    JNJ    478160104    22-Apr-21    Management    3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
Johnson & Johnson    JNJ    478160104    22-Apr-21    Share Holder    4    Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics    Against    Against    Yes    No
Johnson & Johnson    JNJ    478160104    22-Apr-21    Share Holder    5    Require Independent Board Chair    Against    For    Yes    Yes
Johnson & Johnson    JNJ    478160104    22-Apr-21    Share Holder    6    Report on Civil Rights Audit    Against    For    Yes    Yes
Johnson & Johnson    JNJ    478160104    22-Apr-21    Share Holder    7    Adopt Policy on Bonus Banking    Against    For    Yes    Yes
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    1.1    Elect Director Robert J. Alpern    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    1.2    Elect Director Roxanne S. Austin    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    1.3    Elect Director Sally E. Blount    For    For    Yes    No

Abbott Laboratories    ABT    002824100    23-Apr-21    Management    1.4    Elect Director Robert B. Ford    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    1.5    Elect Director Michelle A. Kumbier    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    1.6    Elect Director Darren W. McDew    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    1.7    Elect Director Nancy McKinstry    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    1.8    Elect Director William A. Osborn    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    1.9    Elect Director Michael F. Roman    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    1.10    Elect Director Daniel J. Starks    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    1.11    Elect Director John G. Stratton    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    1.12    Elect Director Glenn F. Tilton    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    1.13    Elect Director Miles D. White    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    4a    Adopt Majority Voting Standard for Amendments of the Articles of Incorporation and Effect Other Ministerial Changes    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Management    4b    Adopt Majority Voting Standard for Certain Extraordinary Transactions    For    For    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Share Holder    5    Report on Lobbying Payments and Policy    Against    For    Yes    Yes
Abbott Laboratories    ABT    002824100    23-Apr-21    Share Holder    6    Report on Racial Justice    Against    Against    Yes    No
Abbott Laboratories    ABT    002824100    23-Apr-21    Share Holder    7    Require Independent Board Chair    Against    For    Yes    Yes
Citigroup Inc.    C    172967424    27-Apr-21    Management    1a    Elect Director Ellen M. Costello    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    1b    Elect Director Grace E. Dailey    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    1c    Elect Director Barbara J. Desoer    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    1d    Elect Director John C. Dugan    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    1e    Elect Director Jane N. Fraser    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    1f    Elect Director Duncan P. Hennes    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    1g    Elect Director Peter B. Henry    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    1h    Elect Director S. Leslie Ireland    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    1i    Elect Director Lew W. (Jay) Jacobs, IV    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    1j    Elect Director Renee J. James    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    1k    Elect Director Gary M. Reiner    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    1l    Elect Director Diana L. Taylor    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    1m    Elect Director James S. Turley    For    For    Yes    No

Citigroup Inc.    C    172967424    27-Apr-21    Management    1n    Elect Director Deborah C. Wright    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    1o    Elect Director Alexander R. Wynaendts    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    1p    Elect Director Ernesto Zedillo Ponce de Leon    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    2    Ratify KPMG LLP as Auditors    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Management    4    Amend Omnibus Stock Plan    For    For    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Share Holder    5    Amend Proxy Access Right    Against    Against    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Share Holder    6    Require Independent Board Chair    Against    Against    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Share Holder    7    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    Against    Against    Yes    No
Citigroup Inc.    C    172967424    27-Apr-21    Share Holder    8    Report on Lobbying Payments and Policy    Against    For    Yes    Yes
Citigroup Inc.    C    172967424    27-Apr-21    Share Holder    9    Report on Racial Equity Audit    Against    For    Yes    Yes
Citigroup Inc.    C    172967424    27-Apr-21    Share Holder    10    Amend Certificate of Incorporation to Become a Public Benefit Corporation    Against    Against    Yes    No
International Business Machines Corporation    IBM    459200101    27-Apr-21    Management    1a    Elect Director Thomas Buberl    For    For    Yes    No
International Business Machines Corporation    IBM    459200101    27-Apr-21    Management    1b    Elect Director Michael L. Eskew    For    For    Yes    No
International Business Machines Corporation    IBM    459200101    27-Apr-21    Management    1c    Elect Director David N. Farr    For    For    Yes    No
International Business Machines Corporation    IBM    459200101    27-Apr-21    Management    1d    Elect Director Alex Gorsky    For    Against    Yes    Yes
International Business Machines Corporation    IBM    459200101    27-Apr-21    Management    1e    Elect Director Michelle J. Howard    For    For    Yes    No
International Business Machines Corporation    IBM    459200101    27-Apr-21    Management    1f    Elect Director Arvind Krishna    For    For    Yes    No
International Business Machines Corporation    IBM    459200101    27-Apr-21    Management    1g    Elect Director Andrew N. Liveris    For    Against    Yes    Yes
International Business Machines Corporation    IBM    459200101    27-Apr-21    Management    1h    Elect Director Frederick William McNabb, III    For    For    Yes    No
International Business Machines Corporation    IBM    459200101    27-Apr-21    Management    1i    Elect Director Martha E. Pollack    For    Against    Yes    Yes
International Business Machines Corporation    IBM    459200101    27-Apr-21    Management    1j    Elect Director Joseph R. Swedish    For    Against    Yes    Yes
International Business Machines Corporation    IBM    459200101    27-Apr-21    Management    1k    Elect Director Peter R. Voser    For    For    Yes    No
International Business Machines Corporation    IBM    459200101    27-Apr-21    Management    1l    Elect Director Frederick H. Waddell    For    For    Yes    No
International Business Machines Corporation    IBM    459200101    27-Apr-21    Management    2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
International Business Machines Corporation    IBM    459200101    27-Apr-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
International Business Machines Corporation    IBM    459200101    27-Apr-21    Share Holder    4    Require Independent Board Chair    Against    For    Yes    Yes
International Business Machines Corporation    IBM    459200101    27-Apr-21    Share Holder    5    Lower Ownership Threshold for Action by Written Consent    Against    For    Yes    Yes
International Business Machines Corporation    IBM    459200101    27-Apr-21    Share Holder    6    Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts    For    For    Yes    No
HCA Healthcare, Inc.    HCA    40412C101    28-Apr-21    Management    1a    Elect Director Thomas F. Frist, III    For    For    Yes    No

HCA Healthcare, Inc.    HCA    40412C101    28-Apr-21    Management    1b    Elect Director Samuel N. Hazen    For    For    Yes    No
HCA Healthcare, Inc.    HCA    40412C101    28-Apr-21    Management    1c    Elect Director Meg G. Crofton    For    For    Yes    No
HCA Healthcare, Inc.    HCA    40412C101    28-Apr-21    Management    1d    Elect Director Robert J. Dennis    For    For    Yes    No
HCA Healthcare, Inc.    HCA    40412C101    28-Apr-21    Management    1e    Elect Director Nancy-Ann DeParle    For    For    Yes    No
HCA Healthcare, Inc.    HCA    40412C101    28-Apr-21    Management    1f    Elect Director William R. Frist    For    For    Yes    No
HCA Healthcare, Inc.    HCA    40412C101    28-Apr-21    Management    1g    Elect Director Charles O. Holliday, Jr.    For    For    Yes    No
HCA Healthcare, Inc.    HCA    40412C101    28-Apr-21    Management    1h    Elect Director Michael W. Michelson    For    For    Yes    No
HCA Healthcare, Inc.    HCA    40412C101    28-Apr-21    Management    1i    Elect Director Wayne J. Riley    For    For    Yes    No
HCA Healthcare, Inc.    HCA    40412C101    28-Apr-21    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
HCA Healthcare, Inc.    HCA    40412C101    28-Apr-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
HCA Healthcare, Inc.    HCA    40412C101    28-Apr-21    Share Holder    4    Provide Right to Act by Written Consent    Against    Against    Yes    No
HCA Healthcare, Inc.    HCA    40412C101    28-Apr-21    Share Holder    5    Assess Feasibility of Increasing the Impact of the Company’s Performance on Quality Metrics for Senior Executive Compensation    Against    Against    Yes    No
Newmont Corporation    NEM    651639106    28-Apr-21    Management    1.1    Elect Director Patrick G. Awuah, Jr.    For    For    Yes    No
Newmont Corporation    NEM    651639106    28-Apr-21    Management    1.2    Elect Director Gregory H. Boyce    For    For    Yes    No
Newmont Corporation    NEM    651639106    28-Apr-21    Management    1.3    Elect Director Bruce R. Brook    For    For    Yes    No
Newmont Corporation    NEM    651639106    28-Apr-21    Management    1.4    Elect Director Maura Clark    For    For    Yes    No
Newmont Corporation    NEM    651639106    28-Apr-21    Management    1.5    Elect Director Matthew Coon Come    For    For    Yes    No
Newmont Corporation    NEM    651639106    28-Apr-21    Management    1.6    Elect Director Jose Manuel Madero    For    For    Yes    No
Newmont Corporation    NEM    651639106    28-Apr-21    Management    1.7    Elect Director Rene Medori    For    For    Yes    No
Newmont Corporation    NEM    651639106    28-Apr-21    Management    1.8    Elect Director Jane Nelson    For    For    Yes    No
Newmont Corporation    NEM    651639106    28-Apr-21    Management    1.9    Elect Director Thomas Palmer    For    For    Yes    No
Newmont Corporation    NEM    651639106    28-Apr-21    Management    1.10    Elect Director Julio M. Quintana    For    For    Yes    No
Newmont Corporation    NEM    651639106    28-Apr-21    Management    1.11    Elect Director Susan N. Story    For    For    Yes    No
Newmont Corporation    NEM    651639106    28-Apr-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Newmont Corporation    NEM    651639106    28-Apr-21    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
AT&T Inc.    T    00206R102    30-Apr-21    Management    1a    Elect Director William E. Kennard    For    Against    Yes    Yes
AT&T Inc.    T    00206R102    30-Apr-21    Management    1b    Elect Director Samuel A. Di Piazza, Jr.    For    For    Yes    No
AT&T Inc.    T    00206R102    30-Apr-21    Management    1c    Elect Director Scott T. Ford    For    For    Yes    No
AT&T Inc.    T    00206R102    30-Apr-21    Management    1d    Elect Director Glenn H. Hutchins    For    For    Yes    No
AT&T Inc.    T    00206R102    30-Apr-21    Management    1e    Elect Director Debra L. Lee    For    Against    Yes    Yes

AT&T Inc.    T    00206R102    30-Apr-21    Management    1f    Elect Director Stephen J. Luczo    For    For    Yes    No
AT&T Inc.    T    00206R102    30-Apr-21    Management    1g    Elect Director Michael B. McCallister    For    For    Yes    No
AT&T Inc.    T    00206R102    30-Apr-21    Management    1h    Elect Director Beth E. Mooney    For    For    Yes    No
AT&T Inc.    T    00206R102    30-Apr-21    Management    1i    Elect Director Matthew K. Rose    For    Against    Yes    Yes
AT&T Inc.    T    00206R102    30-Apr-21    Management    1j    Elect Director John T. Stankey    For    For    Yes    No
AT&T Inc.    T    00206R102    30-Apr-21    Management    1k    Elect Director Cynthia B. Taylor    For    Against    Yes    Yes
AT&T Inc.    T    00206R102    30-Apr-21    Management    1l    Elect Director Geoffrey Y. Yang    For    For    Yes    No
AT&T Inc.    T    00206R102    30-Apr-21    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
AT&T Inc.    T    00206R102    30-Apr-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
AT&T Inc.    T    00206R102    30-Apr-21    Share Holder    4    Lower Ownership Threshold for Action by Written Consent    Against    Against    Yes    No
Eli Lilly and Company    LLY    532457108    03-May-21    Management    1a    Elect Director Katherine Baicker    For    For    Yes    No
Eli Lilly and Company    LLY    532457108    03-May-21    Management    1b    Elect Director J. Erik Fyrwald    For    For    Yes    No
Eli Lilly and Company    LLY    532457108    03-May-21    Management    1c    Elect Director Jamere Jackson    For    For    Yes    No
Eli Lilly and Company    LLY    532457108    03-May-21    Management    1d    Elect Director Gabrielle Sulzberger    For    For    Yes    No
Eli Lilly and Company    LLY    532457108    03-May-21    Management    1e    Elect Director Jackson P. Tai    For    For    Yes    No
Eli Lilly and Company    LLY    532457108    03-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Eli Lilly and Company    LLY    532457108    03-May-21    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Eli Lilly and Company    LLY    532457108    03-May-21    Management    4    Declassify the Board of Directors    For    For    Yes    No
Eli Lilly and Company    LLY    532457108    03-May-21    Management    5    Eliminate Supermajority Vote Requirement    For    For    Yes    No
Eli Lilly and Company    LLY    532457108    03-May-21    Share Holder    6    Report on Lobbying Payments and Policy    Against    For    Yes    Yes
Eli Lilly and Company    LLY    532457108    03-May-21    Share Holder    7    Require Independent Board Chair    Against    For    Yes    Yes
Eli Lilly and Company    LLY    532457108    03-May-21    Share Holder    8    Adopt Policy on Bonus Banking    Against    For    Yes    Yes
Eli Lilly and Company    LLY    532457108    03-May-21    Share Holder    9    Clawback Disclosure of Recoupment Activity from Senior Officers    Against    For    Yes    Yes
Expeditors International of Washington, Inc.    EXPD    302130109    04-May-21    Management    1.1    Elect Director Robert R. Wright    For    For    Yes    No
Expeditors International of Washington, Inc.    EXPD    302130109    04-May-21    Management    1.2    Elect Director Glenn M. Alger    For    For    Yes    No
Expeditors International of Washington, Inc.    EXPD    302130109    04-May-21    Management    1.3    Elect Director Robert P. Carlile    For    For    Yes    No
Expeditors International of Washington, Inc.    EXPD    302130109    04-May-21    Management    1.4    Elect Director James M. DuBois    For    For    Yes    No
Expeditors International of Washington, Inc.    EXPD    302130109    04-May-21    Management    1.5    Elect Director Mark A. Emmert    For    For    Yes    No
Expeditors International of Washington, Inc.    EXPD    302130109    04-May-21    Management    1.6    Elect Director Diane H. Gulyas    For    For    Yes    No
Expeditors International of Washington, Inc.    EXPD    302130109    04-May-21    Management    1.7    Elect Director Jeffrey S. Musser    For    For    Yes    No

Expeditors International of Washington, Inc.    EXPD    302130109    04-May-21    Management    1.8    Elect Director Liane J. Pelletier    For    For    Yes    No
Expeditors International of Washington, Inc.    EXPD    302130109    04-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Expeditors International of Washington, Inc.    EXPD    302130109    04-May-21    Management    3    Ratify KPMG LLP as Auditors    For    For    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Management    1A    Elect Director Peter J. Arduini    For    For    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Management    1B    Elect Director Michael W. Bonney    For    For    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Management    1C    Elect Director Giovanni Caforio    For    For    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Management    1D    Elect Director Julia A. Haller    For    For    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Management    1E    Elect Director Paula A. Price    For    For    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Management    1F    Elect Director Derica W. Rice    For    For    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Management    1G    Elect Director Theodore R. Samuels    For    For    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Management    1H    Elect Director Gerald L. Storch    For    For    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Management    1I    Elect Director Karen H. Vousden    For    For    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Management    1J    Elect Director Phyllis R. Yale    For    For    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Management    3    Approve Omnibus Stock Plan    For    For    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Management    4    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Management    5    Reduce Ownership Threshold for Special Shareholder Meetings to 15%    For    For    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Share Holder    6    Require Independent Board Chair    Against    For    Yes    Yes
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Share Holder    7    Provide Right to Act by Written Consent    Against    Against    Yes    No
Bristol-Myers Squibb Company    BMY    110122108    04-May-21    Share Holder    8    Reduce Ownership Threshold for Special Shareholder Meetings to 10%    Against    Against    Yes    No
Clear Channel Outdoor Holdings, Inc.    CCO    18453H106    05-May-21    Management    1.1    Elect Director C. William Eccleshare    For    For    Yes    No
Clear Channel Outdoor Holdings, Inc.    CCO    18453H106    05-May-21    Management    1.2    Elect Director Lisa Hammitt    For    For    Yes    No
Clear Channel Outdoor Holdings, Inc.    CCO    18453H106    05-May-21    Management    1.3    Elect Director Mary Teresa Rainey    For    For    Yes    No
Clear Channel Outdoor Holdings, Inc.    CCO    18453H106    05-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Clear Channel Outdoor Holdings, Inc.    CCO    18453H106    05-May-21    Management    3    Amend Omnibus Stock Plan    For    For    Yes    No
Clear Channel Outdoor Holdings, Inc.    CCO    18453H106    05-May-21    Management    4    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Philip Morris International Inc.    PM    718172109    05-May-21    Management    1a    Elect Director Brant Bonin Bough    For    For    Yes    No
Philip Morris International Inc.    PM    718172109    05-May-21    Management    1b    Elect Director Andre Calantzopoulos    For    For    Yes    No
Philip Morris International Inc.    PM    718172109    05-May-21    Management    1c    Elect Director Michel Combes    For    For    Yes    No
Philip Morris International Inc.    PM    718172109    05-May-21    Management    1d    Elect Director Juan Jose Daboub    For    For    Yes    No

Philip Morris International Inc.    PM    718172109    05-May-21    Management    1e    Elect Director Werner Geissler    For    For    Yes    No
Philip Morris International Inc.    PM    718172109    05-May-21    Management    1f    Elect Director Lisa A. Hook    For    Against    Yes    Yes
Philip Morris International Inc.    PM    718172109    05-May-21    Management    1g    Elect Director Jun Makihara    For    For    Yes    No
Philip Morris International Inc.    PM    718172109    05-May-21    Management    1h    Elect Director Kalpana Morparia    For    For    Yes    No
Philip Morris International Inc.    PM    718172109    05-May-21    Management    1i    Elect Director Lucio A. Noto    For    For    Yes    No
Philip Morris International Inc.    PM    718172109    05-May-21    Management    1j    Elect Director Jacek Olczak    For    For    Yes    No
Philip Morris International Inc.    PM    718172109    05-May-21    Management    1k    Elect Director Frederik Paulsen    For    For    Yes    No
Philip Morris International Inc.    PM    718172109    05-May-21    Management    1l    Elect Director Robert B. Polet    For    For    Yes    No
Philip Morris International Inc.    PM    718172109    05-May-21    Management    1m    Elect Director Shlomo Yanai    For    For    Yes    No
Philip Morris International Inc.    PM    718172109    05-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Philip Morris International Inc.    PM    718172109    05-May-21    Management    3    Ratify PricewaterhouseCoopers SA as Auditor    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    05-May-21    Management    1.1    Elect Director Marco Alvera    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    05-May-21    Management    1.2    Elect Director William J. Amelio    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    05-May-21    Management    1.3    Elect Director William D. Green    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    05-May-21    Management    1.4    Elect Director Stephanie C. Hill    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    05-May-21    Management    1.5    Elect Director Rebecca J. Jacoby    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    05-May-21    Management    1.6    Elect Director Monique F. Leroux    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    05-May-21    Management    1.7    Elect Director Ian P. Livingston    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    05-May-21    Management    1.8    Elect Director Maria R. Morris    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    05-May-21    Management    1.9    Elect Director Douglas L. Peterson    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    05-May-21    Management    1.10    Elect Director Edward B. Rust, Jr.    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    05-May-21    Management    1.11    Elect Director Kurt L. Schmoke    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    05-May-21    Management    1.12    Elect Director Richard E. Thornburgh    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    05-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    05-May-21    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
S&P Global Inc.    SPGI    78409V104    05-May-21    Management    4    Approve Greenhouse Gas (GHG) Emissions Reduction Plan    For    Abstain    Yes    Yes
S&P Global Inc.    SPGI    78409V104    05-May-21    Share Holder    5    Amend Certificate of Incorporation to Become a Public Benefit Corporation    Against    Against    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Management    1.1    Elect Director Michael G. Browning    For    For    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Management    1.2    Elect Director Annette K. Clayton    For    For    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Management    1.3    Elect Director Theodore F. Craver, Jr.    For    For    Yes    No

Duke Energy Corporation    DUK    26441C204    06-May-21    Management    1.4    Elect Director Robert M. Davis    For    For    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Management    1.5    Elect Director Caroline Dorsa    For    For    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Management    1.6    Elect Director W. Roy Dunbar    For    For    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Management    1.7    Elect Director Nicholas C. Fanandakis    For    For    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Management    1.8    Elect Director Lynn J. Good    For    For    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Management    1.9    Elect Director John T. Herron    For    For    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Management    1.10    Elect Director E. Marie McKee    For    For    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Management    1.11    Elect Director Michael J. Pacilio    For    For    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Management    1.12    Elect Director Thomas E. Skains    For    For    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Management    1.13    Elect Director William E. Webster, Jr.    For    For    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Management    2    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Management    4    Eliminate Supermajority Vote Requirement    For    For    Yes    No
Duke Energy Corporation    DUK    26441C204    06-May-21    Share Holder    5    Require Independent Board Chair    Against    For    Yes    Yes
Duke Energy Corporation    DUK    26441C204    06-May-21    Share Holder    6    Report on Political Contributions and Expenditures    Against    For    Yes    Yes
Ryder System, Inc.    R    783549108    07-May-21    Management    1a    Elect Director Robert J. Eck    For    For    Yes    No
Ryder System, Inc.    R    783549108    07-May-21    Management    1b    Elect Director Robert A. Hagemann    For    For    Yes    No
Ryder System, Inc.    R    783549108    07-May-21    Management    1c    Elect Director Michael F. Hilton    For    For    Yes    No
Ryder System, Inc.    R    783549108    07-May-21    Management    1d    Elect Director Tamara L. Lundgren    For    For    Yes    No
Ryder System, Inc.    R    783549108    07-May-21    Management    1e    Elect Director Luis P. Nieto, Jr.    For    For    Yes    No
Ryder System, Inc.    R    783549108    07-May-21    Management    1f    Elect Director David G. Nord    For    For    Yes    No
Ryder System, Inc.    R    783549108    07-May-21    Management    1g    Elect Director Robert E. Sanchez    For    For    Yes    No
Ryder System, Inc.    R    783549108    07-May-21    Management    1h    Elect Director Abbie J. Smith    For    For    Yes    No
Ryder System, Inc.    R    783549108    07-May-21    Management    1i    Elect Director E. Follin Smith    For    For    Yes    No
Ryder System, Inc.    R    783549108    07-May-21    Management    1j    Elect Director Dmitri L. Stockton    For    For    Yes    No
Ryder System, Inc.    R    783549108    07-May-21    Management    1k    Elect Director Hansel E. Tookes, II    For    For    Yes    No
Ryder System, Inc.    R    783549108    07-May-21    Management    2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
Ryder System, Inc.    R    783549108    07-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Ryder System, Inc.    R    783549108    07-May-21    Management    4    Amend Omnibus Stock Plan    For    For    Yes    No
Ryder System, Inc.    R    783549108    07-May-21    Share Holder    5    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    Against    Against    Yes    No

The Progressive Corporation    PGR    743315103    07-May-21    Management    1a    Elect Director Philip Bleser    For    For    Yes    No
The Progressive Corporation    PGR    743315103    07-May-21    Management    1b    Elect Director Stuart B. Burgdoerfer    For    For    Yes    No
The Progressive Corporation    PGR    743315103    07-May-21    Management    1c    Elect Director Pamela J. Craig    For    For    Yes    No
The Progressive Corporation    PGR    743315103    07-May-21    Management    1d    Elect Director Charles A. Davis    For    For    Yes    No
The Progressive Corporation    PGR    743315103    07-May-21    Management    1e    Elect Director Roger N. Farah    For    For    Yes    No
The Progressive Corporation    PGR    743315103    07-May-21    Management    1f    Elect Director Lawton W. Fitt    For    For    Yes    No
The Progressive Corporation    PGR    743315103    07-May-21    Management    1g    Elect Director Susan Patricia Griffith    For    For    Yes    No
The Progressive Corporation    PGR    743315103    07-May-21    Management    1h    Elect Director Devin C. Johnson    For    For    Yes    No
The Progressive Corporation    PGR    743315103    07-May-21    Management    1i    Elect Director Jeffrey D. Kelly    For    For    Yes    No
The Progressive Corporation    PGR    743315103    07-May-21    Management    1j    Elect Director Barbara R. Snyder    For    For    Yes    No
The Progressive Corporation    PGR    743315103    07-May-21    Management    1k    Elect Director Jan E. Tighe    For    For    Yes    No
The Progressive Corporation    PGR    743315103    07-May-21    Management    1l    Elect Director Kahina Van Dyke    For    For    Yes    No
The Progressive Corporation    PGR    743315103    07-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
The Progressive Corporation    PGR    743315103    07-May-21    Management    3    Ratify PricewaterhouseCoopers LLP as Auditor    For    For    Yes    No
Whiting Petroleum Corporation    WLL    966387508    11-May-21    Management    1.1    Elect Director Janet L. Carrig    For    For    Yes    No
Whiting Petroleum Corporation    WLL    966387508    11-May-21    Management    1.2    Elect Director Susan M. Cunningham    For    For    Yes    No
Whiting Petroleum Corporation    WLL    966387508    11-May-21    Management    1.3    Elect Director Paul J. Korus    For    For    Yes    No
Whiting Petroleum Corporation    WLL    966387508    11-May-21    Management    1.4    Elect Director Kevin S. McCarthy    For    Withhold    Yes    Yes
Whiting Petroleum Corporation    WLL    966387508    11-May-21    Management    1.5    Elect Director Lynn A. Peterson    For    For    Yes    No
Whiting Petroleum Corporation    WLL    966387508    11-May-21    Management    1.6    Elect Director Daniel J. Rice, IV    For    Withhold    Yes    Yes
Whiting Petroleum Corporation    WLL    966387508    11-May-21    Management    1.7    Elect Director Anne Taylor    For    Withhold    Yes    Yes
Whiting Petroleum Corporation    WLL    966387508    11-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
Whiting Petroleum Corporation    WLL    966387508    11-May-21    Management    3    Ratify Deloitte & Touche LLP as Auditor    For    For    Yes    No
Cummins Inc.    CMI    231021106    11-May-21    Management    1    Elect Director N. Thomas Linebarger    For    For    Yes    No
Cummins Inc.    CMI    231021106    11-May-21    Management    2    Elect Director Robert J. Bernhard    For    For    Yes    No
Cummins Inc.    CMI    231021106    11-May-21    Management    3    Elect Director Franklin R. Chang Diaz    For    For    Yes    No
Cummins Inc.    CMI    231021106    11-May-21    Management    4    Elect Director Bruno V. Di Leo Allen    For    For    Yes    No
Cummins Inc.    CMI    231021106    11-May-21    Management    5    Elect Director Stephen B. Dobbs    For    For    Yes    No
Cummins Inc.    CMI    231021106    11-May-21    Management    6    Elect Director Carla A. Harris    For    For    Yes    No
Cummins Inc.    CMI    231021106    11-May-21    Management    7    Elect Director Robert K. Herdman    For    For    Yes    No

Cummins Inc.    CMI    231021106    11-May-21    Management    8    Elect Director Alexis M. Herman    For    For    Yes    No
Cummins Inc.    CMI    231021106    11-May-21    Management    9    Elect Director Thomas J. Lynch    For    For    Yes    No
Cummins Inc.    CMI    231021106    11-May-21    Management    10    Elect Director William I. Miller    For    For    Yes    No
Cummins Inc.    CMI    231021106    11-May-21    Management    11    Elect Director Georgia R. Nelson    For    For    Yes    No
Cummins Inc.    CMI    231021106    11-May-21    Management    12    Elect Director Kimberly A. Nelson    For    For    Yes    No
Cummins Inc.    CMI    231021106    11-May-21    Management    13    Elect Director Karen H. Quintos    For    For    Yes    No
Cummins Inc.    CMI    231021106    11-May-21    Management    14    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Cummins Inc.    CMI    231021106    11-May-21    Management    15    Ratify PricewaterhouseCoopers LLP as Auditor    For    For    Yes    No
Cummins Inc.    CMI    231021106    11-May-21    Share Holder    16    Abolish Professional Services Allowance    Against    Against    Yes    No
Masco Corporation    MAS    574599106    12-May-21    Management    1a    Elect Director Mark R. Alexander    For    For    Yes    No
Masco Corporation    MAS    574599106    12-May-21    Management    1b    Elect Director Marie A. Ffolkes    For    For    Yes    No
Masco Corporation    MAS    574599106    12-May-21    Management    1c    Elect Director John C. Plant    For    Against    Yes    Yes
Masco Corporation    MAS    574599106    12-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Masco Corporation    MAS    574599106    12-May-21    Management    3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
Gilead Sciences, Inc.    GILD    375558103    12-May-21    Management    1a    Elect Director Jacqueline K. Barton    For    For    Yes    No
Gilead Sciences, Inc.    GILD    375558103    12-May-21    Management    1b    Elect Director Jeffrey A. Bluestone    For    For    Yes    No
Gilead Sciences, Inc.    GILD    375558103    12-May-21    Management    1c    Elect Director Sandra J. Horning    For    For    Yes    No
Gilead Sciences, Inc.    GILD    375558103    12-May-21    Management    1d    Elect Director Kelly A. Kramer    For    For    Yes    No
Gilead Sciences, Inc.    GILD    375558103    12-May-21    Management    1e    Elect Director Kevin E. Lofton    For    For    Yes    No
Gilead Sciences, Inc.    GILD    375558103    12-May-21    Management    1f    Elect Director Harish Manwani    For    For    Yes    No
Gilead Sciences, Inc.    GILD    375558103    12-May-21    Management    1g    Elect Director Daniel P. O’Day    For    For    Yes    No
Gilead Sciences, Inc.    GILD    375558103    12-May-21    Management    1h    Elect Director Javier J. Rodriguez    For    For    Yes    No
Gilead Sciences, Inc.    GILD    375558103    12-May-21    Management    1i    Elect Director Anthony Welters    For    For    Yes    No
Gilead Sciences, Inc.    GILD    375558103    12-May-21    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Gilead Sciences, Inc.    GILD    375558103    12-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Gilead Sciences, Inc.    GILD    375558103    12-May-21    Share Holder    4    Require Independent Board Chair    Against    For    Yes    Yes
California Resources Corporation    CRC    13057Q305    12-May-21    Management    1.1    Elect Director Douglas E. Brooks    For    For    Yes    No
California Resources Corporation    CRC    13057Q305    12-May-21    Management    1.2    Elect Director Tiffany (TJ) Thom Cepak    For    For    Yes    No
California Resources Corporation    CRC    13057Q305    12-May-21    Management    1.3    Elect Director James N. Chapman    For    Withhold    Yes    Yes
California Resources Corporation    CRC    13057Q305    12-May-21    Management    1.4    Elect Director Mark A. (Mac) McFarland    For    For    Yes    No

California Resources Corporation    CRC    13057Q305    12-May-21    Management    1.5    Elect Director Julio M. Quintana    For    For    Yes    No
California Resources Corporation    CRC    13057Q305    12-May-21    Management    1.6    Elect Director William B. Roby    For    Withhold    Yes    Yes
California Resources Corporation    CRC    13057Q305    12-May-21    Management    1.7    Elect Director Andrew Bremner    For    For    Yes    No
California Resources Corporation    CRC    13057Q305    12-May-21    Management    2    Ratify KPMG LLP as Auditors    For    For    Yes    No
California Resources Corporation    CRC    13057Q305    12-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
California Resources Corporation    CRC    13057Q305    12-May-21    Management    4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Skyworks Solutions, Inc.    SWKS    83088M102    12-May-21    Management    1a    Elect Director Alan S. Batey    For    Against    Yes    Yes
Skyworks Solutions, Inc.    SWKS    83088M102    12-May-21    Management    1b    Elect Director Kevin L. Beebe    For    Against    Yes    Yes
Skyworks Solutions, Inc.    SWKS    83088M102    12-May-21    Management    1c    Elect Director Timothy R. Furey    For    Against    Yes    Yes
Skyworks Solutions, Inc.    SWKS    83088M102    12-May-21    Management    1d    Elect Director Liam K. Griffin    For    For    Yes    No
Skyworks Solutions, Inc.    SWKS    83088M102    12-May-21    Management    1e    Elect Director Christine King    For    Against    Yes    Yes
Skyworks Solutions, Inc.    SWKS    83088M102    12-May-21    Management    1f    Elect Director David P. McGlade    For    Against    Yes    Yes
Skyworks Solutions, Inc.    SWKS    83088M102    12-May-21    Management    1g    Elect Director Robert A. Schriesheim    For    Against    Yes    Yes
Skyworks Solutions, Inc.    SWKS    83088M102    12-May-21    Management    1h    Elect Director Kimberly S. Stevenson    For    Against    Yes    Yes
Skyworks Solutions, Inc.    SWKS    83088M102    12-May-21    Management    2    Ratify KPMG LLP as Auditor    For    For    Yes    No
Skyworks Solutions, Inc.    SWKS    83088M102    12-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
Skyworks Solutions, Inc.    SWKS    83088M102    12-May-21    Management    4    Amend Omnibus Stock Plan    For    For    Yes    No
Skyworks Solutions, Inc.    SWKS    83088M102    12-May-21    Share Holder    5    Adopt Simple Majority Vote    None    For    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Management    1a    Elect Director Fernando Aguirre    For    For    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Management    1b    Elect Director C. David Brown, II    For    For    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Management    1c    Elect Director Alecia A. DeCoudreaux    For    For    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Management    1d    Elect Director Nancy-Ann M. DeParle    For    For    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Management    1e    Elect Director David W. Dorman    For    For    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Management    1f    Elect Director Roger N. Farah    For    For    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Management    1g    Elect Director Anne M. Finucane    For    For    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Management    1h    Elect Director Edward J. Ludwig    For    For    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Management    1i    Elect Director Karen S. Lynch    For    For    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Management    1j    Elect Director Jean-Pierre Millon    For    For    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Management    1k    Elect Director Mary L. Schapiro    For    For    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Management    1l    Elect Director William C. Weldon    For    For    Yes    No

CVS Health Corporation    CVS    126650100    13-May-21    Management    1m    Elect Director Tony L. White    For    For    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Share Holder    4    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    Against    Against    Yes    No
CVS Health Corporation    CVS    126650100    13-May-21    Share Holder    5    Require Independent Board Chair    Against    For    Yes    Yes
Union Pacific Corporation    UNP    907818108    13-May-21    Management    1a    Elect Director Andrew H. Card, Jr.    For    For    Yes    No
Union Pacific Corporation    UNP    907818108    13-May-21    Management    1b    Elect Director William J. DeLaney    For    For    Yes    No
Union Pacific Corporation    UNP    907818108    13-May-21    Management    1c    Elect Director David B. Dillon    For    For    Yes    No
Union Pacific Corporation    UNP    907818108    13-May-21    Management    1d    Elect Director Lance M. Fritz    For    For    Yes    No
Union Pacific Corporation    UNP    907818108    13-May-21    Management    1e    Elect Director Deborah C. Hopkins    For    For    Yes    No
Union Pacific Corporation    UNP    907818108    13-May-21    Management    1f    Elect Director Jane H. Lute    For    For    Yes    No
Union Pacific Corporation    UNP    907818108    13-May-21    Management    1g    Elect Director Michael R. McCarthy    For    For    Yes    No
Union Pacific Corporation    UNP    907818108    13-May-21    Management    1h    Elect Director Thomas F. McLarty, III    For    For    Yes    No
Union Pacific Corporation    UNP    907818108    13-May-21    Management    1i    Elect Director Jose H. Villarreal    For    For    Yes    No
Union Pacific Corporation    UNP    907818108    13-May-21    Management    1j    Elect Director Christopher J. Williams    For    For    Yes    No
Union Pacific Corporation    UNP    907818108    13-May-21    Management    2    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
Union Pacific Corporation    UNP    907818108    13-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Union Pacific Corporation    UNP    907818108    13-May-21    Management    4    Approve Omnibus Stock Plan    For    For    Yes    No
Union Pacific Corporation    UNP    907818108    13-May-21    Management    5    Approve Nonqualified Employee Stock Purchase Plan    For    For    Yes    No
Union Pacific Corporation    UNP    907818108    13-May-21    Share Holder    6    Report on EEO    Against    For    Yes    Yes
Union Pacific Corporation    UNP    907818108    13-May-21    Share Holder    7    Publish Annually a Report Assessing Diversity and Inclusion Efforts    Against    For    Yes    Yes
Union Pacific Corporation    UNP    907818108    13-May-21    Share Holder    8    Annual Vote and Report on Climate Change    Against    Against    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    1a    Elect Director Carol B. Tome    For    For    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    1b    Elect Director Rodney C. Adkins    For    For    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    1c    Elect Director Eva C. Boratto    For    For    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    1d    Elect Director Michael J. Burns    For    For    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    1e    Elect Director Wayne M. Hewett    For    For    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    1f    Elect Director Angela Hwang    For    For    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    1g    Elect Director Kate E. Johnson    For    For    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    1h    Elect Director William R. Johnson    For    For    Yes    No

United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    1i    Elect Director Ann M. Livermore    For    For    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    1j    Elect Director Franck J. Moison    For    For    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    1k    Elect Director Christiana Smith Shi    For    For    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    1l    Elect Director Russell Stokes    For    For    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    1m    Elect Director Kevin Warsh    For    For    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    3    Approve Omnibus Stock Plan    For    For    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Management    4    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Share Holder    5    Report on Lobbying Payments and Policy    Against    Against    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Share Holder    6    Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    For    Yes    Yes
United Parcel Service, Inc.    UPS    911312106    13-May-21    Share Holder    7    Report on Climate Change    Against    For    Yes    Yes
United Parcel Service, Inc.    UPS    911312106    13-May-21    Share Holder    8    Amend Certificate of Incorporation to Become a Public Benefit Corporation    Against    Against    Yes    No
United Parcel Service, Inc.    UPS    911312106    13-May-21    Share Holder    9    Publish Annually a Report Assessing Diversity and Inclusion Efforts    Against    For    Yes    Yes
Intel Corporation    INTC    458140100    13-May-21    Management    1a    Elect Director Patrick P. Gelsinger    For    For    Yes    No
Intel Corporation    INTC    458140100    13-May-21    Management    1b    Elect Director James J. Goetz    For    For    Yes    No
Intel Corporation    INTC    458140100    13-May-21    Management    1c    Elect Director Alyssa Henry    For    Against    Yes    Yes
Intel Corporation    INTC    458140100    13-May-21    Management    1d    Elect Director Omar Ishrak    For    Against    Yes    Yes
Intel Corporation    INTC    458140100    13-May-21    Management    1e    Elect Director Risa Lavizzo-Mourey    For    Against    Yes    Yes
Intel Corporation    INTC    458140100    13-May-21    Management    1f    Elect Director Tsu-Jae King Liu    For    For    Yes    No
Intel Corporation    INTC    458140100    13-May-21    Management    1g    Elect Director Gregory D. Smith    For    For    Yes    No
Intel Corporation    INTC    458140100    13-May-21    Management    1h    Elect Director Dion J. Weisler    For    Against    Yes    Yes
Intel Corporation    INTC    458140100    13-May-21    Management    1i    Elect Director Frank D. Yeary    For    For    Yes    No
Intel Corporation    INTC    458140100    13-May-21    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Intel Corporation    INTC    458140100    13-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
Intel Corporation    INTC    458140100    13-May-21    Share Holder    4    Provide Right to Act by Written Consent    Against    Against    Yes    No
Intel Corporation    INTC    458140100    13-May-21    Share Holder    5    Report on Global Median Gender/Racial Pay Gap    Against    Against    Yes    No
Intel Corporation    INTC    458140100    13-May-21    Share Holder    6    Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture    Against    Against    Yes    No
Verizon Communications Inc.    VZ    92343V104    13-May-21    Management    1a    Elect Director Shellye L. Archambeau    For    For    Yes    No
Verizon Communications Inc.    VZ    92343V104    13-May-21    Management    1b    Elect Director Roxanne S. Austin    For    For    Yes    No
Verizon Communications Inc.    VZ    92343V104    13-May-21    Management    1c    Elect Director Mark T. Bertolini    For    For    Yes    No

Verizon Communications Inc.    VZ    92343V104    13-May-21    Management    1d    Elect Director Melanie L. Healey    For    For    Yes    No
Verizon Communications Inc.    VZ    92343V104    13-May-21    Management    1e    Elect Director Clarence Otis, Jr.    For    For    Yes    No
Verizon Communications Inc.    VZ    92343V104    13-May-21    Management    1f    Elect Director Daniel H. Schulman    For    For    Yes    No
Verizon Communications Inc.    VZ    92343V104    13-May-21    Management    1g    Elect Director Rodney E. Slater    For    For    Yes    No
Verizon Communications Inc.    VZ    92343V104    13-May-21    Management    1h    Elect Director Hans E. Vestberg    For    For    Yes    No
Verizon Communications Inc.    VZ    92343V104    13-May-21    Management    1i    Elect Director Gregory G. Weaver    For    For    Yes    No
Verizon Communications Inc.    VZ    92343V104    13-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Verizon Communications Inc.    VZ    92343V104    13-May-21    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Verizon Communications Inc.    VZ    92343V104    13-May-21    Share Holder    4    Lower Ownership Threshold for Action by Written Consent    Against    Against    Yes    No
Verizon Communications Inc.    VZ    92343V104    13-May-21    Share Holder    5    Amend Senior Executive Compensation Clawback Policy    Against    Against    Yes    No
Verizon Communications Inc.    VZ    92343V104    13-May-21    Share Holder    6    Submit Severance Agreement (Change-in-Control) to Shareholder Vote    Against    Against    Yes    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Management    1a    Elect Director Walter W. Bettinger, II    For    For    Yes    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Management    1b    Elect Director Joan T. Dea    For    For    Yes    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Management    1c    Elect Director Christopher V. Dodds    For    For    Yes    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Management    1d    Elect Director Mark A. Goldfarb    For    For    Yes    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Management    1e    Elect Director Bharat B. Masrani    For    For    Yes    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Management    1f    Elect Director Charles A. Ruffel    For    For    Yes    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Management    2    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Share Holder    4    Report on Lobbying Payments and Policy    Against    For    Yes    Yes
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Share Holder    5    Declassify the Board of Directors    Against    For    Yes    Yes
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Management    1a    Elect Director Linda B. Bammann    For    For    Yes    No
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Management    1b    Elect Director Stephen B. Burke    For    For    Yes    No
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Management    1c    Elect Director Todd A. Combs    For    For    Yes    No
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Management    1d    Elect Director James S. Crown    For    For    Yes    No
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Management    1e    Elect Director James Dimon    For    For    Yes    No
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Management    1f    Elect Director Timothy P. Flynn    For    For    Yes    No
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Management    1g    Elect Director Mellody Hobson    For    For    Yes    No
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Management    1h    Elect Director Michael A. Neal    For    For    Yes    No
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Management    1i    Elect Director Phebe N. Novakovic    For    For    Yes    No

JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Management    1j    Elect Director Virginia M. Rometty    For    For    Yes    No
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Management    3    Amend Omnibus Stock Plan    For    For    Yes    No
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Management    4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Share Holder    5    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    Against    For    Yes    Yes
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Share Holder    6    Report on Racial Equity Audit    Against    For    Yes    Yes
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Share Holder    7    Require Independent Board Chair    Against    For    Yes    Yes
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Share Holder    8    Report on Congruency Political Analysis and Electioneering Expenditures    Against    Against    Yes    No
Thermo Fisher Scientific Inc.    TMO    883556102    19-May-21    Management    1a    Elect Director Marc N. Casper    For    For    Yes    No
Thermo Fisher Scientific Inc.    TMO    883556102    19-May-21    Management    1b    Elect Director Nelson J. Chai    For    For    Yes    No
Thermo Fisher Scientific Inc.    TMO    883556102    19-May-21    Management    1c    Elect Director C. Martin Harris    For    For    Yes    No
Thermo Fisher Scientific Inc.    TMO    883556102    19-May-21    Management    1d    Elect Director Tyler Jacks    For    For    Yes    No
Thermo Fisher Scientific Inc.    TMO    883556102    19-May-21    Management    1e    Elect Director R. Alexandra Keith    For    For    Yes    No
Thermo Fisher Scientific Inc.    TMO    883556102    19-May-21    Management    1f    Elect Director Thomas J. Lynch    For    Against    Yes    Yes
Thermo Fisher Scientific Inc.    TMO    883556102    19-May-21    Management    1g    Elect Director Jim P. Manzi    For    Against    Yes    Yes
Thermo Fisher Scientific Inc.    TMO    883556102    19-May-21    Management    1h    Elect Director James C. Mullen    For    For    Yes    No
Thermo Fisher Scientific Inc.    TMO    883556102    19-May-21    Management    1i    Elect Director Lars R. Sorensen    For    For    Yes    No
Thermo Fisher Scientific Inc.    TMO    883556102    19-May-21    Management    1j    Elect Director Debora L. Spar    For    For    Yes    No
Thermo Fisher Scientific Inc.    TMO    883556102    19-May-21    Management    1k    Elect Director Scott M. Sperling    For    Against    Yes    Yes
Thermo Fisher Scientific Inc.    TMO    883556102    19-May-21    Management    1l    Elect Director Dion J. Weisler    For    Against    Yes    Yes
Thermo Fisher Scientific Inc.    TMO    883556102    19-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
Thermo Fisher Scientific Inc.    TMO    883556102    19-May-21    Management    3    Ratify PricewaterhouseCoopers LLP as Auditor    For    For    Yes    No
Thermo Fisher Scientific Inc.    TMO    883556102    19-May-21    Share Holder    4    Provide Right to Call A Special Meeting    Against    For    Yes    Yes
Altria Group, Inc.    MO    02209S103    20-May-21    Management    1a    Elect Director John T. Casteen, III    For    Against    Yes    Yes
Altria Group, Inc.    MO    02209S103    20-May-21    Management    1b    Elect Director Dinyar S. Devitre    For    For    Yes    No
Altria Group, Inc.    MO    02209S103    20-May-21    Management    1c    Elect Director William F. Gifford, Jr.    For    For    Yes    No
Altria Group, Inc.    MO    02209S103    20-May-21    Management    1d    Elect Director Debra J. Kelly-Ennis    For    For    Yes    No
Altria Group, Inc.    MO    02209S103    20-May-21    Management    1e    Elect Director W. Leo Kiely, III    For    Against    Yes    Yes
Altria Group, Inc.    MO    02209S103    20-May-21    Management    1f    Elect Director Kathryn B. McQuade    For    Against    Yes    Yes
Altria Group, Inc.    MO    02209S103    20-May-21    Management    1g    Elect Director George Munoz    For    For    Yes    No

Altria Group, Inc.    MO    02209S103    20-May-21    Management    1h    Elect Director Mark E. Newman    For    For    Yes    No
Altria Group, Inc.    MO    02209S103    20-May-21    Management    1i    Elect Director Nabil Y. Sakkab    For    For    Yes    No
Altria Group, Inc.    MO    02209S103    20-May-21    Management    1j    Elect Director Virginia E. Shanks    For    Against    Yes    Yes
Altria Group, Inc.    MO    02209S103    20-May-21    Management    1k    Elect Director Ellen R. Strahlman    For    For    Yes    No
Altria Group, Inc.    MO    02209S103    20-May-21    Management    2    Ratify PricewaterhouseCoopers LLP as Auditor    For    For    Yes    No
Altria Group, Inc.    MO    02209S103    20-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
Altria Group, Inc.    MO    02209S103    20-May-21    Share Holder    4    Report on Underage Tobacco Prevention Policies and Marketing Practices    Against    Against    Yes    No
Altria Group, Inc.    MO    02209S103    20-May-21    Share Holder    5    Report on Lobbying Payments and Policy    Against    For    Yes    Yes
The Home Depot, Inc.    HD    437076102    20-May-21    Management    1a    Elect Director Gerard J. Arpey    For    For    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Management    1b    Elect Director Ari Bousbib    For    For    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Management    1c    Elect Director Jeffery H. Boyd    For    For    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Management    1d    Elect Director Gregory D. Brenneman    For    For    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Management    1e    Elect Director J. Frank Brown    For    For    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Management    1f    Elect Director Albert P. Carey    For    For    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Management    1g    Elect Director Helena B. Foulkes    For    For    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Management    1h    Elect Director Linda R. Gooden    For    For    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Management    1i    Elect Director Wayne M. Hewett    For    For    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Management    1j    Elect Director Manuel Kadre    For    For    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Management    1k    Elect Director Stephanie C. Linnartz    For    For    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Management    1l    Elect Director Craig A. Menear    For    For    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Management    2    Ratify KPMG LLP as Auditors    For    For    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Share Holder    4    Amend Shareholder Written Consent Provisions    Against    Against    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Share Holder    5    Report on Political Contributions Congruency Analysis    Against    Against    Yes    No
The Home Depot, Inc.    HD    437076102    20-May-21    Share Holder    6    Report on Prison Labor in the Supply Chain    Against    Against    Yes    No
McDonald’s Corporation    MCD    580135101    20-May-21    Management    1a    Elect Director Lloyd Dean    For    For    Yes    No
McDonald’s Corporation    MCD    580135101    20-May-21    Management    1b    Elect Director Robert Eckert    For    For    Yes    No
McDonald’s Corporation    MCD    580135101    20-May-21    Management    1c    Elect Director Catherine Engelbert    For    For    Yes    No
McDonald’s Corporation    MCD    580135101    20-May-21    Management    1d    Elect Director Margaret Georgiadis    For    For    Yes    No
McDonald’s Corporation    MCD    580135101    20-May-21    Management    1e    Elect Director Enrique Hernandez, Jr.    For    Against    Yes    Yes

McDonald’s Corporation    MCD    580135101    20-May-21    Management    1f    Elect Director Christopher Kempczinski    For    For    Yes    No
McDonald’s Corporation    MCD    580135101    20-May-21    Management    1g    Elect Director Richard Lenny    For    Against    Yes    Yes
McDonald’s Corporation    MCD    580135101    20-May-21    Management    1h    Elect Director John Mulligan    For    For    Yes    No
McDonald’s Corporation    MCD    580135101    20-May-21    Management    1i    Elect Director Sheila Penrose    For    For    Yes    No
McDonald’s Corporation    MCD    580135101    20-May-21    Management    1j    Elect Director John Rogers, Jr.    For    For    Yes    No
McDonald’s Corporation    MCD    580135101    20-May-21    Management    1k    Elect Director Paul Walsh    For    For    Yes    No
McDonald’s Corporation    MCD    580135101    20-May-21    Management    1l    Elect Director Miles White    For    For    Yes    No
McDonald’s Corporation    MCD    580135101    20-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
McDonald’s Corporation    MCD    580135101    20-May-21    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
McDonald’s Corporation    MCD    580135101    20-May-21    Share Holder    4    Report on Sugar and Public Health    Against    Against    Yes    No
McDonald’s Corporation    MCD    580135101    20-May-21    Share Holder    5    Report on Antibiotics and Public Health Costs    Against    Against    Yes    No
McDonald’s Corporation    MCD    580135101    20-May-21    Share Holder    6    Provide Right to Act by Written Consent    Against    For    Yes    Yes
Morgan Stanley    MS    617446448    20-May-21    Management    1a    Elect Director Elizabeth Corley    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    1b    Elect Director Alistair Darling    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    1c    Elect Director Thomas H. Glocer    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    1d    Elect Director James P. Gorman    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    1e    Elect Director Robert H. Herz    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    1f    Elect Director Nobuyuki Hirano    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    1g    Elect Director Hironori Kamezawa    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    1h    Elect Director Shelley B. Leibowitz    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    1i    Elect Director Stephen J. Luczo    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    1j    Elect Director Jami Miscik    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    1k    Elect Director Dennis M. Nally    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    1l    Elect Director Mary L. Schapiro    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    1m    Elect Director Perry M. Traquina    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    1n    Elect Director Rayford Wilkins, Jr.    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    2    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Morgan Stanley    MS    617446448    20-May-21    Management    4    Amend Omnibus Stock Plan    For    For    Yes    No
Crown Castle International Corp.    CCI    22822V101    21-May-21    Management    1a    Elect Director P. Robert Bartolo    For    For    Yes    No

Crown Castle International Corp.    CCI    22822V101    21-May-21    Management    1b    Elect Director Jay A. Brown    For    For    Yes    No
Crown Castle International Corp.    CCI    22822V101    21-May-21    Management    1c    Elect Director Cindy Christy    For    For    Yes    No
Crown Castle International Corp.    CCI    22822V101    21-May-21    Management    1d    Elect Director Ari Q. Fitzgerald    For    For    Yes    No
Crown Castle International Corp.    CCI    22822V101    21-May-21    Management    1e    Elect Director Andrea J. Goldsmith    For    For    Yes    No
Crown Castle International Corp.    CCI    22822V101    21-May-21    Management    1f    Elect Director Lee W. Hogan    For    For    Yes    No
Crown Castle International Corp.    CCI    22822V101    21-May-21    Management    1g    Elect Director Tammy K. Jones    For    For    Yes    No
Crown Castle International Corp.    CCI    22822V101    21-May-21    Management    1h    Elect Director J. Landis Martin    For    For    Yes    No
Crown Castle International Corp.    CCI    22822V101    21-May-21    Management    1i    Elect Director Anthony J. Melone    For    For    Yes    No
Crown Castle International Corp.    CCI    22822V101    21-May-21    Management    1j    Elect Director W. Benjamin Moreland    For    For    Yes    No
Crown Castle International Corp.    CCI    22822V101    21-May-21    Management    1k    Elect Director Kevin A. Stephens    For    For    Yes    No
Crown Castle International Corp.    CCI    22822V101    21-May-21    Management    1l    Elect Director Matthew Thornton, III    For    For    Yes    No
Crown Castle International Corp.    CCI    22822V101    21-May-21    Management    2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
Crown Castle International Corp.    CCI    22822V101    21-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Crown Castle International Corp.    CCI    22822V101    21-May-21    Management    4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Management    1a    Elect Director Leslie A. Brun    For    For    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Management    1b    Elect Director Mary Ellen Coe    For    For    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Management    1c    Elect Director Pamela J. Craig    For    For    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Management    1d    Elect Director Kenneth C. Frazier    For    For    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Management    1e    Elect Director Thomas H. Glocer    For    For    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Management    1f    Elect Director Risa J. Lavizzo-Mourey    For    For    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Management    1g    Elect Director Stephen L. Mayo    For    For    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Management    1h    Elect Director Paul B. Rothman    For    For    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Management    1i    Elect Director Patricia F. Russo    For    For    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Management    1j    Elect Director Christine E. Seidman    For    For    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Management    1k    Elect Director Inge G. Thulin    For    For    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Management    1l    Elect Director Kathy J. Warden    For    For    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Management    1m    Elect Director Peter C. Wendell    For    For    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Management    3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
Merck & Co., Inc.    MRK    58933Y105    25-May-21    Share Holder    4    Provide Right to Act by Written Consent    Against    Against    Yes    No

Merck & Co., Inc.    MRK    58933Y105    25-May-21    Share Holder    5    Report on Access to COVID-19 Products    Against    Against    Yes    No
The Allstate Corporation    ALL    020002101    25-May-21    Management    1a    Elect Director Donald E. Brown    For    For    Yes    No
The Allstate Corporation    ALL    020002101    25-May-21    Management    1b    Elect Director Kermit R. Crawford    For    For    Yes    No
The Allstate Corporation    ALL    020002101    25-May-21    Management    1c    Elect Director Michael L. Eskew    For    For    Yes    No
The Allstate Corporation    ALL    020002101    25-May-21    Management    1d    Elect Director Richard T. Hume    For    For    Yes    No
The Allstate Corporation    ALL    020002101    25-May-21    Management    1e    Elect Director Margaret M. Keane    For    For    Yes    No
The Allstate Corporation    ALL    020002101    25-May-21    Management    1f    Elect Director Siddharth N. (Bobby) Mehta    For    For    Yes    No
The Allstate Corporation    ALL    020002101    25-May-21    Management    1g    Elect Director Jacques P. Perold    For    For    Yes    No
The Allstate Corporation    ALL    020002101    25-May-21    Management    1h    Elect Director Andrea Redmond    For    For    Yes    No
The Allstate Corporation    ALL    020002101    25-May-21    Management    1i    Elect Director Gregg M. Sherrill    For    For    Yes    No
The Allstate Corporation    ALL    020002101    25-May-21    Management    1j    Elect Director Judith A. Sprieser    For    For    Yes    No
The Allstate Corporation    ALL    020002101    25-May-21    Management    1k    Elect Director Perry M. Traquina    For    For    Yes    No
The Allstate Corporation    ALL    020002101    25-May-21    Management    1l    Elect Director Thomas J. Wilson    For    For    Yes    No
The Allstate Corporation    ALL    020002101    25-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
The Allstate Corporation    ALL    020002101    25-May-21    Management    3    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
The Allstate Corporation    ALL    020002101    25-May-21    Share Holder    4    Amend Proxy Access Right    Against    Against    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Management    1a    Elect Director Wanda M. Austin    For    For    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Management    1b    Elect Director John B. Frank    For    For    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Management    1c    Elect Director Alice P. Gast    For    For    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Management    1d    Elect Director Enrique Hernandez, Jr.    For    For    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Management    1e    Elect Director Marillyn A. Hewson    For    For    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Management    1f    Elect Director Jon M. Huntsman, Jr.    For    For    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Management    1g    Elect Director Charles W. Moorman, IV    For    For    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Management    1h    Elect Director Dambisa F. Moyo    For    For    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Management    1i    Elect Director Debra Reed-Klages    For    For    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Management    1j    Elect Director Ronald D. Sugar    For    For    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Management    1k    Elect Director D. James Umpleby, III    For    For    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Management    1l    Elect Director Michael K. Wirth    For    For    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Management    2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

Chevron Corporation    CVX    166764100    26-May-21    Share Holder    4    Reduce Scope 3 Emissions    Against    Against    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Share Holder    5    Report on Impacts of Net Zero 2050 Scenario    Against    For    Yes    Yes
Chevron Corporation    CVX    166764100    26-May-21    Share Holder    6    Amend Certificate of Incorporation to Become a Public Benefit Corporation    Against    Against    Yes    No
Chevron Corporation    CVX    166764100    26-May-21    Share Holder    7    Report on Lobbying Payments and Policy    Against    For    Yes    Yes
Chevron Corporation    CVX    166764100    26-May-21    Share Holder    8    Require Independent Board Chair    Against    For    Yes    Yes
Chevron Corporation    CVX    166764100    26-May-21    Share Holder    9    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    Against    Yes    No
PayPal Holdings, Inc.    PYPL    70450Y103    26-May-21    Management    1a    Elect Director Rodney C. Adkins    For    For    Yes    No
PayPal Holdings, Inc.    PYPL    70450Y103    26-May-21    Management    1b    Elect Director Jonathan Christodoro    For    For    Yes    No
PayPal Holdings, Inc.    PYPL    70450Y103    26-May-21    Management    1c    Elect Director John J. Donahoe    For    For    Yes    No
PayPal Holdings, Inc.    PYPL    70450Y103    26-May-21    Management    1d    Elect Director David W. Dorman    For    For    Yes    No
PayPal Holdings, Inc.    PYPL    70450Y103    26-May-21    Management    1e    Elect Director Belinda J. Johnson    For    For    Yes    No
PayPal Holdings, Inc.    PYPL    70450Y103    26-May-21    Management    1f    Elect Director Gail J. McGovern    For    For    Yes    No
PayPal Holdings, Inc.    PYPL    70450Y103    26-May-21    Management    1g    Elect Director Deborah M. Messemer    For    For    Yes    No
PayPal Holdings, Inc.    PYPL    70450Y103    26-May-21    Management    1h    Elect Director David M. Moffett    For    For    Yes    No
PayPal Holdings, Inc.    PYPL    70450Y103    26-May-21    Management    1i    Elect Director Ann M. Sarnoff    For    For    Yes    No
PayPal Holdings, Inc.    PYPL    70450Y103    26-May-21    Management    1j    Elect Director Daniel H. Schulman    For    For    Yes    No
PayPal Holdings, Inc.    PYPL    70450Y103    26-May-21    Management    1k    Elect Director Frank D. Yeary    For    For    Yes    No
PayPal Holdings, Inc.    PYPL    70450Y103    26-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
PayPal Holdings, Inc.    PYPL    70450Y103    26-May-21    Management    3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
PayPal Holdings, Inc.    PYPL    70450Y103    26-May-21    Share Holder    4    Provide Right to Act by Written Consent    Against    For    Yes    Yes
PayPal Holdings, Inc.    PYPL    70450Y103    26-May-21    Share Holder    5    Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture    Against    Against    Yes    No
Amazon.com, Inc.    AMZN    023135106    26-May-21    Management    1a    Elect Director Jeffrey P. Bezos    For    For    Yes    No
Amazon.com, Inc.    AMZN    023135106    26-May-21    Management    1b    Elect Director Keith B. Alexander    For    For    Yes    No
Amazon.com, Inc.    AMZN    023135106    26-May-21    Management    1c    Elect Director Jamie S. Gorelick    For    For    Yes    No
Amazon.com, Inc.    AMZN    023135106    26-May-21    Management    1d    Elect Director Daniel P. Huttenlocher    For    For    Yes    No
Amazon.com, Inc.    AMZN    023135106    26-May-21    Management    1e    Elect Director Judith A. McGrath    For    For    Yes    No
Amazon.com, Inc.    AMZN    023135106    26-May-21    Management    1f    Elect Director Indra K. Nooyi    For    For    Yes    No
Amazon.com, Inc.    AMZN    023135106    26-May-21    Management    1g    Elect Director Jonathan J. Rubinstein    For    For    Yes    No
Amazon.com, Inc.    AMZN    023135106    26-May-21    Management    1h    Elect Director Thomas O. Ryder    For    Against    Yes    Yes
Amazon.com, Inc.    AMZN    023135106    26-May-21    Management    1i    Elect Director Patricia Q. Stonesifer    For    For    Yes    No

Amazon.com, Inc.    AMZN    023135106    26-May-21    Management    1j    Elect Director Wendell P. Weeks    For    For    Yes    No
Amazon.com, Inc.    AMZN    023135106    26-May-21    Management    2    Ratify Ernst & Young LLP as Auditor    For    For    Yes    No
Amazon.com, Inc.    AMZN    023135106    26-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Amazon.com, Inc.    AMZN    023135106    26-May-21    Share Holder    4    Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations    Against    For    Yes    Yes
Amazon.com, Inc.    AMZN    023135106    26-May-21    Share Holder    5    Require Independent Board Chair    Against    For    Yes    Yes
Amazon.com, Inc.    AMZN    023135106    26-May-21    Share Holder    6    Report on Gender/Racial Pay Gap    Against    Against    Yes    No
Amazon.com, Inc.    AMZN    023135106    26-May-21    Share Holder    7    Report on Promotion Data    Against    For    Yes    Yes
Amazon.com, Inc.    AMZN    023135106    26-May-21    Share Holder    8    Report on the Impacts of Plastic Packaging    Against    Against    Yes    No
Amazon.com, Inc.    AMZN    023135106    26-May-21    Share Holder    9    Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit    Against    For    Yes    Yes
Amazon.com, Inc.    AMZN    023135106    26-May-21    Share Holder    10    Adopt a Policy to Include Hourly Employees as Director Candidates    Against    Against    Yes    No
Amazon.com, Inc.    AMZN    023135106    26-May-21    Share Holder    11    Report on Board Oversight of Risks Related to Anti-Competitive Practices    Against    For    Yes    Yes
Amazon.com, Inc.    AMZN    023135106    26-May-21    Share Holder    12    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Yes    Yes
Amazon.com, Inc.    AMZN    023135106    26-May-21    Share Holder    13    Report on Lobbying Payments and Policy    Against    For    Yes    Yes
Amazon.com, Inc.    AMZN    023135106    26-May-21    Share Holder    14    Report on Potential Human Rights Impacts of Customers’ Use of Rekognition    Against    For    Yes    Yes
Anthem, Inc.    ANTM    036752103    26-May-21    Management    1.1    Elect Director Lewis Hay, III    For    For    Yes    No
Anthem, Inc.    ANTM    036752103    26-May-21    Management    1.2    Elect Director Antonio F. Neri    For    For    Yes    No
Anthem, Inc.    ANTM    036752103    26-May-21    Management    1.3    Elect Director Ramiro G. Peru    For    For    Yes    No
Anthem, Inc.    ANTM    036752103    26-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Anthem, Inc.    ANTM    036752103    26-May-21    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Dollar General Corporation    DG    256677105    26-May-21    Management    1a    Elect Director Warren F. Bryant    For    For    Yes    No
Dollar General Corporation    DG    256677105    26-May-21    Management    1b    Elect Director Michael M. Calbert    For    For    Yes    No
Dollar General Corporation    DG    256677105    26-May-21    Management    1c    Elect Director Patricia D. Fili-Krushel    For    For    Yes    No
Dollar General Corporation    DG    256677105    26-May-21    Management    1d    Elect Director Timothy I. McGuire    For    For    Yes    No
Dollar General Corporation    DG    256677105    26-May-21    Management    1e    Elect Director William C. Rhodes, III    For    For    Yes    No
Dollar General Corporation    DG    256677105    26-May-21    Management    1f    Elect Director Debra A. Sandler    For    For    Yes    No
Dollar General Corporation    DG    256677105    26-May-21    Management    1g    Elect Director Ralph E. Santana    For    For    Yes    No
Dollar General Corporation    DG    256677105    26-May-21    Management    1h    Elect Director Todd J. Vasos    For    For    Yes    No
Dollar General Corporation    DG    256677105    26-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Dollar General Corporation    DG    256677105    26-May-21    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Dollar General Corporation    DG    256677105    26-May-21    Management    4    Approve Omnibus Stock Plan    For    For    Yes    No

Dollar General Corporation    DG    256677105    26-May-21    Management    5    Provide Right to Call Special Meeting of the total of 25% of Outstanding Common Stock    For    Abstain    Yes    Yes
Dollar General Corporation    DG    256677105    26-May-21    Share Holder    6    Provide Right to Call A Special Meeting of the total of 10% of Outstanding Common Stock    Against    For    Yes    Yes
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    1.1    Elect Director Michael J. Angelakis    For    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    1.2    Elect Director Susan K. Avery    For    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    1.3    Elect Director Angela F. Braly    For    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    1.4    Elect Director Ursula M. Burns    For    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    1.5    Elect Director Kenneth C. Frazier    For    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    1.6    Elect Director Joseph L. Hooley    For    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    1.7    Elect Director Steven A. Kandarian    For    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    1.8    Elect Director Douglas R. Oberhelman    For    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    1.9    Elect Director Samuel J. Palmisano    For    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    1.10    Elect Director Jeffrey W. Ubben    For    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    1.11    Elect Director Darren W. Woods    For    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    1.12    Elect Director Wan Zulkiflee    For    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    2    Ratify PricewaterhouseCoopers LLP as Auditors    For    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    4    Require Independent Board Chair    Against    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    6    Issue Audited Report on Financial Impacts of IEA’s Net Zero 2050 Scenario    Against    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    7    Report on Costs and Benefits of Environmental-Related Expenditures    Against    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    8    Report on Political Contributions    Against    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    9    Report on Lobbying Payments and Policy    Against    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    10    Report on Corporate Climate Lobbying Aligned with Paris Agreement    Against    Do Not Vote    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    1.1    Elect Director Gregory J. Goff    For    For    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    1.2    Elect Director Kaisa Hietala    For    Withhold    Yes    Yes
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    1.3    Elect Director Alexander A. Karsner    For    For    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    1.4    Elect Director Anders Runevad    For    Withhold    Yes    Yes
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    1.5    Management Nominee Michael J. Angelakis    For    For    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    1.6    Management Nominee Susan K. Avery    For    For    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    1.7    Management Nominee Angela F. Braly    For    For    Yes    No

Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    1.8    Management Nominee Ursula M. Burns    For    For    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    1.9    Management Nominee Kenneth C. Frazier    For    For    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    1.10    Management Nominee Joseph L. Hooley    For    For    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    1.11    Management Nominee Jeffrey W. Ubben    For    For    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    1.12    Management Nominee Darren W. Woods    For    For    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Against    For    Yes    Yes
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    4    Require Independent Board Chair    None    For    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    None    Against    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    6    Issue Audited Report on Financial Impacts of IEA’s Net Zero 2050 Scenario    None    For    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    7    Report on Costs and Benefits of Environmental-Related Expenditures    None    Against    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    8    Report on Political Contributions    None    Against    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    9    Report on Lobbying Payments and Policy    None    For    Yes    No
Exxon Mobil Corporation    XOM    30231G102    26-May-21    Share Holder    10    Report on Corporate Climate Lobbying Aligned with Paris Agreement    None    For    Yes    No
American Tower Corporation    AMT    03027X100    26-May-21    Management    1a    Elect Director Thomas A. Bartlett    For    For    Yes    No
American Tower Corporation    AMT    03027X100    26-May-21    Management    1b    Elect Director Raymond P. Dolan    For    For    Yes    No
American Tower Corporation    AMT    03027X100    26-May-21    Management    1c    Elect Director Kenneth R. Frank    For    For    Yes    No
American Tower Corporation    AMT    03027X100    26-May-21    Management    1d    Elect Director Robert D. Hormats    For    For    Yes    No
American Tower Corporation    AMT    03027X100    26-May-21    Management    1e    Elect Director Gustavo Lara Cantu    For    For    Yes    No
American Tower Corporation    AMT    03027X100    26-May-21    Management    1f    Elect Director Grace D. Lieblein    For    For    Yes    No
American Tower Corporation    AMT    03027X100    26-May-21    Management    1g    Elect Director Craig Macnab    For    For    Yes    No
American Tower Corporation    AMT    03027X100    26-May-21    Management    1h    Elect Director JoAnn A. Reed    For    For    Yes    No
American Tower Corporation    AMT    03027X100    26-May-21    Management    1i    Elect Director Pamela D.A. Reeve    For    For    Yes    No
American Tower Corporation    AMT    03027X100    26-May-21    Management    1j    Elect Director David E. Sharbutt    For    For    Yes    No
American Tower Corporation    AMT    03027X100    26-May-21    Management    1k    Elect Director Bruce L. Tanner    For    For    Yes    No
American Tower Corporation    AMT    03027X100    26-May-21    Management    1l    Elect Director Samme L. Thompson    For    For    Yes    No
American Tower Corporation    AMT    03027X100    26-May-21    Management    2    Ratify Deloitte & Touche LLP as Auditor    For    For    Yes    No
American Tower Corporation    AMT    03027X100    26-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
American Tower Corporation    AMT    03027X100    26-May-21    Share Holder    4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Yes    Yes
American Tower Corporation    AMT    03027X100    26-May-21    Share Holder    5    Establish a Board Committee on Human Rights    Against    Against    Yes    No

NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    1    Adopt Financial Statements and Statutory Reports    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    2    Approve Discharge of Board Members    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    3a    Reelect Kurt Sievers as Executive Director    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    3b    Reelect Peter Bonfield as Non-Executive Director    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    3c    Elect Annette Clayton as Non-Executive Director    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    3d    Elect Anthony Foxx as Non-Executive Director    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    3e    Reelect Kenneth A. Goldman as Non-Executive Director    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    3f    Reelect Josef Kaeser as Non-Executive Director    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    3g    Reelect Lena Olving as Non-Executive Director    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    3h    Reelect Peter Smitham as Non-Executive Director    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    3i    Reelect Julie Southern as Non-Executive Director    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    3j    Reelect Jasmin Staiblin as Non-Executive Director    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    3k    Reelect Gregory L. Summe as Non-Executive Director    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    3l    Reelect Karl-Henrik Sundström as Non-Executive Director    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    4    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    5    Authorize Board to Exclude Preemptive Rights from Share Issuances    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    6    Authorize Share Repurchase Program    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    7    Approve Cancellation of Ordinary Shares    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    8    Approve Remuneration of the Non Executive Members of the Board    For    For    Yes    No
NXP Semiconductors N.V.    NXPI    N6596X109    26-May-21    Management    9    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
The Interpublic Group of Companies, Inc.    IPG    460690100    27-May-21    Management    1.1    Elect Director Joceyln Carter-Miller    For    For    Yes    No
The Interpublic Group of Companies, Inc.    IPG    460690100    27-May-21    Management    1.2    Elect Director Mary J. Steele Guilfoile    For    For    Yes    No
The Interpublic Group of Companies, Inc.    IPG    460690100    27-May-21    Management    1.3    Elect Director Dawn Hudson    For    For    Yes    No
The Interpublic Group of Companies, Inc.    IPG    460690100    27-May-21    Management    1.4    Elect Director Philippe Krakowsky    For    For    Yes    No
The Interpublic Group of Companies, Inc.    IPG    460690100    27-May-21    Management    1.5    Elect Director Jonathan F. Miller    For    For    Yes    No
The Interpublic Group of Companies, Inc.    IPG    460690100    27-May-21    Management    1.6    Elect Director Patrick Q. Moore    For    For    Yes    No
The Interpublic Group of Companies, Inc.    IPG    460690100    27-May-21    Management    1.7    Elect Director Michael I. Roth    For    For    Yes    No
The Interpublic Group of Companies, Inc.    IPG    460690100    27-May-21    Management    1.8    Elect Director Linda S. Sanford    For    For    Yes    No
The Interpublic Group of Companies, Inc.    IPG    460690100    27-May-21    Management    1.9    Elect Director David M. Thomas    For    For    Yes    No
The Interpublic Group of Companies, Inc.    IPG    460690100    27-May-21    Management    1.10    Elect Director E. Lee Wyatt, Jr.    For    For    Yes    No

The Interpublic Group of Companies, Inc.    IPG    460690100    27-May-21    Management    2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
The Interpublic Group of Companies, Inc.    IPG    460690100    27-May-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
The Interpublic Group of Companies, Inc.    IPG    460690100    27-May-21    Share Holder    4    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    For    Yes    Yes
Lowe’s Companies, Inc.    LOW    548661107    28-May-21    Management    1.1    Elect Director Raul Alvarez    For    For    Yes    No
Lowe’s Companies, Inc.    LOW    548661107    28-May-21    Management    1.2    Elect Director David H. Batchelder    For    For    Yes    No
Lowe’s Companies, Inc.    LOW    548661107    28-May-21    Management    1.3    Elect Director Angela F. Braly    For    For    Yes    No
Lowe’s Companies, Inc.    LOW    548661107    28-May-21    Management    1.4    Elect Director Sandra B. Cochran    For    For    Yes    No
Lowe’s Companies, Inc.    LOW    548661107    28-May-21    Management    1.5    Elect Director Laurie Z. Douglas    For    For    Yes    No
Lowe’s Companies, Inc.    LOW    548661107    28-May-21    Management    1.6    Elect Director Richard W. Dreiling    For    For    Yes    No
Lowe’s Companies, Inc.    LOW    548661107    28-May-21    Management    1.7    Elect Director Marvin R. Ellison    For    For    Yes    No
Lowe’s Companies, Inc.    LOW    548661107    28-May-21    Management    1.8    Elect Director Daniel J. Heinrich    For    For    Yes    No
Lowe’s Companies, Inc.    LOW    548661107    28-May-21    Management    1.9    Elect Director Brian C. Rogers    For    For    Yes    No
Lowe’s Companies, Inc.    LOW    548661107    28-May-21    Management    1.10    Elect Director Bertram L. Scott    For    For    Yes    No
Lowe’s Companies, Inc.    LOW    548661107    28-May-21    Management    1.11    Elect Director Mary Beth West    For    For    Yes    No
Lowe’s Companies, Inc.    LOW    548661107    28-May-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Lowe’s Companies, Inc.    LOW    548661107    28-May-21    Management    3    Ratify Deloitte & Touche LLP as Auditor    For    For    Yes    No
Lowe’s Companies, Inc.    LOW    548661107    28-May-21    Share Holder    4    Amend Proxy Access Right    Against    Against    Yes    No
LVMH Moet Hennessy Louis Vuitton SE    MC    F58485115    28-May-21    Management    1    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No
Artisan Partners Asset Management Inc.    APAM    04316A108    02-Jun-21    Management    1.1    Elect Director Jennifer A. Barbetta    For    For    Yes    No
Artisan Partners Asset Management Inc.    APAM    04316A108    02-Jun-21    Management    1.2    Elect Director Matthew R. Barger    For    For    Yes    No
Artisan Partners Asset Management Inc.    APAM    04316A108    02-Jun-21    Management    1.3    Elect Director Eric R. Colson    For    For    Yes    No
Artisan Partners Asset Management Inc.    APAM    04316A108    02-Jun-21    Management    1.4    Elect Director Tench Coxe    For    For    Yes    No
Artisan Partners Asset Management Inc.    APAM    04316A108    02-Jun-21    Management    1.5    Elect Director Stephanie G. DiMarco    For    For    Yes    No
Artisan Partners Asset Management Inc.    APAM    04316A108    02-Jun-21    Management    1.6    Elect Director Jeffrey A. Joerres    For    For    Yes    No
Artisan Partners Asset Management Inc.    APAM    04316A108    02-Jun-21    Management    1.7    Elect Director Andrew A. Ziegler    For    For    Yes    No
Artisan Partners Asset Management Inc.    APAM    04316A108    02-Jun-21    Management    2    Ratify PricewaterhouseCoopers LLP as Auditor    For    For    Yes    No
Comcast Corporation    CMCSA    20030N101    02-Jun-21    Management    1.1    Elect Director Kenneth J. Bacon    For    For    Yes    No
Comcast Corporation    CMCSA    20030N101    02-Jun-21    Management    1.2    Elect Director Madeline S. Bell    For    For    Yes    No
Comcast Corporation    CMCSA    20030N101    02-Jun-21    Management    1.3    Elect Director Naomi M. Bergman    For    For    Yes    No
Comcast Corporation    CMCSA    20030N101    02-Jun-21    Management    1.4    Elect Director Edward D. Breen    For    For    Yes    No

Comcast Corporation    CMCSA    20030N101    02-Jun-21    Management    1.5    Elect Director Gerald L. Hassell    For    For    Yes    No
Comcast Corporation    CMCSA    20030N101    02-Jun-21    Management    1.6    Elect Director Jeffrey A. Honickman    For    For    Yes    No
Comcast Corporation    CMCSA    20030N101    02-Jun-21    Management    1.7    Elect Director Maritza G. Montiel    For    For    Yes    No
Comcast Corporation    CMCSA    20030N101    02-Jun-21    Management    1.8    Elect Director Asuka Nakahara    For    For    Yes    No
Comcast Corporation    CMCSA    20030N101    02-Jun-21    Management    1.9    Elect Director David C. Novak    For    For    Yes    No
Comcast Corporation    CMCSA    20030N101    02-Jun-21    Management    1.10    Elect Director Brian L. Roberts    For    For    Yes    No
Comcast Corporation    CMCSA    20030N101    02-Jun-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Comcast Corporation    CMCSA    20030N101    02-Jun-21    Management    3    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
Comcast Corporation    CMCSA    20030N101    02-Jun-21    Share Holder    4    Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment    Against    For    Yes    Yes
Walmart Inc.    WMT    931142103    02-Jun-21    Management    1a    Elect Director Cesar Conde    For    For    Yes    No
Walmart Inc.    WMT    931142103    02-Jun-21    Management    1b    Elect Director Timothy P. Flynn    For    For    Yes    No
Walmart Inc.    WMT    931142103    02-Jun-21    Management    1c    Elect Director Sarah J. Friar    For    For    Yes    No
Walmart Inc.    WMT    931142103    02-Jun-21    Management    1d    Elect Director Carla A. Harris    For    Against    Yes    Yes
Walmart Inc.    WMT    931142103    02-Jun-21    Management    1e    Elect Director Thomas W. Horton    For    For    Yes    No
Walmart Inc.    WMT    931142103    02-Jun-21    Management    1f    Elect Director Marissa A. Mayer    For    Against    Yes    Yes
Walmart Inc.    WMT    931142103    02-Jun-21    Management    1g    Elect Director C. Douglas McMillon    For    For    Yes    No
Walmart Inc.    WMT    931142103    02-Jun-21    Management    1h    Elect Director Gregory B. Penner    For    For    Yes    No
Walmart Inc.    WMT    931142103    02-Jun-21    Management    1i    Elect Director Steven S Reinemund    For    Against    Yes    Yes
Walmart Inc.    WMT    931142103    02-Jun-21    Management    1j    Elect Director Randall L. Stephenson    For    Against    Yes    Yes
Walmart Inc.    WMT    931142103    02-Jun-21    Management    1k    Elect Director S. Robson Walton    For    For    Yes    No
Walmart Inc.    WMT    931142103    02-Jun-21    Management    1l    Elect Director Steuart L. Walton    For    For    Yes    No
Walmart Inc.    WMT    931142103    02-Jun-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
Walmart Inc.    WMT    931142103    02-Jun-21    Management    3    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Walmart Inc.    WMT    931142103    02-Jun-21    Share Holder    4    Report on Refrigerants Released from Operations    Against    Against    Yes    No
Walmart Inc.    WMT    931142103    02-Jun-21    Share Holder    5    Report on Lobbying Payments and Policy    Against    For    Yes    Yes
Walmart Inc.    WMT    931142103    02-Jun-21    Share Holder    6    Report on Alignment of Racial Justice Goals and Starting Wages    Against    Against    Yes    No
Walmart Inc.    WMT    931142103    02-Jun-21    Share Holder    7    Approve Creation of a Pandemic Workforce Advisory Council    Against    Against    Yes    No
Walmart Inc.    WMT    931142103    02-Jun-21    Share Holder    8    Review of Statement on the Purpose of a Corporation    Against    Against    Yes    No
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Management    1.1    Elect Director Timothy M. Armstrong    For    For    Yes    No
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Management    1.2    Elect Director Glenn D. Fogel    For    For    Yes    No

Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Management    1.3    Elect Director Mirian M. Graddick-Weir    For    For    Yes    No
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Management    1.4    Elect Director Wei Hopeman    For    For    Yes    No
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Management    1.5    Elect Director Robert J. Mylod, Jr.    For    For    Yes    No
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Management    1.6    Elect Director Charles H. Noski    For    For    Yes    No
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Management    1.7    Elect Director Nicholas J. Read    For    For    Yes    No
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Management    1.8    Elect Director Thomas E. Rothman    For    For    Yes    No
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Management    1.9    Elect Director Bob van Dijk    For    For    Yes    No
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Management    1.10    Elect Director Lynn M. Vojvodich    For    For    Yes    No
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Management    1.11    Elect Director Vanessa A. Wittman    For    For    Yes    No
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Management    3    Amend Omnibus Stock Plan    For    For    Yes    No
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Management    4    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Management    5    Provide Right to Act by Written Consent    For    Abstain    Yes    Yes
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Share Holder    6    Provide Right to Act by Written Consent    Against    For    Yes    Yes
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Share Holder    7    Report on Annual Climate Transition    Against    For    Yes    Yes
Booking Holdings Inc.    BKNG    09857L108    03-Jun-21    Share Holder    8    Annual Investor Advisory Vote on Climate Plan    Against    Against    Yes    No
NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    1a    Elect Director Robert K. Burgess    For    For    Yes    No
NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    1b    Elect Director Tench Coxe    For    For    Yes    No
NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    1c    Elect Director John O. Dabiri    For    For    Yes    No
NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    1d    Elect Director Persis S. Drell    For    For    Yes    No
NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    1e    Elect Director Jen-Hsun Huang    For    For    Yes    No
NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    1f    Elect Director Dawn Hudson    For    For    Yes    No
NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    1g    Elect Director Harvey C. Jones    For    For    Yes    No
NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    1h    Elect Director Michael G. McCaffery    For    For    Yes    No
NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    1i    Elect Director Stephen C. Neal    For    For    Yes    No
NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    1j    Elect Director Mark L. Perry    For    For    Yes    No
NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    1k    Elect Director A. Brooke Seawell    For    For    Yes    No
NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    1l    Elect Director Aarti Shah    For    For    Yes    No
NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    1m    Elect Director Mark A. Stevens    For    For    Yes    No
NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No

NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
NVIDIA Corporation    NVDA    67066G104    03-Jun-21    Management    4    Increase Authorized Common Stock    For    For    Yes    No
UnitedHealth Group Incorporated    UNH    91324P102    07-Jun-21    Management    1a    Elect Director Richard T. Burke    For    For    Yes    No
UnitedHealth Group Incorporated    UNH    91324P102    07-Jun-21    Management    1b    Elect Director Timothy P. Flynn    For    For    Yes    No
UnitedHealth Group Incorporated    UNH    91324P102    07-Jun-21    Management    1c    Elect Director Stephen J. Hemsley    For    For    Yes    No
UnitedHealth Group Incorporated    UNH    91324P102    07-Jun-21    Management    1d    Elect Director Michele J. Hooper    For    For    Yes    No
UnitedHealth Group Incorporated    UNH    91324P102    07-Jun-21    Management    1e    Elect Director F. William McNabb, III    For    For    Yes    No
UnitedHealth Group Incorporated    UNH    91324P102    07-Jun-21    Management    1f    Elect Director Valerie C. Montgomery Rice    For    For    Yes    No
UnitedHealth Group Incorporated    UNH    91324P102    07-Jun-21    Management    1g    Elect Director John H. Noseworthy    For    For    Yes    No
UnitedHealth Group Incorporated    UNH    91324P102    07-Jun-21    Management    1h    Elect Director Gail R. Wilensky    For    For    Yes    No
UnitedHealth Group Incorporated    UNH    91324P102    07-Jun-21    Management    1i    Elect Director Andrew Witty    For    For    Yes    No
UnitedHealth Group Incorporated    UNH    91324P102    07-Jun-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
UnitedHealth Group Incorporated    UNH    91324P102    07-Jun-21    Management    3    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
UnitedHealth Group Incorporated    UNH    91324P102    07-Jun-21    Management    4    Amend Qualified Employee Stock Purchase Plan    For    For    Yes    No
UnitedHealth Group Incorporated    UNH    91324P102    07-Jun-21    Share Holder    5    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    Against    Yes    No
Battalion Oil Corporation    BATL    07134L107    08-Jun-21    Management    1.1    Elect Director Richard H. Little    For    Withhold    Yes    Yes
Battalion Oil Corporation    BATL    07134L107    08-Jun-21    Management    1.2    Elect Director Jonathan D. Barrett    For    Withhold    Yes    Yes
Battalion Oil Corporation    BATL    07134L107    08-Jun-21    Management    1.3    Elect Director David Chang    For    For    Yes    No
Battalion Oil Corporation    BATL    07134L107    08-Jun-21    Management    1.4    Elect Director Gregory S. Hinds    For    For    Yes    No
Battalion Oil Corporation    BATL    07134L107    08-Jun-21    Management    1.5    Elect Director Allen Li    For    Withhold    Yes    Yes
Battalion Oil Corporation    BATL    07134L107    08-Jun-21    Management    2    Amend Omnibus Stock Plan    For    For    Yes    No
Battalion Oil Corporation    BATL    07134L107    08-Jun-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Battalion Oil Corporation    BATL    07134L107    08-Jun-21    Management    4    Advisory Vote on Say on Pay Frequency    Three Years    One Year    Yes    Yes
Battalion Oil Corporation    BATL    07134L107    08-Jun-21    Management    5    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
Nexstar Media Group, Inc.    NXST    65336K103    09-Jun-21    Management    1.1    Elect Director Perry A. Sook    For    For    Yes    No
Nexstar Media Group, Inc.    NXST    65336K103    09-Jun-21    Management    1.2    Elect Director Geoff D. Armstrong    For    For    Yes    No
Nexstar Media Group, Inc.    NXST    65336K103    09-Jun-21    Management    1.3    Elect Director Jay M. Grossman    For    Withhold    Yes    Yes
Nexstar Media Group, Inc.    NXST    65336K103    09-Jun-21    Management    2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
Nexstar Media Group, Inc.    NXST    65336K103    09-Jun-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
Target Corporation    TGT    87612E106    09-Jun-21    Management    1a    Elect Director Douglas M. Baker, Jr.    For    For    Yes    No

Target Corporation    TGT    87612E106    09-Jun-21    Management    1b    Elect Director George S. Barrett    For    For    Yes    No
Target Corporation    TGT    87612E106    09-Jun-21    Management    1c    Elect Director Brian C. Cornell    For    For    Yes    No
Target Corporation    TGT    87612E106    09-Jun-21    Management    1d    Elect Director Robert L. Edwards    For    For    Yes    No
Target Corporation    TGT    87612E106    09-Jun-21    Management    1e    Elect Director Melanie L. Healey    For    For    Yes    No
Target Corporation    TGT    87612E106    09-Jun-21    Management    1f    Elect Director Donald R. Knauss    For    For    Yes    No
Target Corporation    TGT    87612E106    09-Jun-21    Management    1g    Elect Director Christine A. Leahy    For    For    Yes    No
Target Corporation    TGT    87612E106    09-Jun-21    Management    1h    Elect Director Monica C. Lozano    For    For    Yes    No
Target Corporation    TGT    87612E106    09-Jun-21    Management    1i    Elect Director Mary E. Minnick    For    For    Yes    No
Target Corporation    TGT    87612E106    09-Jun-21    Management    1j    Elect Director Derica W. Rice    For    For    Yes    No
Target Corporation    TGT    87612E106    09-Jun-21    Management    1k    Elect Director Kenneth L. Salazar    For    For    Yes    No
Target Corporation    TGT    87612E106    09-Jun-21    Management    1l    Elect Director Dmitri L. Stockton    For    For    Yes    No
Target Corporation    TGT    87612E106    09-Jun-21    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Target Corporation    TGT    87612E106    09-Jun-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Target Corporation    TGT    87612E106    09-Jun-21    Share Holder    4    Amend Proxy Access Right    Against    Against    Yes    No
Scientific Games Corporation    SGMS    80874P109    09-Jun-21    Management    1.1    Elect Director Jamie R. Odell    For    For    Yes    No
Scientific Games Corporation    SGMS    80874P109    09-Jun-21    Management    1.2    Elect Director Barry L. Cottle    For    For    Yes    No
Scientific Games Corporation    SGMS    80874P109    09-Jun-21    Management    1.3    Elect Director Antonia Korsanos    For    For    Yes    No
Scientific Games Corporation    SGMS    80874P109    09-Jun-21    Management    1.4    Elect Director Jack A. Markell    For    For    Yes    No
Scientific Games Corporation    SGMS    80874P109    09-Jun-21    Management    1.5    Elect Director Hamish R. McLennan    For    For    Yes    No
Scientific Games Corporation    SGMS    80874P109    09-Jun-21    Management    1.6    Elect Director Michael J. Regan    For    For    Yes    No
Scientific Games Corporation    SGMS    80874P109    09-Jun-21    Management    1.7    Elect Director Timothy Throsby    For    For    Yes    No
Scientific Games Corporation    SGMS    80874P109    09-Jun-21    Management    1.8    Elect Director Maria T. Vullo    For    For    Yes    No
Scientific Games Corporation    SGMS    80874P109    09-Jun-21    Management    1.9    Elect Director Kneeland C. Youngblood    For    For    Yes    No
Scientific Games Corporation    SGMS    80874P109    09-Jun-21    Management    1.10    Elect Director Virginia E. Shanks    For    For    Yes    No
Scientific Games Corporation    SGMS    80874P109    09-Jun-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Scientific Games Corporation    SGMS    80874P109    09-Jun-21    Management    3    Amend Shareholder Rights Plan (Poison Pill)    For    For    Yes    No
Scientific Games Corporation    SGMS    80874P109    09-Jun-21    Management    4    Ratify Deloitte & Touche LLP as Auditors    For    For    Yes    No
Scientific Games Corporation    SGMS    80874P109    09-Jun-21    Management    5    Amend Omnibus Stock Plan    For    For    Yes    No
Scientific Games Corporation    SGMS    80874P109    09-Jun-21    Management    6    Amend Qualified Employee Stock Purchase Plan    For    For    Yes    No
salesforce.com, inc.    CRM    79466L302    10-Jun-21    Management    1a    Elect Director Marc Benioff    For    For    Yes    No

salesforce.com, inc.    CRM    79466L302    10-Jun-21    Management    1b    Elect Director Craig Conway    For    For    Yes    No
salesforce.com, inc.    CRM    79466L302    10-Jun-21    Management    1c    Elect Director Parker Harris    For    For    Yes    No
salesforce.com, inc.    CRM    79466L302    10-Jun-21    Management    1d    Elect Director Alan Hassenfeld    For    Against    Yes    Yes
salesforce.com, inc.    CRM    79466L302    10-Jun-21    Management    1e    Elect Director Neelie Kroes    For    For    Yes    No
salesforce.com, inc.    CRM    79466L302    10-Jun-21    Management    1f    Elect Director Colin Powell    For    Against    Yes    Yes
salesforce.com, inc.    CRM    79466L302    10-Jun-21    Management    1g    Elect Director Sanford Robertson    For    Against    Yes    Yes
salesforce.com, inc.    CRM    79466L302    10-Jun-21    Management    1h    Elect Director John V. Roos    For    For    Yes    No
salesforce.com, inc.    CRM    79466L302    10-Jun-21    Management    1i    Elect Director Robin Washington    For    Against    Yes    Yes
salesforce.com, inc.    CRM    79466L302    10-Jun-21    Management    1j    Elect Director Maynard Webb    For    Against    Yes    Yes
salesforce.com, inc.    CRM    79466L302    10-Jun-21    Management    1k    Elect Director Susan Wojcicki    For    For    Yes    No
salesforce.com, inc.    CRM    79466L302    10-Jun-21    Management    2    Amend Omnibus Stock Plan    For    For    Yes    No
salesforce.com, inc.    CRM    79466L302    10-Jun-21    Management    3    Ratify Ernst & Young LLP as Auditors    For    Against    Yes    Yes
salesforce.com, inc.    CRM    79466L302    10-Jun-21    Management    4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
salesforce.com, inc.    CRM    79466L302    10-Jun-21    Share Holder    5    Amend Certificate of Incorporation to Become a Public Benefit Corporation    Against    Against    Yes    No
Autodesk, Inc.    ADSK    052769106    16-Jun-21    Management    1a    Elect Director Andrew Anagnost    For    For    Yes    No
Autodesk, Inc.    ADSK    052769106    16-Jun-21    Management    1b    Elect Director Karen Blasing    For    For    Yes    No
Autodesk, Inc.    ADSK    052769106    16-Jun-21    Management    1c    Elect Director Reid French    For    For    Yes    No
Autodesk, Inc.    ADSK    052769106    16-Jun-21    Management    1d    Elect Director Ayanna Howard    For    For    Yes    No
Autodesk, Inc.    ADSK    052769106    16-Jun-21    Management    1e    Elect Director Blake Irving    For    For    Yes    No
Autodesk, Inc.    ADSK    052769106    16-Jun-21    Management    1f    Elect Director Mary T. McDowell    For    For    Yes    No
Autodesk, Inc.    ADSK    052769106    16-Jun-21    Management    1g    Elect Director Stephen Milligan    For    For    Yes    No
Autodesk, Inc.    ADSK    052769106    16-Jun-21    Management    1h    Elect Director Lorrie M. Norrington    For    For    Yes    No
Autodesk, Inc.    ADSK    052769106    16-Jun-21    Management    1i    Elect Director Elizabeth (Betsy) Rafael    For    For    Yes    No
Autodesk, Inc.    ADSK    052769106    16-Jun-21    Management    1j    Elect Director Stacy J. Smith    For    For    Yes    No
Autodesk, Inc.    ADSK    052769106    16-Jun-21    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Autodesk, Inc.    ADSK    052769106    16-Jun-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-21    Management    1a    Elect Director Reveta Bowers    For    Against    Yes    Yes
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-21    Management    1b    Elect Director Robert Corti    For    For    Yes    No
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-21    Management    1c    Elect Director Hendrik Hartong, III    For    For    Yes    No
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-21    Management    1d    Elect Director Brian Kelly    For    For    Yes    No

Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-21    Management    1e    Elect Director Robert Kotick    For    For    Yes    No
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-21    Management    1f    Elect Director Barry Meyer    For    For    Yes    No
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-21    Management    1g    Elect Director Robert Morgado    For    Against    Yes    Yes
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-21    Management    1h    Elect Director Peter Nolan    For    For    Yes    No
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-21    Management    1i    Elect Director Dawn Ostroff    For    Against    Yes    Yes
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-21    Management    1j    Elect Director Casey Wasserman    For    For    Yes    No
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes
Activision Blizzard, Inc.    ATVI    00507V109    21-Jun-21    Management    3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    1a    Elect Director Ajay Banga    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    1b    Elect Director Merit E. Janow    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    1c    Elect Director Richard K. Davis    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    1d    Elect Director Steven J. Freiberg    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    1e    Elect Director Julius Genachowski    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    1f    Elect Director Choon Phong Goh    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    1g    Elect Director Oki Matsumoto    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    1h    Elect Director Michael Miebach    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    1i    Elect Director Youngme Moon    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    1j    Elect Director Rima Qureshi    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    1k    Elect Director Jose Octavio Reyes Lagunes    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    1l    Elect Director Gabrielle Sulzberger    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    1m    Elect Director Jackson Tai    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    1n    Elect Director Lance Uggla    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    4    Amend Omnibus Stock Plan    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    5    Amend Non-Employee Director Omnibus Stock Plan    For    For    Yes    No
Mastercard Incorporated    MA    57636Q104    22-Jun-21    Management    6    Eliminate Supermajority Vote Requirement    For    For    Yes    No
Airbnb, Inc.    ABNB    009066101    22-Jun-21    Management    1.1    Elect Director Angela Ahrendts    For    Withhold    Yes    Yes
Airbnb, Inc.    ABNB    009066101    22-Jun-21    Management    1.2    Elect Director Brian Chesky    For    Withhold    Yes    Yes
Airbnb, Inc.    ABNB    009066101    22-Jun-21    Management    1.3    Elect Director Kenneth Chenault    For    Withhold    Yes    Yes
Airbnb, Inc.    ABNB    009066101    22-Jun-21    Management    2    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Yes    No
Airbnb, Inc.    ABNB    009066101    22-Jun-21    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Yes    No
Airbnb, Inc.    ABNB    009066101    22-Jun-21    Management    4    Advisory Vote on Say on Pay Frequency    One Year    One Year    Yes    No

MASMOVIL IBERCOM SA

 

Security   E7386C164      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   08-Jul-2020
ISIN   ES0184696104      Agenda   712797969 - Management

 

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CMMT   PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 09TH JULY 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL- REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU’   Non-Voting      
1   EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF THE CHANGES IN THE NET EQUITY, CASH FLOW STATEMENT AND NOTES) AND THE INDIVIDUAL MANAGEMENT REPORT WITH RESPECT TO THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019   Management   For   For   For
2   EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE CONSOLIDATED ANNUAL ACCOUNTS (CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME, CONSOLIDATED STATEMENT OF CHANGES IN THE NET EQUITY, CONSOLIDATED CASH FLOW STATEMENT AND CONSOLIDATED NOTES) AND CONSOLIDATED MANAGEMENT REPORT OF THE COMPANY AND ITS AFFILIATES WITH RESPECT TO THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019   Management   For   For   For
3   EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE CONSOLIDATED STATEMENT OF NON-FINANCIAL INFORMATION WITH RESPECT TO THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019   Management   For   For   For
4   EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE PROPOSAL OF APPLICATION OF THE COMPANY’S RESULTS OF THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019   Management   For   For   For
5   EXAMINATION AND, IF APPROPRIATE, APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019   Management   For   For   For
6   REELECTION OF KPMG AUDITORES, S.L. AS AUDITORS OF THE COMPANY AND ITS CONSOLIDATED GROUP FOR THE FINANCIAL YEAR 2020   Management   For   For   For
7.1   REELECTION OF MR. JOHN CARL HAHN AS PROPRIETARY DIRECTOR   Management   For   For   For
7.2   REELECTION OF MR. BORJA FERNANDEZ ESPEJEL AS INDEPENDENT DIRECTOR   Management   For   For   For
7.3   REELECTION OF MS. PILAR ZULUETA DE OYA AS INDEPENDENT DIRECTOR   Management   For   For   For
7.4   RATIFICATION OF THE APPOINTMENT OF MS. CRISTINA ALDAMIZ- ECHEVARRIA GONZALEZ DE DURANA AS INDEPENDENT DIRECTOR, APPOINTED BY COOPTATION BY RESOLUTION OF THE BOARD OF DECEMBER 27TH, 2019   Management   For   For   For
8   APPROVAL, IN ACCORDANCE WITH ARTICLES 219 OF THE SPANISH CORPORATE ENTERPRISES ACT AND 38 OF THE BY-LAWS, OF A SHARES APPRECIATION RIGHTS’ PLAN IN FAVOUR OF THE CHIEF EXECUTIVE OFFICER, MANAGEMENT TEAM AND EMPLOYEES OF GRUPO MASMOVIL   Management   For   For   For
9   AMENDMENT OF THE DIRECTORS’ REMUNERATION POLICY FOR THE FINANCIAL YEARS 2018, 2019 Y 2020   Management   For   For   For
10   APPROVAL OF THE DIRECTORS’ REMUNERATION POLICY FOR THE FINANCIAL YEARS 2021, 2022 AND 2023   Management   For   For   For
11   CONSULTATIVE VOTE ON THE ANNUAL REPORT ON DIRECTORS’ REMUNERATION FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31ST, 2019   Management   For   For   For
12.1   AMENDMENT OF ARTICLE 22 (“ATTENDANCE AT MEETINGS”)   Management   For   For   For
12.2   AMENDMENT OF ARTICLE 23 (“REPRESENTATION”)   Management   For   For   For
13   APPROVAL OF THE ADDITION OF A NEW ARTICLE 12 BIS (“ATTENDANCE AT THE GENERAL MEETING THROUGH REAL-TIME REMOTE PROCEDURES”) OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS’ MEETING   Management   For   For   For
14   AUTHORISATION TO THE BOARD OF DIRECTORS TO AGREE SHARE CAPITAL INCREASES, IN ACCORDANCE WITH ARTICLES 297.1.B) AND 506 OF THE SPANISH CORPORATE ENTERPRISES ACT, WITH THE LIMIT OF 20% OF THE CURRENT SHARE CAPITAL, WITHIN THE LEGAL PERIOD OF FIVE YEARS FROM THE DATE OF THIS MEETING, IN ONE OR SEVERAL TRANCHES, AND WITH THE AUTHORISATION TO EXCLUDE THE SHAREHOLDERS’ PREEMPTIVE RIGHTS TO SUBSCRIPTION. REVOCATION OF THE AUTHORISATION GRANTED BY THE ORDINARY GENERAL SHAREHOLDERS’ MEETING OF JUNE 22ND, 2017 FOR THOSE PARTS YET TO BE COMPLETED   Management   For   For   For
15   AUTHORISATION TO SHORTEN THE PERIOD FOR CALLING EXTRAORDINARY GENERAL MEETINGS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 515 OF THE SPANISH CORPORATE ENTERPRISES ACT   Management   For   For   For
16   RATIFICATION, PURSUANT TO THE PROVISIONS OF ARTICLE 160.F) OF THE SPANISH CORPORATE ENTERPRISES ACT, OF THE PLEDGE GRANTED OVER THE SHARES OF THE WHOLLY-OWNED SUBSIDIARY OF MASMOVIL IBERCOM, S.A., THAT IS, MASMOVIL PHONE & INTERNET, S.A.U., AS WELL AS ALL EXTENSIONS OF THE AFOREMENTIONED PLEDGE, AND APPROVAL OF THE WAIVER OF SELF- CONTRACTING, MULTIPLE REPRESENTATION AND CONFLICT OF INTERESTS WITH RESPECT TO ANY IRREVOCABLE POWERS OF ATTORNEY GRANTED AND TO BE GRANTED CONCERNING THE AFOREMENTIONED PLEDGE OF SHARES   Management   For   For   For
17   DELEGATION OF POWERS FOR THE FORMALIZATION, REMEDY, REGISTRATION, INTERPRETATION, DEVELOPMENT AND EXECUTION OF THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING AND POWER OF ATTORNEY TO FORMALIZE THE DEPOSIT OF THE ANNUAL ACCOUNTS   Management   For   For   For

 

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Y76E   Y76E     STATE STREET BANK   37,505   0   01-Jul-2020   01-Jul-2020

E*TRADE FINANCIAL CORPORATION

 

Security   269246401      Meeting Type   Special
Ticker Symbol   ETFC      Meeting Date   17-Jul-2020
ISIN   US2692464017      Agenda   935240298 - Management

 

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1.   Proposal to adopt the Agreement and Plan of Merger, dated as of February 20, 2020 (as it may be amended from time to time, the “merger agreement”), by and among Morgan Stanley, Moon-Eagle Merger Sub, Inc. and E*TRADE Financial Corporation (“E*TRADE”).   Management   For   For   For
2.   Proposal to approve, on an advisory (non- binding) basis, certain compensation that may be paid or become payable to E*TRADE’s named executive officers in connection with the merger.   Management   For   For   For
3.   Proposal to adjourn the E*TRADE special meeting, if necessary or appropriate, to solicit additional proxies in favor of the merger agreement proposal if there are not sufficient votes at the time of such adjournment to adopt the merger agreement.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   108,099   0   15-Jul-2020   15-Jul-2020

 

GRAF INDUSTRIAL CORP.

 

Security   384278107      Meeting Type   Special
Ticker Symbol   GRAF      Meeting Date   23-Jul-2020
ISIN   US3842781078      Agenda   935248636 - Management

 

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1)   Amend (the “Extension Amendment”) the Company’s second amended and restated certificate of incorporation (as amended, the “charter”) to extend the date by which the Company has to consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses (a “business combination”) from July 31, 2020 to October 31, 2020 (the “Extension,” and such date, the “Extended Date”) (“the Extension Amendment Proposal”).   Management   For   For   For
2)   Approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal (the “Adjournment Proposal”).   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   85,102   0   20-Jul-2020   20-Jul-2020

CAESARS ENTERTAINMENT CORPORATION

 

Security   127686103      Meeting Type   Annual
Ticker Symbol   CZR      Meeting Date   24-Jul-2020
ISIN   US1276861036      Agenda   935241860 - Management

 

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1A.   Election of Director: Thomas Benninger   Management   Abstain   For   Against
1B.   Election of Director: Jan Jones Blackhurst   Management   Abstain   For   Against
1C.   Election of Director: Juliana Chugg   Management   Abstain   For   Against
1D.   Election of Director: Denise Clark   Management   Abstain   For   Against
1E.   Election of Director: Keith Cozza   Management   Abstain   For   Against
1F.   Election of Director: John Dionne   Management   Abstain   For   Against
1G.   Election of Director: James Hunt   Management   Abstain   For   Against
1H.   Election of Director: Don Kornstein   Management   Abstain   For   Against
1I.   Election of Director: Courtney Mather   Management   Abstain   For   Against
1J.   Election of Director: James Nelson   Management   Abstain   For   Against
1K.   Election of Director: Anthony Rodio   Management   Abstain   For   Against
2.   To approve, on an advisory, non-binding basis, named executive officer compensation.   Management   Abstain   For   Against
3.   To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2020.   Management   Abstain   For   Against

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   2,167,575   0   22-Jul-2020   22-Jul-2020

TAUBMAN CENTERS, INC.

 

Security   876664103      Meeting Type   Annual
Ticker Symbol   TCO      Meeting Date   28-Jul-2020
ISIN   US8766641034      Agenda   935246240 - Management

 

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1.   DIRECTOR   Management      
  1 Mayree C. Clark     For   For   For
  2 Michael J. Embler     For   For   For
  3 Janice L. Fields     For   For   For
  4 Michelle J. Goldberg     For   For   For
  5 Nancy Killefer     For   For   For
  6 Cia Buckley Marakovits     For   For   For
  7 Robert S. Taubman     For   For   For
  8 Ronald W. Tysoe     For   For   For
  9 Myron E. Ullman, III     For   For   For
2.   Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the year ending December 31, 2020.   Management   For   For   For
3.   Advisory approval of the named executive officer compensation.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   345,676   0   24-Jul-2020   24-Jul-2020

PACIFIC BIOSCIENCES OF CALIFORNIA, INC.

 

Security   69404D108      Meeting Type   Annual
Ticker Symbol   PACB      Meeting Date   04-Aug-2020
ISIN   US69404D1081      Agenda   935242189 - Management

 

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1.1   Election Of Class I Director: Christian O. Henry   Management   For   For   For
1.2   Election Of Class I Director: John F. Milligan, Ph.D.   Management   For   For   For
1.3   Election Of Class I Director: Lucy Shapiro, Ph.D   Management   For   For   For
2.   Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020.   Management   For   For   For
3.   Advisory approval of the Company’s executive compensation.   Management   For   For   For
4.   Approval of the Company’s 2020 Equity Incentive Plan.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   1,267,973   0   30-Jul-2020   30-Jul-2020

PERSPECTA INC.

 

Security   715347100      Meeting Type   Annual
Ticker Symbol   PRSP      Meeting Date   05-Aug-2020
ISIN   US7153471005      Agenda   935240072 - Management

 

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1a.   Election of Director: Sanju K. Bansal   Management   Against   For   Against
1b.   Election of Director: Sondra L. Barbour   Management   Against   For   Against
1c.   Election of Director: John M. Curtis   Management   Against   For   Against
1d.   Election of Director: Lisa S. Disbrow   Management   Against   For   Against
1e.   Election of Director: Glenn A. Eisenberg   Management   Against   For   Against
1f.   Election of Director: Pamela O. Kimmet   Management   Against   For   Against
1g.   Election of Director: Ramzi M. Musallam   Management   Against   For   Against
1h.   Election of Director: Philip O. Nolan   Management   Against   For   Against
1i.   Election of Director: Betty J. Sapp   Management   Against   For   Against
1j.   Election of Director: Michael E. Ventling   Management   Against   For   Against
2.   Ratification of the appointment of Deloitte & Touche as our independent registered public accounting firm for the fiscal year ending April 2, 2021   Management   Against   For   Against
3.   Approval, in a non-binding advisory vote, of our named executive officer compensation   Management   Against   For   Against
4.   Approval of the Perspecta Inc. Employee Stock Purchase Plan   Management   Against   For   Against

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   8,794   0   03-Aug-2020   03-Aug-2020

ADVANCED DISPOSAL SERVICES INC.

 

Security   00790X101      Meeting Type   Special
Ticker Symbol   ADSW      Meeting Date   25-Aug-2020
ISIN   US00790X1019      Agenda   935255578 - Management

 

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1.   To adopt the Agreement and Plan of Merger, dated as of April 14, 2019, as amended by Amendment No. 1 thereto, dated as of June 24, 2020, as may be further amended from time to time (the amended merger agreement), by and among Advanced Disposal Services, Inc. (Advanced Disposal), Waste Management, Inc. and Everglades Merger Sub Inc. (Merger Sub) pursuant to which Merger Sub will merge with and into Advanced Disposal (the merger).   Management   Abstain   For   Against
2.   To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to Advanced Disposal’s named executive officers in connection with the merger and contemplated by the amended merger agreement.   Management   Abstain   For   Against
3.   To approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the amended merger agreement.   Management   Abstain   For   Against

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   438,410   0   20-Aug-2020   20-Aug-2020

WILLIS TOWERS WATSON PLC

 

Security   G96629103      Meeting Type   Special
Ticker Symbol   WLTW      Meeting Date   26-Aug-2020
ISIN   IE00BDB6Q211      Agenda   935249234 - Management

 

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1.   Ordinary Resolution to approve the scheme, as described in the joint proxy statement, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the High Court of Ireland, and to authorize the directors of WTW to take all such actions as they consider necessary or appropriate for carrying the scheme into effect.   Management   For   For   For
2.   Special Resolution to amend the constitution of WTW, referred to as the “WTW Constitution,” so that any WTW Shares that are issued on or after the WTW Voting Record Time will either be subject to the terms of the scheme or will be immediately and automatically acquired by Aon for the scheme consideration.   Management   For   For   For
3.   Ordinary Resolution to approve, on a non- binding, advisory basis, specified compensatory arrangements between WTW and its named executive officers relating to the transaction.   Management   For   For   For
4.   Ordinary Resolution to approve any motion by the chairman of the WTW EGM to adjourn the WTW EGM, or any adjournments thereof, to solicit additional proxies in favour of the approval of the resolutions if there are insufficient votes at the time of the WTW EGM to approve resolutions 1 and 2.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   36,392   0   21-Aug-2020   21-Aug-2020

WILLIS TOWERS WATSON PLC

 

Security   G96629111      Meeting Type   Special
Ticker Symbol        Meeting Date   26-Aug-2020
ISIN   IE00B4XGY116      Agenda   935249246 - Management

 

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1.   To approve the scheme, as described in the joint proxy statement, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the High Court of Ireland.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   36,392   0   21-Aug-2020   21-Aug-2020

HENNESSY CAPITAL ACQUISITION CORP. IV

 

Security   42589C104      Meeting Type   Special
Ticker Symbol   HCAC      Meeting Date   27-Aug-2020
ISIN   US42589C1045      Agenda   935260012 - Management

 

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1.   Extension Amendment Proposal - Amend the Company’s amended and restated certificate of incorporation to extend the date by which the Company has to consummate a business combination from September 5, 2020 to December 31, 2020 or such earlier date as determined by the board of directors.   Management   For   For   For
2.   Adjournment Proposal - Adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   178,817   0   21-Aug-2020   21-Aug-2020

58.COM (WUBA)

 

Security   31680Q104      Meeting Type   Special
Ticker Symbol   WUBA      Meeting Date   07-Sep-2020
ISIN   US31680Q1040      Agenda   935261002 - Management

 

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S1.   IT IS RESOLVED, as a Special Resolution, THAT: the execution, delivery and performance of the agreement and plan of merger, dated as of June 15, 2020 (the “Merger Agreement”), among Quantum Bloom Group Ltd, an exempted company with limited liability incorporated under the laws of the Cayman Islands (“Parent”), Quantum Bloom Company Ltd, an exempted company with limited liability incorporated under the laws of the Cayman Islands and a wholly-owned subsidiary of Parent (“Merger Sub”), ...(due to space limits, see proxy material for full proposal).   Management   Against   For   Against
S2.   IT IS RESOLVED, as a Special Resolution, THAT: each of directors and officers of the Company be and are hereby authorized to do all things necessary to give effect to the Merger Agreement, the Plan of Merger and the consummation of the Transactions, including the Merger, the Variation of Capital and the Amendment of the M&A.   Management   Against   For   Against
O3.   IT IS RESOLVED, as an Ordinary Resolution, THAT: the extraordinary general meeting be adjourned in order to allow the Company to solicit additional proxies in the event that there are insufficient proxies received at the time of the extraordinary general meeting to pass the special resolutions to be proposed at the extraordinary general meeting.   Management   Against   For   Against

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   258,608   0   26-Aug-2020   26-Aug-2020

CF FINANCE ACQUISITION CORP.

 

Security   12528N107      Meeting Type   Special
Ticker Symbol   CFFA      Meeting Date   10-Sep-2020
ISIN   US12528N1072      Agenda   935263830 - Management

 

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1.   Extension Amendment Proposal: Amend the Company’s amended and restated certificate of incorporation to extend the date by which the Company has to consummate a business combination from September 17, 2020 to December 17, 2020 or such earlier date as determined by the board of directors.   Management   For   For   For
2.   Adjournment Proposal: Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   64,010   0   08-Sep-2020   08-Sep-2020

LF CAPITAL ACQUISTION CORP

 

Security   50200K108      Meeting Type   Special
Ticker Symbol   LFAC      Meeting Date   17-Sep-2020
ISIN   US50200K1088      Agenda   935267915 - Management

 

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1.   Extension Amendment: Proposal to amend the Company’s Amended and Restated Certificate of Incorporation, as previously amended, to extend the date by which the Company must consummate a business combination from September 22, 2020 to December 22, 2020.   Management   For   For   For
2.   Adjournment of the Special Meeting Proposal to direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Meeting, there are not sufficient votes to approve the foregoing proposal.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   99,369   0   16-Sep-2020   16-Sep-2020

CINCINNATI BELL INC.

 

Security   171871502      Meeting Type   Annual
Ticker Symbol   CBB      Meeting Date   24-Sep-2020
ISIN   US1718715022      Agenda   935257217 - Management

 

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1A.   Election of Director for one-year term expiring in 2021: Meredith J. Ching   Management   For   For   For
1B.   Election of Director for one-year term expiring in 2021: Walter A. Dods, Jr.   Management   For   For   For
1C.   Election of Director for one-year term expiring in 2021: John W. Eck   Management   For   For   For
1D.   Election of Director for one-year term expiring in 2021: Leigh R. Fox   Management   For   For   For
1E.   Election of Director for one-year term expiring in 2021: Jakki L. Haussler   Management   For   For   For
1F.   Election of Director for one-year term expiring in 2021: Craig F. Maier   Management   For   For   For
1G.   Election of Director for one-year term expiring in 2021: Russel P. Mayer   Management   For   For   For
1H.   Election of Director for one-year term expiring in 2021: Theodore H. Torbeck   Management   For   For   For
1I.   Election of Director for one-year term expiring in 2021: Lynn A. Wentworth   Management   For   For   For
1J.   Election of Director for one-year term expiring in 2021: Martin J. Yudkovitz   Management   For   For   For
2.   Approval, by a non-binding advisory vote, of our executive officers’ compensation.   Management   For   For   For
3.   Ratification of our Audit and Finance Committee’s appointment of our independent registered public accounting firm for 2020.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   332,510   0   22-Sep-2020   22-Sep-2020

CNX MIDSTREAM PARTNERS LP

 

Security   12654A101      Meeting Type   Consent
Ticker Symbol   CNXM      Meeting Date   26-Sep-2020
ISIN   US12654A1016      Agenda   935269589 - Management

 

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1.   The undersigned, being a holder of record as of the Record Date of CNXM Limited Partner Interests, hereby consents to and approves, by written consent without a meeting, the Merger Agreement (as defined below) and the transactions contemplated thereby, including the Merger (as defined below).   Management   Against   For   Against

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   268,445   0   22-Sep-2020   22-Sep-2020

IPL PLASTICS INC.

 

Security   44987Y100      Meeting Type   Special
Ticker Symbol   IPLPF      Meeting Date   28-Sep-2020
ISIN   CA44987Y1007      Agenda   935264313 - Management

 

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1   The special resolution, the full text of which is set forth in Appendix B to the Company’s management information circular dated August 18, 2020 in connection with the Meeting (the “Circular”), to approve an arrangement under Section 192 of the Canada Business Corporations Act, all as more particularly described in the Circular.   Management   For   For   For

 

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Y76ESSTA 01 OM   LG MASTERS ALT STRATEGIES FUND   Y76E   STATE STREET TRUST   576,676   0   22-Sep-2020   22-Sep-2020

GRAF INDUSTRIAL CORP.

 

Security   384278107      Meeting Type   Special
Ticker Symbol   GRAF      Meeting Date   29-Sep-2020
ISIN   US3842781078      Agenda   935274338 - Management

 

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1.   The Business Combination Proposal - To approve and adopt the Agreement and Plan of Merger, (“Merger Agreement”) by and among the Company, its wholly owned subsidiary VL Merger Sub Inc. (“Merger Sub”), and Velodyne Lidar, Inc. (“Velodyne”), and approve the transactions contemplated thereby (“Business Combination”), including the merger of Merger Sub with and into Velodyne, with Velodyne surviving the merger as a wholly owned subsidiary of Company, and the issuance of common stock to Velodyne equity holders.   Management   For   For   For
2.   The Nasdaq Stock Issuance Proposal - To approve, for purposes of complying with applicable listing rules of the Nasdaq Stock Market (“Nasdaq”), the issuance of more than 20% of Company’s outstanding common stock in connection with the Business Combination & Subscription Agreements, including up to 15,000,000 shares of our common stock to PIPE Investors, which includes Graf Acquisition LLC (our “Sponsor”) that subscribed for 950,000 shares of common stock, and up to 150,453,811 shares to Velodyne equity holders.   Management   For   For   For
3.   The Charter Approval Proposal: To adopt the proposed Amended and Restated Certificate of Incorporation of the Company (the “Amended and Restated Certificate of Incorporation”) in the form attached hereto as Annex B.   Management   For   For   For
4A.   Change the Stockholder Vote Required to Amend the Certificate of Incorporation - To amend the Amended and Restated Certificate of Incorporation to require the approval by affirmative vote of the holders of at least two-thirds of the common stock of the post-combination company to make any amendment to certain provisions of the post-combination company certificate of incorporation.   Management   For   For   For
4B.   Election Not to be Governed by Section 203 of the DGCL: To amend the Amended and Restated Certificate of Incorporation to cause the post-combination company to not be governed by Section 203 of the DGCL and, instead, include a provision in the Amended and Restated Certificate of Incorporation that is substantially similar to Section 203 of the DGCL, but excludes David S. Hall and his respective successors, affiliates and associates from the definition of “interested stockholder”.   Management   For   For   For
4C   Change in Authorized Shares: To amend the Amended and Restated Certificate of Incorporation to increase the total number of authorized shares of common stock to 2,250,000,000 shares and increase the total number of authorized shares of preferred stock to 25,000,000 shares.   Management   For   For   For
4D.   Corporate Opportunity - To amend the Amended and Restated Certificate of Incorporation to provide that we renounce any interest or expectancy in, or in being offered an opportunity to participate in, any matter, transaction or interest that is presented to, or acquired, created or developed by, or which otherwise comes into the possession of, any director of the Company who is not an employee of the Company or any of its subsidiaries (“Covered Persons”) a Covered Person expressly and solely in such Covered Person’s capacity as director of company   Management   For   For   For
5.   Incentive Plan Proposal: To approve the Velodyne Lidar, Inc. 2020 Equity Incentive Plan (the “Incentive Plan”), including the authorization of the initial share reserve under the Incentive Plan.   Management   For   For   For
6.   ESPP Proposal: To approve the Velodyne Lidar, Inc. 2020 Employee Stock Purchase Plan (the “ESPP”), including the authorization of the initial share reserve under the ESPP   Management   For   For   For
7.   Adjournment Proposal - To approve, if necessary, the adjournment of the Special Meeting to a later date or dates to permit further solicitation and votes of proxies in the event that there are insufficient votes for, or otherwise in connection with, approval of the Business Combination Proposal, the Nasdaq Stock Issuance Proposal, the Charter Approval Proposal, the Incentive Plan Proposal or the ESPP Proposal. This proposal will only be presented at the Special Meeting if there are not sufficient votes to approve above proposals.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   34,700   0   22-Sep-2020   22-Sep-2020

NATIONAL GENERAL HOLDINGS CORP.

 

Security   636220303      Meeting Type   Special
Ticker Symbol   NGHC      Meeting Date   30-Sep-2020
ISIN   US6362203035      Agenda   935267434 - Management

 

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1.   To adopt the Agreement and Plan of Merger, dated as of July 7, 2020 (as it may be amended from time to time, the “Merger Agreement”), by and among National General Holdings Corp., a Delaware corporation (the “Company”), The Allstate Corporation, a Delaware corporation (“Parent”), and Bluebird Acquisition Corp., a Delaware corporation and an indirect wholly owned subsidiary of Parent (“Merger Sub”), pursuant to which, subject to the satisfaction of customary closing conditions, Merger Sub will be merged with and into the Company (the “Merger”).   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the compensation payments that will or may be paid or become payable to the Company’s named executive officers and that are based on or otherwise relate to the Merger and the agreements and understandings pursuant to which such compensation will or may be paid or become payable.   Management   For   For   For
3.   To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the Merger Agreement or in the absence of a quorum.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   317,421   0   22-Sep-2020   22-Sep-2020

VIVINT SOLAR, INC.

 

Security   92854Q106      Meeting Type   Special
Ticker Symbol   VSLR      Meeting Date   01-Oct-2020
ISIN   US92854Q1067      Agenda   935269503 - Management

 

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1.   To adopt the Agreement and Plan of Merger, dated as of July 6, 2020 (as it may be amended from time to time, the “merger agreement”), by and among Sunrun Inc., Viking Merger Sub, Inc. and Vivint Solar, Inc. (“Vivint Solar”) (the “Vivint Solar merger proposal”).   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Vivint Solar to certain of its named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement.   Management   For   For   For
3.   To adjourn the virtual special meeting of stockholders of Vivint Solar to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the virtual special meeting to approve the Vivint Solar merger proposal.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   60,023   0   28-Sep-2020   28-Sep-2020

METLIFECARE LIMITED

 

Security   Q6070M105      Meeting Type   Scheme Meeting
Ticker Symbol        Meeting Date   02-Oct-2020
ISIN   NZMETE0001S2      Agenda   713084971 - Management

 

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1   THAT THE SCHEME (THE TERMS OF WHICH ARE DESCRIBED IN THE SCHEME BOOKLET) BE APPROVED   Management   For   For   For

 

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Y76E   Y76E     STATE STREET BANK   557,815   0   28-Sep-2020   28-Sep-2020

NOBLE ENERGY, INC.

 

Security   655044105      Meeting Type   Special
Ticker Symbol   NBL      Meeting Date   02-Oct-2020
ISIN   US6550441058      Agenda   935267422 - Management

 

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1.   To adopt the Agreement and Plan of Merger, dated as of July 20, 2020 (as may be amended from time to time, the “merger agreement”), by and among Chevron Corporation, Chelsea Merger Sub Inc. and Noble Energy, Inc. (“Noble Energy”).   Management   For   For   For
2.   To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Noble Energy’s named executive officers that is based on or otherwise related to the merger.   Management   For   For   For
3.   To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   837,135   0   28-Sep-2020   28-Sep-2020

MAXIM INTEGRATED PRODUCTS, INC.

 

Security   57772K101      Meeting Type   Special
Ticker Symbol   MXIM      Meeting Date   08-Oct-2020
ISIN   US57772K1016      Agenda   935270455 - Management

 

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1.   To adopt the Agreement and Plan of Merger, dated as of July 12, 2020 (as it may be amended from time to time, the “Merger Agreement”), by and among Analog Devices, Inc. (“Analog Devices”), Magneto Corp., a Delaware corporation and wholly- owned subsidiary of Analog Devices, and Maxim Integrated Products, Inc. (“Maxim” and, this proposal, the “Maxim merger proposal”).   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Maxim’s named executive officers that is based on or otherwise relates to the transactions contemplated by the Merger Agreement (the “Maxim compensation proposal”).   Management   For   For   For
3.   To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Maxim merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Maxim stockholders (the “Maxim adjournment proposal”).   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   20,991   0   05-Oct-2020   05-Oct-2020

CINEPLEX INC.

 

Security   172454100      Meeting Type   Annual and Special Meeting
Ticker Symbol   CPXGF      Meeting Date   13-Oct-2020
ISIN   CA1724541000      Agenda   935267092 - Management

 

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1   DIRECTOR   Management      
  1   Jordan Banks   For   For   For
  2   Robert Bruce   For   For   For
  3   Joan Dea   For   For   For
  4   Janice Fukakusa   For   For   For
  5   Donna Hayes   For   For   For
  6   Ellis Jacob   For   For   For
  7   Sarabjit Marwah   For   For   For
  8   Nadir Mohamed   For   For   For
  9   Phyllis Yaffe   For   For   For
2   The appointment of PricewaterhouseCoopers LLP as auditors of the Corporation and the authorization of the directors to fix their remuneration.   Management   For   For   For
3   Non-binding say-on-pay advisory resolution set forth in the accompanying management information circular on the Corporation’s approach to executive compensation.   Management   For   For   For
4   The resolution adopting the Corporation’s shareholder rights plan resolution set forth in the accompanying management information circular and approved by the board of directors of the Corporation.   Management   For   For   For
5   The resolution approving and ratifying the Corporation’s Omnibus Equity Incentive Plan and the grant of awards thereunder as described in the management information circular and approved by the board of directors of the Corporation.   Management   For   For   For

 

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Y76ESSTA 01 OM   LG MASTERS ALT STRATEGIES FUND   Y76E   STATE STREET TRUST   130,132   0   05-Oct-2020   05-Oct-2020

VARIAN MEDICAL SYSTEMS, INC.

 

Security    92220P105       Meeting Type    Special
Ticker Symbol    VAR       Meeting Date    15-Oct-2020
ISIN    US92220P1057       Agenda    935274821 - Management

 

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1.   To approve and adopt the Agreement and Plan of Merger, dated as of August 2, 2020 (as it may be amended from time to time, the “merger agreement”).   Management   For   For   For
2.   To adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve and adopt the merger agreement if there are not sufficient votes at the time of such adjournment to approve and adopt the merger agreement.   Management   For   For   For
3.   To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Varian’s named executive officers that is based on or otherwise relates to the merger.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   51,995   0   12-Oct-2020   12-Oct-2020

CONYERS PARK II ACQUISITION CORP

 

Security    212896104       Meeting Type    Special
Ticker Symbol    CPAA       Meeting Date    27-Oct-2020
ISIN    US2128961040       Agenda    935285141 - Management

 

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1.   The Business Combination Proposal - To consider and vote upon a proposal to approve the business combination described in the accompanying proxy statement, including (a) adopting the Agreement and Plan of Merger, dated as of September 7, 2020 (the “Merger Agreement”), by and among Conyers Park, CP II Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Conyers Park (“Merger Sub”), Advantage Solutions Inc., a Delaware corporation (“Advantage”), and Karman Topco L.P., a Delaware limited partnership.   Management   For   For   For
2.   The Charter Proposal - To consider and vote upon a proposal to approve and adopt the second amended and restated certificate of incorporation of Conyers Park in the form attached to the accompanying proxy statement as Annex B (the “second amended and restated certificate of incorporation”) (this proposal is referred to herein as the “Charter Proposal” or “Proposal No 2”).   Management   For   For   For
3.   The Governance Proposal - To consider and vote upon, on a non- binding advisory basis, certain governance provisions in the second amended and restated certificate of incorporation, presented separately in accordance with the United States Securities and Exchange Commission requirements (this proposal is referred to herein as the “Governance Proposal” or “Proposal No 3”).   Management   For   For   For
3A.   To change Conyers Park’s corporate name from “Conyers Park II Acquisition Corp.” to “Advantage Solutions Inc.”.   Management   For   For   For
3B.   To increase the total number of authorized shares of all classes of capital stock from 551,000,000 shares to 3,300,000,000 shares, which would consist of (i) increasing the amount of Class A common stock from 500,000,000 shares to 3,290,000,000 shares and (ii) increasing the amount of preferred stock from 1,000,000 shares to 10,000,000 shares.   Management   For   For   For
3C.   To eliminate provisions specific to Conyers Park’s status as a blank check company, including providing for perpetual existence, and to make conforming changes.   Management   For   For   For
4.   Incentive Plan Proposal - To consider and vote on a proposal to approve and adopt the Advantage Solutions Inc. 2020 Incentive Plan, which is attached to the accompanying proxy statement as Annex G, and the material terms thereunder, including the authorization of the initial share reserve thereunder (this proposal is referred to herein as the “Incentive Plan Proposal” or “Proposal No 4”).   Management   For   For   For
5.   Employee Purchase Plan Proposal - To consider and vote on a proposal to approve and adopt the Advantage Solutions Inc. 2020 Employee Stock Purchase Plan, which is attached to the accompanying proxy statement as Annex H, and the material terms thereunder, including the authorization of the initial share reserve thereunder (this proposal is referred to herein as the “Employee Purchase Plan Proposal” or “Proposal No 5”).   Management   For   For   For
6.   NASDAQ Proposal - To consider and vote upon a proposal to approve, for purposes of complying with the applicable provisions of NASDAQ Listing Rule 5635, the issuance of more than 20% of Conyers Park’s issued and outstanding shares of common stock in connection with the business combination, including, without limitation, the PIPE Investment (as described in the accompanying proxy statement) (this proposal is referred to herein as the “NASDAQ Proposal” or “Proposal No 6”).   Management   For   For   For
7.   Adjournment Proposal - To consider and vote upon a proposal to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the business combination proposal, the charter proposal, the governance proposal, the incentive plan proposal, the employee purchase plan proposal or the NASDAQ proposal (this proposal is referred to herein as the “Adjournment Proposal” or “Proposal No 7”).   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   92,739   0   20-Oct-2020   20-Oct-2020

WRIGHT MEDICAL GROUP N V

 

Security   N96617118      Meeting Type   Annual
Ticker Symbol   WMGI      Meeting Date   28-Oct-2020
ISIN   NL0011327523      Agenda   935270936 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1A.   Appointment of Robert J. Palmisano for executive director. Mark “For” to appoint Palmisano.   Management   For   For   For
1B.   Appointment of David D. Stevens for non- executive director. Mark “For” to appoint Stevens.   Management   For   For   For
1C.   Appointment of Gary D. Blackford for non- executive director. Mark “For” to appoint Blackford.   Management   For   For   For
1D.   Appointment of J. Patrick Mackin for non- executive director. Mark “For” to appoint Mackin.   Management   For   For   For
1E.   Appointment of John L. Miclot for non- executive director. Mark “For” to appoint Miclot.   Management   For   For   For
1F.   Appointment of Kevin C. O’Boyle for non- executive director. Mark “For” to appoint O’Boyle.   Management   For   For   For
1G.   Appointment of Amy S. Paul for non- executive director. Mark “For” to appoint Paul.   Management   For   For   For
1H.   Appointment of Richard F. Wallman for non- executive director. Mark “For” to appoint Wallman.   Management   For   For   For
1I.   Appointment of Elizabeth H. Weatherman for non-executive director. Mark “For” to appoint Weatherman.   Management   For   For   For
2.   Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 27, 2020.   Management   For   For   For
3.   Appointment of KPMG N.V. as the auditor for our Dutch statutory annual accounts for the fiscal year ending December 27, 2020.   Management   For   For   For
4.   Adoption of our Dutch statutory annual accounts for the fiscal year ended December 29, 2019.   Management   For   For   For
5.   Release of each member of our board of directors from liability with respect to the exercise of his or her duties during the fiscal year ended December 29, 2019.   Management   For   For   For
6.   Renewal of the authority of our board of directors to repurchase up to 10% of our issued share capital (including depositary receipts issued for our shares) until April 28, 2022 on the open market, through privately negotiated transactions or in one or more selftender offers for a price per share (or depositary receipt) not less than the nominal value of a share and not higher than 110% of the market price of a share (or depositary receipt) at the time of the transaction.   Management   For   For   For
7.   Renewal of the authority of our board of directors to issue ordinary shares or grant rights to subscribe for ordinary shares up to 20% of our issued and outstanding shares at the time of the issue until October 28, 2022.   Management   For   For   For
8.   Renewal of the authority of our board of directors to resolve to exclude or restrict our shareholders’ pre-emptive rights under Dutch law with respect to the ordinary shares and rights to subscribe therefor that the board of directors may issue or grant pursuant to the authority in agenda item 7 above until October 28, 2022.   Management   For   For   For
9.   Approval, on an advisory basis, of our executive compensation.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   184,402   0   26-Oct-2020   26-Oct-2020

WRIGHT MEDICAL GROUP N V

 

Security   N96617118      Meeting Type   Annual
Ticker Symbol   WMGI      Meeting Date   28-Oct-2020
ISIN   NL0011327523      Agenda   935282094 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1A.   Appointment of Robert J. Palmisano for executive director. Mark “For” to appoint Palmisano.   Management   For   For   For
1B.   Appointment of David D. Stevens for non- executive director. Mark “For” to appoint Stevens.   Management   For   For   For
1C.   Appointment of Gary D. Blackford for non- executive director. Mark “For” to appoint Blackford.   Management   For   For   For
1D.   Appointment of J. Patrick Mackin for non- executive director. Mark “For” to appoint Mackin.   Management   For   For   For
1E.   Appointment of John L. Miclot for non- executive director. Mark “For” to appoint Miclot.   Management   For   For   For
1F.   Appointment of Kevin C. O’Boyle for non- executive director. Mark “For” to appoint O’Boyle.   Management   For   For   For
1G.   Appointment of Amy S. Paul for non- executive director. Mark “For” to appoint Paul.   Management   For   For   For
1H.   Appointment of Richard F. Wallman for non- executive director. Mark “For” to appoint Wallman.   Management   For   For   For
1I.   Appointment of Elizabeth H. Weatherman for non-executive director. Mark “For” to appoint Weatherman.   Management   For   For   For
2.   Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 27, 2020.   Management   For   For   For
3.   Appointment of KPMG N.V. as the auditor for our Dutch statutory annual accounts for the fiscal year ending December 27, 2020.   Management   For   For   For
4.   Adoption of our Dutch statutory annual accounts for the fiscal year ended December 29, 2019.   Management   For   For   For
5.   Release of each member of our board of directors from liability with respect to the exercise of his or her duties during the fiscal year ended December 29, 2019.   Management   For   For   For
6.   Renewal of the authority of our board of directors to repurchase up to 10% of our issued share capital (including depositary receipts issued for our shares) until April 28, 2022 on the open market, through privately negotiated transactions or in one or more selftender offers for a price per share (or depositary receipt) not less than the nominal value of a share and not higher than 110% of the market price of a share (or depositary receipt) at the time of the transaction.   Management   For   For   For
7.   Renewal of the authority of our board of directors to issue ordinary shares or grant rights to subscribe for ordinary shares up to 20% of our issued and outstanding shares at the time of the issue until October 28, 2022.   Management   For   For   For
8.   Renewal of the authority of our board of directors to resolve to exclude or restrict our shareholders’ pre-emptive rights under Dutch law with respect to the ordinary shares and rights to subscribe therefor that the board of directors may issue or grant pursuant to the authority in agenda item 7 above until October 28, 2022.   Management   For   For   For
9.   Approval, on an advisory basis, of our executive compensation.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   215,475   0   26-Oct-2020   26-Oct-2020

CF FINANCE ACQUISITION CORP.

 

Security   12528N107      Meeting Type   Special
Ticker Symbol   CFFA      Meeting Date   03-Nov-2020
ISIN   US12528N1072      Agenda   935285684 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   The Business Combination Proposal - To consider and vote upon a proposal to (a) approve and adopt the Transaction Agreement, dated as of August 2, 2020 (as the same may be amended, the “Transaction Agreement”), by and among CFAC, CF Finance Intermediate Acquisition, LLC (“IntermediateCo”), CF Finance Holdings, LLC (the “Sponsor”), Grosvenor Capital Management Holdings, LLLP (“GCMH”), the GCMH Equityholders, GCMHGP LLC, GCM V, LLC (“GCM V”) and GCM Grosvenor Inc. (“GCM PubCo”).   Management     For  
2a.   Organizational Documents Proposal A - To authorize the change in the authorized capital stock of CFAC from 100,000,000 shares of Class A common stock, par value $0.0001 per share (the “CFAC Class A common stock”), 10,000,000 shares of Class B common stock, par value $0.0001 per share (the “CFAC Class B common stock”), and 1,000,000 preferred shares, par value.   Management     For  
2b.   Organizational Documents Proposal B - To authorize that holders of shares of GCM Class A common stock will be entitled to cast one vote per share of GCM Class A common stock and holders of shares of GCM Class C common stock will, (1) prior to the Sunset Date, be entitled to cast the lesser of (x) 10 votes per share and (y) the Class C Share Voting Amount and (2) from and after the Sunset Date, be entitled to cast one vote per share.   Management     For  
2c.   Organizational Documents Proposal C - To authorize that certain provisions of the certificate of incorporation of GCM PubCo and certain provisions of the bylaws of GCM PubCo, in each case, will be subject to the Stockholders’ Agreement.   Management     For  
2d.   Organizational Documents Proposal D - To authorize all other changes in connection with the replacement of CFAC’s amended and restated certificate of incorporation and bylaws with GCM PubCo’s amended and restated certificate of incorporation and bylaws as part of the Merger.   Management     For  
3.   The Nasdaq Proposal - To consider and vote upon a proposal to approve, for purposes of complying with applicable listing rules of The Nasdaq Capital Market, the issuance and sale of (a) 3,500,000 shares of GCM Class A common stock and 1,500,000 GCM PubCo private placement warrants to the Sponsor, (b) 19,500,000 shares of GCM Class A common stock to certain third- party investors and (c) a number of shares of GCM Class C common stock to GCM V equal to the GCM V Class C Allocation.   Management     For  
4.   The 2020 Plan Proposal - To consider and vote upon a proposal to approve and adopt the CF Finance Acquisition Corp. 2020 Incentive Award Plan and material terms thereunder.   Management     For  
5.   The Adjournment Proposal - To consider and vote upon a proposal to approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal, the Organizational Documents Proposals, the Nasdaq Proposal and the 2020 Plan Proposal.   Management     For  

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   64,010   0

MAXIM INTEGRATED PRODUCTS, INC.

 

Security   57772K101      Meeting Type   Annual
Ticker Symbol   MXIM      Meeting Date   05-Nov-2020
ISIN   US57772K1016      Agenda   935275506 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against

Management

1A.   Election of Director: William P. Sullivan   Management   For   For   For
1B.   Election of Director: Tunc Doluca   Management   For   For   For
1C.   Election of Director: Tracy C. Accardi   Management   For   For   For
1D.   Election of Director: James R. Bergman   Management   For   For   For
1E.   Election of Director: Joseph R. Bronson   Management   For   For   For
1F.   Election of Director: Robert E. Grady   Management   For   For   For
1G.   Election of Director: Mercedes Johnson   Management   For   For   For
1H.   Election of Director: William D. Watkins   Management   For   For   For
1I.   Election of Director: MaryAnn Wright   Management   For   For   For
2.   To ratify the appointment of PricewaterhouseCoopers LLP as Maxim Integrated’s independent registered public accounting firm for the fiscal year ending June 26, 2021.   Management   For   For   For
3.   Advisory vote to approve named executive officer compensation.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   84,038   0   03-Nov-2020   03-Nov-2020

SUNRISE COMMUNICATIONS GROUP AG

 

Security   H8365C107      Meeting Type   ExtraOrdinary General Meeting
Ticker Symbol        Meeting Date   09-Nov-2020
ISIN   CH0565630669      Agenda   713247648 - Management

 

Item

  

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Proposed by

  

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For/Against
Management

CMMT   PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU.   Non-Voting      
CMMT   PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT - FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE   Non-Voting      
1.1.1   ELECT MIKE FRIES AS DIRECTOR   Management   Abstain   For   Against
1.1.2   ELECT BAPTIEST COOPMANS AS DIRECTOR   Management   Abstain   For   Against
1.1.3   ELECT MIRANDA CURTIS AS DIRECTOR   Management   Abstain   For   Against
1.1.4   ELECT MANUEL KOHNSTAMM AS DIRECTOR   Management   Abstain   For   Against
1.1.5   ELECT ANDREA SALVATO AS DIRECTOR   Management   Abstain   For   Against
1.1.6   ELECT MARISA DREW AS DIRECTOR   Management   Abstain   For   Against
1.1.7   ELECT THOMAS MEYER AS DIRECTOR   Management   Abstain   For   Against
1.1.8   ELECT JOSEPH DEISS AS DIRECTOR   Management   Abstain   For   Against
1.1.9   ELECT MIKE FRIES AS BOARD CHAIRMAN   Management   Abstain   For   Against
1.2.1   APPOINT MIRANDA CURTIS AS MEMBER OF THE COMPENSATION COMMITTEE   Management   Abstain   For   Against
1.2.2   APPOINT MANUEL KOHNSTAMM AS MEMBER OF THE COMPENSATION COMMITTEE   Management   Abstain   For   Against
1.2.3   APPOINT ANDREA SALVATO AS MEMBER OF THE COMPENSATION COMMITTEE   Management   Abstain   For   Against
1.2.4   APPOINT MIRANDA CURTIS AS CHAIRMAN OF THE COMPENSATION COMMITTEE   Management   Abstain   For   Against
2   APPROVE DELISTING OF SHARES FROM SIX SWISS EXCHANGE   Management   Abstain   For   Against

 

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Y76E   Y76E     STATE STREET BANK   34,161   0   20-Oct-2020   20-Oct-2020

MONTAGE RESOURCES CORPORATION

 

Security   61179L100      Meeting Type   Special
Ticker Symbol   MR      Meeting Date   12-Nov-2020
ISIN   US61179L1008      Agenda   935284365 - Management

 

Item

  

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Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of August 12, 2020, by and between Southwestern Energy Company and Montage Resources Corporation (“Montage”) (the “Merger Proposal”).   Management   For   For   For
2.   To approve, on an advisory (non-binding) basis, the payments that will or may be paid to Montage’s named executive officers in connection with the merger.   Management   For   For   For
3.   To approve the adjournment of the special meeting to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the Merger Proposal or to ensure that any supplement or amendment to the accompanying proxy statement/prospectus is timely provided to Montage stockholders.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   258,191   0   09-Nov-2020   09-Nov-2020

CORELOGIC, INC.

 

Security   21871D103      Meeting Type   Contested-Special
Ticker Symbol   CLGX      Meeting Date   17-Nov-2020
ISIN   US21871D1037      Agenda   935277396 - Management

 

Item

  

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Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   The repeal of each provision of, or amendment to, the Company’s Amended and Restated Bylaws (the “Bylaws”) adopted by the Company’s board of directors (the “Board”) without the approval of the Company’s stockholders subsequent to July 6, 2020.   Management     Against  
2A.   The removal from office as director of the Company of the following, (such directors, the “Incumbent Directors” and such proposal, the “Director Removal Proposal”): J. David Chatham   Management     Against  
2B.   The removal from office as director of the Company of the following, (such directors, the “Incumbent Directors” and such proposal, the “Director Removal Proposal”): Douglas C. Curling   Management     Against  
2C.   The removal from office as director of the Company of the following, (such directors, the “Incumbent Directors” and such proposal, the “Director Removal Proposal”): John C. Dorman   Management     Against  
2D.   The removal from office as director of the Company of the following, (such directors, the “Incumbent Directors” and such proposal, the “Director Removal Proposal”): Paul F. Folino   Management     Against  
2E.   The removal from office as director of the Company of the following, (such directors, the “Incumbent Directors” and such proposal, the “Director Removal Proposal”): Thomas C. O’Brien   Management     Against  
2F.   The removal from office as director of the Company of the following, (such directors, the “Incumbent Directors” and such proposal, the “Director Removal Proposal”): Pamela H. Patenaude   Management     Against  
2G.   The removal from office as director of the Company of the following, (such directors, the “Incumbent Directors” and such proposal, the “Director Removal Proposal”): Vikrant Raina   Management     Against  
2H.   The removal from office as director of the Company of the following, (such directors, the “Incumbent Directors” and such proposal, the “Director Removal Proposal”): J. Michael Shepherd   Management     Against  
2I.   The removal from office as director of the Company of the following, (such directors, the “Incumbent Directors” and such proposal, the “Director Removal Proposal”): David F. Walker   Management     Against  
3A.   The nomination of the following individuals for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal (the “Nomination Proposal”): W. Steve Albrecht   Management     Against  
3B.   The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal (the “Nomination Proposal”): Martina Lewis Bradford   Management     Against  
3C.   The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal (the “Nomination Proposal”): Gail Landis   Management     Against  
3D.   The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal (the “Nomination Proposal”): Wendy Lane   Management     Against  
3E.   The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal (the “Nomination Proposal”): Ryan McKendrick   Management     Against  
3F.   The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal (the “Nomination Proposal”): Katherine “KT” Rabin   Management     Against  
3G.   The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal (the “Nomination Proposal”): Sreekanth Ravi   Management     Against  
3H.   The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal (the “Nomination Proposal”): Lisa Wardell   Management     Against  
3I.   The nomination of the following individual for appointment to the Board by the directors then in office, if and to the extent one or more of the Incumbent Directors is removed from the Board pursuant to the valid adoption of the Director Removal Proposal (the “Nomination Proposal”): Henry W. “Jay” Winship   Management     Against  
4.   Amendment to add a new clause (which shall be designated clause b)) to Section 2.2 of Article II of the Bylaws to provide mechanics for calling a special meeting of stockholders if no directors or less than a majority of directors are in office following the passing of the Director Removal Proposal.   Management     Against  

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   13,082   0   13-Nov-2020

CORELOGIC, INC.

 

Security   21871D103      Meeting Type   Contested-Special
Ticker Symbol   CLGX      Meeting Date   17-Nov-2020
ISIN   US21871D1037      Agenda   935277409 - Opposition

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1A.   To Remove J. David Chatham as director of the Company (For = remove director, Abstain/withhold = do not remove director)   Management   For   For   For
1B.   To Remove Douglas C. Curling as director of the Company (For = remove director, Abstain/withhold = do not remove director)   Management   Abstain   For   Against
1C.   To Remove John C. Dorman as director of the Company (For = remove director, Abstain/withhold = do not remove director)   Management   Abstain   For   Against
1D.   To Remove Paul F. Folino as director of the Company (For = remove director, Abstain/withhold = do not remove director)   Management   For   For   For
1E.   To Remove Thomas C. O’Brien as director of the Company (For = remove director, Abstain/withhold = do not remove director)   Management   For   For   For
1F.   To Remove Pamela H. Patenaude as director of the Company (For = remove director, Abstain/withhold = do not remove director)   Management   Abstain   For   Against
1G.   To Remove Vikrant Raina as director of the Company (For = remove director, Abstain/withhold = do not remove director)   Management   Abstain   For   Against
1H.   To Remove J. Michael Shepherd as director of the Company (For = remove director, Abstain/withhold = do not remove director)   Management   Abstain   For   Against
1I.   To Remove David F. Walker as director of the Company (For = remove director, Abstain/withhold = do not remove director)   Management   For   For   For
2A.   To Nominate W. Steve Albrecht for appointment to the Board   Management   For   For   For
2B.   To Nominate Martina Lewis Bradford for appointment to the Board   Management   Against   For   Against
2C.   To Nominate Gail Landis for appointment to the Board   Management   Against   For   Against
2D.   To Nominate Wendy Lane for appointment to the Board   Management   For   For   For
2E.   To Nominate Ryan McKendrick for appointment to the Board   Management   For   For   For
2F.   To Nominate Katherine “KT” Rabin for appointment to the Board   Management   Against   For   Against
2G.   To Nominate Sreekanth Ravi for appointment to the Board   Management   Against   For   Against
2H.   To Nominate Lisa Wardell for appointment to the Board   Management   Against   For   Against
2I.   To Nominate Henry W. “Jay” Winship for appointment to the Board   Management   For   For   For
3.   To Repeal Any Bylaw Amendment to the Version Filed on July 6, 2020 (other than any amendments to the Bylaws set forth in these Proposals)   Management   For   For   For
4.   To Amend Article II, Section 2.2 of the Bylaws to provide mechanics for calling a special meeting if no or less than a majority of directors are then in office   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   13,082   0   13-Nov-2020   13-Nov-2020

WILLIAM HILL PLC

 

Security   G9645P117      Meeting Type   Court Meeting
Ticker Symbol        Meeting Date   19-Nov-2020
ISIN   GB0031698896      Agenda   713281690 - Management

 

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For/Against
Management

1   APPROVE SCHEME OF ARRANGEMENT   Management   For   For   For
CMMT   05 NOV 2020: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU- CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT.   Non-Voting      
CMMT   05 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      

 

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Y76E   Y76E     STATE STREET BANK   492,586   0   11-Nov-2020   11-Nov-2020

WILLIAM HILL PLC

 

Security   G9645P117      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   19-Nov-2020
ISIN   GB0031698896      Agenda   713281703 - Management

 

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For/Against
Management

1   FOR THE PURPOSES OF THE SCHEME: A. TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY   Management   For   For   For

 

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Date
Confirmed

Y76E   Y76E     STATE STREET BANK   492,586   0   11-Nov-2020   11-Nov-2020

VIRTUSA CORPORATION

 

Security   92827P102      Meeting Type   Special
Ticker Symbol   VRTU      Meeting Date   20-Nov-2020
ISIN   US92827P1021      Agenda   935287866 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of September 9, 2020 (as it may be amended, supplemented or otherwise modified from time to time, the “merger agreement”), by and among Austin HoldCo Inc., a Delaware corporation (“Parent”), Austin BidCo Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Sub”), and Virtusa Corporation, a Delaware corporation (“Virtusa” or the “Company”), pursuant to which Sub will be merged with and into the Company (the “merger”).   Management   For   For   For
2.   To approve an advisory, non-binding proposal to approve the compensation that may be paid or may become payable to the Company’s named executive officers in connection with the consummation of the merger.   Management   For   For   For
3.   To approve a proposal to adjourn or postpone the special meeting to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the merger proposal.   Management   For   For   For

 

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   57,663   0   13-Nov-2020   13-Nov-2020

MOBILEIRON, INC.

 

Security   60739U204      Meeting Type   Special
Ticker Symbol   MOBL      Meeting Date   24-Nov-2020
ISIN   US60739U2042      Agenda   935290964 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To consider and vote on the proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated September 26, 2020, by and among MobileIron, Ivanti, Inc. and Oahu Merger Sub, Inc. (the “merger agreement”).   Management   For   For   For
2.   To consider and vote on the proposal to approve, on a non- binding, advisory basis, the compensation that will or may become payable by MobileIron to its named executive officers in connection with the merger of Oahu Merger Sub, Inc., a wholly owned subsidiary of Ivanti, Inc., with and into MobileIron pursuant to the merger agreement (the “merger”).   Management   For   For   For
3.   To consider and vote on any proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting.   Management   For   For   For

 

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   264,707   0   17-Nov-2020   17-Nov-2020

MCCARTHY & STONE PLC

 

Security   G59248180      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   07-Dec-2020
ISIN   GB00BYNVD082      Agenda   713398320 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1   APPROVE MATTERS RELATING TO THE RECOMMENDED CASH OFFER FOR MCCARTHY STONE PLC BY MASTIFF BIDCO LIMITED   Management   Abstain   For   Against

 

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Date
Confirmed

Y76E   Y76E     STATE STREET BANK   751,189   0   01-Dec-2020   01-Dec-2020

MCCARTHY & STONE PLC

 

Security   G59248180      Meeting Type   Court Meeting
Ticker Symbol        Meeting Date   07-Dec-2020
ISIN   GB00BYNVD082      Agenda   713398344 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1   APPROVE SCHEME OF ARRANGEMENT   Management   Abstain   For   Against
CMMT   19 NOV 2020: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU- CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT.   Non-Voting      
CMMT   19 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting      

 

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Date
Confirmed

Y76E   Y76E     STATE STREET BANK   751,189   0   01-Dec-2020   01-Dec-2020

TRINE ACQUISITION CORP.

 

Security   89628U108      Meeting Type   Special
Ticker Symbol   TRNE      Meeting Date   08-Dec-2020
ISIN   US89628U1088      Agenda   935301313 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   The Business Combination Proposal - To consider and vote upon a proposal to approve the Agreement and Plan of Merger, dated as of August 26, 2020 (as it may be amended and/or restated from time to time, the “Merger Agreement”), by and among Trine, Sparrow Merger Sub, Inc. (“Merger Sub”) and Desktop Metal, Inc. (“Desktop Metal”) and the transactions contemplated thereby, pursuant to which Merger Sub will merge with and into Desktop Metal with Desktop Metal surviving the merger as a wholly owned subsidiary of Trine (the “Business Combination”).   Management   For   For   For
2.   The Charter Amendment Proposal - To consider and vote upon a proposal to adopt an amendment to Trine’s amended and restated certificate of incorporation currently in effect in the form attached to the Merger Agreement.   Management   For   For   For
3.   The Charter Approval Proposal - To consider and vote upon a proposal to adopt the Second Amended and Restated Certificate of Incorporation (the “Proposed Charter”) in the form attached to the Proxy Statement/Consent Solicitation Statement/Prospectus.   Management   For   For   For
4A.   Required Vote to Amend the Charter   Management   For   For   For
4B.   Required Vote to Amend the Bylaws   Management   For   For   For
4C.   Director Removal   Management   For   For   For
4D.   Removal of Blank Check Company Provisions   Management   For   For   For
5A.   Election Director: Ric Fulop   Management   For   For   For
5B.   Election Director: Dayna Grayson   Management   For   For   For
5C.   Election Director: Leo Hindery, Jr.   Management   For   For   For
5D.   Election Director: Wen Hsieh   Management   For   For   For
5E.   Election Director: Jeff Immelt   Management   For   For   For
5F.   Election Director: Byron Knight   Management   For   For   For
5G.   Election Director: Stephen Nigro   Management   For   For   For
5H.   Election Director: Steve Papa   Management   For   For   For
5I.   Election Director: Andy Wheeler   Management   For   For   For
5J.   Election Director: Bilal Zuberi   Management   For   For   For
6.   The Merger Issuance Proposal - To consider and vote upon a proposal to approve, for purposes of complying with applicable listing rules of the New York Stock Exchange (the “NYSE”), the issuance of shares of Class A common stock pursuant to the Business Combination.   Management   For   For   For
7.   The Subscription Agreements Proposal - To consider and vote upon a proposal to approve, for purposes of complying with applicable listing rules of the NYSE, the issuance of shares of Class A common stock pursuant to the Subscription Agreements.   Management   For   For   For
8.   The Incentive Plan Proposal - To consider and vote upon a proposal to approve and adopt the Desktop Metal, Inc. 2020 Incentive Award Plan.   Management   For   For   For
9.   The Adjournment Proposal - To consider & vote upon a proposal to approve adjournment of Special Meeting to a later date or dates, if necessary, to permit further solicitation & vote of proxies in event that there are insufficient votes for, or otherwise in connection with, approval of Business Combination Proposal, Charter Amendment Proposal, Charter Approval Proposal, Merger Issuance Proposal, Subscription Agreements Proposal or Incentive Plan Proposal, or Trine determines that one or more of closing conditions to Merger Agreement is not satisfied or waived.   Management   For   For   For

 

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   134,809   0   02-Dec-2020   02-Dec-2020

LF CAPITAL ACQUISTION CORP

 

Security   50200K108      Meeting Type   Special
Ticker Symbol   LFAC      Meeting Date   14-Dec-2020
ISIN   US50200K1088      Agenda   935311352 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   Proposal to adopt the Agreement and Plan of Merger, dated as of August 31, 2020 (“Merger Agreement”) by and among the Company, LFCA Merger Sub, Inc. (“Merger Sub”), Landsea Homes Incorporated, (“Landsea”), and Landsea Holdings Corporation, (the “Seller”), and approve the transactions contemplated thereby, including, among other things, the merger of Merger Sub with and into Landsea, with Landsea continuing as the surviving corporation (the “Merger” and, together with the other transactions, the “Business Combination”).   Management   For   For   For
2.   Proposal to approve for purposes of complying with applicable Nasdaq listing rules, the issuance of more than 20% of the Company’s issued and outstanding Common Stock pursuant to the Business Combination. The Nasdaq Proposal is conditioned on stockholder approval of the Business Combination Proposal.   Management   For   For   For
3.   Proposal to adopt the Second Amended and Restated Certificate of Incorporation of the Company in the form attached to the Proxy Statement as Annex B. The Charter Approval Proposal is conditioned on stockholder approval of the Business Combination Proposal.   Management   For   For   For
4a.   Declassification of the Board of Directors - Proposal to amend the certificate of incorporation of the Company to change the classification of the board of directors of the Company from three classes to one class, with each being elected to annual terms at each annual meeting of stockholders.   Management   For   For   For
4b.   Action by Written Consent - Proposal to amend the certificate of incorporation of the Company to permit the Seller to act by written consent as a stockholder of the Company so long as the Seller and its affiliates, collectively, beneficially own at least a majority of the outstanding shares of the Company.   Management   For   For   For
4c.   Stockholder Special Meetings - Proposal to amend the certificate of incorporation of the Company to provide that any stockholder (or group of stockholders) of the Company that beneficially owns at least 25% of the voting power of the stock outstanding and entitled to vote on the matter or matters proposed to be brought before a special meeting shall have the right to call a special meeting of the stockholders of the Company.   Management   For   For   For
4d.   Election Not to be Governed by Section 203 of the General Corporation Law of the State of Delaware - Amend the certificate of incorporation of the Company to elect not to be governed by Section 203 of the General Corporation Law of the State of Delaware (“DGCL”) and, instead, include a provision in the certificate of incorporation that is substantially similar to Section 203, but excludes the Seller and its successors and affiliates from the definition of “interested stockholder”, and to make certain related changes.   Management   For   For   For
4e.   80% Stockholder Approval for Mergers or Consolidations - Proposal to amend the certificate of incorporation of the Company to require the approval of no less than 80% of the outstanding shares of the Company’s common stock for any merger or consolidation with any other entity, when the Seller and its affiliates, collectively, beneficially own more than 20% of the outstanding shares of the Company’s common stock.   Management   For   For   For
4f.   Changes to Corporate Opportunity Provisions - Proposal to amend the certificate of incorporation of the Company to delete the current corporate opportunities provision and replace it with a requirement that not less than 70% of the voting power of the outstanding shares of common stock of the Company is required to amend that certain provision of that certain stockholders agreement to be entered into as of the consummation of the Business Combination.   Management   For   For   For
4g.   Amendment of Second Amended and Restated Certificate of Incorporation - Proposal to amend the certificate of incorporation of the Company to require the affirmative vote of at least 70% of the voting power of the stock outstanding and entitled to vote thereon for any proposed amendment to the certificate of incorporation of the Company.   Management   For   For   For
4h.   Amendment of Bylaws - Proposal to amend the certificate of incorporation of the Company to require the affirmative vote of at least 70% of the voting power of the stock outstanding and entitled to vote thereon for any proposed amendment to the bylaws of the Company.   Management   For   For   For
4i.   Increase of Authorized Shares - Proposal to amend the certificate of incorporation of the Company to provide for a single class of common stock of Company, entitled to one vote for each share of common stock held of record by such holder on all matters on which stockholders generally are entitled to vote (other than certain amendments relating to preferred stock) and increase the total number of authorized shares of common stock from 115,000,000 shares to 500,000,000 shares.   Management   For   For   For
4j.   Exclusive Forum - Proposal to amend the certificate of incorporation of the Company to provide for the sole and exclusive forums with respect to internal corporate claims and claims arising under the Securities Act of 1933.   Management   For   For   For
5.   Proposal to elect two (2) directors to our board of directors to serve as Class II directors for a term of three years expiring at the annual meeting of stockholders to be held in 2023 or until each such director’s successor has been duly elected and qualified, or until each such director’s earlier death, resignation, retirement or removal. Assuming that Proposal No. 3 is approved.   Management   For   For   For
6.   Proposal to approve the Landsea Homes Corporation 2020 Stock Incentive Plan (the “Incentive Plan”), including the authorization of the initial share reserve under the Incentive Plan. The Incentive Plan Proposal is conditioned on stockholder approval of the Business Combination Proposal.   Management   For   For   For
7.   Proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal, the Nasdaq Proposal or the Charter Approval Proposal. This proposal will only be presented at the Special Meeting if there are not sufficient votes to approve the Business Combination Proposal, the Nasdaq Proposal or the Charter Approval Proposal.   Management   For   For   For

 

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Date
Confirmed

997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO    99,369    0    09-Dec-2020    09-Dec-2020

GCI LIBERTY, INC.

 

Security   36164V305      Meeting Type   Special
Ticker Symbol   GLIBA      Meeting Date   15-Dec-2020
ISIN   US36164V3050      Agenda   935296194 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   A proposal to approve the adoption of the Agreement and Plan of Merger, dated August 6, 2020 (as may be amended from time to time), by and among Liberty Broadband Corporation, GCI Liberty, Inc., Grizzly Merger Sub 1, LLC and Grizzly Merger Sub 2, Inc.   Management   For   For   For
2.   A proposal to approve the adjournment of the GCI Liberty, Inc. special meeting from time to time to solicit additional proxies in favor of Proposal 1 if there are insufficient votes at the time of such adjournment to approve that proposal or if otherwise determined by the chairperson of the meeting to be necessary or appropriate.   Management   For   For   For

 

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Date
Confirmed

997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO    49,435    0    11-Dec-2020    11-Dec-2020

FLYING EAGLE ACQUISITION CORP

 

Security   34407Y103      Meeting Type   Special
Ticker Symbol   FEAC      Meeting Date   16-Dec-2020
ISIN   US34407Y1038      Agenda   935313522 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   The Business Combination Proposal: To consider and vote upon a proposal to approve the agreement and plan of merger, dated as of September 1, 2020 (as may be amended and/or restated from time to time, the “Merger Agreement”), by and among Flying Eagle Acquisition Corp. (“FEAC”); FEAC Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of FEAC (“Merger Sub”); “Skillz, Inc.”, a Delaware corporation (“Skillz”).   Management   For   For   For
2.   The Charter Proposal: To consider and vote upon a proposal to approve, assuming the Business Combination Proposal is approved and adopted, the proposed third amended and restated certificate of incorporation of FEAC (the “Proposed Charter”) a copy of which is attached to this proxy statement/prospectus as Annex B, which will replace FEAC’s second amended and restated certificate of incorporation, dated March 5, 2020 (the “Current Charter”) and will be in effect upon the Closing of the Business Combination.   Management   For   For   For
3a.   Advisory Charter Proposal A: Under the Proposed Charter, New Skillz will be authorized to issue 635,000,000 shares of capital stock, consisting of (i) 500,000,000 shares of New Skillz Class A common stock, par value $0.0001 per share, (ii) 125,000,000 shares of New Skillz Class B common stock, par value $0.0001 per share, and (iii) 10,000,000 shares of preferred stock, par value $0.0001 per share, as opposed to the Current Charter authorizing FEAC to issue 401,000,000 shares of capital stock,.   Management   For   For   For
3b.   Advisory Charter Proposal B: Holders of shares of New Skillz Class A common stock will be entitled to cast one vote per share of New Skillz Class A common stock and holders of shares of New Skillz Class B common stock will be entitled to cast 20 votes per share of New Skillz Class B   Management   For   For   For
  common stock on each matter properly submitted to New Skillz’s stockholders entitled to vote, as opposed to each share of FEAC Class A common stock and FEAC Class B common stock being entitled to one vote per share on each matter properly submitted to FEAC’s shareholders.        
3c.   Advisory Charter Proposal C: Each member of the board of directors of New Skillz will be elected at each annual meeting of stockholders (or special meeting in lieu thereof), as opposed to the board of directors of FEAC having three classes of directors, with only one class of directors being elected in each year and each class serving a three-year term.   Management   For   For   For
3d.   Advisory Charter Proposal D: Any action required or permitted to be taken by the stockholders of New Skillz may be taken by written consent until the time the issued and outstanding shares of Class B common stock represent less than 50% of the voting power of the then outstanding shares of capital stock of New Skillz, as opposed to only holders of shares of FEAC Class B common stock having the ability to take stockholder action by written consent.   Management   For   For   For
3e.   Advisory Charter Proposal E: Amendments to certain provisions of Proposed Charter relating to rights of Class A and Class B common stock will require (i) so long as any shares of Class B common stock remain outstanding, affirmative vote of holders of at least two-thirds of outstanding shares of Class B common stock of New Skillz, voting as a separate class, (ii) so long as any shares of Class A common stock remain outstanding ...(due to space limits, see proxy material for full proposal).   Management   For   For   For
3f.   Advisory Charter Proposal F: The bylaws of New Skillz may be amended, altered or repealed or adopted either (x) by the affirmative vote of a majority of the New Skillz board of directors present at any regular or special meeting of the Board at which a quorum is present or (y).   Management   For   For   For
3g.   Advisory Charter Proposal G: The number of directors will be fixed and may be modified by the New Skillz board of directors, provided that the number of directors cannot exceed a certain threshold without the affirmative vote of the holders of   Management   For   For   For
  (x) at least two-thirds of the voting power of the outstanding capital stock of New Skillz when outstanding Class B common stock represents less than 50% of the total voting power, or, prior to such time, (y) a majority of the voting power of the outstanding capital stock of New Skillz,.        
4.   The Stock Issuance Proposal: To consider and vote upon a proposal to approve, assuming the Business Combination Proposal and the Charter Proposal are approved and adopted, for the purposes of complying with the applicable listing rules of the NYSE, the issuance of (x) shares of FEAC Class A common stock pursuant to the terms of the Merger Agreement and (y) shares of FEAC Class A common stock to certain institutional investors in connection with the Private Placement, plus any additional shares pursuant to subscription agreements.   Management   For   For   For
5.   The Incentive Plan Proposal: To consider and vote upon a proposal to approve, assuming the Business Combination Proposal, the Charter Proposal and the Stock Issuance Proposal are approved and adopted, the Skillz 2020 Omnibus Incentive Plan (the “Incentive Plan”), a copy of which is attached to this proxy statement/prospectus as Annex F, including the authorization of the initial share reserve under the Incentive Plan.   Management   For   For   For
6.   The ESPP Proposal: To consider and vote upon a proposal to approve, assuming the Business Combination Proposal, the Charter Proposal, the Stock Issuance Proposal and the Incentive Plan Proposal are approved and adopted, the “Skillz, Inc.” 2020 Employee Stock Purchase Plan (the “ESPP”), a copy of which is attached to this proxy statement/prospectus as Annex G, including the authorization of the initial share reserve under the ESPP.   Management   For   For   For
7.   The Adjournment Proposal: To consider and vote upon a proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, any of the Business Combination Proposal, the Charter Proposal, the Stock Issuance Proposal, the Incentive Plan Proposal and the ESPP Proposal would not be duly approved and adopted by our stockholders or we determine that one or more of the Closing conditions under Merger.   Management   For   For   For

 

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Date
Confirmed

997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO    106,066    0    09-Dec-2020    09-Dec-2020

CODEMASTERS GROUP HOLDINGS PLC

 

Security   G2252A101      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   21-Dec-2020
ISIN   GB00BFWZ2G72      Agenda   713456451 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1   FOR THE PURPOSES OF THE SCHEME: (A) TO AUTHORISE THE DIRECTORS TO TAKE ALL SUCH ACTION AS THEY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; (B) THE CANCELLATION OF THE ADMISSION OF CODEMASTERS SHARES TO TRADING ON AIM; (C) THE COMPANY’S RE- REGISTRATION AS A PRIVATE LIMITED COMPANY; AND (D) AMENDING THE ARTICLES OF ASSOCIATION OF THE COMPANY   Management   Abstain   For   Against

 

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Date
Confirmed

Y76E    Y76E       STATE STREET BANK    275,959    0    18-Dec-2020    18-Dec-2020

CODEMASTERS GROUP HOLDINGS PLC

 

Security   G2252A101      Meeting Type   Court Meeting
Ticker Symbol        Meeting Date   21-Dec-2020
ISIN   GB00BFWZ2G72      Agenda   713456463 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

CMMT   PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT   Non-Voting      
1   FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PROPOSED TO BE MADE PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 (THE “SCHEME”) BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS   Management   Abstain   For   Against

 

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Date
Confirmed

Y76E    Y76E       STATE STREET BANK    275,959    0    18-Dec-2020    18-Dec-2020

HENNESSY CAPITAL ACQUISITION CORP. IV

 

Security   42589C104      Meeting Type   Special
Ticker Symbol   HCAC      Meeting Date   21-Dec-2020
ISIN   US42589C1045      Agenda   935314625 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   The Business Combination Proposal - To approve and adopt the Merger Agreement, dated as of August 17, 2020 (as may be amended from time to time, the “Merger Agreement”).   Management   For   For   For
2.   To approve the amendment of the Company’s Amended and Restated Certificate of Incorporation (the “Existing Charter”), which is reflected in the proposed Second Amended and Restated Certificate of Incorporation of the Company (the “Proposed Charter”) to increase the authorized shares of the Company’s common stock to 500,000,000 shares and authorized shares of preferred stock to 10,000,000. Each of the Charter Proposals is conditioned on the approval of the Business Combination Proposal.   Management   For   For   For
3.   To approve the amendment of the Company’s Existing Charter to require an affirmative vote of 66 2/3% of the outstanding shares of Company common stock to alter, amend, or repeal the proposed bylaws of the Company. Each of the Charter Proposals is conditioned on the approval of the Business Combination Proposal.   Management   For   For   For
4.   To approve the amendment of the Company’s Existing Charter to require an affirmative vote of 66 2/3% of the outstanding shares of Company common stock to alter, amend, or repeal Articles V, VI, VII and VIII of the Proposed Charter. Each of the Charter Proposals is conditioned on the approval of the Business Combination Proposal.   Management   For   For   For
5.   To approve and adopt the Proposed Charter that includes the approval of Proposal 2, Proposal 3 and Proposal 4 and provides for certain additional changes, including changing the Company’s name from “Hennessy Capital Acquisition Corp. IV” to “Canoo Inc.,” which our board of directors believes are necessary to adequately address the needs of the Company immediately following the consummation of the Business Combination and approval of the Proposed Charter.   Management   For   For   For
6.   DIRECTOR   Management      
  1 Foster Chiang     For   For   For
  2 Greg Ethridge     For   For   For
  3 Thomas Dattilo     For   For   For
  4 Rainer Schmueckle     For   For   For
  5 Josette Sheeran     For   For   For
  6 Tony Aquila     For   For   For
7.   Incentive Plan Proposal - To approve and adopt the Canoo Inc. 2020 Equity Incentive Plan. The Incentive Plan Proposal is conditioned on the approval of the Business Combination Proposal and Proposal 2.   Management   For   For   For
8.   Purchase Plan Proposal - To approve and adopt the Canoo Inc. 2020 Employee Stock Purchase Plan. The Purchase Plan Proposal is conditioned on the approval of the Business Combination Proposal and Proposal 2.   Management   For   For   For
9.   Nasdaq Proposal - To approve, for purposes of complying with the applicable listing rules of the Nasdaq Stock Market, the issuance of up to 190,000,000 shares of the Company’s Class A common stock to the Canoo shareholders pursuant to the Merger Agreement and 32,325,000 shares of the Company’s Class A common stock to certain investors in the private placement of securities pursuant to the terms of certain subscription agreements entered into in connection with the Business Combination.   Management   For   For   For
10.   Adjournment Proposal - To adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the Business Combination Proposal, the Charter Proposals, the Director Election Proposal, the Incentive Plan Proposal, the Purchase Plan Proposal or the Nasdaq Proposal.   Management   For   For   For

 

Account
Number

   

Account Name

   

Internal
Account

   

Custodian

   

Ballot Shares

   

Unavailable
Shares

   

Vote Date

   

Date
Confirmed

997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO    64,933    0    17-Dec-2020    17-Dec-2020

LF CAPITAL ACQUISTION CORP

 

Security   50200K108      Meeting Type   Special
Ticker Symbol   LFAC      Meeting Date   21-Dec-2020
ISIN   US50200K1088      Agenda   935313546 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   Extension Amendment: Proposal to amend the Company’s Amended and Restated Certificate of Incorporation, as previously amended, to extend the date by which the Company must consummate a business combination from December 22, 2020 to January 22, 2021.   Management   For   For   For
2.   Adjournment of the Special Meeting Proposal to direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Meeting, there are not sufficient votes to approve the foregoing proposal.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   99,369   0   17-Dec-2020   17-Dec-2020

PIVOTAL INVESTMENT CORPORATION II

 

Security   72582K100      Meeting Type   Annual
Ticker Symbol   PIC      Meeting Date   21-Dec-2020
ISIN   US72582K1007      Agenda   935316390 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To approve and adopt the Merger Agreement, and the transactions contemplated thereby, including the merger of PIC II Merger Sub Corp. with and into XL Hybrids, Inc., and the issuance of shares of Pivotal II’s Class A common stock to XL’s securityholders in the Merger.   Management   For   For   For
2.   To approve the issuance of 15,000,000 shares in a private placement.   Management   For   For   For
3.   To approve amendments to Pivotal II’s current amended and restated certificate of incorporation to: change the name of Pivotal II to “XL Fleet Corp.”   Management   For   For   For
4.   To approve amendments to Pivotal II’s current amended and restated certificate of incorporation to: increase the number of shares of Class A common stock Pivotal II is authorized to issue to 350,000,000 shares and remove the provisions for Pivotal’s current Class B common stock.   Management   For   For   For
5.   To approve amendments to Pivotal II’s current amended and restated certificate of incorporation to: remove the various provisions applicable only to special purpose acquisition companies and make certain other changes that the Pivotal II board deems appropriate for a public operating company.   Management   For   For   For
6.   DIRECTOR   Management      
 

    1  Sarah Sclarsic#

     For   For   For
 

    2  Declan P. Flanagan#

     For   For   For
 

    3  Debora Frodl#

     For   For   For
 

    4  Kevin Griffin*

     For   For   For
 

    5  Niharika Ramdev*

     For   For   For
 

    6  Christopher Hayes*

     For   For   For
 

    7  Jonathan J. Ledecky**

     For   For   For
 

    8  Thomas J. Hynes III**

     For   For   For
 

    9  Dimitri N. Kazarinoff**

     For   For   For
7.   To approve the 2020 Equity Incentive Plan.   Management   For   For   For
8.   To adjourn the annual meeting to a later date or dates if it is determined by the officer presiding over the annual meeting that more time is necessary for Pivotal II to consummate the Merger and the other transactions contemplated by the Merger Agreement.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   24,741   0   17-Dec-2020   17-Dec-2020

GENWORTH MI CANADA INC.

 

Security   37252B102      Meeting Type   Special
Ticker Symbol   GMICF      Meeting Date   22-Dec-2020
ISIN   CA37252B1022      Agenda   935307492 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1

   To pass, with or without variation, the special resolution, the full text of which is set forth in Appendix A to the management information circular of Genworth MI Canada Inc. (the “Company”) dated November 20, 2020 (the “Circular”) to approve an arrangement pursuant to Section 192 of the Canada Business Corporations Act involving the Company, Falcon Holding LP (the “Parent”) and Falcon Holding Acquisition Corporation (the “Purchaser”), whereby, among other things, the Purchaser will acquire all of the issued and outstanding common shares (the “Shares”) of the Company (other than Shares owned by Brookfield Business Partners L.P. and certain of its affiliates and institutional partners, including the Purchaser and the Parent), as further described in the Circular.   Management   For   For   For

2

   To pass, with or without variation, the special resolution, the full text of which is set forth in Appendix G to the Circular, authorizing an amendment to the articles of the Company to create an unlimited number of a new class of preferred shares designated as “Class A Preferred Shares”, with the rights, privileges, restrictions and conditions as set out in Appendix H to the Circular, as further described in the Circular.   Management   For   For   For

3

   To pass, with or without variation, the special resolution, the full text of which is set forth in Appendix I to the Circular, authorizing an amendment to the articles of the Company to change the name of the Company from “Genworth MI Canada Inc.” to “Sagen MI Canada Inc.”, as further described in the Circular.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date Confirmed

Y76ESSTA 01 OM   LG MASTERS ALT STRATEGIES FUND   Y76E   STATE STREET TRUST   64,209   0   16-Dec-2020   16-Dec-2020

GILAT SATELLITE NETWORKS LTD.

 

Security   M51474118      Meeting Type   Annual
Ticker Symbol   GILT      Meeting Date   28-Dec-2020
ISIN   IL0010825102      Agenda   935313015 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against

Management

1A)

   Re-election of Director: Dov Baharav   Management   For   For   For

1B)

   Re-election of Director: Amiram Boehm   Management   For   For   For

1C)

   Re-election of Director: Ishay Davidi   Management   For   For   For

1D)

   Election of Director: Aylon (Lonny) Rafaeli   Management   For   For   For

1E)

   Re-election of Director: Meir Shamir   Management   For   For   For

1F)

   Re-election of Director: Dafna Sharir   Management   For   For   For

2)

   To elect Mr. Ami Shafran to serve as an external director for a three-year term.   Management   For   For   For

2A)

   By marking the “YES” box, you confirm that you are not a “controlling shareholder” and do not have a “personal interest” in the approval of Proposal 2. If you cannot make such confirmation, please check the “NO” box. Mark “for” = yes or “against” = no.   Management   For   None  

3)

   Subject to his election under Item 2, to approve a grant of options to Mr. Shafran.   Management   For   For   For

4)

   To amend the Company’s compensation policy for directors and officers.   Management   For   For   For

4A)

   By marking the “YES” box, you confirm that you are not a “controlling shareholder” and do not have a “personal interest” in the approval of Proposal 4. If you cannot make such confirmation, please check the “NO” box. Mark “for” = yes or “against” = no.   Management   For   None  

5)

   To approve the terms of service and compensation of the Chief Executive Officer of the Company.   Management   For   For   For

5A)

   By marking the “YES” box, you confirm that you are not a “controlling shareholder” and do not have a “personal interest” in the approval of Proposal 5. If you cannot make such confirmation, please check the “NO” box. Mark “for” = yes or “against” = no.   Management   For   None  

6)

   To extend the term of the Company’s existing indemnification agreements with two Company directors who are affiliated with the Company’s controlling shareholders, certain limited partnerships managed by FIMI IV 2007 Ltd. and by FIMI FIVE 2012 Ltd., for a three-year period.   Management   For   For   For

6A)

   By marking the “YES” box, you confirm that you are not a “controlling shareholder” and do not have a “personal interest” in the approval of Proposal 6. If you cannot make such confirmation, please check the “NO” box. Mark “for” = yes or “against” = no.   Management   For   None  
7)   To ratify and approve the reappointment and compensation of Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accountants for the fiscal year ending December 31, 2020, and for such additional period until the next annual general meeting of shareholders.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   181,645   0   23-Dec-2020   23-Dec-2020

LIVE OAK ACQUISITION CORP.

 

Security   53804F103      Meeting Type   Special
Ticker Symbol   LOAK      Meeting Date   28-Dec-2020
ISIN   US53804F1030      Agenda   935318697 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   The Business Combination Proposal - To consider and vote upon a proposal to approve and adopt the merger agreement, dated as of October 3, 2020 (as amended, the “Merger Agreement”), by and among Live Oak, Green Merger Corp., Meredian Holdings Group, Inc. (the “Danimer”), Live Oak Sponsor Partners, LLC and John A. Dowdy, Jr. and the transactions contemplated thereby (the “Business Combination”).   Management   For   For   For
2A.   The Charter Amendment Proposal - To consider and vote upon a proposal to approve the material differences between the proposed fourth amended and restated certificate of incorporation of Live Oak that will be in effect upon the closing of the Business Combination and Live Oak’s current certificate of incorporation: To change Live Oak’s name to “Danimer Scientific, Inc.” The Charter Amendment Proposal (including each sub-proposal) is conditioned on the approval of the Business Combination Proposal.   Management   For   For   For
2B.   The Charter Amendment Proposal - To consider and vote upon a proposal to approve the material differences between the proposed fourth amended and restated certificate of incorporation of Live Oak that will be in effect upon the closing of the Business Combination and Live Oak’s current certificate of incorporation: To revise Live Oak’s purpose. The Charter Amendment Proposal (including each sub- proposal) is conditioned on the approval of the Business Combination Proposal.   Management   For   For   For
2C.   The Charter Amendment Proposal - To consider and vote upon a proposal to approve the material differences between the proposed fourth amended and restated certificate of incorporation of Live Oak that will be in effect upon the closing of the Business Combination and Live Oak’s current certificate of incorporation: To increase the authorized shares of Live Oak’s Class A Common Stock, par value $0.0001 per share to 200,000,000 and Live Oak’s preferred stock to 10,000,000.   Management   For   For   For
2D.   The Charter Amendment Proposal - To consider and vote upon a proposal to approve the material differences between the proposed fourth amended and restated certificate of incorporation of Live Oak that will be in effect upon the closing of the Business Combination and Live Oak’s current certificate of incorporation: To remove the business combination requirements. The Charter Amendment Proposal (including each sub-proposal) is conditioned on the approval of the Business Combination Proposal.   Management   For   For   For
2E.   The Charter Amendment Proposal - To consider and vote upon a proposal to approve the material differences between the proposed fourth amended and restated certificate of incorporation of Live Oak that will be in effect upon the closing of the Business Combination and Live Oak’s current certificate of incorporation: To revise the choice of forum provisions. The Charter Amendment Proposal (including each sub- proposal) is conditioned on the approval of the Business Combination Proposal.   Management   For   For   For
2F.   The Charter Amendment Proposal - To consider and vote upon a proposal to approve the material differences between the proposed fourth amended and restated certificate of incorporation of Live Oak that will be in effect upon the closing of the Business Combination and Live Oak’s current certificate of incorporation: To add the supermajority voting provisions. The Charter Amendment Proposal (including each sub-proposal) is conditioned on the approval of the Business Combination Proposal.   Management   For   For   For
2G.   The Charter Amendment Proposal - To consider and vote upon a proposal to approve the material differences between the proposed fourth amended and restated certificate of incorporation of Live Oak that will be in effect upon the closing of the Business Combination and Live Oak’s current certificate of incorporation: To remove the provision renouncing the corporate opportunity doctrine. The Charter Amendment Proposal (including each sub- proposal) is conditioned on the approval of the Business Combination Proposal.   Management   For   For   For
2H.   The Charter Amendment Proposal - To consider and vote upon a proposal to approve the material differences between the proposed fourth amended and restated certificate of incorporation of Live Oak that will be in effect upon the closing of the   Management   For   For   For
  Business Combination and Live Oak’s current certificate of incorporation: To remove the provisions providing for a classified board of directors. The Charter Amendment Proposal (including each sub- proposal) is conditioned on the approval of the Business Combination Proposal.        
2I.   The Charter Amendment Proposal - To consider and vote upon a proposal to approve the material differences between the proposed fourth amended and restated certificate of incorporation of Live Oak that will be in effect upon the closing of the Business Combination and Live Oak’s current certificate of incorporation: To approve all other changes. The Charter Amendment Proposal (including each sub- proposal) is conditioned on the approval of the Business Combination Proposal.   Management   For   For   For
3.   DIRECTOR   Management      
  1 Stephen E. Croskrey     For   For   For
  2 John P. Amboian     For   For   For
  3 Richard J. Hendrix     For   For   For
  4 Christy Basco     For   For   For
  5 Philip Gregory Calhoun     For   For   For
  6 Gregory Hunt     For   For   For
  7 Dr. Isao Noda     For   For   For
  8 Stuart Pratt     For   For   For
4.   The NYSE Proposal - To consider and vote upon a proposal to approve, for purposes of complying with the applicable provisions of Section 312.03 of the New York Stock Exchange’s (“NYSE”) Listed Company Manual: (i) the issuance of more than 20% of Live Oak’s Class A Common Stock in connection with the Business Combination, including, without limitation, to the investors in the PIPE; (ii) the issuance of shares of Live Oak’s Class A Common Stock to a Related Party in connection with the Business Combination.   Management   For   For   For
5.   The Equity Incentive Plan Proposal - To consider and vote upon a proposal to approve and adopt the equity incentive award plan established to be effective after the Closing of the Business Combination. The Equity Incentive Plan Proposal is conditioned on the approval of the Business Combination Proposal.   Management   For   For   For
6.   The Employee Stock Purchase Plan Proposal - To consider and vote upon a proposal approve and adopt the employee stock purchase plan established to be effective after the Closing of the Business Combination. The Employee Stock Purchase Plan Proposal is conditioned on the approval of the Business Combination Proposal.   Management   For   For   For
7.   The Adjournment Proposal - To consider and vote upon a proposal to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve one or more proposals presented to stockholders for vote.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   31,274   0   23-Dec-2020   23-Dec-2020

TAUBMAN CENTERS, INC.

 

Security   876664103      Meeting Type   Special
Ticker Symbol   TCO      Meeting Date   28-Dec-2020
ISIN   US8766641034      Agenda   935314675 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt and approve the Amended and Restated Agreement and Plan of Merger, dated as of November 14, 2020.   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, compensation that may become payable to Taubman’s named executive officers in connection with the REIT Merger and the other Transactions, as more particularly described in the Proxy Statement.   Management   For   For   For
3.   To approve an adjournment of the special meeting, even if a quorum is present, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve Proposal 1.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   134,412   0   22-Dec-2020   22-Dec-2020

TAUBMAN CENTERS, INC.

 

Security   876664103      Meeting Type   Special
Ticker Symbol   TCO      Meeting Date   28-Dec-2020
ISIN   US8766641034      Agenda   935318685 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt and approve the Amended and Restated Agreement and Plan of Merger, dated as of November 14, 2020.   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, compensation that may become payable to Taubman’s named executive officers in connection with the REIT Merger and the other Transactions, as more particularly described in the Proxy Statement.   Management   For   For   For
3.   To approve an adjournment of the special meeting, even if a quorum is present, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve Proposal 1.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   134,412   0   22-Dec-2020   22-Dec-2020

TIFFANY & CO.

 

Security   886547108      Meeting Type   Special
Ticker Symbol   TIF      Meeting Date   30-Dec-2020
ISIN   US8865471085      Agenda   935313053 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Amended and Restated Agreement and Plan of Merger, dated as of October 28, 2020, (the “merger agreement”), by and among the Tiffany & Co. (the “Company”), LVMH Moët Hennessy- Louis Vuitton SE, a societas Europaea (European company) organized under the laws of France (“Parent”), Breakfast Holdings Acquisition Corp., a Delaware corporation and an indirect wholly owned subsidiary of Parent (“Holding”), and Breakfast Acquisition Corp., a Delaware corporation and a direct wholly owned subsidiary of Holding (“Merger Sub”).   Management   For   For   For
2.   The compensation proposal - To approve, by non-binding, advisory vote, certain compensation arrangements for the Company’s named executive officers in connection with the merger.   Management   For   For   For
3.   N/A   Management   For   None  

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   87,547   0   24-Dec-2020   24-Dec-2020

WPX ENERGY, INC.

 

Security   98212B103      Meeting Type   Special
Ticker Symbol   WPX      Meeting Date   30-Dec-2020
ISIN   US98212B1035      Agenda   935310615 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   Merger Proposal - To vote on a proposal to adopt the Agreement and Plan of Merger, dated as of September 26, 2020, by and among Devon Energy Corporation, WPX and East Merger Sub, Inc., a Delaware corporation and a wholly-owned, direct subsidiary of Devon and WPX (the “Merger Proposal”).   Management   For   For   For
2.   Advisory Compensation Proposal - To vote on a proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to WPX’s named executive officers that is based on or otherwise relates to the merger.   Management   For   For   For
3.  

Adjournment Proposal - To vote on a proposal to approve the adjournment of the special meeting to solicit additional proxies if there are not sufficient votes cast at the special meeting to

approve the Merger Proposal.

   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   629,937   0   24-Dec-2020   24-Dec-2020

FIAT CHRYSLER AUTOMOBILES N.V.

 

Security   N31738102      Meeting Type   ExtraOrdinary General Meeting
Ticker Symbol        Meeting Date   04-Jan-2021
ISIN   NL0010877643      Agenda   713409717 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

CMMT   PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.   Non-Voting      
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU   Non-Voting      
E.2   TO APPROVE THE MERGER AND ALL RELATED PROPOSALS IN CONNECTION WITH THE MERGER WITH PSA   Management   For   For   For
E.3   TO AMEND THE ARTICLES OF THE BYLAWS TO INCREASE, AND SUBSEQUENTLY, DECREASE THE COMBINED COMPANY’S ISSUED STOCK CAPITAL   Management   For   For   For
CMMT   25 NOV 2020: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM OGM TO EGM.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      
CMMT   07 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE- VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU.   Non-Voting      
CMMT   07 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting      

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date Confirmed

Y76E   Y76E     STATE STREET BANK   176,324   0   16-Dec-2020   16-Dec-2020

FRONT YARD RESIDENTIAL CORPORATION

 

Security   35904G107      Meeting Type   Special
Ticker Symbol   RESI      Meeting Date   06-Jan-2021
ISIN   US35904G1076      Agenda   935317013 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To approve the merger of the Company with and into Midway AcquisitionCo REIT, a Maryland real estate investment trust (which we refer to as “Merger Sub” and to such merger as the “Merger”) pursuant to the Agreement and Plan of Merger, dated as of October 19, 2020 (which we refer to as the “Original Agreement”), as amended by the First Amendment to Agreement and Plan of Merger, dated as of November 20, 2020 (which, together with the Original Agreement, as may be further amended from time to time, we refer to as the “Merger Agreement”).   Management   For   For   For
2.   To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the Merger contemplated by the Merger Agreement.   Management   For   For   For
3.   To adjourn the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to approve the Merger if there are insufficient votes at the time of the special meeting to approve the Merger.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

  

Ballot Shares

  

Unavailable
Shares

  

Vote Date

  

Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   236,265   0   04-Jan-2021   04-Jan-2021

ALTICE EUROPE N.V.

 

Security   N0R25F103      Meeting Type   ExtraOrdinary General Meeting
Ticker Symbol        Meeting Date   07-Jan-2021
ISIN   NL0011333752      Agenda   713420545 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

CMMT   PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.   Non-Voting      
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU   Non-Voting      
1.   OPENING   Non-Voting      
2a.   RECOMMENDED PUBLIC OFFER: EXPLANATION OF THE RECOMMENDED PUBLIC OFFER BY NEXT-PRIVATE B.V. FOR ALL ISSUED AND OUTSTANDING COMMON SHARES A AND COMMON SHARES-B IN THE COMPANY’S SHARE CAPITAL   Non-Voting      
2b.   RECOMMENDED PUBLIC OFFER: PROPOSAL TO ADOPT THE BACK-END RESOLUTION (MERGER)   Management   For   For   For
2c.   RECOMMENDED PUBLIC OFFER: PROPOSAL TO ADOPT THE BACK-END RESOLUTION (ASSET SALE)   Management   For   For   For
2d.   RECOMMENDED PUBLIC OFFER: PROPOSAL TO CONDITIONALLY AMEND THE COMPANY’S ARTICLES OF ASSOCIATION   Management   For   For   For
3a.   TREATMENT OF SHARE-BASED INCENTIVES: DISCUSSION OF THE TREATMENT OF STOCK-OPTIONS IN CONNECTION WITH THE RECOMMENDED PUBLIC OFFER   Non-Voting      
3b.   TREATMENT OF SHARE-BASED INCENTIVES: PROPOSAL TO SETTLE THE STOCK OPTIONS HELD BY MS. NATACHA MARTY IN CONNECTION WITH THE RECOMMENDED PUBLIC OFFER   Management   For   For   For
3c.   TREATMENT OF SHARE-BASED INCENTIVES: PROPOSAL TO AMEND THE TERMS AND CONDITIONS OF THE 2016 FPPS AND 2018 FPPS, IN CONNECTION WITH THE RECOMMENDED PUBLIC OFFER, HELD BY MR. ALAIN WEILL   Management   For   For   For
4.   ANY OTHER BUSINESS   Non-Voting      
5.   CLOSING OF THE MEETING   Non-Voting      
CMMT   07 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-NUMBERING OF ALL RESOLUTIONS AND CHANGE IN MEETING TYPE FROM AGM TO EGM WITH-ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      
CMMT   07 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE- VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU.   Non-Voting      

 

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Y76E   Y76E     STATE STREET BANK   59,132   0   22-Dec-2020   22-Dec-2020

PARSLEY ENERGY, INC.

 

Security   701877102      Meeting Type   Special
Ticker Symbol   PE      Meeting Date   12-Jan-2021
ISIN   US7018771029      Agenda   935316415 - Management

 

Item

  

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Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To approve and adopt the Agreement and Plan of Merger, dated as of October 20, 2020 (as may be amended from time to time), by and among Parsley Energy, Inc. (“Parsley”), Pioneer Natural Resources Company (“Pioneer”) and certain subsidiaries of Parsley and Pioneer and the transactions contemplated thereby.   Management   For   For   For
2.   To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Parsley’s named executive officers that is based on or otherwise relates to the mergers.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   98,865   0   08-Jan-2021   08-Jan-2021

ENDURANCE INTERNATIONAL GROUP HOLDINGS

 

Security   29272B105      Meeting Type   Special
Ticker Symbol   EIGI      Meeting Date   14-Jan-2021
ISIN   US29272B1052      Agenda   935317986 - Management

 

Item

  

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Proposed by

  

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For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of November 1, 2020, as it may be amended from time to time in accordance with its terms (the “merger agreement”), by and among Endurance International Group Holdings, Inc., Razorback Technology Intermediate Holdings, Inc. and Razorback Technology, Inc.   Management   For   For   For
2.   To approve, on a nonbinding advisory basis, the “golden parachute” compensation that will or may become payable to Endurance International Group Holdings, Inc.’s named executive officers in connection with the merger of Endure Digital, Inc. (formerly known as Razorback Technology, Inc.), a wholly owned subsidiary of Endure Digital Intermediate Holdings, Inc. (formerly known as Razorback Technology Intermediate Holdings, Inc.), with and into Endurance International Group Holdings, Inc., pursuant to the merger agreement.   Management   For   For   For
3.   To approve one or more adjournments of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to adopt the merger agreement.   Management   For   For   For

 

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Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   185,642   0   11-Jan-2021   11-Jan-2021

CONCHO RESOURCES INC.

 

Security   20605P101      Meeting Type   Special
Ticker Symbol   CXO      Meeting Date   15-Jan-2021
ISIN   US20605P1012      Agenda   935317924 - Management

 

Item

  

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Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated October 18, 2020 (as it may be amended from time to time, the “Merger Agreement”), by and among Concho Resources Inc., ConocoPhillips and Falcon Merger Sub Corp.   Management   For   For   For
2.   To approve, by non-binding vote, certain compensation that may be paid or become payable to Concho Resources Inc.’s named executive officers that is based on, or otherwise relates to, the merger contemplated by the Merger Agreement.   Management   For   For   For

 

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Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   101,611   0   13-Jan-2021   13-Jan-2021

CODEMASTERS GROUP HOLDINGS PLC

 

Security   G2252A101      Meeting Type   Court Meeting
Ticker Symbol        Meeting Date   03-Feb-2021
ISIN   GB00BFWZ2G72      Agenda   713498865 - Management

 

Item

  

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Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

CMMT   PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT   Non-Voting      
1   FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PROPOSED TO BE MADE PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 (THE “SCHEME”) BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS   Management   For   For   For

 

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Date Confirmed

Y76E   Y76E     STATE STREET BANK   744,725   0   25-Jan-2021   25-Jan-2021

CODEMASTERS GROUP HOLDINGS PLC

 

Security   G2252A101      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   03-Feb-2021
ISIN   GB00BFWZ2G72      Agenda   713498877 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1   FOR THE PURPOSES OF THE SCHEME: (A) TO AUTHORISE THE DIRECTORS TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; (B) THE CANCELLATION OF THE ADMISSION OF CODEMASTERS SHARES TO TRADING ON AIM; (C) THE COMPANY’S RE- REGISTRATION AS A PRIVATE LIMITED COMPANY; AND (D) AMENDING THE ARTICLES OF ASSOCIATION OF THE COMPANY   Management   For   For   For

 

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Date Confirmed

Y76E   Y76E     STATE STREET BANK   744,725   0   27-Jan-2021   27-Jan-2021

CELLULAR BIOMEDICINE GROUP, INC.

 

Security   15117P102      Meeting Type   Special
Ticker Symbol   CBMG      Meeting Date   08-Feb-2021
ISIN   US15117P1021      Agenda   935327317 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of August 11, 2020 (as it may be amended from time to time, the “Merger Agreement”), by and among CBMG Holdings, an exempted company with limited liability incorporated under the laws of the Cayman Islands (“Parent”), CBMG Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Sub”), and the Company, pursuant to which Merger Sub will be merged with and into the Company (the “Merger”), with the Company surviving the Merger as a wholly-owned subsidiary of Parent.   Management   Abstain   For   Against
2.   To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement.   Management   Abstain   For   Against
3.   To approve, on a non-binding, advisory basis, specified compensation that may become payable to the named executive officers of the Company in connection with the Merger.   Management   Abstain   For   Against

 

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Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   74,097   0   03-Feb-2021   03-Feb-2021

CIT GROUP INC.

 

Security   125581801      Meeting Type   Special
Ticker Symbol   CIT      Meeting Date   09-Feb-2021
ISIN   US1255818015      Agenda   935323030 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   The CIT merger proposal: The Board of Directors recommends you vote FOR the proposal to adopt the Agreement and Plan of Merger (the “Merger Agreement”), dated as of October 15, 2020, by and among CIT Group Inc. (“CIT”), First Citizens BancShares, Inc., First-Citizens Bank & Trust Company and FC Merger Subsidiary IX, Inc.   Management   For   For   For
2.   The CIT compensation proposal: The Board of Directors recommends that you vote FOR the proposal to approve, on an advisory (non- binding) basis, the executive officer compensation that will or may be paid to CIT’s named executive officers in connection with the transactions contemplated by the Merger Agreement.   Management   For   For   For
3.   The CIT adjournment proposal: The Board of Directors recommends that you vote FOR the proposal to adjourn the CIT special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the CIT merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of CIT common stock.   Management   For   For   For

 

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Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   82,960   0   04-Feb-2021   04-Feb-2021

LONGVIEW ACQUISITION CORP.

 

Security   543195101      Meeting Type   Special
Ticker Symbol   LGVW      Meeting Date   12-Feb-2021
ISIN   US5431951012      Agenda   935330275 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   The Business Combination Proposal - to approve the Business Combination Agreement, dated as of November 19, 2020 (as may be amended, the “Business Combination Agreement”), by and among Longview Acquisition Corp. (“Longview”), Clay Merger Sub, Inc., a wholly-owned subsidiary of Longview, and Butterfly Network, Inc. (“Butterfly”), and the transactions contemplated thereby, pursuant to which Clay Merger Sub, Inc. will merge with and into Butterfly (the “Merger”), with Butterfly surviving the Merger as a wholly owned subsidiary of Longview.   Management   For   For   For
2.   The Charter Amendment Proposal, including the Advisory Charter Amendment Proposals - to approve, assuming Proposal 1 is approved, the proposed amended and restated certificate of incorporation (the “Proposed Charter”) to replace Longview’s current amended and restated certificate of incorporation, dated May 20, 2020 (the “Current Charter”) and to be in effect as of the effective time of the Merger; and to approve, on a non- binding advisory basis, the following material differences between the Proposed Charter and Current Charter.   Management   For   For   For
2A.   The Proposed Charter will authorize the issuance of (i) 600,000,000 shares of New Butterfly Class A common stock, (ii) 27,000,000 shares of New Butterfly Class B common stock, and (iii) 1,000,000 shares of preferred stock, as opposed to the Current Charter, which authorizes the issuance of (a) 220,000,000 shares of common stock, including 200,000,000 shares of Longview Class A common stock and 20,000,000 shares of Longview Class B common stock, and (b) 1,000,000 shares of Longview preferred stock.   Management   For   For   For
2B.   Under the Proposed Charter, holders of New Butterfly Class A common stock will be entitled to cast one vote per share and holders of New Butterfly Class B common stock will be entitled to cast 20 votes per share, as opposed to the Current Charter, which provides that each share of Longview Class A common stock and Longview Class B common stock is entitled to one vote per share on each matter properly submitted to Longview’s stockholders entitled to vote.   Management   For   For   For
2C.   Under the Proposed Charter, any action required or permitted to be taken by the stockholders of New Butterfly may be taken by written consent until the time the issued and outstanding shares of New Butterfly Class B common stock represent less than 50% of the voting power of the then outstanding shares of capital stock of New Butterfly that would be entitled to vote for the election of directors, as opposed to the Bylaws of Longview, which permit holders of Longview capital stock to take stockholder action by written consent.   Management   For   For   For
2D.   Amendments to the Proposed Charter relating to stockholders’ rights will require the affirmative vote of (i) so long as any shares of Class A or Class B common stock are outstanding, at least a majority or two- thirds of the outstanding shares of such class, respectively, voting separately; and (ii) a majority of the voting power of the then-outstanding capital stock entitled to vote in the election of directors, as opposed to the Current Charter, which requires any such amendment be approved in accordance with Delaware law.   Management   For   For   For
2E.   The proposed Bylaws may be amended by (i) the majority vote of the Board at any meeting at which a quorum is present or (ii) depending on whether the voting power of the outstanding Class B common stock is more or less than 50% of the total voting power, the vote of a majority or 2/3, respectively, of the holders of capital stock entitled to vote, as opposed to the current Bylaws, which may be amended by a majority of the Board or the holders of a majority of the outstanding shares entitled to vote generally in the election of directors.   Management   For   For   For
2F.   The Proposed Charter provides that the number of directors will be fixed and may be modified solely by the Board, but cannot exceed a certain threshold without the affirmative vote of the holders of, depending on whether the voting power of the   Management   For   For   For
  outstanding Class B common stock is more or less than 50% of the total voting power, the vote of a majority or 2/3, respectively, of the holders of capital stock entitled to vote, as opposed to the Current Charter, which provides that the number of directors will be determined by the Board.        
3.   The NYSE Proposal - to approve, assuming Proposals 1 and 2 are approved, the issuance of up to 7,500,000 shares of Class A common stock pursuant to the Forward Purchase; 17,500,000 shares of Class A common stock to the Pipe Investors pursuant to the Subscription Agreements, plus any additional shares pursuant to Subscription Agreements entered into prior to Closing; and 118,401,695 shares of capital stock to existing Butterfly stockholders per the Business Combination Agreement, assuming a January 31, 2021 closing date.   Management   For   For   For
4A.   Election of Director: Jonathan M. Rothberg, Ph.D.   Management   For   For   For
4B.   Election of Director: Larry Robbins   Management   For   For   For
4C.   Election of Director: Todd M. Fruchterman, M.D., Ph.D.   Management   For   For   For
4D.   Election of Director: Dawn Carfora   Management   For   For   For
4E.   Election of Director: John Hammergren   Management   For   For   For
4F.   Election of Director: Gianluca Pettiti   Management   For   For   For
4G.   Election of Director: S. Louise Phanstiel   Management   For   For   For
5.   The Equity Incentive Plan Proposal - to approve, assuming Proposals 1, 2 and 3 are approved and adopted, the 2020 Equity Incentive Plan (the “Plan”), including the authorization of the initial share reserve under the Plan, including with respect to the number of shares that may be issued pursuant to the exercise of incentive stock options granted.   Management   For   For   For
6.   The Adjournment Proposal - to approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, any of Proposals 1, 2, 3 or 5 would not be duly approved and adopted by the stockholders or we determine that one or more of the closing conditions under the Business Combination Agreement is not satisfied or waived.   Management   For   For   For

 

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Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   23,106   0   11-Feb-2021   11-Feb-2021

PNM RESOURCES, INC.

 

Security   69349H107      Meeting Type   Special
Ticker Symbol   PNM      Meeting Date   12-Feb-2021
ISIN   US69349H1077      Agenda   935324397 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   Approve the Agreement and Plan of Merger, dated as of October 20, 2020, as it may be amended from time to time, or the merger agreement, by and among PNM Resources, Inc. (the Company), Avangrid, Inc. and NM Green Holdings, Inc.   Management   For   For   For
2.   Approve, by non-binding, advisory vote, certain existing compensation arrangements for the Company’s named executive officers in connection with the merger contemplated by the merger agreement.   Management   For   For   For
3.   Approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the merger agreement.   Management   For   For   For

 

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Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   109,653   0   11-Feb-2021   11-Feb-2021

TELENAV, INC.

 

Security   879455103      Meeting Type   Special
Ticker Symbol   TNAV      Meeting Date   16-Feb-2021
ISIN   US8794551031      Agenda   935325224 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   The proposal to adopt and approve the Agreement and Plan of Merger, dated as of November 2, 2020, (as amended on December 17, 2020, and as may be further amended, supplemented, or otherwise modified in accordance with its terms, the “Merger Agreement”) among Telenav, Inc., a Delaware corporation, V99, Inc., a Delaware corporation and Telenav99, Inc., a newly formed Delaware corporation and a wholly owned subsidiary of V99.   Management   For   For   For
2.   The proposal to approve the adjournment or postponement of the special meeting, if necessary or appropriate, to solicit additional proxies in the event that there are not sufficient votes at the time of the special meeting to adopt and approve the Merger Agreement.   Management   For   For   For
3.   The nonbinding, advisory proposal to approve compensation that will or may become payable to Telenav’s named executive officers in connection with the merger.   Management   For   For   For

 

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Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   179,184   0   08-Feb-2021   08-Feb-2021

APPLEGREEN PLC

 

Security   G04145101      Meeting Type   ExtraOrdinary General Meeting
Ticker Symbol        Meeting Date   17-Feb-2021
ISIN   IE00BXC8D038      Agenda   713572003 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU   Non-Voting      
1   APPROVE ACQUISITION OF APPLEGREEN PLC BY CAUSEWAY CONSORTIUM LIMITED   Management   For   For   For
2   AMEND ARTICLES OF ASSOCIATION   Management   For   For   For
3   AMEND SHARE PLANS   Management   For   For   For

 

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Date Confirmed

Y76E   Y76E     STATE STREET BANK   342,254   0   11-Feb-2021   11-Feb-2021

APPLEGREEN PLC

 

Security   G04145101      Meeting Type   Scheme Meeting
Ticker Symbol        Meeting Date   17-Feb-2021
ISIN   IE00BXC8D038      Agenda   713572015 - Management

 

Item

  

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Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU   Non-Voting      
1   APPROVE SCHEME OF ARRANGEMENT   Management   For   For   For
CMMT   29 JAN 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM CRT TO SCH. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting      

 

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Date Confirmed

Y76E   Y76E     STATE STREET BANK   342,254   0   11-Feb-2021   11-Feb-2021

APPLEGREEN PLC

 

Security   G04145101      Meeting Type   Scheme Meeting
Ticker Symbol        Meeting Date   17-Feb-2021
ISIN   IE00BXC8D038      Agenda   713572027 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU   Non-Voting      
1   APPROVE SCHEME OF ARRANGEMENT   Management   For   For   For
CMMT   29 JAN 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM CRT TO SCH. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting      

 

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Shares		  

Vote Date

  

Date
Confirmed

Y76E   Y76E     STATE STREET BANK     342,254     0   11-Feb-2021   11-Feb-2021

TORC OIL & GAS LTD.

 

Security   890895303      Meeting Type   Special
Ticker Symbol   VREYF      Meeting Date   18-Feb-2021
ISIN   CA8908953034      Agenda   935325541 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1   A special resolution, the full text of which is set forth in Appendix A to the joint management information circular of TORC Oil & Gas Ltd. (“TORC”) and Whitecap Resources Inc. (“Whitecap”) dated January 5, 2021 (the “Information Circular”), approving a plan of arrangement under section 193 of the Business Corporations Act (Alberta) involving TORC, holders of common shares of TORC and Whitecap, as more particularly described in the Information Circular.   Management   Against   For   Against

 

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Date
Confirmed

Y76ESSTA 01 OM   LG MASTERS ALT STRATEGIES FUND   Y76E   STATE STREET TRUST     673,701     0   11-Feb-2021   11-Feb-2021

AHLSTROM-MUNKSJO OYJ

 

Security   X0035T109      Meeting Type   ExtraOrdinary General Meeting
Ticker Symbol        Meeting Date   19-Feb-2021
ISIN   FI4000048418      Agenda   713572457 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
CMMT   MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO - PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED   Non-Voting      
CMMT   A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED.   Non-Voting      
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU   Non-Voting      
1   OPENING OF THE MEETING   Non-Voting      
2   CALLING THE MEETING TO ORDER   Non-Voting      
3   ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES   Non-Voting      
4   RECORDING THE LEGALITY OF THE MEETING   Non-Voting      
5   RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES   Non-Voting      
6   RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS   Management   For   For   For
7   CHANGES TO THE COMPOSITION OF THE BOARD OF DIRECTORS: REELECT ALEXANDER EHRNROOTH AND LASSE HEINONEN AS DIRECTORS ELECT HALVOR MEYER HORTEN, PETER SELIGSON, IVANO SESSA, MICHAEL SIEFKE AND KARL-HENRIK SUNDSTROM AS NEW DIRECTORS   Management   For   For   For
8   RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS   Management   For   For   For
9   RESOLUTION ON THE DISBANDMENT OF THE SHAREHOLDERS’ NOMINATION BOARD   Management   For   For   For
10   RESOLUTION TO AMEND THE AUTHORISATION OF THE BOARD OF DIRECTORS TO RESOLVE ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES GRANTED BY THE ANNUAL GENERAL MEETING OF AHLSTROM-MUNKSJ HELD ON MARCH 25, 2020   Management   For   For   For
11   RESOLUTION TO INSTRUCT THE BOARD OF DIRECTORS OF AHLSTROM- MUNKSJ TO INVESTIGATE WHETHER IT WOULD BE IN THE INTEREST OF THE COMPANY TO CHANGE ITS DOMICILE FROM HELSINKI TO ANOTHER EU COUNTRY, INCLUDING CHANGING ITS CORPORATE FORM TO A SOCIETAS EUROPAEA   Management   For   For   For
CMMT   03 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO NON-VOTABLE- RESOLUTION 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting      
CMMT   27 JAN 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE- VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF - DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU   Non-Voting      
12   CLOSING OF THE MEETING   Non-Voting      

 

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Y76E   Y76E     STATE STREET BANK     7,434     0   09-Feb-2021   09-Feb-2021

AECOM

 

Security   00766T100      Meeting Type   Annual
Ticker Symbol   ACM      Meeting Date   24-Feb-2021
ISIN   US00766T1007      Agenda   935326377 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1A.   Election of Director: Bradley W. Buss   Management   For   For   For
1B.   Election of Director: Robert G. Card   Management   For   For   For
1C.   Election of Director: Diane C. Creel   Management   For   For   For
1D.   Election of Director: Jacqueline C. Hinman   Management   For   For   For
1E.   Election of Director: Lydia H. Kennard   Management   For   For   For
1F.   Election of Director: W. Troy Rudd   Management   For   For   For
1G.   Election of Director: Clarence T. Schmitz   Management   For   For   For
1H.   Election of Director: Douglas W. Stotlar   Management   For   For   For
1I.   Election of Director: Daniel R. Tishman   Management   For   For   For
1J.   Election of Director: Sander van’t Noordende   Management   For   For   For
1K.   Election of Director: General Janet C. Wolfenbarger   Management   For   For   For
2.   Ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2021.   Management   For   For   For
3.   Advisory vote to approve the Company’s executive compensation.   Management   For   For   For
4.   Stockholder proposal regarding lobbying disclosure.   Shareholder   Against   Against   For

 

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     41,658     0   22-Feb-2021   22-Feb-2021

OXFORD IMMUNOTEC GLOBAL PLC

 

Security   G6855A103      Meeting Type   Annual
Ticker Symbol   OXFD      Meeting Date   26-Feb-2021
ISIN   GB00BGFBB958      Agenda   935332433 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1.   Authorize the Board of Directors to take all such actions that it considers necessary or appropriate to carry the Scheme into effect and to approve an amendment to the Company’s articles of association as set forth in the Notice of General Meeting of the Proxy Statement/Scheme Circular.   Management   For   For   For
2.   Subject to and conditional on the Scheme becoming Effective (as defined in the Proxy Statement/Scheme Circular), approve to re- register the Company as a private limited company with the name “Oxford Immunotec Global Limited”.   Management   For   For   For

 

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     131,569     0   22-Feb-2021   22-Feb-2021

OXFORD IMMUNOTEC GLOBAL PLC

 

Security   G6855A111      Meeting Type   Annual
Ticker Symbol        Meeting Date   26-Feb-2021
ISIN        Agenda   935332445 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1.   To approve the Scheme as set forth in the Proxy Statement/Scheme Circular.   Management   For   For   For

 

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Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     131,569     0   22-Feb-2021   22-Feb-2021

OXFORD IMMUNOTEC GLOBAL PLC

 

Security   G6855A103      Meeting Type   Annual
Ticker Symbol   OXFD      Meeting Date   26-Feb-2021
ISIN   GB00BGFBB958      Agenda   935340290 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1.   Authorize the Board of Directors to take all such actions that it considers necessary or appropriate to carry the Scheme into effect and to approve an amendment to the Company’s articles of association as set forth in the Notice of General Meeting of the Proxy Statement/Scheme Circular.   Management   For   For   For
2.   Subject to and conditional on the Scheme becoming Effective (as defined in the Proxy Statement/Scheme Circular), approve to re- register the Company as a private limited company with the name “Oxford Immunotec Global Limited”.   Management   For   For   For

 

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     170,004     0   26-Feb-2021   22-Feb-2021

OXFORD IMMUNOTEC GLOBAL PLC

 

Security   G6855A111      Meeting Type   Annual
Ticker Symbol        Meeting Date   26-Feb-2021
ISIN        Agenda   935340303 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1.   To approve the Scheme as set forth in the Proxy Statement/Scheme Circular.   Management   For   For   For

 

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     170,004     0   26-Feb-2021   22-Feb-2021

ACACIA COMMUNICATIONS, INC.

 

Security   00401C108      Meeting Type   Special
Ticker Symbol   ACIA      Meeting Date   01-Mar-2021
ISIN   US00401C1080      Agenda   935334742 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1.   To adopt the Amended and Restated Agreement and Plan of Merger, dated as of January 14, 2021, as it may be amended from time to time, by and among Acacia Communications, Inc., Cisco Systems, Inc., and Amarone Acquisition Corp. (the “Amended and Restated Agreement and Plan of Merger”).   Management   For   For   For
2.   To approve, on a nonbinding advisory basis, the compensation that may be payable to Acacia Communications, Inc.’s named executive officers in connection with the merger.   Management   For   For   For
3.   To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Amended and Restated Agreement and Plan of Merger.   Management   For   For   For

 

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Number

  

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     54,854     0   26-Feb-2021   26-Feb-2021

SLACK TECHNOLOGIES, INC.

 

Security   83088V102      Meeting Type   Special
Ticker Symbol   WORK      Meeting Date   02-Mar-2021
ISIN   US83088V1026      Agenda   935332623 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1.   A proposal to adopt the Agreement and Plan of Merger, dated as of December 1, 2020 (as it may be amended from time to time, the “merger agreement”), among salesforce.com, inc., Skyline Strategies I Inc., Skyline Strategies II LLC and Slack Technologies, Inc. (“Slack”) and approve the transactions contemplated thereby.   Management   For   For   For
2.   A proposal to approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Slack’s named executive officers that is based on or otherwise relates to the mergers contemplated by the merger agreement.   Management   For   For   For

 

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     373,693     0   25-Feb-2021   25-Feb-2021

CALLAWAY GOLF COMPANY

 

Security   131193104      Meeting Type   Special
Ticker Symbol   ELY      Meeting Date   03-Mar-2021
ISIN   US1311931042      Agenda   935332015 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1.   Approval of the issuance of shares of common stock of Callaway Golf Company to stockholders of Topgolf International, Inc., pursuant to the terms of the Merger Agreement, a copy of which is attached as Annex A to the accompanying proxy statement/prospectus/consent solicitation.   Management   For   For   For
2.   Approval of an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of Proposal No. 1.   Management   For   For   For

 

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Number

  

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Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     23,709     0   01-Mar-2021   01-Mar-2021

MTS SYSTEMS CORPORATION

 

Security   553777103      Meeting Type   Special
Ticker Symbol   MTSC      Meeting Date   04-Mar-2021
ISIN   US5537771033      Agenda   935332647 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1.   Proposal to approve and adopt the Agreement and Plan of Merger, dated as of December 8, 2020 (as may be amended from time to time and including the Plan of Merger attached as Exhibit A thereto, the “merger agreement”), by and among MTS Systems Corporation, a Minnesota corporation (the “Company”), Amphenol Corporation,a Delaware corporation (“Parent”) and Moon Merger Sub Corporation, a Minnesota corporation and a wholly owned subsidiary of Parent (“Sub”).   Management   For   For   For
2.   Proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company’s named executive officers and that is based on, or otherwise relates to, the merger of Sub with and into the Company, as contemplated by the merger agreement.   Management   For   For   For
3.   Proposal to adjourn the special meeting from time to time to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement.   Management   For   For   For

 

Account
Number

  

Account Name

  

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Custodian

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Shares		  

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     112,399     0   01-Mar-2021   01-Mar-2021

REALPAGE, INC.

 

Security   75606N109      Meeting Type   Special
Ticker Symbol   RP      Meeting Date   08-Mar-2021
ISIN   US75606N1090      Agenda   935334261 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1.   To approve the adoption of the Agreement and Plan of Merger (the “Merger Agreement”), dated as of December 20, 2020, by and among Mirasol Parent, LLC, Mirasol Merger Sub, Inc., and RealPage, Inc. (“RealPage”).   Management   For   For   For
2.   To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to RealPage’s named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement.   Management   For   For   For
3.   To adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the special meeting.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

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Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     137,072     0   01-Mar-2021   01-Mar-2021

AEROJET ROCKETDYNE HOLDINGS, INC.

 

Security   007800105      Meeting Type   Special
Ticker Symbol   AJRD      Meeting Date   09-Mar-2021
ISIN   US0078001056      Agenda   935333966 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1.   Adoption of the Merger Agreement and the transactions contemplated thereby.   Management   For   For   For
2.   Adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and the transactions contemplated thereby at the time of the Special Meeting.   Management   For   For   For
3.   Adoption of a non-binding, advisory proposal to approve certain compensation payable to Aerojet Rocketdyne’s named executive officers in connection with the Merger.   Management   For   For   For

 

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Number

  

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     77,703     0   05-Mar-2021   05-Mar-2021

PLURALSIGHT, INC.

 

Security   72941B106      Meeting Type   Contested-Special
Ticker Symbol   PS      Meeting Date   09-Mar-2021
ISIN   US72941B1061      Agenda   935332318 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1.   To adopt the Agreement and Plan of Merger, dated as of December 11, 2020, as it may be amended from time to time, by and among Pluralsight, Inc., Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC and Pluralsight Holdings, LLC.   Management     For  
2.   To approve any proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting.   Management     For  
3.   To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable by Pluralsight, Inc. to its named executive officers in connection with the mergers.   Management     For  

 

Account
Number

  

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Custodian

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Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     731,504       0       25-Feb-2021
997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     731,504       0       25-Feb-2021

PLURALSIGHT, INC.

 

Security   72941B106      Meeting Type   Contested-Special
Ticker Symbol   PS      Meeting Date   09-Mar-2021
ISIN   US72941B1061      Agenda   935335869 - Opposition

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1.   Pluralsight’s Merger Agreement Proposal.   Management   Against   Against   For
2.   Pluralsight’s Adjournment Proposal.   Management   Against   Against   For
3.   Pluralsight’s Compensation Proposal.   Management   Against   Against   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot Shares     Unavailable
Shares		  

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     731,504     0   25-Feb-2021   25-Feb-2021

IHS MARKIT LTD

 

Security   G47567105      Meeting Type   Special
Ticker Symbol   INFO      Meeting Date   11-Mar-2021
ISIN   BMG475671050      Agenda   935329462 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1.   Approval and Adoption of the Merger Agreement, the Statutory Merger Agreement and the Transactions Contemplated Thereby. To vote on a proposal to approve and adopt the Agreement and Plan of Merger, dated as of November 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd., and IHS Markit Ltd., the statutory merger agreement among the same, and the transactions contemplated thereby.   Management   For   For   For
2.   IHS Markit Ltd. Merger-Related Compensation. To vote on a proposal to approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to IHS Markit Ltd.’s named executive officers in connection with the merger.   Management   For   For   For

 

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Number

  

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Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     84,658     0   08-Mar-2021   08-Mar-2021

SCAPA GROUP PLC

 

Security   G78486134      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   17-Mar-2021
ISIN   GB0007281198      Agenda   713623406 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1   APPROVE RECOMMENDED CASH OFFER FOR SCAPA GROUP PLC BY AMS HOLDCO 2 LIMITED   Management   For   For   For
2   AMEND ARTICLES OF ASSOCIATION   Management   For   For   For
3   APPROVE CANCELLATION OF ADMISSION OF ORDINARY SHARES TO TRADING ON AIM RE-REGISTER THE COMPANY AS A PRIVATE LIMITED COMPANY UNDER THE NAME OF SCAPA GROUP LIMITED AMEND ARTICLES OF ASSOCIATION   Management   For   For   For
CMMT   25 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-TYPE TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.   Non-Voting      

 

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Number

  

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Custodian

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Shares		  

Vote Date

  

Date
Confirmed

Y76E   Y76E     STATE STREET BANK     438,808     0   08-Mar-2021   08-Mar-2021

SCAPA GROUP PLC

 

Security   G78486134      Meeting Type   Court Meeting
Ticker Symbol        Meeting Date   17-Mar-2021
ISIN   GB0007281198      Agenda   713623418 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
CMMT   PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.   Non-Voting      
1   APPROVE SCHEME OF ARRANGEMENT   Management   For   For   For

 

Account
Number

  

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Custodian

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Vote Date

  

Date
Confirmed

Y76E   Y76E     STATE STREET BANK     438,808     0   08-Mar-2021   08-Mar-2021

SIGNATURE AVIATION PLC

 

Security   G8127H114      Meeting Type   Court Meeting
Ticker Symbol        Meeting Date   18-Mar-2021
ISIN   GB00BKDM7X41      Agenda   713620828 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
CMMT   PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT   Non-Voting      
1   FOR THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PROPOSED TO BE MADE PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 BETWEEN SIGNATURE AVIATION PLC (THE “COMPANY”) AND THE HOLDERS OF SCHEME SHARES (THE “SCHEME”)   Management   For   For   For

 

Account
Number

  

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Custodian

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Shares		  

Vote Date

  

Date
Confirmed

Y76E   Y76E     STATE STREET BANK     226,647     0   08-Mar-2021   08-Mar-2021

SIGNATURE AVIATION PLC

 

Security   G8127H114      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   18-Mar-2021
ISIN   GB00BKDM7X41      Agenda   713620830 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

   Management
Recommendation		   For/Against
Management
1   THAT: (A) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 22 FEBRUARY 2021 (THE “SCHEME”) BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES (AS DEFINED IN THE SCHEME), A COPY OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIR OF THIS MEETING, IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION, OR CONDITION AGREED BY THE COMPANY AND BIDCO AND APPROVED OR IMPOSED BY THE HIGH COURT OF JUSTICE OF ENGLAND AND WALES, THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED COMMITTEE THEREOF) BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (B) WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AND ARE HEREBY AMENDED BY THE ADOPTION AND INCLUSION OF THE FOLLOWING NEW ARTICLE 132. 132. SCHEME OF ARRANGEMENT 132.1 IN THIS ARTICLE 132, REFERENCES TO THE “SCHEME” ARE TO THE SCHEME OF ARRANGEMENT UNDER PART 26 OF THE COMPANIES ACT 2006 BETWEEN THE COMPANY AND THE HOLDERS OF SCHEME SHARES (AS DEFINED IN THE SCHEME) DATED 22 FEBRUARY 2021 (WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT AND AGREED BY THE COMPANY AND BROWN BIDCO LIMITED (“BIDCO”)) AND (SAVE AS DEFINED IN THIS ARTICLE) TERMS DEFINED IN THE SCHEME SHALL HAVE THE SAME MEANINGS IN THIS ARTICLE. 132.2 NOTWITHSTANDING ANY OTHER   Management   For   For   For
  PROVISIONS IN THESE ARTICLES, IF THE COMPANY ISSUES OR TRANSFERS OUT OF TREASURY ANY SIGNATURE SHARES (OTHER THAN TO BIDCO, ANY SUBSIDIARY OF BIDCO, ANY PARENT UNDERTAKING OF BIDCO OR ANY SUBSIDIARY OF SUCH PARENT UNDERTAKING, OR ANY NOMINEE OF BIDCO (EACH A “BIDCO COMPANY”)) ON OR AFTER THE DATE OF THE ADOPTION OF THIS ARTICLE 132 AND PRIOR TO THE SCHEME RECORD TIME, SUCH SIGNATURE SHARES SHALL BE ISSUED OR TRANSFERRED SUBJECT TO THE TERMS OF THE SCHEME (AND SHALL BE SCHEME SHARES FOR THE PURPOSES THEREOF) AND THE ORIGINAL OR SUBSEQUENT HOLDER OR HOLDERS OF SUCH SIGNATURE SHARES SHALL BE BOUND BY THE SCHEME ACCORDINGLY. 132.3 NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, SUBJECT TO THE SCHEME BECOMING EFFECTIVE, ANY SHARES ISSUED, TRANSFERRED OUT OF TREASURY OR TRANSFERRED PURSUANT TO ARTICLE 132.4 BELOW, TO ANY PERSON (OTHER THAN A BIDCO COMPANY) AFTER THE SCHEME RECORD TIME (A “NEW MEMBER”) (EACH A “POST-SCHEME SHARE”) SHALL BE ISSUED OR TRANSFERRED ON TERMS THAT THEY SHALL (ON THE EFFECTIVE DATE (AS DEFINED IN THE SCHEME) OR, IF LATER, ON ISSUE OR TRANSFER (BUT SUBJECT TO THE TERMS OF ARTICLES 132.4 AND 132.5 BELOW)), BE IMMEDIATELY TRANSFERRED TO BIDCO (OR SUCH PERSON AS IT MAY DIRECT) (THE “PURCHASER”), WHO SHALL BE OBLIGED TO ACQUIRE EACH POST-SCHEME SHARE IN CONSIDERATION OF AND CONDITIONAL UPON THE PAYMENT BY OR ON BEHALF OF BIDCO TO THE NEW MEMBER OF AN AMOUNT IN CASH FOR EACH POST-SCHEME SHARE EQUAL TO THE CONSIDERATION TO WHICH A NEW MEMBER WOULD HAVE BEEN ENTITLED UNDER THE SCHEME HAD SUCH POST- SCHEME SHARE BEEN A SCHEME SHARE. 132.4 ANY PERSON WHO IS BENEFICIALLY ENTITLED TO SHARES ISSUED OR TRANSFERRED TO A NEW MEMBER (OTHER THAN, FOR THE AVOIDANCE OF DOUBT, A PERSON        
  WHO BECOMES BENEFICIALLY ENTITLED TO SHARES BY VIRTUE OF A TRANSFER PURSUANT TO THIS ARTICLE 132.4) MAY, PRIOR TO THE ISSUE OR TRANSFER OF POST- SCHEME SHARES TO THE NEW MEMBER PURSUANT TO THE EXERCISE OF AN OPTION OR SATISFACTION OF AN AWARD UNDER ONE OF THE SIGNATURE SHARE PLANS (AS DEFINED IN THE SCHEME), GIVE NOT LESS THAN TWO BUSINESS DAYS’ WRITTEN NOTICE TO THE COMPANY IN SUCH MANNER AS THE BOARD SHALL PRESCRIBE OF HIS OR HER INTENTION TO TRANSFER THE BENEFICIAL OWNERSHIP OF SOME OR ALL OF SUCH POST-SCHEME SHARES TO HIS OR HER SPOUSE OR CIVIL PARTNER AND MAY, IF SUCH NOTICE HAS BEEN VALIDLY GIVEN, ON OR BEFORE SUCH POST-SCHEME SHARES BEING ISSUED OR TRANSFERRED TO THE NEW MEMBER, IMMEDIATELY TRANSFER TO HIS OR HER SPOUSE OR CIVIL PARTNER BENEFICIAL OWNERSHIP OF ANY SUCH POST-SCHEME SHARES, PROVIDED THAT SUCH POST-SCHEME SHARES (INCLUDING BOTH LEGAL AND BENEFICIAL OWNERSHIP THEREOF) WILL THEN BE IMMEDIATELY TRANSFERRED TO THE PURCHASER PURSUANT TO ARTICLE 132.3 ABOVE. IF NOTICE HAS BEEN VALIDLY GIVEN PURSUANT TO THIS ARTICLE 132.4 BUT THE BENEFICIAL OWNER DOES NOT IMMEDIATELY TRANSFER TO HIS OR HER SPOUSE OR CIVIL PARTNER BOTH THE LEGAL AND BENEFICIAL OWNERSHIP OF THE POST-SCHEME SHARES IN RESPECT OF WHICH NOTICE WAS GIVEN, SUCH LEGAL AND BENEFICIAL OWNERSHIP WILL BE TRANSFERRED TO THE PURCHASER PURSUANT TO ARTICLE 132.3 ABOVE. IF NOTICE IS NOT GIVEN PURSUANT TO THIS ARTICLE 132.4, BOTH THE LEGAL AND BENEFICIAL OWNERSHIP OF THE POST-SCHEME SHARES WILL BE IMMEDIATELY TRANSFERRED TO THE PURCHASER PURSUANT TO ARTICLE 132.3 ABOVE. 132.5 ON ANY REORGANISATION OF, OR MATERIAL ALTERATION TO, THE SHARE CAPITAL OF THE COMPANY (INCLUDING, WITHOUT LIMITATION, ANY SUBDIVISION AND/OR CONSOLIDATION)        
  CARRIED OUT AFTER THE EFFECTIVE DATE (AS DEFINED IN THE SCHEME), THE VALUE OF THE CONSIDERATION PER POST-SCHEME SHARE TO BE PAID UNDER ARTICLE 132.3 SHALL BE ADJUSTED BY THE COMPANY IN SUCH MANNER AS THE AUDITORS OF THE COMPANY MAY DETERMINE TO BE APPROPRIATE TO REFLECT SUCH REORGANISATION OR ALTERATION. REFERENCES IN THIS ARTICLE 132 TO SUCH SHARES SHALL, FOLLOWING SUCH ADJUSTMENT, BE CONSTRUED ACCORDINGLY. 132.6 TO GIVE EFFECT TO ANY TRANSFER OF POST-SCHEME SHARES REQUIRED PURSUANT TO ARTICLE 132.3, THE COMPANY MAY APPOINT ANY PERSON AS ATTORNEY AND/OR AGENT FOR THE NEW MEMBER TO TRANSFER THE POST- SCHEME SHARES TO THE PURCHASER AND DO ALL SUCH OTHER THINGS AND EXECUTE AND DELIVER ALL SUCH DOCUMENTS OR DEEDS AS MAY IN THE OPINION OF SUCH ATTORNEY OR AGENT BE NECESSARY OR DESIRABLE TO VEST THE POST-SCHEME SHARES IN THE PURCHASER AND PENDING SUCH VESTING TO EXERCISE ALL SUCH RIGHTS ATTACHING TO THE POST-SCHEME SHARES AS THE PURCHASER MAY DIRECT. IF AN ATTORNEY OR AGENT IS SO APPOINTED, THE NEW MEMBER SHALL NOT THEREAFTER (EXCEPT TO THE EXTENT THAT THE ATTORNEY OR AGENT FAILS TO ACT IN ACCORDANCE WITH THE DIRECTIONS OF THE PURCHASER) BE ENTITLED TO EXERCISE ANY RIGHTS ATTACHING TO THE POST-SCHEME SHARES UNLESS SO AGREED IN WRITING BY THE PURCHASER. THE ATTORNEY OR AGENT SHALL BE EMPOWERED TO EXECUTE AND DELIVER AS TRANSFEROR A FORM OF TRANSFER OR INSTRUCTIONS OF TRANSFER ON BEHALF OF THE NEW MEMBER (OR ANY SUBSEQUENT HOLDER) IN FAVOUR OF THE PURCHASER AND THE COMPANY MAY GIVE A GOOD RECEIPT FOR THE CONSIDERATION FOR THE POST-SCHEME SHARES AND MAY REGISTER THE PURCHASER AS HOLDER THEREOF AND ISSUE TO IT CERTIFICATE(S) FOR THE SAME. THE COMPANY SHALL NOT BE OBLIGED TO        
  ISSUE A CERTIFICATE TO THE NEW MEMBER FOR THE POST-SCHEME SHARES. THE PURCHASER SHALL SETTLE THE CONSIDERATION DUE TO THE NEW MEMBER PURSUANT TO ARTICLE 132.3 ABOVE BY SENDING A CHEQUE DRAWN ON A UK CLEARING BANK IN FAVOUR OF THE NEW MEMBER (OR ANY SUBSEQUENT HOLDER), OR BY ANY ALTERNATIVE METHOD COMMUNICATED BY THE PURCHASER TO THE NEW MEMBER, FOR THE PURCHASE PRICE OF SUCH POST-SCHEME SHARES NO LATER THAN 14 DAYS AFTER THE DATE ON WHICH THE POST-SCHEME SHARES ARE ISSUED TO THE NEW MEMBER. 132.7 IF THE SCHEME SHALL NOT HAVE BECOME EFFECTIVE BY THE APPLICABLE DATE REFERRED TO IN (OR OTHERWISE SET IN ACCORDANCE WITH) SECTION 6(B) OF THE SCHEME, THIS ARTICLE 132 SHALL CEASE TO BE OF ANY EFFECT. 132.8 NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, BOTH THE COMPANY AND THE BOARD SHALL REFUSE TO REGISTER THE TRANSFER OF ANY SCHEME SHARES EFFECTED BETWEEN THE SCHEME RECORD TIME AND THE EFFECTIVE DATE OTHER THAN TO THE PURCHASER PURSUANT TO THE SCHEME        

 

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Y76E   Y76E     STATE STREET BANK     226,647     0   08-Mar-2021   08-Mar-2021

SPORTSMAN’S WAREHOUSE HOLDINGS, INC.

 

Security   84920Y106      Meeting Type   Special
Ticker Symbol   SPWH      Meeting Date   23-Mar-2021
ISIN   US84920Y1064      Agenda   935337471—Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt and approve the Agreement and Plan of Merger, dated December 21, 2020, by and among Great Outdoors Group, LLC, Phoenix Merger Sub I, Inc., a wholly-owned subsidiary of Great Outdoors Group, LLC, and Sportsman’s Warehouse Holdings, Inc., as amended from time to time, pursuant to which Phoenix Merger Sub I, Inc. will be merged with an into Sportsman’s Warehouse Holdings, Inc., with Sportsman’s Warehouse Holdings, Inc. continuing as the surviving corporation in the merger and a wholly-owned subsidiary of Great Outdoors Group, LLC.   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the specified compensation that may be paid or may become payable to Sportsman’s Warehouse Holdings, Inc.’s named executive officers based on or otherwise relating to the merger.   Management   For   For   For
3.   To adjourn the special meeting from time to time to a later date or time, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the special meeting (or any adjournment thereof) to adopt and approve the merger agreement.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   190,732   0   18-Mar-2021   18-Mar-2021

WADDELL & REED FINANCIAL, INC.

 

Security   930059100      Meeting Type   Special
Ticker Symbol   WDR      Meeting Date   23-Mar-2021
ISIN   US9300591008      Agenda   935337988—Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   A proposal to adopt the Agreement and Plan of Merger (as amended or supplemented from time to time, the “merger agreement”), by and among Waddell & Reed Financial, Inc. (the “Company”), Macquarie Management Holdings, Inc. (“Macquarie”), Merry Merger Sub, Inc., and (solely for limited purposes) Macquarie Financial Holdings Pty Ltd, pursuant to which, among other things, Merger Sub will be merged with and into the Company (the “merger”), with the Company surviving the merger as a wholly-owned subsidiary of Macquarie.   Management   For   For   For
2.   A proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company’s principal executive officer, principal financial officer and three most highly compensated executive officers other than the principal executive officer and principal financial officer that is based on or otherwise relates to the merger and the other transactions contemplated by the merger agreement.   Management   For   For   For
3.   A proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   174,754   0   18-Mar-2021   18-Mar-2021

HMS HOLDINGS CORP.

 

Security   40425J101      Meeting Type   Special
Ticker Symbol   HMSY      Meeting Date   26-Mar-2021
ISIN   US40425J1016      Agenda   935339540—Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of December 20, 2020, by and among HMS Holdings Corp. (“HMS”), Gainwell Acquisition Corp. (“Gainwell”), Mustang MergerCo Inc., a wholly owned subsidiary of Gainwell (“Merger Sub”), and Gainwell Intermediate Holding Corp., and approve the transactions contemplated thereby, including the merger of Merger Sub with and into HMS (the “Merger”), with HMS continuing as the surviving corporation and a wholly owned subsidiary of Gainwell (the “Merger Proposal”).   Management   For   For   For
2.   To approve, on an advisory non-binding basis, the compensation that may be paid or become payable to HMS’s named executive officers in connection with the Merger.   Management   For   For   For
3.   To approve the adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes to approve the Merger Proposal at the time of the Special Meeting.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   76,715   0   18-Mar-2021   18-Mar-2021

WATFORD HOLDINGS LTD

 

Security   G94787101      Meeting Type   Special
Ticker Symbol   WTRE      Meeting Date   30-Mar-2021
ISIN   BMG947871015      Agenda   935340151—Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   Approval and adoption of the Agreement and Plan of Merger dated Oct 9, 2020, as amended by Amendment No. 1 thereto dated Nov 2, 2020 (“Merger Agreement”), and the related statutory merger agreement, among Watford Holdings Ltd. (“Company”), Arch Capital Group Ltd. (“Arch”) and Greysbridge Ltd., a wholly- owned subsidiary of Greysbridge Holdings Ltd., a newly-formed company organized by Arch for the purpose of facilitating the merger, and the other transactions contemplated thereby (the “Merger Proposal”)   Management   Abstain   For   Against
2.   Advisory (non binding) approval of specified compensation that may become payable to the named executive officers of the Company in connection with the merger (the “Compensation Advisory Proposal”).   Management   Abstain   For   Against
3.   Approval of adjournment of the special general meeting, if necessary, to solicit additional proxies if there are insufficient votes at the time of the special general meeting to approve the Merger Proposal (the “Adjournment Proposal”).   Management   Abstain   For   Against
 

 

  

 

  

 

  

 

  

 

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   27,947   0   26-Mar-2021   26-Mar-2021

MAGELLAN HEALTH, INC.

 

Security   559079207      Meeting Type   Special
Ticker Symbol   MGLN      Meeting Date   31-Mar-2021
ISIN   US5590792074      Agenda   935337990—Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of January 4, 2021 (as it may be amended from time to time, the “Merger Agreement”), by and among Magellan Health, Inc., Centene Corporation and Mayflower Merger Sub, Inc.   Management   For   For   For
2.   To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the named executive officers of Magellan Health, Inc. that is based on or otherwise relates to the merger contemplated by the Merger Agreement.   Management   For   For   For
3.   To approve the adjournment of the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the Merger Agreement if there are insufficient votes at the time of the special meeting to adopt the Merger Agreement.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   61,239   0   26-Mar-2021   26-Mar-2021

XILINX, INC.

 

Security   983919101      Meeting Type   Special
Ticker Symbol   XLNX      Meeting Date   07-Apr-2021
ISIN   US9839191015      Agenda   935346735—Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   Proposal to adopt the Agreement and Plan of Merger, dated October 26, 2020, as it may be amended from time to time, which is referred to as the “merger agreement,” among Advanced Micro Devices, Inc., which is referred to as “AMD,” Thrones Merger Sub, Inc., a wholly owned subsidiary of AMD, which is referred to as “Merger Sub,” and Xilinx, which proposal is referred to as the “Xilinx merger proposal”.   Management   For   For   For
2.   Proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Xilinx’s named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement, which proposal is referred to as the “Xilinx compensation proposal”.   Management   For   For   For
3.   Proposal to approve the adjournment of the Xilinx special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Xilinx special meeting to approve the Xilinx merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Xilinx stockholders, which proposal is referred to as the “Xilinx adjournment proposal”.   Management   For   For   For

 

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997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   106,263   0   01-Apr-2021   01-Apr-2021

DIALOG SEMICONDUCTOR PLC

 

Security   G5821P111      Meeting Type   Court Meeting
Ticker Symbol        Meeting Date   09-Apr-2021
ISIN   GB0059822006      Agenda   713667674—Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1   APPROVE SCHEME OF ARRANGEMENT   Management   For   For   For
CMMT   10 MAR 2021: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU- CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT.   Non-Voting      
CMMT   10 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting      

 

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Confirmed

Y76E   Y76E     STATE STREET BANK   29,490   0   18-Mar-2021   18-Mar-2021

DIALOG SEMICONDUCTOR PLC

 

Security   G5821P111      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   09-Apr-2021
ISIN   GB0059822006      Agenda   713675621—Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1   THAT: (1) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 8 MARCH 2021 (THE “SCHEME”) BETWEEN THE COMPANY AND ITS SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME), A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIRMAN THEREOF, IN ITS ORIGINAL FORM OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION AGREED BY THE COMPANY AND RENESAS ELECTRONIC CORPORATION (“RENESAS”) AND APPROVED OR IMPOSED BY THE COURT, THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (2) WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AMENDED BY THE ADOPTION AND INCLUSION OF THE FOLLOWING NEW ARTICLE 167: “167 SCHEME OF ARRANGEMENT (A) IN THIS ARTICLE, THE “SCHEME” MEANS THE SCHEME OF ARRANGEMENT DATED 8 MARCH 2021 BETWEEN THE COMPANY AND ITS SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME) UNDER PART 26 OF THE COMPANIES ACT 2006 IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT AND AGREED BY THE COMPANY AND RENESAS ELECTRONICS CORPORATION (“RENESAS”) AND (SAVE AS DEFINED IN THIS ARTICLE) EXPRESSIONS DEFINED IN THE SCHEME SHALL HAVE THE SAME MEANINGS IN THIS ARTICLE. (B) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES OR   Management   For   For   For
  THE TERMS OF ANY OTHER RESOLUTION PASSED BY THE COMPANY IN ANY GENERAL MEETING, IF THE COMPANY ISSUES OR TRANSFERS OUT OF TREASURY ANY ORDINARY SHARES (OTHER THAN TO RENESAS OR ITS NOMINEE(S)) ON OR AFTER THE ADOPTION OF THIS ARTICLE AND BEFORE THE SCHEME RECORD TIME, SUCH SHARES SHALL BE ISSUED OR TRANSFERRED SUBJECT TO THE TERMS OF THE SCHEME (AND SHALL BE SCHEME SHARES FOR THE PURPOSES THEREOF) AND THE HOLDERS OF SUCH SHARES SHALL BE BOUND BY THE SCHEME ACCORDINGLY. (C) SUBJECT TO THE SCHEME BECOMING EFFECTIVE, IF ANY ORDINARY SHARES ARE ISSUED OR TRANSFERRED OUT OF TREASURY TO ANY PERSON (A “NEW MEMBER”) (OTHER THAN TO RENESAS OR ITS NOMINEE(S)) ON OR AFTER THE SCHEME RECORD TIME (THE “POST-SCHEME SHARES”), THEY SHALL BE IMMEDIATELY TRANSFERRED TO RENESAS (OR AS IT MAY DIRECT) IN CONSIDERATION OF THE PAYMENT TO THE NEW MEMBER OF AN AMOUNT IN CASH FOR EACH POST-SCHEME SHARE EQUAL TO THE CASH CONSIDERATION PER SCHEME SHARE PAYABLE PURSUANT TO THE SCHEME. (D) ON ANY REORGANISATION OF, OR MATERIAL ALTERATION TO, THE SHARE CAPITAL OF THE COMPANY (INCLUDING, WITHOUT LIMITATION, ANY SUBDIVISION AND/ OR CONSOLIDATION) EFFECTED AFTER THE SCHEME EFFECTIVE DATE, THE VALUE OF THE CASH PAYMENT PER SHARE TO BE PAID UNDER PARAGRAPH (C) OF THIS ARTICLE MAY BE ADJUSTED BY THE DIRECTORS IN SUCH MANNER AS THE AUDITORS OF THE COMPANY OR AN INDEPENDENT INVESTMENT BANK SELECTED BY THE COMPANY MAY DETERMINE TO BE APPROPRIATE TO REFLECT SUCH REORGANISATION OR ALTERATION. REFERENCES IN THIS ARTICLE TO ORDINARY SHARES SHALL, FOLLOWING SUCH ADJUSTMENT, BE CONSTRUED ACCORDINGLY. (E) TO GIVE EFFECT TO ANY TRANSFER OF POST-SCHEME SHARES, THE        
  COMPANY MAY APPOINT ANY PERSON AS ATTORNEY AND/ OR AGENT FOR THE NEW MEMBER TO TRANSFER THE POST-SCHEME SHARES TO RENESAS AND/ OR ITS NOMINEE(S) AND DO ALL SUCH OTHER THINGS AND EXECUTE AND DELIVER ALL SUCH DOCUMENTS AS MAY IN THE OPINION OF THE ATTORNEY OR AGENT BE NECESSARY OR DESIRABLE TO VEST THE POST- SCHEME SHARES IN RENESAS OR ITS NOMINEE(S) AND PENDING SUCH VESTING TO EXERCISE ALL SUCH RIGHTS ATTACHING TO THE POST- SCHEME SHARES AS RENESAS MAY DIRECT. IF AN ATTORNEY OR AGENT IS SO APPOINTED, THE NEW MEMBER SHALL NOT THEREAFTER (EXCEPT TO THE EXTENT THAT THE ATTORNEY OR AGENT FAILS TO ACT IN ACCORDANCE WITH THE DIRECTIONS OF RENESAS) BE ENTITLED TO EXERCISE ANY RIGHTS ATTACHING TO THE POST- SCHEME SHARES UNLESS SO AGREED BY RENESAS. THE ATTORNEY OR AGENT SHALL BE EMPOWERED TO EXECUTE AND DELIVER AS TRANSFEROR A FORM OF TRANSFER OR OTHER INSTRUMENT OR INSTRUCTION OF TRANSFER ON BEHALF OF THE NEW MEMBER IN FAVOUR OF RENESAS AND/ OR ITS NOMINEE(S) AND THE COMPANY MAY GIVE A GOOD RECEIPT FOR THE CONSIDERATION FOR THE POST- SCHEME SHARES AND MAY REGISTER RENESAS AND/ OR ITS NOMINEE(S) AS HOLDER THEREOF AND ISSUE TO IT CERTIFICATES FOR THE SAME. THE COMPANY SHALL NOT BE OBLIGED TO ISSUE A CERTIFICATE TO THE NEW MEMBER FOR THE POST-SCHEME SHARES. RENESAS SHALL SEND A CHEQUE IN EURO DRAWN ON A GERMAN / UK CLEARING BANK IN FAVOUR OF THE NEW MEMBER FOR THE CONSIDERATION FOR SUCH POST- SCHEME SHARES TO THE NEW MEMBER WITHIN TEN BUSINESS DAYS OF THE ISSUE OR TRANSFER OF THE POST-SCHEME SHARES TO THE NEW MEMBER. (F) NOTWITHSTANDING ANY        
  OTHER PROVISION OF THESE ARTICLES, NEITHER THE COMPANY NOR THE DIRECTORS SHALL REGISTER THE TRANSFER OF ANY SCHEME SHARES BETWEEN THE SCHEME RECORD TIME AND THE EFFECTIVE DATE.”        
CMMT   12 MAR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting      

 

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Y76E   Y76E     STATE STREET BANK   29,490   0   18-Mar-2021   18-Mar-2021

CHANGE HEALTHCARE INC

 

Security   15912K100      Meeting Type   Special
Ticker Symbol   CHNG      Meeting Date   13-Apr-2021
ISIN   US15912K1007      Agenda   935344983 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of January 5, 2021, among Change Healthcare Inc., UnitedHealth Group Incorporated and Cambridge Merger Sub Inc.   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, certain compensation that may be paid or become payable to Change’s named executive officers in connection with the Merger.   Management   For   For   For
3.   To adjourn or postpone the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the proposal described above in Proposal 1.   Management   For   For   For

 

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Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   451,260   0   09-Apr-2021   09-Apr-2021

CUBIC CORPORATION

 

Security   229669106      Meeting Type   Annual
Ticker Symbol   CUB      Meeting Date   13-Apr-2021
ISIN   US2296691064      Agenda   935394558 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   DIRECTOR   Management      
  1   Prithviraj Banerjee   For   For   For
  2   Bruce G. Blakley   For   For   For
  3   Maureen Breakiron-Evans   For   For   For
  4   Denise L. Devine   For   For   For
  5   Bradley H. Feldmann   For   For   For
  6   Carolyn A. Flowers   For   For   For
  7   Janice M. Hamby   For   For   For
  8   David F. Melcher   For   For   For
  9   Steven J. Norris   For   For   For
2.   Approval, on an advisory, non-binding basis, of the Company’s named executive office compensation.   Management   For   For   For
3.   Ratification of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2021.   Management   For   For   For

 

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Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   46,415   0   12-Apr-2021   12-Apr-2021

INPHI CORPORATION

 

Security   45772F107      Meeting Type   Special
Ticker Symbol   IPHI      Meeting Date   15-Apr-2021
ISIN   US45772F1075      Agenda   935353487 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   Approval of Inphi Merger Proposal. To approve and adopt the Agreement and Plan of Merger and Reorganization, dated as of October 29, 2020 (the “Merger Agreement”), by and among Inphi, Marvell Technology Group Ltd. (“Marvell”), Marvell Technology, Inc. (f/k/a Maui HoldCo, Inc.), a wholly owned subsidiary of Marvell (“HoldCo”), Maui Acquisition Company Ltd, a wholly owned subsidiary of HoldCo (“Bermuda Merger Sub”),and Indigo Acquisition Corp., a wholly owned subsidiary of HoldCo (“Delaware Merger Sub”).   Management   For   For   For
2.   Adjournment of Inphi Stockholder Meeting. To solicit additional proxies if there are not sufficient votes to approve and adopt the Merger Agreement.   Management   For   For   For
3.   Approval of Compensation. To approve on an advisory (non-binding) basis, the compensation that may be received by Inphi’s named executive officers in connection with the Mergers.   Management   For   For   For

 

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Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   12,960   0   09-Apr-2021   09-Apr-2021

RDI REIT PLC

 

Security   G7392E103      Meeting Type   ExtraOrdinary General Meeting
Ticker Symbol        Meeting Date   16-Apr-2021
ISIN   IM00BH3JLY32      Agenda   713731481 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.A   FOR THE PURPOSE IN EACH CASE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT: TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH NECESSARY OR APPROPRIATE ACTION TO EFFECT THE SCHEME   Management   For   For   For
1.B   FOR THE PURPOSE IN EACH CASE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT: TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY   Management   For   For   For

 

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Shares

  

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Date Confirmed

Y76E   Y76E     STATE STREET BANK   501,296   0   09-Apr-2021   09-Apr-2021

RDI REIT PLC

 

Security   G7392E103      Meeting Type   Court Meeting
Ticker Symbol        Meeting Date   16-Apr-2021
ISIN   IM00BH3JLY32      Agenda   713732231 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

CMMT   PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT   Non-Voting      
1   APPROVE SCHEME OF ARRANGEMENT   Management   For   For   For

 

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Date Confirmed

Y76E   Y76E     STATE STREET BANK   501,296   0   09-Apr-2021   09-Apr-2021

NIC INC.

 

Security   62914B100      Meeting Type   Special
Ticker Symbol   EGOV      Meeting Date   19-Apr-2021
ISIN   US62914B1008      Agenda   935358437 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of February 9, 2021, as may be amended from time to time (which we refer to as the “merger agreement”), by and among NIC Inc. (which we refer to as “NIC”), Tyler Technologies Inc. (which we refer to as “Tyler”) and Topos Acquisition, Inc. (which we refer to as “Merger Sub”), pursuant to which Merger Sub will merge with and into NIC (which we refer to as the “merger”), and NIC will continue as the surviving corporation and a wholly-owned subsidiary of Tyler.   Management   For   For   For
2.   To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to NIC’s named executive officers in connection with the merger and contemplated by the merger agreement.   Management   For   For   For
3.   To approve one or more adjournments of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to constitute a quorum or to approve the proposal to adopt the merger agreement.   Management   For   For   For

 

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Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   173,498   0   15-Apr-2021   15-Apr-2021

SBANKEN ASA

 

Security   R7565B108      Meeting Type   Annual General Meeting
Ticker Symbol        Meeting Date   22-Apr-2021
ISIN   NO0010739402      Agenda   713832310 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

CMMT   MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED   Non-Voting      
CMMT   IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS-VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU   Non-Voting      
CMMT   SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE- BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING   Non-Voting      
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU   Non-Voting      
CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 539121 DUE TO RECEIPT OF-“CHANGE IN RECORD DATE” AND RECEIPT OF “UPDATED AGENDA”. ALL VOTES RECEIVED-ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT-ON THIS MEETING NOTICE. THANK YOU   Non-Voting      
1   ELECTION OF MR FILIP TRUYEN TO CHAIR THE MEETING   Management     For  
2   APPROVAL OF THE NOTICE AND AGENDA   Management     For  
3   ELECTION OF A PERSON TO COSIGN THE MINUTES TOGETHER WITH THE CHAIRMAN OF THE MEETING   Management     For  
4.A   APPROVAL OF THE ANNUAL REPORT AND ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020   Management     For  
4.B   AUTHORISATION TO THE BOARD OF DIRECTORS TO DISTRIBUTE UP TO NOK 4.40 PER SHARE IN DIVIDEND FOR THE FINANCIAL YEAR 2020   Management     For  
5   APPROVAL OF THE REMUNERATION TO THE AUDITOR FOR THE FINANCIAL YEAR 2020   Management     For  
6   DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE BOARD COMMITTEES   Management     For  
7   DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE NOMINATION COMMITTEE   Management     For  
8   APPROVAL OF THE POLICY ON THE FIXING OF SALARIES AND OTHER REMUNERATION TO EXECUTIVE MANAGEMENT AND NONEXECUTIVE DIRECTORS PURSUANT TO SECTION 6 16A OF THE PUBLIC LIMITED COMPANIES ACT   Management     For  
9   STATEMENT OF CORPORATE GOVERNANCE PURSUANT TO SECTION 3 3B OF THE ACCOUNTING-ACT   Non-Voting      
10.1   ELECTION OF THE CHAIRMAN AND MEMBER TO THE NOMINATION COMMITTEE: SUSANNE MUNCH THORE (CHAIRMAN, ELECTION)   Management     For  
10.2   ELECTION OF THE CHAIRMAN AND MEMBER TO THE NOMINATION COMMITTEE: BERIT HENRIKSEN (MEMBER, ELECTION)   Management     For  
10.3   ELECTION OF THE CHAIRMAN AND MEMBER TO THE NOMINATION COMMITTEE: OISTEIN WIDDING (MEMBER, ELECTION)   Management     For  
11.1   ELECTION OF THE CHAIRMAN AND MEMBER TO THE BOARD OF THE DIRECTORS: NIKLAS MIDTBY (CHAIRMAN, REELECTION)   Management     For  
11.2   ELECTION OF THE CHAIRMAN AND MEMBER TO THE BOARD OF THE DIRECTORS: MAILILL IBSEN (MEMBER, REELECTION)   Management     For  
11.3   ELECTION OF THE CHAIRMAN AND MEMBER TO THE BOARD OF THE DIRECTORS: RAGNHILD WIBORG (MEMBER, REELECTION)   Management     For  
11.4   ELECTION OF THE CHAIRMAN AND MEMBER TO THE BOARD OF THE DIRECTORS: HERMAN KORSGAARD (MEMBER, NEW)   Management     For  
12   AUTHORISATION TO THE BOARD OF DIRECTORS TO ACQUIRE OWN SHARES   Management     For  
13.1   AUTHORISATION TO THE BOARD OF DIRECTORS TO ISSUE: HYBRID CAPITAL INSTRUMENTS (TIER 1)   Management     For  
13.2   AUTHORISATION TO THE BOARD OF DIRECTORS TO ISSUE: SUBORDINATED DEBT (TIER 2)   Management     For  
13.3   AUTHORISATION TO THE BOARD OF DIRECTORS TO ISSUE: SENIOR NON- PREFERRED DEBT (TIER 3)   Management     For  
14   AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY SUBSCRIPTION OF NEW SHARES   Management     For  

 

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Shares

  

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Date Confirmed

Y76E   Y76E     STATE STREET BANK   80,064   0    

GW PHARMACEUTICALS PLC

 

Security   36197T103      Meeting Type   Special
Ticker Symbol   GWPH      Meeting Date   23-Apr-2021
ISIN   US36197T1034      Agenda   935358374 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

C1   To approve (with or without modification) a scheme of arrangement pursuant to Part 26 of the UK Companies Act 2006 (the “Scheme”).   Management   For   For   For
S1   Special Resolution: To authorize the Board of Directors of GW Pharmaceuticals plc (the “Company”) to take all such action to give effect to the Scheme, including the amendments to the Articles of Association of the Company.   Management   For   For   For
O1   Ordinary Resolution: To approve (on a non- binding, advisory basis) certain compensation arrangements that may be paid or become payable to the Company’s named executive officers.   Management   For   For   For

 

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Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   9,573   0   15-Apr-2021   15-Apr-2021

GLU MOBILE INC.

 

Security   379890106      Meeting Type   Special
Ticker Symbol   GLUU      Meeting Date   26-Apr-2021
ISIN   US3798901068      Agenda   935371853 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the “Merger Agreement”), dated as of February 8, 2021, by and among Electronic Arts Inc. (“Electronic Arts”), a Delaware corporation, Giants Acquisition Sub, Inc., a Delaware corporation and wholly owned subsidiary of Electronic Arts, and Glu Mobile Inc., a Delaware corporation.   Management   For   For   For
2.   To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the Merger.   Management   For   For   For
3.   To approve the adjournment of the virtual special meeting to a later date or dates, if our board of directors determines that it is necessary or appropriate, and is permitted by the Merger Agreement, to (i) solicit additional proxies if (a) there is not a quorum present or represented by proxy or (b) there are insufficient votes to adopt the Merger Agreement, (ii) give holders of our common stock, par value $0.0001 per share, additional time to evaluate any supplemental or amended disclosure or (iii) otherwise comply with applicable law.   Management   For   For   For

 

Account
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Account Name

  

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Date Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO   352,772   0   21-Apr-2021   21-Apr-2021

CERVED GROUP S.P.A.

 

Security   T2R840120      Meeting Type   Annual General Meeting
Ticker Symbol        Meeting Date   27-Apr-2021
ISIN   IT0005010423      Agenda   713908955—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

CMMT   PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.   Non-Voting      
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU   Non-Voting      
CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 539105 DUE TO RECEIPT OF-ADDITIONAL RESOLUTION O.1.bis. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE- REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE- EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU   Non-Voting      
CMMT   INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE   Non-Voting      
o.1.a   THE ANNUAL FINANCIAL STATEMENTS AT 31 DECEMBER 2020; PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS AT 31 DECEMBER 2020; THE DIRECTORS’, BOARD OF STATUTORY AUDITORS’ AND INDEPENDENT AUDITORS’ REPORTS: APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS; RELATED AND CONSEQUENT RESOLUTIONS   Management   For   For   For
o.1.b   THE ANNUAL FINANCIAL STATEMENTS AT 31 DECEMBER 2020; PRESENTATION OF THE CONSOLIDATED FINANCIAL STATEMENTS AT 31 DECEMBER 2020; THE DIRECTORS’, BOARD OF STATUTORY AUDITORS’ AND INDEPENDENT AUDITORS’ REPORTS: ALLOCATION OF THE ANNUAL RESULT; RELATED AND CONSEQUENT RESOLUTIONS   Management   For   For   For
o1bis   DISTRIBUTION TO THE SHAREHOLDERS OF AN EXTRAORDINARY DIVIDEND OF EUR0.50 (EURO FIFTY CENTS) FOR EACH OUTSTANDING SHARE, THROUGH THE USE OF THE AVAILABLE RESERVES, EVEN IN THE ABSENCE OF A DISTRIBUTABLE PROFIT; RELATED AND CONSEQUENT RESOLUTIONS   Management   Against   For   Against
o.2.a   REPORT ON REMUNERATION POLICY AND FEES PAID PURSUANT TO ARTICLE 123-TER, PARAGRAPHS 3-BIS AND 6 OF LEGISLATIVE DECREE 58/98:BINDING RESOLUTION ON THE FIRST SECTION RELATING TO THE REMUNERATION POLICY, PREPARED PURSUANT TO ARTICLE 123-TER PARAGRAPH 3 OF LEGISLATIVE DECREE 58/98   Management   For   For   For
o.2.b   REPORT ON REMUNERATION POLICY AND FEES PAID PURSUANT TO ARTICLE 123-TER, PARAGRAPHS 3-BIS AND 6 OF LEGISLATIVE DECREE 58/98:NON-BINDING RESOLUTION ON THE SECOND SECTION RELATING TO THE FEES PAID, PREPARED PURSUANT TO ARTICLE 123-TER PARAGRAPH 4 OF LEGISLATIVE DECREE 58/98   Management   For   For   For
o.3   AUTHORISATION FOR PURCHASE AND DISPOSAL OF TREASURY SHARES, AFTER REVOCATION OF THE PREVIOUS AUTHORISATION GRANTED BY THE SHAREHOLDERS’ MEETING ON 20 MAY 2020; RELATED AND CONSEQUENT RESOLUTIONS   Management   For   For   For
o.4   APPOINTMENT OF THE INDEPENDENT AUDITOR FOR THE PERIOD 2023-2031 AND DETERMINATION OF THE FEE. RELATED AND CONSEQUENT RESOLUTIONS   Management   For   For   For

 

Account
Number

  

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Internal Account

  

Custodian

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Shares		     Unavailable
Shares		    

Vote Date

  

Date
Confirmed

Y76E   Y76E     STATE STREET BANK     119,344       0     19-Apr-2021   19-Apr-2021

CUBIC CORPORATION

 

Security   229669106      Meeting Type   Special
Ticker Symbol   CUB      Meeting Date   27-Apr-2021
ISIN   US2296691064      Agenda   935368262—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   Proposal to adopt the Agreement and Plan of Merger, dated as of February 7, 2021 (as may be amended from time to time, the “merger agreement”), by and among Cubic Corporation, a Delaware corporation (the “Company”), Atlas CC Acquisition Corp., a Delaware corporation (“Parent”), and Atlas Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Sub”).   Management   Against   For   Against
2.   Proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company’s named executive officers and that is based on, or otherwise relates to, the merger of Sub with and into the Company, as contemplated by the merger agreement.   Management   Against   For   Against
3.   Proposal to adjourn the special meeting from time to time to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement.   Management   Against   For   Against

 

Account
Number

  

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Internal Account

  

Custodian

   Ballot
Shares		     Unavailable
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Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     67,828       0     22-Apr-2021   22-Apr-2021

FIRST CITIZENS BANCSHARES, INC.

 

Security   31946M103      Meeting Type   Annual
Ticker Symbol   FCNCA      Meeting Date   27-Apr-2021
ISIN   US31946M1036      Agenda   935346925—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   DIRECTOR   Management      
 

1   John M. Alexander, Jr.

     Withheld   For   Against
 

2   Victor E. Bell III

     Withheld   For   Against
 

3   Peter M. Bristow

     Withheld   For   Against
 

4   Hope H. Bryant

     Withheld   For   Against
 

5   H. Lee Durham, Jr.

     Withheld   For   Against
 

6   Daniel L. Heavner

     Withheld   For   Against
 

7   Frank B. Holding, Jr.

     Withheld   For   Against
 

8   Robert R. Hoppe

     Withheld   For   Against
 

9   Floyd L. Keels

     Withheld   For   Against
 

10   Robert E. Mason IV

     Withheld   For   Against
 

11   Robert T. Newcomb

     Withheld   For   Against
2.   Non-binding advisory resolution (“say-on- pay” resolution) to approve compensation paid or provided to BancShares’ named executive officers as disclosed in the proxy statement for the Annual Meeting.   Management   Abstain   For   Against
3.   Proposal to ratify the appointment of BancShares’ independent accountants for 2021.   Management   Abstain   For   Against

 

Account
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Internal Account

  

Custodian

   Ballot
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Shares		    

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     2,509       0     23-Apr-2021   23-Apr-2021

REGAL BELOIT CORPORATION

 

Security   758750103      Meeting Type   Annual
Ticker Symbol   RBC      Meeting Date   27-Apr-2021
ISIN   US7587501039      Agenda   935350051—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1A.   Election of Director for the term expiring in 2022: Jan A. Bertsch   Management   Abstain   For   Against
1B.   Election of Director for the term expiring in 2022: Stephen M. Burt   Management   Abstain   For   Against
1C.   Election of Director for the term expiring in 2022: Anesa T. Chaibi   Management   Abstain   For   Against
1D.   Election of Director for the term expiring in 2022: Christopher L. Doerr   Management   Abstain   For   Against
1E.   Election of Director for the term expiring in 2022: Dean A. Foate   Management   Abstain   For   Against
1F.   Election of Director for the term expiring in 2022: Michael F. Hilton   Management   Abstain   For   Against
1G.   Election of Director for the term expiring in 2022: Louis V. Pinkham   Management   Abstain   For   Against
1H.   Election of Director for the term expiring in 2022: Rakesh Sachdev   Management   Abstain   For   Against
1I.   Election of Director for the term expiring in 2022: Curtis W. Stoelting   Management   Abstain   For   Against
2.   Advisory vote on the compensation of the company’s named executive officers as disclosed in the company’s proxy statement.   Management   Abstain   For   Against
3.   To ratify the selection of Deloitte & Touche LLP as the company’s independent registered public accounting firm for the year ending January 1, 2022.   Management   Abstain   For   Against

 

Account
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Internal Account

  

Custodian

   Ballot
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Shares		    

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     8,496       0     23-Apr-2021   23-Apr-2021

CORELOGIC, INC.

 

Security   21871D103      Meeting Type   Special
Ticker Symbol   CLGX      Meeting Date   28-Apr-2021
ISIN   US21871D1037      Agenda   935382046—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   Proposal to adopt the Agreement and Plan of Merger, dated as of February 4, 2021 (as it may be amended from time to time, the “Merger Agreement”), by and among Celestial-Saturn Parent Inc., Celestial- Saturn Merger Sub Inc., and CoreLogic, Inc.   Management   For   For   For
2.   Non-binding, advisory proposal to approve compensation that will or may become payable by CoreLogic, Inc. to its named executive officers in connection with the merger contemplated by the Merger Agreement.   Management   For   For   For

 

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     84,202       0     23-Apr-2021   23-Apr-2021

CANTEL MEDICAL CORP.

 

Security   138098108      Meeting Type   Special
Ticker Symbol   CMD      Meeting Date   29-Apr-2021
ISIN   US1380981084      Agenda   935389280—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   Proposal No. 1: Cantel Merger Proposal. To adopt the Agreement and Plan of Merger, dated as of January 12, 2021, as such agreement may be amended from time to time, among Cantel, and STERIS plc, Solar New US Holding Co, LLC, which is referred to as US Holdco, and Crystal Merger Sub 1, LLC, which is referred to as Crystal Merger Sub, as amended on March 1, 2021.   Management   For   For   For
2.   Proposal No. 2: Compensation Proposal. To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Cantel’s named executive officers that is based on or otherwise relates to the Mergers.   Management   For   For   For

 

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     57,825       0     23-Apr-2021   23-Apr-2021

COOPER TIRE & RUBBER COMPANY

 

Security   216831107      Meeting Type   Special
Ticker Symbol   CTB      Meeting Date   30-Apr-2021
ISIN   US2168311072      Agenda   935389254—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   Adopt the Agreement and Plan of Merger, dated as of February 22, 2021, by and among The Goodyear Tire & Rubber Company, Vulcan Merger Sub Inc., a wholly owned subsidiary of The Goodyear Tire & Rubber Company, and Cooper Tire & Rubber Company.   Management   For   For   For
2.   Approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Cooper Tire & Rubber Company’s named executive officers that is based on or otherwise relates to the merger.   Management   For   For   For
3.   Approve the adjournment of the Cooper Tire & Rubber Company special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement.   Management   For   For   For

 

Account
Number

  

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     38,115       0     26-Apr-2021   26-Apr-2021

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.

 

Security   101119105      Meeting Type   Contested-Special
Ticker Symbol   BPFH      Meeting Date   04-May-2021
ISIN   US1011191053      Agenda   935364276—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   Approve the Agreement and Plan of Merger, dated as of January 4, 2021, as it may be amended from time to time, by and between SVB Financial Group, a Delaware corporation, and Boston Private Financial Holdings, Inc., a Massachusetts corporation (the “merger agreement”).   Management   For   For   For
2.   Approve, on an advisory (non-binding) basis, certain compensation arrangements for Boston Private’s named executive officers in connection with the merger contemplated by the merger agreement.   Management   For   For   For
3.   Adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting or any adjournment or postponement thereof to approve the merger agreement.   Management   For   For   For

 

Account
Number

  

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Custodian

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     279,779       0     27-Apr-2021   27-Apr-2021

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.

 

Security   101119105      Meeting Type   Contested-Special
Ticker Symbol   BPFH      Meeting Date   04-May-2021
ISIN   US1011191053      Agenda   935364276—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   Approve the Agreement and Plan of Merger, dated as of January 4, 2021, as it may be amended from time to time, by and between SVB Financial Group, a Delaware corporation, and Boston Private Financial Holdings, Inc., a Massachusetts corporation (the “merger agreement”).   Management   For   For   For
2.   Approve, on an advisory (non-binding) basis, certain compensation arrangements for Boston Private’s named executive officers in connection with the merger contemplated by the merger agreement.   Management   For   For   For
3.   Adjourn the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting or any adjournment or postponement thereof to approve the merger agreement.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     279,779       0     27-Apr-2021   27-Apr-2021

BOSTON PRIVATE FINANCIAL HOLDINGS, INC.

 

Security   101119105      Meeting Type   Contested-Special
Ticker Symbol   BPFH      Meeting Date   04-May-2021
ISIN   US1011191053      Agenda   935371790—Opposition

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   The Company’s proposal the Agreement and Plan of Merger, dated as of January 4, 2021, as it may be amended from time to time, by and between SVB Financial Group, a Delaware corporation, and Boston Private Financial Holdings, Inc., a Massachusetts corporation.   Management     Against  
2.   The Company’s proposal to approve, on an advisory (non-binding) basis, certain compensation arrangements for Boston Private’s named executive officers in connection with the merger contemplated by the merger agreement.   Management     Against  
3.   The Company’s proposal to approve an adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting or any adjournment or postponement thereof to approve the merger agreement.   Management     Against  

 

Account
Number

  

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Internal Account

  

Custodian

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     279,779     0

DIALOG SEMICONDUCTOR PLC

 

Security   G5821P111      Meeting Type   Annual General Meeting
Ticker Symbol        Meeting Date   04-May-2021
ISIN   GB0059822006      Agenda   713744452—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1   RECEIPT OF THE COMPANY’S REPORT AND ACCOUNTS   Management   For   For   For
2   APPROVAL OF DIRECTORS’ REMUNERATION REPORT   Management   For   For   For
3   RE-APPOINTMENT OF DELOITTE LLP AS AUDITOR OF THE COMPANY   Management   For   For   For
4   AUTHORITY TO AGREE THE AUDITOR’S REMUNERATION   Management   For   For   For
5   RE-APPOINTMENT OF ALAN CAMPBELL AS A DIRECTOR OF THE COMPANY   Management   For   For   For
6   RE-APPOINTMENT OF NICHOLAS JEFFERY AS A DIRECTOR OF THE COMPANY   Management   For   For   For
7   RE-APPOINTMENT OF EAMONN O’HARE AS A DIRECTOR OF THE COMPANY   Management   For   For   For
8   DIRECTORS’ AUTHORITY TO ALLOT SHARES   Management   For   For   For
9   ADDITIONAL AUTHORITY TO ALLOT SHARES IN CONNECTION WITH A RIGHTS ISSUE   Management   For   For   For
10   DISAPPLICATION OF PRE-EMPTION RIGHTS   Management   For   For   For
11   ADDITIONAL DISAPPLICATION OF PRE- EMPTION RIGHTS   Management   For   For   For
12   AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH BARCLAYS BANK PLC   Management   For   For   For
13   AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH GOLDMAN SACHS INTERNATIONAL   Management   For   For   For
14   AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH HSBC BANK PLC   Management   For   For   For
15   AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH MERRILL LYNCH INTERNATIONAL   Management   For   For   For
16   NOTICE PERIOD FOR GENERAL MEETINGS   Management   For   For   For

 

Account
Number

  

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Internal Account

  

Custodian

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Date
Confirmed

Y76E   Y76E     STATE STREET BANK     45,769       0     16-Apr-2021   16-Apr-2021

AEROJET ROCKETDYNE HOLDINGS, INC.

 

Security   007800105      Meeting Type   Annual
Ticker Symbol   AJRD      Meeting Date   05-May-2021
ISIN   US0078001056      Agenda   935353780—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1   DIRECTOR   Management      
 

1   Gen Kevin P. Chilton

     For   For   For
 

2   Thomas A. Corcoran

     For   For   For
 

3   Eileen P. Drake

     For   For   For
 

4   James R. Henderson

     For   For   For
 

5   Warren G. Lichtenstein

     For   For   For
 

6   Gen Lance W. Lord

     For   For   For
 

7   Audrey A. McNiff

     For   For   For
 

8   Martin Turchin

     For   For   For
2.   Advisory vote to approve Aerojet Rocketdyne’s executive compensation.   Management   For   For   For
3.   Ratification of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2021.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     77,703       0     30-Apr-2021   30-Apr-2021

IHS MARKIT LTD

 

Security   G47567105      Meeting Type   Annual
Ticker Symbol   INFO      Meeting Date   05-May-2021
ISIN   BMG475671050      Agenda   935359679—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1A.   Election of Director: Lance Uggla   Management   For   For   For
1B.   Election of Director: John Browne (The Lord Browne of Madingley)   Management   For   For   For
1C.   Election of Director: Dinyar S. Devitre   Management   For   For   For
1D.   Election of Director: Ruann F. Ernst   Management   For   For   For
1E.   Election of Director: Jacques Esculier   Management   For   For   For
1F.   Election of Director: Gay Huey Evans   Management   For   For   For
1G.   Election of Director: William E. Ford   Management   For   For   For
1H.   Election of Director: Nicoletta Giadrossi   Management   For   For   For
1I.   Election of Director: Robert P. Kelly   Management   For   For   For
1J.   Election of Director: Deborah Doyle McWhinney   Management   For   For   For
1K.   Election of Director: Jean-Paul L. Montupet   Management   For   For   For
1L.   Election of Director: Deborah K. Orida   Management   For   For   For
1M.   Election of Director: James A. Rosenthal   Management   For   For   For
2.   To approve, on an advisory, non-binding basis, the compensation of the Company’s named executive officers.   Management   For   For   For
3.   To approve the appointment of Ernst & Young LLP as the Company’s independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company’s Board of Directors, acting by the Audit Committee, to determine the remuneration of the independent registered public accountants.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot
Shares		     Unavailable
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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     119,363       0     30-Apr-2021   30-Apr-2021

PERSPECTA INC.

 

Security   715347100      Meeting Type   Special
Ticker Symbol   PRSP      Meeting Date   05-May-2021
ISIN   US7153471005      Agenda   935389292—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of January 27, 2021, as amended from time to time (the “Merger Agreement”), among (i) Perspecta Inc. (the “Company”), (ii) Jaguar ParentCo Inc., and (iii) Jaguar Merger Sub Inc. (“Merger Sub”), pursuant to which Merger Sub will merge with and into the Company (the “Merger”).   Management   For   For   For
2.   To approve, by non-binding, advisory vote, certain compensation arrangements for the Company’s named executive officers in connection with the Merger.   Management   For   For   For
3.   To approve the adjournment of the Special Meeting, if necessary or appropriate, including adjournment to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to adopt the Merger Agreement.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot
Shares		     Unavailable
Shares		    

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     204,891       0     30-Apr-2021   30-Apr-2021

CA-IMMOBILIEN-ANLAGEN AG

 

Security   A1144Q155      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   06-May-2021
ISIN   AT0000641352      Agenda   713841345—Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

CMMT   12 APR 2021: DELETION OF COMMENT   Non-Voting      
CMMT   PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.   Non-Voting      
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU   Non-Voting      
1   PRESENTATION OF ANNUAL REPORTS   Non-Voting      
2   APPROVAL OF USAGE OF EARNINGS   Management   For   For   For
3   DISCHARGE MGMT BOARD   Management   For   For   For
4   DISCHARGE SUPERVISORY BOARD   Management   For   For   For
5   APPROVAL OF REMUNERATION FOR SUPERVISORY BOARD   Management   For   For   For
6   ELECTION EXTERNAL AUDITOR   Management   For   For   For
7   APPROVAL OF REMUNERATION REPORT   Management   For   For   For
8.A   ELECTIONS OF A PERSON TO SUPERVISORY BOARD: TORSTEN HOLLSTEIN   Management   For   For   For
8.B   ELECTIONS OF A PERSON TO SUPERVISORY BOARD: FLORIAN KOSCHAT   Management   For   For   For
9   BUYBACK OF OWN SHARES   Management   For   For   For
CMMT   21 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT-AND MODIFICATION TEXT OF RESOLUTIONS 8.1 AND 8.2 AND FURTHER TO ADDITION OF-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN- UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting      
CMMT   21 APR 2021: INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE- VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF-DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE   Non-Voting      

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot
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Date
Confirmed

Y76E   Y76E     STATE STREET BANK   41,411   0   27-Apr-2021   27-Apr-2021

COHERENT, INC.

 

Security   192479103      Meeting Type   Annual
Ticker Symbol   COHR      Meeting Date   06-May-2021
ISIN   US1924791031      Agenda   935354718—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1A.   Election of Director: Jay T. Flatley   Management   For   For   For
1B.   Election of Director: Pamela Fletcher   Management   For   For   For
1C.   Election of Director: Andreas W. Mattes   Management   For   For   For
1D.   Election of Director: Beverly Kay Matthews   Management   For   For   For
1E.   Election of Director: Michael R. McMullen   Management   For   For   For
1F.   Election of Director: Garry W. Rogerson   Management   For   For   For
1G.   Election of Director: Steve Skaggs   Management   For   For   For
1H.   Election of Director: Sandeep Vij   Management   For   For   For
2.   To approve our amended and restated Employee Stock Purchase Plan.   Management   For   For   For
3.   To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending October 2, 2021.   Management   For   For   For
4.   To approve, on a non-binding advisory basis, our named executive officer compensation.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot
Shares		     Unavailable
Shares		    

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     33,695       0     04-May-2021   04-May-2021

COOPER TIRE & RUBBER COMPANY

 

Security   216831107      Meeting Type   Annual
Ticker Symbol   CTB      Meeting Date   07-May-2021
ISIN   US2168311072      Agenda   935354275—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   DIRECTOR   Management      
 

1   Steven M. Chapman

     Withheld   For   Against
 

2   Susan F. Davis

     Withheld   For   Against
 

3   Kathryn P. Dickson

     Withheld   For   Against
 

4   John J. Holland

     Withheld   For   Against
 

5   Bradley E. Hughes

     Withheld   For   Against
 

6   Tyrone M. Jordan

     Withheld   For   Against
 

7   Tracey I. Joubert

     Withheld   For   Against
 

8   Gary S. Michel

     Withheld   For   Against
 

9   Brian C. Walker

     Withheld   For   Against
2.   To ratify the selection of the Company’s independent registered public accounting firm for the year ending December 31, 2021.   Management   Abstain   For   Against
3.   To approve, on a non-binding advisory basis, the Company’s named executive officer compensation.   Management   Abstain   For   Against

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot
Shares		     Unavailable
Shares		    

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     21,704       0     04-May-2021   04-May-2021

ENABLE MIDSTREAM PARTNERS LP

 

Security   292480100      Meeting Type   Consent
Ticker Symbol   ENBL      Meeting Date   07-May-2021

ISIN

   US2924801002      Agenda   935403662—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   Approve the Agreement and Plan of Merger, dated as of February 16, 2021 (the “merger agreement”), by and among Energy Transfer, Elk Merger Sub LLC (“Merger Sub”), Elk GP Merger Sub LLC, a direct wholly owned subsidiary of Energy Transfer (“GP Merger Sub”), the Partnership, the General Partner, solely for purposes of Section 2.1(a)(i) therein, LE GP, LLC, the sole general partner of Energy Transfer, and solely for purposes of Section 1.1(b)(i) therein, CenterPoint Energy Inc. (“CenterPoint”).   Management   Abstain   For   Against
2.   Approve, on a non-binding, advisory basis, the compensation that will or may become payable to the Partnership’s named executive officers in connection with the transactions contemplated by the merger agreement.   Management   Abstain   For   Against

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot
Shares		     Unavailable
Shares		    

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     249,789       0     04-May-2021   04-May-2021

TEGNA INC.

 

Security   87901J105      Meeting Type   Contested-Annual
Ticker Symbol   TGNA      Meeting Date   07-May-2021
ISIN   US87901J1051      Agenda   935375724—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   DIRECTOR   Management      
 

1   Gina L. Bianchini

     Withheld   For   Against
 

2   Howard D. Elias

     Withheld   For   Against
 

3   Stuart J. Epstein

     Withheld   For   Against
 

4   Lidia Fonseca

     Withheld   For   Against
 

5   Karen H. Grimes

     Withheld   For   Against
 

6   David T. Lougee

     Withheld   For   Against
 

7   Scott K. McCune

     Withheld   For   Against
 

8   Henry W. McGee

     Withheld   For   Against
 

9   Susan Ness

     Withheld   For   Against
 

10   Bruce P. Nolop

     Withheld   For   Against
 

11   Neal Shapiro

     Withheld   For   Against
 

12   Melinda C. Witmer

     Withheld   For   Against
2.   PROPOSAL TO RATIFY the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the 2021 fiscal year.   Management   Abstain   For   Against
3.   PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, the compensation of the Company’s named executive officers.   Management   Abstain   For   Against
4.   COMPANY PROPOSAL TO APPROVE the Elimination of Supermajority Voting Provisions.   Management   Abstain   For   Against

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot
Shares		     Unavailable
Shares		    

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     46,496       0     04-May-2021   04-May-2021

TEGNA INC.

 

Security   87901J105      Meeting Type   Contested-Annual
Ticker Symbol   TGNA      Meeting Date   07-May-2021
ISIN   US87901J1051      Agenda   935383240—Opposition

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   DIRECTOR   Management      
 

1   Colleen B. Brown

       For  
 

2   Carlos P. Salas

       For  
 

3   Elizabeth A. Tumulty

       For  
 

4   Mgt Nom: G. Bianchini

       For  
 

5   Mgt Nom: S. Epstein

       For  
 

6   Mgt Nom: L. Fonseca

       For  
 

7   Mgt Nom: K. Grimes

       For  
 

8   Mgt Nom: S. McCune

       For  
 

9   Mgt Nom: H. McGee

       For  
 

10   Mgt Nom: S. Ness

       For  
 

11   Mgt Nom: B. Nolop

       For  
 

12   Mgt Nom : M. Witmer

       For  
2.   Company’s proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2021.   Management     For  
3.   Company’s proposal of an advisory resolution to approve executive compensation.   Management     Against  
4.   Company’s proposal to eliminate the Supermajority Voting Requirement.   Management     For  

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot
Shares		     Unavailable
Shares		  

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     46,496     0

ALEXION PHARMACEUTICALS, INC.

 

Security   015351109      Meeting Type   Special
Ticker Symbol   ALXN      Meeting Date   11-May-2021
ISIN   US0153511094      Agenda   935410124—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of December 12, 2020 (as it may be amended from time to time, the “merger agreement”) by and among Alexion, AstraZeneca PLC (“AstraZeneca”), Delta Omega Sub Holdings Inc., a wholly owned subsidiary of AstraZeneca (“Bidco”), Delta Omega Sub Holdings Inc. 1, a direct, wholly owned subsidiary of Bidco and Delta Omega Sub Holdings LLC 2, a direct, wholly owned subsidiary of Bidco (the “merger proposal”).   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Alexion’s named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement.   Management   For   For   For
3.   To approve the adjournment of the Alexion special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Alexion special meeting to approve the merger proposal or to ensure that any supplement or amendment to this proxy statement/ prospectus is timely provided to Alexion stockholders.   Management   For   For   For

 

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Number

  

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   Ballot
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Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     95,866       0     06-May-2021   06-May-2021

WILLIS TOWERS WATSON PLC

 

Security   G96629103      Meeting Type   Annual
Ticker Symbol   WLTW      Meeting Date   11-May-2021
ISIN   IE00BDB6Q211      Agenda   935364973—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1A.   Election of Director: Anna C. Catalano   Management   For   For   For
1B.   Election of Director: Victor F. Ganzi   Management   For   For   For
1C.   Election of Director: John J. Haley   Management   For   For   For
1D.   Election of Director: Wendy E. Lane   Management   For   For   For
1E.   Election of Director: Brendan R. O’Neill   Management   For   For   For
1F.   Election of Director: Jaymin B. Patel   Management   For   For   For
1G.   Election of Director: Linda D. Rabbitt   Management   For   For   For
1H.   Election of Director: Paul D. Thomas   Management   For   For   For
1I.   Election of Director: Wilhelm Zeller   Management   For   For   For
2.   Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit Committee, to fix the independent auditors’ remuneration.   Management   For   For   For
3.   Approve, on an advisory basis, the named executive officer compensation.   Management   For   For   For
4.   Renew the Board’s existing authority to issue shares under Irish law.   Management   For   For   For
5.   Renew the Board’s existing authority to opt out of statutory pre-emption rights under Irish law.   Management   For   For   For

 

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   Ballot
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Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     58,807       0     07-May-2021   07-May-2021

CHAMPIONX CORPORATION

 

Security   15872M104      Meeting Type   Annual
Ticker Symbol   CHX      Meeting Date   12-May-2021
ISIN   US15872M1045      Agenda   935367513—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   DIRECTOR   Management      
  1   S. Somasundaram   Withheld   For   Against
  2   Stephen K. Wagner   Withheld   For   Against
2.   Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Registered Public Accounting Firm for 2021.   Management   Abstain   For   Against
3.   Advisory Vote to Approve the Compensation of ChampionX’s Named Executive Officers for 2020.   Management   Abstain   For   Against
4.   Approval of the Amended and Restated 2018 Equity and Cash Incentive Plan.   Management   Abstain   For   Against

 

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Custodian

   Ballot
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Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     29,994       0     07-May-2021   07-May-2021

FORTERRA, INC.

 

Security   34960W106      Meeting Type   Annual
Ticker Symbol   FRTA      Meeting Date   12-May-2021
ISIN   US34960W1062      Agenda   935400678—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   DIRECTOR   Management      
 

1   Chris Meyer

     For   For   For
 

2   R. “Chip” Cammerer, Jr.

     For   For   For
 

3   Rafael Colorado

     For   For   For
 

4   Maureen Harrell

     For   For   For
 

5   Chad Lewis

     For   For   For
 

6   Karl H. Watson, Jr.

     For   For   For
2.   To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021.   Management   For   For   For
3.   To approve, on an advisory basis, the compensation of our named executive officers.   Management   For   For   For

 

Account
Number

  

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Custodian

   Ballot
Shares		     Unavailable
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Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     125,909       0     07-May-2021   07-May-2021

FLIR SYSTEMS, INC.

 

Security   302445101      Meeting Type   Special
Ticker Symbol   FLIR      Meeting Date   13-May-2021
ISIN   US3024451011      Agenda   935403624—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger by and among Teledyne Technologies Incorporated (“Teledyne”), Firework Merger Sub I, Inc. (“Merger Sub I”), Firework Merger Sub II, LLC (“Merger Sub II”), and FLIR Systems, Inc. (“FLIR”), pursuant to which Merger Sub I will merge with and into FLIR, with FLIR surviving, and immediately thereafter FLIR will merge with and into Merger Sub II (“Mergers”), with Merger Sub II surviving and continuing as a wholly owned subsidiary of Teledyne (“FLIR Merger Proposal”).   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the compensation that will or may become payable to FLIR’s named executive officers in connection with the Mergers.   Management   For   For   For
3.   To approve one or more adjournments of the special meeting of stockholders of FLIR, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the FLIR Merger Proposal at the time of the special meeting.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot
Shares		     Unavailable
Shares		    

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     67,707       0     07-May-2021   07-May-2021

AEGION CORPORATION

 

Security   00770F104      Meeting Type   Special
Ticker Symbol   AEGN      Meeting Date   14-May-2021
ISIN   US00770F1049      Agenda   935386816—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated February 16, 2021 and amended March 13, 2021 (the “merger agreement”), among Carter Intermediate, Inc., Carter Acquisition, Inc. (“Merger Sub”) and Aegion Corporation, pursuant to which Merger Sub will merge with and into Aegion Corporation (the “merger”).   Management   Against   For   Against
2.   To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to Aegion Corporation’s named executive officers in connection with the merger and contemplated by the merger agreement.   Management   Against   For   Against
3.   To approve one or more adjournments of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the merger agreement.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot
Shares		     Unavailable
Shares		    

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     133,547       0     07-May-2021   07-May-2021

CALLAWAY GOLF COMPANY

 

Security   131193104      Meeting Type   Annual
Ticker Symbol   ELY      Meeting Date   19-May-2021
ISIN   US1311931042      Agenda   935367739—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1a.   Election of Director: Oliver G. (Chip) Brewer III   Management   Abstain   For   Against
1b.   Election of Director: Erik J Anderson   Management   Abstain   For   Against
1c.   Election of Director: Samuel H. Armacost   Management   Abstain   For   Against
1d.   Election of Director: Scott H. Baxter   Management   Abstain   For   Against
1e.   Election of Director: Thomas G. Dundon   Management   Abstain   For   Against
1f.   Election of Director: Laura J. Flanagan   Management   Abstain   For   Against
1g.   Election of Director: Russell L. Fleischer   Management   Abstain   For   Against
1h.   Election of Director: John F. Lundgren   Management   Abstain   For   Against
1i.   Election of Director: Scott M. Marimow   Management   Abstain   For   Against
1j.   Election of Director: Adebayo O. Ogunlesi   Management   Abstain   For   Against
1k.   Election of Director: Linda B. Segre   Management   Abstain   For   Against
1l.   Election of Director: Anthony S. Thornley   Management   Abstain   For   Against
2.   To ratify, on an advisory basis, the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021.   Management   Abstain   For   Against
3.   To approve, on an advisory basis, the compensation of the Company’s named executive officers.   Management   Abstain   For   Against
4.   To approve an amendment to the Company’s Restated Certificate of Incorporation to increase the authorized number of shares of common stock from 240,000,000 to 360,000,000.   Management   Abstain   For   Against

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot
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Shares		    

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     23,709       0     13-May-2021   13-May-2021

CINEPLEX INC.

 

Security   172454100      Meeting Type   Annual
Ticker Symbol   CPXGF      Meeting Date   19-May-2021
ISIN   CA1724541000      Agenda   935391552—Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1A   Election of Director: Jordan Banks   Management   For   For   For
1B   Election of Director: Robert Bruce   Management   For   For   For
1C   Election of Director: Joan Dea   Management   For   For   For
1D   Election of Director: Janice Fukakusa   Management   For   For   For
1E   Election of Director: Donna Hayes   Management   For   For   For
1F   Election of Director: Ellis Jacob   Management   For   For   For
1G   Election of Director: Sarabjit Marwah   Management   For   For   For
1H   Election of Director: Nadir Mohamed   Management   For   For   For
1I   Election of Director: Phyllis Yaffe   Management   For   For   For
02   The appointment of PricewaterhouseCoopers LLP as auditors of the Corporation and the authorization of the directors to fix their remuneration;   Management   For   For   For
03   Non-binding say-on-pay advisory resolution set forth in the accompanying management information circular on the Corporation’s approach to executive compensation.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot
Shares		     Unavailable
Shares		    

Vote Date

  

Date
Confirmed

Y76ESSTA 01 OM   LG MASTERS ALT STRATEGIES FUND   Y76E   STATE STREET TRUST     54,867       0     14-May-2021   14-May-2021

BOINGO WIRELESS, INC.

 

Security   09739C102      Meeting Type   Special
Ticker Symbol   WIFI      Meeting Date   01-Jun-2021
ISIN   US09739C1027      Agenda   935427662—Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Merger Agreement and Plan of Merger, dated as of February 26, 2021, by and among White Sands Parent, Inc., White Sands Bidco, Inc., and Boingo Wireless, Inc., as it may be amended from time to time.   Management   For   For   For
2.   To approve the adoption of any proposal to adjourn the Special Meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting.   Management   For   For   For
3.   To approve, by non-binding, advisory vote, compensation that will or may become payable by Boingo Wireless, Inc. to its named executive officers in connection with the merger.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot
Shares		     Unavailable
Shares		    

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     208,258       0     26-May-2021   26-May-2021

FLY LEASING LTD

 

Security   34407D109      Meeting Type   Special
Ticker Symbol   FLY      Meeting Date   10-Jun-2021
ISIN   US34407D1090      Agenda   935439679—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To approve amendment of bye-law 73 of the existing bye-laws of the Company by replacing the existing bye-law 73 with the following new bye-law 73 (the “Bye-Law Proposal”): “73. AMALGAMATIONS OR MERGERS, 73.1. Subject to Bye-law 73.2, the Company shall not engage in any amalgamation or merger unless such amalgamation or merger has been approved by a resolution of the Members including the affirmative votes of at least 66% of all votes attaching to all shares in issue entitling the holder ...(due to space limits, see proxy material for full proposal).   Management   For   For   For
2.   To approve (i) the merger of Carlyle Aviation Elevate Merger Subsidiary Ltd. (“Merger Sub”) with and into the Company (the “Merger”), whereby upon the effectiveness of the Merger, the corporate existence of Merger Sub shall cease, and the Company shall continue as the surviving company in the Merger and a wholly-owned, direct subsidiary of Carlyle Aviation Elevate Ltd. (“Parent”); (ii) the agreement and plan of merger, dated as of March 27, 2021, as may be amended from time to time (the “Merger ...(due to space limits, see proxy material for full proposal).   Management   For   For   For
3.   To approve the adjournment of the special meeting as the chairman of the special meeting determines in accordance with the bye-laws of the Company in order for the Company to take such actions as the Board may determine as are necessary or appropriate, including to solicit additional proxies, if there are insufficient votes at the time of the special meeting to approve the Merger Proposal (the “Adjournment Proposal”).   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot
Shares		     Unavailable
Shares		    

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     43,978       0     04-Jun-2021   04-Jun-2021

GRUBHUB INC.

 

Security   400110102      Meeting Type   Special
Ticker Symbol   GRUB      Meeting Date   10-Jun-2021
ISIN   US4001101025      Agenda   935439580—Management

 

Item

  

Proposal

  

Proposed
by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of 10 June 2020, as amended by the First Amendment to the Agreement and Plan of Merger, dated as of 4 September 2020, as further amended by the Second Amendment to the Agreement and Plan of Merger, dated as of 12 March 2021, and as it may be further amended from time to time (the “Merger Agreement”), by and among Grubhub Inc. (“Grubhub”), Just Eat Takeaway.com N.V., Checkers Merger Sub I, Inc. and Checkers Merger Sub II, Inc. (such proposal, the “Merger Agreement Proposal”).   Management   For   For   For
2.   To approve, by a non-binding, advisory vote, certain compensation that may be paid or become payable to named executive officers of Grubhub in connection with the transactions contemplated by the Merger Agreement.   Management   For   For   For
3.   To adjourn the Special Meeting of the Stockholders of Grubhub (the “Grubhub Stockholder Meeting”) from time to time, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Grubhub Stockholder Meeting to approve the Merger Agreement Proposal.   Management   For   For   For

 

Account
Number

  

Account Name

  

Internal Account

  

Custodian

   Ballot
Shares		     Unavailable
Shares		    

Vote Date

  

Date
Confirmed

997Y76E   LG MASTERS ALT STRATEGIES FUND   997Y76E   STATE STREET BANK & TRUST CO     24,727       0     09-Jun-2021   09-Jun-2021

LEAF GROUP LTD.

 

Security   52177G102      Meeting Type   Special
Ticker Symbol   LEAF      Meeting Date   10-Jun-2021
ISIN   US52177G1022      Agenda   935436635—Management

 

Item

  

Proposal

  

Proposed

by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of April 3, 2021 as it may be amended, supplemented or otherwise modified from time to time (referred to as the “merger agreement”), by and among Leaf Group Ltd. (referred to as the “Company”), Graham Holdings Company, a Delaware corporation (referred to as “Parent”), and Pacifica Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent (referred to as the “merger subsidiary”) (referred to as the “merger proposal”).   Management   For   For  

For

2.   To consider and vote on a non-binding, advisory proposal to approve the compensation that may be paid or may become payable to the Company’s named executive officers in connection with the merger of the merger subsidiary with and into the Company pursuant to the merger agreement (referred to as the “advisory, non-binding compensation proposal”).   Management   For   For   For
3.   To consider and vote on a proposal to adjourn or postpone the special meeting of the Company’s stockholders (referred to as the “special meeting”) to a later date or time, if necessary or appropriate as determined by the Company, to solicit additional proxies if there are insufficient votes at the time of the special meeting or any adjournment or postponement thereof to approve the merger proposal.   Management   For   For   For

 

Account
Number

   

Account Name

   

Internal
Account

   

Custodian

   

Ballot
Shares

   

Unavailable
Shares

   

Vote Date

   

Date
Confirmed

997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO    150,993    0    07-Jun-2021    07-Jun-2021

TIKKURILA OYJ

 

Security   X90959101      Meeting Type   Annual General Meeting
Ticker Symbol        Meeting Date   10-Jun-2021
ISIN   FI4000008719      Agenda   714202455—Management

 

Item

  

Proposal

  

Proposed

by

  

Vote

  

Management
Recommendation

  

For/Against
Management

CMMT   MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED   Non-Voting      
CMMT   A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED.   Non-Voting      
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU   Non-Voting      
CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 581297 DUE TO RESOLUTION-16 IS SINGLE VOTABLE ITEM. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU.   Non-Voting      
CMMT   INTERMEDIARY CLIENTS ONLY—PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE- PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE- OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE   Non-Voting      
1   OPENING OF THE MEETING   Non-Voting      
2   CALLING THE MEETING TO ORDER   Non-Voting      
3   ELECTION OF PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING OF-VOTES   Non-Voting      
4   RECORDING THE LEGALITY OF THE MEETING   Non-Voting      
5   RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES   Non-Voting      
6   PRESENTATION OF THE FINANCIAL STATEMENTS, THE CONSOLIDATED FINANCIAL-STATEMENTS, THE BOARD OF DIRECTORS’ REPORT, AND THE AUDITOR’S REPORT FOR 2020   Non-Voting      
7   ADOPTION OF THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENT   Management   For   For   For
8   DUE TO THE ONGOING TENDER OFFER FOR ALL THE ISSUED AND OUTSTANDING SHARES OF THE COMPANY BY PPG INDUSTRIES, INC., THE BOARD OF DIRECTORS PROPOSES THAT TIKKURILA’S ANNUAL GENERAL MEETING DECIDES THAT NO DIVIDEND BE PAID FROM THE FINANCIAL YEAR 2020 RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND   Management   For   For   For
9   RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY   Management   For   For   For
10   THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING ADOPTS THE REMUNERATION REPORT FOR THE YEAR 2020 ADOPTION OF THE REMUNERATION REPORT FOR GOVERNING BODIES   Management   For   For   For
11   THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS WOULD REMAIN UNCHANGED AND THAT THE ANNUAL REMUNERATION WOULD BE: EUR 64,000 FOR THE CHAIRMAN, EUR 40,000 FOR THE VICE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE   Management   For   For   For
  CHAIRMAN OF THE AUDIT COMMITTEE, AND EUR 32,000 FOR OTHER MEMBERS OF THE BOARD OF DIRECTORS. THE ANNUAL REMUNERATION IS PAID FULLY IN CASH. RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS        
12   THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BE SEVEN (7). RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS   Management   For   For   For
13   THE NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE PRESENT MEMBERS LARS PETER LINDFORS, RIITTA MYNTTINEN, JARI PAASIKIVI, ANDREY PANTYUKHOV, CATHERINE SAHLGREN, PETTERI WALLD N AND HEIKKI WESTERLUND WOULD BE RE-ELECTED FOR A TERM ENDING AT THE CLOSURE OF THE NEXT ANNUAL GENERAL MEETING, UNLESS THE CONDITIONAL RESOLUTION PROPOSED UNDER ITEM 16 BECOMES EFFECTIVE AT AN EARLIER DATE WITH RESPECT TO THE TERM OF ANY SUCH BOARD MEMBERS. ELECTION OF MEMBERS, CHAIRMAN AND VICE CHAIRMAN OF THE BOARD OF DIRECTORS   Management   For   For   For
14   THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING, ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THAT THE AUDITOR’S FEES BE PAID AGAINST AN INVOICE APPROVED BY THE COMPANY. RESOLUTION ON THE REMUNERATION OF THE AUDITOR   Management   For   For   For
15   THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING, ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, THAT THE AUTHORIZED PUBLIC ACCOUNTANT FIRM ERNST & YOUNG OY BE RE- ELECTED AS THE COMPANY’S AUDITOR FOR THE TERM THAT ENDS AT THE END OF THE NEXT ANNUAL GENERAL MEETING. ERNST & YOUNG OY HAS INFORMED THAT APA ANTTI SUOMINEN WILL ACT AS THE PRINCIPAL AUDITOR ELECTION OF THE AUDITOR   Management   For   For   For
16   DUE TO THE PENDING TENDER OFFER, THE NOMINATION BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES CONDITIONALLY ON THE MATTERS SET FORTH IN ITEMS 16 (A)—(B) BELOW. THE PROPOSALS OF THE NOMINATION BOARD SET FORTH IN ITEMS 16 (A)—(B) BELOW FORM AN ENTIRETY THAT REQUIRES THE ADOPTION OF ALL ITS INDIVIDUAL ITEMS BY A SINGLE DECISION CONDITIONAL RESOLUTIONS RELATING TO THE BOARD OF DIRECTORS   Management   For   For   For
17   DUE TO THE ONGOING THE TENDER OFFER, THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE ANNUAL GENERAL MEETING DECIDES TO DISBAND THE NOMINATION BOARD, SUCH RESOLUTION BEING CONDITIONAL AND BECOMING EFFECTIVE UPON PPG INDUSTRIES, INC. OR ITS SUBSIDIARY OBTAINING MORE THAN NINETY (90) PERCENT OF ALL THE SHARES AND VOTING RIGHTS ATTACHED TO THE SHARES AND THE SUBSEQUENT REGISTRATION OF THE RIGHT AND OBLIGATION OF PPG INDUSTRIES, INC. OR ITS SUBSIDIARY TO REDEEM MINORITY SHARES WITH THE FINNISH TRADE REGISTER. CONDITIONAL RESOLUTION RELATING TO THE DISBANDMENT OF THE NOMINATION BOARD   Management   For   For   For
18   THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE UPON THE REPURCHASE OF A MAXIMUM 4,400,000 OF THE COMPANY’S OWN SHARES WITH ASSETS PERTAINING TO THE COMPANY’S UNRESTRICTED EQUITY IN ONE OR SEVERAL TRANCHES. AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY’S OWN SHARES   Management   For   For   For
19   THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE TO TRANSFER THE COMPANY’S OWN SHARES HELD BY THE COMPANY OR TO ISSUE NEW SHARES IN ONE OR SEVERAL TRANCHES LIMITED TO A MAXIMUM OF 4,400,000 SHARES AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES   Management   For   For   For
20   CLOSING OF THE MEETING   Non-Voting      

 

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Date
Confirmed

Y76E    Y76E       STATE STREET BANK    69,511    0    27-May-2021    27-May-2021

EXTENDED STAY AMERICA, INC.

 

Security   30224P200      Meeting Type   Special
Ticker Symbol   STAY      Meeting Date   11-Jun-2021
ISIN   US30224P2002      Agenda   935422345—Management

 

Item

  

Proposal

  

Proposed

by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement.   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the mergers.   Management   For   For   For
3.   To approve, any adjournment of the meeting for the purpose of soliciting additional proxies.   Management   For   For   For

 

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Date
Confirmed

997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO    444,411    0    04-Jun-2021    04-Jun-2021

EXTENDED STAY AMERICA, INC.

 

Security   30224P211      Meeting Type   Special
Ticker Symbol        Meeting Date   11-Jun-2021
ISIN        Agenda   935422357—Management

 

Item

  

Proposal

  

Proposed

by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   Proposal to adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement.   Management   For   For   For
2.   Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Hospitality’s named executive officers that is based on or otherwise relates to the mergers.   Management   For   For   For

 

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Number

   

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Account

   

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Date
Confirmed

997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO    444,411    0    04-Jun-2021    04-Jun-2021

EXTENDED STAY AMERICA, INC.

 

Security   30224P200      Meeting Type   Contested-Special
Ticker Symbol   STAY      Meeting Date   11-Jun-2021
ISIN   US30224P2002      Agenda   935435772—Management

 

Item

  

Proposal

  

Proposed

by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement.   Management   For   For   For
2.   To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company’s named executive officers that is based on or otherwise relates to the mergers.   Management   For   For   For
3.   To approve, any adjournment of the meeting for the purpose of soliciting additional proxies.   Management   For   For   For

 

Account
Number		   

Account Name

   

Internal
Account

   

Custodian

   

Ballot
Shares

   

Unavailable
Shares

   

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Date
Confirmed

997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO    444,411    0    04-Jun-2021    04-Jun-2021

EXTENDED STAY AMERICA, INC.

 

Security   30224P200      Meeting Type   Contested-Special
Ticker Symbol   STAY      Meeting Date   11-Jun-2021
ISIN   US30224P2002      Agenda   935435784—Opposition

 

Item

  

Proposal

  

Proposed

by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   STAY’s Merger Agreement Proposal   Management     Against  
2.   STAY’s Compensation Proposal   Management     Against  
3.   STAY’s Adjournment Proposal   Management     Against  

 

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Number

   

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Account

   

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Unavailable
Shares

   

Vote
Date

   

Date
Confirmed

997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO    444,411    0      

NUANCE COMMUNICATIONS, INC.

 

Security   67020Y100      Meeting Type   Special
Ticker Symbol   NUAN      Meeting Date   15-Jun-2021
ISIN   US67020Y1001      Agenda   935445406—Management

 

Item

  

Proposal

  

Proposed

by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of April 11, 2021, by and among Microsoft Corporation, Big Sky Merger Sub Inc. (“Sub”) and Nuance Communications, Inc. (the “Company”), pursuant to which Sub will merge with and into the Company (the “Merger”).   Management   For   For   For
2.   To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the Company’s named executive officers in connection with the Merger.   Management   For   For   For

 

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Number		   

Account Name

   

Internal
Account

   

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Shares

   

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Date
Confirmed

997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO    174,278    0    10-Jun-2021    10-Jun-2021

PRA HEALTH SCIENCES, INC.

 

Security   69354M108      Meeting Type   Special
Ticker Symbol   PRAH      Meeting Date   15-Jun-2021
ISIN   US69354M1080      Agenda   935427650 - Management

 

Item

  

Proposal

  

Proposed

by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of February 24, 2021, by and among ICON plc (“ICON”), PRA Health Sciences, Inc. (“PRA”), ICON US Holdings Inc., a wholly owned subsidiary of ICON (“US HoldCo”), and Indigo Merger Sub, Inc., a wholly owned subsidiary of ICON and US HoldCo (such agreement, as it may be amended from time to time, the “merger agreement” and such proposal, the “PRA merger agreement proposal”).   Management   For   For   For
2.   To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to PRA’s named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement (the “PRA compensation proposal”).   Management   For   For   For
3.   To approve the adjournment of the PRA stockholder meeting to solicit additional proxies if there are not sufficient votes at the time of the PRA stockholder meeting to approve the PRA merger agreement proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to PRA stockholders (the “PRA adjournment proposal”).   Management   For   For   For

 

Account
Number

   

Account Name

   

Internal
Account

   

Custodian

   

Ballot
Shares

   

Unavailable
Shares

   

Vote Date

   

Date
Confirmed

997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO    9,646    0    10-Jun-2021    10-Jun-2021

GRUBHUB INC.

 

Security   400110102      Meeting Type   Annual
Ticker Symbol   GRUB      Meeting Date   18-Jun-2021
ISIN   US4001101025      Agenda   935421076 - Management

 

Item

  

Proposal

  

Proposed

by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   DIRECTOR   Management      
 

1   Katrina Lake

     Withheld   For   Against
 

2   Matthew Maloney

     Withheld   For   Against
 

3   Brian McAndrews

     Withheld   For   Against
2.   Ratification of the appointment of Crowe LLP as Grubhub Inc.’s independent registered accounting firm for the fiscal year ending December 31, 2021.   Management   Abstain   For   Against
3.   Advisory vote to approve named executive officer compensation.   Management   Abstain   For   Against

 

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Number

   

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Account

   

Custodian

   

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Date
Confirmed

997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO    67,043    0    15-Jun-2021    15-Jun-2021

LUMINEX CORPORATION

 

Security   55027E102      Meeting Type   Special
Ticker Symbol   LMNX      Meeting Date   21-Jun-2021
ISIN   US55027E1029      Agenda   935446193 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of April 11, 2021, as it may be amended, supplemented or modified from time to time, by and among Luminex Corporation, DiaSorin S.p.A., and Diagonal Subsidiary Inc. and approve the Merger.   Management   For   For   For
2.   To adjourn the Special Meeting, if necessary and for a minimum period of time reasonable under the circumstances, to ensure that any necessary supplement or amendment to the proxy statement is provided to the stockholders of Luminex Corporation a reasonable amount of time in advance of the Special Meeting, or to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Merger Agreement and approve the Merger.   Management   For   For   For
3.   To approve, by non-binding, advisory vote, the compensation that will or may be paid or become payable to Luminex Corporation’s named executive officers that is based on or otherwise relates to the Merger.   Management   For   For   For

 

Account
Number

   

Account Name

    Internal
Account		   

Custodian

    Ballot
Shares		      Unavailable
Shares		      Vote Date    Date
Confirmed
997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO      100,148        0      15-Jun-2021    15-Jun-2021

COHERENT, INC.

 

Security   192479103      Meeting Type   Special
Ticker Symbol   COHR      Meeting Date   24-Jun-2021
ISIN   US1924791031      Agenda   935434578 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of March 25, 2021, by and among Coherent, Inc., II-VI Incorporated and Watson Merger Sub Inc. (the “merger agreement”).   Management   For   For   For
2.   To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Coherent’s named executive officers in connection with the transactions contemplated by the merger agreement.   Management   For   For   For
3.   To adjourn Coherent’s special meeting of stockholders (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Coherent merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Coherent stockholders.   Management   For   For   For

 

Account
Number

   

Account Name

    Internal
Account		   

Custodian

    Ballot
Shares		      Unavailable
Shares		      Vote Date    Date
Confirmed
997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO      59,015        0      21-Jun-2021    21-Jun-2021

COHERENT, INC.

 

Security   192479103      Meeting Type   Special
Ticker Symbol   COHR      Meeting Date   24-Jun-2021
ISIN   US1924791031      Agenda   935443008 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1.   To adopt the Agreement and Plan of Merger, dated as of March 25, 2021, by and among Coherent, Inc., II-VI Incorporated and Watson Merger Sub Inc. (the “merger agreement”).   Management   For   For   For
2.   To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Coherent’s named executive officers in connection with the transactions contemplated by the merger agreement.   Management   For   For   For
3.   To adjourn Coherent’s special meeting of stockholders (the “Special Meeting”), if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Coherent merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Coherent stockholders.   Management   For   For   For

 

Account
Number

   

Account Name

    Internal
Account		   

Custodian

    Ballot
Shares		      Unavailable
Shares		      Vote Date    Date
Confirmed
997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO      59,015        0      21-Jun-2021    21-Jun-2021

PHOTON CONTROL INC.

 

Security   719360109      Meeting Type   Annual and Special Meeting
Ticker Symbol   POCEF      Meeting Date   29-Jun-2021
ISIN   CA7193601092      Agenda   935454710 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

1   DIRECTOR   Management      
 

1   Charles F. Cargile

   For   For   For
 

2   Nigel Hunton

   For   For   For
 

3   Michele Klein

   For   For   For
 

4   D. Neil McDonnell

   For   For   For
 

5   Ronan McGrath

   For   For   For
2   Re-appointment of KPMG LLP as auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration.   Management   For   For   For
3   To consider and, if thought fit, pass, with or without amendment, a special resolution approving an arrangement involving the Company and 1302998 B.C. Ltd., an indirect, wholly owned subsidiary of MKS Instruments, Inc., under Division 5 of Part 9 of the Business Corporations Act (British Columbia), the full text of which resolution is set forth in Appendix “A” to the accompanying management information circular.   Management   For   For   For

 

Account
Number

   

Account Name

    Internal
Account		   

Custodian

    Ballot
Shares		      Unavailable
Shares		      Vote Date    Date
Confirmed
Y76ESSTA 01 OM    LG MASTERS ALT STRATEGIES FUND    Y76E    STATE STREET TRUST      992,329        0      22-Jun-2021    22-Jun-2021

TALEND S.A.

 

Security   874224207      Meeting Type   Annual
Ticker Symbol   TLND      Meeting Date   29-Jun-2021
ISIN   US8742242071      Agenda   935441458 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

O1   To ratify the provisional appointment of Ms. Elissa Fink as Director.   Management   For   For   For
O2   To ratify the provisional appointment of Mr. Ryan Kearny as Director.   Management   For   For   For
O3   To renew the term of office of Mr. Ryan Kearny as Director.   Management   For   For   For
O4   To renew the term of office of Mr. Patrick Jones as Director.   Management   For   For   For
O5   To renew the term of office of Ms. Christal Bemont as Director.   Management   For   For   For
O6   To approve, on an advisory basis, the compensation of our named executive officers.   Management   For   For   For
O7   To approve the statutory financial statements for the year ended December 31, 2020.   Management   For   For   For
O8   To allocate earnings for the year ended December 31, 2020.   Management   For   For   For
O9   To approve the consolidated financial statements for the year ended December 31, 2020 prepared in accordance with IFRS.   Management   For   For   For
O10   To approve an indemnification agreement entered into with Ms. Elissa Fink (agreement referred to in Articles L. 225-38 et seq. of the French Commercial Code).   Management   For   For   For
O11   To approve an indemnification agreement entered into with Mr. Ryan Kearny (agreement referred to in Articles L. 225-38 et seq. of the French Commercial Code).   Management   For   For   For
O12   To approve a consulting agreement entered into with Mr. Michael Tuchen (agreement referred to in Articles L. 225-38 et seq. of the French Commercial Code).   Management   For   For   For
O13   To approve a separation agreement and release entered into with Mr. Laurent Bride (agreement referred to in Articles L.225-38 et seq. of the French Commercial Code).   Management   For   For   For
O14   To ratify the selection of KPMG LLP as the independent registered public accountant for the Company for the fiscal year ending December 31, 2021 with respect to the Company’s financial statements prepared in accordance with generally accepted accounting principles in the United States for SEC reporting purposes.   Management   For   For   For
E15   To delegate authority to the board of directors to grant existing and/or newly issued free shares of the Company to all or certain employees and/or all or certain corporate officers of the Company or companies in the group, in accordance with the provisions of Articles L. 225-197-1 et seq. of the French Commercial Code.   Management   For   For   For
E16   To delegate authority to the board of directors to issue share warrants (bons de souscription d’actions), without shareholders’ preferential subscription right, for the benefit of a category of persons meeting certain characteristics.   Management   For   For   For
E17   To delegate authority to the board of directors to grant options to subscribe for new ordinary shares or options to purchase ordinary shares of the Company, pursuant to the provisions of Articles L. 225-177 et seq. of the French Commercial Code to all or certain employees and/or all or certain corporate officers of the Company or companies in the group, in accordance with the provisions of Articles L. 225-180 et seq. of the French Commercial Code.   Management   For   For   For
E18   To limit the amount of issues under Proposal Nos. 15, 16 and 17.   Management   For   For   For
E19   To delegate authority to the board of directors to increase the share capital by way of the issue of shares of the Company to participants in a company savings plan (plan d’épargned’entreprise) established in accordance with Articles L. 3332-1et seq. of the French Labor Code.   Management   For   For   For

 

Account
Number

   

Account Name

    Internal
Account		   

Custodian

    Ballot
Shares		      Unavailable
Shares		      Vote Date    Date
Confirmed
997Y76E    LG MASTERS ALT STRATEGIES FUND    997Y76E    STATE STREET BANK & TRUST CO      22,180        0      18-Jun-2021    18-Jun-2021

SUEZ SA

 

Security   F6327G101      Meeting Type   Ordinary General Meeting
Ticker Symbol        Meeting Date   30-Jun-2021
ISIN   FR0010613471      Agenda   714038444 - Management

 

Item

  

Proposal

  

Proposed by

  

Vote

  

Management
Recommendation

  

For/Against
Management

CMMT   THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE   Non-Voting      
CMMT   FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN   Non-Voting      
CMMT   04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED- MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE-BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS-   Non-Voting      
  MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE-TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND- PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU        
CMMT   PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE-PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF-NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS- SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE   Non-Voting      
1   THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED, SHOWING NET EARNINGS AMOUNTING TO EUR 246,143,041.04. THE SHAREHOLDERS’ MEETING APPROVES THE NON- DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 24,600.00   Management   For   For   For
2   THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR AS PRESENTED TO THE MEETING   Management   For   For   For
3   THE SHAREHOLDERS’ MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN EARNINGS FOR THE FINANCIAL YEAR: EUR 246,143,041.04 RETAINED EARNINGS: EUR 706,351,321.19 DISTRIBUTABLE INCOME: EUR 952,494,362.23 ALLOCATION DIVIDENDS: EUR 408,435,676.35 (DIVIDED INTO 628,362,579 SHARES) RETAINED EARNINGS: EUR 544,058,685.88 EQUITY SHARE CAPITAL: EUR 2,557,256,896.00 LEGAL RESERVE: EUR 255,735,689.60 SHARE PREMIUM: EUR 5,363,982,724.63 2020 RETAINED EARNINGS: EUR 544,058,685.88 THE SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND OF EUR 0.65 PER SHARE, WHICH WILL BE ELIGIBLE FOR THE 40 PERCENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON JUNE 30TH 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID FOLLOWS: EUR 0.65 PER SHARE FOR FISCAL YEARS 2017 AND 2018 EUR 0.45 PER SHARE FOR FISCAL YEAR 2019   Management   For   For   For
4   THE SHAREHOLDERS’ MEETING RATIFIES THE APPOINTMENT OF MR BERTRAND MEUNIER AS A DIRECTOR, TO REPLACE MR ISIDRO FAINE CASAS, FOR THE REMAINDER OF MR CASAS’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2023   Management   For   For   For
5   THE SHAREHOLDERS’ MEETING RATIFIES THE APPOINTMENT OF MR JACQUES RICHIER AS A DIRECTOR, TO REPLACE MR FRANCESCO CALTAGIRONE, FOR THE REMAINDER OF MR CALTAGIRONE’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2021   Management   For   For   For
6   THE SHAREHOLDERS’ MEETING RATIFIES THE APPOINTMENT OF MR ANTHONY R. COSCIA AS A DIRECTOR, TO REPLACE MR FRANCK BRUEL, FOR THE REMAINDER OF MR BRUEL’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2021   Management   For   For   For
7   THE SHAREHOLDERS’ MEETING RATIFIES THE APPOINTMENT OF MR PHILIPPE PETITCOLIN AS A DIRECTOR, TO REPLACE MRS ISABELLE KOCHER, FOR THE REMAINDER OF MR KOCHER’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2022   Management   For   For   For
8   THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND NOTES THAT THE AGREEMENT CONCLUDED AND PREVIOUSLY APPROVED BY THE MEETING, REFERRED TO THEREIN, CONTINUED DURING THE PAST FINANCIAL YEAR   Management   For   For   For
9   THE SHAREHOLDERS’ MEETING APPROVES THE INFORMATION MENTIONED IN ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS FOR THE 2020 FISCAL YEAR   Management   For   For   For
10   THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR JEAN- LOUIS CHAUSSADE, CHAIRMAN OF THE BOARD OF DIRECTORS, FROM JANUARY 1ST 2020 TO MAY 12TH 2020   Management   For   For   For
11   THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR PHILIPPE VARIN, CHAIRMAN OF THE BOARD OF DIRECTORS, FROM MAY 12TH 2020 TO DECEMBER 31ST 2020   Management   For   For   For
12   THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR BERTRAND CAMUS, MANAGING DIRECTOR, FOR THE 2020 FISCAL YEAR   Management   For   For   For
13   THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2021 FISCAL YEAR   Management   For   For   For
14   THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE MANAGING DIRECTOR FOR THE 2021 FISCAL YEAR   Management   For   For   For
15   THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE DIRECTORS FOR THE 2021 FISCAL YEAR   Management   For   For   For
16   THE SHAREHOLDERS’ MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW   Management   For   For   For
CMMT   15 JUNE 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/20210430210 1322-52 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND-POSTPONEMENT OF THE MEETING DATE FROM 22 JUNE 2021 TO 30 JUNE 2021 AND CHANGE-IN RECORD DATE FROM 17 JUNE 2021 TO 25 JUNE 2021 AND ADDITION OF UPDATED-EVENT ID. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting      

Company Name   Meeting
Date		   Ticker   Security ID   Agenda
Item
Number		   Agenda Item Description   Management or
Shareholder
Proposal		   Management
Recommendation		   Fund Vote
Mcdermott International Ltd.   20210514   MCDIF   G5924V106   1   Elect David Dickson   MGMT   For   For
Mcdermott International Ltd.   20210514   MCDIF   G5924V106   2.1   Elect Craig W. Broderick   MGMT   For   For
Mcdermott International Ltd.   20210514   MCDIF   G5924V106   2.2   Elect Neil Bruce   MGMT   For   For
Mcdermott International Ltd.   20210514   MCDIF   G5924V106   2.3   Elect David Dickson   MGMT   For   For
Mcdermott International Ltd.   20210514   MCDIF   G5924V106   2.4   Elect Barbara J. Duganier   MGMT   For   For
Mcdermott International Ltd.   20210514   MCDIF   G5924V106   2.5   Elect Andrew Gould   MGMT   For   For
Mcdermott International Ltd.   20210514   MCDIF   G5924V106   2.6   Elect Alan J. Hirshberg   MGMT   For   For
Mcdermott International Ltd.   20210514   MCDIF   G5924V106   2.7   Elect Nils E. Larsen   MGMT   For   For
Mcdermott International Ltd.   20210514   MCDIF   G5924V106   2.8   Elect Lee A. McIntire   MGMT   For   For
Mcdermott International Ltd.   20210514   MCDIF   G5924V106   2.9   Elect Paul Soldatos   MGMT   For   For
Mcdermott International Ltd.   20210514   MCDIF   G5924V106   3   Amendments to By-Laws   MGMT   For   For
Mcdermott International Ltd.   20210514   MCDIF   G5924V106   4   Amendment to to the Memorandum of Association   MGMT   For   For
Mcdermott International Ltd.   20210514   MCDIF   G5924V106   5   Appointment of Auditor and Authority to Set Fees   MGMT   For   For

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021

PartnerSelect Equity Fund

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Alibaba Group Holding Limited    BABA    G01719114    30-Sep-20    Annual    Management    1    Amend Articles of Association    For    For
Management                   2.1    Elect Maggie Wei Wu as Director    For    For
Management                   2.2    Elect Kabir Misra as Director    For    For
Management                   2.3    Elect Walter Teh Ming Kwauk as Director    For    For
Management                   3    Ratify PricewaterhouseCoopers as Auditors    For    For
The Bank of New York Mellon Corporation    BK    064058100    13-Apr-21    Annual    Management    1a    Elect Director Linda Z. Cook    For    For
Management                   1b    Elect Director Joseph J. Echevarria    For    For
Management                   1c    Elect Director Thomas P. “Todd” Gibbons    For    For
Management                   1d    Elect Director M. Amy Gilliland    For    For
Management                   1e    Elect Director Jeffrey A. Goldstein    For    For
Management                   1f    Elect Director K. Guru Gowrappan    For    For
Management                   1g    Elect Director Ralph Izzo    For    For
Management                   1h    Elect Director Edmund F. “Ted” Kelly    For    For
Management                   1i    Elect Director Elizabeth E. Robinson    For    For
Management                   1j    Elect Director Samuel C. Scott, III    For    For
Management                   1k    Elect Director Frederick O. Terrell    For    For
Management                   1l    Elect Director Alfred W. “AI” Zollar    For    For
Management                   2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Management                   3    Ratify KPMG LLP as Auditors    For    For
Share Holder                   4    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    Against    Against
Carrier Global Corp.    CARR    14448C104    19-Apr-21    Annual    Management    1a    Elect Director John V. Faraci    For    For
Management                   1b    Elect Director Jean-Pierre Garnier    For    For
Management                   1c    Elect Director David Gitlin    For    For
Management                   1d    Elect Director John J. Greisch    For    For
Management                   1e    Elect Director Charles M. Holley, Jr.    For    For
Management                   1f    Elect Director Michael M. McNamara    For    For
Management                   1g    Elect Director Michael A. Todman    For    For
Management                   1h    Elect Director Virginia M. Wilson    For    For
Management                   2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Management                   3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For
Management                   4    Advisory Vote on Say on Pay Frequency    One Year    One Year
U.S. Bancorp    USB    902973304    20-Apr-21    Annual    Management    1a    Elect Director Warner L. Baxter    For    For
Management                   1b    Elect Director Dorothy J. Bridges    For    For
Management                   1c    Elect Director Elizabeth L. Buse    For    For
Management                   1d    Elect Director Andrew Cecere    For    For
Management                   1e    Elect Director Kimberly N. Ellison-Taylor    For    For
Management                   1f    Elect Director Kimberly J. Harris    For    For
Management                   1g    Elect Director Roland A. Hernandez    For    For
Management                   1h    Elect Director Olivia F. Kirtley    For    For
Management                   1i    Elect Director Karen S. Lynch    For    For
Management                   1j    Elect Director Richard P. McKenney    For    For
Management                   1k    Elect Director Yusuf I. Mehdi    For    For
Management                   1l    Elect Director John P. Wiehoff    For    For
Management                   1m    Elect Director Scott W. Wine    For    For
Management                   2    Ratify Ernst & Young LLP as Auditors    For    For
Management                   3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Raytheon Technologies Corporation    RTX    75513E101    26-Apr-21    Annual    Management    1a    Elect Director Tracy A. Atkinson    For    For
Management                   1b    Elect Director Gregory J. Hayes    For    For
Management                   1c    Elect Director Thomas A. Kennedy    For    For
Management                   1d    Elect Director Marshall O. Larsen    For    For
Management                   1e    Elect Director George R. Oliver    For    For
Management                   1f    Elect Director Robert K. (Kelly) Ortberg    For    For
Management                   1g    Elect Director Margaret L. O’Sullivan    For    For
Management                   1h    Elect Director Dinesh C. Paliwal    For    For
Management                   1i    Elect Director Ellen M. Pawlikowski    For    For
Management                   1j    Elect Director Denise L. Ramos    For    For
Management                   1k    Elect Director Fredric G. Reynolds    For    For
Management                   1l    Elect Director Brian C. Rogers    For    For
Management                   1m    Elect Director James A. Winnefeld, Jr.    For    For
Management                   1n    Elect Director Robert O. Work    For    For
Management                   2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For

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Management                   3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For
Management                   4    Approve Executive Incentive Bonus Plan    For    For
Management                   5    Amend Omnibus Stock Plan    For    For
Share Holder                   6    Amend Proxy Access Right    Against    Against
Wells Fargo & Company    WFC    949746101    27-Apr-21    Annual    Management    1a    Elect Director Steven D. Black    For    For
Management                   1b    Elect Director Mark A. Chancy    For    For
Management                   1c    Elect Director Celeste A. Clark    For    For
Management                   1d    Elect Director Theodore F. Craver, Jr.    For    For
Management                   1e    Elect Director Wayne M. Hewett    For    For
               Management    1f    Elect Director Maria R. Morris    For    For
Management                   1g    Elect Director Charles H. Noski    For    For
Management                   1h    Elect Director Richard B. Payne, Jr.    For    For
Management                   1i    Elect Director Juan A. Pujadas    For    For
Management                   1j    Elect Director Ronald L. Sargent    For    For
Management                   1k    Elect Director Charles W. Scharf    For    For
Management                   1l    Elect Director Suzanne M. Vautrinot    For    For
Management                   2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Management                   3    Ratify KPMG LLP as Auditors    For    For
Share Holder                   4    Amend Proxy Access Right    Against    Against
Share Holder                   5    Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation    Against    Against
Share Holder                   6    Report on Incentive-Based Compensation and Risks of Material Losses    Against    Against
Share Holder                   7    Report on Racial Equity Audit    Against    Against
Berkshire Hathaway Inc.    BRK.B    084670702    01-May-21    Annual    Management    1.1    Elect Director Warren E. Buffett    For    For
Management                   1.2    Elect Director Charles T. Munger    For    For
Management                   1.3    Elect Director Gregory E. Abel    For    For
Management                   1.4    Elect Director Howard G. Buffett    For    For
Management                   1.5    Elect Director Stephen B. Burke    For    For
Management                   1.6    Elect Director Kenneth I. Chenault    For    For
Management                   1.7    Elect Director Susan L. Decker    For    For
Management                   1.8    Elect Director David S. Gottesman    For    For
Management                   1.9    Elect Director Charlotte Guyman    For    For
Management                   1.10    Elect Director Ajit Jain    For    For
Management                   1.11    Elect Director Thomas S. Murphy    For    For
Management                   1.12    Elect Director Ronald L. Olson    For    For
Management                   1.13    Elect Director Walter Scott, Jr.    For    For
Management                   1.14    Elect Director Meryl B. Witmer    For    For
Share Holder                   2    Report on Climate-Related Risks and Opportunities    Against    Against
Share Holder                   3    Publish Annually a Report Assessing Diversity and Inclusion Efforts    Against    Against
Capital One Financial Corporation    COF    14040H105    06-May-21    Annual    Management    1a    Elect Director Richard D. Fairbank    For    For
Management                   1b    Elect Director Ime Archibong    For    For
Management                   1c    Elect Director Ann Fritz Hackett    For    For
Management                   1d    Elect Director Peter Thomas Killalea    For    For
Management                   1e    Elect Director Cornelis “Eli” Leenaars    For    For
Management                   1f    Elect Director Francois Locoh-Donou    For    For
Management                   1g    Elect Director Peter E. Raskind    For    For
Management                   1h    Elect Director Eileen Serra    For    For
Management                   1i    Elect Director Mayo A. Shattuck, III    For    For
Management                   1j    Elect Director Bradford H. Warner    For    For
Management                   1k    Elect Director Catherine G. West    For    For
Management                   1l    Elect Director Craig Anthony Williams    For    For
Management                   2    Ratify Ernst & Young LLP as Auditors    For    For
Management                   3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Management                   4    Amend Omnibus Stock Plan    For    For
JPMorgan Chase & Co.    JPM    46625H100    18-May-21    Annual    Management    1a    Elect Director Linda B. Bammann    For    For
Management                   1b    Elect Director Stephen B. Burke    For    For
Management                   1c    Elect Director Todd A. Combs    For    For
Management                   1d    Elect Director James S. Crown    For    For

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Management                   1e    Elect Director James Dimon    For    For
Management                   1f    Elect Director Timothy P. Flynn    For    For
Management                   1g    Elect Director Mellody Hobson    For    For
Management                   1h    Elect Director Michael A. Neal    For    For
Management                   1i    Elect Director Phebe N. Novakovic    For    For
Management                   1j    Elect Director Virginia M. Rometty    For    For
Management                   2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Management                   3    Amend Omnibus Stock Plan    For    For
Management                   4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For
Share Holder                   5    Reduce Ownership Threshold for Shareholders to Request Action by Written Consent    Against    Against
Share Holder                   6    Report on Racial Equity Audit    Against    Against
Share Holder                   7    Require Independent Board Chair    Against    Against
Share Holder                   8    Report on Congruency Political Analysis and Electioneering Expenditures    Against    Against
Amazon.com, Inc.    AMZN    023135106    26-May-21    Annual    Management    1a    Elect Director Jeffrey P. Bezos    For    For
Management                   1b    Elect Director Keith B. Alexander    For    For
Management                   1c    Elect Director Jamie S. Gorelick    For    For
Management                   1d    Elect Director Daniel P. Huttenlocher    For    For
Management                   1e    Elect Director Judith A. McGrath    For    For
               Management    1f    Elect Director Indra K. Nooyi    For    For
Management                   1g    Elect Director Jonathan J. Rubinstein    For    For
Management                   1h    Elect Director Thomas O. Ryder    For    For
Management                   1i    Elect Director Patricia Q. Stonesifer    For    For
Management                   1j    Elect Director Wendell P. Weeks    For    For
Management                   2    Ratify Ernst & Young LLP as Auditor    For    For
Management                   3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For
Share Holder                   4    Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations    Against    Against
Share Holder                   5    Require Independent Board Chair    Against    Against
Share Holder                   6    Report on Gender/Racial Pay Gap    Against    Against
Share Holder                   7    Report on Promotion Data    Against    Against
Share Holder                   8    Report on the Impacts of Plastic Packaging    Against    Against
Share Holder                   9    Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit    Against    Against
Share Holder                   10    Adopt a Policy to Include Hourly Employees as Director Candidates    Against    Against
Share Holder                   11    Report on Board Oversight of Risks Related to Anti-Competitive Practices    Against    Against
Share Holder                   12    Reduce Ownership Threshold for Shareholders to Call Special Meeting    Against    Against
Share Holder                   13    Report on Lobbying Payments and Policy    Against    Against
Share Holder                   14    Report on Potential Human Rights Impacts of Customers’ Use of Rekognition    Against    Against
Alphabet Inc.    GOOGL    02079K305    02-Jun-21    Annual    Management    1a    Elect Director Larry Page    For    For
Management                   1b    Elect Director Sergey Brin    For    For
Management                   1c    Elect Director Sundar Pichai    For    For
Management                   1d    Elect Director John L. Hennessy    For    For
Management                   1e    Elect Director Frances H. Arnold    For    For
Management                   1f    Elect Director L. John Doerr    For    For
Management                   1g    Elect Director Roger W. Ferguson, Jr.    For    For
Management                   1h    Elect Director Ann Mather    For    For
Management                   1i    Elect Director Alan R. Mulally    For    For
Management                   1j    Elect Director K. Ram Shriram    For    For
Management                   1k    Elect Director Robin L. Washington    For    For
Management                   2    Ratify Ernst & Young LLP as Auditors    For    For
Management                   3    Approve Omnibus Stock Plan    For    For
Share Holder                   4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    Against    For
Share Holder                   5    Require Independent Director Nominee with Human and/or Civil Rights Experience    Against    Against
Share Holder                   6    Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation    Against    Against
Share Holder                   7    Report on Takedown Requests    Against    Against
Share Holder                   8    Report on Whistleblower Policies and Practices    Against    Against
Share Holder                   9    Report on Charitable Contributions    Against    Against
Share Holder                   10    Report on Risks Related to Anticompetitive Practices    Against    Against
Share Holder                   11    Amend Certificate of Incorporation to Become a Public Benefit Corporation    Against    Against

FERGUSON PLC

 

Security   G3421J106     Meeting Type   Ordinary General Meeting
Ticker Symbol       Meeting Date   29-Jul-2020
ISIN   JE00BJVNSS43     Agenda   712909045 - Management
Record Date       Holding Recon Date   27-Jul-2020
City / Country   LONDON / Jersey     Vote Deadline Date   21-Jul-2020
SEDOL(s)  

BJVNSS4 - BK8XX01 -

BKB0C57 - BKB1DD5

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1   TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY   Management   For   For

FERGUSON PLC

 

Security   G3421J106     Meeting Type   Annual General Meeting
Ticker Symbol       Meeting Date   03-Dec-2020
ISIN   JE00BJVNSS43     Agenda   713329503 - Management
Record Date       Holding Recon Date   01-Dec-2020
City / Country   WOKING HAM / Jersey     Vote Deadline Date   25-Nov-2020
SEDOL(s)  

BJVNSS4 - BK8XX01 -

BKB0C57 - BKB1DD5

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1   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS   Management   For   For
2   APPROVE REMUNERATION REPORT   Management   For   For
3   APPROVE FINAL DIVIDEND: 208.2 CENTS PER ORDINARY SHARE   Management   For   For
4   ELECT BILL BRUNDAGE AS DIRECTOR   Management   For   For
5   RE-ELECT TESSA BAMFORD AS DIRECTOR   Management   For   For
6   RE-ELECT GEOFF DRABBLE AS DIRECTOR   Management   For   For
7   RE-ELECT CATHERINE HALLIGAN AS DIRECTOR   Management   For   For
8   RE-ELECT KEVIN MURPHY AS DIRECTOR   Management   For   For
9   RE-ELECT ALAN MURRAY AS DIRECTOR   Management   For   For
10   RE-ELECT TOM SCHMITT AS DIRECTOR   Management   For   For
11   RE-ELECT DR NADIA SHOURABOURA AS DIRECTOR   Management   For   For
12   RE-ELECT JACQUELINE SIMMONDS AS DIRECTOR   Management   For   For
13   REAPPOINT DELOITTE LLP AS AUDITORS   Management   For   For
14   AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS   Management   For   For
15   AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE   Management   For   For
16   AUTHORISE ISSUE OF EQUITY   Management   For   For
17   AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS   Management   For   For
18   AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT   Management   For   For
19   AUTHORISE MARKET PURCHASE OF ORDINARY SHARES   Management   For   For
CMMT   04 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS . IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU   Non-Voting    

CK HUTCHISON HOLDINGS LTD

 

Security   G21765105     Meeting Type   ExtraOrdinary General Meeting
Ticker Symbol       Meeting Date   18-Dec-2020
ISIN   KYG217651051     Agenda   713431815 - Management
Record Date   14-Dec-2020     Holding Recon Date   14-Dec-2020
City / Country   HONG KONG / Cayman Islands   Vote Deadline Date   11-Dec-2020
SEDOL(s)  

BD8NBJ7 - BW9P816 - BWF9FC2 -

BWFGCF5 - BWFQVV4

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CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1201/2020120101803.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1201/2020120101827.pdf   Non-Voting    
CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-
ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING		   Non-Voting    
1   TO APPROVE THE SECOND TRANCHE TRANSACTIONS CONTEMPLATED UNDER THE SHARE PURCHASE AGREEMENTS DATED 12 NOVEMBER 2020 ENTERED INTO BETWEEN, AMONG OTHERS, CK HUTCHISON NETWORKS EUROPE INVESTMENTS S.A R.L. AND CELLNEX TELECOM, S.A. AND ALL ACTIONS TAKEN OR TO BE TAKEN BY THE COMPANY AND/OR ITS SUBSIDIARIES PURSUANT TO OR INCIDENTAL TO THE SECOND TRANCHE TRANSACTIONS, AS MORE PARTICULARLY SET OUT IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING   Management   For   For
2   TO RE-ELECT MR WONG KWAI LAM AS DIRECTOR   Management   For   For

EATON CORPORATION PLC

 

Security   G29183103     Meeting Type   Annual
Ticker Symbol   ETN     Meeting Date   28-Apr-2021
ISIN   IE00B8KQN827     Agenda   935349692 - Management
Record Date   01-Mar-2021     Holding Recon Date   01-Mar-2021
City / Country   / United States     Vote Deadline Date   27-Apr-2021
SEDOL(s)     Quick Code  

 

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1A.   Election of Director: Craig Arnold   Management   For   For
1B.   Election of Director: Christopher M. Connor   Management   For   For
1C.   Election of Director: Olivier Leonetti   Management   For   For
1D.   Election of Director: Deborah L. McCoy   Management   For   For
1E.   Election of Director: Silvio Napoli   Management   For   For
1F.   Election of Director: Gregory R. Page   Management   For   For
1G.   Election of Director: Sandra Pianalto   Management   For   For
1H.   Election of Director: Lori J. Ryerkerk   Management   For   For
1I.   Election of Director: Gerald B. Smith   Management   For   For
1J.   Election of Director: Dorothy C. Thompson   Management   For   For
2.   Approving the appointment of Ernst & Young as independent auditor for 2021 and authorizing the Audit Committee of the Board of Directors to set its remuneration.   Management   For   For
3.   Advisory approval of the Company’s executive compensation.   Management   For   For
4.   Approving a proposal to grant the Board authority to issue shares.   Management   For   For
5.   Approving a proposal to grant the Board authority to opt out of pre-emption rights.   Management   For   For
6.   Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares.   Management   For   For

BERKSHIRE HATHAWAY INC.

 

Security   084670702     Meeting Type   Annual
Ticker Symbol   BRKB     Meeting Date   01-May-2021
ISIN   US0846707026     Agenda   935351128 - Management
Record Date   03-Mar-2021     Holding Recon Date   03-Mar-2021
City / Country   / United States     Vote Deadline Date   30-Apr-2021
SEDOL(s)     Quick Code  

 

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1.

   DIRECTOR  

Management

    
  1   Warren E. Buffett     For   For
  2   Charles T. Munger     For   For
  3   Gregory E. Abel     For   For
  4   Howard G. Buffett     For   For
  5   Stephen B. Burke     For   For
  6   Kenneth I. Chenault     For   For
  7   Susan L. Decker     Withheld   Against
  8   David S. Gottesman     Withheld   Against
  9   Charlotte Guyman     For   For
  10   Ajit Jain     For   For
  11   Thomas S. Murphy     For   For
  12   Ronald L. Olson     For   For
  13   Walter Scott, Jr.     Withheld   Against
  14   Meryl B. Witmer     Withheld   Against
2.   Shareholder proposal regarding the reporting of climate-
related risks and opportunities.		   Shareholder   Against   For
3.   Shareholder proposal regarding diversity and inclusion reporting.   Shareholder   Against   For

ROYAL PHILIPS NV

 

Security   N7637U112     Meeting Type   Annual General Meeting
Ticker Symbol       Meeting Date   06-May-2021
ISIN   NL0000009538     Agenda   713728321 - Management
Record Date   08-Apr-2021     Holding Recon Date   08-Apr-2021
City / Country   TBD / Netherlands     Vote Deadline Date   28-Apr-2021
SEDOL(s)  

4197726 - 4200572 - 5986622 -

B4K7BS3 - BF44701

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CMMT   PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU.   Non-Voting    
CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU   Non-Voting    
CMMT   INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE   Non-Voting    
CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 535842 DUE TO RECEIPT OF- ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU   Non-Voting    
1.   SPEECH OF THE PRESIDENT   Non-Voting    
2.   ANNUAL REPORT 2020   Non-Voting    
2a.   EXPLANATION OF THE POLICY ON ADDITIONS TO RESERVES AND DIVIDENDS   Non-Voting    
2b.   PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS   Management   For   For
2c.   PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.85 PER COMMON SHARE, IN CASH OR IN SHARES AT THE OPTION OF THE SHAREHOLDER, AGAINST THE NET INCOME FOR 2020   Management   For   For
2d.   REMUNERATION REPORT 2020 (ADVISORY VOTE)   Management   For   For
2e.   PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT   Management   For   For
2f.   PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD   Management   For   For
3.   COMPOSITION OF THE BOARD OF MANAGEMENT: PROPOSAL TO RE-APPOINT MR M.J. VAN GINNEKEN AS MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM MAY 6, 2021   Management   For   For
4.   COMPOSITION OF THE SUPERVISORY BOARD   Non-Voting    
4.a.   PROPOSAL TO APPOINT MRS S.K. CHUA AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MAY 6, 2021   Management   For   For
4.b.   PROPOSAL TO APPOINT MRS I.K. NOOYI AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MAY 6, 2021   Management   For   For
5.   AUTHORIZATION OF THE BOARD OF MANAGEMENT TO (I) ISSUE SHARES OR GRANT RIGHTS-TO ACQUIRE SHARES AND (II) RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS   Non-Voting    
5a.   PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT FOR A PERIOD OF 18 MONTHS, EFFECTIVE MAY 6, 2021, AS THE BODY WHICH IS AUTHORIZED, WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES WITHIN THE LIMITS LAID DOWN IN THE ARTICLES OF ASSOCIATION: THE AUTHORIZATION REFERRED TO ABOVE UNDER A. WILL BE LIMITED TO A MAXIMUM OF 10% OF THE NUMBER OF ISSUED SHARES AS OF MAY 6, 2021   Management   For   For
5b.   PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT FOR A PERIOD OF 18 MONTHS, EFFECTIVE MAY 6, 2021, AS THE BODY WHICH IS AUTHORIZED, WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS   Management   For   For
6.   AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ACQUIRE SHARES IN THE COMPANY: PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT FOR A PERIOD OF 18 MONTHS, EFFECTIVE MAY 6, 2021, WITHIN THE LIMITS OF THE LAW AND THE ARTICLES OF ASSOCIATION, TO ACQUIRE, WITH THE APPROVAL OF THE SUPERVISORY BOARD, FOR VALUABLE CONSIDERATION, ON THE STOCK EXCHANGE OR OTHERWISE, SHARES IN THE COMPANY AT A PRICE BETWEEN, ON THE ONE HAND, AN AMOUNT EQUAL TO THE PAR VALUE OF THE SHARES AND, ON THE OTHER HAND, AN AMOUNT EQUAL TO 110% OF THE MARKET PRICE OF THESE SHARES ON EURONEXT AMSTERDAM; THE MARKET PRICE BEING THE AVERAGE OF THE HIGHEST PRICE ON EACH OF   Management   For   For
  THE FIVE DAYS OF TRADING PRIOR TO THE DATE ON WHICH THE AGREEMENT TO ACQUIRE THE SHARES IS ENTERED INTO, AS SHOWN IN THE OFFICIAL PRICE LIST OF EURONEXT AMSTERDAM THE MAXIMUM NUMBER OF SHARES THE COMPANY MAY ACQUIRE AND HOLD, WILL NOT EXCEED 10% OF THE ISSUED SHARE CAPITAL AS OF MAY 6, 2021, WHICH NUMBER MAY BE INCREASED BY 10% OF THE ISSUED CAPITAL AS OF THAT SAME      
7.   CANCELLATION OF SHARES: PROPOSAL TO CANCEL COMMON SHARES IN THE SHARE CAPITAL OF THE COMPANY HELD OR TO BE ACQUIRED BY THE COMPANY. THE NUMBER OF SHARES THAT WILL BE CANCELLED SHALL BE DETERMINED BY THE BOARD OF MANAGEMENT   Management   For   For
8.   ANY OTHER BUSINESS   Non-Voting    
CMMT   29 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE CHANGE IN-NUMBERING FOR RESOLUTION 4.a. AND 4.b. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU   Non-Voting    

CK HUTCHISON HOLDINGS LTD

 

Security   G21765105     Meeting Type   Annual General Meeting
Ticker Symbol       Meeting Date   13-May-2021
ISIN   KYG217651051     Agenda   713870891 - Management
Record Date   07-May-2021     Holding Recon Date   07-May-2021
City / Country   HONG KONG / Cayman Islands     Vote Deadline Date   06-May-2021
SEDOL(s)  

BD8NBJ7 - BW9P816 - BWF9FC2 -

BWFGCF5 - BWFQVV4

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CMMT   PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0412/2021041200611.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0412/2021041200595.pdf   Non-Voting    
CMMT   PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING   Non-Voting    
1   TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020   Management   For   For
2   TO DECLARE A FINAL DIVIDEND   Management   For   For
3.A   TO RE-ELECT MR IP TAK CHUEN, EDMOND AS DIRECTOR   Management   For   For
3.B   TO RE-ELECT MR LAI KAI MING, DOMINIC AS DIRECTOR   Management   For   For
3.C   TO RE-ELECT MR LEE YEH KWONG, CHARLES AS DIRECTOR   Management   For   For
3.D   TO RE-ELECT MR GEORGE COLIN MAGNUS AS DIRECTOR   Management   For   For
3.E   TO RE-ELECT MR PAUL JOSEPH TIGHE AS DIRECTOR   Management   For   For
3.F   TO RE-ELECT DR WONG YICK-MING, ROSANNA AS DIRECTOR   Management   For   For
4   TO APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR’S REMUNERATION   Management   For   For
5.1   TO GRANT A GENERAL MANDATE TO THE
DIRECTORS TO ISSUE, ALLOT AND DISPOSE OF
ADDITIONAL SHARES OF THE COMPANY		   Management   For   For
5.2   TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY   Management   For   For

THE CHARLES SCHWAB CORPORATION

 

Security   808513105     Meeting Type   Annual
Ticker Symbol   SCHW                     Meeting Date   13-May-2021
ISIN   US8085131055     Agenda   935378302 - Management
Record Date   15-Mar-2021     Holding Recon Date   15-Mar-2021
City / Country   / United States     Vote Deadline Date   12-May-2021
SEDOL(s)     Quick Code  

 

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1A.   Election of Director: Walter W. Bettinger II   Management   For   For
1B.   Election of Director: Joan T. Dea   Management   For   For
1C.   Election of Director: Christopher V. Dodds   Management   For   For
1D.   Election of Director: Mark A. Goldfarb   Management   For   For
1E.   Election of Director: Bharat B. Masrani   Management   For   For
1F.   Election of Director: Charles A. Ruffel   Management   For   For
2.   Ratification of the selection of Deloitte & Touche LLP as independent auditors.   Management   For   For
3.   Advisory vote to approve named executive officer compensation.   Management   Against   Against
4.   Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying.   Shareholder   For   Against
5.   Stockholder Proposal requesting declassification of the board of directors to elect each director annually.   Shareholder   For   Against

CHUBB LIMITED

 

Security   H1467J104     Meeting Type   Annual
Ticker Symbol   CB     Meeting Date   20-May-2021
ISIN   CH0044328745     Agenda   935381501 - Management
Record Date   26-Mar-2021     Holding Recon Date   26-Mar-2021
City / Country   / United States     Vote Deadline Date   18-May-2021
SEDOL(s)     Quick Code  

 

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1   Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2020.   Management   For   For
2A   Allocation of disposable profit.   Management   For   For
2B   Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve).   Management   For   For
3   Discharge of the Board of Directors.   Management   For   For
4A   Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor.   Management   For   For
4B   Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting.   Management   For   For
4C   Election of BDO AG (Zurich) as special audit firm.   Management   For   For
5A   Election of Director: Evan G. Greenberg   Management   For   For
5B   Election of Director: Michael P. Connors   Management   For   For
5C   Election of Director: Michael G. Atieh   Management   For   For
5D   Election of Director: Sheila P. Burke   Management   For   For
5E   Election of Director: Mary Cirillo   Management   For   For
5F   Election of Director: Robert J. Hugin   Management   For   For
5G   Election of Director: Robert W. Scully   Management   For   For
5H   Election of Director: Eugene B. Shanks, Jr.   Management   For   For
5I   Election of Director: Theodore E. Shasta   Management   For   For
5J   Election of Director: David H. Sidwell   Management   For   For
5K   Election of Director: Olivier Steimer   Management   For   For
5L   Election of Director: Luis Téllez   Management   For   For
5M   Election of Director: Frances F. Townsend   Management   For   For
6   Election of Evan G. Greenberg as Chairman of the Board of Directors.   Management   For   For
7A   Election of Director of the Compensation Committee: Michael P. Connors   Management   For   For
7B   Election of Director of the Compensation Committee: Mary Cirillo   Management   For   For
7C   Election of Director of the Compensation Committee:
Frances F. Townsend		   Management   For   For
8   Election of Homburger AG as independent proxy.   Management   For   For
9   Approval of the Chubb Limited 2016 Long-Term Incentive Plan, as amended and restated.   Management   For   For
10   Reduction of share capital.   Management   For   For
11A   Compensation of the Board of Directors until the next annual general meeting.   Management   For   For
11B   Compensation of Executive Management for the next calendar year.   Management   For   For
12   Advisory vote to approve executive compensation under U.S. securities law requirements.   Management   For   For
A   If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows.   Management   For   For

QUEST DIAGNOSTICS INCORPORATED

 

Security   74834L100      Meeting Type    Annual
Ticker Symbol   DGX      Meeting Date    21-May-2021
ISIN   US74834L1008      Agenda    935378819 - Management
Record Date   22-Mar-2021      Holding Recon Date    22-Mar-2021
City / Country   / United States      Vote Deadline Date    20-May-2021
SEDOL(s)      Quick Code   

 

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1.1   Election of Director: Vicky B. Gregg   Management   For   For
1.2   Election of Director: Wright L. Lassiter III   Management   For   For
1.3   Election of Director: Timothy L. Main   Management   For   For
1.4   Election of Director: Denise M. Morrison   Management   For   For
1.5   Election of Director: Gary M. Pfeiffer   Management   For   For
1.6   Election of Director: Timothy M. Ring   Management   For   For
1.7   Election of Director: Stephen H. Rusckowski   Management   For   For
1.8   Election of Director: Helen I. Torley   Management   For   For
1.9   Election of Director: Gail R. Wilensky   Management   For   For
2.   An advisory resolution to approve the executive officer compensation disclosed in the Company’s 2021 proxy statement.   Management   For   For
3.   Ratification of the appointment of our independent registered public accounting firm for 2021.   Management   For   For
4.   Stockholder proposal regarding the right to act by written consent, if properly presented at the meeting.   Shareholder   Against   For

DOLLAR GENERAL CORPORATION

 

Security   256677105     Meeting Type   Annual
Ticker Symbol   DG     Meeting Date   26-May-2021
ISIN   US2566771059     Agenda   935374924 - Management
Record Date   18-Mar-2021     Holding Recon Date   18-Mar-2021
City / Country   / United States     Vote Deadline Date   25-May-2021
SEDOL(s)     Quick Code  

 

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1A.   Election of Director: Warren F. Bryant   Management   For   For
1B.   Election of Director: Michael M. Calbert   Management   For   For
1C.   Election of Director: Patricia D. Fili-Krushel   Management   For   For
1D.   Election of Director: Timothy I. McGuire   Management   For   For
1E.   Election of Director: William C. Rhodes, III   Management   For   For
1F.   Election of Director: Debra A. Sandler   Management   For   For
1G.   Election of Director: Ralph E. Santana   Management   For   For
1H.   Election of Director: Todd J. Vasos   Management   For   For
2.   To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation’s named executive officers as disclosed in the proxy statement.   Management   Against   Against
3.   To ratify the appointment of Ernst & Young LLP as Dollar General Corporation’s independent registered public accounting firm for fiscal 2021.   Management   For   For
4.   To approve the Dollar General Corporation 2021 Stock Incentive Plan.   Management   For   For
5.   To approve an amendment to the amended and restated charter of Dollar General Corporation to allow shareholders holding 25% or more of our common stock to request special meetings of shareholders.   Management   For   For
6.   To vote on a shareholder proposal regarding
shareholders’ ability to call special meetings of
shareholders.		   Shareholder   For   Against

BOOKING HOLDINGS INC.

 

Security   09857L108     Meeting Type   Annual
Ticker Symbol   BKNG     Meeting Date   03-Jun-2021
ISIN   US09857L1089     Agenda   935408434 - Management
Record Date   08-Apr-2021     Holding Recon Date   08-Apr-2021
City / Country   / United States     Vote Deadline Date   02-Jun-2021
SEDOL(s)     Quick Code  

 

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1.   DIRECTOR   Management    
  1   Timothy M. Armstrong     For   For
  2   Glenn D. Fogel     For   For
  3   Mirian M. Graddick-Weir     For   For
  4   Wei Hopeman     For   For
  5   Robert J. Mylod, Jr.     For   For
  6   Charles H. Noski     For   For
  7   Nicholas J. Read     For   For
  8   Thomas E. Rothman     For   For
  9   Bob van Dijk     For   For
  10   Lynn M. Vojvodich     For   For
  11   Vanessa A. Wittman     For   For
2.   Advisory vote to approve 2020 executive compensation.   Management   Against   Against
3.   Management proposal to amend the Company’s 1999 Omnibus Plan.   Management   For   For
4.   Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.   Management   For   For
5.   Management proposal to amend the Company’s Certificate of Incorporation to allow stockholders the right to act by written consent.   Management   For   For
6.   Stockholder proposal requesting the right of stockholders to act by written consent.   Shareholder   For   Against
7.   Stockholder proposal requesting the Company issue a climate transition report.   Shareholder   For   Against
8.   Stockholder proposal requesting the Company hold an annual advisory stockholder vote on the Company’s climate policies and strategies.   Shareholder   For   Against

UNITEDHEALTH GROUP INCORPORATED

 

Security   91324P102     Meeting Type   Annual
Ticker Symbol   UNH     Meeting Date   07-Jun-2021
ISIN   US91324P1021     Agenda   935414879 - Management
Record Date   09-Apr-2021     Holding Recon Date   09-Apr-2021
City / Country   / United States     Vote Deadline Date   04-Jun-2021
SEDOL(s)     Quick Code  

 

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1A.   Election of Director: Richard T. Burke   Management   For   For
1B.   Election of Director: Timothy P. Flynn   Management   For   For
1C.   Election of Director: Stephen J. Hemsley   Management   For   For
1D.   Election of Director: Michele J. Hooper   Management   For   For
1E.   Election of Director: F. William McNabb III   Management   For   For
1F.   Election of Director: Valerie C. Montgomery Rice, M.D.   Management   For   For
1G.   Election of Director: John H. Noseworthy, M.D.   Management   For   For
1H.   Election of Director: Gail R. Wilensky, Ph.D.   Management   For   For
1I.   Election of Director: Andrew Witty   Management   For   For
2.   Advisory approval of the Company’s executive compensation.   Management   Against   Against
3.   Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021.   Management   For   For
4.   Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan.   Management   For   For
5.   If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders.   Shareholder   For   Against

THE TJX COMPANIES, INC.

 

Security   872540109     Meeting Type   Annual
Ticker Symbol   TJX     Meeting Date   08-Jun-2021
ISIN   US8725401090     Agenda   935414831 - Management
Record Date   09-Apr-2021     Holding Recon Date   09-Apr-2021
City / Country   / United States     Vote Deadline Date   07-Jun-2021
SEDOL(s)     Quick Code  

 

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1A.   Election of Director: Zein Abdalla   Management   For   For
1B.   Election of Director: José B. Alvarez   Management   For   For
1C.   Election of Director: Alan M. Bennett   Management   For   For
1D.   Election of Director: Rosemary T. Berkery   Management   For   For
1E.   Election of Director: David T. Ching   Management   For   For
1F.   Election of Director: C. Kim Goodwin   Management   For   For
1G.   Election of Director: Ernie Herrman   Management   For   For
1H.   Election of Director: Michael F. Hines   Management   For   For
1I.   Election of Director: Amy B. Lane   Management   For   For
1J.   Election of Director: Carol Meyrowitz   Management   For   For
1K.   Election of Director: Jackwyn L. Nemerov   Management   For   For
1L.   Election of Director: John F. O’Brien   Management   For   For
2.   Ratification of appointment of PricewaterhouseCoopers as TJX’s independent registered public accounting firm for fiscal 2022.   Management   For   For
3.   Advisory approval of TJX’s executive compensation (the say-on-pay vote).   Management   For   For
4.   Shareholder proposal for a report on animal welfare.   Shareholder   Against   For
5.   Shareholder proposal for setting target amounts for CEO compensation.   Shareholder   Against   For

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Constellation Brands, Inc.   STZ   21036P108   21-Jul-20   Management   1.1   Elect Director Christy Clark   For   For   Yes   No
Constellation Brands, Inc.   STZ   21036P108   21-Jul-20   Management   1.2   Elect Director Jennifer M. Daniels   For   For   Yes   No
Constellation Brands, Inc.   STZ   21036P108   21-Jul-20   Management   1.3   Elect Director Jerry Fowden   For   For   Yes   No
Constellation Brands, Inc.   STZ   21036P108   21-Jul-20   Management   1.4   Elect Director Ernesto M. Hernandez   For   For   Yes   No
Constellation Brands, Inc.   STZ   21036P108   21-Jul-20   Management   1.5   Elect Director Susan Somersille Johnson   For   For   Yes   No
Constellation Brands, Inc.   STZ   21036P108   21-Jul-20   Management   1.6   Elect Director James A. Locke, III   For   For   Yes   No
Constellation Brands, Inc.   STZ   21036P108   21-Jul-20   Management   1.7   Elect Director Jose Manuel Madero Garza   For   For   Yes   No
Constellation Brands, Inc.   STZ   21036P108   21-Jul-20   Management   1.8   Elect Director Daniel J. McCarthy   For   For   Yes   No
Constellation Brands, Inc.   STZ   21036P108   21-Jul-20   Management   1.9   Elect Director William A. Newlands   For   For   Yes   No
Constellation Brands, Inc.   STZ   21036P108   21-Jul-20   Management   1.10   Elect Director Richard Sands   For   For   Yes   No
Constellation Brands, Inc.   STZ   21036P108   21-Jul-20   Management   1.11   Elect Director Robert Sands   For   For   Yes   No
Constellation Brands, Inc.   STZ   21036P108   21-Jul-20   Management   1.12   Elect Director Judy A. Schmeling   For   For   Yes   No
Constellation Brands, Inc.   STZ   21036P108   21-Jul-20   Management   2   Ratify KPMG LLP as Auditor   For   For   Yes   No
Constellation Brands, Inc.   STZ   21036P108   21-Jul-20   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
Thor Industries, Inc.   THO   885160101   18-Dec-20   Management   1.1   Elect Director Andrew Graves   For   For   Yes   No
Thor Industries, Inc.   THO   885160101   18-Dec-20   Management   1.2   Elect Director Amelia A. Huntington   For   For   Yes   No
Thor Industries, Inc.   THO   885160101   18-Dec-20   Management   1.3   Elect Director Wilson Jones   For   For   Yes   No
Thor Industries, Inc.   THO   885160101   18-Dec-20   Management   1.4   Elect Director Christopher Klein   For   For   Yes   No
Thor Industries, Inc.   THO   885160101   18-Dec-20   Management   1.5   Elect Director J. Allen Kosowsky   For   For   Yes   No
Thor Industries, Inc.   THO   885160101   18-Dec-20   Management   1.6   Elect Director Robert W. Martin   For   For   Yes   No
Thor Industries, Inc.   THO   885160101   18-Dec-20   Management   1.7   Elect Director Peter B. Orthwein   For   For   Yes   No
Thor Industries, Inc.   THO   885160101   18-Dec-20   Management   1.8   Elect Director Jan H. Suwinski   For   For   Yes   No
Thor Industries, Inc.   THO   885160101   18-Dec-20   Management   1.9   Elect Director James L. Ziemer   For   For   Yes   No
Thor Industries, Inc.   THO   885160101   18-Dec-20   Management   1.10   Elect Director William J. Kelley, Jr.   For   For   Yes   No
Thor Industries, Inc.   THO   885160101   18-Dec-20   Management   2   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes   No
Thor Industries, Inc.   THO   885160101   18-Dec-20   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   1a   Elect Director Lloyd A. Carney   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   1b   Elect Director Mary B. Cranston   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   1c   Elect Director Francisco Javier Fernandez-Carbajal   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   1d   Elect Director Alfred F. Kelly, Jr.   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   1e   Elect Director Ramon Laguarta   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   1f   Elect Director John F. Lundgren   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   1g   Elect Director Robert W. Matschullat   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   1h   Elect Director Denise M. Morrison   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   1i   Elect Director Suzanne Nora Johnson   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   1j   Elect Director Linda J. Rendle   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   1k   Elect Director John A. C. Swainson   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   1l   Elect Director Maynard G. Webb, Jr.   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   3   Ratify KPMG LLP as Auditors   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   4   Amend Omnibus Stock Plan   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Management   5   Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting   For   For   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Share Holder   6   Provide Right to Act by Written Consent   Against   Against   Yes   No
Visa Inc.   V   92826C839   26-Jan-21   Share Holder   7   Amend Principles of Executive Compensation Program   Against   Against   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   1a   Elect Director Pierre R. Brondeau   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   1b   Elect Director Terrence R. Curtin   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   1c   Elect Director Carol A. (John) Davidson   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   1d   Elect Director Lynn A. Dugle   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   1e   Elect Director William A. Jeffrey   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   1f   Elect Director David M. Kerko *Withdrawn Resolution*       Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   1g   Elect Director Thomas J. Lynch   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   1h   Elect Director Heath A. Mitts   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   1i   Elect Director Yong Nam   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   1j   Elect Director Daniel J. Phelan   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   1k   Elect Director Abhijit Y. Talwalkar   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   1l   Elect Director Mark C. Trudeau   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   1m   Elect Director Dawn C. Willoughby   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   1n   Elect Director Laura H. Wright   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   2   Elect Board Chairman Thomas J. Lynch   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   3a   Elect Daniel J. Phelan as Member of Management Development and Compensation Committee   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   3b   Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   3c   Elect Mark C. Trudeau as Member of Management Development and Compensation Committee   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   3d   Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   4   Designate Rene Schwarzenbach as Independent Proxy   For   For   Yes   No

TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   5.1   Accept Annual Report for Fiscal Year Ended September 25, 2020   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   5.2   Accept Statutory Financial Statements for Fiscal Year Ended September 25, 2020   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   5.3   Approve Consolidated Financial Statements for Fiscal Year Ended September 25, 2020   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   6   Approve Discharge of Board and Senior Management   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   7.1   Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   7.2   Ratify Deloitte AG as Swiss Registered Auditors   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   7.3   Ratify PricewaterhouseCoopers AG as Special Auditors   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   8   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   9   Approve the Increase in Maximum Aggregate Remuneration of Executive Management   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   10   Approve Maximum Aggregate Remuneration of Board of Directors   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   11   Approve Allocation of Available Earnings at September 25, 2020   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   12   Approve Declaration of Dividend   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   13   Approve Reduction in Share Capital via Cancelation of Shares   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   14   Amend Non-Qualified Employee Stock Purchase Plan   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   15   Amend Omnibus Stock Plan   For   For   Yes   No
TE Connectivity Ltd.   TEL   H84989104   10-Mar-21   Management   16   Adjourn Meeting   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1a   Elect Director Sharon L. Allen   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1b   Elect Director Susan S. Bies   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1c   Elect Director Frank P. Bramble, Sr.   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1d   Elect Director Pierre J.P. de Weck   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1e   Elect Director Arnold W. Donald   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1f   Elect Director Linda P. Hudson   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1g   Elect Director Monica C. Lozano   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1h   Elect Director Thomas J. May   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1i   Elect Director Brian T. Moynihan   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1j   Elect Director Lionel L. Nowell, III   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1k   Elect Director Denise L. Ramos   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1l   Elect Director Clayton S. Rose   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1m   Elect Director Michael D. White   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1n   Elect Director Thomas D. Woods   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1o   Elect Director R. David Yost   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   1p   Elect Director Maria T. Zuber   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   3   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Management   4   Amend Omnibus Stock Plan   For   For   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Share Holder   5   Amend Proxy Access Right   Against   Against   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Share Holder   6   Provide Right to Act by Written Consent   Against   Against   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Share Holder   7   Approve Change in Organizational Form   Against   Against   Yes   No
Bank of America Corporation   BAC   060505104   20-Apr-21   Share Holder   8   Request on Racial Equity Audit   Against   Against   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Management   1a   Elect Director W. Lance Conn   For   For   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Management   1b   Elect Director Kim C. Goodman   For   For   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Management   1c   Elect Director Craig A. Jacobson   For   For   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Management   1d   Elect Director Gregory B. Maffei   For   For   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Management   1e   Elect Director John D. Markley, Jr.   For   For   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Management   1f   Elect Director David C. Merritt   For   For   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Management   1g   Elect Director James E. Meyer   For   For   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Management   1h   Elect Director Steven A. Miron   For   For   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Management   1i   Elect Director Balan Nair   For   For   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Management   1j   Elect Director Michael A. Newhouse   For   For   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Management   1k   Elect Director Mauricio Ramos   For   For   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Management   1l   Elect Director Thomas M. Rutledge   For   For   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Management   1m   Elect Director Eric L. Zinterhofer   For   For   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Management   2   Ratify KPMG LLP as Auditors   For   For   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Share Holder   3   Report on Lobbying Payments and Policy   Against   Against   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Share Holder   4   Require Independent Board Chair   Against   Against   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Share Holder   5   Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts   Against   Against   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Share Holder   6   Report on Greenhouse Gas Emissions Disclosure   Against   Against   Yes   No
Charter Communications, Inc.   CHTR   16119P108   27-Apr-21   Share Holder   7   Adopt Policy to Annually Disclose EEO-1 Data   Against   Against   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   1a   Elect Director Ellen M. Costello   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   1b   Elect Director Grace E. Dailey   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   1c   Elect Director Barbara J. Desoer   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   1d   Elect Director John C. Dugan   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   1e   Elect Director Jane N. Fraser   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   1f   Elect Director Duncan P. Hennes   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   1g   Elect Director Peter B. Henry   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   1h   Elect Director S. Leslie Ireland   For   For   Yes   No

Citigroup Inc.   C   172967424   27-Apr-21   Management   1i   Elect Director Lew W. (Jay) Jacobs, IV   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   1j   Elect Director Renee J. James   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   1k   Elect Director Gary M. Reiner   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   1l   Elect Director Diana L. Taylor   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   1m   Elect Director James S. Turley   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   1n   Elect Director Deborah C. Wright   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   1o   Elect Director Alexander R. Wynaendts   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   1p   Elect Director Ernesto Zedillo Ponce de Leon   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   2   Ratify KPMG LLP as Auditors   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Management   4   Amend Omnibus Stock Plan   For   For   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Share Holder   5   Amend Proxy Access Right   Against   Against   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Share Holder   6   Require Independent Board Chair   Against   Against   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Share Holder   7   Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates   Against   Against   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Share Holder   8   Report on Lobbying Payments and Policy   Against   Against   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Share Holder   9   Report on Racial Equity Audit   Against   Against   Yes   No
Citigroup Inc.   C   172967424   27-Apr-21   Share Holder   10   Amend Certificate of Incorporation to Become a Public Benefit Corporation   Against   Against   Yes   No
EOG Resources, Inc.   EOG   26875P101   29-Apr-21   Management   1a   Elect Director Janet F. Clark   For   For   Yes   No
EOG Resources, Inc.   EOG   26875P101   29-Apr-21   Management   1b   Elect Director Charles R. Crisp   For   For   Yes   No
EOG Resources, Inc.   EOG   26875P101   29-Apr-21   Management   1c   Elect Director Robert P. Daniels   For   For   Yes   No
EOG Resources, Inc.   EOG   26875P101   29-Apr-21   Management   1d   Elect Director James C. Day   For   For   Yes   No
EOG Resources, Inc.   EOG   26875P101   29-Apr-21   Management   1e   Elect Director C. Christopher Gaut   For   For   Yes   No
EOG Resources, Inc.   EOG   26875P101   29-Apr-21   Management   1f   Elect Director Michael T. Kerr   For   For   Yes   No
EOG Resources, Inc.   EOG   26875P101   29-Apr-21   Management   1g   Elect Director Julie J. Robertson   For   For   Yes   No
EOG Resources, Inc.   EOG   26875P101   29-Apr-21   Management   1h   Elect Director Donald F. Textor   For   For   Yes   No
EOG Resources, Inc.   EOG   26875P101   29-Apr-21   Management   1i   Elect Director William R. Thomas   For   For   Yes   No
EOG Resources, Inc.   EOG   26875P101   29-Apr-21   Management   2   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes   No
EOG Resources, Inc.   EOG   26875P101   29-Apr-21   Management   3   Approve Omnibus Stock Plan   For   For   Yes   No
EOG Resources, Inc.   EOG   26875P101   29-Apr-21   Management   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   1a   Elect Director Franklin W. Hobbs   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   1b   Elect Director Kenneth J. Bacon   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   1c   Elect Director Katryn (Trynka) Shineman Blake   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   1d   Elect Director Maureen A. Breakiron-Evans   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   1e   Elect Director William H. Cary   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   1f   Elect Director Mayree C. Clark   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   1g   Elect Director Kim S. Fennebresque   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   1h   Elect Director Marjorie Magner   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   1i   Elect Director Brian H. Sharples   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   1j   Elect Director John J. Stack   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   1k   Elect Director Michael F. Steib   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   1l   Elect Director Jeffrey J. Brown   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   3   Advisory Vote on Say on Pay Frequency   One Year   One Year   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   4   Amend Omnibus Stock Plan   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   5   Amend Non-Employee Director Omnibus Stock Plan   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   6   Amend Qualified Employee Stock Purchase Plan   For   For   Yes   No
Ally Financial Inc.   ALLY   02005N100   04-May-21   Management   7   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes   No
General Electric Company   GE   369604103   04-May-21   Management   1a   Elect Director Sebastien Bazin   For   For   Yes   No
General Electric Company   GE   369604103   04-May-21   Management   1b   Elect Director Ashton Carter   For   For   Yes   No
General Electric Company   GE   369604103   04-May-21   Management   1c   Elect Director H. Lawrence Culp, Jr.   For   For   Yes   No
General Electric Company   GE   369604103   04-May-21   Management   1d   Elect Director Francisco D’Souza   For   For   Yes   No
General Electric Company   GE   369604103   04-May-21   Management   1e   Elect Director Edward Garden   For   For   Yes   No
General Electric Company   GE   369604103   04-May-21   Management   1f   Elect Director Thomas Horton   For   For   Yes   No
General Electric Company   GE   369604103   04-May-21   Management   1g   Elect Director Risa Lavizzo-Mourey   For   For   Yes   No
General Electric Company   GE   369604103   04-May-21   Management   1h   Elect Director Catherine Lesjak   For   For   Yes   No
General Electric Company   GE   369604103   04-May-21   Management   1i   Elect Director Paula Rosput Reynolds   For   For   Yes   No
General Electric Company   GE   369604103   04-May-21   Management   1j   Elect Director Leslie Seidman   For   For   Yes   No
General Electric Company   GE   369604103   04-May-21   Management   1k   Elect Director James Tisch   For   For   Yes   No
General Electric Company   GE   369604103   04-May-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
General Electric Company   GE   369604103   04-May-21   Management   3   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes   No
General Electric Company   GE   369604103   04-May-21   Management   4   Approve Reverse Stock Split   For   For   Yes   No
General Electric Company   GE   369604103   04-May-21   Share Holder   5   Require More Director Nominations Than Open Seats   Against   Against   Yes   No
General Electric Company   GE   369604103   04-May-21   Share Holder   6   Require Independent Board Chair   Against   Against   Yes   No
General Electric Company   GE   369604103   04-May-21   Share Holder   7   Report on Meeting the Criteria of the Net Zero Indicator   For   For   Yes   No
Carlisle Companies Incorporated   CSL   1423391000   05-May-21   Management   1a   Elect Director James D. Frias   For   For   Yes   No
Carlisle Companies Incorporated   CSL   1423391000   05-May-21   Management   1b   Elect Director Maia A. Hansen   For   For   Yes   No

Carlisle Companies Incorporated   CSL   1423391000   05-May-21   Management   1c   Elect Director Corrine D. Ricard   For   For   Yes   No
Carlisle Companies Incorporated   CSL   1423391000   05-May-21   Management   2   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes   No
Carlisle Companies Incorporated   CSL   1423391000   05-May-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
Capital One Financial Corporation   COF   14040H105   06-May-21   Management   1a   Elect Director Richard D. Fairbank   For   For   Yes   No
Capital One Financial Corporation   COF   14040H105   06-May-21   Management   1b   Elect Director Ime Archibong   For   For   Yes   No
Capital One Financial Corporation   COF   14040H105   06-May-21   Management   1c   Elect Director Ann Fritz Hackett   For   For   Yes   No
Capital One Financial Corporation   COF   14040H105   06-May-21   Management   1d   Elect Director Peter Thomas Killalea   For   For   Yes   No
Capital One Financial Corporation   COF   14040H105   06-May-21   Management   1e   Elect Director Cornelis “Eli” Leenaars   For   For   Yes   No
Capital One Financial Corporation   COF   14040H105   06-May-21   Management   1f   Elect Director Francois Locoh-Donou   For   For   Yes   No
Capital One Financial Corporation   COF   14040H105   06-May-21   Management   1g   Elect Director Peter E. Raskind   For   For   Yes   No
Capital One Financial Corporation   COF   14040H105   06-May-21   Management   1h   Elect Director Eileen Serra   For   For   Yes   No
Capital One Financial Corporation   COF   14040H105   06-May-21   Management   1i   Elect Director Mayo A. Shattuck, III   For   For   Yes   No
Capital One Financial Corporation   COF   14040H105   06-May-21   Management   1j   Elect Director Bradford H. Warner   For   For   Yes   No
Capital One Financial Corporation   COF   14040H105   06-May-21   Management   1k   Elect Director Catherine G. West   For   For   Yes   No
Capital One Financial Corporation   COF   14040H105   06-May-21   Management   1l   Elect Director Craig Anthony Williams   For   For   Yes   No
Capital One Financial Corporation   COF   14040H105   06-May-21   Management   2   Ratify Ernst & Young LLP as Auditors   For   For   Yes   No
Capital One Financial Corporation   COF   14040H105   06-May-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
Capital One Financial Corporation   COF   14040H105   06-May-21   Management   4   Amend Omnibus Stock Plan   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   1a   Elect Director James Cole, Jr.   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   1b   Elect Director W. Don Cornwell   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   1c   Elect Director Brian Duperreault   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   1d   Elect Director John H. Fitzpatrick   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   1e   Elect Director William G. Jurgensen   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   1f   Elect Director Christopher S. Lynch   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   1g   Elect Director Linda A. Mills   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   1h   Elect Director Thomas F. Motamed   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   1i   Elect Director Peter R. Porrino   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   1j   Elect Director Amy L. Schioldager   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   1k   Elect Director Douglas M. Steenland   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   1l   Elect Director Therese M. Vaughan   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   1m   Elect Director Peter S. Zaffino   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   3   Approve Omnibus Stock Plan   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Management   4   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes   No
American International Group, Inc.   AIG   026874784   12-May-21   Share Holder   5   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Against   Against   Yes   No
CBRE Group, Inc.   CBRE   12504L109   19-May-21   Management   1a   Elect Director Brandon B. Boze   For   For   Yes   No
CBRE Group, Inc.   CBRE   12504L109   19-May-21   Management   1b   Elect Director Beth F. Cobert   For   For   Yes   No
CBRE Group, Inc.   CBRE   12504L109   19-May-21   Management   1c   Elect Director Reginald H. Gilyard   For   For   Yes   No
CBRE Group, Inc.   CBRE   12504L109   19-May-21   Management   1d   Elect Director Shira D. Goodman   For   For   Yes   No
CBRE Group, Inc.   CBRE   12504L109   19-May-21   Management   1e   Elect Director Christopher T. Jenny   For   For   Yes   No
CBRE Group, Inc.   CBRE   12504L109   19-May-21   Management   1f   Elect Director Gerardo I. Lopez   For   For   Yes   No
CBRE Group, Inc.   CBRE   12504L109   19-May-21   Management   1g   Elect Director Oscar Munoz   For   For   Yes   No
CBRE Group, Inc.   CBRE   12504L109   19-May-21   Management   1h   Elect Director Robert E. Sulentic   For   For   Yes   No
CBRE Group, Inc.   CBRE   12504L109   19-May-21   Management   1i   Elect Director Laura D. Tyson   For   For   Yes   No
CBRE Group, Inc.   CBRE   12504L109   19-May-21   Management   1j   Elect Director Sanjiv Yajnik   For   For   Yes   No
CBRE Group, Inc.   CBRE   12504L109   19-May-21   Management   2   Ratify KPMG LLP as Auditors   For   For   Yes   No
CBRE Group, Inc.   CBRE   12504L109   19-May-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
CBRE Group, Inc.   CBRE   12504L109   19-May-21   Share Holder   4   Reduce Ownership Threshold for Shareholders to Call Special Meeting   Against   Against   Yes   No
Hilton Worldwide Holdings Inc.   HLT   43300A203   19-May-21   Management   1a   Elect Director Christopher J. Nassetta   For   For   Yes   No
Hilton Worldwide Holdings Inc.   HLT   43300A203   19-May-21   Management   1b   Elect Director Jonathan D. Gray   For   For   Yes   No
Hilton Worldwide Holdings Inc.   HLT   43300A203   19-May-21   Management   1c   Elect Director Charlene T. Begley   For   For   Yes   No
Hilton Worldwide Holdings Inc.   HLT   43300A203   19-May-21   Management   1d   Elect Director Chris Carr   For   For   Yes   No
Hilton Worldwide Holdings Inc.   HLT   43300A203   19-May-21   Management   1e   Elect Director Melanie L. Healey   For   For   Yes   No
Hilton Worldwide Holdings Inc.   HLT   43300A203   19-May-21   Management   1f   Elect Director Raymond E. Mabus, Jr.   For   For   Yes   No
Hilton Worldwide Holdings Inc.   HLT   43300A203   19-May-21   Management   1g   Elect Director Judith A. McHale   For   For   Yes   No
Hilton Worldwide Holdings Inc.   HLT   43300A203   19-May-21   Management   1h   Elect Director John G. Schreiber   For   For   Yes   No
Hilton Worldwide Holdings Inc.   HLT   43300A203   19-May-21   Management   1i   Elect Director Elizabeth A. Smith   For   For   Yes   No
Hilton Worldwide Holdings Inc.   HLT   43300A203   19-May-21   Management   1j   Elect Director Douglas M. Steenland   For   For   Yes   No
Hilton Worldwide Holdings Inc.   HLT   43300A203   19-May-21   Management   2   Ratify Ernst & Young LLP as Auditors   For   For   Yes   No
Hilton Worldwide Holdings Inc.   HLT   43300A203   19-May-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   1a   Elect Director Pina Albo   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   1b   Elect Director Christine R. Detrick   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   1c   Elect Director J. Cliff Eason   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   1d   Elect Director John J. Gauthier   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   1e   Elect Director Patricia L. Guinn   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   1f   Elect Director Anna Manning   For   For   Yes   No

Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   1g   Elect Director Hazel M. McNeilage   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   1h   Elect Director Stephen O’Hearn   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   1i   Elect Director Frederick J. Sievert   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   1j   Elect Director Shundrawn Thomas   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   1k   Elect Director Stanley B. Tulin   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   1l   Elect Director Steven C. Van Wyk   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   3   Amend Omnibus Stock Plan   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   4   Amend Non-Employee Director Omnibus Stock Plan   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   5   Amend Non-Employee Director Stock Awards in Lieu of Cash   For   For   Yes   No
Reinsurance Group of America, Incorporated   RGA   759351604   19-May-21   Management   6   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes   No
Lear Corporation   LEA   521865204   20-May-21   Management   1a   Elect Director Mei-Wei Cheng   For   For   Yes   No
Lear Corporation   LEA   521865204   20-May-21   Management   1b   Elect Director Jonathan F. Foster   For   For   Yes   No
Lear Corporation   LEA   521865204   20-May-21   Management   1c   Elect Director Bradley M. Halverson   For   For   Yes   No
Lear Corporation   LEA   521865204   20-May-21   Management   1d   Elect Director Mary Lou Jepsen   For   For   Yes   No
Lear Corporation   LEA   521865204   20-May-21   Management   1e   Elect Director Roger A. Krone   For   For   Yes   No
Lear Corporation   LEA   521865204   20-May-21   Management   1f   Elect Director Patricia L. Lewis   For   For   Yes   No
Lear Corporation   LEA   521865204   20-May-21   Management   1g   Elect Director Kathleen A. Ligocki   For   For   Yes   No
Lear Corporation   LEA   521865204   20-May-21   Management   1h   Elect Director Conrad L. Mallett, Jr.   For   For   Yes   No
Lear Corporation   LEA   521865204   20-May-21   Management   1i   Elect Director Raymond E. Scott   For   For   Yes   No
Lear Corporation   LEA   521865204   20-May-21   Management   1j   Elect Director Gregory C. Smith   For   For   Yes   No
Lear Corporation   LEA   521865204   20-May-21   Management   2   Ratify Ernst & Young LLP as Auditors   For   For   Yes   No
Lear Corporation   LEA   521865204   20-May-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
Howmet Aerospace Inc.   HWM   443201108   25-May-21   Management   1a   Elect Director James F. Albaugh   For   For   Yes   No
Howmet Aerospace Inc.   HWM   443201108   25-May-21   Management   1b   Elect Director Amy E. Alving   For   For   Yes   No
Howmet Aerospace Inc.   HWM   443201108   25-May-21   Management   1c   Elect Director Sharon R. Barner   For   For   Yes   No
Howmet Aerospace Inc.   HWM   443201108   25-May-21   Management   1d   Elect Director Joseph S. Cantie   For   For   Yes   No
Howmet Aerospace Inc.   HWM   443201108   25-May-21   Management   1e   Elect Director Robert F. Leduc   For   For   Yes   No
Howmet Aerospace Inc.   HWM   443201108   25-May-21   Management   1f   Elect Director David J. Miller   For   For   Yes   No
Howmet Aerospace Inc.   HWM   443201108   25-May-21   Management   1g   Elect Director Jody G. Miller   For   For   Yes   No
Howmet Aerospace Inc.   HWM   443201108   25-May-21   Management   1h   Elect Director Tolga I. Oal   For   For   Yes   No
Howmet Aerospace Inc.   HWM   443201108   25-May-21   Management   1i   Elect Director Nicole W. Piasecki   For   For   Yes   No
Howmet Aerospace Inc.   HWM   443201108   25-May-21   Management   1j   Elect Director John C. Plant   For   For   Yes   No
Howmet Aerospace Inc.   HWM   443201108   25-May-21   Management   1k   Elect Director Ulrich R. Schmidt   For   For   Yes   No
Howmet Aerospace Inc.   HWM   443201108   25-May-21   Management   2   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   Yes   No
Howmet Aerospace Inc.   HWM   443201108   25-May-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
Howmet Aerospace Inc.   HWM   443201108   25-May-21   Share Holder   4   Require Independent Board Chair   Against   Against   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Management   1a   Elect Director Larry Page   For   For   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Management   1b   Elect Director Sergey Brin   For   For   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Management   1c   Elect Director Sundar Pichai   For   For   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Management   1d   Elect Director John L. Hennessy   For   For   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Management   1e   Elect Director Frances H. Arnold   For   For   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Management   1f   Elect Director L. John Doerr   For   For   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Management   1g   Elect Director Roger W. Ferguson, Jr.   For   For   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Management   1h   Elect Director Ann Mather   For   For   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Management   1i   Elect Director Alan R. Mulally   For   For   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Management   1j   Elect Director K. Ram Shriram   For   For   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Management   1k   Elect Director Robin L. Washington   For   For   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Management   2   Ratify Ernst & Young LLP as Auditors   For   For   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Management   3   Approve Omnibus Stock Plan   For   For   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Share Holder   4   Approve Recapitalization Plan for all Stock to Have One-vote per Share   Against   For   Yes   Yes
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Share Holder   5   Require Independent Director Nominee with Human and/or Civil Rights Experience   Against   Against   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Share Holder   6   Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation   Against   Against   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Share Holder   7   Report on Takedown Requests   Against   Against   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Share Holder   8   Report on Whistleblower Policies and Practices   Against   Against   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Share Holder   9   Report on Charitable Contributions   Against   Against   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Share Holder   10   Report on Risks Related to Anticompetitive Practices   Against   Against   Yes   No
Alphabet Inc.   GOOGL   02079K305   02-Jun-21   Share Holder   11   Amend Certificate of Incorporation to Become a Public Benefit Corporation   Against   Against   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Management   1.1   Elect Director Timothy M. Armstrong   For   For   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Management   1.2   Elect Director Glenn D. Fogel   For   For   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Management   1.3   Elect Director Mirian M. Graddick-Weir   For   For   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Management   1.4   Elect Director Wei Hopeman   For   For   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Management   1.5   Elect Director Robert J. Mylod, Jr.   For   For   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Management   1.6   Elect Director Charles H. Noski   For   For   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Management   1.7   Elect Director Nicholas J. Read   For   For   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Management   1.8   Elect Director Thomas E. Rothman   For   For   Yes   No

                   
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Management   1.9   Elect Director Bob van Dijk   For   For   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Management   1.10   Elect Director Lynn M. Vojvodich   For   For   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Management   1.11   Elect Director Vanessa A. Wittman   For   For   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Management   3   Amend Omnibus Stock Plan   For   For   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Management   4   Ratify Deloitte & Touche LLP as Auditors   For   For   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Management   5   Provide Right to Act by Written Consent   For   For   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Share Holder   6   Provide Right to Act by Written Consent   Against   Against   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Share Holder   7   Report on Annual Climate Transition   Against   Against   Yes   No
Booking Holdings Inc.   BKNG   09857L108   03-Jun-21   Share Holder   8   Annual Investor Advisory Vote on Climate Plan   Against   Against   Yes   No
Netflix, Inc.   NFLX   64110L106   03-Jun-21   Management   1a   Elect Director Richard N. Barton   For   For   Yes   No
Netflix, Inc.   NFLX   64110L106   03-Jun-21   Management   1b   Elect Director Rodolphe Belmer   For   For   Yes   No
Netflix, Inc.   NFLX   64110L106   03-Jun-21   Management   1c   Elect Director Bradford L. Smith   For   For   Yes   No
Netflix, Inc.   NFLX   64110L106   03-Jun-21   Management   1d   Elect Director Anne M. Sweeney   For   For   Yes   No
Netflix, Inc.   NFLX   64110L106   03-Jun-21   Management   2   Ratify Ernst & Young LLP as Auditors   For   For   Yes   No
Netflix, Inc.   NFLX   64110L106   03-Jun-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
Netflix, Inc.   NFLX   64110L106   03-Jun-21   Share Holder   4   Report on Political Contributions   Against   Against   Yes   No
Netflix, Inc.   NFLX   64110L106   03-Jun-21   Share Holder   5   Adopt Simple Majority Vote   Against   Against   Yes   No
Netflix, Inc.   NFLX   64110L106   03-Jun-21   Share Holder   6   Improve the Executive Compensation Philosophy   Against   Against   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   1.1   Elect Director Francesco Bianchi   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   1.2   Elect Director Stacy Enxing Seng   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   1.3   Elect Director William Kozy   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   1.4   Elect Director Damien McDonald   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   1.5   Elect Director Daniel Moore   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   1.6   Elect Director Alfred Novak   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   1.7   Elect Director Sharon O’Kane   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   1.8   Elect Director Arthur L. Rosenthal   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   1.9   Elect Director Andrea Saia   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   1.10   Elect Director Todd Schermerhorn   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   3   Ratify PricewaterhouseCoopers LLP as Auditor   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   4   Authorise Issue of Equity   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   5   Authorise Issue of Equity without Pre-emptive Rights   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   6   Approve Remuneration Report   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   7   Accept Financial Statements and Statutory Reports   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   8   Reappoint PricewaterhouseCoopers LLP as UK Statutory Auditor   For   For   Yes   No
LivaNova Plc   LIVN   G5509L101   09-Jun-21   Management   9   Authorize Board to Fix Remuneration of Auditor   For   For   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Management   1a   Elect Director Mary T. Barra   For   For   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Management   1b   Elect Director Wesley G. Bush   For   For   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Management   1c   Elect Director Linda R. Gooden   For   For   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Management   1d   Elect Director Joseph Jimenez   For   For   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Management   1e   Elect Director Jane L. Mendillo   For   For   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Management   1f   Elect Director Judith A. Miscik   For   For   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Management   1g   Elect Director Patricia F. Russo   For   For   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Management   1h   Elect Director Thomas M. Schoewe   For   For   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Management   1i   Elect Director Carol M. Stephenson   For   For   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Management   1j   Elect Director Mark A. Tatum   For   For   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Management   1k   Elect Director Devin N. Wenig   For   For   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Management   1l   Elect Director Margaret C. Whitman   For   For   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Management   3   Ratify Ernst & Young LLP as Auditors   For   For   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Share Holder   4   Provide Right to Act by Written Consent   Against   Against   Yes   No
General Motors Company   GM   37045V100   14-Jun-21   Share Holder   5   Link Executive Pay to Social Criteria   Against   Against   Yes   No

Company Name    Ticker    Primary
CUSIP		    Meeting
Date		    Proposal Text    Proponent    Voted   

Vote

Instruction

   

Vote Against

Management

Diageo Plc    DGE    G42089113    28-Sep-20    Accept Financial Statements and Statutory Reports    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Approve Remuneration Report    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Approve Remuneration Policy    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Approve Final Dividend    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Elect Melissa Bethell as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Re-elect Javier Ferran as Director    Management    Yes    For    No

Diageo Plc

    DGE    G42089113    28-Sep-20    Re-elect Susan Kilsby as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Re-elect Lady Mendelsohn as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Re-elect Ivan Menezes as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Re-elect Kathryn Mikells as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Re-elect Alan Stewart as Director    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Reappoint PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Authorise the Audit Committee to Fix Remuneration of Auditors    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Authorise EU Political Donations and Expenditure    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Authorise Issue of Equity    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Amend Diageo 2001 Share Incentive Plan    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Approve Diageo 2020 Sharesave Plan    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Approve Diageo Deferred Bonus Share Plan    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Authorise the Company to Establish International Share Plans    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Authorise Issue of Equity without Pre-emptive Rights    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Authorise Market Purchase of Ordinary Shares    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Adopt New Articles of Association    Management    Yes    For    No
Diageo Plc    DGE    G42089113    28-Sep-20    Authorise 2019 Share Buy-backs and Employee Benefit and Share Ownership Trust Transactions    Management    Yes    For    No
Cal-Maine Foods, Inc.    CALM    128030202    02-Oct-20    Elect Director Adolphus B. Baker    Management    Yes    Withhold    Yes
Cal-Maine Foods, Inc.    CALM    128030202    02-Oct-20    Elect Director Max P. Bowman    Management    Yes    Withhold    Yes
Cal-Maine Foods, Inc.    CALM    128030202    02-Oct-20    Elect Director Letitia C. Hughes    Management    Yes    For    No
Cal-Maine Foods, Inc.    CALM    128030202    02-Oct-20    Elect Director Sherman L. Miller    Management    Yes    Withhold    Yes
Cal-Maine Foods, Inc.    CALM    128030202    02-Oct-20    Elect Director James E. Poole    Management    Yes    For    No
Cal-Maine Foods, Inc.    CALM    128030202    02-Oct-20    Elect Director Steve W. Sanders    Management    Yes    For    No
Cal-Maine Foods, Inc.    CALM    128030202    02-Oct-20    Amend Omnibus Stock Plan    Management    Yes    For    No
Cal-Maine Foods, Inc.    CALM    128030202    02-Oct-20    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Cal-Maine Foods, Inc.    CALM    128030202    02-Oct-20    Ratify Frost, PLLC as Auditors    Management    Yes    For    No
Sanderson Farms, Inc.    SAFM    800013104    18-Feb-21    Elect Director John Bierbusse    Management    Yes    For    No
Sanderson Farms, Inc.    SAFM    800013104    18-Feb-21    Elect Director Mike Cockrell    Management    Yes    For    No
Sanderson Farms, Inc.    SAFM    800013104    18-Feb-21    Elect Director Edith Kelly-Green    Management    Yes    For    No
Sanderson Farms, Inc.    SAFM    800013104    18-Feb-21    Elect Director Suzanne T. Mestayer    Management    Yes    For    No
Sanderson Farms, Inc.    SAFM    800013104    18-Feb-21    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Sanderson Farms, Inc.    SAFM    800013104    18-Feb-21    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No
Sanderson Farms, Inc.    SAFM    800013104    18-Feb-21    Report on Human Rights Due Diligence Process    Share Holder    Yes    Against    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Accept Financial Statements and Statutory Reports    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Approve Remuneration Report    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Approve Final Dividend    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Re-elect Roland Diggelmann as Director    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Re-elect Erik Engstrom as Director    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Re-elect Robin Freestone as Director    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Elect John Ma as Director    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Elect Katarzyna Mazur-Hofsaess as Director    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Elect Rick Medlock as Director    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Elect Anne-Francoise Nesmes as Director    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Re-elect Marc Owen as Director    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Re-elect Roberto Quarta as Director    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Re-elect Angie Risley as Director    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Elect Bob White as Director    Management    Yes    For    No

Smith & Nephew Plc    SN    G82343164    14-Apr-21    Reappoint KPMG LLP as Auditors    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Authorise Board to Fix Remuneration of Auditors    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Authorise Issue of Equity    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Authorise Issue of Equity without Pre-emptive Rights    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Authorise Market Purchase of Ordinary Shares    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Authorise the Company to Call General Meeting with Two Weeks’ Notice    Management    Yes    For    No
Smith & Nephew Plc    SN    G82343164    14-Apr-21    Adopt New Articles of Association    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    20-Apr-21    Elect Director Linda Walker Bynoe    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    20-Apr-21    Elect Director Susan Crown    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    20-Apr-21    Elect Director Dean M. Harrison    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    20-Apr-21    Elect Director Jay L. Henderson    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    20-Apr-21    Elect Director Marcy S. Klevorn    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    20-Apr-21    Elect Director Siddharth N. (Bobby) Mehta    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    20-Apr-21    Elect Director Michael G. O’Grady    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    20-Apr-21    Elect Director Jose Luis Prado    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    20-Apr-21    Elect Director Thomas E. Richards    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    20-Apr-21    Elect Director Martin P. Slark    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    20-Apr-21    Elect Director David H. B. Smith, Jr.    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    20-Apr-21    Elect Director Donald Thompson    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    20-Apr-21    Elect Director Charles A. Tribbett, III    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    20-Apr-21    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Northern Trust Corporation    NTRS    665859104    20-Apr-21    Ratify KPMG LLP as Auditors    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Elect Director Thomas “Tony” K. Brown    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Elect Director Pamela J. Craig    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Elect Director David B. Dillon    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Elect Director Michael L. Eskew    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Elect Director James R. Fitterling    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Elect Director Herbert L. Henkel    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Elect Director Amy E. Hood    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Elect Director Muhtar Kent    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Elect Director Dambisa F. Moyo    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Elect Director Gregory R. Page    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Elect Director Michael F. Roman    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Elect Director Patricia A. Woertz    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Amend Omnibus Stock Plan    Management    Yes    For    No
3M Company    MMM    88579Y101    11-May-21    Consider Pay Disparity Between Executives and Other Employees    Share Holder    Yes    Against    No
3M Company    MMM    88579Y101    11-May-21    Amend Certificate of Incorporation to Become a Public Benefit Corporation    Share Holder    Yes    Against    No
Everest Re Group, Ltd.    RE    G3223R108    12-May-21    Elect Director John J. Amore    Management    Yes    For    No
Everest Re Group, Ltd.    RE    G3223R108    12-May-21    Elect Director Juan C. Andrade    Management    Yes    For    No
Everest Re Group, Ltd.    RE    G3223R108    12-May-21    Elect Director William F. Galtney, Jr.    Management    Yes    For    No
Everest Re Group, Ltd.    RE    G3223R108    12-May-21    Elect Director John A. Graf    Management    Yes    For    No
Everest Re Group, Ltd.    RE    G3223R108    12-May-21    Elect Director Meryl Hartzband    Management    Yes    For    No
Everest Re Group, Ltd.    RE    G3223R108    12-May-21    Elect Director Gerri Losquadro    Management    Yes    For    No
Everest Re Group, Ltd.    RE    G3223R108    12-May-21    Elect Director Roger M. Singer    Management    Yes    For    No
Everest Re Group, Ltd.    RE    G3223R108    12-May-21    Elect Director Joseph V. Taranto    Management    Yes    For    No
Everest Re Group, Ltd.    RE    G3223R108    12-May-21    Elect Director John A. Weber    Management    Yes    For    No
Everest Re Group, Ltd.    RE    G3223R108    12-May-21    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Management    Yes    For    No
Everest Re Group, Ltd.    RE    G3223R108    12-May-21    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Elect Director Walter W. Bettinger, II    Management    Yes    For    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Elect Director Joan T. Dea    Management    Yes    For    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Elect Director Christopher V. Dodds    Management    Yes    For    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Elect Director Mark A. Goldfarb    Management    Yes    Against    Yes

The Charles Schwab Corporation    SCHW    808513105    13-May-21    Elect Director Bharat B. Masrani    Management    Yes    For    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Elect Director Charles A. Ruffel    Management    Yes    For    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Ratify Deloitte & Touche LLP as Auditors    Management    Yes    For    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Report on Lobbying Payments and Policy    Share Holder    Yes    For    Yes
The Charles Schwab Corporation    SCHW    808513105    13-May-21    Declassify the Board of Directors    Share Holder    Yes    For    Yes
Chubb Limited    CB    H1467J104    20-May-21    Accept Financial Statements and Statutory Reports    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Allocate Disposable Profit    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Approve Discharge of Board of Directors    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Ratify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Ratify BDO AG (Zurich) as Special Audit Firm    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Director Evan G. Greenberg    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Director Michael P. Connors    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Director Michael G. Atieh    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Director Sheila P. Burke    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Director Mary Cirillo    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Director Robert J. Hugin    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Director Robert W. Scully    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Director Eugene B. Shanks, Jr.    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Director Theodore E. Shasta    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Director David H. Sidwell    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Director Olivier Steimer    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Director Luis Tellez    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Director Frances F. Townsend    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Evan G. Greenberg as Board Chairman    Management    Yes    Against    Yes
Chubb Limited    CB    H1467J104    20-May-21    Elect Michael P. Connors as Member of the Compensation Committee    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Mary Cirillo as Member of the Compensation Committee    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Elect Frances F. Townsend as Member of the Compensation Committee    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Designate Homburger AG as Independent Proxy    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Amend Omnibus Stock Plan    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Approve CHF 86,557,222.50 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Approve the Maximum Aggregate Remuneration of Directors    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Approve Remuneration of Executive Management in the Amount of USD 48 Million for Fiscal 2022    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Chubb Limited    CB    H1467J104    20-May-21    Transact Other Business (Voting)    Management    Yes    Against    Yes
The Travelers Companies, Inc.    TRV    89417E109    20-May-21    Elect Director Alan L. Beller    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    20-May-21    Elect Director Janet M. Dolan    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    20-May-21    Elect Director Patricia L. Higgins    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    20-May-21    Elect Director William J. Kane    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    20-May-21    Elect Director Thomas B. Leonardi    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    20-May-21    Elect Director Clarence Otis, Jr.    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    20-May-21    Elect Director Elizabeth E. Robinson    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    20-May-21    Elect Director Philip T. (Pete) Ruegger, III    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    20-May-21    Elect Director Todd C. Schermerhorn    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    20-May-21    Elect Director Alan D. Schnitzer    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    20-May-21    Elect Director Laurie J. Thomsen    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    20-May-21    Ratify KPMG LLP as Auditors    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    20-May-21    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
The Travelers Companies, Inc.    TRV    89417E109    20-May-21    Amend Omnibus Stock Plan    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    26-May-21    Elect Director Eric K. Brandt    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    26-May-21    Elect Director Donald M. Casey, Jr.    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    26-May-21    Elect Director Willie A. Deese    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    26-May-21    Elect Director Betsy D. Holden    Management    Yes    For    No

DENTSPLY SIRONA Inc.    XRAY    24906P109    26-May-21    Elect Director Clyde R. Hosein    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    26-May-21    Elect Director Arthur D. Kowaloff    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    26-May-21    Elect Director Harry M. Jansen Kraemer, Jr.    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    26-May-21    Elect Director Gregory T. Lucier    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    26-May-21    Elect Director Leslie F. Varon    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    26-May-21    Elect Director Janet S. Vergis    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    26-May-21    Ratify PricewaterhouseCoopers LLP as Auditors    Management    Yes    For    No
DENTSPLY SIRONA Inc.    XRAY    24906P109    26-May-21    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Equity Commonwealth    EQC    294628102    23-Jun-21    Elect Director Sam Zell    Management    Yes    For    No
Equity Commonwealth    EQC    294628102    23-Jun-21    Elect Director Ellen-Blair Chube    Management    Yes    For    No
Equity Commonwealth    EQC    294628102    23-Jun-21    Elect Director Martin L. Edelman    Management    Yes    For    No
Equity Commonwealth    EQC    294628102    23-Jun-21    Elect Director David A. Helfand    Management    Yes    For    No
Equity Commonwealth    EQC    294628102    23-Jun-21    Elect Director Peter Linneman    Management    Yes    For    No
Equity Commonwealth    EQC    294628102    23-Jun-21    Elect Director Mary Jane Robertson    Management    Yes    For    No
Equity Commonwealth    EQC    294628102    23-Jun-21    Elect Director Gerald A. Spector    Management    Yes    For    No
Equity Commonwealth    EQC    294628102    23-Jun-21    Elect Director James A. Star    Management    Yes    For    No
Equity Commonwealth    EQC    294628102    23-Jun-21    Advisory Vote to Ratify Named Executive Officers’ Compensation    Management    Yes    For    No
Equity Commonwealth    EQC    294628102    23-Jun-21    Ratify Ernst & Young LLP as Auditors    Management    Yes    For    No

Issuer Name    Ticker   

Meeting

Date

   

Primary

Security ID

   

Proposal

Number

    Proposal Text    Proponent   

Mgmt

Rec

   

Vote

Instruction

Alibaba Group Holding Limited    9988    09/30/2020    G01719114       Meeting for ADR Holders    Mgmt      
Alibaba Group Holding Limited    9988    09/30/2020    G01719114    1    Amend Articles of Association    Mgmt    For    For
Alibaba Group Holding Limited    9988    09/30/2020    G01719114    2.1    Elect Maggie Wei Wu as Director    Mgmt    For    For
Alibaba Group Holding Limited    9988    09/30/2020    G01719114    2.2    Elect Kabir Misra as Director    Mgmt    For    For
Alibaba Group Holding Limited    9988    09/30/2020    G01719114    2.3    Elect Walter Teh Ming Kwauk as Director    Mgmt    For    For
Alibaba Group Holding Limited    9988    09/30/2020    G01719114    3    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For
Atlassian Corporation Plc    TEAM    12/03/2020    G06242104    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For
Atlassian Corporation Plc    TEAM    12/03/2020    G06242104    2    Approve Remuneration Report    Mgmt    For    For
Atlassian Corporation Plc    TEAM    12/03/2020    G06242104    3    Appoint Ernst & Young LLP as Auditors    Mgmt    For    For
Atlassian Corporation Plc    TEAM    12/03/2020    G06242104    4    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For
Atlassian Corporation Plc    TEAM    12/03/2020    G06242104    5    Elect Director Shona L. Brown    Mgmt    For    For
Atlassian Corporation Plc    TEAM    12/03/2020    G06242104    6    Elect Director Michael Cannon-Brookes    Mgmt    For    For
Atlassian Corporation Plc    TEAM    12/03/2020    G06242104    7    Elect Director Scott Farquhar    Mgmt    For    For
Atlassian Corporation Plc    TEAM    12/03/2020    G06242104    8    Elect Director Heather Mirjahangir Fernandez    Mgmt    For    For
Atlassian Corporation Plc    TEAM    12/03/2020    G06242104    9    Elect Director Sasan Goodarzi    Mgmt    For    For
Atlassian Corporation Plc    TEAM    12/03/2020    G06242104    10    Elect Director Jay Parikh    Mgmt    For    For
Atlassian Corporation Plc    TEAM    12/03/2020    G06242104    11    Elect Director Enrique Salem    Mgmt    For    For
Atlassian Corporation Plc    TEAM    12/03/2020    G06242104    12    Elect Director Steven Sordello    Mgmt    For    For
Atlassian Corporation Plc    TEAM    12/03/2020    G06242104    13    Elect Director Richard P. Wong    Mgmt    For    For
Atlassian Corporation Plc    TEAM    12/03/2020    G06242104    14    Authorize to Make Off-Market Purchases of Ordinary Shares    Mgmt    For    For
Atlassian Corporation Plc    TEAM    12/03/2020    G06242104    15    Authorize Share Repurchase Program    Mgmt    For    For
Intuit Inc.    INTU    01/21/2021    461202103    1a    Elect Director Eve Burton    Mgmt    For    For
Intuit Inc.    INTU    01/21/2021    461202103    1b    Elect Director Scott D. Cook    Mgmt    For    For
Intuit Inc.    INTU    01/21/2021    461202103    1c    Elect Director Richard L. Dalzell    Mgmt    For    For
Intuit Inc.    INTU    01/21/2021    461202103    1d    Elect Director Sasan K. Goodarzi    Mgmt    For    For
Intuit Inc.    INTU    01/21/2021    461202103    1e    Elect Director Deborah Liu    Mgmt    For    For
Intuit Inc.    INTU    01/21/2021    461202103    1f    Elect Director Tekedra Mawakana    Mgmt    For    For
Intuit Inc.    INTU    01/21/2021    461202103    1g    Elect Director Suzanne Nora Johnson    Mgmt    For    For
Intuit Inc.    INTU    01/21/2021    461202103    1h    Elect Director Dennis D. Powell    Mgmt    For    For
Intuit Inc.    INTU    01/21/2021    461202103    1i    Elect Director Brad D. Smith    Mgmt    For    For
Intuit Inc.    INTU    01/21/2021    461202103    1j    Elect Director Thomas Szkutak    Mgmt    For    For
Intuit Inc.    INTU    01/21/2021    461202103    1k    Elect Director Raul Vazquez    Mgmt    For    For
Intuit Inc.    INTU    01/21/2021    461202103    1l    Elect Director Jeff Weiner    Mgmt    For    For
Intuit Inc.    INTU    01/21/2021    461202103    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For
Intuit Inc.    INTU    01/21/2021    461202103    3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    1a    Elect Director Lloyd A. Carney    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    1b    Elect Director Mary B. Cranston    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    1c    Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    1d    Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    1e    Elect Director Ramon Laguarta    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    1f    Elect Director John F. Lundgren    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    1g    Elect Director Robert W. Matschullat    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    1h    Elect Director Denise M. Morrison    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    1i    Elect Director Suzanne Nora Johnson    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    1j    Elect Director Linda J. Rendle    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    1k    Elect Director John A. C. Swainson    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    1l    Elect Director Maynard G. Webb, Jr.    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    3    Ratify KPMG LLP as Auditors    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    4    Amend Omnibus Stock Plan    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    5    Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting    Mgmt    For    For
Visa Inc.    V    01/26/2021    92826C839    6    Provide Right to Act by Written Consent    SH    Against    Against
Visa Inc.    V    01/26/2021    92826C839    7    Amend Principles of Executive Compensation Program    SH    Against    Against
Edwards Lifesciences Corporation    EW    05/04/2021    28176E108    1.1    Elect Director Kieran T. Gallahue    Mgmt    For    For
Edwards Lifesciences Corporation    EW    05/04/2021    28176E108    1.2    Elect Director Leslie S. Heisz    Mgmt    For    For
Edwards Lifesciences Corporation    EW    05/04/2021    28176E108    1.3    Elect Director Paul A. LaViolette    Mgmt    For    For
Edwards Lifesciences Corporation    EW    05/04/2021    28176E108    1.4    Elect Director Steven R. Loranger    Mgmt    For    For
Edwards Lifesciences Corporation    EW    05/04/2021    28176E108    1.5    Elect Director Martha H. Marsh    Mgmt    For    For
Edwards Lifesciences Corporation    EW    05/04/2021    28176E108    1.6    Elect Director Michael A. Mussallem    Mgmt    For    For
Edwards Lifesciences Corporation    EW    05/04/2021    28176E108    1.7    Elect Director Ramona Sequeira    Mgmt    For    For
Edwards Lifesciences Corporation    EW    05/04/2021    28176E108    1.8    Elect Director Nicholas J. Valeriani    Mgmt    For    For
Edwards Lifesciences Corporation    EW    05/04/2021    28176E108    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For
Edwards Lifesciences Corporation    EW    05/04/2021    28176E108    3    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For
Edwards Lifesciences Corporation    EW    05/04/2021    28176E108    4    Amend Nonqualified Employee Stock Purchase Plan    Mgmt    For    For
Edwards Lifesciences Corporation    EW    05/04/2021    28176E108    5    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For
Edwards Lifesciences Corporation    EW    05/04/2021    28176E108    6    Provide Right to Act by Written Consent    SH    Against    Against
Edwards Lifesciences Corporation    EW    05/04/2021    28176E108    7    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates    SH    Against    Against
DexCom, Inc.    DXCM    05/20/2021    252131107    1.1    Elect Director Kevin R. Sayer    Mgmt    For    For
DexCom, Inc.    DXCM    05/20/2021    252131107    1.2    Elect Director Nicholas Augustinos    Mgmt    For    For
DexCom, Inc.    DXCM    05/20/2021    252131107    1.3    Elect Director Bridgette P. Heller    Mgmt    For    For
DexCom, Inc.    DXCM    05/20/2021    252131107    2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For
DexCom, Inc.    DXCM    05/20/2021    252131107    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For
DexCom, Inc.    DXCM    05/20/2021    252131107    4    Declassify the Board of Directors    Mgmt    For    For
Tencent Holdings Limited    700    05/20/2021    G87572163    1    Accept Financial Statements and Statutory Reports    Mgmt    For    For
Tencent Holdings Limited    700    05/20/2021    G87572163    2    Approve Final Dividend    Mgmt    For    For
Tencent Holdings Limited    700    05/20/2021    G87572163    3a    Elect Yang Siu Shun as Director    Mgmt    For    For
Tencent Holdings Limited    700    05/20/2021    G87572163    3b    Authorize Board to Fix Remuneration of Directors    Mgmt    For    For
Tencent Holdings Limited    700    05/20/2021    G87572163    4    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    Mgmt    For    For
Tencent Holdings Limited    700    05/20/2021    G87572163    5    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    Against
Tencent Holdings Limited    700    05/20/2021    G87572163    6    Authorize Repurchase of Issued Share Capital    Mgmt    For    For
Tencent Holdings Limited    700    05/20/2021    G87572163    7    Authorize Reissuance of Repurchased Shares    Mgmt    For    Against
Tencent Holdings Limited    700    05/20/2021    G87572163    1    Adopt Share Option Plan of China Literature Limited    Mgmt    For    For
Amazon.com, Inc.    AMZN    05/26/2021    023135106    1a    Elect Director Jeffrey P. Bezos    Mgmt    For    For
Amazon.com, Inc.    AMZN    05/26/2021    023135106    1b    Elect Director Keith B. Alexander    Mgmt    For    For
Amazon.com, Inc.    AMZN    05/26/2021    023135106    1c    Elect Director Jamie S. Gorelick    Mgmt    For    For
Amazon.com, Inc.    AMZN    05/26/2021    023135106    1d    Elect Director Daniel P. Huttenlocher    Mgmt    For    For
Amazon.com, Inc.    AMZN    05/26/2021    023135106    1e    Elect Director Judith A. McGrath    Mgmt    For    For
Amazon.com, Inc.    AMZN    05/26/2021    023135106    1f    Elect Director Indra K. Nooyi    Mgmt    For    For
Amazon.com, Inc.    AMZN    05/26/2021    023135106    1g    Elect Director Jonathan J. Rubinstein    Mgmt    For    For
Amazon.com, Inc.    AMZN    05/26/2021    023135106    1h    Elect Director Thomas O. Ryder    Mgmt    For    For
Amazon.com, Inc.    AMZN    05/26/2021    023135106    1i    Elect Director Patricia Q. Stonesifer    Mgmt    For    For
Amazon.com, Inc.    AMZN    05/26/2021    023135106    1j    Elect Director Wendell P. Weeks    Mgmt    For    For
Amazon.com, Inc.    AMZN    05/26/2021    023135106    2    Ratify Ernst & Young LLP as Auditor    Mgmt    For    For

Amazon.com, Inc.    AMZN    05/26/2021    023135106    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For
Amazon.com, Inc.    AMZN    05/26/2021    023135106    4    Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations    SH    Against    Against
Amazon.com, Inc.    AMZN    05/26/2021    023135106    5    Require Independent Board Chair    SH    Against    Against
Amazon.com, Inc.    AMZN    05/26/2021    023135106    6    Report on Gender/Racial Pay Gap    SH    Against    Against
Amazon.com, Inc.    AMZN    05/26/2021    023135106    7    Report on Promotion Data    SH    Against    Against
Amazon.com, Inc.    AMZN    05/26/2021    023135106    8    Report on the Impacts of Plastic Packaging    SH    Against    Against
Amazon.com, Inc.    AMZN    05/26/2021    023135106    9    Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit    SH    Against    Against
Amazon.com, Inc.    AMZN    05/26/2021    023135106    10    Adopt a Policy to Include Hourly Employees as Director Candidates    SH    Against    Against
Amazon.com, Inc.    AMZN    05/26/2021    023135106    11    Report on Board Oversight of Risks Related to Anti-Competitive Practices    SH    Against    Against
Amazon.com, Inc.    AMZN    05/26/2021    023135106    12    Reduce Ownership Threshold for Shareholders to Call Special Meeting    SH    Against    Against
Amazon.com, Inc.    AMZN    05/26/2021    023135106    13    Report on Lobbying Payments and Policy    SH    Against    Against
Amazon.com, Inc.    AMZN    05/26/2021    023135106    14    Report on Potential Human Rights Impacts of Customers’ Use of Rekognition    SH    Against    Against
Facebook, Inc.    FB    05/26/2021    30303M102    1.1    Elect Director Peggy Alford    Mgmt    For    For
Facebook, Inc.    FB    05/26/2021    30303M102    1.2    Elect Director Marc L. Andreessen    Mgmt    For    For
Facebook, Inc.    FB    05/26/2021    30303M102    1.3    Elect Director Andrew W. Houston    Mgmt    For    For
Facebook, Inc.    FB    05/26/2021    30303M102    1.4    Elect Director Nancy Killefer    Mgmt    For    For
Facebook, Inc.    FB    05/26/2021    30303M102    1.5    Elect Director Robert M. Kimmitt    Mgmt    For    For
Facebook, Inc.    FB    05/26/2021    30303M102    1.6    Elect Director Sheryl K. Sandberg    Mgmt    For    For
Facebook, Inc.    FB    05/26/2021    30303M102    1.7    Elect Director Peter A. Thiel    Mgmt    For    For
Facebook, Inc.    FB    05/26/2021    30303M102    1.8    Elect Director Tracey T. Travis    Mgmt    For    For
Facebook, Inc.    FB    05/26/2021    30303M102    1.9    Elect Director Mark Zuckerberg    Mgmt    For    For
Facebook, Inc.    FB    05/26/2021    30303M102    2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For
Facebook, Inc.    FB    05/26/2021    30303M102    3    Amend Non-Employee Director Compensation Policy    Mgmt    For    For
Facebook, Inc.    FB    05/26/2021    30303M102    4    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For
Facebook, Inc.    FB    05/26/2021    30303M102    5    Require Independent Board Chair    SH    Against    Against
Facebook, Inc.    FB    05/26/2021    30303M102    6    Report on Online Child Sexual Exploitation    SH    Against    For
Facebook, Inc.    FB    05/26/2021    30303M102    7    Require Independent Director Nominee with Human and/or Civil Rights Experience    SH    Against    Against
Facebook, Inc.    FB    05/26/2021    30303M102    8    Report on Platform Misuse    SH    Against    Against
Facebook, Inc.    FB    05/26/2021    30303M102    9    Amend Certificate of Incorporation to Become a Public Benefit Corporation    SH    Against    Against
Illumina, Inc.    ILMN    05/26/2021    452327109    1A    Elect Director Caroline D. Dorsa    Mgmt    For    For
Illumina, Inc.    ILMN    05/26/2021    452327109    1B    Elect Director Robert S. Epstein    Mgmt    For    For
Illumina, Inc.    ILMN    05/26/2021    452327109    1C    Elect Director Scott Gottlieb    Mgmt    For    For
Illumina, Inc.    ILMN    05/26/2021    452327109    1D    Elect Director Gary S. Guthart    Mgmt    For    For
Illumina, Inc.    ILMN    05/26/2021    452327109    1E    Elect Director Philip W. Schiller    Mgmt    For    For
Illumina, Inc.    ILMN    05/26/2021    452327109    1F    Elect Director John W. Thompson    Mgmt    For    For
Illumina, Inc.    ILMN    05/26/2021    452327109    2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For
Illumina, Inc.    ILMN    05/26/2021    452327109    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For
Netflix, Inc.    NFLX    06/03/2021    64110L106    1a    Elect Director Richard N. Barton    Mgmt    For    For
Netflix, Inc.    NFLX    06/03/2021    64110L106    1b    Elect Director Rodolphe Belmer    Mgmt    For    For
Netflix, Inc.    NFLX    06/03/2021    64110L106    1c    Elect Director Bradford L. Smith    Mgmt    For    For
Netflix, Inc.    NFLX    06/03/2021    64110L106    1d    Elect Director Anne M. Sweeney    Mgmt    For    For
Netflix, Inc.    NFLX    06/03/2021    64110L106    2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For
Netflix, Inc.    NFLX    06/03/2021    64110L106    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For
Netflix, Inc.    NFLX    06/03/2021    64110L106    4    Report on Political Contributions    SH    Against    For
Netflix, Inc.    NFLX    06/03/2021    64110L106    5    Adopt Simple Majority Vote    SH    Against    For
Netflix, Inc.    NFLX    06/03/2021    64110L106    6    Improve the Executive Compensation Philosophy    SH    Against    Against
ServiceNow, Inc.    NOW    06/07/2021    81762P102    1a    Elect Director Susan L. Bostrom    Mgmt    For    For
ServiceNow, Inc.    NOW    06/07/2021    81762P102    1b    Elect Director Jonathan C. Chadwick    Mgmt    For    For
ServiceNow, Inc.    NOW    06/07/2021    81762P102    1c    Elect Director Lawrence J. Jackson, Jr.    Mgmt    For    For
ServiceNow, Inc.    NOW    06/07/2021    81762P102    1d    Elect Director Frederic B. Luddy    Mgmt    For    For
ServiceNow, Inc.    NOW    06/07/2021    81762P102    1e    Elect Director Jeffrey A. Miller    Mgmt    For    For
ServiceNow, Inc.    NOW    06/07/2021    81762P102    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For
ServiceNow, Inc.    NOW    06/07/2021    81762P102    3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For
ServiceNow, Inc.    NOW    06/07/2021    81762P102    4    Provide Right to Call Special Meeting    Mgmt    For    For
ServiceNow, Inc.    NOW    06/07/2021    81762P102    5    Approve Omnibus Stock Plan    Mgmt    For    For
ServiceNow, Inc.    NOW    06/07/2021    81762P102    6    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For
Square, Inc.    SQ    06/15/2021    852234103    1.1    Elect Director Randy Garutti    Mgmt    For    For
Square, Inc.    SQ    06/15/2021    852234103    1.2    Elect Director Mary Meeker    Mgmt    For    For
Square, Inc.    SQ    06/15/2021    852234103    1.3    Elect Director Lawrence Summers    Mgmt    For    For
Square, Inc.    SQ    06/15/2021    852234103    1.4    Elect Director Darren Walker    Mgmt    For    For
Square, Inc.    SQ    06/15/2021    852234103    2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For
Square, Inc.    SQ    06/15/2021    852234103    3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For
Square, Inc.    SQ    06/15/2021    852234103    4    Require Independent Board Chair    SH    Against    Against
Square, Inc.    SQ    06/15/2021    852234103    5    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For
Twilio Inc.    TWLO    06/16/2021    90138F102    1.1    Elect Director Jeff Lawson    Mgmt    For    For
Twilio Inc.    TWLO    06/16/2021    90138F102    1.2    Elect Director Byron Deeter    Mgmt    For    For
Twilio Inc.    TWLO    06/16/2021    90138F102    1.3    Elect Director Jeffrey Epstein    Mgmt    For    For
Twilio Inc.    TWLO    06/16/2021    90138F102    2    Ratify KPMG LLP as Auditors    Mgmt    For    For
Twilio Inc.    TWLO    06/16/2021    90138F102    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For

Company Name    Ticker   

Provider

Security ID

    Meeting Date    Proponent   

Proposal

Number

    Proposal Text    Management
Recommendation		   

Vote

Instruction

    Voted   

Vote Against

Management

Palo Alto Networks, Inc.    PANW    697435105    09-Dec-20    Management    1a    Elect Director Nikesh Arora    For    For    Yes    No
Palo Alto Networks, Inc.    PANW    697435105    09-Dec-20    Management    1b    Elect Director Carl Eschenbach    For    Withhold    Yes    Yes
Palo Alto Networks, Inc.    PANW    697435105    09-Dec-20    Management    1c    Elect Director Lorraine Twohill    For    Withhold    Yes    Yes
Palo Alto Networks, Inc.    PANW    697435105    09-Dec-20    Management    2    Ratify Ernst & Young LLP as Auditors    For    For    Yes    No
Palo Alto Networks, Inc.    PANW    697435105    09-Dec-20    Management    3    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes    Yes

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021

PartnerSelect International Fund

Company Name   Ticker  

Provider

Security ID

  

Meeting

Date

   Proponent  

Proposal

Number

   Proposal Text   Management
Recommendation		   Voted   Vote
Against
Management
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.1   Elect Director Arthur L. Regan   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.2   Elect Director James G. Dolphin   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.3   Elect Director Kathleen C. Haines   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.4   Elect Director Kevin Mahony   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.5   Elect Director Christoph Majeske   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.6   Elect Director Basil G. Mavroleon   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.7   Elect Director Jason Scheir   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.8   Elect Director Bao D. Truong   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   2   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   3   Establish Range For Board Size   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.1   Elect Director Arthur L. Regan   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.2   Elect Director James G. Dolphin   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.3   Elect Director Kathleen C. Haines   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.4   Elect Director Kevin Mahony   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.5   Elect Director Christoph Majeske   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.6   Elect Director Basil G. Mavroleon   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.7   Elect Director Jason Scheir   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   1.8   Elect Director Bao D. Truong   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   2   Ratify Deloitte & Touche LLP as Auditors   For   Yes   No
Genco Shipping & Trading Limited   GNK   Y2685T131   15-Jul-20   Management   3   Establish Range For Board Size   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   1.1   Approve Consolidated and Standalone Financial Statements   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   1.2   Approve Non-Financial Information Statement   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   1.3   Approve Discharge of Board   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   2   Approve Treatment of Net Loss   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   3.1   Reelect Norman R. Sorensen Valdez as Director   For   Yes   Yes
Codere SA   CDR   E3613T120   24-Jul-20   Management   3.2   Reelect Matthew Turner as Director   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   3.3   Reelect David Reganato as Director   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   3.4   Reelect Timothy Lavelle as Director   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   3.5   Reelect Manuel Martinez-Fidalgo Vazquez as Director   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   3.6   Reelect Masampe SL as Director   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   4.1   Approve Capital Reduction by Decrease in Par Value   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   4.2   Amend Article 5 to Reflect Changes in Capital   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   4.3   Authorize Board to Ratify and Execute Approved Resolutions Re: Capital Reduction   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   5   Amend Article 24 Re: Liability Insurance   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   6   Approve Annual Maximum Remuneration   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   7   Amend Remuneration Policy   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   8   Authorize Share Repurchase Program   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   9   Authorize Company to Call EGM with 15 Days’ Notice   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   10   Authorize Board to Ratify and Execute Approved Resolutions   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   11   Advisory Vote on Remuneration Report   For   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Management   12   Receive Amendments to Board of Directors Regulations     Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Share Holder   13   Dismiss Norman R. Sorensen Valdez as Director   Against   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Share Holder   14   Dismiss Matthew Turner as Director   Against   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Share Holder   15   Dismiss Timothy Lavelle as Director   Against   Yes   No
Codere SA   CDR   E3613T120   24-Jul-20   Share Holder   16   Elect Jose Antonio Martinez Sampedro as Director   Against   Yes   No

Codere SA   CDR   E3613T120   24-Jul-20   Share Holder   17   Elect Luis Javier Martinez Sampedro as Director   Against   Yes   No
Codere SA   CDR   E3613T120   30-Jul-20   Management   1   Approve Pledging of Assets for Debt   For   Yes   No
Codere SA   CDR   E3613T120   30-Jul-20   Management   2   Authorize Board to Ratify and Execute Approved Resolutions   For   Yes   No
Frontline Ltd.   FRO   G3682E192   31-Aug-20   Management   1   Fix Number of Directors   For   Yes   No
Frontline Ltd.   FRO   G3682E192   31-Aug-20   Management   2   Authorize Board to Fill Vacancies   For   Yes   No
Frontline Ltd.   FRO   G3682E192   31-Aug-20   Management   3   Elect Director John Fredriksen   For   Yes   No
Frontline Ltd.   FRO   G3682E192   31-Aug-20   Management   4   Elect Director James O’Shaughnessy   For   Yes   No
Frontline Ltd.   FRO   G3682E192   31-Aug-20   Management   5   Elect Director Ola Lorentzon   For   Yes   No
Frontline Ltd.   FRO   G3682E192   31-Aug-20   Management   6   Elect Director Tor Svelland   For   Yes   No
Frontline Ltd.   FRO   G3682E192   31-Aug-20   Management   7   Approve PricewaterhouseCoopers AS of Oslo, Norway as Auditors and Authorize Board to Fix Their Remuneration   For   Yes   No
Frontline Ltd.   FRO   G3682E192   31-Aug-20   Management   8   Approve Remuneration of Directors   For   Yes   No
Telia Co. AB   TELIA   W95890104   02-Dec-20   Management   1   Elect Chairman of Meeting   For   No   No
Telia Co. AB   TELIA   W95890104   02-Dec-20   Management   2   Approve Agenda of Meeting   For   No   No
Telia Co. AB   TELIA   W95890104   02-Dec-20   Management   3.1   Designate Jan Andersson as Inspector of Minutes of Meeting   For   No   No
Telia Co. AB   TELIA   W95890104   02-Dec-20   Management   3.2   Designate Javiera Ragnartz as Inspector of Minutes of Meeting   For   No   No
Telia Co. AB   TELIA   W95890104   02-Dec-20   Management   4   Prepare and Approve List of Shareholders   For   No   No
Telia Co. AB   TELIA   W95890104   02-Dec-20   Management   5   Acknowledge Proper Convening of Meeting   For   No   No
Telia Co. AB   TELIA   W95890104   02-Dec-20   Management   6   Approve Special Dividends of SEK 0.65 Per Share   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   21-Jan-21   Management   1   Open Meeting     No   No
Modern Times Group MTG AB   MTG.B   W56523116   21-Jan-21   Management   2   Elect Chairman of Meeting   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   21-Jan-21   Management   3   Designate Inspector(s) of Minutes of Meeting   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   21-Jan-21   Management   4   Prepare and Approve List of Shareholders   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   21-Jan-21   Management   5   Approve Agenda of Meeting   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   21-Jan-21   Management   6   Acknowledge Proper Convening of Meeting   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   21-Jan-21   Management   7   Approve Creation of Pool of Capital with Preemptive Rights   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   21-Jan-21   Management   8   Approve Issuance of up to 10 Percent of Share Capital without Preemptive Rights   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   21-Jan-21   Management   9   Approve Transaction with Related Parties; Approve Issuance of Shares for Private Placement for Certain Sellers of Hutch Games   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   21-Jan-21   Management   10   Approve Transaction with Related Parties; Approve Issuance of Shares in Subsidiary NyaEsportholdingbolaget to Minority Shareholders of ESL Gaming   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   21-Jan-21   Management   11   Approve Performance Share Matching Plan LTI 2021   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   21-Jan-21   Management   12   Approve Equity Plan Financing   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   21-Jan-21   Management   13   Close Meeting     No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   25-Jan-21   Management   1   Open Meeting     No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   25-Jan-21   Management   2   Elect Chairman of Meeting   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   25-Jan-21   Management   3   Prepare and Approve List of Shareholders   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   25-Jan-21   Management   4   Approve Agenda of Meeting   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   25-Jan-21   Management   5   Designate Inspector(s) of Minutes of Meeting   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   25-Jan-21   Management   6   Acknowledge Proper Convening of Meeting   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   25-Jan-21   Management   7   Approve Issuance of Class B Shares up to 20 Percent of Total Number of Issued Shares without Preemptive Rights   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   25-Jan-21   Management   8   Close Meeting     No   No
Vivendi SA   VIV   F97982106   29-Mar-21   Management   1   Amend Article 20 of Bylaws Re: Allocation of Income and Dividends   For   Yes   No
Vivendi SA   VIV   F97982106   29-Mar-21   Management   2   Authorize Filing of Required Documents/Other Formalities   For   Yes   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   1   Elect Chairman of Meeting   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   2   Approve Agenda of Meeting   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   3   Designate Inspector(s) of Minutes of Meeting   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   4   Prepare and Approve List of Shareholders   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   5   Acknowledge Proper Convening of Meeting   For   No   No

Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   6   Receive Financial Statements and Statutory Reports     No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   7   Accept Financial Statements and Statutory Reports   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   8   Approve Allocation of Income and Dividends of SEK 2.00 Per Share   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.1   Approve Discharge of Ingrid Bonde   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.2   Approve Discharge of Rickard Gustafson   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.3   Approve Discharge of Lars-Johan Jarnheimer   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.4   Approve Discharge of Jeanette Jager   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.5   Approve Discharge of Olli-Pekka Kallasvuo   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.6   Approve Discharge of Nina Linander   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.7   Approve Discharge of Jimmy Maymann   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.8   Approve Discharge of Anna Settman   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.9   Approve Discharge of Olaf Swantee   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.10   Approve Discharge of Martin Tiveus   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.11   Approve Discharge of Agneta Ahlstrom   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.12   Approve Discharge of Stefan Carlsson   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.13   Approve Discharge of Hans Gustavsson   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.14   Approve Discharge of Martin Saaf   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.15   Approve Discharge of Allison Kirkby   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   9.16   Approve Discharge of Christian Luiga   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   10   Approve Remuneration Report   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   11   Determine Number of Directors (8) and Deputy Directors (0) of Board   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   12   Approve Remuneration of Directors in the Amount of SEK 1.9 Million to Chair, SEK 900,000 to Vice Chair and SEK 640,000 to Other Directors; Approve Remuneration for Committee Work   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   13.1   Reelect Ingrid Bonde as Director   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   13.2   Elect Luisa Delgado as New Director   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   13.3   Reelect Rickard Gustafson as Director   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   13.4   Reelect Lars-Johan Jarnheimer as Director   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   13.5   Reelect Jeanette Jager as Director   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   13.6   Reelect Nina Linander as Director   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   13.7   Reelect Jimmy Maymann as Director   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   13.8   Reelect Martin Tiveus as Director   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   14.1   Reelect Lars-Johan Jarnheimer as Board Chair   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   14.2   Elect Ingrid Bonde as Vice Chair   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   15   Determine Number of Auditors (1) and Deputy Auditors (0)   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   16   Approve Remuneration of Auditors   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   17   Ratify Deloitte as Auditors   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   18   Approve Nominating Committee Procedures   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   19   Authorize Share Repurchase Program and Reissuance of Repurchased Shares   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   20.a   Approve Performance Share Program 2021/2024 for Key Employees   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Management   20.b   Approve Equity Plan Financing Through Transfer of Shares   For   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Share Holder   21   Approve 1:3 Reverse Stock Split   Against   No   No
Telia Co. AB   TELIA   W95890104   12-Apr-21   Share Holder   22   Company Shall Review its Routines around that Letters Shall be Answered within Two Months from the Date of Receipt   Against   No   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   1   Receive Directors’ and Auditors’ Reports (Non-Voting)     Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   2   Adopt Financial Statements   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   3   Approve Allocation of Income and Dividends of EUR 0.18 per Share   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   4   Approve Remuneration Report   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   5   Approve Remuneration Policy   For   Yes   No

Fagron NV   FAGR   B3921R108   10-May-21   Management   6   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)     Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   7   Approve Discharge of Directors   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   8   Approve Discharge of Auditors   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   9   Discussion on Company’s Corporate Governance Structure     Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   10   Approve Change-of-Control Clause Re: Subscription Rights Plan 2020   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   11   Approve Remuneration of Non-Executive Directors   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   12   Approve Auditors’ Remuneration   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   13   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   14   Transact Other Business     Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   1   Amend Articles Re: Companies and Associations Code   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   2   Receive Special Board Report Re: Renewal of Authorized Capital     Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   3   Renew Authorization to Increase Share Capital within the Framework of Authorized Capital   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   4   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   1   Receive Directors’ and Auditors’ Reports (Non-Voting)     Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   2   Adopt Financial Statements   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   3   Approve Allocation of Income and Dividends of EUR 0.18 per Share   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   4   Approve Remuneration Report   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   5   Approve Remuneration Policy   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   6   Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)     Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   7   Approve Discharge of Directors   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   8   Approve Discharge of Auditors   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   9   Discussion on Company’s Corporate Governance Structure     Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   10   Approve Change-of-Control Clause Re: Subscription Rights Plan 2020   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   11   Approve Remuneration of Non-Executive Directors   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   12   Approve Auditors’ Remuneration   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   13   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   14   Transact Other Business     Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   1   Amend Articles Re: Companies and Associations Code   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   2   Receive Special Board Report Re: Renewal of Authorized Capital     Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   3   Renew Authorization to Increase Share Capital within the Framework of Authorized Capital   For   Yes   No
Fagron NV   FAGR   B3921R108   10-May-21   Management   4   Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry   For   Yes   No
Codere SA   CDR   E3613T120   11-May-21   Management   1   Ratify Execution of the Lock-Up Agreement Re: Refinancing of the Company   For   Yes   No
Codere SA   CDR   E3613T120   11-May-21   Management   2   Approve Amendment, Extension, Ratification of Granting of Guarantees Needed to Execute the Financing Transactions   For   Yes   No
Codere SA   CDR   E3613T120   11-May-21   Management   3   Ratify Appointment of and Elect Elena Monreal Alfageme as Director   For   Yes   No
Codere SA   CDR   E3613T120   11-May-21   Management   4   Authorize Board to Ratify and Execute Approved Resolutions   For   Yes   No
Codere SA   CDR   E3613T120   11-May-21   Management   5   Present Information on Certain Actions Undertaken by a Shareholder     Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   1   Elect Isabelle Boccon-Gibod as Director   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   2   Elect Christine Browne as Director   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   3   Elect Jean-Christophe Deslarzes as Director   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   4   Elect Jean-Philippe Puig as Director   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   5   Reelect Michiel Brandjes as Director   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   6   Reelect John Ormerod as Director   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   7   Reelect Werner Paschke as Director   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   8   Approve Financial Statements and Statutory Reports   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   9   Approve Consolidated Financial Statements and Statutory Reports   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   10   Approve Discharge of Directors, CEO and Auditors   For   Yes   No

Constellium SE   CSTM   F21107101   11-May-21   Management   11   Approve Allocation of Income and Absence of Dividends   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   12   Approve Termination Package of Jean-Marc Germain, CEO   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   13   Approval of the Overall Envelope of Annual Fixed Fees Granted to the Directors   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1,399,833.46   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   15   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1,399,833.46   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   16   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 559,933.38   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   17   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 14-16   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   18   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   19   Authorize up to 6,800,000 Shares of Issued Capital for Use in Restricted Stock Plans   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   20   Amend Article 12.1 of Bylaws Re: Employee Representatives   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   21   Amend Article 20.2 of Bylaws Re: Proxy Cards   For   Yes   No
Constellium SE   CSTM   F21107101   11-May-21   Management   22   Authorize Filing of Required Documents/Other Formalities   For   Yes   No
Atlantic Sapphire ASA   ASA   R07217103   12-May-21   Management   1   Open Meeting; Registration of Attending Shareholders and Proxies     Yes   No
Atlantic Sapphire ASA   ASA   R07217103   12-May-21   Management   2   Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting   For   Yes   No
Atlantic Sapphire ASA   ASA   R07217103   12-May-21   Management   3   Approve Notice of Meeting and Agenda   For   Yes   No
Atlantic Sapphire ASA   ASA   R07217103   12-May-21   Management   4   Accept Financial Statements and Statutory Reports   For   Yes   No
Atlantic Sapphire ASA   ASA   R07217103   12-May-21   Management   5   Approve Remuneration of Directors in the Amount of USD 50,000 for Each Director; Approve Meeting Fees; Approve Remuneration of Nominating Committee   For   Yes   No
Atlantic Sapphire ASA   ASA   R07217103   12-May-21   Management   6   Approve Remuneration of Auditors   For   Yes   No
Atlantic Sapphire ASA   ASA   R07217103   12-May-21   Management   7   Reelect Andre Skarbo and Patrice Flanagan as Directors   For   Yes   No
Atlantic Sapphire ASA   ASA   R07217103   12-May-21   Management   8   Approve Remuneration Policy And Other Terms of Employment For Executive Management   For   Yes   No
Atlantic Sapphire ASA   ASA   R07217103   12-May-21   Management   9   Approve Company’s Corporate Governance Statement (Advisory Vote)   For   Yes   No
Atlantic Sapphire ASA   ASA   R07217103   12-May-21   Management   10   Approve Grant of Share Options to Johan Andreassen   For   Yes   No
Atlantic Sapphire ASA   ASA   R07217103   12-May-21   Management   11   Approve Creation of NOK 1.6 Million Pool of Capital without Preemptive Rights   For   Yes   No
Atlantic Sapphire ASA   ASA   R07217103   12-May-21   Management   12   Approve Equity Plan Financing   For   Yes   No

Atlantic Sapphire ASA   ASA   R07217103   12-May-21   Management   13   Authorize Issuance of Convertible Loans without Preemptive Rights up to Aggregate Nominal Amount of USD 150 Million   For   Yes   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   1   Elect Chairman of Meeting   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   2   Prepare and Approve List of Shareholders   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   3   Approve Agenda of Meeting   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   4   Designate Inspector(s) of Minutes of Meeting   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   5   Acknowledge Proper Convening of Meeting   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   6   Receive Financial Statements and Statutory Reports     No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   7   Accept Financial Statements and Statutory Reports   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   8   Approve Allocation of Income and Omission of Dividends   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   9a   Approve Discharge of Chris Carvalho   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   9b   Approve Discharge of David Chance   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   9c   Approve Discharge of Simon Duffy   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   9d   Approve Discharge of Gerhard Florin   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   9e   Approve Discharge of Dawn Hudson   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   9f   Approve Discharge of Marjorie Lao   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   9g   Approve Discharge of Natalie Tydeman   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   9h   Approve Discharge of Donata Hopfen   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   9i   Approve Discharge of Maria Redin   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   9j   Approve Discharge of Jorgen Madsen Lindemann   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   10   Approve Remuneration Report   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   11   Determine Number of Directors and Deputy Directors of Board   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   12   Approve Remuneration of Directors in the Amount of SEK 1.6 Million for Chairman and SEK 550,000 for Other Directors; Approve Remuneration for Committee Work   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   13   Approve Remuneration of Auditors   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   14a   Reelect Chris Carvalho as Director   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   14b   Reelect Simon Duffy as Director   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   14c   Reelect Gerhard Florin as Director   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   14d   Reelect Dawn Hudson as Director   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   14e   Reelect Marjorie Lao as Director   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   14f   Reelect Natalie Tydeman as Director   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   14g   Elect Simon Leung as New Director   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   15   Elect Simon Duffy as New Board Chairman   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   16   Determine Number of Auditors; Ratify KPMG as Auditors   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   17   Approve Remuneration Policy And Other Terms of Employment For Executive Management   For   No   No
Modern Times Group MTG AB   MTG.B   W56523116   18-May-21   Management   18   Approve Issuance of Class B Shares up to 15 Percent of Issued Shares without Preemptive Rights   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   1   Elect Chairman of Meeting   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   2   Prepare and Approve List of Shareholders   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   3   Approve Agenda of Meeting   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   4   Designate Inspector(s) of Minutes of Meeting   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   5   Acknowledge Proper Convening of Meeting   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   6   Receive Financial Statements and Statutory Reports     No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   7   Accept Financial Statements and Statutory Reports   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   8   Approve Allocation of Income and Omission of Dividends   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   9.1   Approve Discharge of Board Member Anders Borg   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   9.2   Approve Discharge of Board Chairman David Chance   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   9.3   Approve Discharge of Former Board Member Henrik Clausen   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   9.4   Approve Discharge of Board Member Simon Duffy   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   9.5   Approve Discharge of Board Member Pernille Erenbjerg   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   9.6   Approve Discharge of Board Member Kristina Schauman   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   9.7   Approve Discharge of Board Member Natalie Tydeman   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   9.8   Approve Discharge of CEO Anders Jensen   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   10   Approve Remuneration Report   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   11   Determine Number of Members (6) and Deputy Members (0) of Board   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   12   Approve Remuneration of Directors in the Aggregate Amount of SEK 4.9 Million; Approve Remuneration of Auditors   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   13a   Reelect Anders Borg as Director   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   13b   Reelectas Simon Duffy Director   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   13c   Reelect Pernille Erenbjerg as Director   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   13d   Reelect Kristina Schauman as Director   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   13e   Reelect Natalie Tydeman as Director   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   13f   Elect Andrew House as New Director   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   14   Elect Pernille Erenbjerg as Board Chairman   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   15   Determine Number of Auditors (1) and Deputy Auditors (0); Ratify KPMG as Auditors   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   16   Authorize Share Repurchase Program   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   17a   Approve Performance Share Plan LTIP 2021 for Key Employees   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   17b   Approve Equity Plan Financing Through Issuance of Class C Shares   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   17c   Approve Equity Plan Financing Through Repurchase of Class C Shares   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   17d   Approve Equity Plan Financing Through Transfer of Class B Shares   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   17e   Approve Equity Swap Agreement as Alternative Equity Plan Financing   For   No   No
Nordic Entertainment Group AB   NENT.B   W5806J108   19-May-21   Management   18   Amend Articles Re: Auditors   For   No   No

LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   1   Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)     Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   2   Approve Allocation of Income and Dividends of EUR 0.10 per Share   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   3   Approve Discharge of Management Board for Fiscal Year 2020   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   4   Approve Discharge of Supervisory Board for Fiscal Year 2020   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   5.1   Approve Increase in Size of Board to Four Members   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   5.2   Amend Articles Re: Majority Requirement for Passing Supervisory Board Resolutions   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   6.1   Elect Jean-Michel Richard to the Supervisory Board   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   6.2   Elect Julia Kranenberg to the Supervisory Board   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   7   Approve Remuneration Policy   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   8   Approve Remuneration of Supervisory Board   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   9   Ratify KPMG AG as Auditors for Fiscal Year 2021   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   10   Approve Creation of EUR 4.9 Million Pool of Capital with Partial Exclusion of Preemptive Rights   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   11   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 4.9 Million Pool of Capital to Guarantee Conversion Rights   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   12.1   Amend Articles Re: Management Board Composition   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   12.2   Amend Articles Re: Legal Representation of the Company   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   12.3   Amend Articles Re: Supervisory Board Meetings   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   12.4   Amend Articles Re: Supervisory Board Resolutions   For   Yes   No
LPKF Laser & Electronics AG   LPK   D5075P109   20-May-21   Management   12.5   Amend Articles Re: AGM Chairman   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   1   Approve Financial Statements and Discharge Directors   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   2   Approve Consolidated Financial Statements and Statutory Reports   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   3   Approve Allocation of Income and Dividends of EUR 0.06 per Share   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   4   Approve Auditors’ Special Report on Related-Party Transactions   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   5   Reelect Dominique Heriard Dubreuil as Director   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   6   Reelect Alexandre Picciotto as Director   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   7   Authorize Repurchase of Up to 9.88 Percent of Issued Share Capital   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   8   Approve Compensation Report   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   9   Approve Compensation of Cyrille Bollore, Chairman and CEO   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   10   Approve Remuneration Policy of Directors   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   11   Approve Remuneration Policy of Chairman and CEO   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   13   Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   14   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   15   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   16   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   For   Yes   No
Bollore SA   BOL   F10659260   26-May-21   Management   17   Authorize Filing of Required Documents/Other Formalities   For   Yes   No
Frontline Ltd.   FRO   G3682E192   26-May-21   Management   1   Fix Number of Directors at Eight   For   Yes   No
Frontline Ltd.   FRO   G3682E192   26-May-21   Management   2   Authorize Board to Fill Vacancies   For   Yes   No
Frontline Ltd.   FRO   G3682E192   26-May-21   Management   3   Elect Director John Fredriksen   For   Yes   No
Frontline Ltd.   FRO   G3682E192   26-May-21   Management   4   Elect Director James O’Shaughnessy   For   Yes   No
Frontline Ltd.   FRO   G3682E192   26-May-21   Management   5   Elect Director Ola Lorentzon   For   Yes   No
Frontline Ltd.   FRO   G3682E192   26-May-21   Management   6   Elect Director Tor Svelland   For   Yes   No
Frontline Ltd.   FRO   G3682E192   26-May-21   Management   7   Approve PricewaterhouseCoopers AS of Oslo, Norway as Auditors and Authorize Board to Fix Their Remuneration   For   Yes   No
Frontline Ltd.   FRO   G3682E192   26-May-21   Management   8   Approve Remuneration of Directors   For   Yes   No
EXOR NV   EXO   N3140A107   27-May-21   Management   2.b   Approve Remuneration Report   For   Yes   No
EXOR NV   EXO   N3140A107   27-May-21   Management   2.c   Adopt Financial Statements   For   Yes   No
EXOR NV   EXO   N3140A107   27-May-21   Management   2.e   Approve Dividends of EUR 0.43 Per Share   For   Yes   No

EXOR NV   EXO   N3140A107   27-May-21   Management   3.a   Ratify Ernst & Young Accountants LLP as Auditors   For   Yes   No
EXOR NV   EXO   N3140A107   27-May-21   Management   4.a   Approve Discharge of Executive Directors   For   Yes   No
EXOR NV   EXO   N3140A107   27-May-21   Management   4.b   Approve Discharge of Non-Executive Directors   For   Yes   No
EXOR NV   EXO   N3140A107   27-May-21   Management   5   Elect Ajaypal Banga as Non-Executive Director   For   Yes   No
EXOR NV   EXO   N3140A107   27-May-21   Management   6.a   Authorize Repurchase of Shares   For   Yes   No
EXOR NV   EXO   N3140A107   27-May-21   Management   6.b   Approve Cancellation of Repurchased Shares   For   Yes   No
EXOR NV   EXO   N3140A107   27-May-21   Management   6.c   Grant Board Authority to Issue Shares   For   Yes   No
EXOR NV   EXO   N3140A107   27-May-21   Management   6.d   Authorize Board to Exclude Preemptive Rights from Share Issuances   For   Yes   No
EXOR NV   EXO   N3140A107   27-May-21   Management   6.e   Grant Board Authority to Issue Special Voting Shares A without Preemptive Rights   For   Yes   No
S&T AG   SANT   A6627D100   08-Jun-21   Management   1   Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)     Yes   No
S&T AG   SANT   A6627D100   08-Jun-21   Management   2   Approve Allocation of Income and Dividends of EUR 0.30 per Share   For   Yes   No
S&T AG   SANT   A6627D100   08-Jun-21   Management   3   Approve Discharge of Management Board for Fiscal Year 2020   For   Yes   No
S&T AG   SANT   A6627D100   08-Jun-21   Management   4   Approve Discharge of Supervisory Board for Fiscal Year 2020   For   Yes   No
S&T AG   SANT   A6627D100   08-Jun-21   Management   5   Ratify Ernst & Young as Auditors for Fiscal Year 2021   For   Yes   No
S&T AG   SANT   A6627D100   08-Jun-21   Management   6   Approve Remuneration Report   For   Yes   No
S&T AG   SANT   A6627D100   08-Jun-21   Management   7   Approve Remuneration Policy for Management Board   For   Yes   No
S&T AG   SANT   A6627D100   08-Jun-21   Management   8   Elect Yu-Mei Wu as Alternate Supervisory Board Member   For   Yes   No
S&T AG   SANT   A6627D100   08-Jun-21   Management   9.1   New/Amended Proposals from Shareholders   None   Yes   No
S&T AG   SANT   A6627D100   08-Jun-21   Management   9.2   New/Amended Proposals from Management and Supervisory Board   None   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   1   Approve Financial Statements and Statutory Reports   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   2   Approve Consolidated Financial Statements and Statutory Reports   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   3   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   4   Approve Allocation of Income and Dividends of EUR 0.60 per Share   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   5   Advisory Vote on Exceptional Distribution Project in kind of a Majority of the Capital of Universal Music Group N.V. to the Shareholders of Vivendi SE   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   6   Exceptional Distribution in kind of Shares of Universal Music Group N.V. to the Shareholders of Vivendi SE   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   7   Approve Compensation Report   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   8   Approve Compensation of Yannick Bollore, Chairman of the Supervisory Board   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   9   Approve Compensation of Arnaud de Puyfontaine, Chairman of the Management Board   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   10   Approve Compensation of Gilles Alix, Management Board Member   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   11   Approve Compensation of Cedric de Bailliencourt, Management Board Member   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   12   Approve Compensation of Frederic Crepin, Management Board Member   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   13   Approve Compensation of Simon Gillham, Management Board Member   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   14   Approve Compensation of Herve Philippe, Management Board Member   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   15   Approve Compensation of Stephane Roussel, Management Board Member   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   16   Approve Remuneration Policy of Supervisory Board Members and Chairman   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   17   Approve Remuneration Policy of Chairman of the Management Board   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   18   Approve Remuneration Policy of Management Board Members   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   19   Reelect Veronique Driot-Argentin as Supervisory Board Member   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   20   Reelect Sandrine Le Bihan as Representative of Employee Shareholders to the Board   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   21   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   22   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   23   Authorize Specific Buyback Program and Cancellation of Repurchased Share   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   24   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 655 Million   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   25   Authorize Capitalization of Reserves of Up to EUR 327,5 Million for Bonus Issue or Increase in Par Value   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   26   Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   27   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   28   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   29   Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries   For   Yes   No
Vivendi SE   VIV   F97982106   22-Jun-21   Management   30   Authorize Filing of Required Documents/Other Formalities   For   Yes   No

Company Name   Ticker  

Primary

CUSIP

  

Meeting

Date

   Proponent  

Proposal

Number

   Proposal Text   Management
Recommendation		  

Vote

Instruction

   Voted  

Vote Against

Management

Daimler AG   DAI   D1668R123   08-Jul-20   Management   1   Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)       Yes   No
Daimler AG   DAI   D1668R123   08-Jul-20   Management   2   Approve Allocation of Income and Dividends of EUR 0.90 per Share   For   For   Yes   No
Daimler AG   DAI   D1668R123   08-Jul-20   Management   3   Approve Discharge of Management Board for Fiscal 2019   For   For   Yes   No
Daimler AG   DAI   D1668R123   08-Jul-20   Management   4   Approve Discharge of Supervisory Board for Fiscal 2019   For   For   Yes   No
Daimler AG   DAI   D1668R123   08-Jul-20   Management   5.1   Ratify KPMG AG as Auditors for Fiscal 2020   For   For   Yes   No
Daimler AG   DAI   D1668R123   08-Jul-20   Management   5.2   Ratify KPMG AG as Auditors for the 2021 Interim Financial Statements Until the 2021 AGM   For   For   Yes   No
Daimler AG   DAI   D1668R123   08-Jul-20   Management   6   Approve Remuneration Policy   For   For   Yes   No
Daimler AG   DAI   D1668R123   08-Jul-20   Management   7   Elect Timotheus Hoettges to the Supervisory Board   For   For   Yes   No
Daimler AG   DAI   D1668R123   08-Jul-20   Management   8   Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   For   For   Yes   No
Daimler AG   DAI   D1668R123   08-Jul-20   Management   9   Authorize Use of Financial Derivatives when Repurchasing Shares   For   For   Yes   No
Daimler AG   DAI   D1668R123   08-Jul-20   Management   10   Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights   For   For   Yes   No
Daimler AG   DAI   D1668R123   08-Jul-20   Management   11.1   Amend Articles Re: AGM Video and Audio Transmission   For   For   Yes   No
Daimler AG   DAI   D1668R123   08-Jul-20   Management   11.2   Amend Articles Re: Electronic Participation of Shareholders   For   For   Yes   No
Daimler AG   DAI   D1668R123   08-Jul-20   Management   12.1   Amend Articles Re: Annulment of the Majority Requirement Clause for Passing Resolutions at General Meetings   For   For   Yes   No
Daimler AG   DAI   D1668R123   08-Jul-20   Management   12.2   Amend Articles Re: Majority Requirement for Passing Resolutions at General Meetings   For   For   Yes   No
Daimler AG   DAI   D1668R123   08-Jul-20   Management   13   Approve Affiliation Agreement with Mercedes-Benz Bank AG   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   1   Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2020   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   2   Approve Dividends for N Ordinary and A Ordinary Shares   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   3   Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   4.1   Elect Manisha Girotra as Director   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   4.2   Elect Ying Xu as Director   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   5.1   Re-elect Don Eriksson as Director   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   5.2   Re-elect Mark Sorour as Director   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   5.3   Re-elect Emilie Choi as Director   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   5.4   Re-elect Rachel Jafta as Director   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   6.1   Re-elect Don Eriksson as Member of the Audit Committee   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   6.2   Re-elect Rachel Jafta as Member of the Audit Committee   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   6.3   Elect Manisha Girotra as Member of the Audit Committee   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   6.4   Elect Steve Pacak as Member of the Audit Committee   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   7   Approve Remuneration Policy   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   8   Approve Implementation of the Remuneration Policy   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   9   Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   10   Approve Amendments to the Trust Deed constituting the MIH Services FZ LLC Share Trust and the Share Scheme envisaged by such Trust Deed   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   11   Approve Amendments to the Trust Deed constituting the MIH Holdings Share Trust and the Share Scheme envisaged by such Trust Deed   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   12   Approve Amendments to the Trust Deed constituting the Naspers Share Incentive Trust and the Share Scheme envisaged by such Trust Deed   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   13   Place Authorised but Unissued Shares under Control of Directors   For   Against   Yes   Yes
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   14   Authorise Board to Issue Shares for Cash   For   Against   Yes   Yes
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   15   Authorise Ratification of Approved Resolutions   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   1.1   Approve Fees of the Board Chairman   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   1.2   Approve Fees of the Board Member   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   1.3   Approve Fees of the Audit Committee Chairman   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   1.4   Approve Fees of the Audit Committee Member   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   1.5   Approve Fees of the Risk Committee Chairman   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   1.6   Approve Fees of the Risk Committee Member   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   1.7   Approve Fees of the Human Resources and Remuneration Committee Chairman   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   1.8   Approve Fees of the Human Resources and Remuneration Committee Member   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   1.9   Approve Fees of the Nomination Committee Chairman   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   1.10   Approve Fees of the Nomination Committee Member   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   1.11   Approve Fees of the Social, Ethics and Sustainability Committee Chairman   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   1.12   Approve Fees of the Social, Ethics and Sustainability Committee Member   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   1.13   Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   2   Approve Financial Assistance in Terms of Section 44 of the Companies Act   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   3   Approve Financial Assistance in Terms of Section 45 of the Companies Act   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   4   Authorise Repurchase of N Ordinary Shares   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   5   Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares   For   For   Yes   No
Naspers Ltd.   NPN   S53435103   21-Aug-20   Management   6   Authorise Repurchase of A Ordinary Shares   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   1   Accept Financial Statements and Statutory Reports   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   2   Approve Remuneration Report   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   3   Approve Final Dividend   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   4   Re-elect Paul Walker as Director   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   5   Re-elect Brendan Horgan as Director   For   For   Yes   No

Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   6   Re-elect Michael Pratt as Director   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   7   Re-elect Angus Cockburn as Director   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   8   Re-elect Lucinda Riches as Director   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   9   Re-elect Tanya Fratto as Director   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   10   Re-elect Lindsley Ruth as Director   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   11   Elect Jill Easterbrook as Director   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   12   Reappoint Deloitte LLP as Auditors   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   13   Authorise Board to Fix Remuneration of Auditors   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   14   Authorise Issue of Equity   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   15   Authorise Issue of Equity without Pre-emptive Rights   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   16   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   17   Authorise Market Purchase of Ordinary Shares   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   18   Authorise the Company to Call General Meeting with Two Weeks’ Notice   For   For   Yes   No
Ashtead Group Plc   AHT   G05320109   08-Sep-20   Management   19   Approve Reduction of Capital   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   1   Accept Financial Statements and Statutory Reports   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   2   Approve Allocation of Income and Dividends of CHF 1.00 per Registered A Share and CHF 0.10 per Registered B Share   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   3   Approve Creation of CHF 24.2 Million Pool of Conditional Capital to Cover Exercise of Warrants   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   4   Approve Discharge of Board and Senior Management   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.1   Reelect Johann Rupert as Director and Board Chairman   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.2   Reelect Josua Malherbe as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.3   Reelect Nikesh Arora as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.4   Reelect Nicolas Bos as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.5   Reelect Clay Brendish as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.6   Reelect Jean-Blaise Eckert as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.7   Reelect Burkhart Grund as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.8   Reelect Keyu Jin as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.9   Reelect Jerome Lambert as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.10   Reelect Ruggero Magnoni as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.11   Reelect Jeff Moss as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.12   Reelect Vesna Nevistic as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.13   Reelect Guillaume Pictet as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.14   Reelect Alan Quasha as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.15   Reelect Maria Ramos as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.16   Reelect Anton Rupert as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.17   Reelect Jan Rupert as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.18   Reelect Gary Saage as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.19   Reelect Cyrille Vigneron as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   5.20   Elect Wendy Luhabe as Director   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   6.1   Reappoint Clay Brendish as Member of the Compensation Committee   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   6.2   Reappoint Keyu Jin as Member of the Compensation Committee   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   6.3   Reappoint Guillaume Pictet as Member of the Compensation Committee   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   6.4   Reappoint Maria Ramos as Member of the Compensation Committee   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   7   Ratify PricewaterhouseCoopers SA as Auditors   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   8   Designate Etude Gampert Demierre Moreno as Independent Proxy   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   9.1   Approve Remuneration of Directors in the Amount of CHF 6.7 Million   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   9.2   Approve Fixed Remuneration of Executive Committee in the Amount of CHF 15.8 Million   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   9.3   Approve Variable Remuneration of Executive Committee in the Amount of CHF 38.3 Million   For   For   Yes   No
Compagnie Financiere Richemont SA   CFR   H25662182   09-Sep-20   Management   10   Transact Other Business (Voting)   For   Against   Yes   Yes
Ryanair Holdings Plc   RY4C   G7727C186   17-Sep-20   Management   1   Accept Financial Statements and Statutory Reports   For   For   Yes   No
Ryanair Holdings Plc   RY4C   G7727C186   17-Sep-20   Management   2   Approve Remuneration Report   For   For   Yes   No
Ryanair Holdings Plc   RY4C   G7727C186   17-Sep-20   Management   3a   Re-elect Stan McCarthy as Director   For   For   Yes   No
Ryanair Holdings Plc   RY4C   G7727C186   17-Sep-20   Management   3b   Re-elect Louise Phelan as Director   For   For   Yes   No
Ryanair Holdings Plc   RY4C   G7727C186   17-Sep-20   Management   3c   Re-elect Roisin Brennan as Director   For   For   Yes   No
Ryanair Holdings Plc   RY4C   G7727C186   17-Sep-20   Management   3d   Re-elect Michael Cawley as Director   For   For   Yes   No
Ryanair Holdings Plc   RY4C   G7727C186   17-Sep-20   Management   3e   Re-elect Emer Daly as Director   For   For   Yes   No
Ryanair Holdings Plc   RY4C   G7727C186   17-Sep-20   Management   3f   Re-elect Howard Millar as Director   For   For   Yes   No
Ryanair Holdings Plc   RY4C   G7727C186   17-Sep-20   Management   3g   Re-elect Dick Milliken as Director   For   For   Yes   No
Ryanair Holdings Plc   RY4C   G7727C186   17-Sep-20   Management   3h   Re-elect Michael O’Brien as Director   For   For   Yes   No
Ryanair Holdings Plc   RY4C   G7727C186   17-Sep-20   Management   3i   Re-elect Michael O’Leary as Director   For   For   Yes   No
Ryanair Holdings Plc   RY4C   G7727C186   17-Sep-20   Management   3j   Re-elect Julie O’Neill as Director   For   For   Yes   No
Ryanair Holdings Plc   RY4C   G7727C186   17-Sep-20   Management   4   Authorise Board to Fix Remuneration of Auditors   For   For   Yes   No
Ryanair Holdings Plc   RY4C   G7727C186   17-Sep-20   Management   5   Authorise Issue of Equity   For   For   Yes   No

Ryanair Holdings Plc    RY4C    G7727C186    17-Sep-20    Management    6    Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No
Ryanair Holdings Plc    RY4C    G7727C186    17-Sep-20    Management    7    Authorise Market Purchase and/or Overseas Market Purchase of Ordinary Shares    For    For    Yes    No
Compagnie Financiere Richemont SA    CFR    H25662182    17-Nov-20    Management    1    Approve Creation of CHF 24.2 Million Pool of Conditional Capital to Cover Exercise of Warrants    For    For    Yes    No
Compagnie Financiere Richemont SA    CFR    H25662182    17-Nov-20    Management    2    Transact Other Business (Voting)    For    Against    Yes    Yes
Credit Suisse Group AG    CSGN    H3698D419    27-Nov-20    Management    1    Approve Allocation of Income and Dividends of CHF 0.14 per Share    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    27-Nov-20    Management    2.1    Additional Voting Instructions—Shareholder Proposals (Voting)    Against    Against    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    27-Nov-20    Management    2.2    Additional Voting Instructions—Board of Directors Proposals (Voting)    For    Against    Yes    Yes
Ryanair Holdings Plc    RY4C    G7727C186    17-Dec-20    Management    1    Approve Migration of the Migrating Shares to Euroclear Bank’s Central Securities Depository    For    For    Yes    No
Ryanair Holdings Plc    RY4C    G7727C186    17-Dec-20    Management    2    Adopt New Articles of Association    For    For    Yes    No
Ryanair Holdings Plc    RY4C    G7727C186    17-Dec-20    Management    3    Authorise Company to Take All Actions to Implement the Migration    For    For    Yes    No
Incitec Pivot Limited    IPL    Q4887E101    18-Dec-20    Management    2a    Elect George Biltz as Director    For    For    Yes    No
Incitec Pivot Limited    IPL    Q4887E101    18-Dec-20    Management    2b    Elect Brian Kruger as Director    For    For    Yes    No
Incitec Pivot Limited    IPL    Q4887E101    18-Dec-20    Management    3    Approve Remuneration Report    For    For    Yes    No
Incitec Pivot Limited    IPL    Q4887E101    18-Dec-20    Management    4    Approve Grant of Performance Rights to Jeanne Johns    For    For    Yes    No
NAVER Corp.    035420    Y62579100    24-Mar-21    Management    1    Approve Financial Statements and Allocation of Income    For    For    Yes    No
NAVER Corp.    035420    Y62579100    24-Mar-21    Management    2.1    Amend Articles of Incorporation (Company Address)    For    For    Yes    No
NAVER Corp.    035420    Y62579100    24-Mar-21    Management    2.2    Amend Articles of Incorporation (Transfer Agent)    For    For    Yes    No
NAVER Corp.    035420    Y62579100    24-Mar-21    Management    2.3    Amend Articles of Incorporation (Register of Shareholders)    For    For    Yes    No
NAVER Corp.    035420    Y62579100    24-Mar-21    Management    2.4    Amend Articles of Incorporation (Register of Shareholders)    For    For    Yes    No
NAVER Corp.    035420    Y62579100    24-Mar-21    Management    2.5    Amend Articles of Incorporation (Directors’ Term of Office)    For    For    Yes    No
NAVER Corp.    035420    Y62579100    24-Mar-21    Management    3    Elect Choi In-hyuk as Inside Director    For    For    Yes    No
NAVER Corp.    035420    Y62579100    24-Mar-21    Management    4    Elect Lee In-moo as Outside Director to Serve as an Audit Committee Member    For    For    Yes    No
NAVER Corp.    035420    Y62579100    24-Mar-21    Management    5    Elect Lee Geon-hyeok as Outside Director    For    For    Yes    No
NAVER Corp.    035420    Y62579100    24-Mar-21    Management    6    Elect Lee Geon-hyeok as a Member of Audit Committee    For    For    Yes    No
NAVER Corp.    035420    Y62579100    24-Mar-21    Management    7    Approve Total Remuneration of Inside Directors and Outside Directors    For    For    Yes    No
NAVER Corp.    035420    Y62579100    24-Mar-21    Management    8    Approve Stock Option Grants    For    For    Yes    No
NAVER Corp.    035420    Y62579100    24-Mar-21    Management    9    Approve Stock Option Grants    For    For    Yes    No
Daimler AG    DAI    D1668R123    31-Mar-21    Management    1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)          Yes    No
Daimler AG    DAI    D1668R123    31-Mar-21    Management    2    Approve Allocation of Income and Dividends of EUR 1.35 per Share    For    For    Yes    No
Daimler AG    DAI    D1668R123    31-Mar-21    Management    3    Approve Discharge of Management Board for Fiscal Year 2020    For    For    Yes    No
Daimler AG    DAI    D1668R123    31-Mar-21    Management    4    Approve Discharge of Supervisory Board for Fiscal Year 2020    For    For    Yes    No
Daimler AG    DAI    D1668R123    31-Mar-21    Management    5.1    Ratify KPMG AG as Auditors for Fiscal Year 2021    For    For    Yes    No
Daimler AG    DAI    D1668R123    31-Mar-21    Management    5.2    Ratify KPMG AG as Auditors for the 2022 Interim Financial Statements until the 2022 AGM    For    For    Yes    No
Daimler AG    DAI    D1668R123    31-Mar-21    Management    5.3    Ratify KPMG AG as Auditors of the Final Balance Sheets Required under the German Reorganization Act    For    For    Yes    No
Daimler AG    DAI    D1668R123    31-Mar-21    Management    6.1    Elect Elizabeth Centoni to the Supervisory Board    For    For    Yes    No
Daimler AG    DAI    D1668R123    31-Mar-21    Management    6.2    Elect Ben van Beurden to the Supervisory Board    For    For    Yes    No
Daimler AG    DAI    D1668R123    31-Mar-21    Management    6.3    Elect Martin Brudermueller to the Supervisory Board    For    For    Yes    No
Daimler AG    DAI    D1668R123    31-Mar-21    Management    7    Approve Remuneration of Supervisory Board    For    For    Yes    No
Daimler AG    DAI    D1668R123    31-Mar-21    Management    8    Amend Articles Re: Supervisory Board Meetings and Resolutions    For    For    Yes    No
Daimler AG    DAI    D1668R123    31-Mar-21    Management    9    Amend Articles Re: Place of Jurisdiction    For    For    Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    1    Open Meeting          Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    2.a    Receive Explanation on Company’s Reserves and Dividend Policy          Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    2.b    Adopt Financial Statements and Statutory Reports    For    For    Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    2.c    Approve Dividends of EUR 0.11 Per Share    For    For    Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    2.d    Approve Discharge of Directors    For    For    Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    3    Approve Remuneration Report    For    For    Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    4.a    Reelect Suzanne Heywood as Executive Director    For    For    Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    4.b    Elect Scott W. Wine as Executive Director    For    For    Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    4.c    Reelect Howard W. Buffett as Non-Executive Director    For    For    Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    4.d    Reelect Tufan Erginbilgic as Non-Executive Director    For    For    Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    4.e    Reelect Leo W. Houle as Non-Executive Director    For    For    Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    4.f    Reelect John B. Lanaway as Non-Executive Director    For    For    Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    4.g    Reelect Alessandro Nasi as Non-Executive Director    For    Against    Yes    Yes
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    4.h    Reelect Lorenzo Simonelli as Non-Executive Director    For    For    Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    4.i    Reelect Vagn Sorensen as Non-Executive Director    For    For    Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    5    Ratify Ernst & Young Accountants LLP as Auditors    For    For    Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    6    Authorize Repurchase of Up to 10 Percent of Issued Common Shares    For    For    Yes    No
CNH Industrial NV    CNHI    N20944109    15-Apr-21    Management    7    Close Meeting          Yes    No
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    1.1    Elect or Ratify Jose Antonio Chedraui Eguia as Director Representing Series L Shareholders    For    For    Yes    No
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    1.2    Elect or Ratify Sebastian Mejia as Director Representing Series L Shareholders    For    For    Yes    No
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    1.3    Elect or Ratify Raul Morales Medrano as Alternate Director Representing Series L Shareholders    For    For    Yes    No
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    2    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No

Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    1.1    Elect or Ratify David M. Zaslav as Director Representing Series D Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    1.2    Elect or Ratify Enrique Francisco Jose Senior Hernandez as Director Representing Series D Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    1.3    Elect or Ratify Raul Morales Medrano as Alternate Director Representing Series D Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    1.4    Elect or Ratify Herbert Allen III as Alternate Director Representing Series D Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    2    Authorize Board to Ratify and Execute Approved Resolutions    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    1    Present Financial Statements and Statutory Reports    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    2    Present Board’s Report on Principal Policies and Accounting Criteria Followed in Preparation of Financial Information    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    3    Present Report on Activities and Operations Undertaken by Board    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    4    Present Report of Audit Committee    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    5    Present Report of Corporate Practices Committee    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    6    Present Report on Compliance with Fiscal Obligations    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    7    Approve Allocation of Income and Dividends    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    8    Set Aggregate Nominal Amount of Share Repurchase Reserve; Receive Report on Policies and Board’s Decisions on Share Repurchase and Sale of Treasury Shares    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.1    Elect or Ratify Emilio Fernando Azcarraga Jean as Director Representing Series A Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.2    Elect or Ratify Alfonso de Angoitia Noriega as Director Representing Series A Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.3    Elect or Ratify Alberto Bailleres Gonzalez as Director Representing Series A Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.4    Elect or Ratify Eduardo Tricio Haro as Director Representing Series A Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.5    Elect or Ratify Michael T. Fries as Director Representing Series A Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.6    Elect or Ratify Fernando Senderos Mestre as Director Representing Series A Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.7    Elect or Ratify Bernardo Gomez Martinez as Director Representing Series A Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.8    Elect or Ratify Jon Feltheimer as Director Representing Series A Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.9    Elect or Ratify Enrique Krauze Kleinbort as Director Representing Series A Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.10    Elect or Ratify Guadalupe Phillips Margain as Director Representing Series A Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.11    Elect or Ratify Carlos Hank Gonzalez as Director Representing Series A Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.12    Elect or Ratify Lorenzo Alejandro Mendoza Gimenez as Director Representing Series B Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.13    Elect or Ratify Salvi Rafael Folch Viadero as Director Representing Series B Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.14    Elect or Ratify Guillermo Garcia Naranjo Alvarez as Director Representing Series B Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.15    Elect or Ratify Francisco Jose Chevez Robelo as Director Representing Series B Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.16    Elect or Ratify Jose Luis Fernandez Fernandez as Director Representing Series B Shareholders    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.17    Elect or Ratify Julio Barba Hurtado as Alternate Director    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.18    Elect or Ratify Jorge Agustin Lutteroth Echegoyen as Alternate Director    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.19    Elect or Ratify Joaquin Balcarcel Santa Cruz as Alternate Director    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.20    Elect or Ratify Luis Alejandro Bustos Olivares as Alternate Director    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    9.21    Elect or Ratify Felix Jose Araujo Ramirez as Alternate Director    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    10    Elect or Ratify Members of Executive Committee; Discharge them    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    11    Elect or Ratify Chairman of Audit Committee; Discharge them    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    12    Elect or Ratify Chairman of Corporate Practices Committee; Discharge them    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    13    Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretaries    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    14    Authorize Board to Ratify and Execute Approved Resolutions    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    1    Approve Cancellation of Shares and Consequently Reduction in Share Capital; Amend Article 6    For    Abstain    Yes    Yes
Grupo Televisa SAB    TLEVISACPO    P4987V137    28-Apr-21    Management    2    Authorize Board to Ratify and Execute Approved Resolutions    For    Abstain    Yes    Yes
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    1    Accept Financial Statements and Statutory Reports    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    2    Approve Reduction of Capital Contribution Reserves    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    3    Re-elect Anthony Hayward as Director    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    4    Re-elect Ivan Glasenberg as Director    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    5    Re-elect Peter Coates as Director    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    6    Re-elect Martin Gilbert as Director    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    7    Re-elect Gill Marcus as Director    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    8    Re-elect Patrice Merrin as Director    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    9    Re-elect Kalidas Madhavpeddi as Director    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    10    Elect Cynthia Carroll as Director    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    11    Reappoint Deloitte LLP as Auditors    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    12    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    13    Approve Incentive Plan    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    14    Approve Company’s Climate Action Transition Plan    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    15    Approve Remuneration Policy    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    16    Approve Remuneration Report    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    17    Authorise Issue of Equity    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    18    Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    19    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No
Glencore Plc    GLEN    G39420107    29-Apr-21    Management    20    Authorise Market Purchase of Ordinary Shares    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    1.1    Approve Remuneration Report    For    For    Yes    No

Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    1.2    Accept Financial Statements and Statutory Reports    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    2    Approve Discharge of Board and Senior Management [Item Withdrawn]    None    Abstain    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    3    Approve Allocation of Income and Dividends of CHF 0.10 per Share    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    4    Approve Creation of CHF 5 Million Pool of Capital without Preemptive Rights    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.1.a    Elect Antonio Horta-Osorio as Director and Board Chairman    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.1.b    Reelect Iris Bohnet as Director    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.1.c    Reelect Christian Gellerstad as Director    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.1.d    Reelect Andreas Gottschling as Director    For    Against    Yes    Yes
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.1.e    Reelect Michael Klein as Director    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.1.f    Reelect Shan Li as Director    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.1.g    Reelect Seraina Macia as Director    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.1.h    Reelect Richard Meddings as Director    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.1.i    Reelect Kai Nargolwala as Director    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.1.j    Reelect Ana Pessoa as Director    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.1.k    Reelect Severin Schwan as Director    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.1.l    Elect Clare Brady as Director    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.1.m    Elect Blythe Masters as Director    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.2.1    Reappoint Iris Bohnet as Member of the Compensation Committee    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.2.2    Reappoint Christian Gellerstad as Member of the Compensation Committee    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.2.3    Reappoint Michael Klein as Member of the Compensation Committee    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.2.4    Reappoint Kai Nargolwala as Member of the Compensation Committee    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    5.2.5    Appoint Blythe Masters as Member of the Compensation Committee    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    6.1    Approve Remuneration of Directors in the Amount of CHF 12 Million    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    6.2.1    Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 15.7 Million [Item Withdrawn]    None    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    6.2.2    Approve Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    6.2.3    Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 25.1 Million [Item Withdrawn]    None    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    7.1    Ratify PricewaterhouseCoopers AG as Auditors    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    7.2    Ratify BDO AG as Special Auditors    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    7.3    Designate Keller KLG as Independent Proxy    For    For    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    8.1    Additional Voting Instructions—Shareholder Proposals (Voting)    Against    Against    Yes    No
Credit Suisse Group AG    CSGN    H3698D419    30-Apr-21    Management    8.2    Additional Voting Instructions—Board of Directors Proposals (Voting)    For    Against    Yes    Yes
Allianz SE    ALV    D03080112    05-May-21    Management    2    Approve Allocation of Income and Dividends of EUR 9.60 per Share    For    For    Yes    No
Allianz SE    ALV    D03080112    05-May-21    Management    3    Approve Discharge of Management Board for Fiscal Year 2020    For    For    Yes    No
Allianz SE    ALV    D03080112    05-May-21    Management    4    Approve Discharge of Supervisory Board for Fiscal Year 2020    For    For    Yes    No
Allianz SE    ALV    D03080112    05-May-21    Management    5    Approve Remuneration Policy    For    For    Yes    No
Allianz SE    ALV    D03080112    05-May-21    Management    6    Approve Remuneration of Supervisory Board    For    For    Yes    No
Allianz SE    ALV    D03080112    05-May-21    Management    7    Amend Articles Re: Supervisory Board Term of Office    For    For    Yes    No
SAP SE    SAP    D66992104    12-May-21    Management    1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)          Yes    No
SAP SE    SAP    D66992104    12-May-21    Management    2    Approve Allocation of Income and Dividends of EUR 1.85 per Share    For    For    Yes    No
SAP SE    SAP    D66992104    12-May-21    Management    3    Approve Discharge of Management Board for Fiscal Year 2020    For    For    Yes    No
SAP SE    SAP    D66992104    12-May-21    Management    4    Approve Discharge of Supervisory Board for Fiscal Year 2020    For    For    Yes    No
SAP SE    SAP    D66992104    12-May-21    Management    5    Ratify KPMG AG as Auditors for Fiscal Year 2021    For    For    Yes    No
SAP SE    SAP    D66992104    12-May-21    Management    6.1    Elect Qi Lu to the Supervisory Board    For    For    Yes    No
SAP SE    SAP    D66992104    12-May-21    Management    6.2    Elect Rouven Westphal to the Supervisory Board    For    For    Yes    No
SAP SE    SAP    D66992104    12-May-21    Management    7    Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights    For    For    Yes    No
SAP SE    SAP    D66992104    12-May-21    Management    8    Amend Corporate Purpose    For    For    Yes    No
SAP SE    SAP    D66992104    12-May-21    Management    9    Amend Articles Re: Proof of Entitlement    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    1    Approve Financial Statements and Statutory Reports    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    3    Approve Allocation of Income and Dividends of EUR 1.11 per Share    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    4    Approve Auditors’ Special Report on Related-Party Transactions    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    5    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    6    Reelect Pierre Andre de Chalendar as Director    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    7    Reelect Rajna Gibson Brandon as Director    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    8    Elect Christian Noyer as Director    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    9    Elect Juliette Brisac as Representative of Employee Shareholders to the Board    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    A    Elect Isabelle Coron as Representative of Employee Shareholders to the Board    Against    Against    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    B    Elect Cecile Besse Advani as Representative of Employee Shareholders to the Board    Against    Against    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    C    Elect Dominique Potier as Representative of Employee Shareholders to the Board    Against    Against    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    10    Approve Remuneration Policy of Directors    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    11    Approve Remuneration Policy of Chairman of the Board    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    12    Approve Remuneration Policy of CEO and Vice-CEO    For    For    Yes    No

BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    13    Approve Compensation of Corporate Officers    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    14    Approve Compensation of Jean Lemierre, Chairman of the Board    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    15    Approve Compensation of Jean-Laurent Bonnafe, CEO    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    16    Approve Compensation of Philippe Bordenave, Vice-CEO    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    17    Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    18    Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    19    Set Limit for the Variable Remuneration of Executives and Specific Employees    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    20    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Yes    No
BNP Paribas SA    BNP    F1058Q238    18-May-21    Management    21    Authorize Filing of Required Documents/Other Formalities    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    1    Accept Financial Statements and Statutory Reports    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    2    Elect Robin Budenberg as Director    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    3    Re-elect William Chalmers as Director    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    4    Re-elect Alan Dickinson as Director    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    5    Re-elect Sarah Legg as Director    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    6    Re-elect Lord Lupton as Director    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    7    Re-elect Amanda Mackenzie as Director    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    8    Re-elect Nick Prettejohn as Director    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    9    Re-elect Stuart Sinclair as Director    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    10    Re-elect Catherine Woods as Director    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    11    Approve Remuneration Report    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    12    Approve Final Dividend    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    13    Appoint Deloitte LLP as Auditors    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    14    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    15    Approve Deferred Bonus Plan    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    16    Authorise EU Political Donations and Expenditure    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    17    Authorise Issue of Equity    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    18    Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    19    Authorise Issue of Equity without Pre-emptive Rights    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    20    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    21    Authorise Issue of Equity without Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    22    Authorise Market Purchase of Ordinary Shares    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    23    Authorise Market Purchase of Preference Shares    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    24    Adopt New Articles of Association    For    For    Yes    No
Lloyds Banking Group Plc    LLOY    G5533W248    20-May-21    Management    25    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Yes    No
Grupo Televisa SAB    TLEVISACPO    P4987V137    24-May-21    Management    1    Approve Related-Party Transaction Re: Corporate Restructuring with Univision Holdings, Inc.    For    For    Yes    No
Grupo Televisa SAB    TLEVISACPO    P4987V137    24-May-21    Management    2    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    1    Approve Consolidated and Standalone Financial Statements    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    2    Approve Non-Financial Information Statement    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    3    Approve Treatment of Net Loss    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    4    Approve Discharge of Board    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    5.1    Elect Jana Eggers as Director    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    5.2    Elect Amanda Mesler as Director    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    5.3    Reelect Luis Maroto Camino as Director    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    5.4    Reelect David Webster as Director    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    5.5    Reelect Clara Furse as Director    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    5.6    Reelect Nicolas Huss as Director    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    5.7    Reelect Stephan Gemkow as Director    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    5.8    Reelect Peter Kuerpick as Director    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    5.9    Reelect Pilar Garcia Ceballos-Zuniga as Director    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    5.10    Reelect Francesco Loredan as Director    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    6    Advisory Vote on Remuneration Report    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    7    Approve Remuneration of Directors    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    8    Approve Remuneration Policy    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    9    Approve Performance Share Plan    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    10.1    Amend Article 11 Re: Share Capital Increase    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    10.2    Amend Article 24 Re: Remote Voting    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    10.3    Add New Article 24 bis Re: Allow Shareholder Meetings to be Held in Virtual-Only Format    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    10.4    Amend Articles Re: Board Functions and Remuneration    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    10.5    Amend Articles Re: Board Committees    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    11.1    Amend Articles of General Meeting Regulations Re: Company’s Name and Corporate Website    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    11.2    Amend Article 7 of General Meeting Regulations Re: Right to Information    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    11.3    Amend Articles of General Meeting Regulations Re: Holding of the General Meeting    For    For    Yes    No

Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    11.4    Amend Articles of General Meeting Regulations Re: Constitution and Start of the Session    For    For    Yes    No
Amadeus IT Group SA    AMS    E04648114    16-Jun-21    Management    12    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Yes    No
Toyota Motor Corp.    7203    J92676113    16-Jun-21    Management    1.1    Elect Director Uchiyamada, Takeshi    For    For    Yes    No
Toyota Motor Corp.    7203    J92676113    16-Jun-21    Management    1.2    Elect Director Hayakawa, Shigeru    For    For    Yes    No
Toyota Motor Corp.    7203    J92676113    16-Jun-21    Management    1.3    Elect Director Toyoda, Akio    For    For    Yes    No
Toyota Motor Corp.    7203    J92676113    16-Jun-21    Management    1.4    Elect Director Kobayashi, Koji    For    For    Yes    No
Toyota Motor Corp.    7203    J92676113    16-Jun-21    Management    1.5    Elect Director James Kuffner    For    For    Yes    No
Toyota Motor Corp.    7203    J92676113    16-Jun-21    Management    1.6    Elect Director Kon, Kenta    For    For    Yes    No
Toyota Motor Corp.    7203    J92676113    16-Jun-21    Management    1.7    Elect Director Sugawara, Ikuro    For    For    Yes    No
Toyota Motor Corp.    7203    J92676113    16-Jun-21    Management    1.8    Elect Director Sir Philip Craven    For    For    Yes    No
Toyota Motor Corp.    7203    J92676113    16-Jun-21    Management    1.9    Elect Director Kudo, Teiko    For    For    Yes    No
Toyota Motor Corp.    7203    J92676113    16-Jun-21    Management    2    Appoint Alternate Statutory Auditor Sakai, Ryuji    For    For    Yes    No
Toyota Motor Corp.    7203    J92676113    16-Jun-21    Management    3    Amend Articles to Delete Provisions on Class AA Shares    For    For    Yes    No

Company Name   Ticker  

Provider

Security ID

  

Meeting

Date

   Proponent  

Proposal

Number

   Proposal Text  

Management

Recommendation

  

Vote

Instruction

   Voted
easyJet Plc   EZJ   G3030S109   14-Jul-20   Management   1   Approve Capital Raising   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   1   Approve Consolidated and Standalone Financial Statements   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   2   Approve Consolidated and Standalone Management Reports   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   3   Approve Non-Financial Information Statement   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   4   Approve Discharge of Board   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   5   Approve Allocation of Income and Dividends   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   6   Ratify Appointment of and Elect Andreas C. Hoffmann as Director   For   Against   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   7   Ratify Appointment of and Elect Tim Oliver Holt as Director   For   Against   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   8   Ratify Appointment of and Elect Harald von Heynitz as Director   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   9   Ratify Appointment of and Elect Maria Ferraro as Director   For   Against   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   10   Ratify Appointment of and Elect Andreas Nauen as Director   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   11   Fix Number of Directors at 10   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   12   Renew Appointment of Ernst & Young as Auditor   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   13   Authorize Share Repurchase Program   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   14   Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent   For   Against   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   15   Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 2 Billion and Issuance of Notes up to EUR 800 Million   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   16   Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1.5 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital   For   Against   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   17   Amend Remuneration Policy   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   18.1   Amend Articles of General Meeting Regulations Re: Right of Information and Intervention at General Meetings   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   18.2   Amend Article 15 of General Meeting Regulations Re: Public Request for Representation   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   18.3   Amend Articles of General Meeting Regulations Re: Technical Improvements   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   18.4   Amend Article 20 and Add New Provision to General Meeting Regulations Re: Remote Attendance at General Meetings   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   19   Authorize Board to Ratify and Execute Approved Resolutions   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   22-Jul-20   Management   20   Advisory Vote on Remuneration Report   For   For   Yes
Israel Discount Bank Ltd.   DSCT   465074201   04-Aug-20   Management   1   Discuss Financial Statements and the Report of the Board       Yes
Israel Discount Bank Ltd.   DSCT   465074201   04-Aug-20   Management   2   Reappoint Ziv Haft & Co. and Somekh Chaikin as Joint Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
Israel Discount Bank Ltd.   DSCT   465074201   04-Aug-20   Management   3.1   Elect Shaul Kobrinsky as External Director   For   For   Yes
Israel Discount Bank Ltd.   DSCT   465074201   04-Aug-20   Management   3.2   Elect Iris Avner as External Director   For   For   Yes
Israel Discount Bank Ltd.   DSCT   465074201   04-Aug-20   Management   3.3   Elect Yaacov Lifshitz as External Director   For   For   Yes
Israel Discount Bank Ltd.   DSCT   465074201   04-Aug-20   Management   3.4   Elect Mona Bkheet as External Director   For   Against   Yes
Israel Discount Bank Ltd.   DSCT   465074201   04-Aug-20   Management   4.1   Reelect Aharon Abramovich as External Director   For   For   Yes
Israel Discount Bank Ltd.   DSCT   465074201   04-Aug-20   Management   4.2   Reelect Baruch Lederman as External Director   For   For   Yes
Israel Discount Bank Ltd.   DSCT   465074201   04-Aug-20   Management   4.3   Elect Danny Yamin as External Director   For   Against   Yes
Israel Discount Bank Ltd.   DSCT   465074201   04-Aug-20   Management   A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   None   Against   Yes
Israel Discount Bank Ltd.   DSCT   465074201   04-Aug-20   Management   B1   If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.   None   Against   Yes
Israel Discount Bank Ltd.   DSCT   465074201   04-Aug-20   Management   B2   If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.   None   Against   Yes
Israel Discount Bank Ltd.   DSCT   465074201   04-Aug-20   Management   B3   If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.   None   Against   Yes
CAE Inc.   CAE   124765108   12-Aug-20   Management   1.1   Elect Director Margaret S. (Peg) Billson   For   For   Yes
CAE Inc.   CAE   124765108   12-Aug-20   Management   1.2   Elect Director Michael M. Fortier   For   For   Yes
CAE Inc.   CAE   124765108   12-Aug-20   Management   1.3   Elect Director Marianne Harrison   For   For   Yes
CAE Inc.   CAE   124765108   12-Aug-20   Management   1.4   Elect Director Alan N. MacGibbon   For   For   Yes
CAE Inc.   CAE   124765108   12-Aug-20   Management   1.5   Elect Director John P. Manley   For   For   Yes
CAE Inc.   CAE   124765108   12-Aug-20   Management   1.6   Elect Director Francois Olivier   For   For   Yes
CAE Inc.   CAE   124765108   12-Aug-20   Management   1.7   Elect Director Marc Parent   For   For   Yes

CAE Inc.   CAE   124765108   12-Aug-20   Management   1.8   Elect Director David G. Perkins   For   For   Yes
CAE Inc.   CAE   124765108   12-Aug-20   Management   1.9   Elect Director Michael E. Roach   For   For   Yes
CAE Inc.   CAE   124765108   12-Aug-20   Management   1.10   Elect Director Andrew J. Stevens   For   For   Yes
CAE Inc.   CAE   124765108   12-Aug-20   Management   2   Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
CAE Inc.   CAE   124765108   12-Aug-20   Management   3   Advisory Vote on Executive Compensation Approach   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   1   Accept Financial Statements and Statutory Reports   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   2   Approve Remuneration Report   For   Against   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   3a   Re-elect Stan McCarthy as Director   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   3b   Re-elect Louise Phelan as Director   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   3c   Re-elect Roisin Brennan as Director   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   3d   Re-elect Michael Cawley as Director   For   Against   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   3e   Re-elect Emer Daly as Director   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   3f   Re-elect Howard Millar as Director   For   Against   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   3g   Re-elect Dick Milliken as Director   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   3h   Re-elect Michael O’Brien as Director   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   3i   Re-elect Michael O’Leary as Director   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   3j   Re-elect Julie O’Neill as Director   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   4   Authorise Board to Fix Remuneration of Auditors   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   5   Authorise Issue of Equity   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   6   Authorise Issue of Equity without Pre-emptive Rights   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Sep-20   Management   7   Authorise Market Purchase and/or Overseas Market Purchase of Ordinary Shares   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Dec-20   Management   1   Approve Migration of the Migrating Shares to Euroclear Bank’s Central Securities Depository   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Dec-20   Management   2   Adopt New Articles of Association   For   For   Yes
Ryanair Holdings Plc   RY4C   783513203   17-Dec-20   Management   3   Authorise Company to Take All Actions to Implement the Migration   For   For   Yes
Informa Plc   INF   G4770L106   23-Dec-20   Management   1   Approve Remuneration Policy   For   For   Yes
Informa Plc   INF   G4770L106   23-Dec-20   Management   2   Adopt the Informa Equity Revitalisation Plan   For   For   Yes
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   1   Receive Report of Board       No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   2   Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board   For   For   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   3   Approve Allocation of Income and Dividends of DKK 22 Per Share   For   For   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   4   Approve Remuneration Report (Advisory Vote)   For   For   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   5a   Approve Remuneration of Directors in the Amount of DKK 1.9 Million for Chairman, DKK 618,000 for Vice Chair and DKK 412,000 for Other Directors; Approve Remuneration for Committee Work   For   For   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   5b   Approve DKK 58 Million Reduction in Share Capital via Share Cancellation   For   For   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   5c   Allow Shareholder Meetings to be Held by Electronic Means Only   For   For   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Share Holder   5d   Instruct Board to Complete an Assessment of the Ability of Carlsberg to Publish Corporate Country-by-Country Tax Reporting in Line with the Global Reporting Initiative’s Standard (GRI 207: Tax 2019)   For   For   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   6a   Reelect Flemming Besenbacher as Director   For   Abstain   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   6b   Reelect Lars Fruergaard Jorgensen as Director   For   For   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   6c   Reelect Carl Bache as Director   For   Abstain   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   6d   Reelect Magdi Batato as Director   For   For   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   6e   Reelect Lilian Fossum Biner as Director   For   For   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   6f   Reelect Richard Burrows as Director   For   For   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   6g   Reelect Soren-Peter Fuchs Olesen as Director   For   Abstain   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   6h   Reelect Majken Schultz as Director   For   Abstain   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   6i   Reelect Lars Stemmerik as Director   For   Abstain   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   6j   Elect Henrik Poulsen as New Director   For   For   No
Carlsberg A/S   CARL.B   K36628137   15-Mar-21   Management   6   Ratify PricewaterhouseCoopers as Auditors   For   For   No

Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   17-Mar-21   Management   1   Approve Consolidated and Standalone Financial Statements   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   17-Mar-21   Management   2   Approve Consolidated and Standalone Management Reports   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   17-Mar-21   Management   3   Approve Non-Financial Information Statement   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   17-Mar-21   Management   4   Approve Discharge of Board   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   17-Mar-21   Management   5   Approve Treatment of Net Loss   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   17-Mar-21   Management   6   Ratify Appointment of and Elect Tim Dawidowsky as Director   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   17-Mar-21   Management   7   Reelect Mariel von Schumann as Director   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   17-Mar-21   Management   8   Reelect Klaus Rosenfeld as Director   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   17-Mar-21   Management   9   Renew Appointment of Ernst & Young as Auditor   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   17-Mar-21   Management   10   Approve Remuneration Policy   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   17-Mar-21   Management   11   Approve Restricted Stock Plan   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   17-Mar-21   Management   12   Authorize Board to Ratify and Execute Approved Resolutions   For   For   Yes
Siemens Gamesa Renewable Energy SA   SGRE   E8T87A100   17-Mar-21   Management   13   Advisory Vote on Remuneration Report   For   For   Yes
NEXON Co., Ltd.   3659   J4914X104   25-Mar-21   Management   1.1   Elect Director Owen Mahoney   For   For   Yes
NEXON Co., Ltd.   3659   J4914X104   25-Mar-21   Management   1.2   Elect Director Uemura, Shiro   For   Against   Yes
NEXON Co., Ltd.   3659   J4914X104   25-Mar-21   Management   1.3   Elect Director Patrick Soderlund   For   For   Yes
NEXON Co., Ltd.   3659   J4914X104   25-Mar-21   Management   1.4   Elect Director Kevin Mayer   For   For   Yes
NEXON Co., Ltd.   3659   J4914X104   25-Mar-21   Management   2   Approve Fixed Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members   For   For   Yes
NEXON Co., Ltd.   3659   J4914X104   25-Mar-21   Management   3   Approve Deep Discount Stock Option Plan   For   Against   Yes
NEXON Co., Ltd.   3659   J4914X104   25-Mar-21   Management   4   Approve Deep Discount Stock Option Plan   For   Against   Yes
NEXON Co., Ltd.   3659   J4914X104   25-Mar-21   Management   5   Approve Stock Option Plan   For   Against   Yes
Vivendi SA   VIV   F97982106   29-Mar-21   Management   1   Amend Article 20 of Bylaws Re: Allocation of Income and Dividends   For   For   Yes
Vivendi SA   VIV   F97982106   29-Mar-21   Management   2   Authorize Filing of Required Documents/Other Formalities   For   For   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   28-Apr-21   Management   1   Elect Tian Shaolin as Director   For   For   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   28-Apr-21   Management   2   Elect Shao Junjie as Supervisor   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   1   Accept Financial Statements and Statutory Reports   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   2   Approve Remuneration Report   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   3   Elect Chua Sock Koong as Director   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   4   Elect Ming Lu as Director   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   5   Elect Jeanette Wong as Director   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   6   Re-elect Shriti Vadera as Director   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   7   Re-elect Jeremy Anderson as Director   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   8   Re-elect Mark Fitzpatrick as Director   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   9   Re-elect David Law as Director   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   10   Re-elect Anthony Nightingale as Director   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   11   Re-elect Philip Remnant as Director   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   12   Re-elect Alice Schroeder as Director   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   13   Re-elect James Turner as Director   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   14   Re-elect Thomas Watjen as Director   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   15   Re-elect Michael Wells as Director   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   16   Re-elect Fields Wicker-Miurin as Director   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   17   Re-elect Amy Yip as Director   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   18   Reappoint KPMG LLP as Auditors   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   19   Authorise the Audit Committee to Fix Remuneration of Auditors   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   20   Authorise UK Political Donations and Expenditure   For   For   Yes

Prudential Plc   PRU   G72899100   13-May-21   Management   21   Authorise Issue of Equity   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   22   Authorise Issue of Equity to Include Repurchased Shares   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   23   Authorise Issue of Equity without Pre-emptive Rights   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   24   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   25   Authorise Market Purchase of Ordinary Shares   For   For   Yes
Prudential Plc   PRU   G72899100   13-May-21   Management   26   Authorise the Company to Call General Meeting with Two Weeks’ Notice   For   For   Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   1   Open Meeting       Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   2   Call the Meeting to Order       Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   3   Designate Inspector or Shareholder Representative(s) of Minutes of Meeting       Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   4   Acknowledge Proper Convening of Meeting       Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   5   Prepare and Approve List of Shareholders       Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   6   Receive Financial Statements and Statutory Reports; Receive Board’s Report; Receive Auditor’s Report       Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   7   Accept Financial Statements and Statutory Reports   For   For   Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   8   Approve Allocation of Income and Dividends of EUR 1.70 Per Share   For   For   Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   9   Approve Discharge of Board and President   For   For   Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   10   Approve Remuneration Report (Advisory Vote)   For   Against   Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   11   Approve Remuneration of Directors in the Amount of EUR 184,000 for Chairman and EUR 95,000 for Other Directors; Approve Remuneration for Committee Work   For   For   Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   12   Fix Number of Directors at Eight   For   For   Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   13   Reelect Christian Clausen, Fiona Clutterbuck, Georg Ehrnrooth, Jannica Fagerholm, Johanna Lamminen, Risto Murto and Bjorn Wahlroos as Directors; Elect Markus Rauramo as New Director   For   For   Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   14   Approve Remuneration of Auditors   For   For   Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   15   Ratify Deloitte as Auditors   For   For   Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   16   Authorize Share Repurchase Program   For   For   Yes
Sampo Oyj   SAMPO   X75653109   19-May-21   Management   17   Close Meeting       Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   1   Approve Financial Statements and Statutory Reports   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   2   Approve Consolidated Financial Statements and Statutory Reports   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   3   Approve Treatment of Losses and Dividends of EUR 0.53 per Share   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Share Holder   A   Set the Dividend at EUR 0.35 per Share   Against   Against   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   4   Approve Auditors’ Special Report on Related-Party Transactions   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   5   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   6   Elect Catherine MacGregor as Director   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   7   Elect Jacinthe Delage as Representative of Employee Shareholders to the Board   None   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   8   Elect Steven Lambert as Representative of Employee Shareholders to the Board   None   Against   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   9   Approve Compensation of Corporate Officers   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   10   Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   11   Approve Compensation of Isabelle Kocher, CEO Until Feb. 24, 2020   For   Against   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   12   Approve Compensation of Claire Waysand, CEO Since Feb. 24, 2020   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   13   Approve Remuneration Policy of Directors   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   14   Approve Remuneration Policy of Chairman of the Board   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   15   Approve Remuneration Policy of CEO   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   16   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   17   Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   18   Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   19   Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions   For   For   Yes
ENGIE SA   ENGI   F7629A107   20-May-21   Management   20   Authorize Filing of Required Documents/Other Formalities   For   For   Yes
Israel Discount Bank Ltd.   DSCT   465074201   23-May-21   Management   1   Discuss Financial Statements and the Report of the Board       Yes

Israel Discount Bank Ltd.   DSCT   465074201   23-May-21   Management   2   Reappoint Ziv Haft & Co. and Somekh Chaikin as Joint Auditors and Authorize Board to Fix Their Remuneration   For   For   Yes
Israel Discount Bank Ltd.   DSCT   465074201   23-May-21   Management   3.1   Reelect Yodfat Harel Buchris as Director   For   For   Yes
Israel Discount Bank Ltd.   DSCT   465074201   23-May-21   Management   3.2   Reelect Ben-Zion Zilberfarb as Director   For   For   Yes
Israel Discount Bank Ltd.   DSCT   465074201   23-May-21   Management   3.3   Elect Doron Avital as Director   For   For   Yes
Israel Discount Bank Ltd.   DSCT   465074201   23-May-21   Management   3.4   Elect Ronen Lago as Director   For   Abstain   Yes
Israel Discount Bank Ltd.   DSCT   465074201   23-May-21   Management   4.1   Elect Sigal Barmack as External Director   For   For   Yes
Israel Discount Bank Ltd.   DSCT   465074201   23-May-21   Management   4.2   Elect Akiva Sternberg as External Director   For   Abstain   Yes
Israel Discount Bank Ltd.   DSCT   465074201   23-May-21   Management   5   Approve Updates to Compensation Policy Re: Liability Insurance Policy   For   For   Yes
Israel Discount Bank Ltd.   DSCT   465074201   23-May-21   Management   A   Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager   None   Against   Yes
Israel Discount Bank Ltd.   DSCT   465074201   23-May-21   Management   B1   If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.   None   Against   Yes
Israel Discount Bank Ltd.   DSCT   465074201   23-May-21   Management   B2   If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.   None   Against   Yes
Israel Discount Bank Ltd.   DSCT   465074201   23-May-21   Management   B3   If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.   None   Against   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   1   Accept Financial Statements and Statutory Reports   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   2   Approve Remuneration Report   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   3   Elect Manolo Arroyo as Director   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   4   Elect John Bryant as Director   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   5   Elect Christine Cross as Director   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   6   Elect Brian Smith as Director   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   7   Re-elect Garry Watts as Director   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   8   Re-elect Jan Bennink as Director   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   9   Re-elect Jose Ignacio Comenge as Director   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   10   Re-elect Damian Gammell as Director   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21  

Management

   11   Re-elect Nathalie Gaveau as Director   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   12   Re-elect Alvaro Gomez-Trenor Aguilar as Director   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   13   Re-elect Thomas Johnson as Director   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   14   Re-elect Dagmar Kollmann as Director   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   15   Re-elect Alfonso Libano Daurella as Director   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   16   Re-elect Mark Price as Director   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   17   Re-elect Mario Rotllant Sola as Director   For   Against   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   18   Re-elect Dessi Temperley as Director   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   19   Reappoint Ernst & Young LLP as Auditors   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   20   Authorise Board to Fix Remuneration of Auditors   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   21   Authorise UK and EU Political Donations and Expenditure   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   22   Authorise Issue of Equity   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   23   Approve Waiver of Rule 9 of the Takeover Code   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   24   Authorise Issue of Equity without Pre-emptive Rights   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   25   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   26   Authorise Market Purchase of Ordinary Shares   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   27   Authorise Off-Market Purchase of Ordinary Shares   For   For   Yes
Coca-Cola Europacific Partners plc   CCEP   G25839104   26-May-21   Management   28   Authorise the Company to Call General Meeting with Two Weeks’ Notice   For   For   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   28-May-21   Management   1   Approve Report of the Board of Directors   For   For   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   28-May-21   Management   2   Approve Report of the Supervisory Board   For   For   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   28-May-21   Management   3   Approve Independent Auditor’s Report and Audited Financial Statements   For   For   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   28-May-21   Management   4   Approve Final Financial Accounts Report   For   For   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   28-May-21   Management   5   Approve Profit Distribution Plan   For   For   Yes

China Longyuan Power Group Corporation Limited   916   Y1501T101   28-May-21   Management   6   Approve Financial Budget Plan   For   Against   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   28-May-21   Management   7   Elect Tang Jian as Director   For   For   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   28-May-21   Management   8   Approve Remuneration of Directors and Supervisors   For   For   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   28-May-21   Management   9   Approve Ernst & Young as International Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration   For   For   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   28-May-21   Management   10   Approve Application for Registration and Issuance of Debt Financing Instruments of Non-Financial Enterprises in the PRC   For   For   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   28-May-21   Management   11   Approve General Mandate to Apply for Registration and Issuance of Debt Financing Instruments Overseas   For   For   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   28-May-21   Management   12   Approve General Mandate to Carry Out Financial Derivative Business   For   For   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   28-May-21   Management   13   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   For   Against   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   1   Re-elect John Rishton as Director   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   2   Re-elect Stephen Carter as Director   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   3   Re-elect Stephen Davidson as Director   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   4   Re-elect David Flaschen as Director   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   5   Re-elect Mary McDowell as Director   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   6   Elect Patrick Martell as Director   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   7   Re-elect Helen Owers as Director   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   8   Re-elect Gill Whitehead as Director   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   9   Re-elect Gareth Wright as Director   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   10   Accept Financial Statements and Statutory Reports   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   11   Approve Remuneration Report   For   Against   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   12   Reappoint Deloitte LLP as Auditors   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   13   Authorise the Audit Committee to Fix Remuneration of Auditors   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   14   Authorise UK Political Donations and Expenditure   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   15   Authorise Issue of Equity   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   16   Authorise Issue of Equity without Pre-emptive Rights   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   17   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   18   Authorise Market Purchase of Ordinary Shares   For   For   Yes
Informa Plc   INF   G4770L106   03-Jun-21   Management   19   Authorise the Company to Call General Meeting with Two Weeks’ Notice   For   For   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   1   Approve Financial Statements and Statutory Reports   For   For   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   2   Approve Consolidated Financial Statements and Statutory Reports   For   For   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   3   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   For   For   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   4   Approve Allocation of Income and Dividends of EUR 0.60 per Share   For   For   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   5   Advisory Vote on Exceptional Distribution Project in kind of a Majority of the Capital of Universal Music Group N.V. to the Shareholders of Vivendi SE   For   For   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   6   Exceptional Distribution in kind of Shares of Universal Music Group N.V. to the Shareholders of Vivendi SE   For   For   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   7   Approve Compensation Report   For   Abstain   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   8   Approve Compensation of Yannick Bollore, Chairman of the Supervisory Board   For   Abstain   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   9   Approve Compensation of Arnaud de Puyfontaine, Chairman of the Management Board   For   Abstain   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   10   Approve Compensation of Gilles Alix, Management Board Member   For   Abstain   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   11   Approve Compensation of Cedric de Bailliencourt, Management Board Member   For   Abstain   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   12   Approve Compensation of Frederic Crepin, Management Board Member   For   Abstain   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   13   Approve Compensation of Simon Gillham, Management Board Member   For   Abstain   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   14   Approve Compensation of Herve Philippe, Management Board Member   For   Abstain   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   15   Approve Compensation of Stephane Roussel, Management Board Member   For   Abstain   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   16   Approve Remuneration Policy of Supervisory Board Members and Chairman   For   Abstain   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   17   Approve Remuneration Policy of Chairman of the Management Board   For   Abstain   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   18   Approve Remuneration Policy of Management Board Members   For   Abstain   Yes

Vivendi SE   VIV   F97982106   22-Jun-21   Management   19   Reelect Veronique Driot-Argentin as Supervisory Board Member   For   Abstain   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   20   Reelect Sandrine Le Bihan as Representative of Employee Shareholders to the Board   For   Abstain   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   21   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   22   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   For   For   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   23   Authorize Specific Buyback Program and Cancellation of Repurchased Share   For   Against   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   24   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 655 Million   For   For   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   25   Authorize Capitalization of Reserves of Up to EUR 327,5 Million for Bonus Issue or Increase in Par Value   For   For   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   26   Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind   For   For   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   27   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans   For   For   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   28   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   For   For   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   29   Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries   For   For   Yes
Vivendi SE   VIV   F97982106   22-Jun-21   Management   30   Authorize Filing of Required Documents/Other Formalities   For   For   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   29-Jun-21   Management   1   Elect Li Zhongjun as Director   For   For   Yes
China Longyuan Power Group Corporation Limited   916   Y1501T101   29-Jun-21   Management   2   Elect Tang Chaoxiong as Director   For   For   Yes
Nintendo Co., Ltd.   7974   J51699106   29-Jun-21   Management   1   Approve Allocation of Income, with a Final Dividend of JPY 1410   For   For   Yes
Nintendo Co., Ltd.   7974   J51699106   29-Jun-21   Management   2.1   Elect Director Furukawa, Shuntaro   For   For   Yes
Nintendo Co., Ltd.   7974   J51699106   29-Jun-21   Management   2.2   Elect Director Miyamoto, Shigeru   For   For   Yes
Nintendo Co., Ltd.   7974   J51699106   29-Jun-21   Management   2.3   Elect Director Takahashi, Shinya   For   For   Yes
Nintendo Co., Ltd.   7974   J51699106   29-Jun-21   Management   2.4   Elect Director Shiota, Ko   For   For   Yes
Nintendo Co., Ltd.   7974   J51699106   29-Jun-21   Management   2.5   Elect Director Shibata, Satoru   For   For   Yes
Nintendo Co., Ltd.   7974   J51699106   29-Jun-21   Management   2.6   Elect Director Chris Meledandri   For   For   Yes

ASAHI GROUP HOLDINGS LTD.

 

Ticker:   2502      Security ID:   J02100113
Meeting Date:   MAR 25, 2021      Meeting Type:   Annual
Record Date:   DEC 31, 2020       

 

#

  

Proposal

  

Mgt Rec

  

Vote Cast

  

Sponsor

1   Approve Allocation of Income, with a Final Dividend of JPY 53   For   For   Management
2.1   Elect Director Koji, Akiyoshi   For   For   Management
2.2   Elect Director Katsuki, Atsushi   For   For   Management
2.3   Elect Director Taemin Park   For   For   Management
2.4   Elect Director Tanimura, Keizo   For   For   Management
2.5   Elect Director Kosaka, Tatsuro   For   For   Management
2.6   Elect Director Shingai, Yasushi   For   For   Management
2.7   Elect Director Christina L. Ahmadjian   For   For   Management
2.8   Elect Director Kitagawa, Ryoichi   For   For   Management
3   Appoint Statutory Auditor Kawakami, Yutaka   For   For   Management

BOLLORE SA

 

Ticker:   BOL      Security ID:   F10659260
Meeting Date:   MAY 26, 2021      Meeting Type:   Annual/Special
Record Date:   MAY 24, 2021       

 

#

  

Proposal

  

Mgt Rec

  

Vote Cast

  

Sponsor

1   Approve Financial Statements and Discharge Directors   For   For   Management
2   Approve Consolidated Financial Statements and Statutory Reports   For   For   Management
3   Approve Allocation of Income and Dividends of EUR 0.06 per Share   For   For   Management
4   Approve Auditors’ Special Report on Related-Party Transactions   For   Against   Management
5   Reelect Dominique Heriard Dubreuil as Director   For   Against   Management
6   Reelect Alexandre Picciotto as Director   For   Against   Management
7   Authorize Repurchase of Up to 9.88 Percent of Issued Share Capital   For   For   Management
8   Approve Compensation Report   For   Against   Management
9   Approve Compensation of Cyrille Bollore, Chairman and CEO   For   Against   Management
10   Approve Remuneration Policy of Directors   For   For   Management
11   Approve Remuneration Policy of Chairman and CEO   For   Against   Management
12   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million   For   Against   Management
13   Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value   For   For   Management
14   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   For   Against   Management
15   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   For   For   Management
16   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   For   For   Management
17   Authorize Filing of Required Documents/Other Formalities   For   For   Management

COCOKARA FINE, INC.

 

Ticker:   3098      Security ID:   J0845T105
Meeting Date:   JUN 29, 2021      Meeting Type:   Annual
Record Date:   MAR 31, 2021       

 

#

  

Proposal

  

Mgt Rec

  

Vote Cast

  

Sponsor

1   Approve Allocation of Income, with a Final Dividend of JPY 46   For   For   Management
2   Approve Share Exchange Agreement with Matsumotokiyoshi Holdings Co., Ltd   For   For   Management
3.1   Elect Director Tsukamoto, Atsushi   For   For   Management
3.2   Elect Director Yamamoto, Tsuyoshi   For   For   Management
3.3   Elect Director Watanabe, Ryoichi   For   For   Management
3.4   Elect Director Tanima, Makoto   For   For   Management
3.5   Elect Director Kawai, Junko   For   For   Management

ELIS SA

 

Ticker:   ELIS      Security ID:   F2976F106
Meeting Date:   MAY 20, 2021      Meeting Type:   Annual/Special
Record Date:   MAY 18, 2021       

 

#

  

Proposal

  

Mgt Rec

  

Vote Cast

  

Sponsor

1   Approve Financial Statements and Statutory Reports   For   For   Management
2   Approve Consolidated Financial Statements and Statutory Reports   For   For   Management
3   Approve Treatment of Losses   For   For   Management
4   Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions   For   For   Management
5   Reelect Florence Noblot as Supervisory Board Member   For   For   Management
6   Reelect Joy Verle as Supervisory Board Member   For   For   Management
7   Reelect Anne-Laure Commault as Supervisory Board Member   For   For   Management
8   Approve Remuneration Policy for 2020 of Chairman of the Management Board   For   For   Management
9   Approve Remuneration Policy for 2020 of Management Board Members   For   For   Management
10   Approve Remuneration Policy of Chairman of the Supervisory Board   For   For   Management
11   Approve Remuneration Policy of Supervisory Board Members   For   For   Management
12   Approve Remuneration Policy for 2021   For   For   Management
13   of Chairman of the Management Board Approve Remuneration Policy for 2021   For   For   Management
14   of Management Board Members Approve Compensation Report of   For   For   Management
15   Corporate Officers Approve Compensation of Thierry Morin, Chairman of the Supervisory Board   For   For   Management
16   Approve Compensation of Xavier Martire, Chairman of the Management Board   For   For   Management
17   Approve Compensation of Louis Guyot, Management Board Member   For   For   Management
18   Approve Compensation of Matthieu Lecharny, Management Board Member   For   For   Management
19   Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 800,000   For   For   Management
20   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Management
21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   For   For   Management
22   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   For   For   Management
23   Authorize Filing of Required Documents/Other Formalities   For   For   Management

EXOR NV

 

Ticker:   EXO      Security ID:   N3140A107
Meeting Date:   MAY 27, 2021      Meeting Type:   Annual
Record Date:   APR 29, 2021       

 

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2.b   Approve Remuneration Report   For   Against   Management
2.c   Adopt Financial Statements   For   For   Management
2.e   Approve Dividends of EUR 0.43 Per Share For   For   Management  
3.a   Ratify Ernst & Young Accountants LLP as Auditors   For   For   Management
4.a   Approve Discharge of Executive Directors   For   For   Management
4.b   Approve Discharge of Non-Executive Directors   For   For   Management
5   Elect Ajaypal Banga as Non-Executive Director   For   For   Management
6.a   Authorize Repurchase of Shares   For   For   Management
6.b   Approve Cancellation of Repurchased Shares   For   For   Management
6.c   Grant Board Authority to Issue Shares   For   Against   Management
6.d   Authorize Board to Exclude Preemptive Rights from Share Issuances   For   Against   Management
6.e   Grant Board Authority to Issue Special Voting Shares A without Preemptive Rights   For   Against   Management

GLAXOSMITHKLINE PLC

 

Ticker:   GSK      Security ID:   G3910J112
Meeting Date:   MAY 05, 2021      Meeting Type:   Annual
Record Date:   APR 30, 2021       

 

#

  

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Sponsor

1   Accept Financial Statements and Statutory Reports   For   For   Management
2   Approve Remuneration Report   For   For   Management
3   Re-elect Sir Jonathan Symonds as Director   For   For   Management
4   Re-elect Dame Emma Walmsley as Director   For   For   Management
5   Re-elect Charles Bancroft as Director   For   For   Management
6   Re-elect Vindi Banga as Director   For   For   Management
7   Re-elect Dr Hal Barron as Director   For   For   Management
8   Re-elect Dr Vivienne Cox as Director   For   For   Management
9   Re-elect Lynn Elsenhans as Director   For   For   Management
10   Re-elect Dr Laurie Glimcher as Director   For   For   Management
11   Re-elect Dr Jesse Goodman as Director   For   For   Management
12   Re-elect Iain Mackay as Director   For   For   Management
13   Re-elect Urs Rohner as Director   For   For   Management
14   Reappoint Deloitte LLP as Auditors   For   For   Management
15   Authorise Board to Fix Remuneration of Auditors   For   For   Management
16   Authorise UK Political Donations and Expenditure   For   For   Management
17   Authorise Issue of Equity   For   For   Management
18   Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
19   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Management
20   Authorise Market Purchase of Ordinary Shares   For   For   Management
21   Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports   For   For   Management
22   Authorise the Company to Call General Meeting with Two Weeks’ Notice   For   For   Management

INFORMA PLC

 

Ticker:   INF      Security ID:   G4770L106
Meeting Date:   DEC 23, 2020      Meeting Type:   Special
Record Date:   DEC 21, 2020       

 

#

  

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Mgt Rec

  

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Sponsor

1   Approve Remuneration Policy   For   Against   Management
2   Adopt the Informa Equity Revitalisation Plan   For   Against   Management

INFORMA PLC

 

Ticker:   INF      Security ID:   G4770L106
Meeting Date:   JUN 03, 2021      Meeting Type:   Annual
Record Date:   JUN 01, 2021       

 

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Sponsor

1   Re-elect John Rishton as Director   For   For   Management
2   Re-elect Stephen Carter as Director   For   For   Management
3   Re-elect Stephen Davidson as Director   For   Against   Management
4   Re-elect David Flaschen as Director   For   For   Management
5   Re-elect Mary McDowell as Director   For   For   Management
6   Elect Patrick Martell as Director   For   For   Management
7   Re-elect Helen Owers as Director   For   For   Management
8   Re-elect Gill Whitehead as Director   For   For   Management
9   Re-elect Gareth Wright as Director   For   For   Management
10   Accept Financial Statements and Statutory Reports   For   For   Management
11   Approve Remuneration Report   For   Against   Management
12   Reappoint Deloitte LLP as Auditors   For   For   Management
13   Authorise the Audit Committee to Fix Remuneration of Auditors   For   For   Management
14   Authorise UK Political Donations and Expenditure   For   For   Management
15   Authorise Issue of Equity   For   For   Management
16   Authorise Issue of Equity without Pre-emptive Rights   For   For   Management
17   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   For   For   Management
18   Authorise Market Purchase of Ordinary Shares   For   For   Management
19   Authorise the Company to Call General Meeting with Two Weeks’ Notice   For   For   Management

JULIUS BAER GRUPPE AG

 

Ticker:   BAER      Security ID:   H4414N103
Meeting Date:   NOV 02, 2020      Meeting Type:   Special
Record Date:         

 

#

  

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Mgt Rec

  

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Sponsor

1   Approve Allocation of Income and Dividends of CHF 0.75 per Share   For   For   Management
2   Transact Other Business (Voting)   For   Against   Management

JULIUS BAER GRUPPE AG

 

Ticker:   BAER      Security ID:   H4414N103
Meeting Date:   APR 14, 2021      Meeting Type:   Annual
Record Date:         

 

#

  

Proposal

  

Mgt Rec

  

Vote Cast

  

Sponsor

1.1   Accept Financial Statements and Statutory Reports   For   For   Management
1.2   Approve Remuneration Report   For   For   Management
2   Approve Allocation of Income and Dividends of CHF 1.75 per Share   For   For   Management
3   Approve Discharge of Board and Senior Management   For   For   Management
4.1   Approve Remuneration of Board of Directors in the Amount of CHF 3.9 Million from 2021 AGM Until 2022 AGM   For   For   Management
4.2.1   Approve Variable Cash-Based Remuneration of Executive Committee in the Amount of CHF 11.6 Million for Fiscal 2020   For   For   Management
4.2.2   Approve Variable Share-Based Remuneration of Executive Committee in the Amount of CHF 11.5 Million for Fiscal 2021   For   For   Management
4.2.3   Approve Fixed Remuneration of Executive Committee in the Amount of CHF 9.2 Million for Fiscal 2021   For   For   Management
5.1.1   Reelect Romeo Lacher as Director   For   For   Management
5.1.2   Reelect Gilbert Achermann as Director   For   For   Management
5.1.3   Reelect Heinrich Baumann as Director   For   For   Management
5.1.4   Reelect Richard Campbell-Breeden as Director   For   For   Management
5.1.5   Reelect Ivo Furrer as Director   For   For   Management
5.1.6   Reelect Claire Giraut as Director   For   For   Management
5.1.7   Reelect Kathryn Shih as Director   For   For   Management
5.1.8   Reelect Eunice Zehnder-Lai as Director   For   For   Management
5.1.9   Reelect Olga Zoutendijk as Director   For   For   Management
5.2   Elect David Nicol as Director   For   For   Management
5.3   Reelect Romeo Lacher as Board Chairman   For   For   Management
5.4.1   Reappoint Gilbert Achermann as Member of the Compensation Committee   For   For   Management
5.4.2   Reappoint Richard Campbell-Breeden as Member of the Compensation Committee   For   For   Management
5.4.3   Appoint Kathryn Shih as Member of the Compensation Committee (as per Sep. 1, 2020)   For   For   Management
5.4.4   Reappoint Eunice Zehnder-Lai as Member of the Compensation Committee   For   For   Management
6   Ratify KPMG AG as Auditors   For   For   Management
7   Designate Marc Nater as Independent Proxy   For   For   Management
8   Approve CHF 51,700 Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares   For   For   Management
9   Amend Articles Re: Editorial Changes   For   For   Management
10   Transact Other Business (Voting)   For   Against   Management

MATSUMOTOKIYOSHI HOLDINGS CO., LTD.

 

Ticker:   3088      Security ID:   J41208109
Meeting Date:   JUN 29, 2021      Meeting Type:   Annual
Record Date:   MAR 31, 2021       

 

#

  

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Mgt Rec

  

Vote Cast

  

Sponsor

1   Approve Allocation of Income, with a Final Dividend of JPY 35   For   For   Management
2.1   Elect Director Matsumoto, Namio   For   For   Management
2.2   Elect Director Matsumoto, Kiyo   For   For   Management
2.3   Elect Director Matsumoto, Takashi   For   For   Management
2.4   Elect Director Ota, Takao   For   For   Management
2.5   Elect Director Obe, Shingo   For   For   Management
2.6   Elect Director Ishibashi, Akio   For   For   Management
2.7   Elect Director Matsushita, Isao   For   For   Management
2.8   Elect Director Omura, Hiro   For   For   Management
2.9   Elect Director Kimura, Keiji   For   For   Management
2.10   Elect Director Okiyama, Tomoko   For   For   Management
3   Appoint Alternate Statutory Auditor Seno, Yoshiaki   For   For   Management
4   Appoint Ernst & Young ShinNihon LLC as New External Audit Firm   For   For   Management
5   Approve Share Exchange Agreement with cocokara fine, Inc   For   For   Management
6   Approve Transfer of Operations to Wholly Owned Subsidiary   For   For   Management
7   Approve Transfer of Operations to Wholly Owned Subsidiary   For   For   Management
8.1   Elect Director Tsukamoto, Atsushi   For   For   Management
8.2   Elect Director Yamamoto, Tsuyoshi   For   For   Management
8.3   Elect Director Watanabe, Ryoichi   For   For   Management
8.4   Elect Director Tanima, Makoto   For   For   Management
8.5   Elect Director Kawai, Junko   For   For   Management
9   Appoint Statutory Auditor Torii, Akira   For   Against   Management
10   Amend Articles to Change Company Name - Amend Business Lines - Amend Provisions on Director Titles   For   For   Management
11   Approve Compensation Ceiling for Directors   For   For   Management

NEXON CO., LTD.

 

Ticker:   3659      Security ID:   J4914X104
Meeting Date:   MAR 25, 2021      Meeting Type:   Annual
Record Date:   DEC 31, 2020       

 

#

  

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Mgt Rec

  

Vote Cast

  

Sponsor

1.1   Elect Director Owen Mahoney   For   Against   Management
1.2   Elect Director Uemura, Shiro   For   Against   Management
1.3   Elect Director Patrick Soderlund   For   For   Management
1.4   Elect Director Kevin Mayer   For   For   Management
2   Approve Fixed Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members   For   For   Management
3   Approve Deep Discount Stock Option Plan   For   Against   Management
4   Approve Deep Discount Stock Option Plan   For   Against   Management
5   Approve Stock Option Plan   For   For   Management

OCI NV

 

Ticker:   OCI      Security ID:   N6667A111
Meeting Date:   OCT 20, 2020      Meeting Type:   Special
Record Date:   SEP 22, 2020       

 

#

  

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Mgt Rec

  

Vote Cast

  

Sponsor

1   Open Meeting   None   None   Management
2   Elect Heike Van De Kerkhof as Non-Executive Director   For   For   Management
3   Close Meeting   None   None   Management

SAFRAN SA

 

Ticker:   SAF      Security ID:   F4035A557
Meeting Date:   MAY 26, 2021      Meeting Type:   Annual/Special
Record Date:   MAY 24, 2021       

 

#

  

Proposal

  

Mgt Rec

  

Vote Cast

  

Sponsor

1   Approve Financial Statements and Statutory Reports   For   For   Management
2   Approve Consolidated Financial Statements and Statutory Reports   For   For   Management
3   Approve Allocation of Income and Dividends of EUR 0.43 per Share   For   For   Management
4   Approve Transaction with BNP Paribas   For   For   Management
5   Ratify Appointment of Olivier Andries as Director   For   For   Management
6   Reelect Helene Auriol Potier as Director   For   For   Management
7   Reelect Sophie Zurquiyah as Director   For   For   Management
8   Reelect Patrick Pelata as Director   For   For   Management
9   Elect Fabienne Lecorvaisier as Director   For   For   Management
10   Approve Compensation of Ross McInnes, Chairman of the Board   For   For   Management
11   Approve Compensation of Philippe Petitcolin, CEO   For   For   Management
12   Approve Compensation Report of Corporate Officers   For   For   Management
13   Approve Remuneration Policy of Chairman of the Board   For   For   Management
14   Approve Remuneration Policy of CEO   For   For   Management
15   Approve Remuneration Policy of Directors   For   For   Management
16   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Management
17   Amend Article 7,9,11 and 12 of Bylaws Re: Preferred Shares A   For   For   Management
18   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million   For   For   Management
19   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million   For   For   Management
20   Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers   For   For   Management
21   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million   For   For   Management
22   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 18-21   For   For   Management
23   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer   For   Against   Management
24   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer   For   Against   Management
25   Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers, Only In the Event of a Public Tender Offer   For   Against   Management
26   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer   For   Against   Management
27   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 23-26, Only In the Event of a Public Tender Offer   For   Against   Management
28   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   For   For   Management
29   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   For   For   Management
30   Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans   For   For   Management
31   Authorize Filing of Required Documents/Other Formalities   For   For   Management

TRIP.COM GROUP LTD.

 

Ticker:   TCOM      Security ID:   89677Q107
Meeting Date:   MAR 18, 2021      Meeting Type:   Special
Record Date:   FEB 16, 2021       

 

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Sponsor

1   Approve Change of Company’s Authorized Share Capital by One-to-Eight Subdivision of Shares   For   For   Management

VINCI SA

 

Ticker:   DG      Security ID:   F5879X108
Meeting Date:   APR 08, 2021      Meeting Type:   Annual/Special
Record Date:   APR 06, 2021       

 

#

  

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Mgt Rec

  

Vote Cast

  

Sponsor

1   Approve Consolidated Financial Statements and Statutory Reports   For   For   Management
2   Approve Financial Statements and Statutory Reports   For   For   Management
3   Approve Allocation of Income and Dividends of EUR 2.04 per Share   For   For   Management
4   Reelect Yannick Assouad as Director   For   For   Management
5   Reelect Graziella Gavezotti as Director   For   For   Management
6   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For   Management
7   Approve Remuneration Policy of Directors   For   For   Management
8   Approve Remuneration Policy of Xavier Huillard, Chairman and CEO   For   For   Management
9   Approve Compensation Report of Corporate Officers   For   For   Management
10   Approve Compensation of Xavier Huillard, Chairman and CEO   For   For   Management
11   Approve Company’s Environmental Transition Plan   For   For   Management
12   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   For   For   Management
13   Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value   For   For   Management
14   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million   For   For   Management
15   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million   For   For   Management
16   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million   For   For   Management
17   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14-16   For   For   Management
18   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   For   For   Management
19   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   For   For   Management
20   Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries   For   For   Management
21   Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans   For   For   Management
22   Authorize Filing of Required Documents/Other Formalities   For   For   Management

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2020 TO OCTOBER 15, 2020

PartnerSelect Smaller Companies Fund

GP STRATEGIES CORPORATION

 

Security    36225V104    Meeting Type    Annual   
Ticker Symbol    GPX    Meeting Date    01-Sep-2020   
ISIN    US36225V1044    Agenda    935250768 - Management   
Record Date    08-Jul-2020    Holding Recon Date    08-Jul-2020   
City / Country    / United States    Vote Deadline Date    31-Aug-2020   
SEDOL(s)       Quick Code      

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

1a.   Election of Director: Tamar Elkeles   Management   For   For
1b.   Election of Director: Marshall S. Geller   Management   For   For
1c.   Election of Director: Scott N. Greenberg   Management   For   For
1d.   Election of Director: Steven E. Koonin   Management   For   For
1e.   Election of Director: Jacques Manardo   Management   For   For
1f.   Election of Director: Richard C. Pfenniger   Management   For   For
1g.   Election of Director: Samuel D. Robinson   Management   For   For
1h.   Election of Director: Adam H. Stedham   Management   For   For
2.   To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020.   Management   For   For
3.   Advisory vote to approve the compensation of our named executive officers.   Management   For   For
4.   To approve an amendment to the 2011 Stock Incentive Plan to increase the authorized number of shares available for future issuance under the plan, to prohibit stock awards under the plan from receiving dividends prior to vesting and to extend the life of the plan to 2024.   Management   For   For

VIASAT, INC.

 

Security    92552V100    Meeting Type    Annual   
Ticker Symbol    VSAT    Meeting Date    03-Sep-2020   
ISIN    US92552V1008    Agenda    935253219 - Management   
Record Date    10-Jul-2020    Holding Recon Date    10-Jul-2020   
City / Country    / United States    Vote Deadline Date    02-Sep-2020   
SEDOL(s)       Quick Code      

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

1A.   Election of Director: Mark Dankberg   Management   For   For
1B.   Election of Director: Varsha Rao   Management   For   For
2.   Ratification of Appointment of PricewaterhouseCoopers LLP as Viasat’s Independent Registered Public Accounting Firm for fiscal year 2021.   Management   For   For
3.   Advisory Vote on Executive Compensation.   Management   For   For
4.   Amendment and Restatement of the 1996 Equity Participation Plan.   Management   For   For

Company Name

   Ticker   Provider
Security ID		   Meeting Date   Proponent   Proposal
Number		   Proposal Text   Management
Recommendation		   Vote
Instruction		   Vote
Against
Management
MEDNAX, Inc.   MD   58502B106   09-Sep-20   Management   1.1   Elect Director Karey D. Barker   For   For   No
MEDNAX, Inc.   MD   58502B106   09-Sep-20   Management   1.2   Elect Director Waldemar A. Carlo   For   For   No
MEDNAX, Inc.   MD   58502B106   09-Sep-20   Management   1.3   Elect Director Paul G. Gabos   For   For   No
MEDNAX, Inc.   MD   58502B106   09-Sep-20   Management   1.4   Elect Director Manuel Kadre   For   For   No
MEDNAX, Inc.   MD   58502B106   09-Sep-20   Management   1.5   Elect Director Thomas A. McEachin   For   For   No
MEDNAX, Inc.   MD   58502B106   09-Sep-20   Management   1.6   Elect Director Roger J. Medel   For   For   No
MEDNAX, Inc.   MD   58502B106   09-Sep-20   Management   1.7   Elect Director Mark S. Ordan   For   For   No
MEDNAX, Inc.   MD   58502B106   09-Sep-20   Management   1.8   Elect Director Michael A. Rucker   For   For   No
MEDNAX, Inc.   MD   58502B106   09-Sep-20   Management   1.9   Elect Director Guy P. Sansone   For   For   No
MEDNAX, Inc.   MD   58502B106   09-Sep-20   Management   1.10   Elect Director John M. Starcher, Jr.   For   For   No
MEDNAX, Inc.   MD   58502B106   09-Sep-20   Management   1.11   Elect Director Shirley A. Weis   For   For   No
MEDNAX, Inc.   MD   58502B106   09-Sep-20   Management   2   Change Company Name to Pediatrix Medical Group, Inc.   For   For   No
MEDNAX, Inc.   MD   58502B106   09-Sep-20   Management   3   Amend Articles of Incorporation to Change Company Name of MEDNAX Services, Inc., a Subsidiary of the Company, to PMG Services, Inc.   For   For   No
MEDNAX, Inc.   MD   58502B106   09-Sep-20   Management   4   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   No
MEDNAX, Inc.   MD   58502B106   09-Sep-20   Management   5   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1a   Elect Director Richard A. Beck   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1b   Elect Director Celeste A. Clark   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1c   Elect Director Dean Hollis   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1d   Elect Director Shervin J. Korangy   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1e   Elect Director Mark L. Schiller   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1f   Elect Director Michael B. Sims   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1g   Elect Director Glenn W. Welling   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1h   Elect Director Dawn M. Zier   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   3   Ratify Ernst & Young LLP as Auditors   For   For   No

Company Name

   Ticker   Provider
Security ID		   Meeting Date   Proponent   Proposal
Number		   Proposal Text   Management
Recommendation		   Vote
Instruction		   Vote
Against
Management
Chewy, Inc.   CHWY   16679L109   14-Jul-20   Management   1.1   Elect Director Raymond Svider   For   Withhold   Yes
Chewy, Inc.   CHWY   16679L109   14-Jul-20   Management   1.2   Elect Director Sharon McCollam   For   Withhold   Yes
Chewy, Inc.   CHWY   16679L109   14-Jul-20   Management   1.3   Elect Director J.K. Symancyk   For   Withhold   Yes
Chewy, Inc.   CHWY   16679L109   14-Jul-20   Management   2   Ratify Deloitte & Touche LLP as Auditors   For   For   No
Chewy, Inc.   CHWY   16679L109   14-Jul-20   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
Chewy, Inc.   CHWY   16679L109   14-Jul-20   Management   4   Advisory Vote on Say on Pay Frequency   One Year   One Year   No
The Bank of N.T. Butterfield & Son Limited   NTB   G0772R208   12-Aug-20   Management   1   Approve PricewaterhouseCoopers Ltd. as Auditors and Authorize Board to Fix Their Remuneration   For   For   No
The Bank of N.T. Butterfield & Son Limited   NTB   G0772R208   12-Aug-20   Management   2a   Elect Director Michael Collins   For   For   No
The Bank of N.T. Butterfield & Son Limited   NTB   G0772R208   12-Aug-20   Management   2b   Elect Director Alastair Barbour   For   For   No
The Bank of N.T. Butterfield & Son Limited   NTB   G0772R208   12-Aug-20   Management   2c   Elect Director James Burr   For   For   No
The Bank of N.T. Butterfield & Son Limited   NTB   G0772R208   12-Aug-20   Management   2d   Elect Director Michael Covell   For   For   No
The Bank of N.T. Butterfield & Son Limited   NTB   G0772R208   12-Aug-20   Management   2e   Elect Director Leslie Godridge   For   For   No
The Bank of N.T. Butterfield & Son Limited   NTB   G0772R208   12-Aug-20   Management   2f   Elect Director Mark Lynch   For   For   No
The Bank of N.T. Butterfield & Son Limited   NTB   G0772R208   12-Aug-20   Management   2g   Elect Director Conor O’Dea   For   For   No
The Bank of N.T. Butterfield & Son Limited   NTB   G0772R208   12-Aug-20   Management   2h   Elect Director Jana Schreuder   For   For   No
The Bank of N.T. Butterfield & Son Limited   NTB   G0772R208   12-Aug-20   Management   2i   Elect Director Michael Schrum   For   For   No
The Bank of N.T. Butterfield & Son Limited   NTB   G0772R208   12-Aug-20   Management   2j   Elect Director Pamela Thomas-Graham   For   For   No
The Bank of N.T. Butterfield & Son Limited   NTB   G0772R208   12-Aug-20   Management   2k   Elect Director John Wright   For   For   No
The Bank of N.T. Butterfield & Son Limited   NTB   G0772R208   12-Aug-20   Management   3   Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights   For   For   No
Change Healthcare, Inc.   CHNG   15912K100   02-Sep-20   Management   1a   Elect Director Neil E. de Crescenzo   For   For   No
Change Healthcare, Inc.   CHNG   15912K100   02-Sep-20   Management   1b   Elect Director Howard L. Lance   For   For   No
Change Healthcare, Inc.   CHNG   15912K100   02-Sep-20   Management   1c   Elect Director Nella Domenici   For   For   No
Change Healthcare, Inc.   CHNG   15912K100   02-Sep-20   Management   1d   Elect Director Nicholas L. Kuhar   For   Withhold   Yes
Change Healthcare, Inc.   CHNG   15912K100   02-Sep-20   Management   1e   Elect Director Diana McKenzie   For   For   No
Change Healthcare, Inc.   CHNG   15912K100   02-Sep-20   Management   1f   Elect Director Bansi Nagji   For   Withhold   Yes
Change Healthcare, Inc.   CHNG   15912K100   02-Sep-20   Management   1g   Elect Director Philip M. Pead   For   For   No
Change Healthcare, Inc.   CHNG   15912K100   02-Sep-20   Management   1h   Elect Director Phillip W. Roe   For   For   No
Change Healthcare, Inc.   CHNG   15912K100   02-Sep-20   Management   1i   Elect Director Neil P. Simpkins   For   Withhold   Yes
Change Healthcare, Inc.   CHNG   15912K100   02-Sep-20   Management   1j   Elect Director Robert J. Zollars   For   Withhold   Yes
Change Healthcare, Inc.   CHNG   15912K100   02-Sep-20   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Change Healthcare, Inc.   CHNG   15912K100   02-Sep-20   Management   3   Advisory Vote on Say on Pay Frequency   One Year   One Year   No
Change Healthcare, Inc.   CHNG   15912K100   02-Sep-20   Management   4   Ratify Deloitte & Touche LLP as Auditors   For   For   No
CACI International Inc   CACI   127190304   12-Nov-20   Management   1a   Elect Director Michael A. Daniels   For   For   No
CACI International Inc   CACI   127190304   12-Nov-20   Management   1b   Elect Director Susan M. Gordon   For   For   No
CACI International Inc   CACI   127190304   12-Nov-20   Management   1c   Elect Director William L. Jews   For   For   No
CACI International Inc   CACI   127190304   12-Nov-20   Management   1d   Elect Director Gregory G. Johnson   For   For   No
CACI International Inc   CACI   127190304   12-Nov-20   Management   1e   Elect Director J. Phillip London   For   For   No
CACI International Inc   CACI   127190304   12-Nov-20   Management   1f   Elect Director John S. Mengucci   For   For   No
CACI International Inc   CACI   127190304   12-Nov-20   Management   1g   Elect Director James L. Pavitt   For   For   No
CACI International Inc   CACI   127190304   12-Nov-20   Management   1h   Elect Director Warren R. Phillips   For   For   No
CACI International Inc   CACI   127190304   12-Nov-20   Management   1i   Elect Director Debora A. Plunkett   For   For   No
CACI International Inc   CACI   127190304   12-Nov-20   Management   1j   Elect Director Charles P. Revoile   For   For   No
CACI International Inc   CACI   127190304   12-Nov-20   Management   1k   Elect Director William S. Wallace   For   For   No
CACI International Inc   CACI   127190304   12-Nov-20   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
CACI International Inc   CACI   127190304   12-Nov-20   Management   3   Amend Omnibus Stock Plan   For   For   No
CACI International Inc   CACI   127190304   12-Nov-20   Management   4   Ratify Ernst & Young LLP as Auditors   For   For   No

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021

PartnerSelect High Income Alternatives Fund

FS KKR Capital Corp.

 

CUSIP    302635206    Meeting Type    Annual   
Ticker Symbol    FSK    Meeting Date    15-Jul-20   
ISIN    US3026352068    Agenda      

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

1   Elect Director Elizabeth J. Sandler   Management   FOR   For
2   Elect Director Michael J. Hagan   Management   FOR   For
3   Elect Director Jeffrey K. Harrow   Management   FOR   For
4   Elect Director James H. Kropp   Management   FOR   For
5   Approve Issuance of Shares Below Net Asset Value (NAV)   Management   FOR   For

 

Ready Capital Corporation

 

CUSIP    75574U101    Meeting Type    Annual   
Ticker Symbol    RC    Meeting Date    15-Jul-20   
ISIN    US75574U1016    Agenda      

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

1   Elect Director Thomas E. Capasse   Management   FOR   FOR
2   Elect Director Jack J. Ross   Management   FOR   FOR
3   Elect Director Frank P. Filipps   Management   FOR   FOR
4   Elect Director Gilbert E. Nathan   Management   FOR   FOR
5   Elect Director Andrea Petro   Management   FOR   FOR
6   Elect Director J. Mitchell Reese   Management   FOR   FOR
7   Elect Director Todd M. Sinai   Management   FOR   FOR
8   Ratify Deloitte and Touche LLP as Auditors   Management   FOR   FOR
9   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   FOR   FOR

 

Capital Southwest Corporation

 

CUSIP    140501107    Meeting Type    Annual   
Ticker Symbol    CSWC    Meeting Date    29-Jul-20   
ISIN    US1405011073    Agenda      

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

1   Elect Director Christine S. Battist   Management   FOR   FOR
2   Elect Director David R. Brooks   Management   FOR   FOR
3   Elect Director Bowen S. Diehl   Management   FOR   FOR
4   Elect Director Jack D. Furst   Management   FOR   FOR
5   Elect Director T. Duane Morgan   Management   FOR   FOR
6   Elect Director William R. Thomas   Management   FOR   FOR
7   Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   FOR   FOR
8   Ratify RSM US LLP as Auditors   Management   FOR   FOR

 

WhiteHorse Finance, Inc.

 

CUSIP    96524V106    Meeting Type    Annual   
Ticker Symbol    WHF    Meeting Date    5-Aug-20   
ISIN    US96524V1061    Agenda      

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

1   Elect Director Stuart Aronson   Management   FOR   FOR
2   Elect Director Jay Carvell   Management   FOR   FOR
3   Elect Director Rick P. Frier   Management   FOR   FOR
4   Ratify Crowe LLP as Auditors   Management   FOR   FOR

Ares Capital Corporation

 

CUSIP    04010L103    Meeting Type    Special   
Ticker Symbol    ARCC    Meeting Date    13-Aug-20   
ISIN    US04010L1035    Agenda      

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

1.   Approve Issuance of Shares Below Net Asset Value (NAV)   Management   FOR   FOR

 

Saratoga Investment Corp.

 

CUSIP    80349A208    Meeting Type    Annual   
Ticker Symbol    SAR    Meeting Date    29-Nov-20   
ISIN    US80349A2087    Agenda      

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

1   Elect Director Michael J. Grisius   Management   FOR   FOR
2   Elect Director G. Cabell Williams   Management   FOR   FOR

 

Solar Capital Ltd.

 

CUSIP    83413U100    Meeting Type    Annual   
Ticker Symbol    SLRC    Meeting Date    6-Oct-20   
ISIN    US83413U1007    Agenda      

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

1   Elect Director Bruce Spohler   Management   FOR   FOR
2   Elect Director Steven Hochberg   Management   FOR   FOR
3   Approve Issuance of Shares Below Net Asset Value (NAV)   Management   FOR   FOR

 

Barings BDC, Inc.   
CUSIP    06759L103    Meeting Type    Annual   
Ticker Symbol    BBDC    Meeting Date    23-Dec-20   
ISIN    US06759L1035    Agenda      

 

Item

  

Proposal

  

Proposed by

  

Vote

  

For/Against
Management

1   Issue Shares in Connection with Merger   Management   FOR   FOR
2   Approve Issuance of Shares Below Net Asset Value (NAV)   Management   FOR   FOR
3   Amend Investment Advisory Agreement between Barings BDC and Barings   Management   FOR   FOR
3   Adjourn Meeting   Management   FOR   FOR

Name of Issuer   Ticker   CUSIP   Meeting Date   Agenda Items   Proposed By   Voted Y/N   For or Against
Management
Ares Dynamic Credit Allocation Fund, Inc.   ARDC   04014F102   11-May-21   Elect Director Paula B. Pretlow   Management   Y   For
Ares Dynamic Credit Allocation Fund, Inc.   ARDC   04014F102   11-May-21   Elect Director Seth J. Brufsky   Management   Y   For
Ares Dynamic Credit Allocation Fund, Inc.   ARDC   04014F102   11-May-21   Elect Director John J. Shaw   Management   Y   For
BlackRock Credit Allocation Income Trust   BTZ   092508100   27-Jul-20   Elect Director Michael J. Castellano   Management   Y   For
BlackRock Credit Allocation Income Trust   BTZ   092508100   27-Jul-20   Elect Director R. Glenn Hubbard   Management   Y   For
BlackRock Credit Allocation Income Trust   BTZ   092508100   27-Jul-20   Elect Director John M. Perlowski   Management   Y   For
BlackRock Credit Allocation Income Trust   BTZ   092508100   27-Jul-20   Elect Director W. Carl Kester   Management   Y   For
BlackRock Corporate High Yield Fund, Inc.   HYT   09255P107   27-Jul-20   Elect Director Cynthia L. Egan   Management   Y   For
BlackRock Corporate High Yield Fund, Inc.   HYT   09255P107   27-Jul-20   Elect Director Michael J. Castellano   Management   Y   For
BlackRock Corporate High Yield Fund, Inc.   HYT   09255P107   27-Jul-20   Elect Director Catherine A. Lynch   Management   Y   For
BlackRock Debt Strategies Fund, Inc.   DSU   09255R202   27-Jul-20   Elect Director Cynthia L. Egan   Management   Y   For
BlackRock Debt Strategies Fund, Inc.   DSU   09255R202   27-Jul-20   Elect Director Michael J. Castellano   Management   Y   For
BlackRock Debt Strategies Fund, Inc.   DSU   09255R202   27-Jul-20   Elect Director Catherine A. Lynch   Management   Y   For
Blackstone Strategic Credit Fund   BGB   09257R101   21-Apr-21   Elect Director Gary S. Schpero   Management   Y   For
Eaton Vance Limited Duration Income Fund   EVV   27828H105   07-Jan-21   Approve Investment Advisory Agreement With Eaton Vance Management To Continue To Serve As The Fund’s Investment Adviser   Management   Y   For
Eaton Vance Limited Duration Income Fund   EVV   27828H105   11-Feb-21   Elect Director Helen Frame Peters   Management   Y   Against
Eaton Vance Limited Duration Income Fund   EVV   27828H105   11-Feb-21   Elect Director Marcus L. Smith   Management   Y   Against
Eaton Vance Limited Duration Income Fund   EVV   27828H105   11-Feb-21   Elect Director Susan J. Sutherland   Management   Y   Against
Guggenheim Strategic Opportunities Fund   GOF   40167F101   08-Apr-21   Elect Director Thomas F. Lydon, Jr.   Management   Y   For
Guggenheim Strategic Opportunities Fund   GOF   40167F101   08-Apr-21   Elect Director Ronald A. Nyberg   Management   Y   For
Guggenheim Strategic Opportunities Fund   GOF   40167F101   08-Apr-21   Elect Director Sandra G. Sponem   Management   Y   For
Guggenheim Strategic Opportunities Fund   GOF   40167F101   08-Apr-21   Elect Director Ronald E. Toupin, Jr.   Management   Y   For
Western Asset High Income Opportunity Fund Inc.   HIO   95766K109   09-Apr-21   Elect Director Paolo M. Cucchi   Management   Y   Against
Western Asset High Income Opportunity Fund Inc.   HIO   95766K109   09-Apr-21   Elect Director Eileen A. Kamerick   Management   Y   Against
Western Asset High Income Opportunity Fund Inc.   HIO   95766K109   09-Apr-21   Elect Director Jane E. Trust   Management   Y   For
Western Asset High Income Opportunity Fund Inc.   HIO   95766K109   09-Apr-21   Ratify PricewaterhouseCoopers LLP as Auditors   Management   Y   For

PROXY VOTING RECORD

FOR PERIOD JULY 31, 2020 TO JUNE 30, 2021

PartnerSelect SBH Focused Small Value Fund

Company Name   Ticker   Provider
Security ID		   Meeting Date   Proponent   Proposal
Number		   Proposal Text   Management
Recommendation		   Vote
Instruction		   Vote Against
Management
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1a   Elect Director Richard A. Beck   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1b   Elect Director Celeste A. Clark   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1c   Elect Director Dean Hollis   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1d   Elect Director Shervin J. Korangy   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1e   Elect Director Mark L. Schiller   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1f   Elect Director Michael B. Sims   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1g   Elect Director Glenn W. Welling   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   1h   Elect Director Dawn M. Zier   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
The Hain Celestial Group, Inc.   HAIN   405217100   24-Nov-20   Management   3   Ratify Ernst & Young LLP as Auditors   For   For   No
Beacon Roofing Supply, Inc.   BECN   073685109   19-Feb-21   Management   1.1   Elect Director Philip W. Knisely   For   For   No
Beacon Roofing Supply, Inc.   BECN   073685109   19-Feb-21   Management   1.2   Elect Director Julian G. Francis   For   For   No
Beacon Roofing Supply, Inc.   BECN   073685109   19-Feb-21   Management   1.3   Elect Director Carl T. Berquist   For   For   No
Beacon Roofing Supply, Inc.   BECN   073685109   19-Feb-21   Management   1.4   Elect Director Barbara G. Fast   For   For   No
Beacon Roofing Supply, Inc.   BECN   073685109   19-Feb-21   Management   1.5   Elect Director Richard W. Frost   For   For   No
Beacon Roofing Supply, Inc.   BECN   073685109   19-Feb-21   Management   1.6   Elect Director Alan Gershenhorn   For   For   No
Beacon Roofing Supply, Inc.   BECN   073685109   19-Feb-21   Management   1.7   Elect Director Robert M. McLaughlin   For   For   No
Beacon Roofing Supply, Inc.   BECN   073685109   19-Feb-21   Management   1.8   Elect Director Neil S. Novich   For   For   No
Beacon Roofing Supply, Inc.   BECN   073685109   19-Feb-21   Management   1.9   Elect Director Stuart A. Randle   For   For   No
Beacon Roofing Supply, Inc.   BECN   073685109   19-Feb-21   Management   1.10   Elect Director Nathan K. Sleeper   For   For   No
Beacon Roofing Supply, Inc.   BECN   073685109   19-Feb-21   Management   1.11   Elect Director Douglas L. Young   For   For   No
Beacon Roofing Supply, Inc.   BECN   073685109   19-Feb-21   Management   2   Ratify Ernst & Young LLP as Auditors   For   For   No
Beacon Roofing Supply, Inc.   BECN   073685109   19-Feb-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Quanex Building Products Corporation   NX   747619104   25-Feb-21   Management   1.1   Elect Director Susan F. Davis   For   For   No
Quanex Building Products Corporation   NX   747619104   25-Feb-21   Management   1.2   Elect Director William C. Griffiths   For   For   No
Quanex Building Products Corporation   NX   747619104   25-Feb-21   Management   1.3   Elect Director Donald R. Maier   For   For   No
Quanex Building Products Corporation   NX   747619104   25-Feb-21   Management   1.4   Elect Director Meredith W. Mendes   For   For   No
Quanex Building Products Corporation   NX   747619104   25-Feb-21   Management   1.5   Elect Director Joseph D. Rupp   For   For   No
Quanex Building Products Corporation   NX   747619104   25-Feb-21   Management   1.6   Elect Director Curtis M. Stevens   For   For   No

Quanex Building Products Corporation   NX   747619104   25-Feb-21   Management   1.7   Elect Director William E. Waltz, Jr.   For   For   No
Quanex Building Products Corporation   NX   747619104   25-Feb-21   Management   1.8   Elect Director George L. Wilson   For   For   No
Quanex Building Products Corporation   NX   747619104   25-Feb-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Quanex Building Products Corporation   NX   747619104   25-Feb-21   Management   3   Ratify Grant Thornton LLP as Auditors   For   For   No
REV Group, Inc.   REVG   749527107   04-Mar-21   Management   1.1   Elect Director Jean Marie “John” Canan   For   Withhold   Yes
REV Group, Inc.   REVG   749527107   04-Mar-21   Management   1.2   Elect Director Charles Dutil   For   Withhold   Yes
REV Group, Inc.   REVG   749527107   04-Mar-21   Management   1.3   Elect Director Donn Viola   For   Withhold   Yes
REV Group, Inc.   REVG   749527107   04-Mar-21   Management   2   Ratify RSM US LLP as Auditors   For   For   No
REV Group, Inc.   REVG   749527107   04-Mar-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Magellan Health, Inc.   MGLN   559079207   31-Mar-21   Management   1   Approve Merger Agreement   For   For   No
Magellan Health, Inc.   MGLN   559079207   31-Mar-21   Management   2   Advisory Vote on Golden Parachutes   For   For   No
Magellan Health, Inc.   MGLN   559079207   31-Mar-21   Management   3   Adjourn Meeting   For   For   No
Lakeland Financial Corporation   LKFN   511656100   13-Apr-21   Management   1.1   Elect Director Blake W. Augsburger   For   For   No
Lakeland Financial Corporation   LKFN   511656100   13-Apr-21   Management   1.2   Elect Director Robert E. Bartels, Jr.   For   For   No
Lakeland Financial Corporation   LKFN   511656100   13-Apr-21   Management   1.3   Elect Director Darrianne P. Christian   For   For   No
Lakeland Financial Corporation   LKFN   511656100   13-Apr-21   Management   1.4   Elect Director Daniel F. Evans, Jr.   For   For   No
Lakeland Financial Corporation   LKFN   511656100   13-Apr-21   Management   1.5   Elect Director David M. Findlay   For   For   No
Lakeland Financial Corporation   LKFN   511656100   13-Apr-21   Management   1.6   Elect Director Michael L. Kubacki   For   For   No
Lakeland Financial Corporation   LKFN   511656100   13-Apr-21   Management   1.7   Elect Director Emily E. Pichon   For   For   No
Lakeland Financial Corporation   LKFN   511656100   13-Apr-21   Management   1.8   Elect Director Steven D. Ross   For   For   No
Lakeland Financial Corporation   LKFN   511656100   13-Apr-21   Management   1.9   Elect Director Brian J. Smith   For   For   No
Lakeland Financial Corporation   LKFN   511656100   13-Apr-21   Management   1.10   Elect Director Bradley J. Toothaker   For   For   No
Lakeland Financial Corporation   LKFN   511656100   13-Apr-21   Management   1.11   Elect Director Ronald D. Truex   For   For   No
Lakeland Financial Corporation   LKFN   511656100   13-Apr-21   Management   1.12   Elect Director M. Scott Welch   For   For   No
Lakeland Financial Corporation   LKFN   511656100   13-Apr-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Lakeland Financial Corporation   LKFN   511656100   13-Apr-21   Management   3   Ratify Crowe LLP as Auditors   For   For   No
NCR Corporation   NCR   62886E108   20-Apr-21   Management   1.1   Elect Director Mark W. Begor   For   For   No
NCR Corporation   NCR   62886E108   20-Apr-21   Management   1.2   Elect Director Gregory Blank   For   For   No
NCR Corporation   NCR   62886E108   20-Apr-21   Management   1.3   Elect Director Catherine L. Burke   For   For   No
NCR Corporation   NCR   62886E108   20-Apr-21   Management   1.4   Elect Director Deborah A. Farrington   For   For   No
NCR Corporation   NCR   62886E108   20-Apr-21   Management   1.5   Elect Director Michael D. Hayford   For   For   No

NCR Corporation   NCR   62886E108   20-Apr-21   Management   1.6   Elect Director Georgette D. Kiser   For   For   No
NCR Corporation   NCR   62886E108   20-Apr-21   Management   1.7   Elect Director Kirk T. Larsen   For   For   No
NCR Corporation   NCR   62886E108   20-Apr-21   Management   1.8   Elect Director Frank R. Martire   For   For   No
NCR Corporation   NCR   62886E108   20-Apr-21   Management   1.9   Elect Director Martin Mucci   For   For   No
NCR Corporation   NCR   62886E108   20-Apr-21   Management   1.10   Elect Director Matthew A. Thompson   For   For   No
NCR Corporation   NCR   62886E108   20-Apr-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
NCR Corporation   NCR   62886E108   20-Apr-21   Management   3   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   No
Umpqua Holdings Corporation   UMPQ   904214103   20-Apr-21   Management   1a   Elect Director Peggy Y. Fowler   For   For   No
Umpqua Holdings Corporation   UMPQ   904214103   20-Apr-21   Management   1b   Elect Director Stephen M. Gambee   For   For   No
Umpqua Holdings Corporation   UMPQ   904214103   20-Apr-21   Management   1c   Elect Director James S. Greene   For   For   No
Umpqua Holdings Corporation   UMPQ   904214103   20-Apr-21   Management   1d   Elect Director Luis F. Machuca   For   For   No
Umpqua Holdings Corporation   UMPQ   904214103   20-Apr-21   Management   1e   Elect Director Maria M. Pope   For   For   No
Umpqua Holdings Corporation   UMPQ   904214103   20-Apr-21   Management   1f   Elect Director Cort L. O’Haver   For   For   No
Umpqua Holdings Corporation   UMPQ   904214103   20-Apr-21   Management   1g   Elect Director John F. Schultz   For   For   No
Umpqua Holdings Corporation   UMPQ   904214103   20-Apr-21   Management   1h   Elect Director Susan F. Stevens   For   For   No
Umpqua Holdings Corporation   UMPQ   904214103   20-Apr-21   Management   1i   Elect Director Hilliard C. Terry, III   For   For   No
Umpqua Holdings Corporation   UMPQ   904214103   20-Apr-21   Management   1j   Elect Director Bryan L. Timm   For   For   No
Umpqua Holdings Corporation   UMPQ   904214103   20-Apr-21   Management   1k   Elect Director Anddria Varnado   For   For   No
Umpqua Holdings Corporation   UMPQ   904214103   20-Apr-21   Management   2   Ratify Deloitte & Touche LLP as Auditors   For   For   No
Umpqua Holdings Corporation   UMPQ   904214103   20-Apr-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Regal Beloit Corporation   RBC   758750103   27-Apr-21   Management   1a   Elect Director Jan A. Bertsch   For   For   No
Regal Beloit Corporation   RBC   758750103   27-Apr-21   Management   1b   Elect Director Stephen M. Burt   For   For   No
Regal Beloit Corporation   RBC   758750103   27-Apr-21   Management   1c   Elect Director Anesa T. Chaibi   For   For   No
Regal Beloit Corporation   RBC   758750103   27-Apr-21   Management   1d   Elect Director Christopher L. Doerr   For   For   No
Regal Beloit Corporation   RBC   758750103   27-Apr-21   Management   1e   Elect Director Dean A. Foate   For   For   No
Regal Beloit Corporation   RBC   758750103   27-Apr-21   Management   1f   Elect Director Michael F. Hilton   For   For   No
Regal Beloit Corporation   RBC   758750103   27-Apr-21   Management   1g   Elect Director Louis V. Pinkham   For   For   No
Regal Beloit Corporation   RBC   758750103   27-Apr-21   Management   1h   Elect Director Rakesh Sachdev   For   For   No
Regal Beloit Corporation   RBC   758750103   27-Apr-21   Management   1i   Elect Director Curtis W. Stoelting   For   For   No
Regal Beloit Corporation   RBC   758750103   27-Apr-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No

Regal Beloit Corporation   RBC   758750103   27-Apr-21   Management   3   Ratify Deloitte & Touche LLP as Auditors   For   For   No
Glacier Bancorp, Inc.   GBCI   37637Q105   28-Apr-21   Management   1.1   Elect Director David C. Boyles   For   For   No
Glacier Bancorp, Inc.   GBCI   37637Q105   28-Apr-21   Management   1.2   Elect Director Robert A. Cashell, Jr.   For   For   No
Glacier Bancorp, Inc.   GBCI   37637Q105   28-Apr-21   Management   1.3   Elect Director Randall M. Chesler   For   For   No
Glacier Bancorp, Inc.   GBCI   37637Q105   28-Apr-21   Management   1.4   Elect Director Sherry L. Cladouhos   For   For   No
Glacier Bancorp, Inc.   GBCI   37637Q105   28-Apr-21   Management   1.5   Elect Director James M. English   For   For   No
Glacier Bancorp, Inc.   GBCI   37637Q105   28-Apr-21   Management   1.6   Elect Director Annie M. Goodwin   For   For   No
Glacier Bancorp, Inc.   GBCI   37637Q105   28-Apr-21   Management   1.7   Elect Director Kristen L. Heck   For   For   No
Glacier Bancorp, Inc.   GBCI   37637Q105   28-Apr-21   Management   1.8   Elect Director Craig A. Langel   For   For   No
Glacier Bancorp, Inc.   GBCI   37637Q105   28-Apr-21   Management   1.9   Elect Director Douglas J. McBride   For   For   No
Glacier Bancorp, Inc.   GBCI   37637Q105   28-Apr-21   Management   1.10   Elect Director George R. Sutton   For   For   No
Glacier Bancorp, Inc.   GBCI   37637Q105   28-Apr-21   Management   2   Amend Articles of Incorporation to Provide for Indemnification of Directors and Officers   For   For   No
Glacier Bancorp, Inc.   GBCI   37637Q105   28-Apr-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Glacier Bancorp, Inc.   GBCI   37637Q105   28-Apr-21   Management   4   Ratify BKD, LLP as Auditors   For   For   No
Ferro Corporation   FOE   315405100   29-Apr-21   Management   1.1   Elect Director David A. Lorber   For   For   No
Ferro Corporation   FOE   315405100   29-Apr-21   Management   1.2   Elect Director Marran H. Ogilvie   For   For   No
Ferro Corporation   FOE   315405100   29-Apr-21   Management   1.3   Elect Director Andrew M. Ross   For   For   No
Ferro Corporation   FOE   315405100   29-Apr-21   Management   1.4   Elect Director Allen A. Spizzo   For   For   No
Ferro Corporation   FOE   315405100   29-Apr-21   Management   1.5   Elect Director Peter T. Thomas   For   For   No
Ferro Corporation   FOE   315405100   29-Apr-21   Management   1.6   Elect Director Ronald P. Vargo   For   For   No
Ferro Corporation   FOE   315405100   29-Apr-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Ferro Corporation   FOE   315405100   29-Apr-21   Management   3   Ratify Deloitte & Touche LLP as Auditors   For   For   No
Ferro Corporation   FOE   315405100   29-Apr-21   Share Holder   4   Adopt Simple Majority Vote   Against   For   Yes
TreeHouse Foods, Inc.   THS   89469A104   29-Apr-21   Management   1.1   Elect Director Ashley Buchanan   For   For   No
TreeHouse Foods, Inc.   THS   89469A104   29-Apr-21   Management   1.2   Elect Director Steven Oakland   For   For   No
TreeHouse Foods, Inc.   THS   89469A104   29-Apr-21   Management   1.3   Elect Director Jill A. Rahman   For   For   No
TreeHouse Foods, Inc.   THS   89469A104   29-Apr-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
TreeHouse Foods, Inc.   THS   89469A104   29-Apr-21   Management   3   Ratify Deloitte & Touche LLP as Auditors   For   For   No
National Bank Holdings Corporation   NBHC   633707104   04-May-21   Management   1.1   Elect Director Ralph W. Clermont   For   For   No
National Bank Holdings Corporation   NBHC   633707104   04-May-21   Management   1.2   Elect Director Robert E. Dean   For   For   No

National Bank Holdings Corporation   NBHC   633707104   04-May-21   Management   1.3   Elect Director Fred J. Joseph   For   For   No
National Bank Holdings Corporation   NBHC   633707104   04-May-21   Management   1.4   Elect Director G. Timothy Laney   For   For   No
National Bank Holdings Corporation   NBHC   633707104   04-May-21   Management   1.5   Elect Director Micho F. Spring   For   For   No
National Bank Holdings Corporation   NBHC   633707104   04-May-21   Management   1.6   Elect Director Burney S. Warren, III   For   For   No
National Bank Holdings Corporation   NBHC   633707104   04-May-21   Management   1.7   Elect Director Art Zeile   For   For   No
National Bank Holdings Corporation   NBHC   633707104   04-May-21   Management   2   Ratify KPMG LLP as Auditors   For   For   No
National Bank Holdings Corporation   NBHC   633707104   04-May-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
National Bank Holdings Corporation   NBHC   633707104   04-May-21   Management   4   Advisory Vote on Say on Pay Frequency   One Year   One Year   No
Six Flags Entertainment Corporation   SIX   83001A102   05-May-21   Management   1.1   Elect Director Ben Baldanza   For   For   No
Six Flags Entertainment Corporation   SIX   83001A102   05-May-21   Management   1.2   Elect Director Selim Bassoul   For   For   No
Six Flags Entertainment Corporation   SIX   83001A102   05-May-21   Management   1.3   Elect Director Esi Eggleston Bracey   For   For   No
Six Flags Entertainment Corporation   SIX   83001A102   05-May-21   Management   1.4   Elect Director Denise M. Clark   For   For   No
Six Flags Entertainment Corporation   SIX   83001A102   05-May-21   Management   1.5   Elect Director Enrique Ramirez Mena   For   For   No
Six Flags Entertainment Corporation   SIX   83001A102   05-May-21   Management   1.6   Elect Director Arik Ruchim   For   For   No
Six Flags Entertainment Corporation   SIX   83001A102   05-May-21   Management   1.7   Elect Director Michael Spanos   For   For   No
Six Flags Entertainment Corporation   SIX   83001A102   05-May-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Six Flags Entertainment Corporation   SIX   83001A102   05-May-21   Management   3   Eliminate Supermajority Vote Requirement to Amend Bylaws   For   For   No
Six Flags Entertainment Corporation   SIX   83001A102   05-May-21   Management   4   Provide Right to Act by Written Consent   For   For   No
Six Flags Entertainment Corporation   SIX   83001A102   05-May-21   Management   5   Ratify KPMG LLP as Auditors   For   For   No
Sterling Construction Company, Inc.   STRL   859241101   05-May-21   Management   1a   Elect Director Roger A. Cregg   For   For   No
Sterling Construction Company, Inc.   STRL   859241101   05-May-21   Management   1b   Elect Director Joseph A. Cutillo   For   For   No
Sterling Construction Company, Inc.   STRL   859241101   05-May-21   Management   1c   Elect Director Raymond F. Messer   For   For   No
Sterling Construction Company, Inc.   STRL   859241101   05-May-21   Management   1d   Elect Director Dana C. O’Brien   For   For   No
Sterling Construction Company, Inc.   STRL   859241101   05-May-21   Management   1e   Elect Director Charles R. Patton   For   For   No
Sterling Construction Company, Inc.   STRL   859241101   05-May-21   Management   1f   Elect Director Thomas M. White   For   For   No
Sterling Construction Company, Inc.   STRL   859241101   05-May-21   Management   1g   Elect Director Dwayne A. Wilson   For   For   No
Sterling Construction Company, Inc.   STRL   859241101   05-May-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Sterling Construction Company, Inc.   STRL   859241101   05-May-21   Management   3   Ratify Grant Thornton LLP as Auditors   For   For   No
Sterling Construction Company, Inc.   STRL   859241101   05-May-21   Management   4   Amend Omnibus Stock Plan   For   For   No
Glatfelter Corporation   GLT   377320106   06-May-21   Management   1.1   Elect Director Bruce Brown   For   For   No

Glatfelter Corporation   GLT   377320106   06-May-21   Management   1.2   Elect Director Kathleen A. Dahlberg   For   For   No
Glatfelter Corporation   GLT   377320106   06-May-21   Management   1.3   Elect Director Kevin M. Fogarty   For   For   No
Glatfelter Corporation   GLT   377320106   06-May-21   Management   1.4   Elect Director Marie T. Gallagher   For   For   No
Glatfelter Corporation   GLT   377320106   06-May-21   Management   1.5   Elect Director Darrel Hackett   For   For   No
Glatfelter Corporation   GLT   377320106   06-May-21   Management   1.6   Elect Director J. Robert Hall   For   For   No
Glatfelter Corporation   GLT   377320106   06-May-21   Management   1.7   Elect Director Dante C. Parrini   For   For   No
Glatfelter Corporation   GLT   377320106   06-May-21   Management   1.8   Elect Director Lee C. Stewart   For   For   No
Glatfelter Corporation   GLT   377320106   06-May-21   Management   2   Ratify Deloitte & Touche LLP as Auditors   For   For   No
Glatfelter Corporation   GLT   377320106   06-May-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
SPX Corporation   SPXC   784635104   11-May-21   Management   1.1   Elect Director Ruth G. Shaw   For   For   No
SPX Corporation   SPXC   784635104   11-May-21   Management   1.2   Elect Director Robert B. Toth   For   For   No
SPX Corporation   SPXC   784635104   11-May-21   Management   1.3   Elect Director Angel Shelton Willis   For   For   No
SPX Corporation   SPXC   784635104   11-May-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
SPX Corporation   SPXC   784635104   11-May-21   Management   3   Ratify Deloitte & Touche LLP as Auditor   For   For   No
Dril-Quip, Inc.   DRQ   262037104   12-May-21   Management   1.1   Elect Director Steven L. Newman   For   For   No
Dril-Quip, Inc.   DRQ   262037104   12-May-21   Management   1.2   Elect Director Amy B. Schwetz   For   For   No
Dril-Quip, Inc.   DRQ   262037104   12-May-21   Management   2   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   No
Dril-Quip, Inc.   DRQ   262037104   12-May-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Dril-Quip, Inc.   DRQ   262037104   12-May-21   Management   4   Amend Omnibus Stock Plan   For   For   No
SP Plus Corporation   SP   78469C103   12-May-21   Management   1.1   Elect Director G Marc Baumann   For   For   No
SP Plus Corporation   SP   78469C103   12-May-21   Management   1.2   Elect Director Alice M. Peterson   For   For   No
SP Plus Corporation   SP   78469C103   12-May-21   Management   1.3   Elect Director Gregory A. Reid   For   For   No
SP Plus Corporation   SP   78469C103   12-May-21   Management   1.4   Elect Director Wyman T. Roberts   For   For   No
SP Plus Corporation   SP   78469C103   12-May-21   Management   1.5   Elect Director Diana L. Sands   For   For   No
SP Plus Corporation   SP   78469C103   12-May-21   Management   1.6   Elect Director Douglas R. Waggoner   For   For   No
SP Plus Corporation   SP   78469C103   12-May-21   Management   2   Amend Omnibus Stock Plan   For   For   No
SP Plus Corporation   SP   78469C103   12-May-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
SP Plus Corporation   SP   78469C103   12-May-21   Management   4   Ratify Ernst & Young LLP as Auditors   For   For   No
United Community Banks, Inc.   UCBI   90984P303   12-May-21   Management   1.1   Elect Director Robert H. Blalock   For   For   No
United Community Banks, Inc.   UCBI   90984P303   12-May-21   Management   1.2   Elect Director James P. Clements   For   For   No

United Community Banks, Inc.   UCBI   90984P303   12-May-21   Management   1.3   Elect Director L. Cathy Cox   For   For   No
United Community Banks, Inc.   UCBI   90984P303   12-May-21   Management   1.4   Elect Director Kenneth L. Daniels   For   For   No
United Community Banks, Inc.   UCBI   90984P303   12-May-21   Management   1.5   Elect Director Lance F. Drummond   For   For   No
United Community Banks, Inc.   UCBI   90984P303   12-May-21   Management   1.6   Elect Director H. Lynn Harton   For   For   No
United Community Banks, Inc.   UCBI   90984P303   12-May-21   Management   1.7   Elect Director Jennifer K. Mann   For   For   No
United Community Banks, Inc.   UCBI   90984P303   12-May-21   Management   1.8   Elect Director Thomas A. Richlovsky   For   For   No
United Community Banks, Inc.   UCBI   90984P303   12-May-21   Management   1.9   Elect Director David C. Shaver   For   For   No
United Community Banks, Inc.   UCBI   90984P303   12-May-21   Management   1.10   Elect Director Tim R. Wallis   For   For   No
United Community Banks, Inc.   UCBI   90984P303   12-May-21   Management   1.11   Elect Director David H. Wilkins   For   Withhold   Yes
United Community Banks, Inc.   UCBI   90984P303   12-May-21   Management   2   Increase Authorized Common Stock   For   For   No
United Community Banks, Inc.   UCBI   90984P303   12-May-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
United Community Banks, Inc.   UCBI   90984P303   12-May-21   Management   4   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   No
Under Armour, Inc.   UAA   904311107   13-May-21   Management   1.1   Elect Director Kevin A. Plank   For   For   No
Under Armour, Inc.   UAA   904311107   13-May-21   Management   1.2   Elect Director Douglas E. Coltharp   For   For   No
Under Armour, Inc.   UAA   904311107   13-May-21   Management   1.3   Elect Director Jerri L. DeVard   For   For   No
Under Armour, Inc.   UAA   904311107   13-May-21   Management   1.4   Elect Director Mohamed A. El-Erian   For   For   No
Under Armour, Inc.   UAA   904311107   13-May-21   Management   1.5   Elect Director Patrik Frisk   For   For   No
Under Armour, Inc.   UAA   904311107   13-May-21   Management   1.6   Elect Director Karen W. Katz   For   For   No
Under Armour, Inc.   UAA   904311107   13-May-21   Management   1.7   Elect Director Westley Moore   For   For   No
Under Armour, Inc.   UAA   904311107   13-May-21   Management   1.8   Elect Director Eric T. Olson   For   For   No
Under Armour, Inc.   UAA   904311107   13-May-21   Management   1.9   Elect Director Harvey L. Sanders   For   For   No
Under Armour, Inc.   UAA   904311107   13-May-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
Under Armour, Inc.   UAA   904311107   13-May-21   Management   3   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   No
Compass Minerals International, Inc.   CMP   20451N101   18-May-21   Management   1a   Elect Director Kevin S. Crutchfield   For   For   No
Compass Minerals International, Inc.   CMP   20451N101   18-May-21   Management   1b   Elect Director Eric Ford   For   For   No
Compass Minerals International, Inc.   CMP   20451N101   18-May-21   Management   1c   Elect Director Richard S. Grant   For   For   No
Compass Minerals International, Inc.   CMP   20451N101   18-May-21   Management   1d   Elect Director Joseph E. Reece   For   For   No
Compass Minerals International, Inc.   CMP   20451N101   18-May-21   Management   1e   Elect Director Allan R. Rothwell   For   For   No
Compass Minerals International, Inc.   CMP   20451N101   18-May-21   Management   1f   Elect Director Lori A. Walker   For   For   No
Compass Minerals International, Inc.   CMP   20451N101   18-May-21   Management   1g   Elect Director Paul S. Williams   For   For   No

Compass Minerals International, Inc.   CMP   20451N101   18-May-21   Management   1h   Elect Director Amy J. Yoder   For   For   No
Compass Minerals International, Inc.   CMP   20451N101   18-May-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Compass Minerals International, Inc.   CMP   20451N101   18-May-21   Management   3   Ratify Ernst & Young LLP as Auditor   For   For   No
Progress Software Corporation   PRGS   743312100   18-May-21   Management   1.1   Elect Director Paul T. Dacier   For   For   No
Progress Software Corporation   PRGS   743312100   18-May-21   Management   1.2   Elect Director John R. Egan   For   For   No
Progress Software Corporation   PRGS   743312100   18-May-21   Management   1.3   Elect Director Rainer Gawlick   For   For   No
Progress Software Corporation   PRGS   743312100   18-May-21   Management   1.4   Elect Director Yogesh Gupta   For   For   No
Progress Software Corporation   PRGS   743312100   18-May-21   Management   1.5   Elect Director Charles F. Kane   For   For   No
Progress Software Corporation   PRGS   743312100   18-May-21   Management   1.6   Elect Director Samskriti (Sam) Y. King   For   For   No
Progress Software Corporation   PRGS   743312100   18-May-21   Management   1.7   Elect Director David A. Krall   For   For   No
Progress Software Corporation   PRGS   743312100   18-May-21   Management   1.8   Elect Director Angela T. Tucci   For   For   No
Progress Software Corporation   PRGS   743312100   18-May-21   Management   1.9   Elect Director Vivian Vitale   For   For   No
Progress Software Corporation   PRGS   743312100   18-May-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Progress Software Corporation   PRGS   743312100   18-May-21   Management   3   Amend Omnibus Stock Plan   For   For   No
Progress Software Corporation   PRGS   743312100   18-May-21   Management   4   Amend Qualified Employee Stock Purchase Plan   For   For   No
Progress Software Corporation   PRGS   743312100   18-May-21   Management   5   Ratify Deloitte & Touche LLP as Auditors   For   For   No
Harley-Davidson, Inc.   HOG   412822108   20-May-21   Management   1.1   Elect Director Troy Alstead   For   For   No
Harley-Davidson, Inc.   HOG   412822108   20-May-21   Management   1.2   Elect Director R. John Anderson   For   For   No
Harley-Davidson, Inc.   HOG   412822108   20-May-21   Management   1.3   Elect Director Michael J. Cave   For   For   No
Harley-Davidson, Inc.   HOG   412822108   20-May-21   Management   1.4   Elect Director James D. Farley, Jr.   For   For   No
Harley-Davidson, Inc.   HOG   412822108   20-May-21   Management   1.5   Elect Director Allan Golston   For   For   No
Harley-Davidson, Inc.   HOG   412822108   20-May-21   Management   1.6   Elect Director Sara L. Levinson   For   For   No
Harley-Davidson, Inc.   HOG   412822108   20-May-21   Management   1.7   Elect Director N. Thomas Linebarger   For   For   No
Harley-Davidson, Inc.   HOG   412822108   20-May-21   Management   1.8   Elect Director Maryrose T. Sylvester   For   For   No
Harley-Davidson, Inc.   HOG   412822108   20-May-21   Management   1.9   Elect Director Jochen Zeitz   For   For   No
Harley-Davidson, Inc.   HOG   412822108   20-May-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against   Yes
Harley-Davidson, Inc.   HOG   412822108   20-May-21   Management   3   Ratify Ernst & Young LLP as Auditors   For   For   No
CIRCOR International, Inc.   CIR   17273K109   25-May-21   Management   1.1   Elect Director Scott A. Buckhout   For   For   No
CIRCOR International, Inc.   CIR   17273K109   25-May-21   Management   1.2   Elect Director Samuel R. Chapin   For   For   No
CIRCOR International, Inc.   CIR   17273K109   25-May-21   Management   1.3   Elect Director David F. Dietz   For   For   No

CIRCOR International, Inc.   CIR   17273K109   25-May-21   Management   1.4   Elect Director Tina M. Donikowski   For   For   No
CIRCOR International, Inc.   CIR   17273K109   25-May-21   Management   1.5   Elect Director Bruce Lisman   For   For   No
CIRCOR International, Inc.   CIR   17273K109   25-May-21   Management   1.6   Elect Director John (Andy) O’Donnell   For   For   No
CIRCOR International, Inc.   CIR   17273K109   25-May-21   Management   2   Ratify Ernst & Young LLP as Auditors   For   For   No
CIRCOR International, Inc.   CIR   17273K109   25-May-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
CIRCOR International, Inc.   CIR   17273K109   25-May-21   Management   4   Amend Omnibus Stock Plan   For   Against   Yes
Seacoast Banking Corporation of Florida   SBCF   811707801   26-May-21   Management   1.1   Elect Director Jacqueline L. Bradley   For   For   No
Seacoast Banking Corporation of Florida   SBCF   811707801   26-May-21   Management   1.2   Elect Director H. Gilbert Culbreth, Jr.   For   For   No
Seacoast Banking Corporation of Florida   SBCF   811707801   26-May-21   Management   1.3   Elect Director Christopher E. Fogal   For   For   No
Seacoast Banking Corporation of Florida   SBCF   811707801   26-May-21   Management   1.4   Elect Director Charles M. Shaffer   For   For   No
Seacoast Banking Corporation of Florida   SBCF   811707801   26-May-21   Management   2   Approve Omnibus Stock Plan   For   For   No
Seacoast Banking Corporation of Florida   SBCF   811707801   26-May-21   Management   3   Amend Qualified Employee Stock Purchase Plan   For   For   No
Seacoast Banking Corporation of Florida   SBCF   811707801   26-May-21   Management   4   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Seacoast Banking Corporation of Florida   SBCF   811707801   26-May-21   Management   5   Ratify Crowe LLP as Auditors   For   For   No
FARO Technologies, Inc.   FARO   311642102   28-May-21   Management   1.1   Elect Director Lynn Brubaker   For   For   No
FARO Technologies, Inc.   FARO   311642102   28-May-21   Management   1.2   Elect Director Jeroen van Rotterdam   For   For   No
FARO Technologies, Inc.   FARO   311642102   28-May-21   Management   2   Ratify Grant Thornton LLP as Auditors   For   For   No
FARO Technologies, Inc.   FARO   311642102   28-May-21   Management   3   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Quotient Technology Inc.   QUOT   749119103   03-Jun-21   Management   1.1   Elect Director Steve Horowitz   For   For   No
Quotient Technology Inc.   QUOT   749119103   03-Jun-21   Management   1.2   Elect Director Christy Wyatt   For   For   No
Quotient Technology Inc.   QUOT   749119103   03-Jun-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Quotient Technology Inc.   QUOT   749119103   03-Jun-21   Management   3   Ratify Ernst & Young LLP as Auditors   For   For   No
Element Solutions Inc   ESI   28618M106   08-Jun-21   Management   1a   Elect Director Martin E. Franklin   For   For   No
Element Solutions Inc   ESI   28618M106   08-Jun-21   Management   1b   Elect Director Benjamin Gliklich   For   For   No
Element Solutions Inc   ESI   28618M106   08-Jun-21   Management   1c   Elect Director Ian G.H. Ashken   For   For   No
Element Solutions Inc   ESI   28618M106   08-Jun-21   Management   1d   Elect Director Elyse Napoli Filon   For   For   No
Element Solutions Inc   ESI   28618M106   08-Jun-21   Management   1e   Elect Director Christopher T. Fraser   For   Against   Yes
Element Solutions Inc   ESI   28618M106   08-Jun-21   Management   1f   Elect Director Michael F. Goss   For   For   No
Element Solutions Inc   ESI   28618M106   08-Jun-21   Management   1g   Elect Director Nichelle Maynard-Elliott   For   For   No
Element Solutions Inc   ESI   28618M106   08-Jun-21   Management   1h   Elect Director E. Stanley O’ Neal   For   For   No

Element Solutions Inc   ESI   28618M106   08-Jun-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Element Solutions Inc   ESI   28618M106   08-Jun-21   Management   3   Ratify PricewaterhouseCoopers LLP as Auditors   For   For   No
Orthofix Medical Inc.   OFIX   68752M108   21-Jun-21   Management   1.1   Elect Director Catherine M. Burzik   For   For   No
Orthofix Medical Inc.   OFIX   68752M108   21-Jun-21   Management   1.2   Elect Director Jason M. Hannon   For   For   No
Orthofix Medical Inc.   OFIX   68752M108   21-Jun-21   Management   1.3   Elect Director James F. Hinrichs   For   For   No
Orthofix Medical Inc.   OFIX   68752M108   21-Jun-21   Management   1.4   Elect Director Alexis V. Lukianov   For   For   No
Orthofix Medical Inc.   OFIX   68752M108   21-Jun-21   Management   1.5   Elect Director Lilly Marks   For   For   No
Orthofix Medical Inc.   OFIX   68752M108   21-Jun-21   Management   1.6   Elect Director Michael E. Paolucci   For   For   No
Orthofix Medical Inc.   OFIX   68752M108   21-Jun-21   Management   1.7   Elect Director Jon C. Serbousek   For   For   No
Orthofix Medical Inc.   OFIX   68752M108   21-Jun-21   Management   1.8   Elect Director John E. Sicard   For   For   No
Orthofix Medical Inc.   OFIX   68752M108   21-Jun-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Orthofix Medical Inc.   OFIX   68752M108   21-Jun-21   Management   3   Amend Omnibus Stock Plan   For   For   No
Orthofix Medical Inc.   OFIX   68752M108   21-Jun-21   Management   4   Amend Qualified Employee Stock Purchase Plan   For   For   No
Orthofix Medical Inc.   OFIX   68752M108   21-Jun-21   Management   5   Ratify Ernst & Young LLP as Auditors   For   For   No
Equity Commonwealth   EQC   294628102   23-Jun-21   Management   1.1   Elect Director Sam Zell   For   For   No
Equity Commonwealth   EQC   294628102   23-Jun-21   Management   1.2   Elect Director Ellen-Blair Chube   For   For   No
Equity Commonwealth   EQC   294628102   23-Jun-21   Management   1.3   Elect Director Martin L. Edelman   For   For   No
Equity Commonwealth   EQC   294628102   23-Jun-21   Management   1.4   Elect Director David A. Helfand   For   For   No
Equity Commonwealth   EQC   294628102   23-Jun-21   Management   1.5   Elect Director Peter Linneman   For   For   No
Equity Commonwealth   EQC   294628102   23-Jun-21   Management   1.6   Elect Director Mary Jane Robertson   For   For   No
Equity Commonwealth   EQC   294628102   23-Jun-21   Management   1.7   Elect Director Gerald A. Spector   For   For   No
Equity Commonwealth   EQC   294628102   23-Jun-21   Management   1.8   Elect Director James A. Star   For   For   No
Equity Commonwealth   EQC   294628102   23-Jun-21   Management   2   Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For   No
Equity Commonwealth   EQC   294628102   23-Jun-21   Management   3   Ratify Ernst & Young LLP as Auditors   For   For   No

PROXY VOTING RECORD

FOR PERIOD NOVEMBER 30, 2020 TO JUNE 30, 2021

PartnerSelect Oldfield International Value Fund

Company Name   Ticker   Primary
CUSIP		   Meeting Date   Proposal Text   Proponent   Voted   Vote
Instruction		   Vote Against
Management
easyJet Plc   EZJ   G3030S109   23-Dec-20   Accept Financial Statements and Statutory Reports   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Approve Remuneration Policy   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Approve Remuneration Report   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Re-elect John Barton as Director   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Re-elect Johan Lundgren as Director   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Re-elect Andrew Findlay as Director   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Re-elect Dr Andreas Bierwirth as Director   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Re-elect Catherine Bradley as Director   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Re-elect Dr Anastassia Lauterbach as Director   Management   Yes   Against   Yes
easyJet Plc   EZJ   G3030S109   23-Dec-20   Re-elect Nick Leeder as Director   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Re-elect Julie Southern as Director   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Elect Sheikh Mansurah Tal-At Mannings as Director   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Elect David Robbie as Director   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Reappoint PricewaterhouseCoopers LLP as Auditors   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Authorise the Audit Committee to Fix Remuneration of Auditors   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Authorise EU Political Donations and Expenditure   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Authorise Issue of Equity   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Authorise Issue of Equity without Pre-emptive Rights   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Authorise Market Purchase of Ordinary Shares   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Adopt New Articles of Association   Management   Yes   For   No
easyJet Plc   EZJ   G3030S109   23-Dec-20   Authorise the Company to Call General Meeting with Two Weeks’ Notice   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Allocation of Income and Dividends of EUR 3.50 per Share   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Management Board Member Roland Busch for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Management Board Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Management Board Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Management Board Member Michael Sen (until March 31, 2020) for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2019/20   Management   Yes   For   No

Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2019/20   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Ratify Ernst & Young GmbH as Auditors for Fiscal 2020/21   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Elect Grazia Vittadini to the Supervisory Board   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Elect Kasper Rorsted to the Supervisory Board   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Reelect Jim Snabe to the Supervisory Board   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Remuneration of Supervisory Board   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Approve Creation of EUR 90 Million Pool of Capital for Employee Stock Purchase Plan   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Amend Affiliation Agreement with Siemens Bank GmbH   Management   Yes   For   No
Siemens AG   SIE   D69671218   03-Feb-21   Amend Articles Re: Allow Shareholder Questions during the Virtual Meeting   Shareholder   Yes   For   Yes
Tesco Plc   TSCO   G87621101   11-Feb-21   Approve Special Dividend   Management   Yes   For   No
Tesco Plc   TSCO   G87621101   11-Feb-21   Approve Share Consolidation   Management   Yes   For   No

Tesco Plc   TSCO   G87621101   11-Feb-21   Authorise Issue of Equity   Management   Yes   For   No
Tesco Plc   TSCO   G87621101   11-Feb-21   Authorise Issue of Equity without Pre-emptive Rights   Management   Yes   For   No
Tesco Plc   TSCO   G87621101   11-Feb-21   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   Management   Yes   For   No
Tesco Plc   TSCO   G87621101   11-Feb-21   Authorise Market Purchase of Ordinary Shares   Management   Yes   For   No
Samsung Electronics Co., Ltd.   005930   Y74718100   17-Mar-21   Approve Financial Statements and Allocation of Income   Management   Yes   For   No
Samsung Electronics Co., Ltd.   005930   Y74718100   17-Mar-21   Elect Park Byung-gook as Outside Director   Management   Yes   Against   Yes
Samsung Electronics Co., Ltd.   005930   Y74718100   17-Mar-21   Elect Kim Jeong as Outside Director   Management   Yes   Against   Yes
Samsung Electronics Co., Ltd.   005930   Y74718100   17-Mar-21   Elect Kim Kinam as Inside Director   Management   Yes   For   No
Samsung Electronics Co., Ltd.   005930   Y74718100   17-Mar-21   Elect Kim Hyun-suk as Inside Director   Management   Yes   For   No
Samsung Electronics Co., Ltd.   005930   Y74718100   17-Mar-21   Elect Koh Dong-jin as Inside Director   Management   Yes   For   No
Samsung Electronics Co., Ltd.   005930   Y74718100   17-Mar-21   Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member   Management   Yes   Against   Yes
Samsung Electronics Co., Ltd.   005930   Y74718100   17-Mar-21   Approve Total Remuneration of Inside Directors and Outside Directors   Management   Yes   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Elect Chairman of Meeting   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Designate Carina Sverin as Inspector of Minutes of Meeting   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Designate Carina Silberg as Inspector of Minutes of Meeting   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Prepare and Approve List of Shareholders   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Agenda of Meeting   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Acknowledge Proper Convening of Meeting   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Accept Financial Statements and Statutory Reports   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Allocation of Income and Dividends of SEK 4.10 Per Share   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Remuneration Report   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Board Member Jon Fredrik Baksaas   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Board Member Hans Biorck   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Board Chairman Par Boman   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Board Member Kerstin Hessius   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Board Member Lisa Kaae   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Board Member Fredrik Lundberg   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Board Member Ulf Riese   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Board Member Arja Taaveniku   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Board Member Carina Akerstrom   Management   No   For   No

Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Board Member Jan-Erik Hoog   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Board Member Ole Johansson   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Board Member Bente Rathe   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Board Member Charlotte Skog   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Employee Representative Anna Hjelmberg   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Employee Representative Lena Renstrom   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Employee Representative, Deputy Stefan Henricson   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of Employee Representative, Deputy Charlotte Uriz   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Discharge of President Carina Akerstrom   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Authorize Repurchase of up to 120 Million Class A and/or B Shares and Reissuance of Repurchased Shares   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Authorize Share Repurchase Program   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Issuance of Convertible Capital Instruments Corresponding to a Maximum of 198 Million Shares without Preemptive Rights   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Amend Articles of Association Re: Postal Ballots; Editorial Changes   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Determine Number of Directors (9)   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Determine Number of Auditors (2)   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Remuneration of Directors in the Amount of SEK 3.5 Million for Chairman, SEK 1 Million for Vice Chairman, and SEK 715,000 for Other Directors; Approve Remuneration for Committee Work   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Remuneration of Auditors   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Reelect Jon-Fredrik Baksaas as Director   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Elect Stina Bergfors as New Director   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Reelect Hans Biorck as Director   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Reelect Par Boman as Director   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Reelect Kerstin Hessius as Director   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Reelect Fredrik Lundberg as Director   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Reelect Ulf Riese as Director   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Reelect Arja Taaveniku as Director   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Reelect Carina Akerstrom as Director   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Reelect Par Boman as Chairman   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Ratify Ernst & Young as Auditors   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Ratify PricewaterhouseCoopers as Auditors   Management   No   For   No
Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Approve Remuneration Policy And Other Terms of Employment For Executive Management   Management   No   For   No

Svenska Handelsbanken AB   SHB.A   W9112U104   24-Mar-21   Appoint Auditors in Foundations without Own Management   Management   No   For   No
Korea Electric Power Corp.   015760   Y48406105   25-Mar-21   Approve Financial Statements and Allocation of Income   Management   Yes   For   No
Korea Electric Power Corp.   015760   Y48406105   25-Mar-21   Approve Total Remuneration of Inside Directors and Outside Directors   Management   Yes   For   No
Korea Electric Power Corp.   015760   Y48406105   25-Mar-21   Elect Kim Tae-ock as Inside Director   Management   Yes   For   No
Korea Electric Power Corp.   015760   Y48406105   25-Mar-21   Amend Articles of Incorporation   Management   Yes   For   No
Nokia Oyj   NOKIA   X61873133   08-Apr-21   Accept Financial Statements and Statutory Reports   Management   Yes   For   No
Nokia Oyj   NOKIA   X61873133   08-Apr-21   Approve Treatment of Net Loss   Management   Yes   For   No
Nokia Oyj   NOKIA   X61873133   08-Apr-21   Approve Discharge of Board and President   Management   Yes   For   No
Nokia Oyj   NOKIA   X61873133   08-Apr-21   Approve Remuneration Report (Advisory Vote)   Management   Yes   For   No
Nokia Oyj   NOKIA   X61873133   08-Apr-21   Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees   Management   Yes   For   No
Nokia Oyj   NOKIA   X61873133   08-Apr-21   Fix Number of Directors at Eight   Management   Yes   For   No
Nokia Oyj   NOKIA   X61873133   08-Apr-21   Reelect Sari Baldauf, Bruce Brown, Thomas Dannenfeldt, Jeanette Horan, Edward Kozel, Soren Skou, Carla Smits-Nusteling, and Kari Stadigh as Directors   Management   Yes   For   No
Nokia Oyj   NOKIA   X61873133   08-Apr-21   Approve Remuneration of Auditors   Management   Yes   For   No
Nokia Oyj   NOKIA   X61873133   08-Apr-21   Ratify Deloitte as Auditors   Management   Yes   For   No
Nokia Oyj   NOKIA   X61873133   08-Apr-21   Authorize Share Repurchase Program   Management   Yes   For   No
Nokia Oyj   NOKIA   X61873133   08-Apr-21   Approve Issuance of up to 550 Million Shares without Preemptive Rights   Management   Yes   For   No
Embraer SA   EMBR3   P3700H201   26-Apr-21   Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020   Management   Yes   For   No
Embraer SA   EMBR3   P3700H201   26-Apr-21   Approve Treatment of Net Loss   Management   Yes   For   No
Embraer SA   EMBR3   P3700H201   26-Apr-21   Fix Number of Directors at 11   Management   Yes   For   No
Embraer SA   EMBR3   P3700H201   26-Apr-21   Elect Directors   Management   Yes   For   No
Embraer SA   EMBR3   P3700H201   26-Apr-21   Elect Fiscal Council Members   Management   Yes   For   No
Embraer SA   EMBR3   P3700H201   26-Apr-21   Approve Remuneration of Company’s Management   Management   Yes   For   No
Embraer SA   EMBR3   P3700H201   26-Apr-21   Approve Remuneration of Fiscal Council Members   Management   Yes   For   No
Embraer SA   EMBR3   P3700H201   26-Apr-21   Amend Article 34   Management   Yes   For   No
Embraer SA   EMBR3   P3700H201   26-Apr-21   Amend Article 33   Management   Yes   For   No
Embraer SA   EMBR3   P3700H201   26-Apr-21   Amend Article 41   Management   Yes   For   No
Embraer SA   EMBR3   P3700H201   26-Apr-21   Consolidate Bylaws   Management   Yes   For   No
Embraer SA   EMBR3   P3700H201   26-Apr-21   Approve Agreement to Absorb SAVIS Tecnologia e Sistemas S.A. (Savis)   Management   Yes   For   No
Embraer SA   EMBR3   P3700H201   26-Apr-21   Ratify Premiumbravo Auditores Independentes as Independent Firm to Appraise Proposed Transaction   Management   Yes   For   No
Embraer SA   EMBR3   P3700H201   26-Apr-21   Approve Independent Firm’s Appraisal   Management   Yes   For   No

Embraer SA   EMBR3   P3700H201   26-Apr-21   Approve Absorption of SAVIS Tecnologia e Sistemas S.A. (Savis)   Management   Yes   For   No
Bayer AG   BAYN   D0712D163   27-Apr-21   Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2020   Management   Yes   For   No
Bayer AG   BAYN   D0712D163   27-Apr-21   Approve Discharge of Management Board for Fiscal Year 2020   Management   Yes   For   No
Bayer AG   BAYN   D0712D163   27-Apr-21   Approve Discharge of Supervisory Board for Fiscal Year 2020   Management   Yes   For   No
Bayer AG   BAYN   D0712D163   27-Apr-21   Elect Fei-Fei Li to the Supervisory Board   Management   Yes   For   No
Bayer AG   BAYN   D0712D163   27-Apr-21   Elect Alberto Weisser to the Supervisory Board   Management   Yes   For   No
Bayer AG   BAYN   D0712D163   27-Apr-21   Approve Remuneration of Supervisory Board   Management   Yes   For   No
Bayer AG   BAYN   D0712D163   27-Apr-21   Ratify Deloitte GmbH as Auditors for Fiscal Year 2021   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Approve Financial Statements and Statutory Reports   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Approve Consolidated Financial Statements and Statutory Reports   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Approve Treatment of Losses and Dividends of EUR 3.20 per Share   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Ratify Appointment of Gilles Schnepp as Director   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Reelect Fabienne Lecorvaisier as Director   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Reelect Melanie Lee as Director   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Elect Barbara Lavernos as Director   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Approve Compensation Report of Corporate Officers   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Approve Compensation of Serge Weinberg, Chairman of the Board   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Approve Compensation of Paul Hudson, CEO   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Approve Remuneration Policy of Directors   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Approve Remuneration Policy of Chairman of the Board   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Approve Remuneration Policy of CEO   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Authorize Decrease in Share Capital via Cancellation of Repurchased Shares   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value   Management   Yes   For   No

Sanofi   SAN   F5548N101   30-Apr-21   Authorize Capital Issuances for Use in Employee Stock Purchase Plans   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Amend Article 13 of Bylaws Re: Written Consultation   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors   Management   Yes   For   No
Sanofi   SAN   F5548N101   30-Apr-21   Authorize Filing of Required Documents/Other Formalities   Management   Yes   For   No
Eni SpA   ENI   T3643A145   12-May-21   Accept Financial Statements and Statutory Reports   Management   Yes   For   No
Eni SpA   ENI   T3643A145   12-May-21   Approve Allocation of Income   Management   Yes   For   No
Eni SpA   ENI   T3643A145   12-May-21   Authorize Use of Available Reserves for Interim Dividend Distribution   Management   Yes   For   No
Eni SpA   ENI   T3643A145   12-May-21   Appoint Marcella Caradonna as Internal Statutory Auditor   Shareholder   Yes   For   No
Eni SpA   ENI   T3643A145   12-May-21   Appoint Roberto Maglio as Alternate Internal Statutory Auditor   Shareholder   Yes   For   No
Eni SpA   ENI   T3643A145   12-May-21   Authorize Share Repurchase Program   Management   Yes   For   No
Eni SpA   ENI   T3643A145   12-May-21   Approve Second Section of the Remuneration Report   Management   Yes   Against   Yes
Eni SpA   ENI   T3643A145   12-May-21   Deliberations on Possible Legal Action Against Directors if Presented by Shareholders   Management   Yes   Against   No
E.ON SE   EOAN   D24914133   19-May-21   Approve Allocation of Income and Dividends of EUR 0.47 per Share   Management   Yes   For   No
E.ON SE   EOAN   D24914133   19-May-21   Approve Discharge of Management Board for Fiscal Year 2020   Management   Yes   For   No
E.ON SE   EOAN   D24914133   19-May-21   Approve Discharge of Supervisory Board for Fiscal Year 2020   Management   Yes   For   No
E.ON SE   EOAN   D24914133   19-May-21   Ratify KPMG AG as Auditors for Fiscal Year 2021   Management   Yes   For   No
E.ON SE   EOAN   D24914133   19-May-21   Ratify KPMG AG as Auditors for Half-Year and Quarterly Reports 2021   Management   Yes   For   No
E.ON SE   EOAN   D24914133   19-May-21   Ratify KPMG AG as Auditors for the First Quarter of Fiscal Year 2022   Management   Yes   For   No
E.ON SE   EOAN   D24914133   19-May-21   Approve Remuneration Policy   Management   Yes   For   No
E.ON SE   EOAN   D24914133   19-May-21   Approve Remuneration of Supervisory Board   Management   Yes   For   No
E.ON SE   EOAN   D24914133   19-May-21   Elect Erich Clementi to the Supervisory Board   Management   Yes   For   No
E.ON SE   EOAN   D24914133   19-May-21   Elect Andreas Schmitz to the Supervisory Board   Management   Yes   For   No
E.ON SE   EOAN   D24914133   19-May-21   Elect Ewald Woste to the Supervisory Board   Management   Yes   For   No
E.ON SE   EOAN   D24914133   19-May-21   Approve Affiliation Agreements with E.ON 45. Verwaltungs GmbH   Management   Yes   For   No
E.ON SE   EOAN   D24914133   19-May-21   Approve Affiliation Agreement with E.ON 46. Verwaltungs GmbH   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Accept Financial Statements and Statutory Reports   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Elect Robin Budenberg as Director   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Re-elect William Chalmers as Director   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Re-elect Alan Dickinson as Director   Management   Yes   For   No

Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Re-elect Sarah Legg as Director   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Re-elect Lord Lupton as Director   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Re-elect Amanda Mackenzie as Director   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Re-elect Nick Prettejohn as Director   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Re-elect Stuart Sinclair as Director   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Re-elect Catherine Woods as Director   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Approve Remuneration Report   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Approve Final Dividend   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Appoint Deloitte LLP as Auditors   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Authorise the Audit Committee to Fix Remuneration of Auditors   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Approve Deferred Bonus Plan   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Authorise EU Political Donations and Expenditure   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Authorise Issue of Equity   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Authorise Issue of Equity without Pre-emptive Rights   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Authorise Issue of Equity without Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Authorise Market Purchase of Ordinary Shares   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Authorise Market Purchase of Preference Shares   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Adopt New Articles of Association   Management   Yes   For   No
Lloyds Banking Group Plc   LLOY   G5533W248   20-May-21   Authorise the Company to Call General Meeting with Two Weeks’ Notice   Management   Yes   For   No
Fresenius SE & Co. KGaA   FRE   D27348263   21-May-21   Accept Financial Statements and Statutory Reports for Fiscal Year 2020   Management   Yes   For   No
Fresenius SE & Co. KGaA   FRE   D27348263   21-May-21   Approve Allocation of Income and Dividends of EUR 0.88 per Share   Management   Yes   For   No
Fresenius SE & Co. KGaA   FRE   D27348263   21-May-21   Approve Discharge of Personally Liable Partner for Fiscal Year 2020   Management   Yes   For   No
Fresenius SE & Co. KGaA   FRE   D27348263   21-May-21   Approve Discharge of Supervisory Board for Fiscal Year 2020   Management   Yes   For   No
Fresenius SE & Co. KGaA   FRE   D27348263   21-May-21   Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021   Management   Yes   For   No
Fresenius SE & Co. KGaA   FRE   D27348263   21-May-21   Approve Remuneration Policy   Management   Yes   Against   Yes
Fresenius SE & Co. KGaA   FRE   D27348263   21-May-21   Approve Remuneration of Supervisory Board   Management   Yes   For   No
Fresenius SE & Co. KGaA   FRE   D27348263   21-May-21   Elect Michael Albrecht to the Supervisory Board   Management   Yes   For   No
Fresenius SE & Co. KGaA   FRE   D27348263   21-May-21   Elect Michael Diekmann to the Supervisory Board   Management   Yes   For   No

Fresenius SE & Co. KGaA   FRE   D27348263   21-May-21   Elect Wolfgang Kirsch to the Supervisory Board   Management   Yes   For   No
Fresenius SE & Co. KGaA   FRE   D27348263   21-May-21   Elect Iris Loew-Friedrich to the Supervisory Board   Management   Yes   For   No
Fresenius SE & Co. KGaA   FRE   D27348263   21-May-21   Elect Klaus-Peter Mueller to the Supervisory Board   Management   Yes   For   No
Fresenius SE & Co. KGaA   FRE   D27348263   21-May-21   Elect Hauke Stars to the Supervisory Board   Management   Yes   For   No
Fresenius SE & Co. KGaA   FRE   D27348263   21-May-21   Elect Michael Diekmann as Member of the Joint Committee   Management   Yes   For   No
Fresenius SE & Co. KGaA   FRE   D27348263   21-May-21   Elect Hauke Stars as Member of the Joint Committee   Management   Yes   For   No
EXOR NV   EXO   N3140A107   27-May-21   Approve Remuneration Report   Management   Yes   For   No
EXOR NV   EXO   N3140A107   27-May-21   Adopt Financial Statements   Management   Yes   For   No
EXOR NV   EXO   N3140A107   27-May-21   Approve Dividends of EUR 0.43 Per Share   Management   Yes   For   No
EXOR NV   EXO   N3140A107   27-May-21   Ratify Ernst & Young Accountants LLP as Auditors   Management   Yes   For   No
EXOR NV   EXO   N3140A107   27-May-21   Approve Discharge of Executive Directors   Management   Yes   For   No
EXOR NV   EXO   N3140A107   27-May-21   Approve Discharge of Non-Executive Directors   Management   Yes   For   No
EXOR NV   EXO   N3140A107   27-May-21   Elect Ajaypal Banga as Non-Executive Director   Management   Yes   For   No
EXOR NV   EXO   N3140A107   27-May-21   Authorize Repurchase of Shares   Management   Yes   For   No
EXOR NV   EXO   N3140A107   27-May-21   Approve Cancellation of Repurchased Shares   Management   Yes   For   No
EXOR NV   EXO   N3140A107   27-May-21   Grant Board Authority to Issue Shares   Management   Yes   Against   Yes
EXOR NV   EXO   N3140A107   27-May-21   Authorize Board to Exclude Preemptive Rights from Share Issuances   Management   Yes   Against   Yes
EXOR NV   EXO   N3140A107   27-May-21   Grant Board Authority to Issue Special Voting Shares A without Preemptive Rights   Management   Yes   For   No
Korea Electric Power Corp.   015760   Y48406105   28-May-21   Elect Jeong Seung-il as CEO   Management   Yes   For   No
Korea Electric Power Corp.   015760   Y48406105   28-May-21   Elect Park Heon-gyu as Inside Director   Management   Yes   For   No
Korea Electric Power Corp.   015760   Y48406105   28-May-21   Elect Park Hyo-seong as a Member of Audit Committee   Management   Yes   For   No
Toyota Motor Corp.   7203   J92676113   16-Jun-21   Elect Director Uchiyamada, Takeshi   Management   Yes   For   No
Toyota Motor Corp.   7203   J92676113   16-Jun-21   Elect Director Hayakawa, Shigeru   Management   Yes   For   No
Toyota Motor Corp.   7203   J92676113   16-Jun-21   Elect Director Toyoda, Akio   Management   Yes   For   No
Toyota Motor Corp.   7203   J92676113   16-Jun-21   Elect Director Kobayashi, Koji   Management   Yes   For   No
Toyota Motor Corp.   7203   J92676113   16-Jun-21   Elect Director James Kuffner   Management   Yes   For   No
Toyota Motor Corp.   7203   J92676113   16-Jun-21   Elect Director Kon, Kenta   Management   Yes   For   No
Toyota Motor Corp.   7203   J92676113   16-Jun-21   Elect Director Sugawara, Ikuro   Management   Yes   For   No
Toyota Motor Corp.   7203   J92676113   16-Jun-21   Elect Director Sir Philip Craven   Management   Yes   For   No
Toyota Motor Corp.   7203   J92676113   16-Jun-21   Elect Director Kudo, Teiko   Management   Yes   For   No

Toyota Motor Corp.   7203   J92676113   16-Jun-21   Appoint Alternate Statutory Auditor Sakai, Ryuji   Management   Yes   For   No
Toyota Motor Corp.   7203   J92676113   16-Jun-21   Amend Articles to Delete Provisions on Class AA Shares   Management   Yes   For   No
Nomura Holdings, Inc.   8604   J58646100   21-Jun-21   Elect Director Nagai, Koji   Management   Yes   For   No
Nomura Holdings, Inc.   8604   J58646100   21-Jun-21   Elect Director Okuda, Kentaro   Management   Yes   For   No
Nomura Holdings, Inc.   8604   J58646100   21-Jun-21   Elect Director Teraguchi, Tomoyuki   Management   Yes   For   No
Nomura Holdings, Inc.   8604   J58646100   21-Jun-21   Elect Director Ogawa, Shoji   Management   Yes   For   No
Nomura Holdings, Inc.   8604   J58646100   21-Jun-21   Elect Director Ishimura, Kazuhiko   Management   Yes   For   No
Nomura Holdings, Inc.   8604   J58646100   21-Jun-21   Elect Director Takahara, Takahisa   Management   Yes   For   No
Nomura Holdings, Inc.   8604   J58646100   21-Jun-21   Elect Director Shimazaki, Noriaki   Management   Yes   Against   Yes
Nomura Holdings, Inc.   8604   J58646100   21-Jun-21   Elect Director Sono, Mari   Management   Yes   For   No
Nomura Holdings, Inc.   8604   J58646100   21-Jun-21   Elect Director Laura Simone Unger   Management   Yes   For   No
Nomura Holdings, Inc.   8604   J58646100   21-Jun-21   Elect Director Victor Chu   Management   Yes   For   No
Nomura Holdings, Inc.   8604   J58646100   21-Jun-21   Elect Director J.Christopher Giancarlo   Management   Yes   For   No
Nomura Holdings, Inc.   8604   J58646100   21-Jun-21   Elect Director Patricia Mosser   Management   Yes   For   No
East Japan Railway Co.   9020   J1257M109   22-Jun-21   Approve Allocation of Income, With a Final Dividend of JPY 50   Management   Yes   For   No
East Japan Railway Co.   9020   J1257M109   22-Jun-21   Elect Director Tomita, Tetsuro   Management   Yes   For   No
East Japan Railway Co.   9020   J1257M109   22-Jun-21   Elect Director Fukasawa, Yuji   Management   Yes   For   No
East Japan Railway Co.   9020   J1257M109   22-Jun-21   Elect Director Kise, Yoichi   Management   Yes   For   No
East Japan Railway Co.   9020   J1257M109   22-Jun-21   Elect Director Ise, Katsumi   Management   Yes   For   No
East Japan Railway Co.   9020   J1257M109   22-Jun-21   Elect Director Ichikawa, Totaro   Management   Yes   For   No
East Japan Railway Co.   9020   J1257M109   22-Jun-21   Elect Director Sakai, Kiwamu   Management   Yes   For   No
East Japan Railway Co.   9020   J1257M109   22-Jun-21   Elect Director Ouchi, Atsushi   Management   Yes   For   No
East Japan Railway Co.   9020   J1257M109   22-Jun-21   Elect Director Ito, Atsuko   Management   Yes   For   No
East Japan Railway Co.   9020   J1257M109   22-Jun-21   Elect Director Ito, Motoshige   Management   Yes   For   No
East Japan Railway Co.   9020   J1257M109   22-Jun-21   Elect Director Amano, Reiko   Management   Yes   For   No
East Japan Railway Co.   9020   J1257M109   22-Jun-21   Elect Director Sakuyama, Masaki   Management   Yes   For   No
East Japan Railway Co.   9020   J1257M109   22-Jun-21   Elect Director Kawamoto, Hiroko   Management   Yes   For   No
East Japan Railway Co.   9020   J1257M109   22-Jun-21   Appoint Statutory Auditor Mori, Kimitaka   Management   Yes   Against   Yes
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Accept Financial Statements and Statutory Reports   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Approve Remuneration Report   Management   Yes   For   No

Tesco Plc   TSCO   G8T67X102   25-Jun-21   Approve Remuneration Policy   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Approve Final Dividend   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Re-elect John Allan as Director   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Re-elect Melissa Bethell as Director   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Re-elect Stewart Gilliland as Director   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Re-elect Steve Golsby as Director   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Re-elect Byron Grote as Director   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Re-elect Ken Murphy as Director   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Re-elect Simon Patterson as Director   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Re-elect Alison Platt as Director   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Re-elect Lindsey Pownall as Director   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Elect Bertrand Bodson as Director   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Elect Thierry Garnier as Director   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Elect Imran Nawaz as Director   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Elect Karen Whitworth as Director   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Reappoint Deloitte LLP as Auditors   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Authorise the Audit Committee to Fix Remuneration of Auditors   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Authorise Issue of Equity   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Authorise Issue of Equity without Pre-emptive Rights   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Authorise Market Purchase of Ordinary Shares   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Authorise UK Political Donations and Expenditure   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Authorise the Company to Call General Meeting with Two Weeks’ Notice   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Approve Long-Term Incentive Plan   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Approve Savings-Related Share Option Scheme   Management   Yes   For   No
Tesco Plc   TSCO   G8T67X102   25-Jun-21   Adopt New Articles of Association   Management   Yes   For   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Approve Allocation of Income, with a Final Dividend of JPY 25   Management   Yes   For   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Elect Director Sakakibara, Sadayuki   Management   Yes   For   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Elect Director Okihara, Takamune   Management   Yes   Against   Yes
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Elect Director Kobayashi, Tetsuya   Management   Yes   Against   Yes

The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Elect Director Sasaki, Shigeo   Management   Yes   For   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Elect Director Kaga, Atsuko   Management   Yes   For   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Elect Director Tomono, Hiroshi   Management   Yes   For   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Elect Director Takamatsu, Kazuko   Management   Yes   For   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Elect Director Naito, Fumio   Management   Yes   For   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Elect Director Morimoto, Takashi   Management   Yes   For   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Elect Director Misono, Toyokazu   Management   Yes   For   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Elect Director Inada, Koji   Management   Yes   For   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Elect Director Mori, Nozomu   Management   Yes   For   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Elect Director Sugimoto, Yasushi   Management   Yes   For   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Elect Director Shimamoto, Yasuji   Management   Yes   For   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Add Provision that Utility will Operate to Promote Nuclear Phase-Out, Decarbonization and Renewal Energy   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Keep Shareholder Meeting Minutes and Disclose Them to Public   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Add Provisions Concerning Management Based on CSR (Information Disclosure and Dialogue)   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Add Provisions Concerning Management Based on CSR (Facility Safety Enhancement)   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Add Provisions Concerning Management Based on CSR (Withdrawal from Coal-Fired Power Generation Business)   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Approve Alternative Allocation of Income, with a Final Dividend of JPY 1 Higher Than Management Proposal   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Remove Incumbent Director Morimoto, Takashi   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Require Individual Compensation Disclosure for Directors and Executive Officers   Shareholder   Yes   For   Yes
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Ban Reprocessing of Spent Nuclear Fuels   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Establish Evaluation Committee on the Effectiveness of Nuclear Accident Evacuation Plan   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Establish Evaluation Committee on the Appropriateness of Board Resolution Process in the Wake of Inappropriate Practices of Accepting Money and Gifts   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Establish Promotion Committee on Nuclear Phase-Out and Carbon Zero   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Promote Maximum Disclosure to Gain Trust from Society   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Encourage Dispersed Renewable Energy   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Request the Government to Develop Necessary Legal System to Stabilize Electricity Rate   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Demolish All Nuclear Power Plants   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Establish Work Environment where Employees Think About Safety of Nuclear Power Generation   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Ban Hiring or Service on the Board or at the Company by Former Government Officials   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Require Individual Disclosure of Compensation Received after Directors and Executive Officers’ Retirement   Shareholder   Yes   For   Yes

The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Reduce Maximum Board Size and Require Majority Outsider Board   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Require Individual Compensation Disclosure for Directors, Including Those Who Retire During Tenure   Shareholder   Yes   For   Yes
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Require Individual Compensation Disclosure for Executive Officers, Including Those Who Retire During Tenure   Shareholder   Yes   For   Yes
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to End Reliance on Nuclear Power   Shareholder   Yes   Against   No
The Kansai Electric Power Co., Inc.   9503   J30169106   25-Jun-21   Amend Articles to Promote Decarbonization   Shareholder   Yes   Against   No
Mitsubishi Heavy Industries, Ltd.   7011   J44002178   29-Jun-21   Approve Allocation of Income, with a Final Dividend of JPY 75   Management   Yes   For   No
Mitsubishi Heavy Industries, Ltd.   7011   J44002178   29-Jun-21   Amend Articles to Clarify Provisions on Alternate Directors Who Are Audit Committee Members   Management   Yes   For   No
Mitsubishi Heavy Industries, Ltd.   7011   J44002178   29-Jun-21   Elect Director Miyanaga, Shunichi   Management   Yes   For   No
Mitsubishi Heavy Industries, Ltd.   7011   J44002178   29-Jun-21   Elect Director Izumisawa, Seiji   Management   Yes   For   No
Mitsubishi Heavy Industries, Ltd.   7011   J44002178   29-Jun-21   Elect Director Kozawa, Hisato   Management   Yes   For   No
Mitsubishi Heavy Industries, Ltd.   7011   J44002178   29-Jun-21   Elect Director Kaguchi, Hitoshi   Management   Yes   For   No
Mitsubishi Heavy Industries, Ltd.   7011   J44002178   29-Jun-21   Elect Director Shinohara, Naoyuki   Management   Yes   For   No
Mitsubishi Heavy Industries, Ltd.   7011   J44002178   29-Jun-21   Elect Director Kobayashi, Ken   Management   Yes   For   No
Mitsubishi Heavy Industries, Ltd.   7011   J44002178   29-Jun-21   Elect Director Hirano, Nobuyuki   Management   Yes   For   No
Mitsubishi Heavy Industries, Ltd.   7011   J44002178   29-Jun-21   Elect Director and Audit Committee Member Tokunaga, Setsuo   Management   Yes   For   No
Mitsubishi Heavy Industries, Ltd.   7011   J44002178   29-Jun-21   Elect Director and Audit Committee Member Unoura, Hiro   Management   Yes   For   No
Mitsubishi Heavy Industries, Ltd.   7011   J44002178   29-Jun-21   Elect Director and Audit Committee Member Morikawa, Noriko   Management   Yes   For   No
Mitsubishi Heavy Industries, Ltd.   7011   J44002178   29-Jun-21   Elect Director and Audit Committee Member Ii, Masako   Management   Yes   For   No
Mitsubishi Heavy Industries, Ltd.   7011   J44002178   29-Jun-21   Elect Alternate Director and Audit Committee Member Oka, Nobuhiro   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Approve Allocation of Income, with a Final Dividend of JPY 12.5   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Fujii, Mariko   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Honda, Keiko   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Kato, Kaoru   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Kuwabara, Satoko   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Toby S. Myerson   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Nomoto, Hirofumi   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Shingai, Yasushi   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Tsuji, Koichi   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Tarisa Watanagase   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Ogura, Ritsuo   Management   Yes   For   No

Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Miyanaga, Kenichi   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Mike, Kanetsugu   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Araki, Saburo   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Nagashima, Iwao   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Hanzawa, Junichi   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Elect Director Kamezawa, Hironori   Management   Yes   For   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Amend Articles to Disclose Plan Outlining Company’s Business Strategy to Align Investments with Goals of Paris Agreement   Shareholder   Yes   For   Yes
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Amend Articles to Add Provision on Early Submission of Annual Yuho Securities Report   Shareholder   Yes   For   Yes
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Amend Articles to Prohibit Officers and Employees of the Company from Committing Parental Child Abduction for Gaining Advantage in Custody Disputes   Shareholder   Yes   Against   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Amend Articles to Prohibit Provision of Financing and Other Inappropriate Transactions to Anti-Social Forces   Shareholder   Yes   Against   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Amend Articles to Establish Helpline for Whistle-Blowers   Shareholder   Yes   Against   No
Mitsubishi UFJ Financial Group, Inc.   8306   J44497105   29-Jun-21   Appoint Shareholder Director Nominee Ino, Tatsuki   Shareholder   Yes   Against   No

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

LITMAN GREGORY FUNDS TRUST
By:  

/s/ Jeremy L. DeGroot

  Jeremy L. DeGroot
  President (principal executive officer)
Date:   August 16, 2021