-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B4uxNVlOSNoDe9aLpXu9XAfYVxvYwfndTO8xhGTZ/s97b6Dr2bEcLu9i8XDGRdQf zulVksnvWUD9O6NlBXpjJA== 0000912057-01-523233.txt : 20010711 0000912057-01-523233.hdr.sgml : 20010711 ACCESSION NUMBER: 0000912057-01-523233 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010710 GROUP MEMBERS: BAEZA & CO., L.L.C. GROUP MEMBERS: ERNESTO RAMON GROUP MEMBERS: JOHN E. AVERY GROUP MEMBERS: MARIO L. BAEZA GROUP MEMBERS: ROBERT A. DAY GROUP MEMBERS: SCOTT FAMILY INVESTORS LLC GROUP MEMBERS: TCW ADVISORS, INC. GROUP MEMBERS: TCW GROUP INC GROUP MEMBERS: TCW/CCI HOLDING II LLC GROUP MEMBERS: TCW/CCI HOLDING LLC GROUP MEMBERS: TCW/LATIN AMERICA MANAGEMENT PARTNERS, LLC GROUP MEMBERS: TCW/LATIN AMERICA OFF-SHORE POOL I, L.P. GROUP MEMBERS: TCW/LATIN AMERICA PARTNERS, LLC GROUP MEMBERS: TCW/LATIN AMERICA PRIVATE EQUITY PARTNERS, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONVERGENCE COMMUNICATIONS INC CENTRAL INDEX KEY: 0001020424 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 870545056 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-57059 FILM NUMBER: 1677742 BUSINESS ADDRESS: STREET 1: 102 W 500 S STREET 2: SUITE 320 CITY: SALT LAKE CITY STATE: UT ZIP: 84101 BUSINESS PHONE: 8013285618 MAIL ADDRESS: STREET 1: 102 W 500 S STREET 2: SUITE 320 CITY: SALT LAKE CITY STATE: UT ZIP: 84101 FORMER COMPANY: FORMER CONFORMED NAME: WIRELESS CABLE & COMMUNICATIONS INC DATE OF NAME CHANGE: 19981005 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TCW GROUP INC CENTRAL INDEX KEY: 0000850401 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 865 SOUTH FIGUEROA ST CITY: LOS ANGELES STATE: CA ZIP: 90017 MAIL ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET STREET 2: 865 SOUTH FIGUEROA STREET CITY: LOS ANGELES STATE: CA ZIP: 90017 SC 13D/A 1 a2053791zsc13da.txt SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(a) (AMENDMENT NO. 6)* CONVERGENCE COMMUNICATIONS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) NONE ---- (CUSIP Number) Michael E. Cahill, Esq. Managing Director & General Counsel The TCW Group, Inc. 865 South Figueroa Street, Ste. 1800 Los Angeles, California 90017 (213) 244-0000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 6, 2001 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. / / NOTE: schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 22 Pages) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------- ------------------ CUSIP NO. NONE SCHEDULE 13D Page 2 of 22 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The TCW Group, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |_| (B) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Nevada - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BY 8 SHARED VOTING POWER EACH 5,768,600 REPORTING PERSON ------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 5,768,600 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,768,600 (See Item 5) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |X| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.6% (See Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* HC, CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 2 - ------------------- ------------------ CUSIP NO. NONE SCHEDULE 13D Page 3 of 22 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ROBERT A. DAY - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |_| (B) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------- BY 8 SHARED VOTING POWER EACH 0 REPORTING PERSON ------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 0 ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |X| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN, HC - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 3 - ------------------- ------------------ CUSIP NO. NONE SCHEDULE 13D Page 4 of 22 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TCW ADVISORS, INC. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |_| (B) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BY 8 SHARED VOTING POWER EACH 5,768,600 REPORTING PERSON ------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 5,768,600 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,768,600 (See Item 5) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |X| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.6% (See Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* HC, CO, IA - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 4 - ------------------- ------------------ CUSIP NO. NONE SCHEDULE 13D Page 5 of 22 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BAEZA & CO., L.L.C. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |_| (B) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BY 8 SHARED VOTING POWER EACH 5,768,600 REPORTING PERSON ------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 5,768,600 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,768,600 (See Item 5) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |X| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.6% (See Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 5 - ------------------- ------------------ CUSIP NO. NONE SCHEDULE 13D Page 6 of 22 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MARIO L. BAEZA - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |_| (B) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BY 8 SHARED VOTING POWER EACH 5,768,600 REPORTING PERSON ------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 5,768,600 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,768,600 (See Item 5) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |X| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.6% (See Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 6 - ------------------- ------------------ CUSIP NO. NONE SCHEDULE 13D Page 7 of 22 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TCW/LATIN AMERICA MANAGEMENT PARTNERS, LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |_| (B) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BY 8 SHARED VOTING POWER EACH 5,768,600 REPORTING PERSON ------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 5,768,600 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,768,600 (See Item 5) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |X| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.6% (See Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 7 - ------------------- ------------------ CUSIP NO. NONE SCHEDULE 13D Page 8 of 22 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TCW/LATIN AMERICA PARTNERS, LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |_| (B) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BY 8 SHARED VOTING POWER EACH 5,768,600 REPORTING PERSON ------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 5,768,600 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,768,600 (See Item 5) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |X| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.6% (See Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 8 - ------------------- ------------------ CUSIP NO. NONE SCHEDULE 13D Page 9 of 22 Pages - ------------------- ------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TCW/LATIN AMERICA PRIVATE EQUITY PARTNERS, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |_| (B) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO, AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BY 8 SHARED VOTING POWER EACH 5,768,600 REPORTING PERSON ------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 5,768,600 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,768,600 (See Item 5) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |X| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.6% (See Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 9 - ------------------- ------------------- CUSIP NO. NONE SCHEDULE 13D Page 10 of 22 Pages - ------------------- ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TCW/LATIN AMERICA OFF-SHORE POOL I, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |_| (B) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO, AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BY 8 SHARED VOTING POWER EACH 1,612,902 REPORTING PERSON ------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,612,902 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,612,902 (See Item 5) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |X| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.9% (See Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 10 - ------------------- ------------------- CUSIP NO. NONE SCHEDULE 13D Page 11 of 22 Pages - ------------------- ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TCW/CCI HOLDING LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |_| (B) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BY 8 SHARED VOTING POWER EACH 4,155,698 REPORTING PERSON ------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 4,155,698 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,155,698 (See Item 5) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |X| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 25.8% (See Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 11 - ------------------- ------------------- CUSIP NO. NONE SCHEDULE 13D Page 12 of 22 Pages - ------------------- ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TCW/CCI HOLDING II LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |_| (B) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BY 8 SHARED VOTING POWER EACH 1,612,902 REPORTING PERSON ------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 1,612,902 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,612,902 (See Item 5) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |X| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.9% (See Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 12 - ------------------- ------------------- CUSIP NO. NONE SCHEDULE 13D Page 13 of 22 Pages - ------------------- ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ERNESTO RAMON - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |_| (B) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BY 8 SHARED VOTING POWER EACH 4,043 REPORTING PERSON ------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 4,043 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,043 (See Item 5) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |X| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .03% (See Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 13 - ------------------- ------------------- CUSIP NO. NONE SCHEDULE 13D Page 14 of 22 Pages - ------------------- ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON JOHN E. AVERY - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |_| (B) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BY 8 SHARED VOTING POWER EACH 33,689 REPORTING PERSON ------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 33,689 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 33,689 (See Item 5) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |X| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .28% (See Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 14 - ------------------- ------------------- CUSIP NO. NONE SCHEDULE 13D Page 15 of 22 Pages - ------------------- ------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SCOTT FAMILY INVESTORS LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |_| (B) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION NEW JERSEY - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES ------------------------------------------------- BY 8 SHARED VOTING POWER EACH 33,689 REPORTING PERSON ------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER ------------------------------------------------- 10 SHARED DISPOSITIVE POWER 33,689 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 33,689 (See Item 5) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |X| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .28% (See Item 5) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 15 This Amendment No. 6 filed on behalf of the Reporting Persons described below amends the Statement on Schedule 13D, dated October 28, 1999 (the "Schedule 13D"), with respect to the Common Stock, par value $0.001 per share (the "Common Stock"), of Convergence Communications, Inc., a Nevada corporation (the "Issuer"). Capitalized terms used herein and not otherwise defined shall have the meanings ascribed to them in the Schedule 13D, as amended. ITEM 2. IDENTITY AND BACKGROUND Item 2 is hereby amended to add the following: This Amendment No. 6 is filed on behalf of the following reporting persons (the "Reporting Persons") (1) The TCW Group, Inc., a Nevada corporation ("TCW"); (2) Robert A. Day, an individual; (3) TCW Advisors, Inc., a New York corporation and wholly-owned subsidiary of TCWG ("TCW Advisors"); (4) Baeza & Co., L.L.C., a Delaware limited liability company wholly owned by Mario L. Baeza ("Baeza & Co."); (5) Mario L. Baeza, an individual; (6) TCW/Latin America Partners, L.L.C., a Delaware limited liability company, the two members of which are TCW Advisors and Baeza & Co. ("TCW/LAP"); (7) TCW/Latin America Management Partners, L.L.C., a Delaware limited liability company, the managing member of which is TCW/LAP ("TCW/LAMP"); (8) TCW/Latin America Private Equity Partners, L.P., a Delaware limited partnership of which TCW/LAMP is the general partner, acting through TCW/LAP ("TCW/LAPEP"); (9) TCW/Latin America Off-Shore Pool I, L.P., a Cayman Islands limited partnership, owned 20% by the International Finance Corporation and 80% by TCW/LAPEP, of which TCW/LAMP is the administrative general partner, the managing member of which is TCW/LAP ("TCW/Off-Shore"); (10) TCW/CCI Holding LLC, a Delaware limited liability company, wholly owned by TCW/LAPEP; (11) TCW/CCI Holding II LLC, a Delaware limited liability company, wholly owned by TCW/Off-Shore; 16 (12) Ernesto Ramon, an individual; (13) John Avery, an individual; and (14) Scott Family Investors LLC, a New Jersey limited liability company, whose members are John W. Scott, its General Manager, John Scott IV, Julia Leigh Harrison Scott, Robert Augustin Thorton Scott and Karen Darby Scott. On July 6, 2001, Societe Generale S.A., a company incorporated under the laws of France ("SG"), acquired approximately 51% of the equity securities and 80% of the voting rights of TCW pursuant to an Amended and Restated Acquisition Agreement and Plan of Recapitalization, dated as of April 11, 2001, among TCW, SG, Societe Generale Asset Management, S.A., a company incorporated under the laws of France, Marc I. Stern as the Stockholders' Representative, the holders of common stock, par value US$1.00 per share, of TCW party thereto, and the holders of phantom stock of TCW party thereto. As a result of the acquisition by SG, Robert A. Day is no longer deemed to control TCW or share voting or dispositive power with TCW, and has thus ceased to be a beneficial owner of any securities of the Issuer and is no longer a Reporting Person. The Reporting Persons, together with TCW's other direct and indirect subsidiaries, collectively constitute The TCW Group, Inc. business unit (the "TCW Business Unit"). The TCW Business Unit is primarily engaged in the provision of investment management services. As of July 6, 2001, the ultimate parent company of TCW is SG. The principal business of SG is acting as a holding company for a global financial services group, which includes certain distinct specialized business units that are independently operated, including the TCW Business Unit. SG, for purposes of the federal securities laws, may be deemed ultimately to control TCW and the TCW Business Unit. SG, its executive officers and directors, and its direct and indirect subsidiaries (including all of its business units except the TCW Business Unit), may beneficially own shares of the securities of the issuer to which this schedule relates (the "Shares") and such Shares are not reported in this statement. In accordance with Securities and Exchange Commission ("SEC") Release No. 34-39538 (January 12, 1998), and due to the separate management and independent operation of its business units, SG disclaims beneficial ownership of Shares beneficially owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of Shares beneficially owned by SG and any of SG's other business units. 17 ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 5(a) is hereby amended to add the following: a) AGGREGATE AMOUNT BENEFICIALLY OWNED AND PERCENT OF CLASS: See Item 2. (e) DATE ON WHICH THE REPORTING PERSON CEASED TO BE A BENEFICIAL OWNER OF MORE THAN FIVE PERCENT OF THE CLASS OF SECURITIES: See Item 2. 18 After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this Statement is true, complete and correct. Dated as of this 6th day of July, 2001. THE TCW GROUP, INC. By: /S/ HAROLD H. HENDERSON --------------------------- Name: Harold H. Henderson Title: Authorized Signatory TCW ADVISORS, INC. By: /S/ HAROLD H. HENDERSON --------------------------- Name: Harold H. Henderson Title: Authorized Signatory ROBERT A. DAY By: /S/ HAROLD H. HENDERSON --------------------------- Name: Harold H. Henderson Title: Under Power of Attorney dated November 6, 2000, on file with Schedule 13G for Retek, Inc., dated November 8, 2000 BAEZA & CO. L.L.C. By: /S/ MARIO L. BAEZA ---------------------------------- Name: Mario L. Baeza Title: Authorized Signatory MARIO L. BAEZA /S/ MARIO L. BAEZA - -------------------------------------------- Mario L. Baeza TCW/LATIN AMERICA PARTNERS, L.L.C. 19 By: TCW ADVISORS, INC. By: /S/ HAROLD H. HENDERSON -------------------------- Name: Harold H. Henderson Title: Authorized Signatory By: BAEZA & CO. L.L.C. By: /S/ MARIO L. BAEZA ----------------------------------- Name: Mario L. Baeza Title: Authorized Signatory TCW/LATIN AMERICA MANAGEMENT PARTNERS, L.L.C. By: TCW/LATIN AMERICA PARTNERS, L.L.C. By: TCW ADVISORS, INC. By: /S/ HAROLD H. HENDERSON -------------------------- Name: Harold H. Henderson Title: Authorized Signatory By: BAEZA & CO. L.L.C. By: /S/ MARIO L. BAEZA ----------------------------------- Name: Mario L. Baeza Title: Authorized Signatory TCW/LATIN AMERICA PRIVATE EQUITY PARTNERS, L.P. By: TCW/LATIN AMERICA PARTNERS, L.L.C. By: TCW ADVISORS, INC. By: /S/ HAROLD H. HENDERSON -------------------------- Name: Harold H. Henderson Title: Authorized Signatory 20 By: BAEZA & CO. L.L.C. By: /S/ MARIO L. BAEZA ----------------------------------- Name: Mario L. Baeza Title: Authorized Signatory TCW/LATIN AMERICA OFF-SHORE POOL I, L.P. By: TCW/LATIN AMERICA MANAGEMENT PARTNERS, L.L.C., its General Partner By: TCW/LATIN AMERICA PARTNERS, L.L.C. By: TCW ADVISORS, INC. By: /S/ HAROLD H. HENDERSON ----------------------------------- Name: Harold H. Henderson Title: Authorized Signatory By: BAEZA & CO. L.L.C. By: /S/ MARIO L. BAEZA ----------------------------------- Name: Mario L. Baeza Title: Authorized Signatory By: TCW/LATIN AMERICA PARTNERS, L.L.C., as Managing General Partner By: TCW ADVISORS, INC. By: /S/ HAROLD H. HENDERSON ----------------------------------- Name: Harold H. Henderson Title: Authorized Signatory By: BAEZA & CO. L.L.C. By: /S/ MARIO L. BAEZA ---------------------------------- Name: Mario L. Baeza Title: Authorized Signatory 21 TCW/CCI HOLDING L.L.C. By: /S/ MARIO L. BAEZA ----------------------------------- Name: Mario L. Baeza Title: Authorized Signatory TCW/CCI HOLDING II L.L.C. By: /S/ MARIO L. BAEZA ----------------------------------- Name: Mario L. Baeza Title: Authorized Signatory ERNESTO RAMON /S/ ERNESTO RAMON - -------------------------------------------- Ernesto Ramon JOHN AVERY /S/ JOHN AVERY - -------------------------------------------- John Avery SCOTT FAMILY INVESTORS LLC By: /S/ JOHN W. SCOTT --------------------------- Name: John W. Scott Its: General Manager 22 -----END PRIVACY-ENHANCED MESSAGE-----