0001504140-12-000025.txt : 20120821 0001504140-12-000025.hdr.sgml : 20120821 20120821165346 ACCESSION NUMBER: 0001504140-12-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120820 FILED AS OF DATE: 20120821 DATE AS OF CHANGE: 20120821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paul Ray M Jr CENTRAL INDEX KEY: 0001465593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 121048163 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: 9201 FOREST HILL AVENUE STREET 2: STONY POINT II BUILDING CITY: RICHMOND STATE: VA ZIP: 23235 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-08-20 0000102037 UNIVERSAL CORP /VA/ UVV 0001465593 Paul Ray M Jr 9201 FOREST HILL AVENUE RICHMOND VA 23235 0 0 0 1 Subsidiary Officer Common Stock 2012-08-20 4 M 0 5268 35.30 A 48978 D Common Stock 2012-08-20 4 M 0 6000 39.71 A 54978 D Common Stock 2012-08-20 4 M 0 3733 37.86 A 58711 D Common Stock 2012-08-20 4 D 0 12787 48.21 D 45924 D Common Stock 2012-08-21 4 S 0 10000 48.32 D 35924 D Stock Appreciation Rights 35.30 2012-08-20 4 M 0 5268 0 D 2010-05-27 2019-05-27 Common Stock 5268 0 D Stock Appreciation Rights 39.71 2012-08-20 4 M 0 6000 0 D 2011-06-08 2020-06-08 Common Stock 6000 3000 D Stock Appreciation Rights 37.86 2012-08-20 4 M 0 3733 0 D 2012-06-07 2021-06-07 Common Stock 3733 7467 D The sale price reflected is a weighted average. The price range for transactions reported on this line is from $48.23 to $48.47. Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the Company, or a security holder of the Company. includes 14,850 restricted stock units and 1,426 dividend units on the restricted stock. The restricted stock units vest of the fifth anniversary of the award date, however, payment will be delayed until termination if the individual is a covered employee under Section 162(m) on the date of vesting. after a 12 month period of the grant date, 1/3 of total shares are exercisable for each anniversary date after that for 3 such periods. Ray M. Paul, Jr., by Terri L. Marks, Power of Attorney 2012-08-21