0001140361-11-031895.txt : 20110608 0001140361-11-031895.hdr.sgml : 20110607 20110608150256 ACCESSION NUMBER: 0001140361-11-031895 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110607 FILED AS OF DATE: 20110608 DATE AS OF CHANGE: 20110608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paul Ray M Jr CENTRAL INDEX KEY: 0001465593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 11900788 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 4 1 doc1.xml FORM 4 X0303 4 2011-06-07 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001465593 Paul Ray M Jr 9201 FOREST HILL AVENUE RICHMOND VA 23235 0 0 0 1 Subsidiary Officer Common Stock - restricted stock units 2011-06-07 4 A 0 2800 37.86 A 42599 D stock appreciation rights 37.86 2011-06-07 4 A 0 11200 37.86 A 2012-06-07 2021-06-07 Common stock 11200 11200 D awarded 2800 restricted stock units. The restricted stock units vest on the fifth anniversary of the award date, however, payment will be delayed until termination if the individual is a covered employee under section 162(m) on the date of vesting. includes 16600 restricted stock units and 1920 dividend units on the restricted stock. after a 12 month period of the grant date, 1/3 total shares are exercisable and an additional 1/3 for each anniversary date after for 3 such periods. Ray M. Paul, Jr. by Terri L. Marks, Power of Attorney 2011-06-08