-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, POcSD61p5mbFi2ugZyD14K/CXUl9An9nTJXAqAuPEC9B4inndUwU5JJV57WHh5FY c/ODJWCT4ioGK/Wb4q6AIg== 0001073416-09-000072.txt : 20090611 0001073416-09-000072.hdr.sgml : 20090611 20090611151350 ACCESSION NUMBER: 0001073416-09-000072 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090609 FILED AS OF DATE: 20090611 DATE AS OF CHANGE: 20090611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paul Ray M Jr CENTRAL INDEX KEY: 0001465593 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00652 FILM NUMBER: 09886882 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1501 NORTH HAMILTON STREET STREET 2: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 3 1 f3rmpjr6909_ex.xml X0203 3 2009-06-09 0 0000102037 UNIVERSAL CORP /VA/ UVV 0001465593 Paul Ray M Jr 9201 FOREST HILL AVENUE RICHMOND VA 23235 0 0 0 1 Subsidiary Officer Common Stock 37219 D Stock Appreciation Rights 36.03 2007-06-13 2016-06-13 Common Shares 8000 D Stock Appreciation Rights 62.66 2008-05-24 2017-05-24 Common Shares 11200 D Stock Appreciation Rights 51.32 2009-05-28 2018-05-28 Common Shares 7200 D Stock Appreciation Rights 35.30 2010-05-27 2019-05-27 Common Shares 15800 D includes 14550 Restricted Stock Units and 1209 dividend units on the restricted stock units. The restricted stock units and the dividend units vest on the fifth anniversary of the award date, however payment will be delayed unitl terminiation of service if individual is a covered employee under code Section 162(m) on the date of vesting. after a 12 month period of the grant date, 1/3 of total shares is exercisable and an additional 1/3 for each anniversary date after that for 3 such periods Ray M. Paul, Jr., by Terri L. Marks, Power of Attorney 2009-06-11 -----END PRIVACY-ENHANCED MESSAGE-----