Chief Compliance Officer

0001085146-22-000613.txt : 20220208 0001085146-22-000613.hdr.sgml : 20220208 20220207202742 ACCESSION NUMBER: 0001085146-22-000613 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220208 DATE AS OF CHANGE: 20220207 EFFECTIVENESS DATE: 20220208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pekin Hardy Strauss, Inc. CENTRAL INDEX KEY: 0001020317 IRS NUMBER: 363667359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05740 FILM NUMBER: 22599055 BUSINESS ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-896-9668 MAIL ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc. DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 19990324 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001020317 XXXXXXXX 12-31-2021 12-31-2021 false Pekin Hardy Strauss, Inc.

161 NORTH CLARK STREET SUITE 2200 CHICAGO IL 60601

13F HOLDINGS REPORT 028-05740 N Jennifer Dunlap Chief Compliance Officer 312-554-7525 /s/ Jennifer Dunlap Chicago IL 02-07-2022 0 334 738992 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 89BIO INC COM 282559103 2390 182855 SH SOLE 85000 0 97855 ABBOTT LABS COM 002824100 2273 16151 SH SOLE 0 0 16151 ABBVIE INC COM 00287Y109 5303 39162 SH SOLE 0 0 39162 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 869 227510 SH SOLE 0 0 227510 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 1570 89420 SH SOLE 0 0 89420 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 319 769 SH SOLE 0 0 769 ADVANCED MICRO DEVICES INC COM 007903107 216 1500 SH SOLE 0 0 1500 ADVISORSHARES TR PURE US CANNABIS 00768Y453 4366 170605 SH SOLE 0 0 170605 AERCAP HOLDINGS NV SHS N00985106 11682 178574 SH SOLE 65000 0 113574 AGNC INVT CORP COM 00123Q104 2165 143965 SH SOLE 0 0 143965 AGNICO EAGLE MINES LTD COM 008474108 1609 30271 SH SOLE 0 0 30271 AIR LEASE CORP CL A 00912X302 418 9447 SH SOLE 0 0 9447 ALAMOS GOLD INC NEW 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BRISTOL-MYERS SQUIBB CO COM 110122108 3883 62281 SH SOLE 0 0 62281 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 578 15450 SH SOLE 0 0 15450 BUNGE LIMITED COM G16962105 1511 16180 SH SOLE 0 0 16180 CAMBRIA ETF TR GLOBAL VALUE ETF 132061409 638 27782 SH SOLE 0 0 27782 CAMECO CORP COM 13321L108 5861 268729 SH SOLE 0 0 268729 CANADIAN NATL RY CO COM 136375102 3286 26749 SH SOLE 0 0 26749 CBOE GLOBAL MKTS INC COM 12503M108 751 5757 SH SOLE 0 0 5757 CENTENE CORP DEL COM 15135B101 2281 27688 SH SOLE 0 0 27688 CF INDS HLDGS INC COM 125269100 12023 169870 SH SOLE 60000 0 109870 CHARTER COMMUNICATIONS INC N CL A 16119P108 325 498 SH SOLE 0 0 498 CHENIERE ENERGY INC COM NEW 16411R208 2079 20500 SH SOLE 0 0 20500 CHEVRON CORP NEW COM 166764100 4073 34712 SH SOLE 0 0 34712 CHUBB LIMITED COM H1467J104 931 4817 SH SOLE 0 0 4817 CINTAS CORP COM 172908105 250 565 SH SOLE 0 0 565 CISCO SYS INC COM 17275R102 193 3044 SH SOLE 0 0 3044 CISCO SYS INC COM 17275R102 507 8000 SH Call SOLE 0 0 8000 CITIZENS FINL GROUP INC COM 174610105 1356 28690 SH SOLE 0 0 28690 CLEVELAND-CLIFFS INC NEW COM 185899101 751 34500 SH SOLE 0 0 34500 CLOUDFLARE INC CL A COM 18915M107 499 3796 SH SOLE 0 0 3796 CME GROUP INC COM 12572Q105 2364 10349 SH SOLE 0 0 10349 CNB FINL CORP PA COM 126128107 3957 149305 SH SOLE 65000 0 84305 COCA COLA CO COM 191216100 1581 26709 SH SOLE 0 0 26709 COHEN & STEERS INFRASTRUCTUR COM 19248A109 416 14590 SH SOLE 0 0 14590 COHERENT INC COM 192479103 2084 7819 SH SOLE 0 0 7819 COINBASE GLOBAL INC COM CL A 19260Q107 1655 6559 SH SOLE 0 0 6559 COMCAST CORP NEW CL A 20030N101 1209 24020 SH SOLE 0 0 24020 COMPASS PATHWAYS PLC SPONSORED ADS 20451W101 314 14200 SH SOLE 0 0 14200 CONOCOPHILLIPS COM 20825C104 807 11186 SH SOLE 0 0 11186 COSTCO WHSL CORP NEW COM 22160K105 343 605 SH SOLE 0 0 605 COTERRA ENERGY INC COM 127097103 979 51545 SH SOLE 0 0 51545 CREDIT SUISSE GROUP SPONSORED ADR 225401108 5189 538230 SH SOLE 0 0 538230 CUMMINS INC COM 231021106 218 1001 SH SOLE 0 0 1001 CVS 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205826 SH SOLE 0 0 205826 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 218 3590 SH SOLE 0 0 3590 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 317 4435 SH SOLE 0 0 4435 ISHARES GOLD TR ISHARES NEW 464285204 4602 132198 SH SOLE 0 0 132198 ISHARES INC MSCI BRAZIL ETF 464286400 680 24240 SH SOLE 0 0 24240 ISHARES INC MSCI JPN ETF NEW 46434G822 1631 24355 SH SOLE 0 0 24355 ISHARES INC MSCI STH KOR ETF 464286772 1603 20582 SH SOLE 0 0 20582 ISHARES INC MSCI TAIWAN ETF 46434G772 1905 28600 SH SOLE 0 0 28600 ISHARES SILVER TR ISHARES 46428Q109 1080 50190 SH SOLE 0 0 50190 ISHARES SILVER TR ISHARES 46428Q109 215 10000 SH Call SOLE 0 0 10000 ISHARES TR ASIA 50 ETF 464288430 213 2780 SH SOLE 0 0 2780 ISHARES TR CORE S&P500 ETF 464287200 513 1076 SH SOLE 0 0 1076 ISHARES TR CORE US AGGBD ET 464287226 338 2963 SH SOLE 0 0 2963 ISHARES TR FLTG RATE NT ETF 46429B655 230 4540 SH SOLE 0 0 4540 ISHARES TR ISHARES SEMICDTR 464287523 485 895 SH SOLE 0 0 895 ISHARES TR ISHS 1-5YR INVS 464288646 1273 23625 SH SOLE 0 0 23625 ISHARES TR MSCI AC ASIA ETF 464288182 211 2547 SH SOLE 0 0 2547 ISHARES TR MSCI CHINA ETF 46429B671 545 8675 SH SOLE 0 0 8675 ISHARES TR MSCI EMG MKT ETF 464287234 238 4873 SH SOLE 0 0 4873 ISHARES TR MSCI INDIA ETF 46429B598 1504 32810 SH SOLE 0 0 32810 ISHARES TR PFD AND INCM SEC 464288687 3037 77025 SH SOLE 0 0 77025 ISHARES TR TIPS BD ETF 464287176 1790 13854 SH SOLE 0 0 13854 ITURAN LOCATION AND CONTROL SHS M6158M104 7471 280116 SH SOLE 120000 0 160116 JAPAN SMALLER CAPITALIZATION COM 47109U104 1614 205130 SH SOLE 0 0 205130 JD.COM INC SPON ADR CL A 47215P106 486 6942 SH SOLE 0 0 6942 JOHNSON & JOHNSON COM 478160104 5536 32362 SH SOLE 0 0 32362 JPMORGAN CHASE & CO COM 46625H100 4098 25878 SH SOLE 0 0 25878 JUPITER WELLNESS INC COM NEW 48208F105 20 22531 SH SOLE 0 0 22531 KIMBALL INTL INC CL B 494274103 582 56900 SH SOLE 0 0 56900 KIRKLAND LAKE GOLD LTD COM 49741E100 805 19170 SH SOLE 0 0 19170 KRANESHARES TR CALIFORNIA CARB 500767553 2939 104085 SH SOLE 50000 0 54085 KRANESHARES TR CSI CHI INTERNET 500767306 361 9890 SH SOLE 0 0 9890 KRANESHARES TR GLOBAL CARB STRA 500767678 11247 220965 SH SOLE 55000 0 165965 KRANESHARES TR QUADRTC INT RT 500767736 9789 364581 SH SOLE 0 0 364581 LENNAR CORP CL A 526057104 235 2020 SH SOLE 0 0 2020 LIBERTY BROADBAND CORP COM SER C 530307305 274 1700 SH SOLE 0 0 1700 LILLY ELI & CO COM 532457108 277 1002 SH SOLE 0 0 1002 LINDE PLC SHS G5494J103 303 876 SH SOLE 0 0 876 LISTED FD TR HORIZON KINETICS 53656F623 5649 181000 SH SOLE 0 0 181000 LOCKHEED MARTIN CORP COM 539830109 295 830 SH SOLE 0 0 830 LUMENTUM HLDGS INC COM 55024U109 4242 40110 SH SOLE 0 0 40110 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 3108 1750000 PRN SOLE 1750000 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 2487 2000000 PRN SOLE 2000000 0 0 MAG SILVER CORP COM 55903Q104 320 20425 SH SOLE 0 0 20425 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 304 6545 SH SOLE 0 0 6545 MANDIANT INC NOTE 1.625% 6/0 31816QAD3 524 525000 PRN SOLE 0 0 525000 MANULIFE FINL CORP COM 56501R106 212 11124 SH SOLE 0 0 11124 MARATHON DIGITAL HOLDINGS IN COM 565788106 372 11335 SH SOLE 0 0 11335 MARTIN MARIETTA MATLS INC COM 573284106 293 665 SH SOLE 0 0 665 MCDONALDS CORP COM 580135101 2762 10303 SH SOLE 0 0 10303 MEDTRONIC PLC SHS G5960L103 680 6578 SH SOLE 0 0 6578 MERCK & CO INC COM 58933Y105 4981 64991 SH SOLE 0 0 64991 META PLATFORMS INC CL A 30303M102 6555 19490 SH SOLE 5000 0 14490 MFS INTER INCOME TR SH BEN INT 55273C107 171 47700 SH SOLE 0 0 47700 MICRON TECHNOLOGY INC COM 595112103 5544 59515 SH SOLE 0 0 59515 MICROSOFT CORP COM 594918104 12192 36250 SH SOLE 0 0 36250 MICROSTRATEGY INC CL A NEW 594972408 791 1452 SH SOLE 0 0 1452 MOHAWK INDS INC COM 608190104 442 2425 SH SOLE 0 0 2425 MORGAN STANLEY COM NEW 617446448 930 9470 SH SOLE 0 0 9470 MORGAN STANLEY EMERGING MKTS COM 617477104 714 130305 SH SOLE 0 0 130305 MORGAN STANLEY EMKT DBT FD I COM 61744H105 490 54400 SH SOLE 0 0 54400 MORNINGSTAR INC COM 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RAYTHEON TECHNOLOGIES CORP COM 75513E101 2634 30608 SH SOLE 0 0 30608 RIOT BLOCKCHAIN INC COM 767292105 392 17571 SH SOLE 0 0 17571 ROBLOX CORP CL A 771049103 410 3978 SH SOLE 0 0 3978 ROCKLEY PHOTONICS HOLDINGS L ORDINARY SHARES G7614L109 3210 738000 SH SOLE 375000 0 363000 ROYAL GOLD INC COM 780287108 373 3550 SH SOLE 0 0 3550 S&P GLOBAL INC COM 78409V104 384 814 SH SOLE 0 0 814 SABA CAPITAL INCOME & OPRNT SHARES 78518H103 510 112825 SH SOLE 0 0 112825 SALESFORCE COM INC COM 79466L302 305 1200 SH SOLE 0 0 1200 SANOFI SPONSORED ADR 80105N105 709 14154 SH SOLE 0 0 14154 SCHLUMBERGER LTD COM STK 806857108 1010 33739 SH SOLE 0 0 33739 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 3946 127317 SH SOLE 0 0 127317 SCORPIO TANKERS INC NOTE 3.000% 5/1 80918TAB5 2422 2440000 PRN SOLE 0 0 2440000 SEA LTD SPONSORD ADS 81141R100 781 3489 SH SOLE 0 0 3489 SEABRIDGE GOLD INC COM 811916105 174 10550 SH SOLE 0 0 10550 SELECT SECTOR SPDR TR ENERGY 81369Y506 3330 59991 SH SOLE 0 0 59991 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 782 20023 SH SOLE 0 0 20023 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 511 9860 SH SOLE 0 0 9860 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 298 2115 SH SOLE 0 0 2115 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1381 15243 SH SOLE 0 0 15243 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 295 1696 SH SOLE 0 0 1696 SIBANYE STILLWATER LTD SPONSORED ADR 82575P107 992 79095 SH SOLE 0 0 79095 SILICOM LTD ORD M84116108 529 10251 SH SOLE 0 0 10251 SILVERCREST METALS INC COM 828363101 409 51650 SH SOLE 0 0 51650 SIMON PPTY GROUP INC NEW COM 828806109 2073 12978 SH SOLE 0 0 12978 SIMPLIFY EXCHANGE TRADED FUN SIMPLIFY INTERST 82889N855 3951 105255 SH SOLE 30000 0 75255 SK TELECOM LTD SPONSORED ADR 78440P306 6948 260525 SH SOLE 85030 0 175495 SLR INVESTMENT CORP COM 83413U100 1528 82915 SH SOLE 0 0 82915 SONY GROUP CORPORATION SPONSORED ADR 835699307 10026 79323 SH SOLE 14000 0 65323 SPDR S&P 500 ETF TR TR UNIT 78462F103 1535 3232 SH SOLE 0 0 3232 SPDR SER TR BLOOMBERG INVT 78468R200 362 11820 SH SOLE 0 0 11820 SPDR SER TR S&P METALS MNG 78464A755 1338 29885 SH SOLE 0 0 29885 SPDR SER TR S&P OILGAS EXP 78468R556 262 2735 SH SOLE 0 0 2735 SPDR SER TR S&P REGL BKG 78464A698 311 4395 SH SOLE 0 0 4395 SPIRIT AIRLS INC COM 848577102 793 36315 SH SOLE 0 0 36315 SPIRIT AIRLS INC NOTE 4.750% 5/1 848577AA0 6062 3091000 PRN SOLE 1800000 0 1291000 SPOTIFY TECHNOLOGY S A SHS L8681T102 286 1224 SH SOLE 0 0 1224 SPROTT ETF TRUST GOLD MINERS ETF 85210B102 1732 63315 SH SOLE 0 0 63315 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 8237 464292 SH SOLE 0 0 464292 SPROTT PHYSICAL GOLD TR UNIT 85207H104 49720 3462375 SH SOLE 550000 0 2912375 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 278 19910 SH SOLE 0 0 19910 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 3005 374705 SH SOLE 0 0 374705 SPROUTS FMRS MKT INC COM 85208M102 10459 352383 SH SOLE 110000 0 242383 STARBUCKS CORP COM 855244109 2303 19692 SH SOLE 0 0 19692 SUNCOR ENERGY INC NEW COM 867224107 8347 333481 SH SOLE 0 0 333481 SYNOVUS FINL CORP COM NEW 87161C501 207 4330 SH SOLE 0 0 4330 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2318 19270 SH SOLE 0 0 19270 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 180 1500 SH Call SOLE 0 0 1500 TECK RESOURCES LTD CL B 878742204 2860 99235 SH SOLE 0 0 99235 TELEFONICA BRASIL SA NEW ADR 87936R205 95 11000 SH SOLE 0 0 11000 TEMPLETON GLOBAL INCOME FD COM 880198106 106 20491 SH SOLE 0 0 20491 TESLA INC COM 88160R101 362 343 SH SOLE 0 0 343 TWITTER INC COM 90184L102 472 10911 SH SOLE 0 0 10911 ULTA BEAUTY INC COM 90384S303 431 1045 SH SOLE 0 0 1045 UNION PAC CORP COM 907818108 1300 5162 SH SOLE 0 0 5162 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 1474 33907 SH SOLE 0 0 33907 US BANCORP DEL COM NEW 902973304 1045 18607 SH SOLE 0 0 18607 VANECK ETF TRUST AGRIBUSINESS ETF 92189F700 285 2985 SH SOLE 0 0 2985 VANECK ETF TRUST CHINA BOND ETF 92189F379 2069 83845 SH SOLE 0 0 83845 VANECK ETF TRUST GOLD MINERS ETF 92189F106 3408 106409 SH SOLE 0 0 106409 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 665 15870 SH SOLE 0 0 15870 VANECK ETF TRUST RARE EARTH/STRTG 92189H805 598 5330 SH SOLE 0 0 5330 VANECK MERK GOLD TR GOLD TRUST 921078101 9891 556318 SH SOLE 125000 0 431318 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 209 2585 SH SOLE 0 0 2585 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1011 8717 SH SOLE 0 0 8717 VANGUARD INDEX FDS SM CP VAL ETF 922908611 639 3575 SH SOLE 0 0 3575 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2196 9097 SH SOLE 0 0 9097 VANGUARD INDEX FDS VALUE ETF 922908744 596 4049 SH SOLE 0 0 4049 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 422 6885 SH SOLE 0 0 6885 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2468 49889 SH SOLE 0 0 49889 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 4198 81674 SH SOLE 0 0 81674 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1207 13010 SH SOLE 0 0 13010 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1017 12518 SH SOLE 0 0 12518 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2268 13206 SH SOLE 0 0 13206 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1255 24586 SH SOLE 0 0 24586 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 546 7035 SH SOLE 0 0 7035 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1791 15975 SH SOLE 0 0 15975 VANGUARD WORLD FDS INF TECH ETF 92204A702 1952 4261 SH SOLE 0 0 4261 VERIZON COMMUNICATIONS INC COM 92343V104 5994 115363 SH SOLE 0 0 115363 VERTICAL CAP INCOME FD SHS BEN INT 92535C104 623 61055 SH SOLE 0 0 61055 VISA INC COM CL A 92826C839 3343 15424 SH SOLE 0 0 15424 WALGREENS BOOTS ALLIANCE INC COM 931427108 465 8919 SH SOLE 0 0 8919 WALMART INC COM 931142103 3429 23699 SH SOLE 0 0 23699 WASTE MGMT INC DEL COM 94106L109 1066 6387 SH SOLE 0 0 6387 WEC ENERGY GROUP INC COM 92939U106 212 2179 SH SOLE 0 0 2179 WELLS FARGO CO NEW COM 949746101 1688 35188 SH SOLE 0 0 35188 WELLS FARGO CO NEW PERP PFD CNV A 949746804 2294 1539 SH SOLE 0 0 1539 WESTERN ASSET HIGH INCOME OP COM 95766K109 178 34158 SH SOLE 0 0 34158 WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 634 47848 SH SOLE 0 0 47848 WESTERN AST INFL LKD OPP & I COM 95766R104 1033 76090 SH SOLE 0 0 76090 WEYERHAEUSER CO MTN BE COM NEW 962166104 364 8848 SH SOLE 0 0 8848 WILLIS TOWERS WATSON PLC LTD SHS G96629103 900 3790 SH SOLE 0 0 3790 WISDOMTREE TR JP SMALLCP DIV 97717W836 1080 15137 SH SOLE 0 0 15137 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 1488 2500 SH SOLE 0 0 2500 ZOETIS INC CL A 98978V103 364 1490 SH SOLE 0 0 1490