0001085146-21-002968.txt : 20211102 0001085146-21-002968.hdr.sgml : 20211102 20211102085111 ACCESSION NUMBER: 0001085146-21-002968 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20211102 DATE AS OF CHANGE: 20211102 EFFECTIVENESS DATE: 20211102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pekin Hardy Strauss, Inc. CENTRAL INDEX KEY: 0001020317 IRS NUMBER: 363667359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-05740 FILM NUMBER: 211369435 BUSINESS ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-896-9668 MAIL ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc. DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 19990324 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001020317 XXXXXXXX 06-30-2020 06-30-2020 true 1 NEW HOLDINGS Pekin Hardy Strauss, Inc.

161 NORTH CLARK STREET SUITE 2200 CHICAGO IL 60601

13F HOLDINGS REPORT 028-05740 N Jennifer Dunlap 312-554-7525 /s/ Jennifer Dunlap Chicago IL 10-08-2021 0 23 26674 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE BK OF AMERICA CORP 7.25%CNV PFD L 060505682 1290 961 SH SOLE 0 0 961 BNY MELLON MUN INCOME INC COM 05589T104 83 10000 SH SOLE 0 0 10000 FIREEYE INC NOTE 1.625% 6/0 31816QAD3 943 1000000 PRN SOLE 0 0 1000000 INVESCO EXCHANGE-TRADED FD T VAR RATE PFD 46138G870 3211 137067 SH SOLE 0 0 137067 ISHARES TR CORE US AGGBD ET 464287226 395 3342 SH SOLE 0 0 3342 ISHARES TR FLTG RATE NT ETF 46429B655 341 6735 SH SOLE 0 0 6735 ISHARES TR IBOXX HI YD ETF 464288513 475 5825 SH SOLE 0 0 5825 ISHARES TR PFD AND INCM SEC 464288687 2464 71134 SH SOLE 0 0 71134 ISHARES TR SH TR CRPORT ETF 464288646 814 14880 SH SOLE 0 0 14880 ISHARES TR TIPS BD ETF 464287176 616 5009 SH SOLE 0 0 5009 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 57 13950 SH SOLE 0 0 13950 SCORPIO TANKERS INC NOTE 3.000% 5/1 80918TAB5 2329 2730000 PRN SOLE 0 0 2730000 SPDR SER TR BLOMBERG BRC INV 78468R200 1084 35575 SH SOLE 0 0 35575 TEMPLETON GLOBAL INCOME FD COM 880198106 5781 1076556 SH SOLE 0 0 1076556 TWITTER INC NOTE 1.000% 9/1 90184LAD4 783 800000 PRN SOLE 0 0 800000 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 212 6898 SH SOLE 0 0 6898 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 666 13440 SH SOLE 0 0 13440 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 567 11309 SH SOLE 0 0 11309 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 237 2495 SH SOLE 0 0 2495 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 438 8060 SH SOLE 0 0 8060 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 948 11470 SH SOLE 0 0 11470 WELLS FARGO CO NEW PERP PFD CNV A 949746804 1910 1473 SH SOLE 0 0 1473 WESTERN ASSET HIGH INCM OPP COM 95766K109 1030 222900 SH SOLE 0 0 222900