Chief Compliance Officer

0001085146-21-002391.txt : 20210812 0001085146-21-002391.hdr.sgml : 20210812 20210811213101 ACCESSION NUMBER: 0001085146-21-002391 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210812 DATE AS OF CHANGE: 20210811 EFFECTIVENESS DATE: 20210812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pekin Hardy Strauss, Inc. CENTRAL INDEX KEY: 0001020317 IRS NUMBER: 363667359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05740 FILM NUMBER: 211165320 BUSINESS ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-896-9668 MAIL ADDRESS: STREET 1: 161 NORTH CLARK STREET STREET 2: SUITE 2200 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc. DATE OF NAME CHANGE: 20060117 FORMER COMPANY: FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL DATE OF NAME CHANGE: 19990324 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001020317 XXXXXXXX 06-30-2021 06-30-2021 false Pekin Hardy Strauss, Inc.

161 NORTH CLARK STREET SUITE 2200 CHICAGO IL 60601

13F HOLDINGS REPORT 028-05740 N Jennifer Dunlap Chief Compliance Officer 312-554-7525 /s/ Jennifer Dunlap Chicago IL 08-11-2021 0 325 718349 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 89BIO INC COM 282559103 4291 229457 SH SOLE 125000 0 104457 ABBOTT LABS COM 002824100 1873 16152 SH SOLE 0 0 16152 ABBVIE INC COM 00287Y109 4448 39485 SH SOLE 0 0 39485 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 1753 103180 SH SOLE 0 0 103180 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 264 894 SH SOLE 0 0 894 ADVISORSHARES TR PURE US CANNABIS 00768Y453 773 19315 SH SOLE 0 0 19315 AERCAP HOLDINGS NV SHS N00985106 9193 179524 SH SOLE 80000 0 99524 AGNC INVT CORP COM 00123Q104 3114 184343 SH SOLE 0 0 184343 AGNICO EAGLE MINES LTD COM 008474108 1289 21322 SH SOLE 0 0 21322 AIR LEASE CORP CL A 00912X302 386 9242 SH SOLE 0 0 9242 AIR PRODS & CHEMS INC COM 009158106 209 725 SH SOLE 0 0 725 ALAMOS GOLD INC NEW COM CL A 011532108 804 105075 SH SOLE 0 0 105075 ALCON AG ORD SHS H01301128 336 4789 SH SOLE 0 0 4789 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 890 3925 SH SOLE 0 0 3925 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 373 29803 SH SOLE 0 0 29803 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 205 13500 SH SOLE 0 0 13500 ALLSTATE CORP COM 020002101 7226 55397 SH SOLE 20000 0 35397 ALPHABET INC CAP STK CL A 02079K305 17044 6980 SH SOLE 1200 0 5780 ALPHABET INC CAP STK CL C 02079K107 11374 4538 SH SOLE 0 0 4538 ALPS ETF TR ALERIAN MLP 00162Q452 2951 81053 SH SOLE 0 0 81053 ALTERYX INC NOTE 0.500% 8/0 02156BAD5 333 350000 PRN SOLE 0 0 350000 ALTRIA GROUP INC COM 02209S103 2681 56222 SH SOLE 0 0 56222 AMAZON COM INC COM 023135106 8882 2582 SH SOLE 0 0 2582 AMERICAN ELEC PWR CO INC COM 025537101 814 9618 SH SOLE 0 0 9618 AMERICAN EXPRESS CO COM 025816109 704 4258 SH SOLE 0 0 4258 ANNALY CAPITAL MANAGEMENT IN COM 035710409 1792 201789 SH SOLE 0 0 201789 ANTHEM INC COM 036752103 5882 15405 SH SOLE 6500 0 8905 AON PLC SHS CL A G0403H108 2165 9068 SH SOLE 0 0 9068 APPLE INC COM 037833100 15538 113450 SH SOLE 0 0 113450 ARCHER DANIELS MIDLAND CO COM 039483102 247 4078 SH SOLE 0 0 4078 ARDELYX INC COM 039697107 8664 1142963 SH SOLE 525000 0 617963 ARES CAPITAL CORP COM 04010L103 1553 79275 SH SOLE 0 0 79275 ARK ETF TR FINTECH INNOVA 00214Q708 645 11920 SH SOLE 0 0 11920 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 1474 68325 SH SOLE 0 0 68325 AT&T INC COM 00206R102 711 24713 SH SOLE 0 0 24713 AUTOMATIC DATA PROCESSING IN COM 053015103 760 3826 SH SOLE 0 0 3826 BANK NEW YORK MELLON CORP COM 064058100 2279 44488 SH SOLE 0 0 44488 BARCLAYS BANK PLC IPTH SR B S&P 06747R477 226 7674 SH SOLE 0 0 7674 BARCLAYS BANK PLC IPTH SR B S&P 06747R477 118 4000 SH Call SOLE 0 0 4000 BARRICK GOLD CORP COM 067901108 972 47019 SH SOLE 0 0 47019 BAXTER INTL INC COM 071813109 662 8227 SH SOLE 0 0 8227 BERKSHIRE HATHAWAY INC DEL CL A 084670108 419 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 14545 52335 SH SOLE 0 0 52335 BIOGEN INC COM 09062X103 392 1131 SH SOLE 0 0 1131 BK OF AMERICA CORP COM 060505104 640 15520 SH SOLE 0 0 15520 BLACKROCK FLOATING RATE INCO COM 09255X100 225 17000 SH SOLE 0 0 17000 BLACKROCK INC COM 09247X101 1556 1778 SH SOLE 0 0 1778 BLACKSTONE GROUP INC COM 09260D107 1559 16045 SH SOLE 0 0 16045 BLACKSTONE MTG TR INC COM CL A 09257W100 1516 47552 SH SOLE 0 0 47552 BNY MELLON MUN INCOME INC COM 05589T104 112 12000 SH SOLE 0 0 12000 BOEING CO COM 097023105 284 1185 SH SOLE 0 0 1185 BOOKING HOLDINGS INC COM 09857L108 324 148 SH SOLE 0 0 148 BP PLC SPONSORED ADR 055622104 2289 86652 SH SOLE 0 0 86652 BRISTOL-MYERS SQUIBB CO COM 110122108 3220 48187 SH SOLE 0 0 48187 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 1333 33905 SH SOLE 0 0 33905 BUNGE LIMITED COM G16962105 1264 16180 SH SOLE 0 0 16180 CABOT OIL & GAS CORP COM 127097103 1025 58712 SH SOLE 0 0 58712 CAMBRIA ETF TR GLOBAL VALUE ETF 132061409 686 29917 SH SOLE 0 0 29917 CAMECO CORP COM 13321L108 4821 251349 SH SOLE 0 0 251349 CANADIAN NATL RY CO COM 136375102 2823 26749 SH SOLE 0 0 26749 CBOE GLOBAL MKTS INC COM 12503M108 683 5735 SH SOLE 0 0 5735 CENTENE CORP DEL COM 15135B101 2019 27688 SH SOLE 0 0 27688 CF INDS HLDGS INC COM 125269100 12318 239415 SH SOLE 110000 0 129415 CHARTER COMMUNICATIONS INC N CL A 16119P108 375 520 SH SOLE 0 0 520 CHENIERE ENERGY INC COM NEW 16411R208 1446 16675 SH SOLE 0 0 16675 CHEVRON CORP NEW COM 166764100 3810 36377 SH SOLE 0 0 36377 CHUBB LIMITED COM H1467J104 765 4814 SH SOLE 0 0 4814 CINTAS CORP COM 172908105 216 565 SH SOLE 0 0 565 CITIZENS FINL GROUP INC COM 174610105 1318 28740 SH SOLE 0 0 28740 CLEVELAND-CLIFFS INC NEW COM 185899101 502 23300 SH SOLE 0 0 23300 CLOUDFLARE INC CL A COM 18915M107 495 4680 SH SOLE 0 0 4680 CME GROUP INC COM 12572Q105 2205 10367 SH SOLE 0 0 10367 COCA COLA CO COM 191216100 1392 25726 SH SOLE 0 0 25726 COHEN & STEERS INFRASTRUCTUR COM 19248A109 419 14590 SH SOLE 0 0 14590 COHERENT INC COM 192479103 7152 27055 SH SOLE 20000 0 7055 COMCAST CORP NEW CL A 20030N101 1245 21826 SH SOLE 0 0 21826 CONOCOPHILLIPS COM 20825C104 502 8236 SH SOLE 0 0 8236 CONTEXTLOGIC INC COM CL A 21077C107 132 10000 SH SOLE 0 0 10000 COSTCO WHSL CORP NEW COM 22160K105 239 605 SH SOLE 0 0 605 CREDIT SUISSE GROUP SPONSORED ADR 225401108 4976 474330 SH SOLE 0 0 474330 CUMMINS INC COM 231021106 244 1001 SH SOLE 0 0 1001 CVS HEALTH CORP COM 126650100 1479 17725 SH SOLE 0 0 17725 DENISON MINES CORP COM 248356107 32 26900 SH SOLE 0 0 26900 DESIGNER BRANDS INC CL A 250565108 5355 323570 SH SOLE 200000 0 123570 DIAGEO PLC SPON ADR NEW 25243Q205 898 4683 SH SOLE 0 0 4683 DOMINION ENERGY INC COM 25746U109 235 3194 SH SOLE 0 0 3194 DRAFTKINGS INC COM CL A 26142R104 527 10110 SH SOLE 0 0 10110 DROPBOX INC CL A 26210C104 273 9000 SH SOLE 0 0 9000 DYADIC INTL INC DEL COM 26745T101 192 53350 SH SOLE 0 0 53350 EATON CORP PLC SHS G29183103 2119 14301 SH SOLE 0 0 14301 EATON VANCE LTD DURATION INC COM 27828H105 1159 87375 SH SOLE 0 0 87375 EMBRAER S.A. SPONSORED ADS 29082A107 324 21425 SH SOLE 0 0 21425 EMERSON ELEC CO COM 291011104 989 10274 SH SOLE 0 0 10274 ENBRIDGE INC COM 29250N105 989 24685 SH SOLE 0 0 24685 ENTERPRISE PRODS PARTNERS L COM 293792107 1162 48149 SH SOLE 0 0 48149 EOG RES INC COM 26875P101 2955 35409 SH SOLE 0 0 35409 EQUITY RESIDENTIAL SH BEN INT 29476L107 2842 36905 SH SOLE 0 0 36905 ETF MANAGERS TR BLUESTAR ISRAEL 26924G870 842 12025 SH SOLE 0 0 12025 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 1479 71870 SH SOLE 0 0 71870 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 1638 107757 SH SOLE 0 0 107757 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 1789 25395 SH SOLE 0 0 25395 EVERCORE INC CLASS A 29977A105 5168 36709 SH SOLE 15000 0 21709 EXACT SCIENCES CORP COM 30063P105 261 2100 SH SOLE 0 0 2100 EXELON CORP COM 30161N101 5076 114556 SH SOLE 0 0 114556 EXXON MOBIL CORP COM 30231G102 14072 223083 SH SOLE 0 0 223083 FACEBOOK INC CL A 30303M102 9231 26547 SH SOLE 10000 0 16547 FEDEX CORP COM 31428X106 1602 5371 SH SOLE 0 0 5371 FIREEYE INC NOTE 1.625% 6/0 31816QAD3 520 525000 PRN SOLE 0 0 525000 FIRST MAJESTIC SILVER CORP COM 32076V103 172 10850 SH SOLE 0 0 10850 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 2720 58161 SH SOLE 0 0 58161 FLEXSHARES TR MORNSTAR UPSTR 33939L407 1578 41217 SH SOLE 0 0 41217 FORTUNA SILVER MINES INC COM 349915108 278 50125 SH SOLE 0 0 50125 FRANCO NEV CORP COM 351858105 3026 20861 SH SOLE 0 0 20861 FREEPORT-MCMORAN INC CL B 35671D857 1604 43215 SH SOLE 0 0 43215 GABELLI EQUITY TR INC COM 362397101 172 24943 SH SOLE 0 0 24943 GABELLI EQUITY TR INC RIGHT 07/14/2021 362397218 3 23230 SH SOLE 0 0 23230 GAUCHO GROUP HLDGS INC COM NEW 36809R206 98 19065 SH SOLE 0 0 19065 GENCO SHIPPING & TRADING LTD SHS Y2685T131 1160 61450 SH SOLE 0 0 61450 GENERAL DYNAMICS CORP COM 369550108 472 2505 SH SOLE 0 0 2505 GENERAL MTRS CO COM 37045V100 216 3650 SH SOLE 0 0 3650 GILEAD SCIENCES INC COM 375558103 613 8905 SH SOLE 0 0 8905 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 306 7696 SH SOLE 0 0 7696 GLOBAL X FDS AUTONMOUS EV ETF 37954Y624 238 8400 SH SOLE 0 0 8400 GLOBAL X FDS GBL X FTSE ETF 37950E648 163 11355 SH SOLE 0 0 11355 GLOBAL X FDS GLOBAL X COPPER 37954Y830 546 14710 SH SOLE 0 0 14710 GLOBAL X FDS GLOBAL X SILVER 37954Y848 2946 68984 SH SOLE 0 0 68984 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 406 5605 SH SOLE 0 0 5605 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 213 6100 SH SOLE 0 0 6100 GOLUB CAP BDC INC COM 38173M102 1414 91707 SH SOLE 0 0 91707 GRAND CANYON ED INC COM 38526M106 3326 36966 SH SOLE 0 0 36966 HECLA MNG CO COM 422704106 228 30625 SH SOLE 0 0 30625 HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 2448 2250000 PRN SOLE 2250000 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 9439 179011 SH SOLE 80000 0 99011 HERON THERAPEUTICS INC COM 427746102 12054 776700 SH SOLE 500000 0 276700 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 296 27096 SH SOLE 0 0 27096 HOME DEPOT INC COM 437076102 999 3133 SH SOLE 0 0 3133 HUDSON TECHNOLOGIES INC COM 444144109 292 86000 SH SOLE 0 0 86000 IDEX CORP COM 45167R104 495 2250 SH SOLE 0 0 2250 ILLINOIS TOOL WKS INC COM 452308109 307 1374 SH SOLE 0 0 1374 INTERCONTINENTAL EXCHANGE IN COM 45866F104 707 5960 SH SOLE 0 0 5960 INTERNATIONAL BUSINESS MACHS COM 459200101 788 5378 SH SOLE 0 0 5378 INVESCO EXCH TRADED FD TR II S&P SMLCP ENGY 46138E164 404 50355 SH SOLE 0 0 50355 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 3872 147212 SH SOLE 0 0 147212 ISHARES GOLD TR ISHARES NEW 464285204 4476 132766 SH SOLE 0 0 132766 ISHARES INC MSCI BRAZIL ETF 464286400 1035 25530 SH SOLE 0 0 25530 ISHARES INC MSCI CHILE ETF 464286640 201 6935 SH SOLE 0 0 6935 ISHARES INC MSCI JPN ETF NEW 46434G822 1688 24995 SH SOLE 0 0 24995 ISHARES INC MSCI STH KOR ETF 464286772 3097 33242 SH SOLE 0 0 33242 ISHARES INC MSCI TAIWAN ETF 46434G772 2101 32850 SH SOLE 0 0 32850 ISHARES SILVER TR ISHARES 46428Q109 2051 84700 SH SOLE 0 0 84700 ISHARES SILVER TR ISHARES 46428Q109 339 14000 SH Call SOLE 0 0 14000 ISHARES TR ASIA 50 ETF 464288430 428 4675 SH SOLE 0 0 4675 ISHARES TR CORE S&P500 ETF 464287200 447 1040 SH SOLE 0 0 1040 ISHARES TR CORE US AGGBD ET 464287226 295 2562 SH SOLE 0 0 2562 ISHARES TR FLTG RATE NT ETF 46429B655 266 5240 SH SOLE 0 0 5240 ISHARES TR GL CLEAN ENE ETF 464288224 263 11200 SH SOLE 0 0 11200 ISHARES TR ISHARES BIOTECH 464287556 896 5475 SH SOLE 0 0 5475 ISHARES TR ISHARES SEMICDTR 464287523 543 1195 SH SOLE 0 0 1195 ISHARES TR ISHS 1-5YR INVS 464288646 778 14200 SH SOLE 0 0 14200 ISHARES TR MSCI AC ASIA ETF 464288182 805 8522 SH SOLE 0 0 8522 ISHARES TR MSCI EMG MKT ETF 464287234 269 4873 SH SOLE 0 0 4873 ISHARES TR MSCI EURO FL ETF 464289180 1527 78100 SH SOLE 0 0 78100 ISHARES TR MSCI INDIA ETF 46429B598 1426 32230 SH SOLE 0 0 32230 ISHARES TR MSCI UK ETF NEW 46435G334 1493 45645 SH SOLE 0 0 45645 ISHARES TR PFD AND INCM SEC 464288687 3077 78218 SH SOLE 0 0 78218 ISHARES TR RUSSELL 2000 ETF 464287655 647 2820 SH SOLE 0 0 2820 ISHARES TR TIPS BD ETF 464287176 1274 9949 SH SOLE 0 0 9949 ITURAN LOCATION AND CONTROL SHS M6158M104 7282 267334 SH SOLE 110000 0 157334 JAPAN SMALLER CAPITALIZATION COM 47109U104 2343 259735 SH SOLE 0 0 259735 JD.COM INC SPON ADR CL A 47215P106 257 3225 SH SOLE 0 0 3225 JOHNSON & JOHNSON COM 478160104 5397 32760 SH SOLE 0 0 32760 JONES LANG LASALLE INC COM 48020Q107 598 3061 SH SOLE 0 0 3061 JPMORGAN CHASE & CO COM 46625H100 3831 24629 SH SOLE 0 0 24629 JUPITER WELLNESS INC COM NEW 48208F105 202 45031 SH SOLE 0 0 45031 KIRKLAND LAKE GOLD LTD COM 49741E100 959 24859 SH SOLE 0 0 24859 KRANESHARES TR BOSERA MSCI CH 500767405 1494 31225 SH SOLE 0 0 31225 KRANESHARES TR GLOBAL CARBON 500767678 4590 124100 SH SOLE 0 0 124100 KRANESHARES TR QUADRTC INT RT 500767736 10373 375570 SH SOLE 0 0 375570 LAM RESEARCH CORP COM 512807108 446 686 SH SOLE 0 0 686 LENNAR CORP CL A 526057104 350 3520 SH SOLE 0 0 3520 LIBERTY BROADBAND CORP COM SER C 530307305 295 1700 SH SOLE 0 0 1700 LILLY ELI & CO COM 532457108 230 1002 SH SOLE 0 0 1002 LINDE PLC SHS G5494J103 297 1026 SH SOLE 0 0 1026 LISTED FD TR HORIZON KINETICS 53656F623 4504 149870 SH SOLE 0 0 149870 LISTED FD TR ROUNDHILL SPORTS 53656F789 1541 50785 SH SOLE 0 0 50785 LOCKHEED MARTIN CORP COM 539830109 2546 6729 SH SOLE 0 0 6729 LUMENTUM HLDGS INC COM 55024U109 3184 38820 SH SOLE 0 0 38820 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 2550 1750000 PRN SOLE 1750000 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 364 9505 SH SOLE 0 0 9505 MAG SILVER CORP COM 55903Q104 557 26625 SH SOLE 0 0 26625 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 609 12445 SH SOLE 0 0 12445 MANULIFE FINL CORP COM 56501R106 219 11124 SH SOLE 0 0 11124 MASTERCARD INCORPORATED CL A 57636Q104 274 750 SH SOLE 0 0 750 MCDONALDS CORP COM 580135101 2364 10233 SH SOLE 0 0 10233 MEDTRONIC PLC SHS G5960L103 859 6923 SH SOLE 0 0 6923 MERCK & CO INC COM 58933Y105 4877 62708 SH SOLE 0 0 62708 MFS INTER INCOME TR SH BEN INT 55273C107 197 52770 SH SOLE 0 0 52770 MICROSOFT CORP COM 594918104 9735 35934 SH SOLE 0 0 35934 MICROSTRATEGY INC CL A NEW 594972408 864 1300 SH SOLE 0 0 1300 MORGAN STANLEY COM NEW 617446448 640 6983 SH SOLE 0 0 6983 MORGAN STANLEY EMKT DBT FD I COM 61744H105 397 42435 SH SOLE 0 0 42435 MORNINGSTAR INC COM 617700109 486 1890 SH SOLE 0 0 1890 MOSAIC CO NEW COM 61945C103 10968 343713 SH SOLE 120000 0 223713 MRC GLOBAL INC COM 55345K103 137 14610 SH SOLE 0 0 14610 NEW GOLD INC CDA COM 644535106 233 129000 SH SOLE 0 0 129000 NEWELL BRANDS INC COM 651229106 6627 241247 SH SOLE 130000 0 111247 NEWMONT CORP COM 651639106 1050 16561 SH SOLE 0 0 16561 NEXTERA ENERGY INC COM 65339F101 751 10247 SH SOLE 0 0 10247 NIKE INC CL B 654106103 1015 6571 SH SOLE 0 0 6571 NOKIA CORP SPONSORED ADR 654902204 53 10006 SH SOLE 0 0 10006 NOVARTIS AG SPONSORED ADR 66987V109 4734 51889 SH SOLE 0 0 51889 NUTRIEN LTD COM 67077M108 2191 36119 SH SOLE 0 0 36119 NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 109 10500 SH SOLE 0 0 10500 NUVEEN FLOATING RATE INCOME COM SHS 6706EN100 710 72755 SH SOLE 0 0 72755 NVIDIA CORPORATION COM 67066G104 520 650 SH SOLE 0 0 650 NXP SEMICONDUCTORS N V COM N6596X109 206 1000 SH SOLE 0 0 1000 PALANTIR TECHNOLOGIES INC CL A 69608A108 258 9800 SH SOLE 0 0 9800 PALANTIR TECHNOLOGIES INC CL A 69608A108 26 1000 SH Call SOLE 0 0 1000 PAN AMERN SILVER CORP COM 697900108 1255 43911 SH SOLE 0 0 43911 PAYPAL HLDGS INC COM 70450Y103 1638 5621 SH SOLE 0 0 5621 PEPSICO INC COM 713448108 4691 31657 SH SOLE 0 0 31657 PFIZER INC COM 717081103 2797 71422 SH SOLE 0 0 71422 PHILIP MORRIS INTL INC COM 718172109 2817 28427 SH SOLE 0 0 28427 PIONEER NAT RES CO COM 723787107 870 5356 SH SOLE 0 0 5356 PRETIUM RES INC COM 74139C102 419 43800 SH SOLE 0 0 43800 PRICE T ROWE GROUP INC COM 74144T108 371 1875 SH SOLE 0 0 1875 PROCTER AND GAMBLE CO COM 742718109 1026 7601 SH SOLE 0 0 7601 PUBLIC STORAGE COM 74460D109 1090 3626 SH SOLE 0 0 3626 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 591 140940 SH SOLE 0 0 140940 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 641 137635 SH SOLE 0 0 137635 QUALCOMM INC COM 747525103 561 3925 SH SOLE 0 0 3925 RAYONIER INC COM 754907103 317 8820 SH SOLE 0 0 8820 RAYTHEON TECHNOLOGIES CORP COM 75513E101 2817 33021 SH SOLE 0 0 33021 ROBLOX CORP CL A 771049103 372 4130 SH SOLE 0 0 4130 ROKU INC COM CL A 77543R102 264 575 SH SOLE 0 0 575 S&P GLOBAL INC COM 78409V104 328 800 SH SOLE 0 0 800 SALESFORCE COM INC COM 79466L302 314 1285 SH SOLE 0 0 1285 SANOFI SPONSORED ADR 80105N105 886 16834 SH SOLE 0 0 16834 SCANSOURCE INC COM 806037107 271 9620 SH SOLE 0 0 9620 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 4084 126645 SH SOLE 0 0 126645 SCORPIO TANKERS INC NOTE 3.000% 5/1 80918TAB5 2434 2440000 PRN SOLE 0 0 2440000 SEA LTD SPONSORD ADS 81141R100 876 3190 SH SOLE 0 0 3190 SELECT SECTOR SPDR TR ENERGY 81369Y506 2822 52380 SH SOLE 0 0 52380 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 626 17060 SH SOLE 0 0 17060 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 254 2020 SH SOLE 0 0 2020 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1337 16243 SH SOLE 0 0 16243 SILICOM LTD ORD M84116108 717 16276 SH SOLE 0 0 16276 SILVERCREST METALS INC COM 828363101 294 33500 SH SOLE 0 0 33500 SIMON PPTY GROUP INC NEW COM 828806109 5504 42186 SH SOLE 20000 0 22186 SIMPLIFY EXCHANGE TRADED FUN SIMPLIFY INTERST 82889N855 5210 125815 SH SOLE 32000 0 93815 SIREN ETF TR NSD NXGN ECO ETF 829658202 204 4300 SH SOLE 0 0 4300 SK TELECOM LTD SPONSORED ADR 78440P108 14680 467371 SH SOLE 160000 0 307371 SLR INVESTMENT CORP COM 83413U100 2080 111565 SH SOLE 0 0 111565 SONY GROUP CORPORATION SPONSORED ADR 835699307 8989 92458 SH SOLE 26000 0 66458 SPDR GOLD TR GOLD SHS 78463V107 31 190 SH SOLE 0 0 190 SPDR GOLD TR GOLD SHS 78463V107 1656 10000 SH Call SOLE 0 0 10000 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 1047 22360 SH SOLE 0 0 22360 SPDR S&P 500 ETF TR TR UNIT 78462F103 1459 3409 SH SOLE 0 0 3409 SPDR SER TR BLOMBERG BRC INV 78468R200 508 16570 SH SOLE 0 0 16570 SPDR SER TR S&P METALS MNG 78464A755 1292 29995 SH SOLE 0 0 29995 SPDR SER TR S&P OILGAS EXP 78468R556 218 2255 SH SOLE 0 0 2255 SPDR SER TR S&P OILGAS EXP 78468R556 580 6000 SH Call SOLE 0 0 6000 SPDR SER TR S&P REGL BKG 78464A698 207 3160 SH SOLE 0 0 3160 SPIRIT AIRLS INC COM 848577102 946 31085 SH SOLE 0 0 31085 SPIRIT AIRLS INC NOTE 4.750% 5/1 848577AA0 8108 3126000 PRN SOLE 1800000 0 1326000 SPROTT ETF TRUST GOLD MINERS ETF 85210B102 1938 68515 SH SOLE 0 0 68515 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 5345 286142 SH SOLE 0 0 286142 SPROTT PHYSICAL GOLD TR UNIT 85207H104 53853 3838399 SH SOLE 600000 0 3238399 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 1092 58035 SH SOLE 0 0 58035 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 3902 420475 SH SOLE 0 0 420475 SPROUTS FMRS MKT INC COM 85208M102 10648 428478 SH SOLE 190000 0 238478 SQUARE INC CL A 852234103 488 2000 SH SOLE 0 0 2000 STARBUCKS CORP COM 855244109 2504 22397 SH SOLE 0 0 22397 SUNCOR ENERGY INC NEW COM 867224107 6789 283242 SH SOLE 0 0 283242 SYSCO CORP COM 871829107 210 2703 SH SOLE 0 0 2703 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2885 24010 SH SOLE 0 0 24010 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 180 1500 SH Call SOLE 0 0 1500 TECK RESOURCES LTD CL B 878742204 1422 61735 SH SOLE 0 0 61735 TELEFONICA BRASIL SA NEW ADR 87936R205 161 19000 SH SOLE 0 0 19000 TEMPLETON EMERGING MKTS INCO COM 880192109 860 107875 SH SOLE 0 0 107875 TEMPLETON GLOBAL INCOME FD COM 880198106 4272 762928 SH SOLE 0 0 762928 TESLA INC COM 88160R101 314 462 SH SOLE 0 0 462 TITAN INTL INC ILL COM 88830M102 107 12600 SH SOLE 0 0 12600 TPI COMPOSITES INC COM 87266J104 2791 57650 SH SOLE 20000 0 37650 ULTA BEAUTY INC COM 90384S303 379 1095 SH SOLE 0 0 1095 UNION PAC CORP COM 907818108 1144 5202 SH SOLE 0 0 5202 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 1281 31725 SH SOLE 0 0 31725 US BANCORP DEL COM NEW 902973304 1103 19357 SH SOLE 0 0 19357 VANECK MERK GOLD TR GOLD TRUST 921078101 9056 525920 SH SOLE 150000 0 375920 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 265 2915 SH SOLE 0 0 2915 VANECK VECTORS ETF TR CHINAAMC CHINA B 92189F379 3480 144461 SH SOLE 0 0 144461 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 3721 109503 SH SOLE 0 0 109503 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 1318 28200 SH SOLE 0 0 28200 VANECK VECTORS ETF TR RARE EARTH STRAT 92189H805 453 5330 SH SOLE 0 0 5330 VANGUARD INDEX FDS GROWTH ETF 922908736 303 1055 SH SOLE 0 0 1055 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 856 8414 SH SOLE 0 0 8414 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 211 537 SH SOLE 0 0 537 VANGUARD INDEX FDS SM CP VAL ETF 922908611 582 3350 SH SOLE 0 0 3350 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2081 9338 SH SOLE 0 0 9338 VANGUARD INDEX FDS VALUE ETF 922908744 435 3163 SH SOLE 0 0 3163 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 487 7685 SH SOLE 0 0 7685 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2840 52295 SH SOLE 0 0 52295 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 3537 67479 SH SOLE 0 0 67479 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 462 4860 SH SOLE 0 0 4860 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1159 14018 SH SOLE 0 0 14018 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2001 12927 SH SOLE 0 0 12927 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1279 24825 SH SOLE 0 0 24825 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 577 7230 SH SOLE 0 0 7230 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1430 13647 SH SOLE 0 0 13647 VANGUARD WORLD FDS INF TECH ETF 92204A702 1578 3956 SH SOLE 0 0 3956 VERIZON COMMUNICATIONS INC COM 92343V104 6947 123991 SH SOLE 0 0 123991 VISA INC COM CL A 92826C839 3597 15382 SH SOLE 0 0 15382 WALGREENS BOOTS ALLIANCE INC COM 931427108 470 8932 SH SOLE 0 0 8932 WALMART INC COM 931142103 3204 22720 SH SOLE 0 0 22720 WASTE MGMT INC DEL COM 94106L109 909 6485 SH SOLE 0 0 6485 WELLS FARGO CO NEW COM 949746101 5506 121581 SH SOLE 0 0 121581 WESTERN ASSET HIGH INCOME OP COM 95766K109 156 29456 SH SOLE 0 0 29456 WESTERN ASSET MANAGED MUNS F COM 95766M105 183 13500 SH SOLE 0 0 13500 WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 485 34675 SH SOLE 0 0 34675 WESTERN AST INFL LKD OPP & I COM 95766R104 1089 83050 SH SOLE 0 0 83050 WEYERHAEUSER CO MTN BE COM NEW 962166104 322 9348 SH SOLE 0 0 9348 WILLIS TOWERS WATSON PLC LTD SHS G96629103 989 4300 SH SOLE 0 0 4300 WISDOMTREE TR JP SMALLCP DIV 97717W836 1303 17652 SH SOLE 0 0 17652 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 1358 2565 SH SOLE 0 0 2565 ZOETIS INC CL A 98978V103 241 1295 SH SOLE 0 0 1295