0001085146-21-001618.txt : 20210513
0001085146-21-001618.hdr.sgml : 20210513
20210513120507
ACCESSION NUMBER: 0001085146-21-001618
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210513
DATE AS OF CHANGE: 20210513
EFFECTIVENESS DATE: 20210513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pekin Hardy Strauss, Inc.
CENTRAL INDEX KEY: 0001020317
IRS NUMBER: 363667359
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05740
FILM NUMBER: 21918114
BUSINESS ADDRESS:
STREET 1: 161 NORTH CLARK STREET
STREET 2: SUITE 2200
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-896-9668
MAIL ADDRESS:
STREET 1: 161 NORTH CLARK STREET
STREET 2: SUITE 2200
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL
DATE OF NAME CHANGE: 20060117
FORMER COMPANY:
FORMER CONFORMED NAME: Pekin Singer Strauss Asset Management Inc.
DATE OF NAME CHANGE: 20060117
FORMER COMPANY:
FORMER CONFORMED NAME: PEKIN SINGER & SHAPIRO ASSET MANAGEMENT /IL
DATE OF NAME CHANGE: 19990324
13F-HR
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03-31-2021
03-31-2021
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Pekin Hardy Strauss, Inc.
161 NORTH CLARK STREET
SUITE 2200
CHICAGO
IL
60601
13F HOLDINGS REPORT
028-05740
N
Jennifer Dunlap
Chief Compliance Officer
312-554-7525
/s/ Jennifer Dunlap
Chicago
IL
05-09-2021
0
300
633894
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INFORMATION TABLE
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INFORMATION TABLE
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COM
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725
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1450
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JD.COM INC
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COM
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BOSERA MSCI CH
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50560
LOCKHEED MARTIN CORP
COM
539830109
2432
6582
SH
SOLE
0
0
6582
LOGITECH INTL S A
SHS
H50430232
209
2000
SH
SOLE
0
0
2000
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
302
9505
SH
SOLE
0
0
9505
MAG SILVER CORP
COM
55903Q104
355
23625
SH
SOLE
0
0
23625
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
578
13325
SH
SOLE
0
0
13325
MANULIFE FINL CORP
COM
56501R106
239
11124
SH
SOLE
0
0
11124
MASTERCARD INCORPORATED
CL A
57636Q104
267
750
SH
SOLE
0
0
750
MCDONALDS CORP
COM
580135101
2314
10325
SH
SOLE
0
0
10325
MEDTRONIC PLC
SHS
G5960L103
798
6753
SH
SOLE
0
0
6753
MERCK & CO. INC
COM
58933Y105
4662
60481
SH
SOLE
0
0
60481
MFS INTER INCOME TR
SH BEN INT
55273C107
200
53770
SH
SOLE
0
0
53770
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
190
29390
SH
SOLE
0
0
29390
MICROSOFT CORP
COM
594918104
8816
37394
SH
SOLE
0
0
37394
MICROSTRATEGY INC
CL A NEW
594972408
1222
1800
SH
SOLE
0
0
1800
MORGAN STANLEY
COM NEW
617446448
527
6783
SH
SOLE
0
0
6783
MORNINGSTAR INC
COM
617700109
425
1889
SH
SOLE
0
0
1889
MOSAIC CO NEW
COM
61945C103
8897
281448
SH
SOLE
95000
0
186448
NEW GOLD INC CDA
COM
644535106
231
150000
SH
SOLE
0
0
150000
NEWELL BRANDS INC
COM
651229106
6853
255913
SH
SOLE
130000
0
125913
NEWMONT CORP
COM
651639106
978
16228
SH
SOLE
0
0
16228
NEXTERA ENERGY INC
COM
65339F101
817
10812
SH
SOLE
0
0
10812
NIKE INC
CL B
654106103
837
6296
SH
SOLE
0
0
6296
NOKIA CORP
SPONSORED ADR
654902204
40
10006
SH
SOLE
0
0
10006
NOVARTIS AG
SPONSORED ADR
66987V109
4669
54619
SH
SOLE
0
0
54619
NUTRIEN LTD
COM
67077M108
2098
38949
SH
SOLE
0
0
38949
NUVEEN DIVERSIFIED DIVID & I
COM
6706EP105
100
10500
SH
SOLE
0
0
10500
NVIDIA CORPORATION
COM
67066G104
347
650
SH
SOLE
0
0
650
NXP SEMICONDUCTORS N V
COM
N6596X109
201
1000
SH
SOLE
0
0
1000
PALANTIR TECHNOLOGIES INC
CL A
69608A108
235
10100
SH
SOLE
0
0
10100
PALANTIR TECHNOLOGIES INC
CL A
69608A108
23
1000
SH
Call
SOLE
0
0
1000
PAN AMERN SILVER CORP
COM
697900108
1097
36522
SH
SOLE
0
0
36522
PAYPAL HLDGS INC
COM
70450Y103
1393
5736
SH
SOLE
0
0
5736
PEPSICO INC
COM
713448108
4632
32750
SH
SOLE
0
0
32750
PFIZER INC
COM
717081103
2529
69797
SH
SOLE
0
0
69797
PHILIP MORRIS INTL INC
COM
718172109
2737
30838
SH
SOLE
0
0
30838
PIONEER NAT RES CO
COM
723787107
886
5581
SH
SOLE
0
0
5581
PRETIUM RES INC
COM
74139C102
469
45200
SH
SOLE
0
0
45200
PRICE T ROWE GROUP INC
COM
74144T108
322
1875
SH
SOLE
0
0
1875
PROCTER AND GAMBLE CO
COM
742718109
1050
7756
SH
SOLE
0
0
7756
PUBLIC STORAGE
COM
74460D109
704
2851
SH
SOLE
0
0
2851
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
114
23385
SH
SOLE
0
0
23385
QUALCOMM INC
COM
747525103
318
2400
SH
SOLE
0
0
2400
RAYONIER INC
COM
754907103
223
6930
SH
SOLE
0
0
6930
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
2536
32824
SH
SOLE
0
0
32824
ROBLOX CORP
CL A
771049103
252
3880
SH
SOLE
0
0
3880
S&P GLOBAL INC
COM
78409V104
282
800
SH
SOLE
0
0
800
SALESFORCE COM INC
COM
79466L302
272
1285
SH
SOLE
0
0
1285
SANOFI
SPONSORED ADR
80105N105
835
16889
SH
SOLE
0
0
16889
SCANSOURCE INC
COM
806037107
288
9620
SH
SOLE
0
0
9620
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524730
2392
77796
SH
SOLE
0
0
77796
SCORPIO TANKERS INC
NOTE 3.000% 5/1
80918TAB5
2428
2465000
PRN
SOLE
0
0
2465000
SEA LTD
SPONSORD ADS
81141R100
779
3490
SH
SOLE
0
0
3490
SELECT SECTOR SPDR TR
ENERGY
81369Y506
2232
45500
SH
SOLE
0
0
45500
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
236
2020
SH
SOLE
0
0
2020
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
581
17060
SH
SOLE
0
0
17060
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
776
9848
SH
SOLE
0
0
9848
SILICOM LTD
ORD
M84116108
1485
32905
SH
SOLE
0
0
32905
SILVERCREST METALS INC
COM
828363101
120
14850
SH
SOLE
0
0
14850
SIMON PPTY GROUP INC NEW
COM
828806109
5222
45900
SH
SOLE
20000
0
25900
SK TELECOM LTD
SPONSORED ADR
78440P108
14267
523950
SH
SOLE
210000
0
313950
SLR INVESTMENT CORP
COM
83413U100
2477
139490
SH
SOLE
0
0
139490
SONY CORP
SPONSORED ADR
835699307
10627
100247
SH
SOLE
35000
0
65247
SOUTHERN COPPER CORP
COM
84265V105
723
10650
SH
SOLE
0
0
10650
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1554
3921
SH
SOLE
0
0
3921
SPDR SER TR
BLOMBERG BRC INV
78468R200
583
19020
SH
SOLE
0
0
19020
SPDR SER TR
S&P METALS MNG
78464A755
867
21710
SH
SOLE
0
0
21710
SPDR SER TR
S&P REGL BKG
78464A698
208
3140
SH
SOLE
0
0
3140
SPIRIT AIRLS INC
COM
848577102
1191
32275
SH
SOLE
0
0
32275
SPIRIT AIRLS INC
NOTE 4.750% 5/1
848577AA0
9578
3126000
PRN
SOLE
1800000
0
1326000
SPROTT ETF TRUST
GOLD MINERS ETF
85210B102
1904
71080
SH
SOLE
0
0
71080
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
4618
265862
SH
SOLE
0
0
265862
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
50486
3764794
SH
SOLE
500000
0
3264794
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
920
48520
SH
SOLE
0
0
48520
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
3224
367235
SH
SOLE
0
0
367235
SPROUTS FMRS MKT INC
COM
85208M102
10914
409980
SH
SOLE
180000
0
229980
SQUARE INC
CL A
852234103
477
2100
SH
SOLE
0
0
2100
STARBUCKS CORP
COM
855244109
2470
22601
SH
SOLE
0
0
22601
SUNCOR ENERGY INC NEW
COM
867224107
4275
204522
SH
SOLE
0
0
204522
SYSCO CORP
COM
871829107
213
2703
SH
SOLE
0
0
2703
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
2671
22580
SH
SOLE
0
0
22580
TECK RESOURCES LTD
CL B
878742204
980
51075
SH
SOLE
0
0
51075
TELEFONICA BRASIL SA
NEW ADR
87936R205
142
18000
SH
SOLE
0
0
18000
TEMPLETON EMERGING MKTS INCO
COM
880192109
849
115245
SH
SOLE
0
0
115245
TEMPLETON GLOBAL INCOME FD
COM
880198106
4111
774172
SH
SOLE
0
0
774172
TESLA INC
COM
88160R101
342
512
SH
SOLE
0
0
512
TITAN INTL INC ILL
COM
88830M102
234
25200
SH
SOLE
0
0
25200
TPI COMPOSITES INC
COM
87266J104
3459
61300
SH
SOLE
22000
0
39300
TRIP COM GROUP LTD
ADS
89677Q107
293
7400
SH
SOLE
0
0
7400
ULTA BEAUTY INC
COM
90384S303
433
1400
SH
SOLE
0
0
1400
UNION PAC CORP
COM
907818108
1147
5202
SH
SOLE
0
0
5202
UNITED STS COMMODITY INDEX F
COMM IDX FND
911717106
1060
29725
SH
SOLE
0
0
29725
US BANCORP DEL
COM NEW
902973304
1100
19889
SH
SOLE
0
0
19889
VANECK MERK GOLD TR
GOLD TRUST
921078101
8856
532560
SH
SOLE
150000
0
382560
VANECK VECTORS ETF TR
AGRIBUSINESS ETF
92189F700
249
2840
SH
SOLE
0
0
2840
VANECK VECTORS ETF TR
CHINAAMC CHINA B
92189F379
3396
142975
SH
SOLE
0
0
142975
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
3074
94598
SH
SOLE
0
0
94598
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
876
19470
SH
SOLE
0
0
19470
VANECK VECTORS ETF TR
RARE EARTH STRAT
92189H805
475
6330
SH
SOLE
0
0
6330
VANGUARD INDEX FDS
GROWTH ETF
922908736
284
1105
SH
SOLE
0
0
1105
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
819
8914
SH
SOLE
0
0
8914
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
225
617
SH
SOLE
0
0
617
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
488
2945
SH
SOLE
0
0
2945
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1930
9338
SH
SOLE
0
0
9338
VANGUARD INDEX FDS
VALUE ETF
922908744
475
3612
SH
SOLE
0
0
3612
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
592
9760
SH
SOLE
0
0
9760
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
5000
96065
SH
SOLE
0
0
96065
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
3452
66974
SH
SOLE
0
0
66974
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
372
3995
SH
SOLE
0
0
3995
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
234
4388
SH
SOLE
0
0
4388
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1611
19528
SH
SOLE
0
0
19528
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
1890
12850
SH
SOLE
0
0
12850
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1281
26085
SH
SOLE
0
0
26085
VANGUARD WHITEHALL FDS
EMERG MKT BD ETF
921946885
461
5945
SH
SOLE
0
0
5945
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
1218
12045
SH
SOLE
0
0
12045
VANGUARD WORLD FDS
INF TECH ETF
92204A702
1182
3296
SH
SOLE
0
0
3296
VERIZON COMMUNICATIONS INC
COM
92343V104
8025
137997
SH
SOLE
0
0
137997
VISA INC
COM CL A
92826C839
3270
15442
SH
SOLE
0
0
15442
VOYA FINANCIAL INC
COM
929089100
204
3200
SH
SOLE
0
0
3200
WALGREENS BOOTS ALLIANCE INC
COM
931427108
544
9912
SH
SOLE
0
0
9912
WALMART INC
COM
931142103
3260
24001
SH
SOLE
0
0
24001
WASTE MGMT INC DEL
COM
94106L109
743
5760
SH
SOLE
0
0
5760
WEC ENERGY GROUP INC
COM
92939U106
206
2198
SH
SOLE
0
0
2198
WELLS FARGO CO NEW
COM
949746101
5639
144341
SH
SOLE
0
0
144341
WESTERN ASSET / CLAYMORE INF
COM
95766R104
559
46000
SH
SOLE
0
0
46000
WESTERN ASSET / CLAYMORE INF
COM SH BEN INT
95766Q106
847
66215
SH
SOLE
0
0
66215
WESTERN ASSET HIGH INCOME OP
COM
95766K109
151
29755
SH
SOLE
0
0
29755
WESTERN ASSET MANAGED MUNS F
COM
95766M105
175
13500
SH
SOLE
0
0
13500
WEYERHAEUSER CO MTN BE
COM NEW
962166104
333
9348
SH
SOLE
0
0
9348
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
1101
4812
SH
SOLE
0
0
4812
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
1249
2575
SH
SOLE
0
0
2575