4 1 form_4berrett-oct02.txt FORM 4 - OCTOBER 15, 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |_| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print of Type Responses) -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Berrett James R. -------------------------------------------------------------------------------- (Last) (First) (Middle) 24 Skinners Path -------------------------------------------------------------------------------- (Street) Marblehead MA 01907 -------------------------------------------------------------------------------- (City) (State) (Zip) -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Standard Microsystems Corporation -------------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) -------------------------------------------------------------------------------- 4. Statement for Month/Day/Year 10/15/02 -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |X| Director |_| 10% Owner - |_| Officer (give title below) |_| Other (specify below) -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable line) |X| Form Filed by One Reporting Person |_| Form Filed by More than One Reporting Person -------------------------------------------------------------------------------- ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. Amount of 6. 4. Securities Owner- Securities Acquired (A) or Beneficially ship 2A. 3. Disposed of (D) Owned Form: 7. 2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of Trans- Execution Code ---------------------------- Reported (D) or Indirect 1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Date any ------------- or (Instr. 3 & (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
FORM 4 (continued) TableII -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 7. deriv- Form 2. Title and Secur- of Conver- 5. Amount of ities Deriv- 11. sion Number of Underlying Bene- ative Nature or Derivative 6. Securities 8. ficially Secur- of Exer- 4. Securities Date (Instr. 3 Price Owned ity: In- cise 3A. Trans- Acquired (A) Exercisable and and 4) of Follow- Direct direct Price Deemed action or Disposed Expiration Date ------------- Deriv- ing (D) or Bene- 1. of 3. Execut- Code of(D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- Trans- ion (Instr. (Instr. 3, ----------------- or Secur- Trans- direct Owner- Derivative ative action Date if 8) 4 and 5) Date Expira- Number ity action(s) (I) ship Security Secur- Date any ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity (mm/dd/yy) (mm/dd/yy) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) ------------------------------------------------------------------------------------------------------------------------------------ Director Stock Option (Right to Common Buy) $14.230 10/15/02 -- A 3,000 -- 10/15/02 10/15/12 Stock 3,000 -- 3,000 D -- ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: /s/ Michael LaBosco (as Attorney-in-Fact) 10/23/02 --------------------------------------------- ----------------------- **Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Page 2