0001209191-21-037977.txt : 20210603 0001209191-21-037977.hdr.sgml : 20210603 20210603200626 ACCESSION NUMBER: 0001209191-21-037977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210601 FILED AS OF DATE: 20210603 DATE AS OF CHANGE: 20210603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Witney Frank CENTRAL INDEX KEY: 0001455312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21937 FILM NUMBER: 21994404 MAIL ADDRESS: STREET 1: 940 WINTER STREET STREET 2: C/O PERKINELMER CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CERUS CORP CENTRAL INDEX KEY: 0001020214 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 680262011 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1220 CONCORD AVENUE STREET 2: SUITE 600 CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 9252886000 MAIL ADDRESS: STREET 1: 1220 CONCORD AVENUE STREET 2: SUITE 600 CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: CERUS TECHNOLOGIES INC DATE OF NAME CHANGE: 19960731 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-01 0 0001020214 CERUS CORP CERS 0001455312 Witney Frank C/O CERUS CORPORATION 1220 CONCORD AVE CONCORD CA 94520 1 0 0 0 Common Stock 2021-06-01 4 M 0 13228 A 84717 D Common Stock 2021-06-02 4 A 0 14888 0.00 A 99605 D Restricted Stock Unit 2021-06-01 4 M 0 13228 D Common Stock 13228 0 D Option (Right to Buy) 5.62 2021-06-02 4 A 0 29983 A 2031-06-01 Common Stock 29983 29983 D Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock. Represents the number of shares underlying RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such vesting date. This RSU vested one year from the date of grant. Not applicable. The option shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2022 Annual Meeting of Stockholders. Frank Witney by Chrystal Menard, attorney-in-fact 2021-06-03