0001209191-21-021140.txt : 20210316
0001209191-21-021140.hdr.sgml : 20210316
20210316193731
ACCESSION NUMBER: 0001209191-21-021140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210312
FILED AS OF DATE: 20210316
DATE AS OF CHANGE: 20210316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenman William Mariner
CENTRAL INDEX KEY: 0001377258
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21937
FILM NUMBER: 21747826
MAIL ADDRESS:
STREET 1: C/O CERUS CORPORATION
STREET 2: 2411 STANWELL DRIVE
CITY: CONCORD
STATE: CA
ZIP: 94520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CERUS CORP
CENTRAL INDEX KEY: 0001020214
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 680262011
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1220 CONCORD AVENUE
STREET 2: SUITE 600
CITY: CONCORD
STATE: CA
ZIP: 94520
BUSINESS PHONE: 9252886000
MAIL ADDRESS:
STREET 1: 1220 CONCORD AVENUE
STREET 2: SUITE 600
CITY: CONCORD
STATE: CA
ZIP: 94520
FORMER COMPANY:
FORMER CONFORMED NAME: CERUS TECHNOLOGIES INC
DATE OF NAME CHANGE: 19960731
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-12
0
0001020214
CERUS CORP
CERS
0001377258
Greenman William Mariner
C/O CERUS CORPORATION
1220 CONCORD AVE SUITE 600
CONCORD
CA
94520
1
1
0
0
President and CEO
Common Stock
2021-03-12
4
M
0
71666
A
1002908
D
Common Stock
2021-03-15
4
S
0
27651
6.3777
D
975257
D
Common Stock
2021-03-12
4
M
0
151667
A
1126924
D
Common Stock
2021-03-15
4
S
0
76272
6.3777
D
1050652
D
Common Stock
2021-03-12
4
M
0
104363
A
1155015
D
Common Stock
2021-03-15
4
S
0
52484
6.3777
D
1102531
D
Restricted Stock Unit
2021-03-12
4
M
0
71666
D
Common Stock
71666
0
D
Restricted Stock Unit
2021-03-12
4
M
0
151667
D
Common Stock
151667
151666
D
Restricted Stock Unit
2021-03-12
4
M
0
104363
D
Common Stock
104363
211887
D
Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.
Includes 2,341 and 3,052 shares purchased under Issuer's Employee Stock Purchase Plan on 08/31/20 and 02/28/21, respectively.
Represents shares sold pursuant to an instruction intended to comply with the requirements of Rule 10b5-1 that was elected by the Reporting Person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II and does not represent a discretionary sale by the reporting person.
The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.285 to $6.445 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.
Not applicable.
The restricted stock unit vests in three equal annual installments beginning on March 12, 2020.
The restricted stock unit vests in three equal annual installments beginning on March 12, 2021.
William M. Greenman, by Chrystal Menard, attorney-in-fact
2021-03-16