0001209191-18-019474.txt : 20180313
0001209191-18-019474.hdr.sgml : 20180313
20180313212705
ACCESSION NUMBER: 0001209191-18-019474
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180310
FILED AS OF DATE: 20180313
DATE AS OF CHANGE: 20180313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Green Kevin Dennis
CENTRAL INDEX KEY: 0001459351
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21937
FILM NUMBER: 18688187
MAIL ADDRESS:
STREET 1: C/O CERUS CORPORATION
STREET 2: 2411 STANWELL DRIVE
CITY: CONCORD
STATE: CA
ZIP: 94520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CERUS CORP
CENTRAL INDEX KEY: 0001020214
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 680262011
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2550 STANWELL DRIVE
CITY: CONCORD
STATE: CA
ZIP: 94520
BUSINESS PHONE: 9252886000
MAIL ADDRESS:
STREET 1: 2550 STANWELL DRIVE
STREET 2: STE 300
CITY: CONCORD
STATE: CA
ZIP: 94520
FORMER COMPANY:
FORMER CONFORMED NAME: CERUS TECHNOLOGIES INC
DATE OF NAME CHANGE: 19960731
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-10
0
0001020214
CERUS CORP
CERS
0001459351
Green Kevin Dennis
C/O CERUS CORPORATION
2550 STANWELL DRIVE
CONCORD
CA
94520
0
1
0
0
Chief Financial Officer
Common Stock
2018-03-10
4
M
0
6000
A
58062
D
Common Stock
2018-03-12
4
S
0
2063
4.8015
D
55999
D
Common Stock
2018-03-12
4
M
0
7500
A
63499
D
Common Stock
2018-03-13
4
S
0
2674
5.05
D
60825
D
Restricted Stock Unit
2018-03-10
4
M
0
6000
D
Common Stock
6000
6000
D
Restricted Stock Unit
2018-03-12
4
M
0
7500
D
Common Stock
7500
15000
D
Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.
Represents the number of shares required to be sold to cover the statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II. This sale is mandated by the election to satisfy the minimum statutory tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary sale by the reporting person.
The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $4.9652 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
The restricted stock unit vests in three equal annual installments beginning on March 10, 2017.
Not applicable.
The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.
Kevin D. Green by Chrystal Menard, attorney-in-fact
2018-03-13