0001209191-17-020949.txt : 20170315
0001209191-17-020949.hdr.sgml : 20170315
20170315202404
ACCESSION NUMBER: 0001209191-17-020949
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170310
FILED AS OF DATE: 20170315
DATE AS OF CHANGE: 20170315
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CERUS CORP
CENTRAL INDEX KEY: 0001020214
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 680262011
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2550 STANWELL DRIVE
CITY: CONCORD
STATE: CA
ZIP: 94520
BUSINESS PHONE: 9252886000
MAIL ADDRESS:
STREET 1: 2550 STANWELL DRIVE
STREET 2: STE 300
CITY: CONCORD
STATE: CA
ZIP: 94520
FORMER COMPANY:
FORMER CONFORMED NAME: CERUS TECHNOLOGIES INC
DATE OF NAME CHANGE: 19960731
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moore Carol
CENTRAL INDEX KEY: 0001574700
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21937
FILM NUMBER: 17692687
MAIL ADDRESS:
STREET 1: C/O CERUS CORPORATION
STREET 2: 2550 STANWELL DRIVE
CITY: CONCORD
STATE: CA
ZIP: 94520
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-10
0
0001020214
CERUS CORP
CERS
0001574700
Moore Carol
C/O CERUS CORPORATION
2550 STANWELL DRIVE
CONCORD
CA
94520
0
1
0
0
SVP Reg. & Quality
Common Stock
2017-03-10
4
M
0
6000
A
27960
D
Common Stock
2017-03-14
4
S
0
2377
4.15
D
25583
D
Restricted Stock Unit
2017-03-10
4
M
0
6000
D
Common Stock
6000
12000
D
Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.
Includes an aggregate of 18,886 shares purchased under Issuer's Employee Stock Purchase Plan.
Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units listed in Table II. This sale is mandated by the election to satisfy the minimum statutory tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary sale by the reporting person.
The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.15 to $4.1457 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
The restricted stock unit vests in three equal annual installments beginning on March 10, 2017.
Not applicable.
Carol Moore by Chrystal Menard, attorney-in-fact
2017-03-15