0001209191-21-011629.txt : 20210218 0001209191-21-011629.hdr.sgml : 20210218 20210218083606 ACCESSION NUMBER: 0001209191-21-011629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENSKE ROGER S CENTRAL INDEX KEY: 0000942439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12297 FILM NUMBER: 21647758 MAIL ADDRESS: STREET 1: 2555 TELEGRAPH ROAD CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48302-0954 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENSKE AUTOMOTIVE GROUP, INC. CENTRAL INDEX KEY: 0001019849 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 223086739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2555 TELEGRAPH RD CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48302-0954 BUSINESS PHONE: 248-648-2500 MAIL ADDRESS: STREET 1: 2555 TELEGRAPH RD CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48302-0954 FORMER COMPANY: FORMER CONFORMED NAME: UNITED AUTO GROUP INC DATE OF NAME CHANGE: 19960726 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-16 0 0001019849 PENSKE AUTOMOTIVE GROUP, INC. PAG 0000942439 PENSKE ROGER S 2555 TELEGRAPH ROAD BLOOMFIELD HILLS MI 48302 1 1 1 0 Chair & CEO Common Stock (Restricted Shares) 2021-02-16 4 A 0 143338 A 704348 D Fifteen percent of the shares vest on June 1, 2022, fifteen percent of the shares vest on June 1, 2023, twenty percent of the shares vest on June 1, 2024 and fifty percent of the shares vest on June 1, 2025. Price is not relevant to this transaction. Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. /s/Shane M. Spradlin as attorney in fact 2021-02-18