0001209191-13-043129.txt : 20130905 0001209191-13-043129.hdr.sgml : 20130905 20130905161037 ACCESSION NUMBER: 0001209191-13-043129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130903 FILED AS OF DATE: 20130905 DATE AS OF CHANGE: 20130905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENSKE AUTOMOTIVE GROUP, INC. CENTRAL INDEX KEY: 0001019849 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 223086739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2555 TELEGRAPH RD CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48302-0954 BUSINESS PHONE: 248-648-2500 MAIL ADDRESS: STREET 1: 2555 TELEGRAPH RD CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48302-0954 FORMER COMPANY: FORMER CONFORMED NAME: UNITED AUTO GROUP INC DATE OF NAME CHANGE: 19960726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCWATERS KIMBERLY J CENTRAL INDEX KEY: 0001272480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12297 FILM NUMBER: 131080544 MAIL ADDRESS: STREET 1: 20410 NORTH 19TH AVENUE CITY: PHOENIX STATE: AZ ZIP: 85027 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-09-03 0 0001019849 PENSKE AUTOMOTIVE GROUP, INC. PAG 0001272480 MCWATERS KIMBERLY J 2555 TELEGRAPH ROAD BLOOMFIELD HILLS MI 48302 1 0 0 0 Voting Common Stock 2013-09-03 4 S 0 4000 40.20 D 18924 D Defferred Stock Units (Phantom Stock) 2013-09-03 4 A 0 33.23 A Common Stock 33.23 8354.19 D This transaction was executed in multiple trades at prices ranging from $40.16 to $40.259. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. One for one. These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors. Not Applicable. Price is not relevant to this transaction. /s/ Shane M. Spradlin, by power of attorney 2013-09-05