0001209191-23-045703.txt : 20230814 0001209191-23-045703.hdr.sgml : 20230814 20230814182234 ACCESSION NUMBER: 0001209191-23-045703 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230811 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chong David Cheung Hyen CENTRAL INDEX KEY: 0001579104 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 231172538 MAIL ADDRESS: STREET 1: 201 EAST SANDPOINTE AVENUE STREET 2: 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-11 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001579104 Chong David Cheung Hyen 15147 NORTH SCOTTSDALE ROAD H300 SCOTTSDALE AZ 85254 0 1 0 0 Executive Vice President -Asia 0 Common Stock 2023-08-11 4 P 0 1000 9.3719 A 25634 D Common Stock 2023-08-14 4 P 0 1000 9.7925 A 26634 D Common Stock 5112 I See Footnote #1 Restricted Stock Units Common Stock 0 15276 D Employee Stock Options (Rt To Buy) Common Stock 0 46230 D These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership. Each restricted stock unit represents a contingent right to receive one share of UEI common stock. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. This figure represents an aggregate number of stock options held by Reporting Person. /s/David Cheung Hyen Chong by Valerie J. Ballard, pursuant to Limited Power of Attorney dated May 16, 2013 (attached) 2023-08-14