0001209191-23-040713.txt : 20230703 0001209191-23-040713.hdr.sgml : 20230703 20230703193657 ACCESSION NUMBER: 0001209191-23-040713 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230701 FILED AS OF DATE: 20230703 DATE AS OF CHANGE: 20230703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOGEL CARL E CENTRAL INDEX KEY: 0001118042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 231066377 MAIL ADDRESS: STREET 1: C/O SIRIUS XM RADIO INC. STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-07-01 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001118042 VOGEL CARL E 78 GLENMOOR DRIVE CHERRY HILLS VILLAGE CO 80113-7116 1 0 0 0 0 Common Stock 2023-07-01 4 M 0 1250 A 18750 D Common Stock 37500 I See Footnote #2 Restricted Stock Units 2023-07-01 4 M 0 1250 0.00 D Common Stock 1250 0 D Restricted Stock Units 2023-07-01 4 A 0 5000 0.00 A Common Stock 5000 5000 D Each restricted stock unit represents a contingent right to receive one share of UEI common stock. These shares are held in the Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the Trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the Trust's shares. These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and were paid quarterly over a period ending July 1, 2023. Restricted stock units awarded on July 1, 2023 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2024. /s/Carl E. Vogel, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated November 6, 2009 2023-07-05