0001209191-23-040713.txt : 20230703
0001209191-23-040713.hdr.sgml : 20230703
20230703193657
ACCESSION NUMBER: 0001209191-23-040713
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230701
FILED AS OF DATE: 20230703
DATE AS OF CHANGE: 20230703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VOGEL CARL E
CENTRAL INDEX KEY: 0001118042
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21044
FILM NUMBER: 231066377
MAIL ADDRESS:
STREET 1: C/O SIRIUS XM RADIO INC.
STREET 2: 1221 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC
CENTRAL INDEX KEY: 0000101984
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 330204817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 480-530-3000
MAIL ADDRESS:
STREET 1: 15147 N SCOTTSDALE RD
STREET 2: SUITE H300
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-07-01
0
0000101984
UNIVERSAL ELECTRONICS INC
UEIC
0001118042
VOGEL CARL E
78 GLENMOOR DRIVE
CHERRY HILLS VILLAGE
CO
80113-7116
1
0
0
0
0
Common Stock
2023-07-01
4
M
0
1250
A
18750
D
Common Stock
37500
I
See Footnote #2
Restricted Stock Units
2023-07-01
4
M
0
1250
0.00
D
Common Stock
1250
0
D
Restricted Stock Units
2023-07-01
4
A
0
5000
0.00
A
Common Stock
5000
5000
D
Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
These shares are held in the Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the Trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the Trust's shares.
These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and were paid quarterly over a period ending July 1, 2023.
Restricted stock units awarded on July 1, 2023 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2024.
/s/Carl E. Vogel, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated November 6, 2009
2023-07-05