0001209191-23-040711.txt : 20230703 0001209191-23-040711.hdr.sgml : 20230703 20230703193514 ACCESSION NUMBER: 0001209191-23-040711 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230701 FILED AS OF DATE: 20230703 DATE AS OF CHANGE: 20230703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULLIGAN WILLIAM C CENTRAL INDEX KEY: 0001216549 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21044 FILM NUMBER: 231066373 MAIL ADDRESS: STREET 1: 201 EAST SANDPOINTE STREET 2: 8TH FLOOR CITY: SANTA ANA STATE: CA ZIP: 92707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL ELECTRONICS INC CENTRAL INDEX KEY: 0000101984 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 330204817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-530-3000 MAIL ADDRESS: STREET 1: 15147 N SCOTTSDALE RD STREET 2: SUITE H300 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-07-01 0 0000101984 UNIVERSAL ELECTRONICS INC UEIC 0001216549 MULLIGAN WILLIAM C 15147 NORTH SCOTTSDALE ROAD H300 SCOTTSDALE AZ 85254 1 0 0 0 0 Common Stock 2023-07-01 4 M 0 1250 A 42663 I Please refer to footnote #2 Common Stock 2490 D Restricted Stock Units 2023-07-01 4 M 0 1250 0.00 D Common Stock 1250 0 D Restricted Stock Units 2023-07-01 4 A 0 5000 0.00 A Common Stock 5000 5000 D Each restricted stock unit represents a contingent right to receive one share of UEI common stock. These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust. These restricted stock units are one-fourth of the total granted on July 1, 2022, which original grant was awarded as director compensation and generally vests and were paid quarterly over a period ending July 1, 2023. Restricted stock units awarded on July 1, 2023 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2024. /s/William C. Mulligan, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated January 22, 2003 2023-07-05